Blockchainbased Electronic Voting Lessons From Estonia
Blockchainbased Electronic Voting Lessons From Estonia
Blockchainbased Electronic Voting Lessons From Estonia
BLOCKCHAIN-BASED ELECTRONIC
VOTING: LESSONS FROM ESTONIA
LE TRAN QUOC CONG
Ho Chi Minh City University of Law, Vietnam
Email: ltqcong@hcmulaw.edu.vn
NGUYEN DAO PHUONG THUY
Ho Chi Minh City University of Law, Vietnam
Email: ndpthuy@hcmulaw.edu.vn
HUYNH THI NGOC NHI
Ho Chi Minh City University of Law, Vietnam
Email: huynhthngocnhi@gmail.com
TRAN VAN ANH
Ho Chi Minh City University of Law, Vietnam
Email: tvanh181016@gmail.com
Abstract
The article explores the challenges and possibilities of blockchain-based elections, drawing
comparisons with Estonia’s practical and legal experience in organizing and implementing
such systems. On that basis, the article provides an assessment of the potential for
electronic voting applications as well as recommendations on how to deploy this method
for Vietnam to improve the effectiveness of election activities in a comprehensive and
appropriate manner consistent with current Constitutional principles.
Keywords: blockchain, election, e-voting, elector, right to vote
Received: 10 June 2024 / Revised: 12 July 2024 / Accepted: 1 August 2024
1.1. Problems arising from the manual nature of traditional paper ballot voting
Regarding the issue of election organization costs, according to the
2015 Law on Election of deputies to the National Assembly and deputies
to the People’s Councils (“Election Law”), all costs for an election such as
(i) document and publication costs for the election; (ii) administrative and
election guidance propaganda costs; (iii) conference organization costs; (iv)
Leadership, inspection, and election supervision costs; (v) citizen reception and
election complaint resolution costs,...3 are all sourced from the state budget.4
As guided by Circular No. 102/2020/TT-BTC dated 23 November 2020,
of the Ministry of Finance, from the practical elections of the 15th National
Assembly and People’s Councils at all levels for the 2021-2026 term, the
budget was used for a large number of tasks, from the smallest logistical tasks.5
Summarizing the election, the total cost for the election organization, as
calculated, was over 2,000 billion VND for additional budget allocations.6
Organizing a complete election requires a huge budget and long preparation
time, but despite such huge costs, the infrastructure and documents from the
previous election are hardly reusable, raising concerns.
Concerning errors in the election service stages, the timing of this election
coincided with the impact of the Covid-19 pandemic, exposing the existing
limitations of paper ballot voting. The pandemic posed many challenges for
election-related tasks, such as determining the voting rights of quarantined
voters, especially those quarantined in their residential administrative unit.
Some localities with many workers, students, and pupils faced difficulties in
reviewing, compiling voter lists, printing, and distributing additional voter
cards; there were reports of voters not receiving voter cards.7
For the National Election Council, the past period has shown that in
performing its tasks and powers, there were limitations such as errors in ballot
printing leading to the cancellation of election results and re-elections in
some areas; mistakes in controlling the number of ballots issued, the number
3 Dung, N. D., Duong, L. B., Liem, D. V. (2021), ‘Vietnamese Constitutional law textbook’,
Hanoi National University Publisher, Hanoi, p. 227.
4 Article 7 of the Law on Election of Deputies to the National Assembly and Deputies to the
People’s Councils No. 85/2015/QH13 (signed on 25 June 2015).
5 Circular No. 102/2020/TT-BTC of the Ministry of Finance guiding the preparation of estimates,
management, use and settlement of funds for the election of XV National Assembly deputies and
Council deputies at all levels for the 2021-2026 term (signed 23 November 2020).
6 Bich, L. (2021), ‘Bổ sung kinh phí bầu cử đại biểu Quốc hội và đại biểu HĐND các cấp’, Báo
điện tử Đảng Cộng sản Việt Nam [trans: ‘Additional funding for elections of National Assembly
deputies and People’s Council deputies at all levels’, Communist Party of Vietnam electronic
newspaper]. Retrieved from: https://daihoi13.dangcongsan.vn/bau-cu-dai-bieu-quoc-hoi-
khoa-xv-va-dai-bieu-hdnd-cac-cap/tin-tuc/bo-sung-kinh-phi-bau-cu-dai-bieu-quoc-hoi-
va-dai-bieu-hdnd-cac-cap-7164 [accessed 07 June 2024].
7 National Election Council (2021), Summary report of the election of XV National Assembly deputies and
People’s Council deputies at all levels for the 2021 - 2026 term, No. 783/BC-HĐBCQG, pp. 26-27.
