Iso TS 14092-2021

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TECHNICAL ISO/TS
SPECIFICATION 14092
First edition
2020-05
Adaptation to climate change —

Requirements and guidance on
adaptation planning for local
governments and communities
Adaptation au changement climatique — Exigences et
recommandations relatives à la planification de l'adaptation pour les
autorités locales et les communautés
University of Toronto User.
Reference number
ISO/TS 14092:2020(E)
© ISO 2020
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ISO/TS 14092:2020(E)

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ii © ISO 2020 – All rights reserved

ISO/TS 14092:2020(E)

Contents Page
Foreword...........................................................................................................................................................................................................................................v
Introduction................................................................................................................................................................................................................................. vi
1 1..................................................................................................................................................................
Scope.................................................................................................................................................................................................................................. 1
2 Normative references....................................................................................................................................................................................... 1
3 Terms and definitions...................................................................................................................................................................................... 1
4 Principles...................................................................................................................................................................................................................... 5
4.1 Accountability........................................................................................................................................................................................... 5
4.2 Continual learning and improvement.................................................................................................................................. 5
4.3 Flexibility...................................................................................................................................................................................................... 5
4.4 Mainstreaming and embedding................................................................................................................................................ 5
4.5 Practicality................................................................................................................................................................................................... 6
4.6 Prioritization............................................................................................................................................................................................. 6
4.7 Proportionality........................................................................................................................................................................................ 6
4.8 Relevance...................................................................................................................................................................................................... 6
4.9 Transparency............................................................................................................................................................................................. 6
5 Pre-planning.............................................................................................................................................................................................................. 6
5.1 General............................................................................................................................................................................................................ 6
5.2 Framing adaptation.............................................................................................................................................................................. 7
5.3 Roles, responsibilities and duties of the teams............................................................................................................ 7
5.3.1 Core decision-making team..................................................................................................................................... 7
5.3.2 Facilitation team................................................................................................................................................................ 7
5.3.3 Interested parties............................................................................................................................................................. 9
5.3.4 Agreement and approval............................................................................................................................................ 9
6 Assessing climate change impacts including opportunities.................................................................................... 9

6.1 General............................................................................................................................................................................................................ 9
6.2 Identifying climate change......................................................................................................................................................... 10
6.3 Assessing climate change impacts....................................................................................................................................... 11
6.4 Impact assessment methods..................................................................................................................................................... 13
6.4.1 General................................................................................................................................................................................... 13
6.4.2 Risk assessment.............................................................................................................................................................. 14
6.4.3 Vulnerability assessment........................................................................................................................................ 14
6.4.4 Thresholds analysis..................................................................................................................................................... 14
6.4.5 Defining areas and sectors where adaptation is needed............................................................ 15
6.5 Assessing adaptive capacity...................................................................................................................................................... 15
6.6 Identifying opportunities............................................................................................................................................................. 16
6.7 Identifying uncertainties.............................................................................................................................................................. 17
7 Formulating the adaptation plan......................................................................................................................................................17
7.1 General......................................................................................................................................................................................................... 17
7.2 Planning considering the policy context......................................................................................................................... 18
7.3 Identification of potential adaptation measures..................................................................................................... 19
7.4 Assessment of adaptation measures.................................................................................................................................. 19
7.5 Decision-making.................................................................................................................................................................................. 20
7.5.1 General................................................................................................................................................................................... 20
7.5.2 Interested parties’ engagement........................................................................................................................ 21
7.5.3 Selection of climate change adaptation measures............................................................................ 21
7.5.4 Short, medium and long lifespan decisions............................................................................................ 22
7.5.5 Documenting the decision..................................................................................................................................... 22
7.6 Local adaptation plan...................................................................................................................................................................... 23
7.6.1 General................................................................................................................................................................................... 23
7.6.2 Scope of the plan............................................................................................................................................................ 23
7.6.3 Boundaries of the system....................................................................................................................................... 23
© ISO 2020 – All rights reserved iii

ISO/TS 14092:2020(E)

7.6.4 Formulation and presentation........................................................................................................................... 24

7.6.5 Implementation.............................................................................................................................................................. 25
7.6.6 Monitoring and evaluation.................................................................................................................................... 25
7.6.7 Consultation on the draft adaptation plan.............................................................................................. 26
7.6.8 Confirmation and authorization....................................................................................................................... 26
7.6.9 Publication and archive............................................................................................................................................ 26
8 Implementation...................................................................................................................................................................................................26
8.1 Leadership and commitment................................................................................................................................................... 26
8.2 Preparation for implementation............................................................................................................................................ 27
8.3 Implementation plan....................................................................................................................................................................... 27
9 Monitoring and evaluation......................................................................................................................................................................28
10 Reporting and communication............................................................................................................................................................28
Annex A (informative) Example tables of contents of local adaptation plans.........................................................30
Annex B (informative) Tools for local adaptation planning.......................................................................................................35
Annex C (informative) Indicators for monitoring and evaluation in local adaptation planning.........39
Bibliography.............................................................................................................................................................................................................................. 40
iv © ISO 2020 – All rights reserved

ISO/TS 14092:2020(E)

Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www.iso.org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO’s adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see www.iso.org/
iso/foreword.html.
This document was prepared by Technical Committee ISO/TC 207, Environmental management,
Subcommittee SC 7, Greenhouse gas management and related activities.

Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.
© ISO 2020 – All rights reserved v

ISO/TS 14092:2020(E)

Introduction
Preparing for risks posed by climate change and planning for adaptation at local government
and community levels is essential for the safety and security of society, as well as for its economic,
environmental and social well-being. Changes in the climate are often reflected by floods, heatwaves,
droughts, coastal erosion and other impacts that have been identified across the globe, which pose
threats to life, property, economic well-being and to ecosystems. The UN Intergovernmental Panel
on Climate Change (IPCC) has projected that global warming from past anthropogenic emissions will
persist for centuries to millennia and will continue to cause further long-term changes in the climate
system such as sea level rise, with associated impacts.
This document presents guidance for local governments and communities on how to prepare for such
threats and the associated risks. The document recognizes that the impacts posed by climate change
vary widely from region to region, and directly affect communities’ well-being and local governments
including the public services they offer, as well as the safety and security of individuals within their
jurisdiction. It is the responsibility of local governments and communities to provide leadership in
planning and preparing to manage these risks.
This document also describes how to develop an adaptation plan at the local government and community
levels. The planning process details why and how to establish an appropriate (well-structured and
collaborative) governance structure and the elements of the adaptation planning and implementation
processes. These details include establishing a facilitation team, assessing risks and developing an
effective plan, monitoring the progress of adaptation implementation and evaluating its achievement
with the aim of improving the plan. The step-by-step process presented enables tailoring of the local
adaptation plan to suit the climate, environmental and societal conditions in each case. Following
this document will lead to developing a robust, effective adaptation plan that can be implemented,
promoting appropriate climate action today and in the future.
It is important to note that the climate is changing, and planning and implementing adaptation is a
continual learning and improvement process that requires sustained attention and action. This
document will help local governments and communities in taking initial action to create a safe, socially

and economically secure and sustainable society that is resilient to current and future impacts of
climate change.
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vii
ISO/TS 14092:2020(E)
Figure 1 — Logical framework of this document

NOTE The graph is designed to be interpreted clockwise.

© ISO 2020 – All rights reserved
TECHNICAL SPECIFICATION ISO/TS 14092:2020(E)
Adaptation to climate change — Requirements and

guidance on adaptation planning for local governments
and communities
1 Scope
This document specifies requirements and guidance on adaptation planning for local governments and
communities.
This document supports local governments and communities in adapting to climate change based
on vulnerability, impacts and risk assessments. In working with relevant interested parties, it also
supports the setting of priorities, and the development and subsequent updating of an adaptation plan.
2 Normative references
There are no normative references in this document.
3 Terms and definitions

For the purposes of this document, the following terms and definitions apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https://www.iso.org/obp

— IEC Electropedia: available at http://www.electropedia.org/
3.1
adaptation to climate change
climate change adaptation
process of adjustment to actual or expected climate (3.3) and its effects
Note 1 to entry: In human systems, adaptation seeks to moderate or avoid harm or exploit beneficial opportunities.
Note 2 to entry: In some natural systems, human intervention can facilitate adjustment to expected climate and
its effects.
[SOURCE: ISO 14090:2019, 3.1]

3.2
adaptive capacity
ability of systems, institutions, humans, and other organisms to adjust to potential damage, to take
advantage of opportunities, or to respond to consequences
Note 1 to entry: Coping capacity is defined as the ability of people, organizations (3.17), and systems, using
available skills, resources, and opportunities, to address, manage, and overcome adverse conditions.
[SOURCE: ISO 14090:2019, 3.2, modified — Note 1 to entry has been added.]
© ISO 2020 – All rights reserved 1

ISO/TS 14092:2020(E)

3.3
climate
statistical description of weather in terms of the mean and variability of relevant quantities over a
period of time ranging from months to thousands or millions of years
Note 1 to entry: The classical period for averaging these variables is 30 years, as defined by the World
Meteorological Organization.
Note 2 to entry: The relevant quantities are most often near-surface variables such as temperature, precipitation,
and wind.
[SOURCE: ISO 14090:2019, 3.4]

3.4
climate change
change in climate (3.3) that persists for an extended period, typically decades or longer
Note 1 to entry: Climate change can be identified by such means as statistical tests (e.g. on changes in the mean,
variability).
Note 2 to entry: Climate change might be due to natural processes, internal to the climate system, or external
forcings such as modulations of the solar cycles, volcanic eruptions, and persistent anthropogenic changes in the
composition of the atmosphere or in land use.
[SOURCE: ISO 14090:2019, 3.5]

3.5
climate projection
simulated response of the climate (3.3) system to a scenario of future emission or concentration of
greenhouse gases and aerosols, generally derived using climate models
Note 1 to entry: Climate projections are distinguished from climate predictions in order to emphasize that
climate projections depend upon the emission/concentration/radiative forcing scenario used, which are based
on assumptions concerning, for example, future socioeconomic and technological developments that may or may

not be realized.
[SOURCE: Adapted from IPCC, 2014]

3.6
climate scenario
plausible and often simplified representation of the future climate (3.3), based on an internally
consistent set of climatological relationships that has been constructed for explicit use in investigating
the potential consequences of anthropogenic climate change (3.4)
Note 1 to entry: Climate scenario often serves as input to impact (3.10) models.

