Research Article: Coherent Target Direction-of-Arrival Estimation For Coprime Arrays: From Spatial Smoothing Perspective
Research Article: Coherent Target Direction-of-Arrival Estimation For Coprime Arrays: From Spatial Smoothing Perspective
Research Article: Coherent Target Direction-of-Arrival Estimation For Coprime Arrays: From Spatial Smoothing Perspective
Research Article
Coherent Target Direction-of-Arrival Estimation for Coprime
Arrays: From Spatial Smoothing Perspective
Copyright © 2021 Dongming Wu et al. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
In this paper, we investigate the issue of direction-of-arrival (DOA) estimation of multiple signals in coprime arrays. An algorithm
based on multiple signal classification (MUSIC) and forward and backward spatial smoothing (FBSS) is used for DOA estimation of
this signal caused by multipath and interference. The large distance between adjacent elements of each subarray in the coprime
arrays will bring phase ambiguity issues. According to the feature of the coprime number, the ambiguity problem can be
eliminated. The correct DOA estimation can be obtained by searching for the common peak of the spatial spectrum and finding
the overlapping peaks in the MUSIC spectrum of the two subarrays. For the rank deficit problem caused by the coherent signal,
the FBSS algorithm is used for signal preprocessing before the MUSIC algorithm. Theoretical analysis and simulation results
show that the algorithm can effectively solve the rank deficiency and phase ambiguity problems caused by coherent signals and
sparse arrays in the coprime arrays.
limitations of traditional arrays by increasing the array ele- In this paper, the MUSIC algorithm and the FBSS algo-
ment spacing [18] and thus have been developed and widely rithm are combined to estimate the DOA of coherent signals
used, such as the Minimum Redundancy Array (MRA) [19, based on the coprime matrix model under the condition of
20], Nested Array (NA), and coprime array (CPA) [21–23]. multipath and interference, and the formulas to solve the sig-
The coprime formation is composed of two subarrays, nal coherence and angle ambiguity under the coprime matrix
and the spacing between the subarrays is mutually prime are given. Finally, the DOA estimation method for coherent
[24]. Compared with the traditional uniform array, the signals is simulated, and the simulation results show the
element spacing of the coprime array is greater than half a effectiveness of the method.
wavelength. The increase in the element spacing brings the The remainder is given as follows: Section 2 outlines the
advantages of an increase in the array aperture and a signifi- basic array signal model of the coprime array. In Section 3,
cant reduction in the mutual coupling effect between the proposed method for coherent target DOA estimation
elements and significantly improves the estimation accuracy based on coprime arrays is presented, and the problem of
and resolution [25]. The DOA of two uniform subarrays of phase ambiguity and rank deficiency is discussed together
the coprime array is estimated, respectively. According to with its elimination method. Numerical simulations and con-
the relatively prime characteristics of the element spacing of clusions are presented in Sections 4 and 5, respectively.
the two subarrays, it is proved that the DOA estimation
results of the two subarrays are unique [26, 27]. The coprime Notations. Throughout the paper, we use the lowercase
array which does not reduce the array aperture of the original (uppercase) boldface symbols to represent vectors (matrices).
array is simple to implement, and the estimation accuracy is ð⋅ÞT and ð⋅ÞH denote the transpose and the conjugate trans-
greatly improved compared with the uniform array with the pose, respectively. I N denotes N × N identity matrix, diag ð⋅Þ
same number of antennas [28–30]. denotes the diagonal matrix operator, and E½⋅ denotes the
DOA estimation algorithms mainly include traditional expectation operator.
