Case Studies in Thermal Engineering
Case Studies in Thermal Engineering
Case Studies in Thermal Engineering
Keywords: Low-energy cases can be designed more efficiently by using analytical optimization. The non-
Simulation-based optimization linear thermal performance of buildings has led to the development of optimization techniques
Energy saving measures based on simulation. In building optimization, it is important to achieve superior solutions while
Balanced tree growth optimizer minimizing calculation expenses. This study aims to optimize an Australian office building using
Optimization algorithm benchmarking
the Balanced Tree Growth Optimizer (BTGO). It has resulted that more than 11.7 % of energy can
Commercial building design
be saved by the optimization process and also some energy-saving measures. A comparison of the
utilized algorithm with benchmark algorithms including the Nelder-Mead method, hybrid Parti-
cle Swarm Optimization, Hooke-Jeeves, and Ant Colony Optimization for continuous domain
showed that the BTGO can achieve better solutions and needs less computational time.
* Corresponding author.
** Corresponding author.
E-mail addresses: yfouad@ksu.edu.sa (Y. Fouad), chiranjeevi.c@vit.ac.in (C. Chiranjeevi).
https://doi.org/10.1016/j.csite.2024.104028
Received 11 December 2023; Received in revised form 10 January 2024; Accepted 12 January 2024
Available online 14 January 2024
2214-157X/© 2024 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/).
X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
1. Introduction
According to the International Energy Agency (IEA), 30% of the produced energy is consumed in the building sector. A growing
population leads to an increase in energy consumption and greenhouse gas emissions. This problem can be solved by improving the
energy efficiency of buildings [1–3]. In spite of this, householders' affordability will determine the cost of installation or substitution
of technologies with further effective ones. This can have a significant impact on the future CO2 emissions and also energy expendi-
tures [4,5]. Therefore, the employment of energy efficiency actions will be effective in reducing energy consumption and the CO2
emissions. However, the complexity of the interactions of the design and environment-related parameters should be taken into ac-
count. Many multiple-criteria optimization methods have been employed; nevertheless, some were examined to solve the problems of
building design parameters. Hence, the optimizations based on simulation can be an effective design technique to answer multiple
precise needs to design buildings with higher behavior [6,7]. For the optimization of building energy effectiveness, many papers have
focused on coupling an optimization technique with building energy simulation software. In Ref. [8], a tailor-made thermal simula-
tion tool and MATLAB optimization technique have been integrated to carry out numerous simulations to achieve optimum building
arrangement. They have used a genetic algorithm as the optimization method. In this way, the time duration of the optimization is de-
creased considerably, and also adaptability matters are removed. Moreover, applicant-friendliness and the flexibility of the software
are increased by the development of this method on a single platform. In Ref. [9] the solution was found using a numerical approach.
In Ref. [10], a retrofitting plan in relation to thermal performance, energy savings, and fiscal indicators has been studied as the pri-
mary objective. In Ref. [11], the Phase Change Material applicability as a building material's thermal energy storage has been empha-
sized.
In [12], the potential use of latent thermal energy storage in the residential sector to attain nearly zero-energy buildings and how
they would interconnect within smart energy systems was discussed. In Ref. [13], an NSGA-II optimization algorithm with the Ener-
gyPlus simulation tool has been coupled to achieve the best solutions to enhance the energy behavior of the building. The impact of
some architecture-related characteristics such as the orientation of the building and the size of the window are investigated. It has re-
sulted that the yearly cooling energy usage decreases between 55.8% and 76.4 % in different climatic zones that they have studied.
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
However, the yearly lighting electrical power demand increments between 1% and 4.8 %. Consequently, by the achieved optimal
arrangement, the yearly overall energy use of the building reduces between 23.8 % −42.2 %. Wonuk Kim and et al. [14] combined a
surrogate model for a daylighting, heating, ventilating, and air conditioning (IDHVAC) system to forecast building energy behavior
using artificial neural network (ANN) methods and artificial light regression technique, with the utilization of a database that has
been made applying the EnergyPlus simulation tool. It has been concluded that the GA-optimized IDHVAC model saves 13.7 % of en-
ergy than the typical techniques. In Ref. [15], the optimization techniques used in the energy-effective building envelope and geome-
try design including derivative-based and derivative-free optimization techniques and their utilization have been reviewed. Also, de-
cision-making methods were considered for multiple-criteria optimizations. Then the constraints and proposals for the associated fu-
ture investigations have resulted. Fig. (1) (b) shows the geographical abstract of the proposed methodology.
