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Third Edition
Steven G. Krantz
How to Teach Mathematics
Third Edition
http://dx.doi.org/10.1090/mbk/089
Steven G. Krantz
QA11.K776 2015
510.711—dc23
2015021663
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10 9 8 7 6 5 4 3 2 1 20 19 18 17 16 15
To Robert L. Borrelli, teacher and friend.
Contents
It has been fifteen years since the appearance of the Second Edition of this book.
A lot has happened since then. The teaching reform movement has become a fact
of life. Many of us have had occasion to rethink how and why we teach. Many of us
have taken time to learn about the myriad of new (often OnLine) teaching devices
that are available today. Among these are MOOCs (massive open online courses), the
Khan Academy, flipped classrooms, clickers, smartboards, and the list goes on at
some length.
Our goal with this new edition is to present a streamlined approach to our
teaching philosophy. Many found the First Edition of this book to be attractive
because it was only 80 pages. The Second Edition was 300 pages. It offered much
more, but was correspondingly more cumbersome. One could easily read the First
Edition during a long lunch hour. The Second Edition represented more of an
investment of time and effort.
This Third Edition will be a slimmed-down version of the key ideas in the
first two editions. We still want to emphasize the nuts and bolts of good teaching:
prepare, respect your students, be flexible, be knowledgeable, be of good spirit,
be a role model, and prepare some more. We have eliminated several sections
which, from today’s perspective, appear to be redundant. And we have revised and
modified several other sections.
The other goal of this new version is to explore many of the new OnLine learning
tools that are now available. Some of these will make little sense to the traditionally
trained instructor. Others will be fascinating, and will give us new ideas of things
to try.
One of the innovations in the Second Edition was the inclusion of ten Ap-
pendices by other mathematicians with strong views about mathematics teaching.
Some of these scholars agreed with me, and some of them (very politely) disagreed
with me. In this new edition, I omit these Appendices. But they are available at
the Web site
www.math.wustl.edu/~sk/teachapps.pdf
These Appendices still have value, and offer many ideas of intrinsic interest. But,
in the pursuit of brevity, we have consigned them to an ancillary venue.
It is a pleasure to thank Lynn Apfel and James Walker for a careful reading of
various versions of this new edition, and for offering innumerable sage comments
and suggestions. Dave Bressoud worked assiduously to bring me up to speed on
everything that has been happening in math teaching in the past fifteen years. I
have Bressoud to thank for much of what is interesting and modern in this new
edition. I also thank my Editors Edward Dunne and Sergei Gelfand for their wisdom
and guidance.
ix
x PREFACE TO THE THIRD EDITION
It is our hope that this new edition of How to Teach Mathematics will speak
to a new generation of budding mathematics instructors, and inspire them to new
strata of excellence in teaching.
Steven G. Krantz
St. Louis, Missouri
Preface to the Second Edition
1 As I will say elsewhere in the book, the reformers constitute a heterogeneous group, just
like the traditionalists. There is no official reform dogma, just as there is no official traditionalist
dogma. Some reformers tell me that they strongly favor drill, but that drill should be built atop
a bedrock of understanding. Many traditionalists seem to prefer to give the drill first—asking
the students to take it on faith—and then to develop understanding. George Andrews has asked
whether, if instead of calling it “mere rote learning” we called it “essential drill”, would people
view it differently?
xi
xii PREFACE TO THE SECOND EDITION
that these accomplishments have shaped our world view, all the way down into the
calculus classroom. Because we have taught ourselves to think strictly according
to Occam’s Razor, we also think that that should be the mode of discourse in the
calculus classroom. This view is perhaps shortsighted.
First, students (and others, too!) do not generally learn axiomatically (from
the top down). In many instances it is more natural for them to learn inductively
(from the bottom up). Of course the question of how people learn has occupied
educational theorists as far back as Beth and Piaget [BPI], and will continue to do
so. But, as I say elsewhere in this book, the mathematics instructor must realize
that a student cannot stare at a set of axioms and “see what is going on” in the
same way that an experienced mathematician can. Often it is more natural for the
student to first latch on to an example.