beamforming, subspace algorithm, and maximum likelihood
estimation [31–33]. Among them, the beamforming method 2. Array Signal Model
has larger error and low resolution; the maximum likelihood
algorithm uses the probability distribution of the signal and The coprime array is a sparse array constructed by using the
adopts the high-dimensional search method, which has a property of a coprime number. It is composed of two uni-
large amount of computation. The subspace algorithm uses form linear arrays. Assuming that the number of subarray
the orthogonality of signal and noise subspace to realize angle elements is M and N, the spacing between two subarrays is
estimation, which requires less computation but cannot Nλ/2 and Mλ/2, respectively, where M and N are coprime
process coherent signals [34]. Generally, the minimum res- integers and λ represents the wavelength of the received sig-
olution that can be achieved under a certain array length is nal. The first element of the two subarrays coincides, which is
called the Rayleigh Resolution Limit, and the method that also called the reference element. The coprime array contains
exceeds the Rayleigh Resolution Limit is called the superre- a total of elements, and the positions of M + N − 1 elements,
solution algorithm. Multiple signal classification (MUSIC) and the positions of the elements are
proposed in 1979 and estimating signal parameters via
rotational invariance techniques (ESPRIT) proposed in
1986 belong to subspace algorithm and are also early clas- λ λ
d = Nm ∪ Mn , ð1Þ
sical superresolution methods [35, 36]. No matter the 2 2
MUSIC algorithm or ESPRIT algorithm, it is necessary for
the array element to receive the uncorrelated signal. At this
time, the covariance matrix of the source is a full rank where 0 ≤ m ≤ M − 1, 0 ≤ n ≤ N − 1:
matrix, so that the covariance matrix of the signal can be Figure 1(a) is a schematic diagram of the structure of a
eigendecomposed and the signal subspace and noise sub- coprime array with M + N − 1 elements. For the convenience
space can be distinguished. of analysis, the coprime matrix is divided into two subarrays,
Most signals are coherent signals in the actual application in which the black dot represents subarray 1 and the hollow
environment because of the multipath effect and complex dot represents subarray 2, as shown in Figure 1(b). In fact, the
transmission channel [37, 38]. For early DOA estimation two subarrays are in a straight line and share the first element.
algorithms such as MUSIC and ESPRIT, they are all based It is assumed that there are far-field narrow-band signals
on subspace for DOA estimation. When the received signal from different directions in the space, the incident angle is
is correlated, the eigenvector corresponding to the source sig- θk , k = 1, 2, 3, ⋯, K, and the output noise of each element is
nal cannot be obtained by decomposing the subspace eigen- a complex Gaussian distribution with zero mean value, which
values. Therefore, DOA estimation of coherent source are independent of each other and have the same average
signals has always been a difficult problem, which is also power σ2 . The output of the mth element can be expressed as
the focus of spectral estimation. In order to distinguish
coherent signals accurately, the spatial smoothing method,
singular value decomposition method (SVD method), matrix K
decomposition method (MD method), and Toeplitz method xm ðt Þ = 〠 aðθk Þsk ðt Þ + nm ðt Þ: ð2Þ
are developed [39–41]. k=1
Wireless Communications and Mobile Computing 3
N𝜆/2 N𝜆/2
Co-prime array
M+N–1
M𝜆/2 M𝜆/2
(a) An example of coprime array
N𝜆/2
Subarray 1
1 2 3 4 M–1
1 2 3 N–1
Subarray 2
M𝜆/2
(b) Two coprime uniform linear subarrays
If the first element is selected as the reference element, the to the estimation accuracy. Generally, the higher the degree
output of the subarray with M elements is of freedom is, the higher the positioning accuracy will be.
