Sugden 2006
Sugden 2006
Sugden 2006
DIAGNOSIS, AND
MANAGEMENT
Steven G. Sugden, Blythe A. Corbett
ABSTRACT
Autism spectrum disorders (ASDs) represent a cluster of symptoms with core deficits
in social, communication, and behavioral domains, which develop by the age of 3.
Recent epidemiological reports estimate the overall prevalence of ASD to be ap-
proximately 59 per 10,000. ASD affects males more often than females (ratio 4:1).
Although ASD is conceptualized as a neurodevelopmental disorder, the symptoms
and associated comorbid conditions (eg, anxiety, depression, inattention) are often
lifelong. The precise neuropathology of ASD is unknown; however, a number of
brain regions have been implicated, including the frontal cortex, cerebellum, and
amygdala. Optimal treatment often combines intensive early-intervention behav-
ioral strategies and pharmacological interventions.
KEY POINTS:
for children who either meet the crite- stricted patterns of interest that
A Autism
ria for autistic disorder with onset of is abnormal either in intensity or
spectrum
disorders symptoms after the age of 3 or have less- focus
represent a impairing social, communication, and o Apparently inflexible adherence to
cluster of behavioral deficits, or atypical symp- specific, nonfunctional routines or
symptoms with tomatology (American Psychiatric Asso- rituals
core deficits ciation, 2000). o Stereotyped and repetitive motor
in social, mannerisms
communication, DEFINITION OF AUTISM o Persistent preoccupation with parts
and behavioral SPECTRUM DISORDERS of objects
domains that According to the Diagnostic and Statis- In addition to the specific require-
develop by the
tical Manual of Mental Disorders, ments, a total of six symptoms in any
age of 3.
Fourth Edition, Text Revision (DSM-IV- of the categories needs to be evident
A The autism TR) (American Psychiatric Association, before the age of 3 (American Psychiat-
spectrum 2000), a child meets the criteria for au- ric Association, 2000).
consists of tistic disorder when he or she presents Children are diagnosed with Asperger
autistic disorder, with core deficits in social interactions, syndrome when they meet the fol-
Asperger
and verbal and nonverbal communica- lowing DSM-IV-TR criteria. First, they
syndrome,
tion, and has a repertoire of repetitive, need to have social impairment in at
and pervasive
developmental
stereotyped, or restricted interests. Spe- least two of the following ways:
disorder not cifically, a child must develop at least o Marked impairment in the use of
otherwise two of the following social deficits: multiple nonverbal behaviors such
specified. o Marked impairment in the use of as eye-to-eye gaze, facial expression,
A Children meet multiple nonverbal behaviors such body postures, and gestures neces-
the criteria as eye-to-eye gaze, facial expression, sary to regulate social interaction
for autistic body posture, and gestures neces- o Failure to develop peer relation-
disorder when sary to regulate social interaction ships appropriate to developmen-
they develop o Failure to develop peer relationships tal level
at least six o Lack of spontaneous seeking to o Lack of spontaneous seeking to
deficits in social, share enjoyment, interests, or achieve- share enjoyment, interests, or achieve-
communication, ment with other people ments with other people
and behavioral o Lack of social or emotional reciprocity o Lack of social or emotional reciprocity
domains
before age 3.
Additionally, a child needs to mani- Additionally, children need to have
fest one of the following communica- one of the restricted behaviors:
48 A Children tion impairments:
with Asperger o Encompassing preoccupation with
syndrome have
o Delay in, or total lack of, the devel- one or more stereotyped and re-
similar social opment of spoken language stricted patterns of interest that is
and behavioral o In individuals with adequate speech, abnormal either in intensity or
deficits as those marked impairment in the ability focus
with autistic to initiate or sustain a conversation o Apparently inflexible adherence to
disorder. with others specific, nonfunctional routines or
o Stereotyped and repetitive use of rituals
language or idiosyncratic language o Stereotyped and repetitive motor
o Lack of varied, spontaneous make- mannerisms
believe play or social imitative play o Preoccupation with parts of objects
Finally, a child needs to demon- Unlike autism, there is no clinically
strate one of the following behaviors: significant general delay in language or
o Encompassing preoccupation with cognitive development (American Psy-
one or more stereotyped and re- chiatric Association, 2000).
KEY POINTS:
by naturally restricting behaviors or in- contribute to variable and increased
A The precise
terests (Allen et al, 2004). stress, as measured by elevations in
neuropathology
is unknown salivary cortisol (Corbett et al, 2006).
