Scribd Logo
Upload

Welcome to Scribd!

  • 12 views

    Classified As Internal

    Uploaded by

    Mitul Patel
    Results

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd

    Classified As Internal

    Uploaded by

    Mitul Patel
    12 views2 pages
    Results

    Original Title

    5833bb67-e2d8-4a4e-a9e8-2948443c5e5f

    Copyright

    © © All Rights Reserved

    Available Formats

    PDF, TXT or read online from Scribd

    Did you find this document useful?

    Is this content inappropriate?

    Results

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    12 views2 pages

    Classified As Internal

    Uploaded by

    Mitul Patel
    Results

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    You are on page 1of 2

    To,

    Listing Department Department of Corporate Services


    National Stock Exchange of India Limited BSE Limited
    Exchange Plaza, C-1, G Block, Phiroze Jeejeebhoy Towers,
    Bandra Kurla Complex, Bandra (East), Dalal Street,
    Mumbai - 400 051. Mumbai - 400 001.
    Symbol: ANGELONE Scrip Code: 543235

    Subject: Disclosure under Regulation 30 of the Securities and Exchange Board of India (Listing
    Obligations and Disclosure Requirements) Regulations, 2015

    Pursuant to the provisions of Regulation 30 read with sub-para 20, Para A, Part A, Schedule III of the SEBI
    (Listing Obligations and Disclosure Requirements), Regulations 2015 (Listing Regulations), we hereby
    submit the disclosure regarding the settlement order passed by Securities Exchange Board of India
    (SEBI).

    The details of the above order as required under Regulation 30 of Listing Regulations are given below:

    Name of the Authority Securities Exchange Board of India


    Nature and details of the action(s) taken, A common Settlement Order dated October 25, 2024,
    initiated or order(s) passed; bearing reference no. SO/BM/GN/2024-25/7734-35,
    passed in respect of the following -
    1. Show Cause Notice dated March 12, 2024 bearing
    reference no. SEBI/EAD-3/BM/GN/10172/1/2024
    issued under Regulation 25(1) of Securities and
    Exchange Board of India (Intermediaries)
    Regulations, 2008 in the matter of Angel One Limited
    (Stock Broker).
    2.Show Cause Notice dated March 12, 2024 bearing
    reference no. SEBI/EAD-3/BM/GN/10169/1/2024
    issued under Rule 4(1) of the SEBI (Procedure for
    Holding Inquiry and Imposing Penalties) Rules, 1995,
    Rule 4(1) of the Securities Contracts (Regulations)
    (Procedure for Holding Inquiry and Imposing
    Penalties) Rules, 2005 in the matter of Angel One
    Limited (Stock Broker).

    Date of receipt of direction or order, October 25, 2024


    including any ad-interim or interim
    orders, or any other communication from
    the authority

    Corporate & Regd Office: Angel One Limited


    601, 6th Floor, Ackruti Star, Central Road, MIDC, CIN: L67120MH1996PLC101709,
    SEBI Registration No Stock Broker:INZ000161534,
    Andheri (E), Mumbai - 400093.
    CDSL: IN-DP-384-2018, PMS:INP000001546,
    T: (022) 4000 3600
    F: (022) 4000 3609 Research Analyst: INH000000164, Investment Advisor: INA000008172,
    E: support@angelone.in AMFI Regn. No. ARN–77404, PFRDA, Regn. No.-19092018.
    www.angelone.in

    Classified as Public
    Classified as Internal
    Details of the A common Settlement Order dated October 25, 2024,
    violation(s)/contravention(s) committed bearing reference no. SO/BM/GN/2024-25/7734-35,
    or alleged to be committed passed in respect of the following -
    1. Show Cause Notice dated March 12, 2024 bearing
    reference no. SEBI/EAD-3/BM/GN/10172/1/2024
    issued under Regulation 25(1) of Securities and
    Exchange Board of India (Intermediaries)
    Regulations, 2008 in the matter of Angel One Limited
    (Stock Broker).
    2.Show Cause Notice dated March 12, 2024 bearing
    reference no. SEBI/EAD-3/BM/GN/10169/1/2024
    issued under Rule 4(1) of the SEBI (Procedure for
    Holding Inquiry and Imposing Penalties) Rules, 1995,
    Rule 4(1) of the Securities Contracts (Regulations)
    (Procedure for Holding Inquiry and Imposing
    Penalties) Rules, 2005 in the matter of Angel One
    Limited (Stock Broker).

    Settlement Amount of Rs. 5,74,56,000/- (Rupees Five


    Crore Seventy-Four Lakh Fifty-Six Thousand only)
    Impact on financial, operation or other There is no material impact on financial, no impact on
    activities of the listed entity, quantifiable operations or other activities of the Company due to the
    in monetary terms to the extent possible. order.

    Kindly take the same on record.

    For Angel One Limited


    Digitally signed by NAHEED REHAN PATEL

    NAHEED
    DN: c=IN, o=PERSONAL,
    pseudonym=9864f5d901414fc5a0973fe37b2b5169,
    2.5.4.20=ada6b9d983b03c8e2802615c6ef01e3b8a58731e2
    1325c14ce39b2d3d8f97442, postalCode=400059,

    REHAN PATEL
    st=MAHARASHTRA,
    serialNumber=333b54bd95a7b4b72066364d67a6162749f8
    eacabfc4132538e641ebee970e18, cn=NAHEED REHAN
    PATEL
    Date: 2024.10.25 17:58:51 +05'30'

    Naheed Patel
    Company Secretary and Compliance Officer
    ACS: 22506

    Date: October 25, 2024


    Place: Mumbai

    Corporate & Regd Office: Angel One Limited


    601, 6th Floor, Ackruti Star, Central Road, MIDC, CIN: L67120MH1996PLC101709,
    SEBI Registration No Stock Broker:INZ000161534,
    Andheri (E), Mumbai - 400093.
    CDSL: IN-DP-384-2018, PMS:INP000001546,
    T: (022) 4000 3600
    F: (022) 4000 3609 Research Analyst: INH000000164, Investment Advisor: INA000008172,
    E: support@angelone.in AMFI Regn. No. ARN–77404, PFRDA, Regn. No.-19092018.
    www.angelone.in

    Classified as Public
    Classified as Internal

    You might also like