where AM = ½aM ðθ1 Þ, aM ðθ2 Þ, ⋯, aM ðθK Þ is the n ∗ K Among them, matrices USM ∈ ℂM∗K and USN ∈ ℂN∗K are
dimension direction matrix and aM ðθÞ is the n-dimension the signal subspaces formed by the eigenvectors corresponding
guidance vector. D = diag ðe jð2πNd/λÞ sin θ1 , e jð2πNd/λÞ sin θ2 , ⋯, to K large eigenvalues in R ̂ M and R ̂ N , matrices ∑SM ∈ ℂK∗K
e jð2πNd/λÞ sin θK Þ is a rotation-invariant matrix between and ∑SN ∈ ℂ K∗K
are the diagonal matrices formed by K large
subarrays. ̂
eigenvalues in RM and R ̂ N , matrices UNM ∈ ℂM∗ðM−KÞ and
The covariance matrix of the lth forward submatrix can UNN ∈ ℂ M∗ðN−KÞ
are the noise subspaces formed by the eigen-
be expressed as vectors corresponding to M − K and N − K small eigenvalues
h i ̂ M and R
in R ̂ N , and the matrices ∑NM and ∑NN are diagonal
H
f f f
Rl = E xl ðt Þxl ðt ÞH = AM Dl−1 RS Dl−1 AH
M + σ I: ð10Þ
2 matrices composed of M − K and N − K small eigenvalues in
̂ M and R
R ̂ N , respectively (these small eigenvalues are equal,
which is the noise power σ2 ).
The forward spatial smoothing covariance matrix is
Under ideal conditions, the signal subspace US and the
defined as
noise subspace UN are orthogonal to each other, so the array
flow pattern vector aH ðθÞ corresponding to the signal sub-
1 L f space is also orthogonal to the noise subspace UN , namely,
Rl = 〠R : ð11Þ
L l=1 l
aH ðθÞUN = 0: ð15Þ
Similarly, if the subarray is divided from the last element
of the array, the covariance matrix of backward spatial In practice, the steering vector and the noise subspace can-
smoothing can be obtained as follows: not be completely orthogonal due to the existence of other
noises. Usually, the minimum optimization search process is
1 L b used to find the minimum value to realize the direction-of-
Rb = 〠R : ð12Þ arrival estimation. This process can be expressed as
L l=1 l
3.2. DOA Estimation of Subarrays. The MUSIC algorithm is Among them, the value θ range is generally ð−π/2, π/2Þ.
Wireless Communications and Mobile Computing 5
Subarray L
Subarray 2
Subarray 1
1 2 ... N N+1 M–N+1 ... M
Subarray 1
Subarray L–1
Subarray L
The accurate DOA estimate can be obtained by searching 1, ⋯, M − 1. Combined with (19), the condition of phase
for the coincident peaks of the two subarray spectral func- ambiguity is obtained as follows:
tions of the coprime array.
2PM 2PN
3.3. Ambiguity Elimination. The calculation formula of phase = : ð21Þ
defuzzification for incoherent sources is given in Reference N M
[31]. For coherent sources, if there is phase ambiguity after
using the spatial smoothing algorithm for the subarray with After simplification, we can get NPN = MPM . Since M and
M elements, it can be seen from (13) that the steering vector N are relatively prime, it cannot make the equation hold in the
between the real angle θk and the blurred angle θk should be range of value; that is to say, θk does not exist and there is no
equal, that is, angle ambiguity. Therefore, the unique DOA estimation can
be determined by using the spatial smoothing algorithm and
MUSIC algorithm, respectively, for the subarrays of the
AM ðθk Þ = AM θk , coprime array, and then finding the overlapped peaks in the
ð18Þ two groups of spectrum.
exp ð−jNπ sin ðθk ÞÞ = exp −jNπ sin θk :
3.4. Complexity Analysis. The spatial smoothing algorithm,
SVD algorithm, and Toeplitz algorithm can process coherent
signals well, and the computational complexity of these three
After simplification, we get decoherence algorithms increases gradually. At present, the
spatial smoothing algorithm has the least amount of compu-
2P tation; that is, the time of DOA processing is the shortest. In
sin ðθk Þ − sin θk = M , ð19Þ addition, spatial smoothing technology is also more mature,
N
which is a more practical algorithm for processing coherent
signals. The uniform linear array with M elements can distin-
where PM is a nonzero integer, θk , θk ∈ ð−π/2, π/2Þ. For any θk guish 2M/3 coherent targets by using the spatial smoothing
and θk , it must satisfy jsin ðθk Þ − sin ðθk Þj < 2, that is, j2P/Nj algorithm. And the virtual element number of the coprime
< 2. The value range of PM can be −ðN − 1Þ, −ðN − 2Þ, ⋯, array with two subarray elements M and N is OðMNÞ. There-
−1, 1, ⋯, N − 1; there are 2ðN − 1Þ values in total. Consider fore, Oð2MN/3Þ coherent targets can be distinguished by the
coprime array with this algorithm. In the same case, only O
that θk and θk can be exchanged. In addition to the real
ð2ðM + N − 1Þ/3Þ coherent targets can be distinguished by
angle, there are N − 1 fuzzy angles. That is to say, for a
the uniform linear array with this algorithm.
