Brown Richerson 2014 For PURE
Brown Richerson 2014 For PURE
Brown Richerson 2014 For PURE
1
School of Psychology and Neuroscience, University of St Andrews, U.K.
2
Department of Environmental Science and Policy, University of California, Davis, U.S.A.
Citation:
Brown, G. R. and Richerson, P. 2014. Applying evolutionary theory to human behaviour: past
Corresponding author:
Dr Gillian Brown,
University of St Andrews,
South Street,
grb4@st-andrews.ac.uk
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Abstract
The aim of this paper is to provide non-specialist readers with an introduction to some current
intersection of biology, psychology and anthropology. We review the three major contemporary
Evolution, and we compare their views on maladaptive behaviour, the proximal mechanisms of
cultural transmission, and the relationship between human cognition and culture. For example,
we show that the sub-fields vary in the amount of maladaptive behaviour that is predicted to
occur in modern environments; Human Behavioural Ecologists start with the expectation that
Cultural Evolutionists argue that social learning processes are effective at providing solutions to
novel problems and describe how relatively weak, general-purpose learning mechanisms,
alongside accurate cultural transmission, can lead to the cumulative evolution of adaptive
cultural complexity but also sometimes to maladaptative behaviour. We then describe how the
sub-fields view cooperative behaviour between non-kin, as an example of where the differences
between the sub-fields are relevant to the economics community, and we discuss the hypothesis
that a history of inter-group competition can explain the evolution of non-kin cooperation. We
conclude that a complete understanding of human behaviour requires insights from all three
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1 Applying evolutionary theory to human behaviour
The application of evolutionary theory to the study of human behaviour has a long and
contentious history (Boakes 1984; Laland and Brown 2011). Over this history, the fields of
economics and the biological sciences have drawn inspiration from each other, but the social and
biological sciences have also been in apparent conflict (Hodgson and Knudsen 2008; Witt 1999).
researchers need to meet the challenge of incorporating the most recent advances from multiple
journals, such as the Journal of Bioeconomics. The aim of this paper is to contribute to this inter-
disciplinary discussion by presenting a brief summary of some of the current debates at the
interface of biology, anthropology, and psychology, thereby provide readers with information
about the issues that are being discussed at this relevant junction.
within the evolutionary human behavioural sciences (namely Human Behavioural Ecology,
Evolutionary Psychology and Cultural Evolution) and draw distinctions between some of the
underlying assumptions of the research conducted under each of these headings. Other
researchers have argued instead that the sub-fields are highly complementary and exhibit a large
degree of overlap (Alcock 2001). We agree with this latter statement to some extent, and we
have previously discussed the fact that some research topics have been successfully viewed from
multiple perspectives (Brown et al. 2011; Laland and Brown 2011). In addition, we acknowledge
that several researchers have successfully combined more than one of the approaches within their
own research and have bridged between the sub-fields (e.g., Kaplan and Gangestad 2005).
However, we also believe that the distinctions between the sub-fields are real; for example, the
relevant, and consequently on the most likely explanations for important aspects of human
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behaviour. Evolutionary epistemologists, like Donald Campbell, have argued that science
progresses by scientists considering the adequacy of different proposals against the best evidence
we can bring to bear on the subject (Heyes and Hull 2001). If so, science will progress best when
whatever differences exist are clearly delineated. Hence, in this paper we take for granted the
many agreements between the three areas and focus on the differences. Indeed, many current
separate fields and view the issues that once divided them on their way to solution.
(1975) book, Sociobiology: the New Synthesis, given that many of the current debates within the
field stem from discussions that surrounded the conception of this field. The next sections then
provide short summaries of the three main sub-fields that characterise current research – Human
Behavioural Ecology, Evolutionary Psychology and Cultural Evolution (for a more detailed
discussion, see Laland and Brown 2011). The following section then examines some of the key
debates between the sub-fields, including questions of whether human beings exhibit
maladaptive behaviour in modern environments, and what the relationships are between human
cognition and our evolving culture, focusing particularly on the debates between Evolutionary
Psychology and Cultural Evolution. As an example of where the differences between the sub-
cooperative behaviour between non-kin. We conclude that the disagreements between the sub-
fields are indeed over substantive scientific issues that need to be settled by future research.
2 Human sociobiology
New Synthesis, in which he promoted recent advances that were being made within the field of
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evolutionary biology. Naïve group-selectionist views were being rapidly overtaken by the
‘gene’s-eye’ perspective, as exemplified by the work of William Hamilton, Robert Trivers and
George Williams. This new perspective was revolutionising the application of evolutionary
theory to non-human animals, and the ground-breaking research of Hamilton, Trivers and others
has been hugely influential in the field of animal behaviour to this day (e.g., Danchin et al.
2008). More controversially, Wilson (1975; 1978) applied these theoretical advances to human
aggression, religion and homosexuality. Despite gaining many followers, Wilson’s comments on
human behaviour resulted in hostile attacks from some critics (e.g., Allen et al. 1975; Rose et al.
1984), including accusations of genetic determinism, storytelling and ignoring the influence of
culture on human behaviour. Partly as a result of this hostility, many researchers who were
applying evolutionary principals to the study of human behaviour mostly sought to distance
themselves from Wilson’s sociobiology during the 1970s and 1980s, and the term ‘Human
Sociobiology’ has generally fallen out of favour. However, other researchers, such as Sarah
Hrdy, have been keen to highlight that sociobiological theory contributed a considerable amount
to our understanding of animal behaviour and provided fertile ground for more recent
embraced the emerging field of cultural evolution (Lumsden and Wilson 1981), and Wilson has
continued to call for greater integration between the biological and social sciences (e.g., Wilson
1998).