3.7
community
group of people with an arrangement of responsibilities, activities, relationships and with common
interests in impacts (3.10) of climate change (3.4)
Note 1 to entry: A community can also be an organization (3.17) or institute (i.e. hospital, school, volunteer
group, etc.) comprised of a group of people living or working in the same place or having a particular
characteristic in common.
2 © ISO 2020 – All rights reserved

ISO/TS 14092:2020(E)

3.8
exposure
presence of people, livelihoods, species or ecosystems, environmental functions, services, and
resources, infrastructure, or economic, social or cultural assets in places and settings that could be
affected
Note 1 to entry: Exposure can change over time, for example as a result of urban development and land use change.
[SOURCE: ISO 14090:2019, 3.6, modified — Note 1 to entry has been modified.]
3.9
hazard
potential source of harm
Note 1 to entry: The potential for harm can be in terms of loss of life, injury or other health impacts (3.10), as well
as damage and loss to property, infrastructure, livelihoods, service provision, ecosystems and environmental
resources.
Note 2 to entry: In this document, the term usually refers to climate-related physical events or trends or their
physical impacts.
Note 3 to entry: Hazard comprises slow-onset developments (e.g. rising temperatures over the long term) as well
as rapidly developing climatic extremes (e.g. a heatwave or a landslide) or increased variability.
[SOURCE: ISO 14090:2019, 3.7]

3.10
impact
effect on natural and human systems
Note 1 to entry: In the context of climate change (3.4), the term “impact” is used primarily to refer to the effects on
natural and human systems of extreme weather and climate events and of climate change. Impacts generally refer
to effects on lives, livelihoods, health, ecosystems, economies, societies, cultures, services and infrastructure
due to the interaction of climate change or hazardous (3.9) climate events occurring within a specific time period

and the vulnerability (3.21) of an exposed society or system. Impacts are also referred to as consequences and
outcomes. The impacts of climate change on geophysical systems, including floods, droughts and sea level rise,
are a subset of impacts called “physical impacts”.
[SOURCE: ISO 14090:2019, 3.8]

3.11
incremental change
small adjustments made towards a targeted result
3.12
indicator
quantitative, qualitative or binary variable that can be measured or described, in response to a defined
criterion
[SOURCE: ISO 13065:2015, 3.27]
3.13
interested party
person or organization (3.17) that can affect, be affected by, or perceive itself to be affected by a decision
or activity
EXAMPLE Communities (3.7), citizens, suppliers, customers, regulators, non-governmental organizations,
investors, employees and academia.
Note 1 to entry: To “perceive itself to be affected” means the perception has been made known to the organization.
[SOURCE: ISO 14001:2015, 3.1.6, modified — Example has been modified.]

ISO/TS 14092:2020(E)

3.14
local adaptation plan
action plan identifying and addressing the impacts (3.10) of climate change (3.4) in the area of
responsibility of a local government (3.15) or community (3.7)
Note 1 to entry: Such plan of action may contain priorities and planned activities for identifying and addressing
the impacts of climate change, including those associated with climate variability and extremes. It may include a
mix of policies, projects, programmes and measures, which are updated periodically.
3.15
local government
administration of a specific local area constituting a subdivision of a major political unit (such as a
nation or state), and the services they provide (i.e. state, prefecture, province, county, district, city,
town, etc.)
3.16
national adaptation plan
national document containing adaptation priorities and planned activities (policies, projects and
programmes) including an implementation strategy for a given period (e.g. 3 to 5 years)
Note 1 to entry: The main output of the process to formulate and implement national adaptation plans (NAPs)
established under the UNFCCC in 2010 as a means to enable Parties to identify medium- and long-term adaptation
needs and develop and implement strategies and programmes to address those needs.
[SOURCE: United Nations Framework Convention on Climate Change, 2017]

3.17
organization
person or group of people that has its own functions with responsibilities, authorities and relationships
to achieve its objectives
Note 1 to entry: The concept of organization includes, but is not limited to sole-trader, company, corporation, firm,
enterprise, authority, partnership, charity or institution, or part or combination thereof, whether incorporated

or not, public or private.
[SOURCE: ISO 14001:2015, 3.1.4]

3.18
risk
effect of uncertainty
Note 1 to entry: An effect is a deviation from the expected. It can be positive, negative or both. An effect can
arise as a result of a response, or failure to respond, to an opportunity or to a threat related to achieving defined
objectives.
Note 2 to entry: Uncertainty is the state, even partial, of deficiency of information related to, understanding or
knowledge of an event, its consequence, or likelihood.
Note 3 to entry: Risk is often characterized by reference to potential “events” (as defined in ISO Guide 73:2009,
3.5.1.3) and “consequences” (as defined in ISO Guide 73:2009, 3.6.1.3), or a combination of these.
Note 4 to entry: Risk is often expressed in terms of a combination of the consequences of an event (including
changes in circumstances) and the associated “likelihood” (as defined in ISO Guide 73:2009, 3.6.1.1) of occurrence.
[SOURCE: ISO 14001:2015, 3.2.10, modified — Note 1 to entry has been modified.]

ISO/TS 14092:2020(E)

3.19
sensitivity
degree to which a system or species is affected, either adversely or beneficially, by climate (3.3)
variability or climate change (3.4)
Note 1 to entry: The effect may be direct (e.g. a change in the health and functioning of green infrastructure in
response to a change in the mean, range or variability of temperature) or indirect (e.g. damages caused by an
increase in the frequency of coastal flooding due to sea level rise).

3.20
transformation
change in the fundamental attributes of natural and human systems
[SOURCE: ISO 14090:2019, 3.14]
3.21
vulnerability
propensity or predisposition to be adversely affected
Note 1 to entry: Vulnerability encompasses a variety of concepts and elements including sensitivity (3.19) or
susceptibility to harm and lack of capacity to cope and adapt.
Note 2 to entry: Vulnerability is the degree to which an ecological, social and economic system is susceptible
to, or unable to cope with, adverse climate change (3.4) impacts (3.10), including climate (3.3) variability and
extremes.
[SOURCE: ISO 14090:2019, 3.15, modified — Note 2 to entry has been added.]
4 Principles

4.1 Accountability
The local government and community acknowledge and assume responsibility for their climate change
adaptation. They accept appropriate scrutiny, and also accept a duty to respond to this scrutiny.
NOTE 1 This principal refers to ISO 14090.
NOTE 2 The community acknowledges its role in collaborating with local government in adaptation activity.
4.2 Continual learning and improvement

Continual learning and improvement are fundamental for climate change adaptation where there are
uncertainties in knowledge, but also continual changes in the drivers of change, the knowledge and
evidence available, and the context within which the responses are to be identified and implemented.
4.3 Flexibility
Allow various measures to meet goals and objectives by taking technical, social, administrative,
political, legal, environmental and economic circumstances into account to accommodate a wide range
of data availabilities and technical and institutional capacities.
4.4 Mainstreaming and embedding

Climate change adaptation is most effective when it is integrated into the local government’s and
community’s operations (such as policies, plans, procedures, risk management and implementation).
NOTE 1 This principal refers to ISO 14090.

ISO/TS 14092:2020(E)

NOTE 2 A community’s understanding and endorsement of this integration is essential to success.
4.5 Practicality
Set goals and objectives to be practical and achievable. Impractical goals might prevent climate change
adaptation from achieving or effectively achieving the desired benefits. Focus on indicators/metrics
that are relatively easy to measure and where the underlying data are available. Aggregate and compare
them across scales so as not to put in place additional burdens.
4.6 Prioritization
At the time of identifying the content of adaptation plans including the adaptation measures to
implement, it is not necessary or always possible to cover all areas. The local government and
community should prioritize the climate change impacts in order to determine where adaptation
needs are higher by assessing the relative characteristics of the impacts (magnitude, likelihood and
urgency). This should also take into account the capacities of interested parties and the capacities and
opportunities of the local government and community to act.
4.7 Proportionality
Undertake actions that are the most effective under the current circumstances [contexts within
which the local government and community are operating (economic, social, cultural and political),
capabilities, knowledge and evidence base] when identifying and assessing adaptation measures, while
also aspiring to continual improvement.
4.8 Relevance
Facilitate assessments leading to information for adaptation planning that is meaningful to decision-
makers and practitioners, including at appropriate spatial scales and for relevant time durations.

4.9 Transparency
Reports and communications on the climate change adaptation are based on an open, comprehensive
and understandable presentation of information for interested parties.
NOTE This principal refers to ISO 14090.
5 Pre-planning
5.1 General
The local government and community shall agree and decide on the process and means for formulating
an adaptation plan prior to undertaking the planning. It should be recognized that there are benefits to
having a collaborative relationship between plans formulated at the local government and community
levels. It is the responsibility of the local government and the community to formulate an adaptation
plan that aims to avoid or minimize damage and loss, etc. that could be caused by the impacts of current
and future climate change within their jurisdiction or area of responsibility.
The local government and community shall prepare:
— for the adaptation planning to be formulated according to Clauses 6 to 10;
— so that the planning process is not limited, interrupted or halted due to insufficient preparation.
The local government and community should consider their level of preparation and the nature and
scope of the preparation to deliver the process, and reconsider these when they reassess or revise the
adaptation plan.