Amygdala
in autism
spectrum Bauman and Kemper (1985) initially de- DIAGNOSIS
disorders. scribed abnormally small and densely
Since the 1940s and Kanner’s initial
packed cells within the medial portion
A Neuroinflam- description of autism, significant ad-
of the amygdala. Currently, no pub-
matory vancement has occurred in understand-
processes within lished studies have replicated this find-
ing the prevalence and developmental
the frontal cortex ing. However, Sparks and colleagues
course of ASD. In the process, the
may impair (2002), using magnetic resonance volu-
diagnostic criteria have become more
connections and metric studies of 45 young children
clearly defined and established. Initially,
interpretation with ASD (aged 3 to 4 years), showed
epidemiological surveys conducted be-
of stimuli from that children with autism had larger
other regions
tween 1966 and 1986 used diagnos-
bilateral amygdala volume when com-
within the brain, tic criteria based on the descriptive
pared with typically developing and
leading to works of Kanner, Lotter, and Rutter
developmentally delayed children. Simi-
emotional, (Fombonne, 2003; Kanner, 1943; Lotter,
larly, Schumann and colleagues (2004)
sensory, and 1966; Rutter, 1970). Now, the diagnos-
noted children with ASD, aged be-
language tic criteria for the major epidemiologi-
tween 7.5 and 12.5 years, to have larger
deficits within cal surveys have been based on the In-
autism. left amygdala volume compared with
ternational Classification of Diseases,
age-matched controls. These differ-
A Cerebellum ences were not present in the adoles-
10th Revision (ICD-10) and DSM-IV man-
neuropathology uals, which rely upon the judgment
cent population (aged 12.75 to 18.5
may affect of clinical experts (Fombonne, 2003).
years).
attentional Currently, the diagnostic gold stan-
A number of studies have indicated
processing, dard involves completing the Autism
leading to that the amygdala in ASD may actu-
Diagnostic Interview—Revisited (ADI-R)
restricted ally be hypoactive (see Baron-Cohen
(Lord et al, 1994), which consists of a
behaviors et al, 2000, for a complete review).
semi-structured interview conducted
within autism. However, this may be due to inade-
with the child’s parent or primary care
quate control of attention rather than
A Amygdala provider, and completing the Autism
hyperfunction
a fundamental functional impairment
Diagnostic Observation Schedule—
may be involved in autism. Recently, Dalton and col-
Generic (ADOS-G) (Lord et al, 2000),
in abnormal leagues (2005) used images of faces as
which is a semi-structured interview
stress-producing stimuli for subjects
50 fears/anxiety/
stress seen with HFA. Functional brain activity re-
and interactive assessment conducted
with the child suspected of having ASD.
in autism. vealed hyperactivity within the amyg-
Each instrument provides a diagnostic
dala region when eye movements
algorithm for the disorders within ASD,
were controlled and fixated on the
which correlates with ICD-10 and DSM-
eye region. Evidence increasingly sug-
IV classification (de Bildt et al, 2004).
gests that an important role for the
amygdala is in detecting threats and
mobilizing an appropriate behavioral PRESENTATION RED FLAGS
response, part of which is fear (Amaral To date, no genetic markers or screen-
and Corbett, 2003). If the amygdala is ing tests successfully predict onset of
pathological in autism, it may con- autistic symptoms for a given individual.
tribute to the abnormal fears and in- Nevertheless, some symptoms or ‘‘red
creased anxiety in children and adults flags’’ may be more indicative of au-
with autism (Amaral and Corbett, 2003). tistic pathology, and parents or pro-
Further, a hyperactive amygdala may viders who observe these symptoms in
2 Years: reduced or absent social attention (pointing, showing, gaze), reduced A Both the Autism
understanding of others’ emotions Diagnostic
Interview—
Any age: significant loss of previously attained social-relatedness skills
Revisited and
" Adaptive Skills: Red Flags the Autism
1 Year: short attention span; passive, reduced intentional activity; less sleep Diagnostic
and frequent waking; irritability Observation
Schedule—
2 Years: absence of symbolic play; repetitive, nonfunctional play
Generic correlate
" Motor Behavior: Red Flags with ICD-10
and DSM-IV
Before 1 year: motor abnormalities—approximately 6 to 8 months—such as
muscle tone asymmetries, dyscoordination, crawling abnormalities classification of
