Kracht2011 Article Gnosis
Kracht2011 Article Gnosis
Kracht2011 Article Gnosis
DOI 10.1007/s10992-010-9156-0
Gnosis
Marcus Kracht
Received: 16 July 2008 / Accepted: 22 September 2010 / Published online: 8 October 2010
© Springer Science+Business Media B.V. 2010
Abstract The transition from form to meaning is not neatly layered: there is no
point where form ends and content sets in. Rather, there is an almost continu-
ous process that converts form into meaning. That process cannot always take
a straight line. Very often we hit barriers in our mind, due to the inability to
understand the exact content of the sentence just heard. The standard division
between formula and interpretation (or value) should therefore be given up
when talking about the process of understanding. Interestingly, when we do
this it turns out that there are ‘easy’ formulae, those we can understand without
further help, and ‘difficult’ ones, which we cannot.
I have benefitted greatly from discussions with Albert Visser and Kees Vermeulen during
his stay in Utrecht in 1992–1993 and with Christa Hauenschild, David Pearce, Carla Umbach,
Gerd Wagner, Frank Wolter and Heinrich Wansing in the Gruppe Logik, Wissenstheorie
und Information. Later stages of this manuscript have benefitted from the thoughtful
comments from a reviewer for the JPL, and from discussions with Hans-Martin Gärtner,
András Kornai, Udo Klein and Christian Wurm.
M. Kracht (B)
Fakultät Linguistik und Literaturwissenschaft, Universität Bielefeld, Postfach 10 01 31,
33501 Bielefeld, Germany
e-mail: marcus.kracht@uni-bielefeld.de
398 M. Kracht
1 Introduction
This paper is the first of two papers that deal with the problem of getting to
know the meaning of an expression.1 They unite several independent issues
whose relevance has not been fully recognised to date. One issue is the
fact that building a representation is a process which goes beyond the mere
unpacking of definitions; a process that is intertwined with another process that
I call “gnosis”, translated roughly as “understanding”. Another issue is that
semantics cannot be reduced to denotational meanings. The process of arriving
at meanings plays an essential role in non-truth functional phenomena. For
example, topic and focus articulation encode part of this “process meaning”.
None of these observations are new. The idea that the same meaning can get
“packed” differently and that the packaging is related to the processing of the
content has been made over and over (cf. [17] and references therein). Process
oriented approaches to semantics of natural language are gaining ground now
(e.g. [14, 18]). Yet, it seems to me that what is still lacking is knowledge of
the process of understanding itself and what it consists in. It clearly is not a
matter of looking facts up in a mental database. That there is more to it than
that has been clearly argued for by Husserl in his V. Logische Untersuchung
[8]. Husserl, inspired by Brentano and Frege, asked about the psychological
underpinnings of understanding. If anything, the present paper can be seen as
a (first) attempt to provide a formal model of his ideas.2
Being a model based on processes it necessarily accounts for what is known
as bounded rationality; reasoning takes time, occasionally more time than a
human can or wants to invest. But there is more. The model specifically shows
that there are sentences which are clear and nevertheless we are unable to
understand them. It is not new to argue that meanings go beyond what is
represented in the mind, Putnam has argued this before (see [15]). However,
while he argued that often we do not know enough about the exact meanings
of particular words, I claim that even when we do know exactly what the words
mean we still may be unable to grasp the meaning of what is said in its entirety.
Thus our language allows us to formulate more sentences than we can actually
3 There is a research agenda called Grounded Cognition which declares that understanding works
via enaction, thus relies heavily on the bodily experience of the world, see [1] and references
therein. While I agree with much of what Barsalou says, there is still a need to analyse conceptually
what the reduction consists in and how the reduction from higher order notions to lower levels may
proceed. For it seems to be clear that language uses a number of concepts for which grounding is
next to impossible. Thus, if grounding was all there was to meaning then we could simply not
understand these concepts.
400 M. Kracht
2 Enacting Meanings
4 The idea to this paper reaches back as far as 1988. At that time I was trying to provide a semantics
for theme and rheme, which I learned about from [21]. Unfortunately, at that time few people in
formal linguistics were really interested in the matter. That has meanwhile changed. Although
topic and focus are now a big issue in linguistics I find the approaches too conservative in that they
are stuck with standard truth conditional semantics in one or the other form. This paper has been
the result of rethinking my earlier attempts in [11] and [12], which remained unpublished.