ISO/TS 14092:2020(E)

5.2 Framing adaptation

The local government and community should establish, implement and maintain an adaptation policy.
The adaptation policy shall:
a) be appropriate for the purpose and context of the jurisdiction, giving consideration to relevant
legislation and any policies or plans (e.g. spatial, economic or municipal plans), and to climate
change impacts and associated vulnerabilities of the activities, services, etc.;
b) provide a framework for setting adaptation objectives, boundaries and timescales;
c) include a commitment to facilitate the development and implementation of the adaptation policy;
d) include a commitment to continual improvement of the local adaptation plan, as well within the
associated implementation, and a commitment to monitoring and evaluation plans to enhance the
adaptation plan’s effectiveness and performance;
e) be long term and sustainable while being timely and effective;
f) be recorded, revisited and amended according to changing priorities;
g) be communicated within the entity and to interested parties as appropriate.
5.3 Roles, responsibilities and duties of the teams
5.3.1 Core decision-making team
The local government and community shall identify and appoint members of a core decision-making
team. This team should involve the governor, mayor or equivalent position, and leaders of departments
or sections who have decision-making authority in the local government and community.
This core decision-making team shall:

— have the power for taking those decisions made in the process of the preparation and planning;
— take accountability for the formulation of the local adaptation plan and the effectiveness of the
actions specified in the plan;
— communicate the importance of effective adaptation and its management, and of conforming to the
adaptation framework requirements within their jurisdiction and area of responsibility;
— approve and support the actions of the facilitation team and relevant persons to contribute to the
effectiveness of the adaptation action;
— support other relevant management roles to demonstrate their leadership as it applies to their areas
of responsibility;
— mobilize financial resources;
— seek cooperation and assistance from appropriate parties, such as the state, higher governance/
administrative entities, neighbouring local governments and communities, if and where necessary.
5.3.2 Facilitation team
The local government and community should establish a facilitation team to lead the adaptation
planning process. In establishing a facilitation team, the core decision-making team shall endorse
its constitution, including agreeing and approving its membership and the scope of the actions to be
undertaken by it.

ISO/TS 14092:2020(E)

A facilitation team should include:

— members from relevant departments whose areas of responsibility cover sectors and areas in which
climate change impacts are recognized;
— one or more experts whose speciality is in climate science, disaster management, ecosystems,
economic and social science, and other areas that are relevant to impact, vulnerability, exposure
and adaptation assessments.
In the preparation process, the facilitation team should:
— establish its roles and responsibilities;
— establish a network with relevant organizations such as higher administration levels, research
institutes, universities, local meteorological agencies and other institutes that provide necessary
and credible information or evidence that are needed to support the planning process;
— review the national adaptation plan and other relevant policies and programmes (see 7.2) to
identify and bring for consideration relevant aspects, including strategies and plans that should be
considered within the adaptation planning process.
The facilitation team working with the engaged interested parties should establish a work programme
for the adaptation planning process including:
— the different steps and tasks comprising the adaptation planning process;
— proposed timing and resources associated with each step and task;
— expectations as to roles and responsibilities of members of the team and engaged interested parties;
— risks and risk management measures associated with undertaking the adaptation planning process;
— expected decision points and outcomes for each step and task.

The facilitation team should seek confirmation from the core decision-making team regarding elements
of the work programme.
Missions of a facilitation team should include:
— confirming the progress of planning and sharing with the core decision-making team, relevant
departments, and experts and interested parties;
— identifying challenges and difficulties found in the planning process and seeking solutions;
— promoting collaboration among relevant departments, experts and interested parties;
— promoting continual improvement;
— sharing information on adaptation measures and their implementation, particularly in the context
of monitoring and evaluation, and cross-sector/functional implications;
— engaging with interested parties to foster their involvement in the adaptation planning process
and implementation, including through the use of informational mechanisms and forums for public
participation.
The facilitation team should assess the adaptive capacity and capabilities of the local government and
community and determine the scope of the adaptation actions by:
— identifying the required levels of expertise, knowledge, information and data sources, and their
availability and gaps;
— ensuring that the adaptation policy and objectives are established and are compatible with the
strategic direction and the context of the local government and community;

ISO/TS 14092:2020(E)

— ensuring that the resources needed for the adaptation actions are available;
— assessing its capability to undertake climate change adaptation, and identifying any gaps and means
of addressing these;
— assessing the identified potential adaptation measures in terms of their contributions to achieving
the intended outcomes.
The facilitation team shall document the results of their assessments, including the basis for those
results, as well as identify and describe capacity gaps so as to inform the need for further action.
5.3.3 Interested parties
The local government and community shall identify and engage interested parties to enhance the
legitimacy and breadth of knowledge and expertise considered within the adaptation planning process
and to engender broader commitment to the outcomes of the process. The facilitation team should
develop a plan to engage with interested parties early and throughout the adaptation planning process.
There should be an analysis to support the identification of interested parties, including identifying
who will be affected by climate change or adaptation measures and who can influence and inform the
adaptation planning process. This analysis should lead to a strategy and plan as to whom, how and when
they should be engaged. When engaging them, it is also important to understand their perspectives
on risks, potential solutions and implementation, as well as monitoring and evaluating adaptation
measures. Consultation with and engaging interested parties can also facilitate knowledge sharing
about climate change adaptation as well as participation in the climate change adaptation process.
Interested parties can include:
— citizens and people who live, work, commute to or visit the area within the jurisdiction of the local
government and community;
— entities under the authority of the local government and community, e.g. public service suppliers
such as gas, water and transport;

— private sector (business and industry) within the jurisdiction or area of responsibility of the local
government and community;
— regulatory authorities;
— neighbouring local, regional governments or communities, and national government authorities;
— non-governmental organizations.
5.3.4 Agreement and approval
The local government and community shall agree on and approve the formulation of the local adaptation
plan. The agreement should involve relevant departments of the sectors where current and future
impacts of climate change are identified or recognized. The approval should involve all the leaders of
the said departments and the core decision-making team of the local government and community.
6 Assessing climate change impacts including opportunities
6.1 General
The local government and community shall identify property (including open space), infrastructure,
services, and social and economic activities under their control or that they influence that are
currently vulnerable and exposed to climate variability and change. This knowledge will provide
an initial focus for gathering information and data, as well as for the adaptation planning process
including engagement efforts. The facilitation team and interested parties engaged should prioritize
the climate change impacts in order to determine where adaptation needs are higher by assessing the

ISO/TS 14092:2020(E)

relative characteristics of the impacts (magnitude, likelihood and urgency). Assessing such impacts
and associated vulnerability is crucial for the local government and community to support efforts
related to identifying potential adaptation measures and when formulating the local adaptation plan.
It is important to identify these potential adaptation measures in the context of their contributions to
achieving the desired objectives and outcomes.
The local government and community should consider including:
— target sectors and areas to be assessed;
— boundaries (for further details, see ISO 14090:2019, Annex A);
— the particular social groups (e.g. rural communities, elderly people, indigenous people, women/
men, certain parts of the workforce) to be considered;
— the range of hazards to be included (e.g. flooding, rising temperatures, sea level rise, heatwaves);
— the scenarios to be used (e.g. climate scenario, socio-economic or demographic scenario);
— the time horizon of the assessment (e.g. 30, 50 or 100 years from now);
— resolution of the assessment (decision on spatial scale might be influenced by the availability of data
and evidence relevant to the assessment).
6.2 Identifying climate change

The local government and community, with the assistance of relevant experts if needed, shall identify
past and future trends in average and extreme conditions and changing variability and seasonality of
relevant parameters in the area, sectors or systems of concern.
Parameters of climate change can include:
— surface temperature (sea and atmospheric);

— precipitation;
— humidity;
— sea level rise;
— wind speed and direction;
— freeze–thaw cycles.
For that purpose, the local government and community should collect information relating to those
parameters and other climate information for which past experience has shown would be reasons for
concern or for which there are known sensitivities for areas, sectors or systems of concern.
The local government and community, with the assistance of relevant experts if needed, should collect
information on observation and projection data of local climate parameters, which may be obtained
from organizations working on climate change, e.g. the United Nations and related organizations,
national regulatory authorities, state and local agencies, universities, national weather service
providers and other research institutes.
The local government and community, with the assistance of relevant experts if needed, should also seek
other sources including scientific reports, relevant climate change impact assessments, governmental
and intergovernmental publications, and databases.
The local government and community shall document the data and information sources used, the criteria
used for their selection, and how the data and information were used, including the consideration of
limitations and uncertainties.