During the 1970s, anthropologists had already begun to apply contemporary concepts from
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observational data gathered from a diverse range of human populations (Chagnon and Irons
1979). One of the key concepts within this sub-field, now referred to as Human Behavioural
Ecology, is the idea that human behaviour is extremely flexible, and adaptive behaviour can be
Schacht 2012). Typically, Human Behavioural Ecologists appeal to the ‘phenotypic gambit’
(Grafen 1984), which allows researchers to test the prediction that behavior is fitness-optimizing
in the particular environment under study without recourse to understanding the mechanisms
plasticity or culturally transmitted information. These researchers thus do not generally concern
themselves with the mechanistic processes that are the central focus of the other major sub-
fields. Early proponents of Human Behavioural Ecology, such as Richard Alexander, Napoleon
Chagnon and William Irons, attempted to explain human behaviour based on the assumption that
individuals behave in a manner that maximises their reproductive success, with particular
emphasis on foraging and reproductive behaviour. A strength of this approach is that it typically
tries to explain concrete human behavior in real-world environments. Most Human Behavioural
Ecology research has focused on non-Westernised societies with small-scale subsistence patterns
and a relative absence of modern contraceptive technology (Borgerhoff Mulder and Schacht
2012). However, other researchers have pointed out that there are good evolutionary reasons to
expect that Human Behavioural Ecology approaches can be effective when applied to data from
Westernised societies (Laland and Brown 2006), and the field of Human Behavioural Ecology
has broadened since its inception to incorporate research on a wider range of populations and
research topics (Nettle et al. 2013; Brown 2013), including consideration of the processes of
4 Evolutionary Psychology
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The term ‘evolutionary psychology’ has a long history, including appearing in William James’
(1890, p. 146) Principles of Psychology, and could be used to refer to any evolutionary
perspective on the human mind. Given the remarkable size of the human brain and its unique
products like language and cumulative culture, every student of human evolution is an
evolutionary psychologist. However, the term Evolutionary Psychology is now commonly used
to describe a highly influential school of the human evolutionary sciences that was founded by
Donald Symons, Leda Cosmides and John Tooby (e.g., Symons 1989; Tooby and DeVore 1987;
Cosmides and Tooby 1987; Tooby and Cosmides 1992). Since the 1980s, Cosmides, Tooby,
David Buss and Steven Pinker, in particular, have promoted the idea that the human brain
selection pressures acting on our human ancestors. Evolutionary Psychologists argue that the
most important stage of history for understanding the evolution of the human mind is the
Pleistocene epoch when our ancestors were living as hunter-gatherers on the African savannah
(Cosmides and Tooby 1987). Evolutionary Psychologists aim to describe the evolved
information processing devices that provide human beings with a universal toolkit of mental
adaptations. These researchers argue that selection will have favoured psychological mechanisms
that are suited to efficiently solving problems within specific domains, and this perspective has
been applied to a broad range of topics, including mate choice, aggression, social exchange and
morality (Buss 2005). While critics argue that Evolutionary Psychology will benefit from
incorporating advances from adjacent research fields (Bolhuis et al. 2011), Evolutionary
Psychology is perhaps the most impactful of the contemporary approaches, in terms of numbers
of practitioners and wider dissemination. For example, Steven Pinker’s (1994) book The
Language Instinct is one of the most highly cited books in the entire field.
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5 Cultural Evolution
The idea that Darwin’s theory of natural selection can be applied to entities other than genes was
endorsed by Darwin (1871) himself, when he applied the idea of natural selection to language
evolution and proposed an important role for traditions in human evolution. The gene itself was
not part of Darwin’s pre-Mendelian vocabulary, of course. The idea of universal Darwinism has
since spread to many scientific disciplines (Plotkin 1994). Researchers within the field of
Cultural Evolution have applied evolutionary theory to human cultural traits and have shown
how mathematical models can be used to understand how the frequencies or distributions of
different cultural variants change over time (Cavalli-Sforza and Feldman 1981; Boyd and
Richerson 1985). More broadly, the field of gene-culture co-evolution investigates how genes
and culture co-evolve (Laland et al. 2010; Richerson and Boyd 2010a). Culture is pragmatically
defined as ‘information capable of affecting individuals’ behaviour that they acquire from
members of their species through teaching, imitation, and other forms of social transmission’
(Richerson and Boyd 2005). Numerous factors can influence the process of information
transmission, such as biases in how individuals learn, biases in which model is chosen, and
preferences for learning or remembering some cultural variants over others (Richerson and Boyd
2005). Cultural Evolutionists thus assume that rather domain-general psychological mechanisms
can bias the acquisition of particular behaviour patterns (Sterelny 2012); for example, ‘copy the
majority’ (or plurality) is a learning rule that can potentially be applied across numerous cultural
domains. These relatively domain-general forces are generally weak at the individual level,
agreeing with Tooby and Cosmides (1992) in this regard, but they can act as very powerful
evolutionary forces when acting on populations over the evolutionary time scale to cumulatively
“design” complex technologies and social institutions that are far beyond the capabilities of any
one innovator (Boyd et al. 2011a). While the field of Cultural Evolution could once be criticised
for failing to stimulate new empirical research, a sustained and rapidly expanding empirical
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program began in the late 1990s (e.g., McElreath et al. 2005; Mesoudi and O’Brien 2008;
Henrich and Broesch 2011; Morgan et al. 2012), including large cross-cultural collaborative
projects (e.g. Henrich et. al. 2005, 2010; Henrich and McElreath 2002).