VOLUME 11, NUMBER 02, 2024 29
First, for voters in remote areas, election propaganda activities are limited
compared to other areas due to difficulties in terrain, weather conditions, and
economy. Additionally, issues such as funding, human resources, and other
supporting means require more investment in these areas.12
Second, for overseas Vietnamese citizens, Article 29(4) of the Election
Law is still formal and does not create maximum convenience for this
group of voters. According to this provision, overseas Vietnamese citizens
only have the right to vote if they return to Vietnam 24 hours before the
voting starts. This implies that overseas Vietnamese citizens can only vote
if they are in Vietnam, despite not being among those deprived of voting
rights by law. Additionally, for voters listed in the voter list but having to
go abroad on election day, they will essentially lose their voting rights. This
directly conflicts with the principles of direct, secret voting and universal
suffrage. Overseas voters, although fully entitled to vote, cannot exercise their
legitimate rights, leading to election results not truly reflecting the will of all
Vietnamese people on critical national issues, and the principle of universal
suffrage is not fully realized.
Third, for voters as stipulated in point b, clause 3, Article 11 of the Election
Law, where the location has fewer than fifty voters, a separate polling station
cannot be established.13 The law stipulates that in such cases, if voters cannot
go to the polling station, the Election Committee will bring auxiliary ballot
boxes and ballots to their residence or treatment place for voting.14 However,
ensuring the principle of direct voting by transporting ballot boxes to voters
makes the organization more difficult, costlier, and often does not guarantee
the principle of secret voting as these facilities typically do not have private
voting rooms.
Fourth, in unforeseen events such as natural disasters or pandemics, fully
and seriously implementing election principles is challenging. Notably, the
election of deputies to the 15th National Assembly and People’s Councils at
all levels for the 2021-2026 term occurred amid the unresolved Covid-19
pandemic, leading to people voting during the pandemic. Voting rights can
be restricted for public health protection reasons,15 but postponing elections
inevitably impacts the exercise of citizens’ fundamental rights and the nation’s
democracy, especially if postponement is prolonged when previous term
12 Trinh, L. X. (2016), ‘Đảm bảo quyền bầu cử, ứng cử của người dân tộc thiểu số’, Báo Biên
phòng [trans: ‘Ensure the right to vote and run for election of ethnic minorities’, Border Guard
Newspaper]. Retrieved from: https://www.bienphong.com.vn/dam-bao-quyen-bau-cu-ung-
cu-cua-nguoi-dan-toc-thieu-so-post [accessed 15 May 2024].
13 Point b, Clause 3, Article 11 of the Law on Election of Deputies to the National Assembly and
Deputies to the People’s Councils No. 85/2015/QH13 dated 25 June 2015.
14 Article 60 of the Law on Election of Deputies to the National Assembly and Deputies to the
People’s Councils No. 85/2015/QH13 dated 25 June 2015.
15 Article 4 of the International Covenant on Civil and Political Rights (adopted on 16 December 1966).
VOLUME 11, NUMBER 02, 2024 31
deputies’ mandates have expired.16 During the severe pandemic phase, over
80 countries and territories worldwide,17 such as North Macedonia, Sri Lanka,
and Ethiopia decided to postpone general elections to protect public health.18
Having to choose between the nation’s destiny and public health is a challenging
issue for traditional paper ballot voting in such unforeseen contexts.
Thus, despite being used continuously, traditional voting methods still
have certain limitations, even though relevant agencies and organizations
have made efforts to address them. Therefore, applying a more effective
and complete alternative voting method is necessary. In the context of
technological development, electronic voting is a method worth considering
due to its unique features.
2. Potential for electronic voting applications using blockchain
technology in election activities
2.1. Overview of electronic voting
In recent years, the robust development of 4.0 digital technologies has
opened many opportunities to improve the effectiveness of the electoral
process, and one of the methods being continuously tested globally is
electronic voting. This method has long been a topic of interest due to its
convenience and ability to address the limitations of traditional paper voting.19
According to the Organization for Security and Co-operation in Europe/
Office for Democratic Institutions and Human Rights (OSCE/ODIHR)
and the Council of Europe with Recommendation CM/Rec (2017)/5,
electronic voting is defined as the use of information and communication
technology (ICT) for voting and vote counting.20
Despite its advancements over traditional voting methods, concerns
about the possible cybersecurity risks of this type of electronic voting system
and the legitimacy of election results are still being raised.21 An electronic
16 Ionel, Z. and Tessa, F. (2020), ‘Impact of the pandemic on elections around the world: From safety
concerns to political crises’, European Parliamentary Research Service, p. 4. Retrieved from: https://
www.europarl.europa.eu/RegData/etudes/BRIE/2020/652017/EPRS_BRI(2020)652017_
EN.pdf [accessed 24 October 2024].