autism spectrum
1 Year: hand flapping, finger twiddling, object twiddling, rocking, hypotonia disorder.
2 Years: toe walking
" Sensory Behavior: Red Flags
1st Year: reduced reaction to sounds, intolerance to certain sounds
51
1 to 2 Years: has empty gaze, ignores cold, gets overexcited when tickled,
refuses certain textures or food
2 Years: lines up objects
KEY POINT:
. . . psychiatry has many non- MANAGEMENT
A Autism pathology
specific symptoms such as anxi- Nonpharmacological
manifests as
core deficits ety, depressed mood, poor con- Intervention
within social, centration, and restlessness. Of
course a dilemma arises from Expert committees recommend at least
behavioral, and
the fact that many of the non- 25 hours per week of educational pro-
communication
gramming for preschool children with
domains. specific symptoms also constitute
pervasive developmental disorders (Na-
Key warning the hallmarks of specific diag-
symptoms or red tional Research Council, 2001). As
nostic entities. The problem lies
flags include no such, children with autism generally
in deciding when depression is
babble talk by require a well-sequenced, highly struc-
an indicator of major depression
12 months; no tured teaching format in which skills
and when it is just an indication
hand gesture by are broken down and taught in a sys-
that psychopathologically some-
12 months; no tematic, step-by-step format as pre-
thing is the matter.
single words by sented through a comprehensive be-
16 months; havioral program. A central theme in
no two-word Nevertheless, individuals with ASD autism treatment is the notion that
phrases by 24 remain impaired, both from core au- early intervention is critical in order
months; and any tistic symptoms and from aggres- for the child to have the best possible
loss of language sive, self-injurious, hyperactive, hyper- outcome (Birnbrauer and Leach, 1993;
or social skills. arousal, and/or anxious symptoms (des Lovaas, 1987).
Portes et al, 2003). Failure of these Various reports indicate that fac-
symptoms to meet diagnostic criteria tors such as age at time of symptom
for a particular psychiatric disorder onset, IQ level, language function-
does not minimize their impact on ing (Smith, 1999), or diagnostic symp-
the specific individual (Cases 4-2, 4-3, tom severity (Smith et al, 2000) may
and 4-4). Recent literature has shown be predictors of outcome. Research in
that individuals with ASD experience ASDs has consistently reported bene-
more severe attention (Corbett and fit from early intervention behavioral
Constantine, in press), anxiety, and de- techniques (eg, Birnbrauer and Leach,
pressive symptoms (Kim et al, 2000) 1993; Lovaas, 1987). Autism strikes
compared with healthy controls. very early in development; treatment
52 Case 4-1
A 3-year-old boy is brought in by his mother because she is concerned that he is not developing
language skills. Although she has talked to her pediatrician on several occasions, the doctor
keeps insisting that he is just a ‘‘late talker’’ and will ‘‘catch up.’’ She reports that he has only
two or three words, which he uses inconsistently. Mostly, he will just repeat what he hears from
other people or on television, but it is usually out of context. When he wants something, he will
grab his mother by the hand and pull her to what he wants. His mother insists that he seems
to prefer being in his own world, and he not does appear to be interested in other children.
The mother reports that her son shows low frustration tolerance but a high tolerance to physical
pain. On examination, the child demonstrates poor eye contact and engages in repetitive
hand flapping, especially during periods of increased arousal. The child is referred to a
psychologist specializing in applied behavior analysis, who implements an individualized and
comprehensive behavioral program to enhance the child’s receptive and expressive language
and improve his reciprocal social skills.
Comment. This patient is diagnosed with autistic disorder with severe receptive and expressive
language delays. He is a good candidate for an intensive applied behavior analysis program.
Case 4-3
An 11-year-old boy presents with a history of language delay, poor social
skills, repetitive hand-flapping behaviors, and mild mental retardation.
He has a long-standing need for predictability and sameness, and he can be
quite rigid in his thought processes. The child becomes quite anxious and
exhibits very low frustration tolerance for benign changes in preferred
activity or schedule. Regarding socialization, he has shown difficulty
making friends, despite effort, and he has periodically engaged in
53
threatening behavior toward peers on the playground. His parents report
that he has made a lot of progress with his language development
but that his anxiety symptoms have worsened as he has developed.
He demonstrates heightened sensitivity to various sensory stimuli and
becomes particularly tense in noisy or crowded situations such as those
at a shopping mall.