As a result of this literature review, it was observed that few publications are using simulation-based optimization to design build-
ings. Thus, the findings of this paper can be useful to architects when designing energy-efficient buildings in Australia. It focuses on
presenting a new building optimization method that improves the benchmark algorithms on 3 main operation matrices, namely com-
putational expense, consistency, and solution quality. A novel building optimization technique is the focus of this paper. This method
is developed by the benchmark optimizers based on the main efficiency metrics including the calculation expense, solution feature,
and stability that controls the mathematical comparison of the novel optimizers of the building energy optimization (BEO) problems.
This helps to assess the convergence behavior (i.e. stability and velocity). Here, the Balanced Tree Growth Optimizer (BTGO) is ap-
plied as the optimization method. BTGO is a new optimization technique that in comparison to other famous ones achieves better re-
sults. To control the distance limitations a technique is combined with the BTGO. Finally, for the optimization of the representative
commercial building of the Australian cities including Gold Coast, Palmerston, Launceston, and Adelaide, this improved TGO opti-
mizer. The optimization tests are applied to assess the efficiency of the BTGO algorithm to the above-mentioned behavior metrics and
for the development of a novel way of designing a less-energy commercial building in Australian cities.
This study is novel in several ways, as highlighted by the information provided:
• Building energy efficiency through simulation-based optimization: The paper provides a detailed overview of the
effectiveness of simulation-based optimization methods for improving building energy efficiency.
• BTGO for building optimization: The introduction discusses the benefits of BTGO in terms of computational expense, quality of
solution, and stability over benchmark algorithms.
• Improved building design reduces energy consumption: Using an enhanced optimization method for building design, the
study aims to reduce energy consumption.
• An analysis of energy-saving measures in Australian cities: Using specific Australian cities as a case study to illustrate
the importance of energy-saving measures in office buildings (Gold Coast, Palmerston, Launceston, and Adelaide) adds a
geographical and practical context to the study.
As a whole, the introduction sets a solid foundation for the entire paper, providing clear reasoning for the study, introducing the
novel optimization technique (BTGO), as well as outlining the specific contributions and novelty of the study. The main contributions
of this study are as follows:
- Optimizing building design based on simulation.
- Solving building optimization problems with a Balanced Tree Growth Optimizer.
- Decreasing energy use by improving building design.
- Applying energy saving measures in office buildings in cities of Australia.
Fig. (1). The design of a ten-story building (a), the optimization framework (b).
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
2. Methodology
In this study, for the studied building optimization problems, regarding the higher and lower limits on variables, the possible de-
sign space is clearly described: li ∈ −∞, si , ui ∈ si , +∞ , i = 1, … , N where li is the lower ui the higher limits of the parameter i. The
( ] [ )
(1)
( )
min g (x) = min Ec (x) + Ef (x) + El (x) + Ep (x) + Eh (x) + Em (x)
Where, Ec represents the energy used for cooling the building space (MJ/m2yr), Ef denotes the energy use of the HVAC system's supply
and return fans (MJ/m2yr), El defines the energy use of lighting (MJ/m2yr), Ep describes the energy use of pumps (MJ/m2yr), Eh repre-
sents the energy used for heating the building space (MJ/m2yr), and Em shows the energy use of indoor equipment and the heat rejec-
tion which is the energy use of cooling tower fan (MJ/m2yr). Due to that, a normalization of the decision parameter inputted limita-
tion can be carried out, it can be considered that l = 0 and u = 1 without losing the generalization. The objective function, f (.), de-
fines the building's yearly total energy use that is computed using the EnergyPlus simulation tool.