single subarray M whose element spacing is Nλ/2 in the
coprime array, there must be phase ambiguity. There are
N peaks in the MUSIC spectrum using spatial smoothing,
4. Simulation Results
and the N − 1 peaks correspond to the fuzzy angle. In this section, we have carried out the corresponding simu-
In the same way, when considering the single subarray N lation analysis to prove the effectiveness of FBSS and MUSIC
whose element spacing is Mλ/2 in the coprime array, the algorithms for coherent signals under the coprime array
fuzzy angle needs to meet the requirement: model. In the simulation process, the number of elements
of two subarrays of the coprime array is M = 7 and N = 5,
2P and the spacing between elements is 5λ/2 and 7λ/2, where
sin ðθk Þ − sin θk = N : ð20Þ λ is half wavelength. For a fair comparison, a 12 uniform lin-
M
ear array with half-wavelength spacing is also simulated with
the FBSS and MUSIC algorithms. Consider two coherent sig-
The value range of PN can be −ðM − 1Þ, −ðM − 2Þ, ⋯,−1, nals in the space, which are incident from 0° and 30° to the
6 Wireless Communications and Mobile Computing
–10
Amplitude (dB)
–20
–30
–40
–50
–60
–90 –60 –30 0 30 60 90
Degree
Figure 3: Spatial spectrum of DOA estimation simulation of two subarrays for coherent sources.
–10
Amplitude (dB)
–20
–30
–40
–50
–60
–70
–90 –60 –30 0 30 60 90
Degree
CA
ULA
Figure 4: Spatial spectrum of DOA estimation simulation of uniform linear array and coprime array.
coprime array, respectively, and the noise is Gaussian 14 peaks, 12 of which are fuzzy angles. However, the com-
white noise. The searching steps for all methods are set mon spectral peak formed by the two subarrays is only at 0°
to be 0:02° . and 30° , which proves the correctness of the algorithm for
DOA estimation of coherent signals.
4.1. Spatial Spectrum. We then show the spatial spectrum Under this condition, we further compare the DOA
using FBSS and MUSIC algorithms in Figure 3, where estimation spectrum of 11 elements uniform linear array
we assume the signal to noise (SNR) as 10 dB and snap- and coprime array. The specific results are shown in
shot n = 200. The red spectral line is the subarray spectrum Figure 4. Through the comparison of DOA estimation
with M = 7, and the blue spectral line is the subarray spec- spectrum peaks, we can intuitively find that two coherent
trum with N = 5. It can be seen from the previous derivation signals, whether uniform linear array or coprime array,
that phase ambiguity will be generated when using spatial can be well distinguished. But the coprime array is better
smoothing and MUSIC algorithm for a single subarray of than the uniform linear array in suppressing interference.
coprime array. For a subarray with an element spacing Because the number of virtual elements of the coprime
of Nλ/2, estimating a DOA will produce N − 1 ambiguity array is much larger than that of the uniform linear
angles. Therefore, the subarray with M = 7 has 10 peaks, 8 array, it has a higher degree of freedom and better esti-
of which are fuzzy angles. And the subarray with N = 5 has mation performance.
Wireless Communications and Mobile Computing 7
2.5
RMSE (degree)
1.5
0.5
0
0 200 400 600 800 1000
Snapshot
CA
ULA
CRB
2.5
2
RMSE (degree)
1.5
0.5
0
–5 0 5 10 15 20 25
SNR (dB)
CA
ULA
CRB
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