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6.3 Assessing climate change impacts

The local government and community shall assess current and future impacts of climate change in the
area. The assessment should include a consideration of slow onset impacts as well as sudden impacts
due to extreme events.
NOTE Slow onset impacts can put increasing pressure on infrastructure and services as a result of
incrementally increasing maintenance costs and shortening of asset lifespans (e.g. drainage system).
When the local government and community assess climate change impacts, they should assess climate
change impacts that could be significant in the area, sector or systems of concern based on their
divisional structure, which may include the following:
— agriculture, livestock, fishery and food security;
— water resources and flood protection;
— forests, urban forestry and parks;
— terrestrial and marine ecosystems; coastal and riverine;
— energy;
— business and industry including tourism;
— transportation;
— ICT and telecommunications;
— social infrastructure;
— human health, including health and social care systems;
— urban environment;

— government and community services;
— financial sector, including banking and insurance.
Climate change impacts should be assessed comprehensively, covering cross-cutting (systemic) issues
including impacts directly and indirectly on the local government and community, their well-being, and
the livelihood, safety and well-being of their citizens.
Examples of direct impacts include:
— flooding and storm surges;
— water scarcity;
— changes in human health, safety and security;
— heatwave mortality.
Examples of indirect impacts include:
— changing productivity of crops and livestock, and what these mean for food security;
— changes in land use and cover;
— changes in the provision of ecosystem services;
— loss or damage of infrastructure and disruption of the services they provide;
— increases in financial risk as a result of financial institutions placing a risk premium on investment;

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— loss or damage of the built environment;

— disruption to supply chains and distribution networks;
— impacts on services and operations;
— impacts on health and care systems, safety and productivity;
— impacts of regulation or other government interventions;
— resulting business opportunities;
— changes in the levels of contamination;
— changes in the risk of landslide;
— changes in air quality.
Impact assessments can involve analysing the following influencing factors:
— relevant internal and external policies, including national policy;
— strategies, including associated organizations’ strategies and programmes;
— life cycle of policies, plans and assets (e.g. maintenance and replacement time frames);
— existing climate adaptation actions by the local government and community themselves, as well as
those being taken by relevant organizations;
— climate adaptation actions taken by third parties.
The local government and community should collect information on the observation and projection data
of climate change impacts, which may be obtained from organizations working on climate change, e.g.
the United Nations and related organizations, national regulatory authorities, state and local agencies,

universities, national weather service providers and other research institutes.
The local government and community should also seek other sources for this data and information,
including scientific reports, relevant climate change impact assessments, governmental and
intergovernmental publications, and databases.
There could be some areas where data on projections of climate change impacts are not available, or
where local specific climate data are not be sufficiently resolved for smaller areas.
If data on projections of climate change impacts are not available for the jurisdiction or area of
responsibility, the local government and community should identify whether the data at the national
level are available and relevant.
When the local government and community finds that the existing information on projections of
climate change and its impacts is insufficient for the intended purpose, they may need to develop their
own projections of climate change and associated impacts by using more appropriate and local climate
models as well as local knowledge and expert judgement to enhance the results from existing sources.
When the local government and community do not have appropriate human resources capable of
developing such projections, they may outsource the development to relevant government authorities,
universities, research institutes or private organizations, etc.
The local government and community shall document the data and information sources used, the
criteria used for their selection and how the data and information were used, including the consideration
of limitations and uncertainties.
The local government and community should share the sources of the information used for impact
assessments with interested parties.

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The assessment shall be made by competent persons or organizations, either internal or external. When
the local government and community do not have appropriate human resources capable of performing
such an assessment, they may outsource the assessment to relevant authorities, universities, research
institutes or private organizations, etc.
The local government and community should identify whether the impacts of climate change provide
opportunities and the nature and scope of those opportunities, including factors that could limit
realizing them.
The local government and community should document the findings of their impact assessment to
share internally and externally.
The climate change impact assessment should be reassessed and updated as necessary to reflect
changes in local strategy, external environment and influences, and knowledge about climate change.
The means and basis for reassessing and updating the assessment should be clearly laid out within a
monitoring and evaluation plan (see 7.6.6).
6.4 Impact assessment methods
6.4.1 General
There is a range of methods that may be used by the local government and community to undertake
their climate change impact assessment.
Methods to assess impacts can include:
— risk assessment;
— vulnerability assessment;
— threshold analysis.

The local government and community shall adopt the method that best suits their needs and situation
(e.g. capacities, knowledge, data availability).
Impact assessment methods may need to utilize information and data on non-climate factors including
their projected changes:
— demographics;
— trade patterns;
— land use;
— policies and programmes;
— socio-economic and environmental factors;
— technological developments.
Data (climate and non-climate) availability and uncertainty are significant challenges within all aspects
of the adaptation planning process. The local government and community should determine practical
and feasible assessment methods according to available data or other conditions. For example, observed
climate data and model-based climate projections are not always available at the desired spatial and/
or temporal resolutions for many parts of the world. Additionally, observed climate data, as well as
model-based climate scenarios and other climate and non-climate projections, including climate change
impacts, have inherent uncertainties that should be considered when using them within the assessment
process.

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6.4.2 Risk assessment
If a risk assessment approach is adopted, the risk assessment may include:

— the hazard and the likelihood of occurrence;
— the associated consequences or impacts;
— the identification of the nature of associated vulnerabilities and exposure to the hazards.
NOTE The identification of the exposure of activities and services considers those related to changes in
climate and changes in climate hazards.
It is valuable to first perform a risk assessment based upon the current climate, including historical
climate and trends, variability and climate events. The focus can then move on to understanding the
risks under future climate and non-climate trends, climate events and climate change impacts over the
full lifespan of a decision.
The local government and community should identify areas and sectors of high risks (e.g. relative
magnitude, likelihood, urgency) as high-priority areas and sectors and take actions to address them.
The local government and community should understand that there are multiple methodologies to
assess risks relating to climate change impacts.
6.4.3 Vulnerability assessment
If a vulnerability assessment approach is adopted, the vulnerability assessment for the local government
and community may include:
— determination of the sensitivity of activities, assets and services to changes in climate and changes
in climate hazards;
— consideration of the ability of the local government and community to adjust, take advantage or to

respond to these changes and consequences, i.e. adaptive capacity (see 6.5).
The local government and community may also include:
— identification of the exposure of activities, assets and services to changes in climate and changes in
climate hazards;
— identification of the potential impacts of climate change on activities, assets and services as a result
of changes in climate and changes in climate hazards.
It is valuable first to perform an assessment of exposure, sensitivity and adaptive capacity under the
current climate, including historical climate and trends, variability and climate events. The focus can
then move on to understanding exposure, sensitivity and adaptive capacity under future climate and
non-climate trends, climate events and climate change impacts over the full lifespan of a decision.
The local government and community should understand local vulnerability and exposure to impacts
of climate change consistent with the reasons for concern (see 6.2), e.g. torrential rain and high
temperatures, particularly for vulnerable populations, to inform prioritizing for action areas and
sectors highly vulnerable or exposed to climate change impacts.
6.4.4 Thresholds analysis
Thresholds analysis is an approach to prioritize where and when action will be needed by understanding
the points at which a system is deemed to be no longer effective (economically, socially, technologically
or environmentally) as a result of changes in the average or extreme climate conditions.
If a threshold analysis approach is adopted, the threshold analysis may include:
— identification of the system’s constituent components, their dependencies and interdependencies;

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— identification of systemic thresholds beyond which system performance will be unacceptably

altered;
— climate thresholds at which operations and activities reach intolerable levels of performance.
It is valuable to first perform an analysis of the system under current climate conditions, including
historical climate trends, variability and climate events. The focus can then move on to understanding
factors influenced by future climate and non-climate trends, climate events and climate change impacts
over the full lifespan of a decision.
The local government and community should recognize the fact that appropriate adaptation measures
differ depending on a number of factors, including the extent of the climate change impacts. For
example, some kinds of plants and trees used in urban areas and communities may not be sustainable
under projected changes in climate. It is desirable to develop adaptation measures (e.g. through using
an adaptation pathway methodology) that reflect on and address such thresholds.
NOTE See 6.4.4 and ISO 14090:2019, Annex B.
6.4.5 Defining areas and sectors where adaptation is needed
The local government and community shall define areas or sectors where effective and efficient
adaptation measures and priorities for action are needed.
The local government and community shall assess the information on climate change impacts collected
by the procedure mentioned above, particularly noting their respective magnitude, probability,
irreversibility, persistent vulnerability or exposure, timing, and limited potential to reduce risks
through climate change adaptation provided by existing coping or adaptation measures, and then
prioritize it based on this assessment.
For this purpose, the local government and community may establish a technical council with competent
experts who have knowledge of climate change impacts and of potential adaptation measures in each
sector/issue as necessary.

The local government and community may conduct questionnaire surveys or participatory workshops
with interested parties to identify and explore issues such as the perception of the climate change
impact assessment in various areas and sectors, and the needs for adaptation measures from the
perspectives of the interested parties.
The interested parties may, in this case, also include local residents, private organizations and local
communities in their jurisdictions.
6.5 Assessing adaptive capacity

The local government and community shall assess their existing adaptive capacity to address the
impacts of climate change identified in 6.4, including the available:
— human resources;
— technical resources;
— financial resources;
— informational resources;
— other institutional capabilities.
For the local government and community, major challenges include a lack of:
— knowledge of climate change adaptation;
— knowledge of the impacts, risks, uncertainties coming from climate and non-climate projections
and scenarios;

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— knowledge and evidence related to interdependencies across risks and response measures;
— knowledge related to prioritizing risks and actions.
In assessing their adaptive capacity, the local government and community should analyse the extent to
which they:
— have leadership and commitment to the adaptation process;
— have the competence (the ability) to identify the risks that are relevant to their capability levels, to
know what to do about them, and to act on that understanding effectively;
— are able to ensure key decision-makers, including the governor or the mayor, city council and other
political parties, are made aware of the need to address climate change;
— have expertise internally on climate change adaptation;
— can access expertise to seek advice externally on climate change adaptation;
— can formalize institutional and other structures that define roles and responsibilities clearly and
permits the effective delivery of actions, and can remain flexible to new adaptation opportunities
for improved actions;
— can engage in meaningful and timely dialogue with interested parties;
— can develop collaborative approaches to design intervention strategies that work across key
decision-making interested parties;
— can construct partnerships with external organizations (e.g. neighbouring local governments,
private organizations);
— are able to learn from experience to improve decisions over time, embedding knowledge and
learning in decisions, including continual changes in the drivers of change, the knowledge and the
context within which the responses are to be implemented;

— can assess the adaptive capacity of those expected to implement the identified adaptation measures.
The local government and community shall document the identified gaps in their adaptive capacity.
Based on this documentation, the local government and community should consider adaptive capacities
that need to be reinforced during the adaptation planning.
The local government and community may consider utilizing funding mechanisms or subsidies to fill
identified financial gaps. Those mechanisms to consider may include financial support programmes
such as those under the United Nations and other international bodies, national or subnational and
private subsidiary schemes, or relevant climate bonds and green bonds.
The local government and community may also consider the use of these financial support options
while preparing the adaptation plan.
The local government and community shall develop capabilities where gaps exist. Collaborative
approaches, particularly with the state, neighbouring communities and local private sectors, to co-
design and co-develop the required capacities shall be used where appropriate.
6.6 Identifying opportunities

The local government and community shall identify those opportunities that can arise from climate
change, including those that result from a changing climate and those as a result of taking action.
Climate change impacts can also have positive effects. The local government and community can take
advantage of the potential benefits brought by climate change to vitalize or revive the community and
industry in the region while enhancing society security and safety.