Second, we must realize that the notion of “proof” is a relative thing. Mathe-
matical facts, or theorems, are freestanding entities. They have a life of their own.
But a proof is largely a psychological device for convincing someone that some-
thing is true. A trained mathematician is taught a formalism for producing a proof
that will be acceptable to his colleagues. But a freshman in college is not. What
constitutes a believable proof for a freshman could easily be a good picture, or a
plausibility argument. This insight alone can turn an ordinary teacher into a good
one. What is the sense in showing a room full of freshmen a perfectly rigorous
proof (of the fundamental theorem of calculus, say), secure in the knowledge that
you have “done the right thing,” but also knowing unconsciously that the students
did not understand a word of it? Surely it is more gentle, as a didactic device,
to replace “Proof:” with “Here is an idea about why this is true.” In doing the
latter, you have not been dishonest (i.e., you have not claimed that something was a
strictly rigorous proof when in fact it was not). You have instead met the students
half way. You have spoken to them in their own language. You have appealed to
their collective intuition. Perhaps you have taught them something. Always keep
in mind that persuasion has many faces.
I have witnessed discussions in which certain individuals were adamant that, if
you give an explanation in a calculus class that is not strictly a proof, then you must
say, “This is not a proof; it is an informal explanation.” Of course such a position
is a consequence of twentieth-century mathematical values, and I respect it. But
I do not think that it constitutes good teaching. In the first place, such a mantra
is both tiresome and discouraging for the students. The instructor can instead say,
“Let’s think about why this is true . . . ” or “Here is a picture that shows what is
going on . . . ” and thereby convey the same message in a much friendlier fashion.
In my own mathematics department we have a “transitions” course, in which
students are taught first-order logic, naive set theory, equivalence relations and
classes, the constructions of the number systems, and the axiomatic method. They
are also taught—at a very rudimentary level—how to construct their own proofs.
Typically a student takes this course after calculus, linear algebra, and ordinary
differential equations but before abstract algebra and real analysis. I think of the
transitions course as a bellwether. Before that course, students are not ready for
formal proofs. We should adapt our teaching methodology to their argot. After
the transitions course, the students are more sophisticated. Now they are ready to
learn our argot.
PREFACE TO THE SECOND EDITION xiii
I have decided to write this new edition of How to Teach Mathematics in part
because I have learned a lot about teaching in the five-year interval since this book
first appeared. The teaching reform movement has matured, and so have the rest
of us. I believe that I now know a lot more about what constitutes good teaching. I
regularly teach our graduate student seminar to help prepare our Ph.D. candidates
for a career in teaching, and I have an ever better understanding of how to conduct
such training. I would like to share my new insights in this edition.
One of the best known mathematical errors, particularly in the study of an
optimization problem, is to assume that the problem has a solution. Certainly
Riemann’s original proof of the Riemann mapping theorem is a dramatic example
of this error, but the calculus of variations (for instance) is littered with other
examples. Why can we not apply this hard-won knowledge to other aspects of
our professional lives? Why do we assume that there is a “best” way to teach
calculus? Or a “best” textbook? Teaching is a very personal activity, and different
individuals will do it differently. Techniques that work for one person will not work
for another. (Also, techniques that work in one class will not necessarily work in
another.) I believe that we need, as a group, to acknowledge that there is a pool
of worthwhile teaching techniques, and we should each choose those methods that
work for us and for our students.
Ever since the first edition of this book appeared, mathematicians have ap-
proached me and asked, “OK, what’s the secret? Students these days drive me
crazy. I can’t get through to them. They won’t talk to me. How do you do it?” I
wish that I had a simple answer. I would like to be able to say, “Take this little
green pill.” or “Say this prayer in the morning.” or “Hold your mouth this way.”
