Primary Account Holder Address Account Number

31441 SANTA MARGARITA PKWY STE K 411028425564

Member since Aug 22, 2022 RANCHO SANTA MARGARITA, CA 92688 Statement Period
Aug 1, 2024 - Oct 29, 2024

$
Current Balance

20,620.28
as of Oct 29, 2024

Beginning Balance $
20,403.00
as of Aug 1, 2024

Transaction Details
Balances below are the total funds resulting from the transaction(s) posted on that day.

Aug 02, 2024 Payment UTIL/8904-902333 $93.75 $20,309.25

Aug 05, 2024 Debit Cash App*Cash Out $4.71 $20,304.54

Transaction ID: 2042-3474002
Aug 05, 2024 Other SoFi Rewards Redemption $0.54 $20,304.00
Transaction ID: 2039-16367001
Aug 06, 2024 Credit GTBLANKS LLC. $1,346.28 $21,650.28
Transaction ID: 2033-26012001
Aug 10, 2024 Credit AVR/PT PAYMENTS $2,341.18 $23,991.46
Transaction ID: 2246-22063001
Aug 11, 2024 Credit TrasF*ALEXIS $200.00 $24,191.46
Transaction ID: 2524-21949001
Aug 12, 2024 Debit TMP*MAKUP $122.48 $24,068.98
Transaction ID: 2422-21928001
Aug 14, 2024 Debit AMZN Mktp US $44.50 $24,024.48
Transaction ID: 2400-16353001

Contact Information

Website Mailing Address Contact Us

www.sofi.com SoFi Securities LLC (855) 456-SOFI (7634)
234 1st Street
San Francisco, CA 94105

1
Interest accrues daily at the funds rate as described in your SoFi Securities LLC Brokerage Customer Agreement (the “Customer Agreement”) and is paid on the last day of the Statement Period.
2
Interest accrues at the same rate on all funds in your SoFi Money Account, including funds allocated to a SoFi Money Vault. References to “interest” in connection with any SoFi Money Vault reflect the portion of the
interest earned on your SoFi Money Account in the preceding month which is allocated to the applicable SoFi Money Vault. The amount of interest allocated to each SoFi Money Vault is equal to the proportion the
balance in each SoFi Money Vault bears to your total SoFi Money Account balance.

SoFi Money is offered through SoFi Securities, LLC. Page 1 of 4

Aug 21, 2024 Credit TRSF* VIVIAN CO. $950.00 $23,074.48
Transaction ID: 2000-20768001
Aug 29, 2024 Credit @EJK90/890003 $230.50 $23,304.98
Transaction ID: 2016-20744001
Aug 29, 2024 Debit OPTIMUM 7836 CABLE PMNT $104.00 $23,200.98
Transaction ID: 2014-507001
Aug 29, 2024 Debit Futu Inc. $2,800.00 $20,400.98
Transaction ID: 2013-30109001
Sept 2, 2024 Debit Card AFTERPAY $22.73 $20,378.25
Transaction ID: 3010-15102001
Sept 2, 2024 Direct Payment SalonREEL $800.00 $21,178.25
Transaction ID: 2006-14127003
Sept 5, 2024 Credit MasterCard ***2793 $200.00 $21,378.25
Transaction ID: 2005-14127002
Sept 6, 2024 Direct Payment RIKS/HET $330.50 $21,708.75
Transaction ID: 2004-14127001
Sept 9, 2024 Deposit RnhHOOD PMYT $2,300.00 $24,008.75
Transaction ID: 2003-14126001
Sept 12, 2024 Credit Refund of ATM fee $3.50 $24,012.25
Transaction ID: 1998-1636003
Sept 16, 2024 Credit Envri-SPA $2,203.50 $26,215.75
Transaction ID: 1997-1636001
Sept 22, 2024 Credit VIP/SPA@DIVINE $12,500.00 $38,715.75
Transaction ID: 1996-1633003
Sept 24, 2024 ATM VictrCPT BTTI3T1 $7,650.00 $31,065.75
Transaction ID: 1995-1633001
Sept 29, 2024 ATM PHR/ITM-980.3762/CSA $19,000.00 $12,065.75
Transaction ID: 1993-1160003
Sept 29, 2024 Credit FAIRest/PAYMT09663 $1,800.00 $13,955.75
Transaction ID: 1992-1160001
Oct 8, 2024 Others TRYH-OIP/2024.08 $13,500.00 $27,455.75
Transaction ID: 1991-1193003
Oct 9, 2024 ATM Cardtronics CCT1 $203.50 $27,252.25
Transaction ID: 1990-1193001
Oct 11, 2024 Debit Card TMP*POSS;AD $122.48 $27,129.77
Transaction ID: 1989-19706001
Oct 11, 2024 Debit Card TMP*POSS;AD $122.48 $27,007.29
Transaction ID: 1987-19694001
Oct 12, 2024 Debit Card MCDONALD'S F36312 $11.95 $26,995.34
Transaction ID: 1985-10069001
Oct 13, 2024 ATM Service Charge $3.50 $26,991.84
Transaction ID: 1980-2303003
Oct 13, 2024 ATM tpt9830-flpt $203.50 $26,788.34
Transaction ID: 1979-2303001
Oct 13, 2024 Deposit HM.COM $1,164.50 $27,948.84
Transaction ID: 1977-41913001
Oct 17, 2024 Debit Card AFTERPAY $77.27 $27,871.57
Transaction ID: 1975-39517001
Oct 18, 2024 Debit Card SWIFT@Ard $76.90 $27,794.67
Transaction ID: 1973-39390001
Oct 18, 2024 Debit Card BULLION@POS $36.87 $27,757.80
Transaction ID: 1971-34088001
Oct 20, 2024 Credit TRPT-EIOSPRINT $7,500.80 $35,258.60
Transaction ID: 1969-33794001
Oct 20, 2024 Debit JFK CAMDEN 6351162 $11,204.62 $24,053.98
Transaction ID: 1967-7906001