Having given a brief overview of the main sub-fields within the human evolutionary behavioural
sciences, we now highlight some potential points of contention where, in our opinion, the sub-
fields exhibit either quantitative or qualitative differences in their underlying assumptions about
human behaviour (for more extensive discussions, see Brown et al. 2011; Laland and Brown
While all three sub-fields agree that the evolutionary mechanisms they postulate tend to
commonly produce adaptive behaviour, the sub-fields are rather more distinctive in the extent of
maladaptive behaviour that they predict. Many Evolutionary Psychologists argue that, because
the human brain is a highly complex, slowly evolving organ, human beings are likely to exhibit
environments (Tooby and Cosmides 1992). Any culturally evoked changes in human behaviour
since the end of the Pleistocene are therefore assumed to be largely irrelevant to our
understanding of the evolved human mind. For Tooby and Cosmides (1992), culture is part of
the environment that, along with many other environmental influences, may trigger alternative
developmental pathways, much as identical jukeboxes might play different tunes in different
environments if that is how they were programmed. Barrett (2012) uses a norm of reaction
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model of how the development of the organism responds to environmental inputs. In this
formulation, evolved mental modules include a function that maps environmental variation onto
behaviour. If human mental adaptations can be characterised as norms of reaction that were
calibrated for hunting and gathering lifeways in Pleistocene environments, then many
maladaptive mismatches between cognitive adaptations and the environment should exist in the
In contrast, human Behavioural Ecologists argue that their research has shown that real-
world data often provide a good fit to models that assume optimal behavioural responses to
start with the assumption that behaviour will be adaptive, but are willing to accept that
maladaptive responses may occur, either as a result of critical environmental triggers or stimuli
datasets. For example, these researchers have considered conspicuous puzzling cases like the
transition to low fertility in the course of modernization, where fertility appears to be sub-
optimal (Kaplan 1994; Borgerhoff Mulder 1998). The answer Kaplan (1994) gives to the puzzle
contemporary populations, we inadvertently over-invest in the quality of our offspring and have
too few of them; this is the same sort of mismatch explanation as Evolutionary Psychologists
might give. In contrast, other Human Behavioural Ecologists have pursued the possibility that
sufficiently complex optimality models, involving trade-offs between quality and quantity of
offspring, can shed light on patterns of family size in post-demographic transition societies (e.g.,
Lawson and Mace 2011; Lawson et al. 2012). Human Behavioural Ecologists generally do not
envisage high levels of mal-adaptations in modern environments, because they hold a less
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domain-specific view of the underlying mechanisms than do Evolutionary Psychologists
appear to agree that maladaptive behavioural responses can result from cultural processes. The
social learning strategies that are studied by Cultural Evolutionists could lead to the acquisition
of maladaptive information (i.e., information that fails to enhance genetic reproductive success)
in some instances, as long as the learning strategies themselves are favoured by selection
(Richerson and Boyd 2005). Take the issue of whether or not to learn from people other than
your parents. On the one hand, doing so will expose a learner to much more cultural variation
than is likely to be present in just two parents, and, to the extent that learning biases let learners
chose adaptive traits, the more variation the better. On the other hand, some harmful cultural
variants may arise that exploit general purpose decision-making systems to the detriment of the
learner’s genetic fitness. For example, Newson and colleagues (2007) used a combination of
models, experiments and survey data to argue that the main cause of the modern decline in
fertility was a sharp increase in the ratio of non-kin to kin in social networks, leading to the
biases, such as ‘copy the majority’, can sometimes be inadequate defence against specific
maladaptive ideas, perhaps explaining the demographic transition and other oddities of
modernity (Newson and Richerson 2009). The trade-off of increased power of biases against the
risk of acquiring fitness-limiting ideas might well have been optimized by selection in past
societies, and the risk of acquiring maladaptive information might have increased substantially in
modern environments, for example because mass media exposes us to many attractively
packaged cultural variants designed by advertisers to increase their sales, not the recipients
fitness.
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Given that the cognitive mechanisms underlying human culture are assumed to have been
selected for their overall fitness-enhancing properties, the extent of the ‘adaptive lag’ is likely to
be less extreme than envisaged by some Evolutionary Psychologists (Laland and Brown 2006).
Cultural Evolutionists differ from Evolutionary Psychologists in highlighting the potential for
produced by human culture itself. While Cultural Evolutionists certainly have no quarrel with the
idea that the developing organism has many circuits that respond adaptively to evolutionarily
relevant environmental inputs and maladaptively to novel ones, culture is, in their view, a
completely different system. Culture is a system that fairly quickly evolves novel solutions to
novel problems. In this respect, cultural evolution is like a faster version of genetic evolution
(Perreault 2012), and, like genetic evolution, generates design and functionality in traits. The
speed of cultural evolution allows it to explore a very large design space. For example, Arctic
people developed light, swift, safe boats to hunt seals using driftwood and skins, while European
mariners developed large stout wooden sailing ships to pioneer a global commerce in bulk
goods. Knowledge of how to make and operate such complex devices must be transmitted with
generation, invent and select improvements in the designs of artifacts and social systems (Tennie
et al. 2009). Where cultural processes induce environmental changes, selection can favour
(Laland et al. 2010; Richerson and Boyd 2010a; Stearns et al. 2010; Courtiol et al. 2012).