1
(2)
j+1 j j
Ti = r × Ti + × Ti
𝛾
where, r denotes a random parameter with a standard uniform distribution between 0 and 1, that due to light contentment by the
trees, the roots of the trees are skilled to transmit and obtain food that has an impact on the growth of the speed of Ti units and γ ex-
j
plain the decline speed of power for trees by the decreased food nearby, aging, and high growth.
Phase 5: Transfer N2 the number of solutions to interval close to optimum solutions through various α angles. Thus, the interval of
the chosen trees and the rest should be obtained first using the following equation:
N1 +N2 2
(3)
j j
di = T N − Ti
2
i=1
So,
⎧ j j
⎪ di if TN2 ≠ Ti
di = ⎨ j j (4)
⎪ ∞if TN2 = Ti
⎩
Then, the variables x1 and x2 with minimum intervals (di are employed for achieving a linear combination of the trees. The proce-
)
dure is as follows:
y = 𝜆 × x1 + (1 − 𝜆) × x2 (5)
where λ signifies a random parameter with a standard uniform distribution between 0 and 1. To take this tree into 2 neighbor trees dis-
tance with angles of αi = U(0,1), the below formula is applied:
(6)
j j
TN = TN + 𝛼 i × y
2 2
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Phase 6: Take N3 numbers of inappropriate solutions and substitute random amounts in place of them.
Phase 7: Create N numbers of the new individual, considering N = N1 + N2 + N3.
Phase 8: Create N4 numbers of the new solution and altering them by the mask operator according to the optimum solution, in
random and thus adjoin to the new individual, meaning that,
Phase 9: Arranging the novel individual and choosing N numbers of them as the primary individual of the later iteration which is
implemented by tournament, roulette wheel, or the optimum solution.
Phase 10: if ending criteria are reached, stop the algorithm and show the outcomes. If not, come back to step 3.
Balanced Tree Growth Optimizer (BTGO); The Tree Growth Optimizer (TGO) is a novel and efficient optimization algorithm
that can be applied in various spaces to solve optimization problems. Nevertheless, premature convergence with less certainty
may result if an unbalanced exchange of algorithm exploiting and exploring. To find a solution to this problem, in every itera-
tion, the local searching plan is developed assuming an elite tree. Thus, the elite tree with the optimum expense is achieved in
the search space. Then, Nl number of trees are chosen. Afterward, the rest of the trees try to approach their root to the elite
tree to make novel trees in place of N3 numbers of taken trees; here, assuming 𝓇 as the radius in growth space,
(8)
j
TN = TNe × (2 × 𝛿 × 𝓇 + (1 − 𝓇)) ; i = 1, 2, … , m
3 3
where, TN3 explains the ith parameter value for the elite tree, and TN is the ith parameter amount for the jth novel individual. The novel
e j
3
individual is explained based on a row vector as follows:
[ ]
(9)
j j j j
TN = xi , x2 , … , xm ; s = 1, 2, … , Nl
3
where δ signifies a random amount between 0 and 1. Therefore, the novel achievements should be investigated and improved to en-
sure the optimum amount in the range of the maximum amount ( x ) and minimum amount ( x ) as follows:
x if xis < x
{
(10)
j
TN =
3 x if xis > x
The expense amount for the whole new trees is assessed to achieve the optimum tree with the optimum expense. The application
of the chaos mechanism is the second modification in the algorithm to resolve premature convergence. This procedure is an idea to
define the sensitive systems that are influenced by any alterations. The utilization of this procedure is incrementing regularly in the
optimization processes. This procedure can be applied to refine the algorithm about the convergence rate. The usual description of the
chaos procedure is achieved by the following equation:
( )
(11)
j j
Xi+1 = f Xi , j = 1, 2, … , dm
( )
where, f Xi shows the generator function of the procedure, and dm defines the dimension of the map. A tent map was used to mod-
j
1
(12)
j+1 j j
Ti = p q × Ti + × Ti
𝛾
where,
q
1.43 × Pq , Pi < 0.7
{
Pq+1 = q (13)
3.33 × (1 − Pq ) , Pi ≥ 0.7
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Table 1
The details of the case study.