17 International IDEA (2022), ‘Global overview of COVID-19: Impact on elections’. Retrieved
from: https://www.idea.int/news-media/multimedia-reports/global-overview-covid-19-
impact-elections [accessed 29 April 2024].
18 Ionel, Z. and Tessa, F. (2020), supra note 16, p. 3.
19 International IDEA (2011), Introducing electronic voting: Essential considerations, Policy Paper, p. 10-11.
Retrieved from: https://www.idea.int/sites/default/files/2023-09/introducing-electronic-voting.
pdf [accessed 29 April 2024].
20 OSCE/ODIHR (2013), Handbook for the observation of new voting technologies, Organization
for Security and Co-operation in Europe. Retrieved from: https://www.osce.org/odihr/
elections/new_voting_technologies [accessed 6 June 2024]; EU Committee of Ministers,
Explanatory Memorandum to Recommendation CM/Rec(2017)5 of the Committee of Ministers
to member States on standards for e-voting (14 June 2017). Retrieved from: https://rm.coe.
int/168071bc84 [accessed 6 June 2024].
21 European Commission (2018), Study on the benefits and drawbacks of remote voting, p. 8. Retrieved
from: https://commission.europa.eu/system/files/2020-06/20181121_remote_voting_final_
report_final_clean.pdf [accessed 26 June 2024].
32 VIETNAMESE JOURNAL OF LEGAL SCIENCES
No single entity controls the system, and data is immutable and decentralized.35
These address network attacks and result tampering. Secret voting is ensured
through private keys, maintaining voter anonymity. 36
While enhancing efficiency, blockchain voting has limitations like third-
party identity verification dependency. However, ongoing research and
technological advancements continue to improve its security and efficiency.
Several countries, including Switzerland, the United States (US), Russia, and
notably Estonia, have trialed or adopted blockchain-supported electronic
voting systems.37
3. Estonia’s experience in implementing electronic voting with the
support of blockchain technology
Estonia’s success in electronic voting relies on (i) enhancing technical
infrastructure and citizen confidence, and (ii) establishing a robust legal framework.
Regarding technical infrastructure and building people’s trust, the
foundation for Estonia’s successful electronic voting is based on the X-Road
data exchange middleware and the national public key infrastructure (PKI)
with a strong encryption system - the electronic identification card (ID card).
The ID card, capable of tightly linking digital and physical identities, has
facilitated Estonia’s smooth online public services. In particular, ID card has the
potential to be used in public key infrastructure for authentication, protection
of certain data (such as electronic ballot data),38 and signature identification.39
These two pillars of Estonia’s digital society were first deployed in the 2000s and
still play an extremely important role in implementing public administrative
procedures for the Estonian people. Estonians have a great deal of faith in
their country’s digital government. According to survey data in 2020, 82% of
Estonians trust Estonia’s digital services and e-governance.40 It can be affirmed
that the high development of the national technical infrastructure has earned
the people’s trust, which is a favorable condition and key for this country to
conduct electronic voting successfully.41
Regarding the legal framework, at a general level, Article 60 of the
Constitution of the Republic of Estonia42 stipulates the general principle for
the elections: “Elections shall be general, uniform and direct. Voting shall
35 ASTRI (2016), supra note 27, p. 30.
36 Champagne, P. (2014), The book of Satoshi, e53 Publishing LLC, United States of America, p. 21-22
37 Vladucu, M. V. et al. (2023), supra note 28, pp. 23293-23302.
38 Almeida, R. L. et al. (2023), ‘Impact of decentralization on electronic voting systems: A
systematic literature survey’, IEEE Access, Vol. 11, p. 132405.
39 OECD iLibrary (2019), ‘Digital opportunities for better agricultural policies’. Retrieved from: https://
www.oecd-ilibrary.org/sites/510a82b5-en/index.html?itemId=/content/component/510a82b5-en
[accessed 9 June 2024].
40 Ragg, T. (2020), ‘Eesti digiriik naudib nii kohalike elanike kui e-residentide toetust’, Ajaleht
Pealinn. Retrieved from: https://pealinn.ee/2020/06/04/eesti-digiriik-naudib-nii-kohalike-
elanike-kui-e-residentide-toetust [accessed 27 June 2024].
41 Ehin, P. et al, supra note 25, p. 4.
42 Article 60 of the Constitution of the Republic of Estonia.
VOLUME 11, NUMBER 02, 2024 35
.
proactive participation in digital transformation processes, especially in public
administration, will the opportunity for successful electronic voting application
arise.46 Electronic voting should be seen as an advanced service, not a quick
fix for electoral limitations.47 Vietnam should carefully and comprehensively
evaluate potential risks and difficulties before deciding to trial this method.48
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Author Contribution
All authors contributed to the study conception and design. All authors read and approved
the final manuscript.
Declarations
Conflict of Interest: The authors declare no competing interests.
Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily
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