But in fact there is no simple answer. Even so, I have invested considerable time
analyzing the situation as well as talking to other successful teachers about how to
make the teaching process work. I have come to the following conclusion.
Students are like dogs: They can smell fear. (I do not mean to say here that
we should think of our students as attack dogs. Rather, they are sensitive to body
language and to nuances of behavior. See also Section 2.9 on teaching evaluations.)
When you walk into your classroom, the students can tell right away whether
you really want to be there, whether you have something interesting to tell them,
whether you respect them as people. If they sense instead that you are merely
slogging through this dreary duty, just writing the theorems and proofs on the
blackboard, refusing to answer questions for lack of time, then they will react to
you in a correspondingly lackluster manner.
When I walk into my calculus class, I look forward to seeing the students perk
up, with a look on their faces that says “Showtime!” In the few minutes before
the formal class begins, I chat with them, joke around, find out what is going on
in their lives. I relate to them as people. It will never happen that a student will
go to the chair or the dean and complain about me. Why? Because they know
that they can come and talk to me about their concerns. If a student is not doing
well in my class, that student is comfortable coming to me. And he knows that the
fault for his poor performance is as likely his as it is mine, because he realizes that
I am doing everything that I can. If you believe what I am describing here, then
perhaps you can also understand why I enjoy teaching, and why I find the process
both stimulating and fulfilling.
xiv PREFACE TO THE SECOND EDITION
not all people who agree with me. In fact some of us have had spirited public
disagreements. But we all share some common values. We want to discover how
best to teach our students. The new Appendices help to balance out the book, and
to demonstrate that any teaching question has many valid answers.
When I teach the teaching seminar for our graduate students, the first thing I
tell them is this: “In this course, I am not going to tell you how to teach. You have
to decide that for yourselves. What I intend to do is to sensitize you to certain
issues attendant to teaching. Then you will have the equipment so that you can
build your own teaching philosophy and style.” I would like to suggest that you
read this book in the same spirit. You certainly need not agree with everything I
say. But I hope you will agree that the issues I discuss are ones that we all must
consider as we learn how to teach.
When I was a graduate student—in one of the best math graduate programs
in the country—I never heard a single word about teaching. Actually, that’s not
true. Every once in a while we would be talking about mathematics and someone
would look at his watch and say, “Damn! I have to go teach.” But that was the
extent of it. Six years after I received my PhD, I returned to that same Ivy League
school as a visiting faculty member. Times had changed, and one of the senior
faculty members gave a twenty-minute pep talk to all new instructors. He said,
“These days, you can either prove the Riemann hypothesis or you can learn how
to teach.” He went on to tell us to speak up during lectures, and to write neatly
on the blackboard. This was not the most profound advice on teaching that I have
ever heard, but it certainly represented progress.
The truth is that, as a graduate student, I was so hellbent on learning to be
a mathematician that I probably gave little thought to teaching. I would have felt
quite foolish knocking on my thesis advisor’s door and asking his advice on how to
teach the chain rule. I shudder to think what he might have replied. But we have
all evolved. It makes me happy that my own graduate students frequently consult
me on (i) mathematics, (ii) teaching, and (iii) the profession. Though I secretly
may relish (i) a bit more than (ii) or (iii), I do enjoy all three.
Teaching is an important part of what we do. Because of economic stringencies,
and new societal values, university administrations are monitoring every depart-
ment on campus to ensure that the teaching is (better than) adequate and is work-
ing. My university is known nationwide for its good teaching. Yet an experienced
administrator here said recently that 80% of the tenured faculty (campus-wide)
could not get tenure today on the basis of their teaching.
We simply cannot get away with the carelessness that was our hallmark in
the past. Thanks in part to the teaching reform movement, we have all come to
understand this change in values, and we are beginning to embrace it. A book like
[CAS], which offers advice to a fledgling instructor, could not have existed twenty
years ago. Now it is a valuable part of our literature.