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Where opportunities requiring action have been identified, the local government and community
should document any trade-offs between these and their other policies or strategies.
The local government or the community should recognize when assessing potential opportunities what
or how much change is projected to occur for their activities and services as a result of projected future
climate change and its impacts.
The local government and community should consider the possibilities for improving its activities and
services or creating new ones that are limited or not possible under current climate conditions. For
instance, the local government and community may introduce new urban greening options or introduce
new business opportunities relating to an improved climate or build on their climate risk management
processes.
6.7 Identifying uncertainties

There are inherent uncertainties in climate and other scenarios, climate projections and other forms
of data used in adaptation decision-making, including those derived from observation and monitoring
systems, and the results of models and of impact assessments. The local government and community
shall understand sources of uncertainty and how these propagate through the forms of analysis
undertaken.
NOTE 1 Climate and other projections and scenarios often provide broad ranges or distributions of values and
these ranges reflect the associated uncertainties.
Levels of analysis on uncertainty should be appropriate to the needs and the situation of the local
government and community. The local government and community may not have enough knowledge
and information on uncertainties. In such cases, they may seek advice or assistance from relevant
authorities, universities, research institutes or private organizations, etc.
NOTE 2 ISO 14033 provides guidelines on systematic and methodical acquisition and review of quantitative
environmental information and data with regards to uncertainty.

NOTE 3 Different climate variables have a different level of uncertainty, e.g. the level of confidence in projected
temperature trends is high, the level of confidence in projected trends in precipitation is medium, the level of
confidence in projected trends in wind is low.
The local government and community shall document the methods used and assumptions made when
dealing with uncertainty, along with the sources of data and information and their limitations.
If the local government and community have used assistance outside of the entity, they should record
the relevant information, including information and expertise sources such as the names of the
institutions engaged.
7 Formulating the adaptation plan
7.1 General
The local government and community shall aim to undertake an adaptation planning process to secure
people’s life and property from the adverse impacts, both current and in the future, while taking
advantage of opportunities as a result of climate change and those arising from adaptation measures
introduced. This planning process shall lead to the local government and community preparing an
adaptation plan.
The local government and community shall incorporate and embed climate change adaptation into their
policies, strategies and plans that are directly or indirectly related to the scope of the adaptation plan.
The local government and community shall develop the plan working with interested parties so that:
— the planning will be harmonized with other relevant policies, strategies and plans;

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— adaptation measures adopted in the plan will minimize or eliminate potential conflicts with other
policy and programme issues both within and outside their jurisdiction or area of responsibility.
Adaptation planning is the action of assembling an adaptation plan from varied sources of knowledge,
information and data, in the context of existing policies, strategies, planning and decision-making
processes. The local government and community should seek advice from research institutes,
universities, local meteorology agencies, etc. The local government and community shall ensure that
the institutes stated above are credible and legitimate suppliers of expertise, data and information
related to climate change and its impacts.
The facilitation team shall:
— lead the planning process;
— encourage, enable and empower relevant departments to take part in the planning;
— share the progress of the planning within the jurisdiction;
— document information and findings, and report to the core decision-making team, relevant
departments and the interested parties;
— obtain confirmation and approval of the planning from the core decision-making team and the
leaders of sectors that take part in the planning as necessary.
7.2 Planning considering the policy context

The local government and community shall review the national adaptation plan and the adaptation plans
of organizations, as well as other bodies within or affecting their jurisdiction or area of responsibility,
while identifying potential synergies, complementarities and conflicts with their adaptation planning.
The local government and community should determine the following:
— scope;

— objectives and priorities;
— climate change impacts;
— adaptation actions to be implemented;
— timing of actions.
The local government and community shall identify relevant internal and external policies, strategies
and plans that affect or will be affected by their adaptation planning.
The local government and community shall:
— recognize the dependencies and interdependencies between such policies, strategies, plans and the
adaptation plan;
— ensure that the adaptation planning is consistent and harmonized with the policies, strategies and
plans identified above.
The local government and community shall identify the items relevant to local adaptation planning as
specified in:
— national policies and adaptation activities of organizations and other bodies within or impacting
their jurisdiction or area of responsibility;
— legal and other requirements;
— internal policies and strategies other than the adaptation plan (e.g. city/infrastructure development
plan, sustainability policy);

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— sector specific standards, guidelines and codes of practice;

— national, regional and neighbouring communities’ adaptation plans and strategies.
When establishing a local adaptation plan, the local government and community may state the
relationships with:
— the UNFCCC Paris Agreement;
— the United Nations Sustainable Development Goals: Goal 13 Climate Action and other related goals;
— the Sendai Framework for Disaster Risk Reduction;
— the New Urban Agenda (Habitat III).
7.3 Identification of potential adaptation measures

Potential adaptation measures are those that can address the previously identified vulnerabilities
and risks. The local government and community shall identify a range of possible climate change
adaptation measures, including green (ecosystem-based adaptation), soft (building adaptive capacity,
e.g. knowledge generation) and grey (infrastructure and technology) measures, as well as measures
that are incremental or transformative.
The local government and community should:
— identify and collect, in a portfolio, a range of potential climate change adaptation measures that
address the previously identified objectives;
— identify and consider examples of good adaptation practices.
7.4 Assessment of adaptation measures

The local government and community should assess which potential climate change adaptation

measures are best suited to their needs and capability, using decision-making methods suitable for
their context and climate change.
When establishing a local adaptation plan, the local government and community should identify an
appropriate approach for assessing the adaptation measures including:
— cost benefit analysis (CBA), which is a form of economic analysis that assigns a monetary value to
the measure of effect;
— cost effectiveness analysis (CEA), which is a form of economic analysis that compares the relative
costs and outcomes (effects) of different courses of action;
— multi-criteria decision analysis (MCDA), which evaluates multiple conflicting criteria in
decision-making;
— real options analysis, which accounts for uncertainty and flexibility rather than assuming a
deterministic future required for traditional CBA, and most commonly uses Monte Carlo analysis
and decision trees to calculate the value of real options;
— adaptation pathway, based on threshold analysis, which presents different flexible adaptation
scenarios that can be explored and implemented dependent on how the climate and its impacts evolve;
— SWOT analysis, which identifies the inherent strengths and weaknesses, as well as the external
opportunities and threats.
In the process of assessment and selection of adaptation measures, the local government and community
should:
— appropriately engage key decision-makers and other interested parties;

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— specify, as a part of their adaptation plan, the resources required to ensure implementation.
The local government and community shall:
— identify criteria that can be used to assess if the adaptation measures selected are fit-for-purpose,
applicable or acceptable across their jurisdiction and area of responsibility by taking into account
characteristics such as culture, tradition, capabilities, etc.;
— use those criteria to select the appropriate adaptation measures from the list of potential measures.
The local government and community should consider the following items when assessing adaptation
measures:
— additional benefits from enhancing capacity and addressing other challenges;
— the timing of adaptation actions;
— prioritized actions, including considering feasibility and the need for urgent early actions;
— identifying barriers for the implementation of adaptation measures;
— trends of climate change impacts over the full expected lifespan of decisions and actions;
— how the required actions will be updated (e.g. every five years) based on ensuring that they reflect
strategic and policy directions and learning from the experience of those delivering the actions (see
Clause 9).
The local government and community shall document the assumptions and rationale behind the
decisions made and the resulting policies, plans and strategies. This is critical to the continual learning
and improvement processes of those delivering the plan, and to new knowledge, available data and
information.
7.5 Decision-making

7.5.1 General
In the process of decision-making in the local government and community, the involvement of:
— all the leaders of sectors that have taken part in the adaptation planning process shall be required;
— experts who participated in the adaptation planning process should be engaged;
— interested parties should be encouraged.
Non-climate information, such as demographic, socio-economic and environmental conditions in the
jurisdiction of the local government and community, shall be reviewed as part of the decision-making.
Such information can be obtained from:
— a census;
— policy papers and reports;
— statistical reports.
Potential barriers to decision-making and adaptation action should be identified and considered during
the decision-making process. For the local government and community, major barriers include a lack of:
— knowledge of climate change adaptation;
— knowledge of the impacts and risks;
— knowledge and evidence related to interdependencies across risks and adaptation measures;

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— knowledge of related priorities, as well as implications of prioritizing short-term actions.

Decision-making may:
— adopt an adaptive management approach that enables the capture of new knowledge and learning
from the experiences of decision-making to inform future decisions;
— support flexibility and take adaptive management approaches so as to leave room for consideration
of future measures that become available.
To make better decisions, the local government and community shall:
— assess which potential climate change adaptation actions are best suited to their needs and capability,
using decision-making methods suitable for the context of the organization and climate change;
— identify and seek support from research institutes, universities or experts in impacts and response
measures within and across sectors;
— identify and use reliable and appropriate sources of information, including science-based evidence,
expert opinion and views of interested parties;
— clearly describe the sources of information;
— provide mechanisms that permit feedback from all the relevant interested parties, including the
experts involved in the planning, and learning from decision-making throughout the planning
process and related policy making.
7.5.2 Interested parties’ engagement
The engagement of relevant interested parties, both within and outside of the local government and
community, are key to the delivery of the climate change adaptation actions. The local adaptation plan
should describe:

— the way in which the relevant interested parties were identified;
— who the interested parties are;
— the resources that were mobilized and activities undertaken to engage interested parties in the
climate change adaptation planning process.
The information above can be used internally and need not be publicly available.
7.5.3 Selection of climate change adaptation measures
The local government and community should make decisions that:

— are consistent with the established objectives and associated success criteria;
— address high risk impacts, in particular those which are likely to threaten or damage people’s lives
or properties;
— consider appropriate action in the short, medium and long term.
Based on the criteria and resulting decisions, the local government and community should identify
indicators that can be used for monitoring and evaluation (see Clause 9 and Annex C).
The local government and community shall pay close attention to determine:
— if the adaptation actions selected are compatible with the existing systems, measures, etc.;
— if they can take advantage of the climate change and utilize the opportunities identified in 6.6.

