Essentials of Summons
Essentials of Summons
Essentials of Summons
The word ‘summon’ has not been defined anywhere in the code. The definition of summons as
given by the Oxford dictionary states that, “a document which is issued from the court of justice
and calls upon a person to whom it is directed, to be present before a judge or court for a specific
reason is called a summon.” Issue and service of summons are given under Order 5 of the Code.
Essentials of summons
The essentials of a summon are given under Order 5, Rules 1 and 2 of the code. These are:
• Every summon must be signed by the judge or any other officer whom he appoints to do
so on his behalf.
• The court will not issue any summons to the defendant if he has appeared before the court
at the time of the institution of the plaint.
• After summons are issued, the defendant is required to file written statements within 30
days.
Contents of summons
Rule 5 to Rule 8 of Order 5 under the code gives the content of summons. A summon must contain:
• Information, whether it is issued for settlement of issues or final disposal of the suit.
According to Rule 5, the court of small causes can only issue a summons for the final
disposal of a suit and nothing else.
• It must contain the date and day fixed for the appearance of the defendant.
• It also contains the list of necessary documents that a defendant is required to produce in
court.
• If the summons is issued for final disposal, it must direct the defendant to produce witnesses
on his behalf to support his side.
Appearance of defendant
According to Rule 3, if summons has been issued to the defendant, he may appear before the court
in the following ways:
• Through his pleader, who will answer all the questions on his behalf or,
The court, however, has the power to call defendants at any time to appear personally before the
court if there are reasons to do so.
Rules 10 to 16 and Rule 18 of the order deal with personal or direct service. While serving
summons through this mode, the following principles must be taken into consideration:
• The service officer must try to serve the summons to the defendant or his agent.
• If the defendant is not present at his place of residence and there is no agent, then it must
be served on any adult male or female member of the family living with him on his behalf.
• If a suit is related to the business or work of a person who does not reside within the
territorial jurisdiction of the court, then it may be served to the manager or agent of that
business or work.
• In the case of a suit on immovable property, if the defendant is not found, then the summons
may be served on any person or agent who is in charge of such property.
Service by plaintiff
According to Rule 9A of the Order, the court may permit the plaintiff, on his application, to serve
summons to the defendants.
Substituted service
Substituted service means a mode of service of summons that is adopted in place of ordinary
service of summons. There are two modes of substituted service as given under Rules 17, 19 and
20 of the Order. These are:
• If the defendant or his agent refuses to acknowledge or sign the receipt of the summons, or
if the officer serving the summons reasonably believes that the defendant is not present at
his residence and will not be found within a reasonable time, and moreover if there is no
agent to receive summons on his behalf, he may affix the copy of the summons on the door
or any conspicuous part of his house.
o In this case, the serving officer has to make a report stating the reasons for affixing
the summons, the circumstances, the name and address of the person who helped
him and the witnesses to affixing the summons.
o The court can declare that the summons has been issued if it is satisfied with the
report of the officer.
• If the defendant is deliberately avoiding service and the court has a reason to believe so, it
may affix the summons in some conspicuous place in the court and house of the defendant
where he used to reside, carry on business or work for somebody.
Written statement
The Code of Civil Procedure does not give a definition of a ‘written statement’. In general terms,
it can be defined as the statement of defence in writing, filed by the defendant. The provisions
concerning the written statement are contained in Order VIII of the Code of Civil Procedure.
A written statement may be filed by the defendant or by his duly authorized agent.
Time limit for ling written statement:
A written statement should be led within 30 working days from the service of the summons on
him. The said period, however, can be extended up to 90 working days (Rule -1).
In written statement defendant can specically deny the allegations made in the plaint by the plainti
against him.
Rules 2 to 5 and 7 to 10 deal with special points regarding the ling of a written
statement:
3. The denial should not be vague or evasive. Where a defendant wants to deny any allegation
of fact in the plaint, he must do so clearly, specially and explicitly and not evasively or
generally.
4. Where every allegation of fact in the plaint, if not denied specically or by necessary
implication, or stated to be not admitted except as against a person under disability. The
court may, however, require proof of any such fact otherwise than by such admission.
Definition:
Where in a suit by the plaintiff for recovery of money and the defendant finds that he also has a
claim of some amount against the plaintiff what he do is he can claim a set-off in respect of the
said amount. This right of the defendant to claim set off has been recognized under Order 8, Rule
6 of the Code.
Essential Conditions:
Effects:
When a defendant claims set-off, he is put in the position of the plaintiff as regards the amount
claimed by him. Where the plaintiff doesn't appear and his suit is dismissed or he withdraws, it
does not affect the claim for a set-off by the defendant and a decree may be passed in his favor if
he is able to prove his claim.
Counter Claim
It is claim made by the defendant in a suit against the plaintiff. Such claim should not exceed the
pecuniary limits of the jurisdiction of the concerned court. The counter-claim is to be treated as a
plaint and the plaintiff can file a written statement in answer to it. Counter-claim can be filed after
filing of written statement.
Normally, it is the defendant who may file a counterclaim against the plaintiff..
Effect of counterclaim Such counterclaim has the effect of a cross-suit and the court can pronounce
a final judgment both on the original claim and the counterclaim. The counterclaim of the
defendant will be treated as a plaint and the plaintiff has a right to file a written statement in answer
to the counterclaim of the defendant.
The effect of the counterclaim is that even if the suit of the plaintiff is stayed, discontinued,
dismissed or withdrawn, the counterclaim will be decided on merits and the defendant will have a
right to get a decree for a counterclaim as claimed in the written statement.