Gnosis 401
that is, what I know without further analysis of the sentence. The judgement is
therefore of the formula and not of the content that it expresses, though it is
intended to be a judgement of the content.5
In order to see how this is possible we need to dissect the mechanism of
judgement. Judgement has two phases. The first is the preparation phase, the
second the actual judgement phase. We prepare the judgement by presenting
the mind with the necessary pieces: the mode and the formula. When in the
first phase we bring a formula “ϕ” to our immediate attention I say that we
apprehend “ϕ”.6 When we apprehend a formula it is always in a certain mode.
Modes differ; there is a mode of truth, of falsity, of possibility, necessity, and
so on.7 Brentano [2, p. 15] even says that pastness or futurity is a mode: when
we say “Caesar has crossed the Rubicon.” the present tense does not signal
existence. Caesar’s crossing the Rubicon does not exist. I leave that matter
aside here for the purpose of this paper. What is essential is that there are
many ways of apprehending a formula. Having fixed a mode and a formula
there is an immediate response, called judgement. The judgement says whether
that proposition has the given mode. If the mode is truth, denoted by “”,
and the proposition is “ϕ” then we write “ ϕ” to say that the proposition is
judged to be true. “ ϕ” states that “ϕ” is not judged to be true. It is important
to stress that this is not the same as saying it is judged false. There is a clear
difference between an act of positive judgement, that is, saying that the formula
is false, and the rejection of the opposite judgement, which is tantamount to not
saying that it is true. The latter leaves open whether the proposition might be
judged false or undecided, merely conceivable, or something else. Specifically,
it is consistent with coming (after some reflection perhaps) to the conclusion
that the formula is indeed true. Furthermore, as we are more often than not
5 Note that I avoid the term “proposition” and use “formula” instead. For the purpose of the
gnostic process the notion of a proposition is actually not helpful. All knowledge is stored
syntactically and is recalled as such. How the meaning as an intentional object comes in is beyond
the present analysis. How for example can I assure myself of the correctness of a reasoning step in
virtue of the meaning of the syntactic primitives is not a question that can be meaningfully asked
in this context. Meanings are conspicuously absent.
6 For formulae and symbols, the quotes “· · · ” are used to denote the syntactic object as opposed to
the meaning that it has. They may be superfluous when the context makes matters clear anyway
but I like to keep them as a sort of reminder. Notice for example the difference between saying “on
condition that ϕ” and saying “on condition that “ϕ””. The former says that whatever ϕ denotes is
the condition, the latter is short for “on condition that “ϕ” is judged true” (again quotation marks
are needed).
7 One may not like the idea of a separate mode of falsity. I think of two objections. The first is that
we need to control for interdependence: if I judge “ϕ” true I should not also judge it false. The
other objection is that if I apprehend “2 + 2 = 5” for truth I will right away see that it is false even
though I have not used that mode. To answer the first objection I note that the interdependence
is rather widespread. If “ϕ” is true it should also be possible, for example. Whether or not it is
necessary to control for consistency is not clear to me. To answer the second objection I say that
the judgement of falsity occurs after we have apprehended the formula for truth and rejected
the judgement. What we have is a substitute judgement, like answering the question “Is John at
home?” by “He might be.” rather than “Yes.” for lack of better knowledge.
402 M. Kracht
uninformed whether a particular fact obtains or not, we can in most cases judge
a given proposition neither true nor false.8
Judgement is preceded by apprehension. In case a proposition is not
known verbatim we therefore reject the judgement when apprehending it.
For example, suppose we know verbatim “ϕ” and “χ” but not “ϕ ∧ χ”. When
apprehending “ϕ ∧ χ” we therefore reject the judgement. This is because the
apprehended formula is not known to us verbatim. (There is a clear analogy
here with logical programming. The database contains far less than what we
can actually prove from it.) To get consent to “ϕ ∧ χ” we therefore must
proceed through a series of steps so that at the end the expected judgement
can be made. These steps are to apprehend for truth first “ϕ” and then “χ”.
If both formulae are judged true the entire formula is judged true as well. The
judgement of “ϕ ∧ χ” is therefore not direct as in the above case. It is mediated.