Teaching is a regimen that we spend our entire lives learning and revising and
honing to a sharp skill. This book is designed to help you in that pursuit.
I am happy to acknowledge the advice and help that I have received from
many friends and colleagues in the preparation of this new edition. I would like
particularly to mention Joel Brawley, David Bressoud, Robert Burckel, John B.
Conway, Ed Dubinsky, Len Gillman, David Hoffman, Gary Jensen, Meyer Jerison,
Kristen Lampe, Vladimir Maşek, Chris Mahan, Deborah K. Nelson, Hrvoje Sikic,
xvi PREFACE TO THE SECOND EDITION
Nik Weaver, Stephen Zemyan, and Steven Zucker. Lynn Apfel was good enough
to read several drafts of this manuscript with painstaking care, and to share with
me her cogent insights about teaching; I am most grateful for her contributions.
Jennifer Sharp of the American Mathematical Society gave me the benefit both of
her editing skills and of her knowledge of language and meaning. Her help has been
invaluable.
Last, but not least, Josephine S. Krantz is a constant wellspring of inspiration;
her Mom, Randi Ruden, is a source of solace.
Of course the responsibility for all remaining errors or foolishness resides en-
tirely with me.
Steven G. Krantz
St. Louis, Missouri
Preface to the First Edition
While most mathematics instructors prepare their lectures with care, and en-
deavor to do a creditable job at teaching, their ultimate effectiveness is shaped
by their attitudes. As an instructor ages (and I speak here of myself as much as
anyone), he finds that he is less in touch with his students, that a certain ennui
has set in, and (alas) perhaps that teaching does not hold the allure and sparkle
that it once had. Depending on the sort of department in which he works, he may
also feel that hotshot researchers and book writers get all the perks and that “mere
teachers” are viewed as drones.
As a result of this fatigue of enthusiasm, a professor will sometimes prepare for a
lecture not by writing some notes or by browsing through the book but by lounging
in the coffee room with his colleagues and bemoaning (a) the shortcomings of the
students, (b) the shortcomings of the text, and (c) that professors are overqualified
to teach calculus. Fortified by this yoga, the professor will then proceed to his
class and give a lecture ranging from dreary to arrogant to boring to calamitous.
The self-fulfilling prophecy having been fulfilled, the professor will finally join his
cronies for lunch and be debriefed as to (a) the shortcomings of the students, (b)
the shortcomings of the text, and (c) that professors are overqualified to teach
calculus.
There is nothing new in this. The aging process seems to include a growing
feeling that the world is going to hell on a Harley. A college teacher is in continual
contact with young people; if he feels ineffectual or alienated as a teacher, then the
unhappiness can snowball.
Unfortunately, the sort of tired, disillusioned instructors that I have just de-
scribed exist in virtually every mathematics department. A college teacher who
just doesn’t care anymore is a poor role model for the novice instructor. Yet that
novice must turn somewhere to learn how to teach. You cannot learn to play the
piano or to ski by watching someone else do it. And the fact of having sat in a
classroom for most of your life does not mean that you know how to teach.
The purpose of this book is to set down the traditional principles of good teach-
ing in mathematics—as viewed by this author. While perhaps most experienced
mathematics instructors would agree with much of what is in this book, in the final
analysis this tract must be viewed as a personal polemic on how to teach.
Teaching is important. University administrations, from the top down, are to-
day holding professors accountable for their teaching. Both in tenure and promotion
decisions and in the hiring of new faculty, mathematics (and other) departments
must make a case that the candidate is a capable and talented teacher. In some
departments at Harvard, a job candidate must now present a “teaching dossier” as
well as an academic dossier. It actually happens that good mathematicians who
xvii
xviii PREFACE TO THE FIRST EDITION
are really rotten teachers do not get that promotion or do not get tenure or do not
get the job that they seek.