Materials 180 mm 200 mm heavy-weight concrete R1.5 6 mm clear glass Metal deck, air gap, 150 mm HW 39 %
concrete, carpet batts, 10 mm plasterboard (absorption (SHGC = 0.818, concrete, roof space, R2.0 batts, 13 mm
2 cm coefficient (AC) = 0.6) VT = 0.88) acoustic tiles (AC = 0.6)
Total U-Value 1.345 0.550 5.81 0.228
(W/ m2K)
Table 2
The details of geometry and suppositions applied in the modeling of the case study.
Variables Values
3. Results
The energy operation of the studied case is presented in this part. The detailed results are illustrated in section 3.1 for four various
climate conditions in four Australian cities. Then, a comparison of the outcomes with the outcomes of literature and accessible data is
accomplished. Also, a comparison of the BTGO-optimized case for all cities with the base case and the benchmark algorithms is car-
ried out in section 3.2.
Fig. (2). The yearly energy use for the case study and the average state energy use for commercial office buildings.
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
sumption patterns retain relatively stable simulation outcomes across cities, emphasizing the importance of local factors. As can be
seen in this figure, regional factors have a nuanced impact on the amount of energy consumed in commercial buildings.
Table 3
The optimization parameters and the variable ranges.
Table 4
Variables applied for NM.
NM variables Blocking and restarting check Certainty Step-size determinant Modify terminating criterion
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Table 5
Variables applied for PSO-HJ and ACOR.
Variables PSO-HJ
Table 6
Variables applied for BTGO (I) and BTGO (II).
Table 7
Optimization outcomes, the optimum solution for each algorithm.
Gold coast NM 644.34 0.67 0.48 0.02 0.30 0.76 0.76 0.85 0.75 0.56 0.95 0.53 0.89 21.57 27.01 19.64
PSO-HJ 642.85 0.91 0.31 0.02 0.30 0.78 0.80 0.92 0.76 1.00 0.61 0.59 0.96 18.01 26.87 4.81
ACOR (1) 642.67 0.91 0.31 0.02 0.30 0.76 0.76 0.96 0.76 0.71 0.62 0.73 0.95 18.45 27.05 2.75
ACOR (2) 642.79 0.91 0.31 0.02 0.30 0.87 0.84 0.95 0.76 0.74 0.66 0.72 1.00 19.07 26.97 10.50
BTGO (1) 642.51 0.90 0.30 0.01 0.30 0.74 0.74 0.94 0.74 1.00 0.64 0.72 1.00 18.44 26.95 10.01
BTGO (2) 642.58 0.90 0.30 0.01 0.30 0.80 0.75 0.94 0.75 1.00 0.70 0.70 1.00 18.65 26.95 11.21
Palmerston NM 780.23 0.68 0.29 0.01 0.30 0.74 0.71 0.87 0.74 1.00 0.88 0.76 0.99 18.80 27.20 16.01
PSO-HJ 780.45 0.85 0.30 0.01 0.30 0.70 0.68 0.76 0.75 1.00 0.78 0.61 0.93 22.03 27.20 25.81
ACOR (1) 779.31 0.89 0.31 0.01 0.30 0.75 1.00 0.91 0.74 1.00 0.80 0.70 1.00 20.42 26.98 13.70
ACOR (2) 779.30 0.89 0.31 0.01 0.30 0.75 0.85 0.91 0.75 1.00 0.80 0.69 0.97 20.55 26.98 2.10
BTGO (1) 779.27 0.91 0.30 0.01 0.30 0.72 0.75 0.90 0.74 1.00 1.00 0.68 1.00 21.85 26.90 1.05
BTGO (2) 779.23 0.91 0.30 0.01 0.30 0.71 0.75 0.89 0.75 1.00 1.00 0.67 1.00 21.25 26.90 0.02
Launceston NM 547.15 0.91 0.38 0.01 0.30 1.01 0.68 1.35 0.87 0.75 0.54 0.59 0.75 18.02 26.00 18.25
PSO-HJ 546.16 0.75 0.47 0.01 0.30 1.10 0.91 1.17 0.94 0.85 0.75 0.44 0.76 18.01 26.00 17.91