Every time we see an unknown proposition we are in need of mediation in
order to reach a judgement. In this paper I show how this mediation may
proceed. As this paper is not a psychological one I cannot and do not claim that
this is exactly the way humans reason. I am mainly using plausibility arguments
and introspection in the hope that other people find this interesting enough to
pursue experimentally.
Crucially, the act of judgement is performed in time. Judgements are made
one at a time. Once made, they become history. Judgements may depend
on other judgements. In order to be able to effectively make use of past
judgements they need to be recorded. With this record we can access our past
judgements. Notice however that “ ϕ” denotes the act of judgement. It is
impossible to store the judgement in the form “ ϕ”. Rather, the only thing
that is stored is a formula. In this case it is simply “ϕ” itself.9 If the judgement
was falsity, matters would be different. “ ϕ” denotes the judgement of “ϕ” as
being false. To store this we would have to enter “¬ϕ”. I shall return to this
matter in Section 9.
3 Conditional Judgement
That we judge a formula true once does not mean that we always judge it
true. On the one hand we may change our mind about it; on the other hand
our judgement may depend on certain conditions. We consistently judge true
“John is a man.” if we know that John is a bachelor; however, if we do not
know that he is a bachelor we might or might not judge “John is man.”
true. In order to explain this I shall say that we have certain conditional
8 Note that “ ϕ” also is an act, that of rejecting the judgement. It means having apprehended the
formula in the mode “truth” and not found “truth” to apply to the formula. This is not to say that
ϕ has beend found untrue. There is no piece of notation for the nonoccurrence of the judgement. I
assume for simplicity that apprehension is followed by one of the two acts: affirmation or rejection.
9 It could also be “T(ϕ)”. The material form of the object is irrelevant; we need to fix one here for
apprehend the formula and reach no judgement. Whence he will try the
equivalence in (4) and reduce the problem by assuming “ϕ”. He will thus
pretend that ϕ is true. Since he has the disposition to judge “χ” true on
condition “ϕ” he will actually judge “χ” true. This judgement is conditional
on “ϕ”, so he will conclude that he accepts “ϕ → χ” unconditionally.10
The equivalence of “ ϕ → χ” and “ϕ χ” in terms of what can be
concluded logically from them has caused a great deal of concern in philosophy
(see [5]). I do not see why that should be so, and I offer plenty of reasons
(I hope convincing ones) that the difference between them is actually an
interesting one and should not be dismissed as irrelevant.
4 Assumptions
10 There is a further question in the background, namely: how does B know what to do? I leave that
question unexplored. I note only that for this we need B to have some idea of how to decompose
formulae into parts or how to apply definitional schemes. But even with all this in hand there is a
further question, namely: how does B know which way to go? I suggest that this question has no
unique answer; people differ in the way they handle the actual scheduling of the reasoning steps.
Gnosis 405
If we now apprehend “χ” and judge it true then we can also put “χ” onto the
slate:
ϕ χ (6)
Based on this slate can now derive the judgement that “ϕ → χ” is true. The
order in which we have put them is relevant. It reflects the fact that “χ” was
judged after (and so, potentially, because of ) “ϕ” has been assumed.
5 Limits of Reduction
Using the Schema (4) we can eliminate the occurrence of certain arrows;
however, not all arrows can be eliminated. Here is an example.
ϕ → ((ϕ → χ) → χ) (7)
Using DT twice we can reach the following form.
ϕ; ϕ → χ χ (8)
The remaining arrow is not eliminable. This is unfortunate insofar as we would
like to maintain that if we judge “ϕ” true and judge “ϕ → χ” true then we
judge “χ” true as well. This may well be the case but it is to be noted that it
requires assumptions about our reasoning system that go beyond the mere use
of the Schema (4).
However, the definition as given makes use of the judgement sign “”, and
thus cannot be used to reduce any of the “χi ” should they in turn contain
occurrences of “→”. In other words: the definition is such that it places limits
on reducibility which are not matched by syntactic restrictions. We have not
excluded leftward nesting of the arrow, but the arrows can then not be fully
eliminated via DT. Namely, we need to be able to use the equivalence of
“ϕ → χ” with a conditional acceptance of “χ” also in case that “ϕ → χ” is
merely assumed. The difference is that when we know for a particular instance
of “ϕ” and “χ” that “χ” on condition that “ϕ” then we know this in the form
of a conditional disposition. If on the other hand we know (or have assumed)
“ϕ → χ” then our direct intuition does not yield “χ” when assuming “ϕ”,
as there is no disposition to that effect. Hence, this must be postulated as a
particular rule of reasoning (the rule is called f iring below).