SoFi Money is offered through SoFi Securities, LLC. Page 2 of 4

Oct 22, 2024 Deposit USA*SNACK EVENT $105.50 $24,159.48
Transaction ID: 1965-3210001
Oct 22, 2024 Credit GALLERYTP.0935 $13,000.00 $38,159.48
Transaction ID: 1963-15244001
Oct 23, 2024 Debit Card BESTBUY.COM $12,390.51 $24,768.97
Transaction ID: 1953-25806001
Oct 24, 2024 Credit Stprie $122.48 $24,890.97
Transaction ID: 1951-24751001
Oct 24, 2024 Debit Card SCENT.PA $5,600.70 $19,290.27
Transaction ID: 1949-24719001
Oct 26, 2024 Credit H&M0150 $1,330.01 $20,620.28
Transaction ID: 1946-20268001

Sweep Program Details

Your SoFi Money balance is swept to one or more program banks so that it may be protected by FDIC insurance. This doesn’t affect access to your balance, and
not to worry, there isn’t a new account in your name at the program bank. More information can be found at www.sofi.com/my/money/sweep

BALANCE AS OF 10:15 AM OCT 29, 2024

$20,620.28

SoFi Money is offered through SoFi Securities, LLC. Page 3 of 4

Important Information

Please refer to the SoFi Securities LLC Brokerage Customer Agreement (the “Customer Agreement”) for a complete discussion of the terms and conditions governing your account. Deposits, bill pay, P2P transfers and
other products or services described on this statement are offered by SoFi Securities, LLC (“SoFi Securities”), a member of FINRA and SIPC, which maintains your account.

All transactions executed for your account shall be subject to the constitution, rules, regulations, customs, and usages of t he exchange or market, and its clearing house, where the transactions are executed by SoFi
Securities, LLC or its agents. Your account and transactions executed for your account are subject to applicable federal laws and the rules of FINRA and any other applicable self-regulatory organization. For information
about FINRA’s Broker Check Program, including an investor brochure, please contact FINRA at 1-800-289-9999 or www.finra.org

You should re-confirm any oral communications in writing to further protect your rights, include rights under the Securities Investor Protection Act (SIPA).

Questions About Your Statement or Electronic T ransfer Errors

You are in the best position to discover errors and unauthorized transactions on your account statement. It is your duty to review your account statements promptly and carefully and immediately notify us of any errors.
If you have questions about your statement, need more information about a transaction or think an electronic transaction is incorrect or unauthorized, please telephone us at 1-855-456-7634 immediately or write us at
SoFi Securities LLC, 234 1st Street, San Francisco, CA 94105.

If you fail to notify us in writing of suspected errors or an unauthorized transaction within the time period specified in your Customer Agreement (in which periods are no more than 60 days after we make the FIRST
statement available to you on which the error or problem appeared and in some cases are 30 days or less), we are not liable to you for any damages resulting from an error you fail to timely report and you agree to not
make a claim against us for such damages.
If you write us, please include the following information:

(1) Your full name and account number (if any).

(2) A clear description of the error or suspected unauthorized transaction or explanation of why you need more information.

(3) The dollar amount of any suspected error.