Thus, Cultural Evolutionists expect that many types of temporal and spatial mismatches
between ancestral human adaptations and their current environments will be solved by cultural
evolution fairly quickly; for example, the development of protective clothing and shelter
technology systems has allowed human beings to survive in environments with extreme low
temperatures. Cultural evolution seems to explain why humans have been, if anything, more
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successful in the Holocene than in the Pleistocene. We have undergone a veritable adaptive
radiation of locally adapted economies using domesticated plants and animals. At the same time,
the disease and nutritional environments created by the cultural evolution of agricultural
subsistence systems have put intense selective pressure on those aspects of human biology for
which cultural fixes have proven elusive (Laland et al. 2010; Richerson and Boyd 2010a; Stearns
et al. 2010); for example, an increasing proportion of starchy food in the diet following the
adoption of agriculture has selected for increasing the number of copies of the enzyme amylase,
which is secreted in saliva to begin the digestion of starch (Perry et al. 2007). More broadly,
many organisms change conditions and factors in their local environments, a process known as
environment (Odling-Smee et al. 2003). Niche construction activities lead to feedback loops
between organisms and their environments that alter the selection pressures on the organisms and
their descendants, for example, leading to the fixation of alleles that would otherwise be
deleterious and allowing the persistence of organisms in otherwise hostile environments (Odling-
Smee et al. 2003). The potency of human cumulative culture allows cultural niche construction
to modify selection on human genes (Laland et al. 2001), and socially transmitted information
thus has the ability to shape natural selection pressures, allowing genetic and cultural variation to
co-evolve and novel evolutionary episodes to occur (Laland et al. 2000; Kendal et al. 2011).
In summary, the three sub-fields have strong commonalities. All three take it for granted
that humans possess evolved psychological mechanisms that produce adaptive responses to
environmental cues, as long as the environment is not too dissimilar to ancestral environments.
All three agree that mismatches can occur when modern environments are very dissimilar to
those of our ancestors. All three agree that cultural transmission (or contagion) processes can
sometimes lead to the adoption of behaviour patterns that are maladaptive at the level of gene
transmission. However, Cultural Evolutionists and Human Behavioural Ecologists agree that
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culture itself can quickly evolve solutions to novel problems, resulting in culturally constructed
environments that fit with our previous adaptations, or that instead lead to new bouts of genetic
evolution (Laland and Brown 2006), while, in contrast, some Evolutionary Psychologists
maintain that cultural evolution has limited explanatory power (Pinker 2010). Thus, the type of
adaptive lag envisaged by Cultural Evolutionists differs from that of the Evolutionary
Psychologists. For Cultural Evolutionists, mis-matches are generally self-induced and can result
in both cultural and genetic responses, with gene-culture co-evolutionary processes potentially
Tooby and Cosmides (1992) provided a sweeping critique of the “Standard Social
Science Model” and its heavy dependence on the concept of transmitted culture, and they
proposed a radically cognitivist alternative. Cultural Evolutionists agree that a blank slate model
of human cognition is untenable, but argue that cognitive constraints on transmitted culture are
considerably weaker than Evolutionary Psychologists allow. If so, the SSSM is quite right to
stress the importance of culture if wrong in its radical attempt to deny any importance to genetic
evolution and the products of genetic evolution, such as important elements of cognition.
Cultural Evolutionists take the massive adaptive radiation of humans in the Holocene based upon
culturally transmitted technology and social institutions, and the lack of a massive mismatch of
for the gene-culture coevolution and cultural niche construction picture of human evolution.
for Pleistocene hunting and gathering existence (Tooby and Cosmides 1992). (See the discussion
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below on improvisational intelligence for a discussion of a different, more recent evolutionary
depending upon the context of learning in addition to the content of the transmitted information
(Richerson and Boyd 2005; Boyd et al. 2011a); for example, a prestige-bias (‘copy prestigious
individuals’) can lead individuals to acquire information about diet, hunting techniques or mates
(Henrich and Gil-White 2001). The human mind is likely to contain both domain-specific and
these perspectives. Our sensitivity to pain in the human head and face is clearly a domain-
specific adaptation to protect the relatively fragile and important organs of the head from
damage. Many such domain-specific adaptations likely exist. Therefore, the relative importance
However, the sub-fields have different hypotheses about the main adaptive function of
human cognition. According to Cultural Evolutionists, the strongly cognitive picture of the
Evolutionary Psychologists got the main adaptive problem of the Pleistocene wrong. Tooby and
Cosmides (1992) have argued that humans evolved cognitive adaptations to the statistical
ancestral world was insufficiently regular to favour numerous highly specific cognitive
adaptations, and selection instead favoured a smaller number of more general rules. As it turns
out the Pleistocene was a stunningly variable environment that was statistically quite
unpredictable (National Research Council 2002). While early records of climatic variation only
resolved low-frequency glacial cycles with time scales of tens of thousands of years,
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packed with high amplitude noisy variation on times scales of decades to millennia over the last
eight glacial cycles (Loulergue et al. 2008). The Pleistocene is also the culmination of a 50-
million-year-long trend toward drier climates and polar cooling that increased spatial variation in
the Earth’s habitats (Zachos et al. 2001). According to Boyd and Richerson (1985), social
learning would be most useful in environments with lots of unpredictable variation that is