Now, even with the rule of firing there are still formulae that cannot be
understood (in the sense of being judged either true or false) even though they
are classically valid. One example is Peirce’s Formula.
((ϕ → χ) → ϕ) → ϕ (9)
We use (4) once and reach
(ϕ → χ) → ϕ ϕ (10)
Now however we are stuck. There is no rule that allows us to reason with our
assumption. (We shall actually show below that this is so.) This is an interesting
406 M. Kracht
fact inasfar as it shows that there are barriers inherent in the process of simply
unpacking formulae. These barriers result from the fact that understanding
formulae is connected with being able to tell effectively whether they are true.
I will now present a formal account of the various notions presented so far. This
will be a model of what is going on in the mind of a person. We fix a language
L of propositions or formulae, with certain syntactic rules. L contains certain
variables and constants and operators, such as “→”, “∧”. Second, fix a set M of
phematic signs (denoting modes). A judgement is an element of M × L, that is,
a pair “ϕ”, where “” is a phematic sign and “ϕ” a member of L. Notice that
a judgement applies to the formula “ϕ”. At present the only phematic signs
are “” and “”, which stand for acceptance and supposition, respectively.
(To call supposition a judgement is stretching the intuition somewhat but I can
think of no better name.)
A conditional judgement disposition has the form “ ϕ” where is a
set of formulae and “ϕ” is a judgement. A theory is a set of conditional
judgement dispositions. Our theory of the world is thus described by a set of
conditional judgement dispositions. There is no condition on this set; it may
even be inconsistent. The state of a reasoner is a triple T, S, A such that T
is a theory, S a sequence of (marked) formulae called slate, and A is empty or
contains one judgement. Reasoning proceeds by passing from one triple to the
next. All three components of the triple are time dependent, though we shall
keep T fixed throughout, to keep matters simple. When T is empty, it will be
dropped. Slates are short term devices to keep track of one’s acts. Once we
have made a judgement we need to store it in the slate or else it will be lost.
Hence we proceed from T, S, ϕ to T, S ϕ, ∅ and not to T, S, ∅. This
would be a rather pointless procedure, though logically entirely correct. The
fact that S now contains ϕ means that we can retrieve ϕ for further use.
For the construction of slates we have a constructor “”.11 “ϕ” indicates
that “ϕ” is an assumption. This is reminiscent of line-by-line deductive systems
where vertical lines are drawn to symbolise the area of validity of a particular
premiss. In a slate a premiss takes scope to its right but not to its left. Thus, if
the slate has the form S ϕ S , then “ϕ” is valid throughout S . The judgement
window A is thought to be placed at the end of the slate. Thus all assumptions
are visible for A. We shall give some basic rules of transitions. The arrow
11 The article [9] came to my attention long after I wrote this paper. In it, Kearns actually uses a
Notice that reasoning proceeds from state to state, the previous states are
inaccessible. The definition says which states are derivable from which other
states. As matters stand, every state therefore depends on a prior state. Still,
there is a notion of a state that can be unconditionally derived. To establish
such a notion we need to know whether that formula can be derived given
any starting state. Since that notion defies verification the reasoner can instead
resort to a different notion, that of an axiom.
Definition 3 Let = {δi : i < n}. Write T ϕ if T, , ϕ is derivable,
where := δi : i < n. If = ∅ it can also be dropped.
We shall now look at some examples in more detail. I shall show that any agent
can be brought to consent unconditionally to an intuitionistically valid formula
in →. All formulae that are not intuitionistically valid require some nonempty
T to derive them.
The lines in these examples show the state of a person at a given time. Time
is implicit (not represented) and is thought to proceed top to bottom. The
column labelled S shows the slate at the given moment; the column labelled A
shows us the judgement act at that time. We assume T to be empty, though any
other T will do, by Proposition 4. It is therefore not shown here. The rightmost
column shows the rule that has been used; it is not part of the state.