Comment. Although the patient has been previously diagnosed with
autism, he demonstrates heightened sensitivity to external stimuli,
social rigidness, and a need for sameness. The nature of his symptoms
makes it difficult to interpret because his anxiety may have evolved from
his core autistic symptoms (eg, a need for sameness) or from a secondary
DSM-IV anxiety disorder. Regardless of the diagnostic challenge, he still
experiences routine anxiety symptoms that may be responsive to
psychotropic interventions.
KEY POINTS:
A Treatment
strategies for Case 4-4
autism appear A 13-year-old boy is brought in by his parents because of concerns about
to be most his disruptive behavior at school and at home. He has had difficulties
effective when making friends throughout his education. He tends to spend free time
they begin early watching The History Channel. At school, he struggles with language arts
to capture and mathematics but excels in remembering historical dates, persons,
sensitive periods and places. He is easily provoked regarding issues about fairness or when
of development. his routine is disrupted at home. Lately, he has become more irritable
and aggressive. His parents describe episodes when he will go into a rage,
A Key components tear out every page from a book, throw everything out of a bookshelf,
of effective early and punch holes in walls. During the examination, he has limited direct
intervention interactions with the clinician. He is calm and indifferent, but his speech is
programs for mildly pressured.
autism generally
Comment. This is a case of Asperger syndrome with affective instability.
include early
He is started on an atypical antipsychotic, and special accommodations are
identification,
made at school to allow him to take a ‘‘time-out’’ when he feels
comprehensive
particularly angry or misunderstood.
programming,
individualization,
and a favorable
one-to-one,
early intervention behavior therapy tative, genetic and pharmacological
adult-to-child can result in significant, comprehensive, treatments are developed, behavior
teaching format. and lasting changes in children with au- modification will remain the most im-
tism (eg, Birnbrauer and Leach, 1993; portant treatment available.’’
A Aggressive,
Lovaas, 1987). Key components of ef-
self-injurious,
fective early intervention programs
hyperactive, Pharmacological Intervention
hyperarousing
generally include early identification,
and/or anxiety comprehensive programming, individ- Currently, there is no pharmacological
symptoms are ualization, and a favorable one-to-one, ‘‘cure’’ for ASDs, which causes frustra-
often associated adult-to-child teaching format (Newsom tion for the autistic individuals, families,
with autism and Rincover, 1989). A variety of unique and treating clinicians. With the recent
spectrum intervention strategies have shown ef- advances in psychotropic medications,
disorder and ficacy in teaching important skills to aggressive, self-injurious, hyperactive,
may cause a individuals with autism. One such tech- hyperarousing, and/or anxiety symptoms
significant level nique is video modeling, which involves have been targeted pharmacologically
of impairment. the presentation of brief video or DVD even though a paucity of large, double-
54 presentations that present a model blind, randomized control studies
showing a targeted behavior that the assessing and validating specific treat-
child watches and subsequently imi- ments are available (des Portes et al,
tates with a therapist or parent. Video 2003). Case study designs using serotonin
modeling has been used successfully to selective reuptake inhibitors (SSRIs) have
treat children with ASDs and, in some reported improvements in social in-
circumstances, has yielded better results teractions, mood and ritualistic behav-
for skill acquisition, maintenance, and ior, aggression, and depressive- and
generalization in individuals with au- obsessive-compulsive tendencies (Francis,
tism than in vivo participant modeling 2005). Nevertheless, the literature does
(eg, see Charlop-Christy et al, 2000; not support the use of one SSRI over
Corbett and Abdullah, 2005). another for impairments associated
Waterhouse and Fein (1998) under- with autism (Moore et al, 2004). Ad-
score the importance of behavior ther- ditionally, research from the Autism
apy stating, ‘‘Until effective preven- Network of the Research Units on
" Amaral DG, Corbett BA, The amygdala, autism, and anxiety. Novartis
Found Symp 2003;251:177–187.
Review of nonhuman primate lesion studies that have relevance to autism.
" Baron-Cohen S, Ring HA, Bullmore ET, et al. The amygdala theory of autism.
Neurosci Biobehav Rev 2000;24:355–364.
Review paper suggesting that a hypofunctional amygdala may contribute to the pathology
of autism.
" Birnbrauer JS, Leach DJ. The Murdoch Early Intervention Program after
2 years. Behav Change 1993;10:63–74.
Results of a behavioral intervention program study of children with autism.
" Brambilla P, Hardan A, di Nemi SU, et al. Brain anatomy and development
in autism: review of structural MRI studies. Brain Res Bull 2003;61:557–569.