concentrated in events with durations too long for adaptation by individual learning but too short
for genetic adaptations to evolve, just the sorts of variation that typify the Pleistocene. Human
cultural complexity and brain size increases appear to have roughly paralleled this increase in
Cultural Evolutionists thus argue that the evolved psychological mechanisms in the brain
evolved in response to the challenges posed by variable environments and that culture is an
relying on the ability of optimality and life history models to predict adaptive outcomes in the
mechanisms (Smith 2000). From its inception, this field has included cultural information as one
potential source of adaptive ‘fit’ with the environment. Cultural Evolutionists have no quarrel
with the application of evolutionary models, such as life history and optimal foraging theory
from evolutionary ecology to human populations (e.g. Boughton and O’Connell 1999;
Borgerhoff Mulder 1991; Smith et al. 2001) but do think they have limitations. In particular the
cultures are actively evolving, a possibility that Human Behavioural Ecologists have historically
behavioural patterns, in apparent equilibrium. For example, Kennett (2005) interprets a pattern
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decisions interacting with climate and oceanographic change. But long term patterns of
intensification occur almost everywhere in the Holocene and probably represent the relatively
slow, progressive increase of technical and social sophistication made possible by the shift to
Examples such as this strongly suggest that use of the phenotypic gambit has led to a
and Schacht 2012; Brown 2013). Human Behavioural Ecologists do seek the source of changes
in physical and social conditions that result in changing optima over time, for example, by asking
why a population changes from matriliny to patriliny in the context of increasing heritable
wealth. However, some Behavioural Ecologists have argued that culture should be treated like
any other proximate mechanism (Nettle et al. 2013), which leads to the neglect of how cultural
transmission can radically affect the dynamics of adaptive change (Brown 2013). Much of the
research within Human Behavioural Ecology involves the application of ahistorical adaptive
equilibrium models that do not take into account past trajectories of cultural evolution, and
This approach risks ignoring the fact that the very environment to which humans are adapting is
itself partly an endogenous, dynamic product of cultural evolution, an issue that closely parallels
In summary, while Evolutionary Psychologists (e.g., Tooby and Cosmides 1992) and
Cultural Evolutionists (e.g., Boyd and Richerson 1985) have generally differed in the emphasis
that is placed on more domain-specific versus more domain-general mechanisms, the difference
between these sub-fields extends beyond this apparently quantitative distinction. For Cultural
Evolutionists, culturally transmitted information has played a vital role in the ability of ancestral
human populations to adapt to, and regulate, unpredictably varying environments, and any
explanations of human behaviour that fail to take cultural evolutionary processes into account
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will provide only an incomplete understanding. As discussed in the next section, Evolutionary
Psychologists have instead argued that incorporating culture into the equation should have
relatively little impact on how we think about the evolved human mind, as cultural content is
Evolutionary Psychologists and Cultural Evolutionists have quite different views of what
‘epidemiological’ theory of culture in which cultural variation is rather tightly limited by the
Evolutionary Psychologists focus on the role that evolved cognitive processes play in
controlling information transmission, and they stress the importance of representations being
reconstructed in the minds of the learners. For example, Tooby and Cosmides (1992) state that:
The design of human psychological architecture structures the nature of the social
interactions humans can enter into, as well as the selectively contagious transmission of
psychological architecture has been restored as the centerpiece of social theory can the
And:
Rather than calling this class of representations "transmitted" culture, we prefer terms
such as reconstructed culture, adopted culture, or epidemiological culture. The use of the
word "transmission" implies that the primary causal process is located in the individuals
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from whom the representations are derived. In contrast, an evolutionary psychological
perspective emphasizes the primacy of the psychological mechanisms in the learner that,
While these quotes suggest that information transmission is likely to have low fidelity, as
a result of continual bouts of reconstruction within the minds of observers, recent work in
developmental and comparative psychology shows that human culture does in fact transmit
information quite accurately by cognitive systems apparently selected for that exact purpose
rather than for restricting variation by strongly biasing what can be learned. For example,
experiments by Tomasello, Whiten and colleagues (e.g. Tomasello 1996; Whiten et al. 2009),
which compare the social learning skills of humans and great apes, have shown that young
children are much more accurate imitators than are apes. Children quite faithfully replicate the
arbitrary, non-functional patterns of behaviour that the experimentalists introduce into their
experimental tasks. Apes largely ignore such actions and concentrate on using the demonstration
for clues about how to get the reward the experimenters offer. As a result, children are prepared
to learn skills that have no immediate reward, except perhaps the internal reward of “doing it
right”. Later, these skills often turn out to be critical to building complex artifacts and for
strongly suggest that our cognition has evolved so that infants and children could acquire the
quite complex and often counter-intuitive ideas and practices of their culture (Carey 2009;
Buchsbaum et al. 2011; Csibra and Gergely 2011; Harris 2012; Sterelny 2012). Psychological
mechanisms in the learner and in the people acting as teachers or models are both important.
Given the accurate transmission of a wide range of cultural constructions, populations of humans
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can turn the same rather weak, relatively general-purpose learning schemes that underpin
generate complex cultural adaptations faster than can genetic evolution acting on random genetic
variation.
