Timothy C Batten Financial Disclosure Report For 2010
Timothy C Batten Financial Disclosure Report For 2010
Timothy C Batten Financial Disclosure Report For 2010
NORTHERN DISTRICT OF GEORGIA 1788 UNITED STATES COURTHOUSE 75 SPRING STREET, S.W. ATLANTA, GEORGIA 30303-3309
CHAMBERS OF TIMOTHY C. BATTEN, SR.
404-215-1420
August 26, 2011 Hon. Bobby R. Baldock Judicial Conference of the U.S. Committee on Financial Disclosure One Columbus Circle, NE Washington, DC 20544 Re: My Calendar Year 2olo Filing Dear Judge Baldock: Yesterday you wrote me a letter pointing out that in Part VII, page 6, lines 50 and 51, of my 2009 report I listed "Fed Home Ln Mtg Corp Global Ref Notes Bk/Entry," but did not list this asset in my 2010 report. This was an oversight on my part. As of December 31, 201o, I still owned this asset. The income earned by this asset in 2010 was less than $1000 (Code A), and the value of this asset at the end of 2010 was less than $15,000 (Code J). I apologize for this inadvertent omission on my part. If you have any questions regarding this matter, please do not hesitate to give me a call.
Timt
C. Batten, Sr.
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
T.E.C.H. Ventures, Inc.
2. 3~ 4. 5.
Managing Member
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Fliers Non-lnvestment Income
~
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
~]
PURPOSE
Litigating and Resolving Advertising Disputes Seminar
1.
3. 4. 5.
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~ NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. Doug Craft Steve Witmer Monte Johnson DESCRIPTION Quail hunting trip in January Quail hunting trip in January Quail hunting trip in January VALUE $600.00 $600.O0 $600.00
VI. LIABILITIES. a.el.des those of spouse and dependent children; see pp. 32-33 of f!ling instructions.)
D NONE (No reportable liabilities.) CREDITOR
1. 2. 3~ 4. 5. Chase Platinum Mastercard Donald L. Plunkett Medicraft Enterprises, LLC Credit Card Loan Loan
DESCRIPTION
VALUE CODE K L L
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~]
NONE
(No reportable
A.
Income during Gross value at end reporting period .... o~reporting period
(1) Amoum Code 1 (A-H) (2) Type (e.g-, div., rent, or int.) (1) Value Code 2 " (J-P) (2) Value Method Code 3 (Q-W) W (1) Type (e.g., buy, sell, redemption)
1. 2. 3. 4. 15. 6. 7. 8. !9. 10. 11. 12. 13. 14. 15. 16. 17.
ME Series A Holdings, LLC ME Series B Holdings, LLC Adobe Systems Inc (DE) (Symbol: ADBE) American Tower Coo-Class A (Symbol: AMT) (Y) Apple Inc (Symbol: AAPL) AT&T Inc (Symbol: T) (Y) Baidu Inc Spon Adr Rptng Ord Shs C1 A (Symbol: BA) Bank of America Corp (Symbol: BAC) Baxter Intl Inc Boeing Co (Symbol: BA) Capital One Finl Corp (Symbol: COF) (Y) Celgene Corp (Symbol: CELG) Cisco Sys lnc (Symbol: CSCO) DirecTV C1 A (Symbol: DTV) Dow Chemical Co (Symbol: DOW) (Y) Dreyfuss Liquid Assets Inc Class 2 E I Du Pont De Nemours & Co (Symbol: DD)
Distribution
F A
Distribution Dividend
W Sold 01/14/10 J A
Dividend
A A A A
J J J J A A
Buy
A A A
Sold Sold
12/07/10
A A
11/16/10 J
A A
Int./Div. Dividend
J J
T T Buy 04/26/10 J
1~ InCome Gain Cbdes: (See Columns BI and 1)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A ~$!i000 or less
B =$!,001 - $2,:500
C =$2,501 - $5,000
~ ~$i~0;00~ : Si;O001000
K =$15;001 = $50~000 O =$500,001 = $1,000,000 R =Cost (Real Estate Only) V --Other
m =s~,0oo,00i - $5,0o0,o0o
L =$50~001, $100,000 P 1 =$ i i000,001 - $5,000;000 P4 --More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5~000;000 M =$100,00t-$250;000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 -$50,000
VII. INVESTMENTS and TRU S TS - i.co..e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~-] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period /1) (2) C. Gross value at end of reporting period (1) (2) (1) (2) (3) D. Transactions during reporting period
Date mm/dd/yy