ACOR (1) 545.95 0.89 0.31 0.01 0.30 0.96 0.93 1.31 1.04 0.79 0.75 0.53 0.76 18.01 26.00 7.15
ACOR (2) 545.97 0.89 0.31 0.01 0.30 0.96 1.00 1.33 0.95 0.80 0.79 0.55 0.75 18.00 26.00 8.90
BTGO (1) 545.88 0.9 0.30 0.01 0.30 0.75 1.01 1.25 0.91 1.00 0.76 0.24 0.70 18.00 26.00 0.00
BTGO (2) 545.90 0.9 0.30 0.01 0.30 0.88 1.03 1.26 0.92 0.82 0.79 0.26 0.76 18.00 26.00 8.81
Adelaide NM 577.21 0.68 0.61 0.01 0.30 0.75 0.88 0.95 0.78 0.55 0.57 0.58 0.68 18.55 25.98 4.91
PSO-HJ 575.87 0.84 0.36 0.01 0.30 0.85 0.81 1.02 0.81 0.75 0.70 0.44 0.70 18.25 26.00 13.12
ACOR (1) 575.61 0.91 0.31 0.01 0.30 0.79 0.82 1.05 0.74 0.69 0.95 0.30 0.99 18.49 26.00 9.65
ACOR (2) 575.66 0.91 0.31 0.01 0.30 0.74 0.74 1.05 0.80 0.69 1.00 0.29 0.73 18.50 26.00 10.00
BTGO (1) 575.56 0.89 0.30 0.01 0.30 0.74 0.86 1.00 0.85 1.00 0.75 0.38 0.75 18.31 26.00 0.00
BTGO (2) 575.57 0.90 0.30 0.01 0.30 0.84 0.88 1.01 0.78 0.78 0.76 0.37 0.95 18.30 26.00 15.01
Launceston, and 16.1 (GJ) for Adelaide, whereas the heating loads reduce 3.2 (GJ) only for Launceston and Adelaide. Due to the
trade-off among heating, cooling, and lighting loads, there is a dependency on the values of the best overhangs and windows in the di-
rection of the building and city. Also, the obtained outcomes can be applied to calculate the best amounts for the ratio of the window
to the wall. For instance, this value is equal to 37.3 % for the South, 32.8 % for the North, 31.9 % for the West, and 27.8 % for the
East building side in Adelaide. For all cases, the lowest value for heating set-points and the highest value for cooling set-points have
been chosen. This is anticipated if the building energy use is decreased. Notably, the optimization solutions represented in Table 7
might not be efficient for some parameters in building design due to that they have been determined with decimal points that are
valuable concerning solutions feature of optimization algorithms. As represented in Table 7, the optimization results show a small dif-
ference between the cost functions achieved using BTGO (e.g. 642.51 MJ/ m2 (Gold Coast)) and ACOR (e.g. 642.67 MJ/ m2 (Gold
Coast)). Also, based on these results, it is observed that the different groups of variables were achieved using different algorithms,
meaning that the case study fitness function is significantly multiple-modal. Therefore, designers have more alternatives to choose
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
from and fewer energy cases. Because of higher calculation expense, fewer optimization runs will be applied in practical optimization
problems. Thus, an algorithm that causes better solutions usually is desirable. A lesser average value with a lesser extension or varia-
tion in outcomes proposes a further dependable algorithm for achieving better solutions in each run. The distribution of optimization
outcomes of yearly energy use (MJ/ m2) for each case, by ten runs, is shown by the box-and-whisker plot. The optimum performance
of all cases is obtained by BTGO (II) and BTGO (1), respectively, based on the comparison of the median values depicted in Fig. (3).