Interestingly, an important example that Pinker and Bloom (1990), Tooby and Cosmides
(1992) and Pinker (1994) use to exemplify their highly cognitively structured model of
content-rich modular system. Cultural evolutionists have been major contributors to the field of
evolutionary linguistics in the years since Pinker and Bloom’s pioneering contribution
(Richerson and Boyd 2010b). Certainly, cultural evolutionists don’t deny that humans are
cognitively prepared to learn and use language, but many linguists now believe that language
may share most of its cognitive learning machinery with other aspects of culture (e.g. Tomasello
2008; Christiansen and Chater 2008; Smith and Kirby 2008; Evans and Levinson 2009; Hurford
2011). Chomsky’s original “principles and parameters” approach to the cognitive foundations of
language did not successfully deal with the vast diversity of grammatical inventions comparative
linguists discovered in the late 20th Century (Newmeyer 2004). Chomsky himself has recognized
the importance of evolution in explaining language but has become a minimalist regarding the
cognitive structures involved (Hauser et al. 2002). Thus, what once was taken to be a convincing
plausibly an example of the dominance of cognitive adaptations for teaching and learning a more
Thus, while many evolutionary psychologists emphasize the cognitive processes that
allow information to be reconstructed in the receiver’s mind and that structure the type of
information that is likely to be received, cultural evolutionists argue for less restriction with
regard to the type of information that is transmitted and point to the evidence that psychological
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mechanisms favour relatively accurate information transmission, even when such information is
arbitrary or maladaptive. Controversies within the field of language evolution highlight how
researchers are attempting to delineate the specific evolved psychological mechanisms that
underlie human social learning and that give rise to so much cultural diversity.
6.4 Is cultural evolution or improvisational intelligence the better explanation for the
Evolutionary Psychologists have certainly not been blind to the extremely diverse and highly
creative cultural adaptations that are a human specialty. In recent papers, Evolutionary
Psychologists have hypothesized that humans, uniquely among all animals, have what they call
improvisation intelligence (Cosmides and Tooby 2001): individuals can use individual cognition
to invent complex and adaptive cultural traits as needed. As Pinker (2010) puts it:
These cognitive stratagems are devised on the fly in endless combination suitable to the
local ecology. They arise by mental design and are deployed, tested, and fine-tuned by
feedback in the lifetimes of individuals, rather than arising by random mutation and being
tuned over generations by the slow feedback of differential survival and reproduction (p.
8449).
This proposal seems at variance with the argument in Tooby and Cosmides (1992) that general
purpose intelligences are inevitably weak, the cornerstone of their hypothesis that cognitive
mechanisms must be modular. On their original argument, the improvisational intelligence idea
therefore must be wrong. Cosmides and Tooby (2001) admit that the evolution of
improvisational intelligence is enigmatic but believe that an increase in the number of modular
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structures, together with some means of dealing with the combinatorial explosion involved in
keeping in mind many dimensions of a complex problem, have somehow been solved in humans.
overstates individual creativity relative to the power of weak, relatively general-purpose learning
systems acting in concert with accurate cultural transmission in leading to the cumulative
evolution of cultural complexity (Boyd et al. 2011a). Much evidence suggests that complex
human “inventions” have in fact been reached by a long history of cumulative improvement by
relatively small steps, a generalization well documented by the pioneering archaeologist and
ethnographer Pitt Rivers in the late 19th Century (Bowden 1991) and widely supported by
numerous modern studies (see Basalla 1988; Henrich 2009 and Mesoudi 2011 for overviews).
Recent successful applications of phylogenetic methods drawn from biology necessarily assume
a pattern of “descent with modification” on the part of some aspects of culture as well as genes
(e.g. Gray et al. 2011; Mace and Jordan 2011). The role of blind variation and small incremental
improvements in the evolution of even comparatively simple artifacts such as paper clips and
dinner forks has been documented by Petroski (1992). Thus Cultural Evolutionists are skeptical
the complexity and diversity of human cultural adaptations. Certainly humans improvise new
culturally transmitted knowledge and hence more closely fits the Cultural Evolutionists’
intelligence conception.
The sub-fields also differ sharply over how to explain the large amount of non-kin cooperation in
our species. Everyone agrees that the large-scale societies of the Holocene include a lot of
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cooperation between distantly related and unrelated people. There is also widespread agreement
among the sub-fields that the proximal mechanisms for ensuring cooperation include such things
as reputation, sanctioning of those who misbehave, and the use of language to negotiate actions,
make promises, and spread reputational information through gossip (Smith 2010). Evolutionary
Psychologists (e.g. Pinker 2010) have explained human cooperation among non-relatives on the
basis of selection for reciprocal exchange plus language being sufficient to create the proximal
mechanisms listed above. In contrast, Cultural Evolutionists propose that a special form of group
selection, cultural group selection, played an important role in the evolution of prosocial
cognitive adaptations and that ongoing cultural group selection plays a role in the evolution of
social institutions (e.g. Richerson and Henrich 2012; Turchin 2009; see also Bowles and Gintis
2011, for a case for culture-facilitated genetic group selection). The basic idea is a modernization
It must not be forgotten that although a high standard of morality gives but a
slight or no advantage to each individual man and his children over other men of
the same tribe, yet that an advancement in the standard of morality and an
advantage to one tribe over another. There can be no doubt that a tribe including
many members who, from possessing in a high degree the spirit of patriotism,
fidelity, obedience, courage, and sympathy, were always ready to aid each other
and to sacrifice themselves for the common good, would be victorious over most
other tribes; and this would be natural selection (Darwin 1871: p. 166).
Modern evolutionists have learned that it is hard to make group selection on genetic
variation work on large outbred populations such as human tribes. However, the same is not
necessarily true if the variation on which selection operates is cultural. Neighbouring societies
23
are seldom very different genetically but they are often quite different culturally (Bell et al.