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The local government and community shall not select adaptation measures that are considered as over-
or incorrect adaptation. If selecting an adaptation action that is “under-adaptation”, the local government
and community shall rationalize such in a manner that is consistent with the proportionality and
continual learning and improvement principles.
A system may be a geographic, economic or political region, a business or industrial area, or a
neighbourhood comprised of households and businesses or farms with supportive infrastructure and
public services, etc. that is exposed to climate change or specific climate hazards.
7.5.4 Short, medium and long lifespan decisions
The local government and community shall assess adaptation measures over the expected lifespan of
the decision’s consequences. Such measures shall be considered and decided in accordance with the
review cycles of other plans or strategies in the local government and community that are dependent
on or where there is an interdependent relationship with the proposed adaptation activities.
Decisions often have consequences that go beyond the planning horizon. For long lifespan decisions
requiring high levels of capability, the local government and community should:
— report their intention of taking such adaptation measures to higher levels of governance;
— take into account the interests of internal and external interested parties, including neighbouring
local governments and communities, who influence or are influenced by long-term climate-relevant
decisions, and communicate with these parties regarding the proposed adaptation actions;
— determine what level of capability is required by themselves and by their relevant interested parties
in order to consider climate change appropriately and over the correct timescales;
— design improvement strategies to address any gaps between required capacity and existing
capacity;
— review decisions in context with other interdependent decisions.

Collaborative approaches to the design and delivery of adaptation measures should be used where
appropriate, particularly where there are dependent or interdependent relationships with the state,
neighbouring communities and local private sectors.
7.5.5 Documenting the decision
The local government and community shall document the adaptation actions that are to be implemented
to address Clause 5, Clause 6 and 7.4, along with explanations of why some actions were adopted and
others were not. The document should include a description of the risks associated with the decision
and their implementation, and potential ancillary benefits if appropriate.
Each documented climate change adaptation action shall include:
— objectives;
— descriptions;
— indicators;
— timescales;
— persons who are responsible for its implementation and for monitoring and evaluation of its
effectiveness.
Each documented climate change adaptation action should also include:
— its estimated costs and expected benefits;
— an assessment of the risks (barriers/ constraints) to its effective implementation;

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— a clear articulation of the current and required capability of the local government and community
that is required to implement it;
— the need, where appropriate, for supportive instruments (e.g. regulatory/economic instruments).
The information above can be used internally and need not be publicly available.
NOTE For further details, see ISO 14090:2019, 7.3.
7.6 Local adaptation plan
7.6.1 General
This subclause sets out the format and content of a local adaptation plan.
NOTE A local adaptation plan is encouraged to meet the requirements stated in this subclause.
The following points are applicable, but not limited, to municipalities with a relatively large population
such as cities.
A local adaptation plan shall:
— be publicly available;
— be accurate, verifiable, relevant and not misleading;
— use clear language that is easy to understand and be presented in an easy-to-read manner;
— provide a true picture of the significance of the impacts of climate change assessed in Clause 6 and
of the adaptation that the local adaptation plan adopts.
It shall not, either directly or by implication, underestimate the need for and scope of action.

The local adaptation plan can comprise more than one document.
Example tables of contents of local adaptation plans are given in Annex A.
Tools for local adaptation planning are given in Annex B.
7.6.2 Scope of the plan
A local adaptation plan shall specify the scope of the plan. By taking into account their jurisdiction and
area of responsibility, the local government and community shall specify:
— the spatial scope;
— the operational scope;
— the temporal scope.
The local government and community should specify the scope by considering:
— their geographical, political, economic and other social characteristics;
— their cultural, historical, traditional and other indigenous characteristics.
The local government and community shall confirm that the scopes specified in the planning will not
conflict with policies, strategies or planning identified in 7.2.
7.6.3 Boundaries of the system
The local government and community shall recognize their administrative and legislative boundaries,
ensuring that the adaptation activities to be taken should not cause conflicts with neighbouring local

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governments and communities. The local government and community shall recognize if impacts outside
of their scope may have influence in their area of responsibility or on systems within their jurisdiction
and indicate where external cooperation is needed. This recognizes that adaptation plans can inform
the identification of common goals with neighbouring local governments and communities, which, by
working together, will more effectively tackle common impacts of climate change, e.g. fluvial flooding.
Findings and recommendations from the local adaptation plan shall address both the resilience of the
local government and community and that of associated systems or networks.
A system may be a geographic, economic or political region, a business or industrial area, or a
neighbourhood comprised of households and businesses or farms with supportive infrastructure and
public services, etc. that is exposed to climate change or specific climate hazards.
7.6.4 Formulation and presentation
The local government and community shall formulate and present a local adaptation plan. In the process
of formulating the plan, the local government and community shall identify which aspects of the plan
shall be open to the public. A local adaptation plan shall:
— state the objectives and the scope of the local adaptation plan;
— state the ways and means the local government and community intend to achieve the objectives;
— state the actions that are to be implemented (it may also state actions to be considered for future
implementation);
— state justifications for the actions to be implemented;
— document any assumptions made;
— document the information and data on which decisions are based;
— state its period of validity;

— identify who is responsible for each of the identified actions.
The local adaptation plan should:
— state the rationale behind its formulation;
— state the promotion of sustainable development;
— describe the climate change, in the past, present and the future, thereby providing the basis for
concern;
— identify the climate data and information considered, including their source and identification of
projections, scenarios and models used;
— state the greenhouse gas emission scenarios considered;
— state any other scenarios or projections used (e.g. socio-economic, demographic);
— state and clearly define baselines when applicable;
— describe the potential impacts, both positive and negative, and direct, indirect and cross-cutting
(systematic) impacts that climate change poses to services and activities, etc. of the local government
and community;
— document how the most critical climate impacts identified in Clause 6 are addressed;
— document how the adaptation opportunities identified in Clause 6 are to be realized.

ISO/TS 14092:2020(E)

The local adaptation plan should consider risks and measures by:
— documenting prioritized areas and sectors in reducing climate change risks and building capacity;
— describing any prioritization process used and its outcomes;
— documenting the reduction of the level of impacts from climate change and related hazards;
— describing and rationalizing the level of acceptable (residual) risks, as well as strategies for
addressing these if they are realized;
— describing feasible approaches to reducing climate change risks, including a combination of green
(ecosystem-based adaptation), soft (building adaptive capacity) and grey (infrastructure and
technology) options, as well as actions that are incremental or transformative;
— describing appropriate and cost-effective practices for the local government and community.
The local adaptation plan should consider the adaptive capacity by:
— stating the current adaptive capacity of the local government and community, of the affected
systems and of those expected to implement adaptation actions;
— stating the adaptive capacity that is required to effectively manage impacts identified by the impact
assessment;
— stating the way in which the climate change adaptation process is to be embedded in the policies,
strategies and plans of the local government and community;
— using the initial findings of capacity assessments as benchmarks and assessing progress against
these at regular intervals.
The local adaptation plan may:
— state national policies, rules, codes, guidelines, etc. that are relevant to or influence the adaptation

process;
— describe how and when the community will be informed about the local adaptation plan;
— describe its relationship with existing policies and strategies;
— state how and when the local adaptation plan is to be made publicly available.
The local government and community may use the logical framework approach (LFA) for the design
of its local adaptation plan. It should be noted that the LFA can also facilitate the monitoring and
evaluation process (see B.5).
7.6.5 Implementation
The local government and community should develop an action plan to implement activities according
to Clause 8 and should describe it in the local adaptation plan.
The implementation plan can be used internally and need not be publicly available.
7.6.6 Monitoring and evaluation
The local government and community should develop a plan for monitoring and evaluation actions and
decisions relevant to their climate change adaptation process according to Clause 9 and should describe
it in the local adaptation plan.
The monitoring and evaluation plan can be used internally and need not be publicly available.