• Set-off is a statutory ground of defence and has to be pleaded in the written statement. It
can be sued as a shield and not as a sword. Counter-claim, on the other hand, does not
afford any defence to the plaintiff's claim. It is a weapon of offence which enables the
defendant to enforce his claim against the plaintiff as effectually as in an independent
action. It is a sort of cross-action.
• If the statute of limitation is pleaded to a defence of set-off, the plaintiff in order to establish
his plea has to prove that set-off was barred when the plaintiff commenced the action. It is
not enough to prove that it was barred at the time when it was pleaded. In the case of a
counter-claim, it is enough for the plaintiff to prove that the counter-claim was barred when
it was pleaded.
• An equitable set-off is a claim by the defendant in defence, which generally cannot exceed
the plaintiff's claim. A counter-claim the defendant may, however, exceed the plaintiff's
claim, being in nature of the cross action. Under the provision rule 6-F of Order 6, if in any
suit a set off or counter claim is established as a defence against plaintiffs claim and any
balance is found due to the defendant as the case may be the court may give judgment to
the party entitled to such balance.
The rules of non-appearance of parties are provided under order 9 of the Code of Civil Procedure,
1908.
Before proceeding to the details rule memorize three simple points to understand the process
easily.
▪ In the default of plaintiff = dismissal of suit
▪ In the default of plaintiff = ex-parte decree
▪ In default of both party = dismissal of suit
Review
A review can also be filed under section 114 of CPC against an ex parte decree.
Ex Parte Decree
An ‘Ex parte decree’ is a decree passed against a defendant in absentia. Despite service of
summons, where on the date of hearing only plaintiff does and a defendant does not appear the
Court may hear the suit ex parte and pass a decree against the defendant.
CPC provides for passing of an Ex Parte Decree wherever the presence of the defendant is required
under the code and the defendant fails to appear.
Following are the instances where the court can pass an Ex Parte Decree:
1. Order 8, Rule 10
▪ Rule 1 of Order 8 of CPC states that the defendant shall submit its written statement
within 30 days from the date of service of summons.
▪ This time period of 30 days can be extended by the court to not more than 90 days from
the date of service of summons.
▪ If the defendant fails to submit the written statement in such period, then the Court,
under Rule 10 of Order 8, has the discretion to pass an Ex-Parte Decree.
2. Order 9, Rule 6
▪ This rule provides that the Court may proceed to try the case Ex-Parte, and pass an
Ex Parte Decree in the same if:
o On the day fixed in the summons for the defendant to appear, and answer,
the plaintiff appears, and the defendant does not appear.
o It is proved that the summons was duly served in sufficient time to enable
the defendant to appear and answer.
Once an Ex Parte Decree has been passed against a judgement debtor, he/she can undertake
any of the several remedies available to him under the code.
1. Setting Aside
▪ Order 9, Rule 13 of the CPC, provides for the setting aside of the Ex-Parte decree passed
against the defendant.
▪ Defendant against whom an Ex-Parte decree has been passed may apply to the Court by
which the decree was passed for an order to set it aside and if he satisfies the Court
that:
• He was prevented by any sufficient cause from appearing when the suit
was called on for hearing.
• If either of the above two conditions are satisfied, then the Court shall make
an order setting aside the decree as against such defendant.
▪ Court may, in its discretion, while setting aside a decree impose such terms as to
costs, payment into Court or otherwise as it thinks fit, and shall appoint a day for
proceeding with the suit.
▪ Rule 14 of the Order 9 states that no decree is to be set aside without furnishing notice
to the opposite party.
3. Appeal
▪ According to Section 96(2) of the Code, an appeal may lie from an original decree
passed ex parte.
4. Review
▪ A review under Section 114 of the code can be made against a decree passed Ex-
Parte.
There are basically four essential conditions for a party to institute a representative suit which can
be derived from the provision of Rule 8, they are:
ADR
Advantages of ADR
1. Cost-Effectiveness
One of the primary advantages of ADR is that it is generally more cost-effective than traditional
litigation.
2. Time Efficiency
3. Flexibility
ADR offers more flexibility compared to the rigid structure of court proceedings.
4. Confidentiality
Unlike court cases, which are typically public, ADR proceedings are private and confidential..
In ADR, the parties have more control over the outcome of the dispute..
6. Preservation of Relationships
ADR methods like mediation focus on collaboration and communication, which can help preserve
and even improve relationships between the disputing parties.
Disadvantages of ADR
1. Lack of Precedent
Decisions made in ADR do not set a legal precedent, which can be seen as a disadvantage in certain
cases.
In some forms of ADR, such as binding arbitration, the opportunities for appealing the decision
are limited.
3. Enforcement Issues
While court judgments are enforceable by law, enforcing the outcome of an ADR process can
sometimes be more challenging.
4. Power Imbalances
In disputes where there is a significant power imbalance between the parties, ADR may not provide
a fair resolution.
In some ADR processes, parties may not have legal representation, which can be a disadvantage,
especially for those who are not familiar with legal matters.
6. Inconsistency
Since ADR processes are less formal and more flexible, there can be inconsistency in how disputes
are resolved.
Mediation
Mediation under the CPC is a flexible, informal, non-binding, confidential, non-adversarial and
consensual dispute resolution process in which a third party mediator shall facilitate a compromise
to parties' disputes. After the appointment of mediator by the parties or by the court, mediation
work must be completed within 90 (60+30) days from the date of appointment of mediator. The
court needs to pass decree/order according to the terms of compromise within 7 days from the date
of getting report of the mediator. If mediation attempt undertaken by the court fails, the same Judge
shall not hear the suit subsequently.