The good news is that it requires no more effort, no more preparation, and
no more time to be a good teacher than to be a bad teacher. The proof is in this
book. Put in other words, this book is not written by a true believer who is going
to exhort you to dedicate every waking hour to learning your students’ names and
designing seating charts. On the contrary, this book is written by a pragmatist who
values his time and his professional reputation, but is also considered to be rather
a good teacher.
I intend this book primarily for the graduate student or novice instructor
preparing to sally forth into the teaching world; but it also may be of some in-
terest to those who have been teaching for a few or even for several years. As with
any endeavor that is worth doing well, teaching is one that will improve if it is
subjected to periodic re-examination.
Let me begin by drawing a simple analogy: By the time you are a functioning
adult in society, the basic rules of etiquette are second nature to you. You know
instinctively that to slam a door in someone’s face is (i) rude, (ii) liable to invoke
reprisals, and (iii) not likely to lead to the making of friends and the influencing
of people. The keys to good teaching are at approximately the same level of ob-
viousness and simplicity. But here is where the parallel stops. We are all taught
(by our parents) the rules of behavior when we are children. Traditionally, we (as
mathematicians) are not taught anything, when we are undergraduate or graduate
students, about what constitutes sound teaching.
In the past we have assumed that either
I have already made a case that (i) is false. I agree wholeheartedly with (ii).
The rub is (iii). If proof is required that at least some mathematicians have given
little thought to exposition and to teaching, then think of the last several colloquia
that you have heard. How many were good? How many were inspiring? This is
supposed to be the stuff that matters—getting up in front of our peers and touting
our theorems. Why is it that people who have been doing it for twenty or thirty
years still cannot get it right? Again, the crux is item (iii) above. There are some
things that we do not learn by osmosis. How to lecture and how to teach are among
these.
Of course the issue that I am describing is not black and white. If there were
tremendous peer support in graduate school and in the professorial ranks for great
teaching, then we would force ourselves to figure out how to teach well. But often
there is not. The way to make points in graduate school is to ace the qualifying
exams and then to write an excellent thesis. It is unlikely that your thesis advisor
PREFACE TO THE FIRST EDITION xix
wants to spend a lot of time with you chatting about how to teach the chain
rule. After all, he has tenure and is probably more worried about where his next
theorem or next grant or next raise is coming from than about such prosaic matters
as calculus.
The purpose of this book is to prove that good teaching requires relatively
little effort (when compared with the alternative), will make the teaching process a
positive part of your life, and can earn you the respect of your colleagues. In large
part I will be stating the obvious to people who, in theory, already know what I
am about to say.
It is possible to argue that we are all wonderful teachers, simply by fiat, but
that the students are too dumb to appreciate us. Saying this, or thinking it, is
analogous to proposing to reduce crime in the streets by widening the sidewalks.
It is doubletalk. If you are not transmitting knowledge, then you are not teaching.
We are not hired to train the ideal platonic student. We are hired to train the
particular students who attend our particular universities. It is our duty to learn
how to do so.
This is a rather personal document. After all, teaching is a rather personal
activity. But I am not going to advise you to tell jokes in your classes, or to tell
anecdotes about mathematicians, or to dress like Gottfried Wilhelm von Leibniz
when you teach the product rule. Many of these techniques only work for certain
individuals, and only in a form suited to those individuals. Instead I wish to distill
out, in this book, some universal truths about the teaching of mathematics. I also
want to go beyond the platitudes that you will find in books about teaching all
subjects (such as “type all your exams”, “grade on a bell-shaped curve”) and talk
about issues that arise specifically in the teaching of mathematics. I want to talk
about principles of teaching that will be valid for all of us.
My examples are drawn from the teaching of courses ranging from calculus to
real analysis and beyond. Lower-division courses seem to be an ideal crucible in
which to forge teaching skills, and I will spend most of my time commenting on
those. Upper-division courses offer problems of their own, and I will say a few
words about those. Graduate courses are dessert. You figure out how you want to
teach your graduate courses.