ISO/TS 14092:2020(E)

7.6.7 Consultation on the draft adaptation plan
Consultations on the draft adaptation plan should be sought from relevant interested parties both
within and outside of the local government and community. These consultations are critical to ensure
the legitimacy, and therefore the delivery, of the adaptation plan and its component adaptation
measures. The local government and community should:
— confirm the relevant interested parties with whom they will consult;
— confirm the elements of the adaptation plan on which they will be consulting;
— provide sufficient time for the consultation process, including identifying an appropriate deadline;
— provide a user-friendly process for those interested parties to submit their comments.
The local government and community shall address the comments received and should take them into
account when finalizing the adaptation plan. The responses to the submitted comments and any actions
taken (response log) should be documented (see 7.6.9).
7.6.8 Confirmation and authorization
The local adaptation plan shall be confirmed and authorized by the leadership of the local government
or community (e.g. mayor, governor). This confirmation and authorization normally follow the usual
decision-making procedures of the local government and community.
Prior to going forward for authorization, the local adaptation plan should be confirmed by all interested
parties, including the sector leaders involved in the planning process. This confirmation is normally not
a significant challenge when interested parties have been engaged throughout the adaptation planning
process. Confirmation may require formal signed agreements that are adapted to the specific needs of
the interested parties.
7.6.9 Publication and archive

The local government or community is encouraged to make their adaptation plan publicly available.
This is essential to garner the support that is necessary for the implementation of the plan, including the
development of supportive adaptation plans and actions by business, industry, voluntary organizations
and members of the public. The means of publication of the plan should allow for and promote access
to it. Considering that adaptation planning is a continual learning and improvement process that
will require subsequent iterations of the plan, the local government or community should establish a
publicly available archive in which all versions of the plan and supporting documents, including the log
of comments received and responses, are available for future reference. Providing an abridged version
of the adaptation plan that is easy to read may also be considered.
8 Implementation
8.1 Leadership and commitment

Implementation means transforming the climate change adaptation plan into ongoing actions.
Implementation also means appropriately mainstreaming the actions comprising the climate change
adaptation plan into other policy fields, such as land use planning, water management and resource
management. The core decision-making team of the local government and community shall legitimize
climate change adaptation actions across the relevant parts of the entity.
The core decision-making team shall:
— develop a network engaging, at the appropriate level, interested parties with which the local
government and community operates to administer their responsibilities and regularly exchanges
information relevant to the adaptation plan and related actions;

ISO/TS 14092:2020(E)

— develop a network engaging with neighbouring local governments and communities and exchanging
information regarding their respective adaptation plans and actions so as to promote synergistic
adaptation, as well as to prevent conflicts.
The core decision-making team shall ensure the integration of the adaptation action requirements into
the operation and/or administration processes of the local government and community.
Regarding sectors or areas beyond their jurisdiction or area of responsibility, the local government and
community shall review the adaptation plans and their implementation to confirm that the responsible
governments or administrations have taken the necessary actions.
8.2 Preparation for implementation

The local government and community should prepare for implementation by:
— embedding the local adaptation plan into their policies, strategies, processes, and operational and
administrative activities;
— referring to relevant laws, regulations and codes set by government or ministries;
— referring to the latest scientific findings;
— taking into account adaptation actions implemented or not being implemented in the neighbouring
local governments and communities, and any influences on their own jurisdiction and area of
responsibility;
— involving all the local government and community departments or sections that took part in the
adaptation planning process;
— obtaining sound public understanding through the promotion of the local adaptation plan and the
activities specified in the plan.
The local government and community should encourage local private sectors in their jurisdiction or

area of responsibility to consider the adaptation plan within their risk management and adaptation
planning and to participate in and support the implementation process.
8.3 Implementation plan

The local government and community should formulate and prepare an implementation plan by:
— documenting the process, including inputs and outputs, that will be used to ensure the actions
identified in the local adaptation plan are delivered;
— establishing processes to reflect upon experiences gained during the implementation process and
update the implementation plan as required;
— creating an enabling environment that allows for and accepts adapting actions being implemented
based on identified new adaptation opportunities that will provide improved outputs including
synergies and scalability of interventions;
— engaging in timely dialogue with interested parties;
— having specified improvement objectives (incremental or transformative);
— assessing risks and opportunities associated with the implementation of the identified measures
and identifying a means of addressing those identified so as to enable effective implementation.
The implementation plan may include actions that are primarily for internal use and that may not need
to be publicly available.
NOTE For further details, see ISO 14090:2019, Clause 8.

ISO/TS 14092:2020(E)

9 Monitoring and evaluation

Monitoring and evaluation are used to assess, inform and review a local adaptation plan so that
satisfactory progress is confirmed and indications of unsatisfactory progress are highlighted early
enough, allowing corrective action to be taken (compare developments with or without the implemented
climate change adaptation).
When the local government and community establish a process for the monitoring and evaluation, the
process should consider:
— the adaptation plan’s sectoral and geographic scope;
— the population, its distribution, and economic and development status in the region;
— wider strategic and policy matters;
— the level of actions (i.e. community, national, international);
— the need to build and embed, within the adaptation planning process, new knowledge and learning.
Indicators and scenarios should be determined to measure the evolution of the impacts through time.
Indicators should also be identified for those measures introduced to address implementation risks and
enablers. The same indicators and scenarios should be used for monitoring and evaluation. However,
the indicators should also be re-evaluated reflecting the evidence developed during the implementation
planning process (a continual learning and improvement process). This could lead to an updated set of
indicators. For sectors or areas beyond their jurisdiction or area of responsibility, the local government
and community shall confirm to what extent the other government/administrative levels have taken
the necessary measures by reviewing relevant reports and dialogues in relevant networks.
The local government and community shall prepare a monitoring and evaluation plan. ISO 14090:2019,
Clause 9, provides details. The monitoring and evaluation plan may include actions that are primarily
for internal use and that may not need to be publicly available.

For more information on indicators, see Annex C.
10 Reporting and communication

The local government and community shall communicate their climate change adaptation within,
across and beyond their jurisdiction and area of responsibility. The purpose of the communication is to
inform others within and outside the jurisdiction and area of responsibility of the actions being taken
so that interested parties can take the necessary actions and be aware of any effects, impacts or the
influence of the actions within the plan with respect to their activities.
The local government and community shall formally communicate the formulated plan to their sub-
governance and administrative levels.
Climate change adaptation communications shall:
— be accurate, verifiable, relevant and not misleading;
— be unlikely to result in misinterpretation;
— clearly state the scope of the reasons for concern and the related climate change adaptation.
Climate change adaptation communications shall not:
— imply that the climate change adaptation is endorsed or verified by an independent third-party
organization when it is not;
— either directly or by implication, exaggerate the significance of the climate change adaptation to
which the communication relates.

ISO/TS 14092:2020(E)

Climate change adaptation communications should:

— be reassessed and updated as necessary to reflect changes in climate change risks and adaptation
opportunities, or the results of monitoring and evaluation;
— include qualitative or quantitative information about uncertainties;
— explain the monitoring and evaluation plan as well as any relevant monitoring and evaluation
results.

ISO/TS 14092:2020(E)

Annex A
(informative)
Example tables of contents of local adaptation plans
A.1 General
Local governments and communities may refer to the examples given in A.2 to A.6. These examples are
illustrative only and chosen at random.
A.2 Example 1
From: “Climate Change Adaptation Strategy”, City of Vancouver, Canada (population of 603 502 as of 2011).
Source:
https://vancouver.ca/f iles/cov/Vancouver-Climate-Change-Adaptation-Strategy-2012-11-07.pdf
https://vancouver.ca/news-calendar/population.aspx

ISO/TS 14092:2020(E)

A.3 Example 2
From: “Climate Change Adaptation Plan”, Hume City Council, Metropolitan Melbourne, Australia
(population of 224 394 as of 2018).

Source:
https://w ww.hume.vic.gov.au/f iles/sharedassets/hume_website/environment/energy/climate_change
_adaptation_plan.pdf
https://profile.id.com.au/hume

ISO/TS 14092:2020(E)

A.4 Example 3
From: “Climate Change Adaptation Plan”, San Juan Bay Estuary, Puerto Rico (population of 320 967 as
of 2018).

Source:
https://w ww. researchgate. net/publication/326187973_ San_ Juan_ Bay_ Estuary_ Climate_ Change
_AdaptaAdap_Plan
https://w ww.census.gov/quickfacts/sanjuanmunicipiopuertorico

ISO/TS 14092:2020(E)

A.5 Example 4
From: “Climate Change Adaptation Action Plan”, Clyde River, Nunavut, Canada (population of 1 000 as
of 2018).
Clyde River
Climate Change Adaption Action Plan
The community of Clyde River has prepared this plan to better prepare for changes that have started
or might happen as a result of climate change. It is understood that this is a first step in a long journey
to help the community adjust to climate change. Future steps will be based on new research, knowl-
edge and experience obtained by the community.
The plan includes three parts; the desired results (goals), the methods that will be used to achieve the
desired results (strategies) and the specific steps that will be taken (an action plan).
What are our desired results (goals)
 Clyde River shows the ability to effectively prepare and adapt to climate change.
 Effective partnerships between the community and decision-makers and scientists in the territo-
rial and federal government.
 Our knowledge is shared with other communities and organizations.
 Clyde River is seen as a model learning centre in preparing for climate change.
 Scientific research that contributes to the community.
 The people of Clyde River are informed of the local issues regarding climate change.
How will we achieve our desired results (strategies)
— Develop and use better information to guide the future physical development of Clyde River.
— Review our community land use plan with new information on climate change issues.

— Equip and train our residents in methods to increase their safety while out on the land.
— Develop and implement a tourism plan to enhance the community as an attractive destination
for visitors and tourists including cruise ship passengers.
— Record our knowledge and experiences with changing travel and hunting conditions.
— Attend meetings and conferences to share our knowledge, promote our community and learn
from others.
— Continue to support the research being done by Natural Resources Canada in a way that benefits
both parties
What-specific actions are we taking (action plan)
We will review progress on our action plan on a regular basis and update our action plan every fall.
Ittaq will assume the responsibility to monitor progress made in carrying out the actions and to start
the annual review of the action plan.
Source:
http://w ww.cip-icu.ca/Files/Resources/Climate-Change-Adaptation-Action-Plan-Clyde-River
https://clyderiver.ca/

ISO/TS 14092:2020(E)

A.6 Example 5
From: “Climate Change Adaptation Plan”, City of Donostia-San Sebastian, Spain (population of 180 989
as of 2017). Translated from Spanish to English.
Diagnosis
1. Introduction
2. Objectives
3. Historical climate trends and future climate projections of Donostia/San Sebastian
4. Evaluation of the climate change impact evidence in the cost of Donostia/San Sebastian
5. Vulnerability and Risk assessment at submunicipal scale
6. Complementary activities to the Strategy
7. Bibliography
Annexes
Adaptation plan
1. Introduction
2. Summary and key conclusions of the process
3. List of Adaptation Measures
Source:
https://w ww.donostia.eus/ataria/documents/8023875/8050879/DIAGNOSTICO.pdf
https://w ww.donostia.eus/ataria/documents/8023875/8050879/PLAN+DE+ADAPTACION.pdf

ISO/TS 14092:2020(E)

Annex B
(informative)
Tools for local adaptation planning
B.1 General
Local governments and communities may refer to the tools given in B.2 to B.5 to develop a local
adaptation plan.
B.2 Climate-ADAPT, Adaptation Support Tool

The aim of the Adaptation Support Tool[7] is to assist users in developing climate change adaptation
strategies and plans by providing guidance, links to relevant sources and dedicated tools.
The tool is based on the policy cycle, see Figure B.1, which highlights that climate change adaptation is
an iterative process that will help ensuring decisions are based on up-to-date data and knowledge. This
iterative process will be supported by monitoring and timely assessment of measures. In its design,
the Adaptation Support Tool borrows from the UKCIP Adaptation Wizard and various risk assessment
frameworks.