Even though the difference between these values is very small, BTGO (I) gives a bigger variation compared to BTGO (II) which
makes BTGO (II) more reliable. Oppositely, the extension of optimization outcomes in NM in all cases is much higher in comparison to
others. Moreover, this value for NM is much bigger in comparison to the others, only in Palmerston it is different due to the highest
value of PSO-HJ. The Mann–Whitney U test has been utilized to know the statistical importance of diversity in the operation of the al-
gorithms. This test is a non-parametric test that is applied to evaluate whether the distributions of observations achieved between two
different algorithms on dependent parameters systematically vary from one another. Here, a lesser probability that the outcomes have
been achieved in a random is shown by lesser p-values whereas a considerable probability that shows no difference among the algo-
rithm operations is demonstrated by higher p-values. A significant difference between both BTGO algorithms and NM, ACOR also
PSO-HJ is represented in Table 8 for all cases.
Nevertheless, this difference is very small for BTGO (I) and BTGO (2). The speed of convergence is the next effective metric for op-
timization algorithms. The assessment of fitness function needs more time in building optimization problems. Thus, it is important to
keep the number of function assessments at a minimum value. The comparison of the convergence rate of optimization algorithms is
specifically effective if the total operation is much near the objective value. An example of an optimization run for a solution approxi-
mate to the median for the Gold Coast is depicted in Fig. (4).
It is clear that in comparison to other optimization algorithms, converging to the final solutions by BTGO (I) and BTGO (II) is very
quick. NM operation is more proper than PSO-HJ and rapidly converges to a solution in primitive iterations. Nevertheless, the
achieved solution has a significant difference in the optimum solution.
Also in the hybrid PSO-HJ algorithm, after 3100 building simulations, the PSO ended and then the PSO outcomes were refined by
HJ. Figs. (5) and (6) depict the total convergence rate of optimization algorithms after running ten times. The comparison of the con-
vergence rate in the last steps of the optimization process when algorithms converge to a solution much approximated to the optimal
for Gold Coast and Palmerston is shown in Fig. (5). It can be observed that the greatly conflicting outcomes are generated by NM. Both
BTGO (I) and BTGO (II) are between 2 and 4.5 times quicker than NM, PSO-HJ, and ACOR comparing median values.
The comparison of the convergence rate in the primary steps of the optimization process when algorithms converge to a solution
approximate to the final for Launceston and Adelaide is represented in Fig. (6). BTGO (I) and BTGO (II) displayed a little quicker con-
vergence speeds in comparison to NM and quicker operation than PSO-HJ and ACOR. Comparing the median values BTGO (I) is about
8 times quicker than PSO-HJ in Adelaide, and even though NM has a potentially quick convergence speed, this speed is conflicting
and the solutions obtained have considerably more energy use than the BTGO solutions. The building's yearly energy use and break-
down of energy use before and after sensitivity analysis and after optimization are depicted in Fig. (7).
4. Discussions
Across the studied cities, discrepancies are evident between Palmerston and the other studied cities in terms of yearly energy use
per unit floor area, owing to differences in occupancy, cooling set-points, and construction. Simulation-based optimization using the
Balanced Tree Growth Optimizer (BTGO) algorithm provides better solutions, lower variation, and faster convergence than other al-
gorithms (NM, PSO-HJ, and ACOR). According to the study, computational expense is an important consideration in building opti-
mization, and BTGO (II) has superior accuracy, rapid convergence, and consistent results. It is evident that the optimization process
has succeeded, despite the implementation of energy efficiency actions and sensitivity analysis, since the energy consumption de-
creased by 11.71 %–14.15%. Optimization outcomes are presented in tables and figures to demonstrate how variable sets are opti-
mized for each algorithm across different cities. It is noteworthy that BTGO (I) and BTGO (II) perform optimally at Gold Coast,
Launceston, and Adelaide, consuming the least amount of energy per square meter. The discussion also emphasizes the role of vari-
ables such as building orientation, solar absorption, emissivity, and insulation thickness in determining energy consumption. It con-
cludes with an analysis of BTGO's efficiency and reliability in achieving energy-efficient building designs with a comprehensive evalu-
ation of optimization outcomes.
Considering the details provided, potential limitations of the used method can be inferred as follows:
- Building Homogeneity: The study examines a specific 10-floor office building in accordance with the Building Code of
Australia (BCA). In this case, building characteristics should be homogeneous. Depending on the building type and size, the
method may be inapplicable.