There are certainly differences, and different issues, involved in teaching every
different course; the points to be made in this book will tend to transcend the seams
and variations among different courses. If you do not agree in every detail with
what I say, then I hope that at least my remarks will give you pause for thought.
In the end, you must decide for yourself what will take place in your classroom.
There is a great deal of discussion these days about developing new ways to
teach mathematics. I’m all for it. So is our government, which is generously fund-
ing many “teaching reform” projects. However, the jury is still out regarding which
of these new methods will prove to be of lasting value. It is not clear yet exactly
how Mathematica notebooks or computer algebra systems or interactive computer
simulations should be used in the lower-division mathematics classroom. Given
that a large number of students need to master a substantial amount of calculus
during the freshman year, and given the limitations on our resources, I wonder
whether alternatives to the traditional lecture system—such as, for instance, So-
cratic dialogue—are the correct method for getting the material across. Every good
xx PREFACE TO THE FIRST EDITION
new teaching idea should be tried. Perhaps in twenty years some really valuable
new techniques will have evolved. They do not seem to have evolved yet.
In 1993 I must write about methods that I know and that I have found to
be effective. Bear this in mind: Experimental classes are experimental. They
usually lie outside the regular curriculum. It will be years before we know for sure
whether students taught with the new techniques are understanding and retaining
the material satisfactorily and are going on to successfully complete their training.
Were I to write about some of the experimentation currently being performed then
this book would of necessity be tentative and inconclusive.
There are those who will criticize this book for being reactionary. I welcome
their remarks. I have taught successfully, using these methods, for twenty years.
Using critical self examination, I find that my teaching gets better and better, my
students appreciate it more, and (most importantly) it is more and more effective. I
cannot in good conscience write of unproven methods that are still being developed
and that have not stood the test of time. I leave that task for the advocates of
those methods.
In fact I intend this book to be rather prescriptive. The techniques that I
discuss here are ones that have been used for a long time. They work. Picasso’s
revolutionary techniques in painting were based on a solid classical foundation.
By analogy, I think that before you consider new teaching techniques you should
acquaint yourself with the traditional ones. Spending an hour or two with this book
will enable you to do so.
I am grateful to the Fund for the Improvement of Post-Secondary Education
for support during a part of the writing of this book. Randi D. Ruden read much
of the manuscript critically and made decisive contributions to the clarity and pre-
cision of many passages. Josephine S. Krantz served as a valuable assistant in this
process. Bruce Reznick generously allowed me to borrow some of the ideas from
his book Chalking It Up. I also thank Dick Askey, Brian Blank, Bettye Anne Case,
Joe Cima, John Ewing, Mark Feldman, Jerry Folland, Ron Freiwald, Paul Halmos,
Gary Jensen, John McCarthy, Alec Norton, Mark Pinsky, Bruce Reznick, Richard
Rochberg, Bill Thurston, and the students in our teaching seminar at Washing-
ton University for many incisive remarks on different versions of the manuscript.
The publications committees of the Mathematics Association of America and of
the American Mathematical Society have provided me with detailed reviews and
valuable advice for the preparation of the final version of this book.
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131
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Index
137
138 INDEX
dangers of, 66
departmental list of, 68
down side of, 67
faculty recommending, 67
faculty serving as, 67
need for, 67
proper use of, 67
two-hour exam in a one-hour time slot, 16
undertime, running, 14
uniform convergence, 17
uninflected monotone, avoiding, 23
using the same phrase twice, 29
x-simple domain, 73
Yardbirds, 77
young faculty, 124
y-simple domain, 73
This third edition is a lively and provocative tract
on how to teach mathematics in today’s new world
of online learning tools and innovative teaching
devices. The author guides the reader through
the joys and pitfalls of interacting with modern
undergraduates—telling you very explicitly what
to do and what not to do. This third edition has
been streamlined from the second edition, but
still includes the nuts and bolts of good teaching,
discussing material related to new developments in teaching method-
ology and technique, as well as adding an entire new chapter on online
teaching methods.