ISO/TS 14092:2020(E)


Figure B.1 — Adaptation Support Tool
B.3 RESIN project, RESIN decision framework

The purpose of this group of steps[15], see Figure B.2, is to define the challenges and the city system in
order to frame the further planning process (“what are we looking at”).
The underlying steps are:
— define the problem, making clear the reasons that drive the climate adaptation goals;
— survey areas of climate threat, determine relevant climate hazards/stressors and gather information
on climate conditions, past extreme events and climate change projections;
— survey the non-climate trends that can have a major influence on climate stressors and their effects;
— determine interested parties to involve in the adaptation process as well as their interests;
— determine the right time horizon to find the right balance between the vision and attainability of
immediate plans;
— analyse the context in order to find additional constraints for the adaptation process.

ISO/TS 14092:2020(E)

Figure B.2 — RESIN decision framework
B.4 UK CIP, Adaptation Wizard

The Wizard[16] is a five-step process, see Figure B.3, to help to assess an organization’s vulnerability to

current and future climate change, identify options to address the organization’s key climate risks, and
develop and implement a climate change adaptation strategy.
The Wizard can help to:
— raise awareness of climate change and adaptation;
— access information, tools and resources;
— assess vulnerability to climate change;
— make the case for adaptation in an organization;
— develop a climate-resilient project, programme, policy or strategy;
— develop and implement a climate change adaptation strategy.

ISO/TS 14092:2020(E)

Figure B.3 — Adaptation Wizard
B.5 Logical Framework Approach

The Logical Framework[18][19], or “LogFrame”, is one of the principal tools used by the international
development community to help design projects to achieve measurable results. It was pioneered for

USAID in the 1970s and has since been widely adopted by multilateral and bilateral agencies, NGOs,
governments and implementers. The LogFrame is useful to both managers and evaluators at every
stage of the project cycle. It is a vehicle for organizing a large amount of information in a coherent and
concise manner, assisting with the design, implementation and evaluation of projects. The process
used to develop the LogFrame supports the USAID principles of selectivity and focus, evaluation and
learning, and adaptation and flexibility. In addition, the LogFrame:
— fosters a clearly stated, explicit and measurable description of what will happen if a project is
successful, along with the project hypotheses underlying the design;
— clarifies what the mission and project team should be responsible for accomplishing and why, in
unambiguous terms;
— displays the key elements of a project, and their relationship to each other, in a way that facilitates
analysis, decision-making and measurable impact.

ISO/TS 14092:2020(E)

Annex C
(informative)
Indicators for monitoring and evaluation in local adaptation

planning
Local governments and communities may refer to the following information on indicators that can be
used for monitoring and evaluation.
Local governments and communities should use indicators to monitor and evaluate. Indicators may be
either quantitative or qualitative. For example, when monitoring the impacts on heat-related mortality
and illness, they may be monitored quantitatively by the annual number of people to get heatstroke, or
monitored qualitatively by the use of questionnaire survey asking people how they feel as a result of
the heat conditions.
Indicators require data and information. As such, the selection of indicators depends on the quantity and
quality of the data available. When considering the impact of forest and grass fires, if less or poor data are
available, it can be monitored by counting the annual number of fires that have occurred. On the other
hand, with sufficient data and technique, it can be monitored with annual associated economic loss.
For further information, References [8] and [14] related to indicators could be useful.

ISO/TS 14092:2020(E)

Bibliography
[1] ISO 13065:2015, Sustainability criteria for bioenergy

[2] ISO 14001:2015, Environmental management systems — Requirements with guidance for use
[3] ISO 14033, Environmental management — Quantitative environmental information — Guidelines
and examples
[4] ISO 14090:2019, Adaptation to climate change — Principles, requirements and guidelines
[5] ISO Guide 73:2009, Risk management — Vocabulary
[6] ACT – Adapting to Climate Change in Time. Planning for Adaptation to Climate Change: Guidelines
for Municipalities. Available from (viewed 2019-08-14): https://base-adaptation.eu/sites/
default/f iles/306-guidelinesversionefinale20.pdf
[7] Climate-ADAPT. The Adaptation Support Tool. Available from (viewed 2019-08-14): https://
climate-adapt.eea.europa.eu/k nowledge/tools/adaptation-support-tool
[8] Climate-ADAPT. Monitoring and evaluation. Available from (viewed 2019-10-06): https://climate
-adapt.eea.europa.eu/k nowledge/tools/adaptation-support-tool/step-6/mixed-methods
[9] Intergovernmental Panel on Climate Change. Annex II: Glossary. Edited by Mach, 1 K.J., Planton
S., von Stecho, C. In: Climate Change 2014: Synthesis Report. Contribution of Working Groups I,
II and III to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change.
Available from (viewed 2019-08-14): https://w ww.ipcc.ch/site/assets/uploads/2018/02/
WGIIAR5-AnnexII_FINAL.pdf
[10] Intergovernmental Panel on Climate Change. Climate Change 2007 — Impacts, Adaptation and
Vulnerability. Contribution of Working Group II to the Fourth Assessment Report of the IPCC.

Available from (viewed 2019-08-14): https://w ww.ipcc.ch/site/assets/uploads/2018/03/ar4
_wg2_ full_report.pdf
[11] Intergovernmental Panel on Climate Change. Fourth Assessment Report: Climate Change 2007,
Glossary. Working Group 2 Appendix I. Available from (viewed 2019-08-14): https://w ww.ipcc
.ch/site/assets/uploads/2018/02/ar4-wg2-app-1.pdf
[12] Intergovernmental Panel on Climate Change. Technical summary. In: Climate Change 2014:
Impacts, Adaptation, and Vulnerability. Part A: Global and Sectoral Aspects. Contribution of
Working Group II to the Fifth Assessment Report of the Intergovernmental Panel on Climate
Change. Available from (viewed 2019-08-14): https://w ww.ipcc.ch/site/assets/uploads/2018/
02/WGIIAR5-TS_FINAL.pdf
[13] Ireland, Department of Communications, Climate Action & Environment. Local Authority
Adaptation Strategy Development Guidelines. Available from (viewed 2019-08-14): https://
www.dccae.gov.ie/en-ie/climate-action/publications/Documents/14/L A%20Adaptation%20
Guidelines.pdf
[14] RESIN Monitoring and Evaluation. Available from (viewed 2019-06-10): http://w iki.resin.itti
.com.pl/article/f requently-encountered-challenges/monitoring-and-evaluation/
[15] RESIN Project. Available at (viewed 2019-08-14): https://resin-cities.eu/home/
[16] UK CIP. Available at (viewed 2019-08-14): https://w ww.ukcip.org.uk
[17] United Nations Framework Convention on Climate Change. National Adaptation Plans. Technical
guidelines for the national adaptation plan process. Available from (viewed 2019-08-14): https://
unfccc.int/f iles/adaptation/cancun_ adaptation_ framework/application/pdf/naptechguidelines
_eng_ high_ _res.pdf

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[18] USAID. Technical Note, The Logical Framework. Available from (viewed 2019-08-14):
https://u saidlearninglab. org/working-group/g roup-resource/logical-framework-logframe
-technical-note
[19] The World Bank. The Logframe Handbook, A Logical Framework Approach to Project Cycle
Management. Available from (viewed 2019-08-14): http://documents.worldbank.org/curated/
en/783001468134383368/pdf/31240b0LFhandbook.pdf


ISO/TS 14092:2020(E)
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Adaptation to climate change —

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7.6.4 Formulation and presentation........................................................................................................................... 24

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Figure 1 — Logical framework of this document

Adaptation to climate change — Requirements and

3 Terms and definitions

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[SOURCE: ISO 14090:2019, 3.1]

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[SOURCE: ISO 14090:2019, 3.4]

[SOURCE: ISO 14090:2019, 3.5]

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[SOURCE: Adapted from IPCC, 2014]

[SOURCE: Adapted from IPCC, 2014]

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[SOURCE: ISO 14090:2019, 3.7]

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[SOURCE: ISO 14090:2019, 3.8]

[SOURCE: ISO 14001:2015, 3.1.6, modified — Example has been modified.]

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[SOURCE: United Nations Framework Convention on Climate Change, 2017]

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[SOURCE: ISO 14001:2015, 3.1.4]

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[SOURCE: Adapted from IPCC, 2014]

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4.2 Continual learning and improvement

4.4 Mainstreaming and embedding

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NOTE 2 A community’s understanding and endorsement of this integration is essential to success.

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5.2 Framing adaptation

5.3 Roles, responsibilities and duties of the teams

5.3.1 Core decision-making team

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5.3.2 Facilitation team

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A facilitation team should include:

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5.3.3 Interested parties

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5.3.4 Agreement and approval

6 Assessing climate change impacts including opportunities

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