(Q-W) 18. 19. 20. 21. 22. 23. E I Du Pont De Nemours & Co (Symbol: DD) Express Scripts Inc. Common (Symbol: A A A A A A Dividend Dividend Interest Dividend Dividend Dividend J J T T Sold Sold T J J T T Buy 12/22/10 J 06/07/10 07/16/10 J J A A J J J T T T Sold Buy 02/05/10 J 04/21/10 J A Buy (addl)
09/17/10 J
ESR_X)
Fed Home Loan Mtg Corp Med Trem NTS BK/Entry CUSI~ Fedex Corp (Symbol: FDX) Ford Motor Company (Symbol: F) Freeport McMoran Copper & Gold CI B
General Dynamics Corp (Symbol: GD) Gilead Sciences Inc (Symbol: GILD) Goldman Sachs Group Inc (Symbol: GS) Google Inc Class A (Symbol: GOOG)
A A A A
Halliburton Co Holdings Co (Symbol: HAL~ A Hewlett Packard Co (Symbol: HPQ) (Y) Intl Business Machines Corp (Symbol:
n3M)
A A
A A A
Dividend Dividend
Dividend Dividend Dividend
J J J
l: Inc0m~ Gain c0d~g! (See Columns BI and D4) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Column C2)
: A =$1,000 0r less F =$50,001 - $100,000 J =$i5;000 or less N =$250~001 - $500,000 Q =Appraisat U =Book Value
B =$1,001 - $2,500 G =$100,001 $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other
P3 Z$25,ooo,oo~- $5o,ooo,ooo
C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L -$50,001 - $ 100;000 P 1 =$1,000,00 ! - $ 5,000,000 P4 -More than $50,000~000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 -More than $5,000,000 M $I00,00I - $250,000 P2 =$5,000,001 - $25,000,000 T -Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE
(A-H)
or int.)
(4) (2) O) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
Merck & Co Inc (Symbol: MRK) (Y) Metlife Inc (Symbol: MET) (Y) Microsoft Colp (Symbol: MSFT) Occidental Petroleum Corp-Del (Symbol: OXY) Oracle Corp (Symbol: ORCL) Peabody Energy Corp (Symbol: BTU) Pfizer Inc (Symbol: PFE) Philip Morris Intl Inc (Symbol: PM) (Y) Praxair Inc (Symbol: PX) (Y) Precision Castparts Corp (Symbol: PCP) (Y) Qualcomm Inc (Symbol: QCOM) (Y) Salesforce.com Inc (Symbol: CRM) (Y) Schlumberger Ltf(Symbol: SLB) Staples Inc (Symbol: SPLS) State Street Corp (Symbol: STT) (Y) Target Corp (Symbol: TGT) (Y) 3M Company (Symbol: MMM) (Y) A A Dividend Dividend Buy Sold 06/21/10 03/10/10 J J A A A A A Dividend Dividend Dividend Dividend Dividend J J J T T T Buy Sold 12/02/10 03/03/10 J J Sold 05/07/10 A
] ]hc6~ Ghin C0d~si ; (See Columns BI and 1)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)
A=$1,000 0r less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$ 1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R -Cost (Real Estate Only) V =Other
c =$2,501 - $5,000
H I =$1,000,001 - $5,000~000 L =$50,001 - $ 100,000
E =$15,00I - $50,000
Pi =$ ~ ,ooo,oo~ - $5,ooo,ooo
P4 =More than $50,000,000 S =Assessment W =Estimated
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g,, Code 1 div.. rent. (A-H) or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I:) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5} Identity of buyer/seller (if private transaction)
Transocean Ltd Switzerland (Symbol: RIG) Union Pacific Corp (Symbol: UNP) United Parcel Service (Symbol: UPS) United Technologies Corp (Symbol: UTX) Vale S A Spon ADR (Symbol: VALE) () Visa Inc Com CI A (Symbol: V) Walt Disney Co (Symbol: DIS) (Y) Yahoo Inc (Symbol: YHOO) )
A A A A
Sold T T T Buy
05/20/10 J
10/14/10
Dividend
Sold
12/17/10
1: income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$ 1,000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$ 100,001 - $1,0001000 K =$15,001 - $50,000 O =$500,001 o $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H 1=$ i i0001001 ~ $5 000 000 L --$50;00 $100,000 P 1 =$1 ;000,001 - $5;000,000 P4 =More than $50,000,000 S =Assessment W ~Estimated
D =$5,001- $15,000 H2 =More than $5,000;000 M=$100;001- $250,000 P2 =$5,000,001-$25,000;000 T =Cash Market
E =$15,001- $50,000
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/Timothy
C. Batten, Sr.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO C1V1L AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544