2009). A number of properties of cultural evolution make it easier to generate and preserve
cultural variation at the level of tribes and other large groups (Richerson and Boyd 2005: 203-6).
For example, social institutions usually include a system of rewards that favour those who
conform to the institution and punishments for those who don’t, damping down individual-level
variation within groups (Bowles and Gintis 2011). Immigrants, particularly child immigrants,
tend to adopt the culture of their hosts and lose the culture of their ancestors even as they
interbreed and pass their genes into their host group. Prosocial emotions would have acted as
biases favouring institutions that better satisfied these emotions, and many of the most powerful
societies throughout history, including China, Rome, and the modern West have grown by
selective immigration (Boyd and Richerson 2009). The “design space” for social institutions is
very large, in part because a system of rewards and punishments can stabilize almost any pattern
of behaviour (e.g. Aoki 2001). Human competition is very often between organizations: a
between firms is outlawed so that consumers can enjoy the benefits of business firms having to
To explain the vast diversity of human social arrangements, Cultural Evolutionists thus
appeal to the importance of culturally transmitted norms and institutions, whereas Evolutionary
Psychologists consider that many forms of interaction between genes and the environment that
occur during the lifetime of an individual may be as important, or more important, than culture in
explaining differences in behaviour (e.g, Pinker 2010). Cultural Evolutionists certainly agree that
gene-environment interactions during the lifespan are highly important, but their concept of the
environment involves complex feedback loops between developing organisms and their socially
inherited environments. Evolutionary Psychologists have been among the stoutest critics of
group selection in any form, as well as doubting the cultural evolution and gene-culture
24
coevolution do any useful work (Footnote 1). Pinker (2010) includes these concepts in a laundry
[I]t seems superfluous, when explaining the evolution of human mental mechanisms, to
selection, memetics, complexity theory, cultural evolution (other than what we call
“history”), or gene–culture coevolution (other than the commonplace that the products of
reciprocal exchange in the Pleistocene that favoured the evolution of specialized cognitive
structures designed, in Cosmides and Tooby’s (1992) famous example, for detecting cheaters in
reciprocal exchanges. Experiments suggest that human subjects are much better at detecting
violations of social contract rules compared to logical similar puzzles involving violations of
other kinds of rules, such as neutral, empirically contingent rules (Cosmides 1989). To explain
Psychologists argue that the cheater detection modules evolved in an environment where
anonymous exchange was rare and are mis-calibrated for modern environments. As Cosmides
. . . [O]ur modern skulls house a stone age mind. The key to understanding how the
modern mind works is to realize that its circuits were not designed to solve the day-to-
day problems of a modern American -- they were designed to solve the day-to-day
problems of our hunter-gatherer ancestors. These stone age priorities produced a brain far
better at solving some problems than others. For example, it is easier for us to deal with
easier for us to learn to fear snakes than electric sockets, even though electric sockets
25
pose a larger threat than snakes do in most American communities. In many cases, our
brains are better at solving the kinds of problems our ancestors faced on the African
savannahs than they are at solving the more familiar tasks we face in a college classroom
or a modern city. In saying that our modern skulls house a stone age mind, we do not
mean to imply that our minds are unsophisticated. Quite the contrary: they are very
sophisticated computers, whose circuits are elegantly designed to solve the kinds of
Specifically, in their functional analysis of social life, Cosmides and Tooby (1997) appear to rest
their case solely on pairwise reciprocal exchange (also see Krasnow et al. 2012):
Sometimes known as "reciprocal altruism", social exchange is an "I'll scratch your back if
you scratch mine" principle. Economists and evolutionary biologists had already explored
modeling it as a repeated Prisoners' Dilemma. One important conclusion was that social
exchange cannot evolve in a species or be stably sustained in a social group unless the
who cheat, so that they can be excluded from future interactions in which they would
exploit co-operators.
Thus, even in experiments where researchers guarantee anonymity, human cognition, these
authors argue, calculates as if we still live in small-scale societies where familiar others are
observing and noting your behaviour and that these observers are likely to be future reciprocity
partners.
the hypothesis that a history of cultural group selection can explain the evolution of non-kin
cooperation (Boyd and Richerson 1985; Richerson and Boyd 2005; Chudek and Henrich 2011).
26
Most fundamentally, humans everywhere live in large groups that vary culturally and compete
with one another; by definition, the winners of these competitions spread their social institutions
and other aspects of their culture to daughter societies, attract immigrants from other societies
and are imitated by other societies. For instance, many modern nations in Europe and Latin
America follow legal codes descended from Roman law, speak languages descended from Latin,
and follow religions derived from Roman Christianity. Social identity theorists have documented
the mechanisms by which groups become part of our social identity (Haslam 2001), and
developmental evidence suggests that young children readily learn social norms from caregivers
and others (Chudek and Henrich 2011). Theoretical models have also shown that circumstances
favouring social learning generally lead to conformity of behaviour, with individuals tending to
copy what the majority of the population are doing (e.g., Boyd and Richerson 1985; Nakahashi
et al. 2012; Perreault et al. 2012). Such conformity will tend to minimise behavioural differences
within groups, providing the opportunity for cultural group selection to occur.