S A
ϕ
ϕ ∅ (11)
ϕ ϕ
ϕ→ϕ
We begin with some remarks on derivations. If there is a derivation of S, A
then there also is a derivation of U S, A for any U. Simply prefix the slate
of every state of the proof with U.
Gnosis 409
Proof Intuitionistic logic for “→” is characterised by two axioms and one rule:
the axioms are FD (derived in Table 1) and ϕ → (χ → ϕ) and the rule is MP
[16]. We derive the second formula as follows.
S A
∅ ϕ
ϕ ∅
ϕ χ
(12)
ϕ χ ∅
ϕ χ ϕ
ϕ χ →ϕ
ϕ → (χ → ϕ)
Now we show closure under MP. Suppose the reasoner unconditionally accepts
“ϕ → χ” and “ϕ”. Then he derives ∅, ϕ → χ and from there ϕ → χ, ∅.
Denote this derivation by 0 . Now, take a derivation of ∅, ϕ and prefix
S A
∅ ϕ → (χ → ψ)
ϕ → (χ → ψ) ∅
ϕ → (χ → ψ) ϕ→χ
ϕ → (χ → ψ) ϕ →χ ∅
ϕ → (χ → ψ) ϕ →χ ϕ
ϕ → (χ → ψ) ϕ → χ ϕ ∅
ϕ → (χ → ψ) ϕ → χ ϕ ϕ
ϕ → (χ → ψ) ϕ → χ ϕ χ →ψ
ϕ → (χ → ψ) ϕ → χ ϕ χ →ψ ∅
ϕ → (χ → ψ) ϕ → χ ϕ χ →ψ ϕ
ϕ → (χ → ψ) ϕ → χ ϕ χ →ψ χ
ϕ → (χ → ψ) ϕ → χ ϕ χ →ψ ψ
ϕ → (χ → ψ) ϕ → χ ϕ ψ
ϕ → (χ → ψ) ϕ →χ ϕ→ψ
ϕ → (χ → ψ) (ϕ → χ ) → (ϕ → ψ)
(ϕ → (χ → ψ)) → ((ϕ → χ ) → (ϕ → ψ))
410 M. Kracht
We shall show that in fact only intuitionistically valid formulae are deriv-
able. Hence not all theorems of classical logic can be derived. Put
σ (S) := {ϕ : ϕ ∈ S} (13)
Notice that this does not apply to ϕ; that is, we cannot show that
σ (S) Int ϕ if S, ϕ is derivable. For the latter is always derivable. Now, if
∅, ϕ is derivable, so is also ϕ, ∅. Hence, every unconditionally a priori
accepted formula is intuitionistically valid. It follows that Peirce’s formula is
not accepted unconditionally a priori.
S A
S ϕ→χ
S ϕ → χ ∅
S ϕ → χ ϕ
(14)
S ϕ → χ ϕ
∅
S ϕ → χ ϕ ϕ
S ϕ → χ ϕ χ
S ϕ χ
Notice also that since we may drop all premisses of the form ϕ from S, it is
enough to study only derived dispositions of the form ϕ.
So, what then happens to Peirce’s formula? We can try to get it by using
DT. In that case, the agent assumes “(ϕ → χ) → ϕ” and sees whether he can
consent to “ϕ”. The assumption is an implication, so he may try to assume the
premiss, “ϕ → χ”. This gets him the conclusion but leaves him with showing
“ϕ → χ”. We know of course that no matter how he turns matters around he
cannot do it. But it is enlightening to try it out anyway.
One of the advantages of this model is that it allows to represent the difference
between (15a) and (15b).
If ϕ then χ. (15a)
T S A
T S A
ϕχ ϕ
ϕχ ϕ
ϕ χ ϕ ∅ (17a)
ϕ χ ϕ ∅
ϕ χ ϕ χ
ϕ χ ϕ χ
ϕχ ϕ→χ
T S A
ϕ →χ ϕ
ϕ →χ ϕ ∅
ϕ →χ ϕ ϕ→χ T S A
(17b)
ϕ →χ ϕ ϕ → χ ∅ ϕ→χ ϕ→χ
ϕ →χ ϕ ϕ → χ ϕ
ϕ →χ ϕ ϕ → χ χ
ϕ →χ ϕ χ
In (17a) the theory contains the simple disposition “ϕ χ”, while in (17b) it
contains the ‘coded’ version “ ϕ → χ”. While the simple disposition “ϕ χ”
can be used directly, the disposition “ ϕ → χ” must be recalled and then used
for reasoning via Firing. However, if used on the sentence (15a) the reasoning
is much faster. This is because the target of judgement is known to the person
verbatim.