- Occupancy Representation Static: A static representation of occupancy can be constructed based on lighting schedules, HVAC
use time, equipment, and occupancy determined by NABERS. Users' behaviors and occupancy patterns may vary in the real world.
- HVAC System Standardization: An HVAC system that follows ASHRAE standard values, such as Variable Air Volume (VAV)
with a water-cooled chiller, does not reflect the variety of HVAC systems found in real buildings. It is unclear whether the method
can be used to optimize different HVAC configurations.
- Design Space Simplification: It is possible that the study oversimplifies the complex interactions between design parameters,
despite describing the design space based on BCA recommendations. Building energy performance may not be fully accounted for
by the representation of the design space.
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Table 8
The outcomes of the Wilcoxon rank-sum test. The p-values are in bold which less than the common 0.05 importance level is.
Fig. (4). The convergence rate for the solution approximates the median on the Gold Coast.
Fig. (5). Building simulation numbers needed to converge to within 0.1 % of the optimum solution for each algorithm.
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Fig. (6). Building simulation numbers needed to converge to within 1 % of the optimum solution for each algorithm.
Fig. (7). Building yearly energy use; (a): before optimization, (b): after optimization.
- Assumption of BCA compliance: In the case that compliance with specific standards is assumed, it may overlook potential
innovations or alternative strategies that are not covered by the guidelines.
- A limited range of alternative designs: The study's focus on one particular building design may prevent it from exploring a
broader range of alternatives. Energy efficiency can be affected by different architectural and technological choices.
- Extent of Generalizability: The study does not explicitly address its generalizability to buildings in different climate zones.
There might be significant differences in energy consumption due to optimized designs in climates that are not considered here.
- Specifications of energy tools: Assumptions and modeling capabilities of the EnergyPlus simulation tool may introduce
limitations to calculating yearly total energy use. Other simulation tools may not be able to use the method.
Further work could address these limitations, incorporate more diverse building types and configurations, explore alternative
HVAC systems, consider a wider range of design parameters, and validate results against real-world data to ensure broader applicabil-
ity of the study.
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d
(14)
∑
f1 (x) = xi2
i=1
where, the decision parameters, i.e. xi are between −5.12 and 5.12. The optimum solution for this function is equal to 0.
b) Ackley function
This function has further complexity. The equation is as follows:
1 d
1
d
f3 (x) = −20 exp −0.2 xi2 - exp cos 2𝜋xi + 20 + exp (1) (15)
D i=1 D i=1
where the decision amount is between −32 and 32 with 0 being the optimum solution.
c) Rastrigin function
This function analytically is modeled as follows:
d
(16)
∑ ( 2 ( ) )
f2 (x) = xi − 10 cos 2𝜋xi + 10
i=1
where the decision parameters are between −1.28 and 1.28. Also, the optimum solution for this function is equal to 0.
d) Rosenbrock function
The analytical formula of this function is as follows:
d−1
(17)
2 2
100 xi+1 − xi2 + xi − 1
f4 (x) =
i=1
where the decision amounts are between −10 and 10. For this function, the optimum solution is 0. The size of the whole artificial
landscape is assumed to be 50. The 2-dimensional diagram for the selected fitness functions is represented in Fig. (8).
Some well-explained optimizers were selected for validation including Harris Hawks optimization [18], the Pigeon-inspired opti-
mization algorithm [19], the Moth-flame optimization algorithm [20], and the Basic TGO [21]. Each algorithm separately is run 30
times to achieve a certain outcome. The simulation outcomes of the algorithms used in artificial landscapes are represented in Table
9.
The effectiveness of the suggested BTGO has better outcomes in comparison to the HHO, PIOA, MEOA, and the basic TGO as seen
in Table 9. Based on the maximum, average, and minimum values of the algorithms, it has resulted that the suggested BTGO gives the
best certainty. Equally, compared to other algorithms, the lowest amount of the standard deviation for the BTGO presents higher ro-
bustness for the suggested algorithm. Fig. (9) depicts the convergence diagram of the compared algorithms.