Review paper compiling regional differences in autism structural magnetic
resonance imaging.
" Corbett BA, Abdullah M. Video modeling: why does it work with autism?
J Early Intensive Behav Intervent 2005;2:2–8.
This paper describes the use of video modeling and provides theoretical explanations
for its effectiveness in children with autism.
" Courchesne E, Pierce K. Why the frontal cortex in autism might be talking
only to itself: local over-connectivity but long-distance disconnection.
Curr Opin Neurobiol 2005;15:225–230.
Review paper highlighting frontal cortex neuropathology within autism.
" Courchesne E, Redcay E, Morgan JT, Kennedy DP. Autism at the beginning:
microstructural and growth abnormalities underlying the cognitive and
behavioral phenotype of autism. Dev Psychopathol 2005;17:577–597.
Thorough review article highlighting multiple nodes that may be implicated in
neuropathology of autism.
" Dalton KM, Nacewicz BM, Johnstone T, et al. Gaze fixation and the neural
circuitry of face processing in autism. Nat Neurosci 2005;8:519–526.
Excellent study showing that with corrected eye gaze the amygdala is hyperactive in
children with autism.
" des Portes V, Hagerman RJ, Hendren RL. Pharmacotherapy. In: Ozonoff S,
Rogers SJ, Hendren RL, eds. Autism spectrum disorders: a research review for
practitioners. Washington, DC: American Psychiatric Association, 2003.
Review chapter of the importance of psychopharmacology in autism within the American
Psychiatric Association’s publication of autism spectrum disorders.
" Francis K. Autism interventions: a critical update. Dev Med Child Neurol
2005;47:493–499.
Review of psychological and psychopharmacological interventions for autism.
" Kim JA, Szatmari P, Bryson SE, et al. The prevalence of anxiety and mood
problems among children with autism and Asperger syndrome. Autism
2000;4:117–132.
Study showing the increased rate of depression and anxiety comorbidities within autism.
" Lovaas OI. Behavioral treatment and normal educational and intellectual
58 functioning in young autistic children. J Consult Clin Psychol 1987;55:3–9.
Early work showing the effectiveness of behavior modification in autism.
" McCracken JT, McGough J, Shah B, et al. Risperidone in children with autism
and serious behavioral problems. N Engl J Med 2002;347:314–321.
Landmark paper showing the effectiveness of reducing core symptoms of autism with
risperidone.
" Moore ML, Eichner SF, Jones JR. Treating functional impairment of autism
with selective serotonin-reuptake inhibitors. Ann Pharmacother
2004;38:1515–1519.
Excellent review of the effectiveness of serotonergic agents for autism.
" Newsom C, Rincover A. Autism. In: Mash EJ, Barkley RA, eds. Treatment
of childhood disorders. New York: Guilford Press, 1989:286–346.
A chapter outlining treatment methods for children with autism and other
neurodevelopmental disorders.
" Ozonoff S, South M, Miller JN. DSM-IV defined Asperger syndrome: cognitive,
behavioral, and early history differentiation from high-functioning
autism. Autism 2000;4:29–46.
Excellent paper trying to characterize high-functioning autism and Asperger syndrome.
" Schumann CM, Hamstra J, Goodlin-Jones BL, et al. The amygdala is enlarged
in children but not adolescents with autism; the hippocampus is enlarged
at all ages. J Neurosci 2004;24:6392–6401.
Recent paper showing how the amygdala may be involved in autism pathology.
" Smith T. Outcome of early intervention for children with autism. Clin Psychol
Sci Pract 1999;6:33–49.
An outcome report of early behavioral intervention for children with autism.
" Smith T, Groen AD, Wynn JW. Randomized trial of intensive early
intervention for children with pervasive developmental disorder. Am J
Ment Retard 2000;105:269–285.
Study showing the importance of early intense training for children with this disorder.
" Sparks BF, Friedman SD, Shaw DW, et al. Brain structural abnormalities in
young children with autism spectrum disorder. Neurology 2002;59:184–192.
Excellent paper showing that 3- to 4-year-old children with autism have large amygdala
volume.
" Waterhouse L, Fein D. Autism and the evolution of human social skills. In:
Volkmar FR, ed. Autism and pervasive developmental disorders. Cambridge
monographs in child and adolescent psychiatry. New York: Cambridge
University Press, 1998.
A chapter discussing autism within evolutionary models of human social behavior.