Further, humans are not just adept at reciprocal exchange but are also generally adept at
solving problems that require high levels of cooperation, such as occur in managing commons
and the provision of defense. Ethnographic analogy and palaeoanthropology suggest that
ancestral societies by the late Pleistocene were quite large and that non-kin interactions would
not have been uncommon (Powell et al. 2009; Hill et al. 2011). Chudek et al. (in press) review
evidence that suggests that ephemeral interactions with strangers are common in the hunter-
gather ethnographic record. The existence of long distant trade networks in decorative shell and
valuable tool-stone in the Holocene (Baugh and Erickson 1994) and Upper Paleolithic (Klein
2009) suggests that by the latest Pleistocene at least humans were adept at establishing
relationships with strangers. For example, acephalous tribes using the same institutions as mobile
food foragers, but based on more productive subsistence strategies like herding and farming, can
operate on quite large scales. Compared to Evolutionary Psychology, Cultural Evolution stands
27
out in invoking a novel evolutionary mechanism (cultural group selection) to explain the
A series of experiments conducted by Fehr and Gächter (2002) showed that cooperation
in a public goods game could be sustained by altruistic punishment if that strategy was available.
Based on this and other experiments devised by experimental economists, Fehr and Fischbacher
(2003) suggest that cultural group selection and gene-culture coevolution might be required to
explain human patterns of cooperation. However, laboratory experiments have failed to resolve
the issue of whether humans exhibit features consistent with cultural group selection and gene-
Hammerstein (2006) and Delton et al. (2011) have pointed out that, even in experiments where
researchers guarantee anonymity and tell participants that the games are one-shot, human
cognition might still calculate as if we still live in small-scale societies where reciprocity
partners are observing and sanctioning or rewarding their behaviour. However, this criticism
applies to any such experiments, including the classical experiments of Cosmides (1989), which
can only tap proximal mechanisms directly and may speak rather softly about the selection
pressures that led to the mechanisms. For example, a facility for detecting violators of reciprocal
agreements would also be useful for detecting violations of social contracts embedded in
culturally transmitted social institutions. In any case, Chudek and Henrich (2011) point out that
Cosmides’ classic experiment is framed in terms of norm violations, something they argue is not
Mathew et al. (in press) review evidence suggesting that human cooperation with kin and
unrelated partners is both heavily institutionalized and much more extensive than in most other
animals. They suggest that institutions like marriage that are plausibly subject to cultural group
selection are necessary to produce high levels of kin and partner cooperation; the conventional
evolutionary mechanisms of inclusive fitness and reciprocity are perhaps not sufficient to explain
28
the extensive small-scale cooperation humans exhibit. A hypersensitivity to the possibility of
adverse effects on one’s reputation or exaggerated fear of direct sanction is a plausible proximal
cognitive trait that cultural group selection might have favoured by gene-culture coevolution to
mechanisms underlying cooperative behaviour does not directly test hypotheses regarding the
Evidence for and against alternate evolutionary explanations must be sought across a series of
consilient domains. Mathematical models are useful to check the logical coherence of
explanations. Typically, all too many models are logically coherent and the real issue is which
one best fits the data (e.g. Boyd et al. 2011b). Alternate formal models can also be fit directly to
data using modern maximum likelihood based methods (Efferson and Richerson 2007;
Borgerhoff Mulder and Beheim 2011). Data from microevolutionary studies demonstrating that
cultural group selection and gene-culture coevolution operates in concrete cases is important
(e.g. Mathew and Boyd 2011), and such studies must link microevolutionary evidence to
macroevolutionary patterns. For example, some cases of culture led gene-culture coevolution due
to the Holocene switch to agricultural subsistence are reasonably convincing (Laland et al. 2010,
understand what selective pressures acted on past human populations, and analyses of patterns of
adaptive and maladaptive behaviour are often quite informative. In the case of explanations of
human cooperation, as in other areas we have reviewed here, hot debates on this issue seem
29
8 Conclusion
Psychology and Cultural Evolution agree that evolutionary theory can be usefully applied to the
study of human behaviour. In addition, there are numerous signs that integration of the sub-fields
is being achieved. For example, Human Behavioural Ecologists are incorporating cultural
transmission into their models of behavioural diversity (e.g. Borgerhoff Mulder et al. 2009; Hill
et al. 2009; Currie et al. 2010), and Evolutionary Psychologists increasingly make use of cultural
evolution and vice versa (e.g. Atran and Ginges 2012; Norenzayan and Gervais 2012; Chudek et
al. 2012). However, we believe that some of the issues that divided the three approaches in the
past do remain open and that both theoretical and empirical investigations are required to resolve
them. For example, there is as yet no consensus on the exact roles of genes, individual learning,
and social learning in human development (e.g. Spencer et al. 2009). Within evolutionary
biology itself, similarly broad issues are currently being discussed and debated, such as
usefulness of the distinction between proximate and ultimate explanations (Laland et al. 2011;
2012) and the role of multi-level, group selection (Eldaker and Wilson 2011; Wilson et al. 2008),
and such debates are highly relevant to researchers that are applying evolutionary principles to
economics. For the novice researcher, these debates might appear daunting, but we hope that
continued cross-disciplinary discussion and exchange of ideas will provide an ever richer
Footnotes
1) See a debate initiated by Steven Pinker’s essay The False Allure of Group Selection in
selection).
30
Acknowledgements
This article stems from the authors’ attendance at a Max Planck symposium on ‘Biological
thank the organiser, Prof. Ulrich Witt for the invitation to participate in the symposium, and we
are grateful to the other participants for many stimulating discussions. We also grateful for
comments on the manuscript from Curtis Atkisson, Clark Barrett, Rob Boyd, Joe Henrich,
Robert Kurzban, Monique Borgerhoff Mulder, Kevin Laland, Lesley Newson and Ryan
Schacht.
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