We will investigate your complaint and correct any confirmed error promptly. If we take more than 10 business days to complete our investigation, we will credit your account with a provisional credit equal to the disputed
amount, so that you will have the use of the money during the time it takes us to complete our investigation. In the event our investigation concludes that your account was correctly debited or charged for the amount in
dispute, we will deduct the provisional credit from your account.
Free Credit Balances.

Any cash balance in your securities account is payable to you upon demand (“Free Credit Balances”). These amounts transferred into an interest bearing account at an FDIC insured bank as more fully described below
under Sweep Program. If you elect not to have the Free Credit Balances paid to you and choose not to participate in the Sweep Program, the Free Credit Balances will be retained in your account, and will be subject to
use by SoFi Securities in the conduct of its business, subject to the limitations of Rule 15c3-3 under the Securities Exchange Act of 1934, as amended.

SIPC Coverage.

SoFi Securities is a member of the Securities Investor Protection Corporation (“SIPC”). SIPC protects (i) the securities in your account up to a maximum of $500,000, and (ii) cash in your account up to a maximum of
$250,000. Cash deposits that are not intended to be used to purchase securities, or that do not originate from the sale of securities, are ineligible for SIPC coverage. Therefore, Free Credit Balances in your Account will
not be eligible for SIPC coverage. Visit www.sipc.org or call (202) 371-8300 for more information including a brochure on SIPC protection.

Sweep Program.

If you elected to participate in the “Sweep Program”, Free Credit Balances in your securities account will be automatically t ransferred to omnibus accounts in the name of SoFi Securities for the benefit of SoFi Money
customers, in a network of six (6) FDIC insured banks (the “Program Banks”). Free Credit Balances in the Sweep Program will accrue interest daily and such interest will be credited by SoFi Securities to your Account on
the last Business Day of each month. Each Program Bank will provide FDIC insurance up to $250K, for an aggregate insured amou nt of up to $1.5M. After your funds clear, it can take up to 48 hours for Free Credit
Balances to reach the Program Banks. During this period, your Free Credit Balances will be insured by a combination of FDIC c overage and a private bond secured by SoFi Securities for the benefit of SoFi Money
customers. Free Credit Balances will not be insured by SIPC coverage at any time. More information about the terms of the Swe ep Program, including interest rates, terms of the private bond and Program Bank
information can be found at www.sofi.com/my/money/sweep

Interest/Dividends.

We are required by law to report annually to you and to the Internal Revenue Service on Form 1099 any taxable interest credited to your account, as well as any taxes withheld. The year-to-date figures shown on your
statement reflect these amounts classified to the best of our current knowledge. However, some payments are subject to reclassification, which will be reflected on subsequent statements if we are advised of them prior
to the end of the calendar year.
Statement of Financial Condition

A copy of SoFi Securities’ unaudited Statement of Financial Condition for the period ending June 30, 2020 can now be viewed at the following: https:/ www.sofi.com/statement-of-financial-condition/. The Company’s
most recent Audited Financial Statement, pursuant to Rule 17A-5 of the Securities Exchange Act of 1934, is available for your inspection at its home office in San Francisco, CA, or at https:/ www.sofi.com/statement-of-
financial-condition/, or will be mailed to you upon your written request. The Statement may also be viewed at the Regional Office of the Securities and Exchange Commission in San Francisco, CA.

Net Capital Requirement

The Company is subject to the SEC’s Uniform Net Capital Rule ("Exchange Act Rule 15c3-1"), which requires the maintenance of minimum net capital. The Company elected to use the alternative method, permitted by
Exchange Act Rule 15c3-1, which requires that the Company maintain net capital equal to the greater of $250,000 or 2% of aggregate debit items. These regulations also prohibit a broker-dealer from repaying
subordinated borrowings, paying cash dividends, making loans to its parent, affiliates or employees, or otherwise entering into transactions which would result in a reduction of its total net capital to less than 150% of its
required minimum capital. Moreover, broker -dealers are required to notify the SEC and other regulators prior to repaying subordinated borrowings, paying dividends and m aking loans to its parent, affiliates or
employees, or otherwise entering into transactions, which, if executed, would result in a reduction of 10% or more of its excess net capital (net capital less minimum requirement). The SEC and FINRA have the ability to
prohibit or restrict such transactions if the result is detrimental to the financial integrity of the broker-dealer.

As of the period June 30, 2020, the Company had net capital of $47,130,012, which was $46,880,012 in excess of its required net capital of $250,000.

SoFi Securities, LLC is a direct subsidiary of Social Finance, Inc. If you have a complaint, please call 1-855-456-7634, or write to: SoFi Securities LLC, 234 1st Street, San Francisco, CA 94105.

SoFi Money is offered through SoFi Securities, LLC. Page 4 of 4