As can be observed from the convergence diagrams, the suggested algorithm gives the quickest convergence with precise solu-
tions, not premature convergence based on the outcomes of the whole artificial landscape. Moreover, in convergence and accuracy,
the basic TGO has the second rank.
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Table 9
The simulation outcomes of the algorithms used in artificial landscapes.
Algorithm Indicator f1 f2 f3 f4
the energy breakdown for the modified case with optimized building displays that optimization has considerably decreased the cool-
ing loads and fan (fan energy use become lower 53.40 %, 43.31 %, 61.29 %, and 53.18 % for Gold Coast, Palmerston, Launceston,
and Adelaide, respectively). The most energy decrease is equal to 34.68 MJ/ m2 is seen for the optimized case in Palmerston. Signifi-
cantly, cooling loads, which have important influences on the building peak load, have been decreased by 35.9 %, 24.93 %, 52.05 %,
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Table 10
Building yearly energy use after sensitivity analysis.
and 39.54 % for Gold Coast, Palmerston, Launceston, and Adelaide, respectively. The highest decrease of a cooling load equal to
75.95 MJ/ m2 is seen for Palmerston and the lowest decrease is equal to 42.85 MJ/ m2 is accomplished by Launceston. Notably, de-
spite the application of daylighting conduct, lighting loads nearly stay constant between the modified case and the optimized out-
come. It should be noted that the decrease of the cooling loads is prioritized by an optimization algorithm, which is not strange in
Australia because the minimization of the lighting and cooling loads are inconsistent targets. Due to that, the optimization searches
the optimum equivalence among different building loads, it is more probable that an effort to reduce the cooling or lighting load will
cause an equivalent increment of the same or higher value in the other.
5. Conclusions
In conclusion, the application of simulation-based optimization techniques to improve the energy efficiency of a designed com-
mercial building in various Australian cities was investigated, with a particular focus on the effectiveness of the Balanced Tree
Growth Optimizer (BTGO) algorithm. The conclusion of the study was outlined through key points as follows:
• Application of Simulation-Based Optimization: The paper focuses on optimizing a designed commercial building in four
Australian cities using simulation-based optimization techniques.
• Introduction of Balanced TGO Algorithm: The study introduces the Improved Tree Growth Optimizer (BTGO) algorithm for
solving building optimization problems, optimizing 15 parameters.
• Comparison with Existing Algorithms: BTGO is compared to NM, PSO-HJ, and ACOR algorithms, demonstrating superior
performance in terms of obtaining better solutions.
• The superiority of BTGO in Outcomes' Spread and Convergence Speed: BTGO, especially BTGO (II), exhibits lower variation
and higher consistency in outcomes, with faster convergence speed compared to other algorithms.
• Recommendation for BTGO (II): The study suggests using BTGO (II) for building optimization due to its more accurate
solutions, faster convergence speed, and greater outcome consistency.
• Energy Efficiency Achievements: The optimization process, even after implementing energy efficiency actions and sensitivity
analysis, results in energy decreases ranging from 11.71 % to 14.15 %.
• Identification of Energy-Saving Solutions: The simulation-based optimization identifies potential energy-saving solutions and
determines optimum values for design parameters.
• Implications for Building Codes: The findings can be valuable for future designers in arranging higher-performance building
codes, contributing to sustainable and energy-efficient building practices.
• Consideration of Future Works: Future works are suggested to consider the uncertainty of variables in real building problems
and explore multi-objective optimization problems beyond the scope of this study.
• Overall Contribution and Recommendations: The paper concludes by highlighting the significance of the BTGO algorithm
in addressing building optimization challenges, achieving energy reductions, and providing valuable insights for future research
and design practices.
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X. Bai et al. Case Studies in Thermal Engineering 54 (2024) 104028
Data availability
The authors do not have permission to share data.
Acknowledgement
The authors extend their appreciation to Deputyship for research and innovation, “Ministry of Education” in Saudi Arabia for
funding this research (IFKSUOR3-273-6).
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