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    CSA - Greater Control Through Self-Assessment

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    Abdur Rahman
    The document discusses control self-assessment (CSA), a technique where managers and teams directly involved in business units assess risk management and control processes. CSA can cover objectives, controls, and processes, and help internal auditors focus on high-risk areas and collaborate with managers. The document also describes how KPMG can provide CSA training, reviews, and a custom CSA application to house and update content and monitor control and compliance efforts.

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    CSA - Greater Control Through Self-Assessment

    Uploaded by

    Abdur Rahman
    11 views2 pages
    The document discusses control self-assessment (CSA), a technique where managers and teams directly involved in business units assess risk management and control processes. CSA can cover objectives, controls, and processes, and help internal auditors focus on high-risk areas and collaborate with managers. The document also describes how KPMG can provide CSA training, reviews, and a custom CSA application to house and update content and monitor control and compliance efforts.

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    CSA - Greater control through self-assessment (003)

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    The document discusses control self-assessment (CSA), a technique where managers and teams directly involved in business units assess risk management and control processes. CSA can cover objectives, controls, and processes, and help internal auditors focus on high-risk areas and collaborate with managers. The document also describes how KPMG can provide CSA training, reviews, and a custom CSA application to house and update content and monitor control and compliance efforts.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    11 views2 pages

    CSA - Greater Control Through Self-Assessment

    Uploaded by

    Abdur Rahman
    The document discusses control self-assessment (CSA), a technique where managers and teams directly involved in business units assess risk management and control processes. CSA can cover objectives, controls, and processes, and help internal auditors focus on high-risk areas and collaborate with managers. The document also describes how KPMG can provide CSA training, reviews, and a custom CSA application to house and update content and monitor control and compliance efforts.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 2

    Greater control through Self-Assessment

    “Control Self-Assessment (CSA) is a technique that allows managers and work teams directly involved in business units, functions or processes to participate in assessing the
    organization's risk management and control processes. In its various formats, CSA can cover objectives, controls and processes. Internal auditors can utilise CSA programs for
    gathering relevant information about controls; for focusing audit work on high risk, unusual areas; and to forge greater collaboration with operating managers and work teams.
    Managers can utilise CSA programs to clarify business objectives and to identify and deal with the risks to achieving those objectives.“ The Institute of Internal Auditors

    What value CSA adds: The CSA Cycle: What KPMG can do for you….

    Enhances the control


    The use of CSA assists in
    consciousness of the
    meeting the CSA Provide CSA Execute CSA Using Excel for
    people who are
    requirements of the JSE Methodology Training and Reviews including assessments and
    responsible for controls
    Paragraph 3.84(k) Design & facilitate CSA RACM & Word for reporting
    within the organisation
    Dynamic Dynamic Implementation Workshops Framework is cumbersome
    Reporting Planning including Development and resource
    Project intensive. We
    Management have developed a
    Enables early custom CSA
    Optimises an
    identification of problem CSA Cycle Application that
    organisation’s control
    areas in the control can be leveraged
    frameworks
    environment to house and
    Independent Management update content
    Assurance Self-Assessment and monitor
    control &
    Shifts assurance to 1st compliance
    Enhances internal audit’s Level of Defence to efforts.
    coverage and efficiency achieve a reduction in the
    cost of control

    Contact us
    kpmg.com/socialmedia
    Ashley Smith | Director Aveen Mahado | Associate Director
    +27 (0) 82 719 2392 +27 (82) 719 8755
    ashley.smith@kpmg.co.za aveen.mahado@kpmg.co.za © 2023 KPMG Services Proprietary Limited, a South African company with registration number 1999/012876/07 and a member firm of the KPMG
    global organisation of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee. The
    KPMG name and logo are registered trademarks or trademarks of KPMG International.
    Greater control through Self-Assessment
    What KPMG can do for you (continued)

    What it looks like

    Input data from anywhere,


    anytime from any device

    Our CSA R
    Solution Efficiency, real-time access,
    version control through web- Difference:
    based solution rather than a
    desktop solution
    Our CSA solution offers:
    • Scalability, in terms of control application and coverage across multiple auditable entities
    • Repeatability, allowing management to assess their level of control adoption, as well as
    operational effectiveness, on an ongoing basis reflecting the progress made in improving the
    control environment
    Customised to your
    methodologies and allows
    • Focused effort, as results clearly highlight areas of concern for follow-up
    customised reporting • Automation, simplifying the issuing, collating and reporting of a CSA

    Contact us
    kpmg.com/socialmedia
    Ashley Smith | Director Aveen Mahado | Associate Director
    +27 (0) 82 719 2392 +27 (82) 719 8755
    ashley.smith@kpmg.co.za aveen.mahado@kpmg.co.za © 2023 KPMG Services Proprietary Limited, a South African company with registration number 1999/012876/07 and a member firm of the KPMG
    global organisation of independent member firms affiliated with KPMG International Limited, a private English company limited by guarantee. The
    KPMG name and logo are registered trademarks or trademarks of KPMG International.

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