In the other cases, however, phrasing it as in (15b) makes it easier for the
reasoner to follow. He has to do less work for each individual claim. He can
asses the validity by looking at A almost step by step.
It is an interesting question to ask how someone comes to acquire “ϕ χ”
as opposed to “ ϕ → χ” into his theory. Basically, as we observed earlier,
“ϕ χ” corresponds to a disposition learned by experience. Unlike the latter
it does not use any linguistic sign to encode the relation between “ϕ” and “χ”.
Gnosis 413
However, “ ϕ → χ” does just that and is typically the result of explicit (i. e.
verbal) instruction or thought process.
9 Conversion
I shall now return to the rules -Conversion and -Activation. The reason that
we need these rules is the following. The slate contains only assumptions and
facts, not judgements. Thus if we have made a judgement we need to record it
as a fact. If the phematic sign is “” we simply store the formula itself. But in
other cases we need some way to encode the character of the judgement. If the
dimension is falsity, for which we use the sign “”, we use ordinary negation.
Thus the corresponding rule is this.
T, S, ϕ T, S ¬ϕ, ∅ (18)
In addition, we need an inverse rule of “deconversion”:
T, S ()¬ϕ S , A T, S ¬ϕ S , ϕ (19)
Here, ()¬ϕ means that the formula ¬ϕ is either fact or assumption. We can
also write this as
If ()¬ϕ ∈ S then T, S, A T, S, ϕ (20)
Notice again the asymmetry. Once a judgement has been issued we can only
put it on top of the slate, but it can be recalled from anywhere inside it. An
alternative route to record the judgement “” is by judgement conversion.
Let σ σ abbreviate the conjunction of σ σ and σ σ . Then we can
alternatively add the following pair of rules.
T, S, ϕ T, S, ¬ϕ (21)
Dropping T and S we can further simplify this notationally to
ϕ ¬ϕ (22)
If the dimension is potentiality the rules are as follows.
ϕ 3ϕ (23)
The general form of these rules is this. For each judgement sign “” we need a
corresponding unary operator “O ” together with the pair
ϕ O (ϕ) (24)
The conversion rules can also be seen as rules explaining the content of the
operator “O ”. They connect a phematic sign with some expression. Likewise
we need rules that define the meaning of ordinary expressions like /man/. Once
we have an internal correlate to this expression, that is, once there is a concept
of manhood that we possess, we like to connect it to the word /man/. The way
to do this is by a similar rule of judgement conversion:
man(x) man (x) (25)
414 M. Kracht
This says that we judge x “man” just in case we judge x “man ”. It is standard
to call “man” the exponent (or signifier) and “man ” the meaning. However, it
is not possible to say this on the basis of the rule. The rule is ignorant about the
distinction between signifier and signified. What makes “man” an exponent
is merely the fact that it is part of English while “man ” is not. This must
be supplied elsewhere. The rule system itself allows to mix expressions and
meanings.12
Furthermore, I can link an expression of one language to an expression of
another. I can have as part of my judgement dispositions the following rule
relating the Hungarian expression /ember/ to the English expression /man/.
ember(x) man(x) (26)
On the other hand I could also have the following rule:
ember(x) man (x) (27)
In fact, I could even have both of them. All of these options seem to correspond
to reality. Speakers that have learned a foreign language like to translate the
sentences of that language into their own before they can access the meaning.
It is therefore suggested here that what they possess is not a direct link from
words of the foreign language to the concept but rather to their counterpart
in their own language, though they might acquire one on the way. So, what
they internalized is the conversion rules 26 rather than the rules 27 of a native
speaker. A bilingual speaker would have both (25) and (27).
I shall now look at a special predicate, namely the truth predicate. Recall
that the predicate “It is true that”, formally “T”, is semantically rather vacuous.
For if ϕ is true, so is T(ϕ), and conversely. Moreover, as Tarski has pointed out,
the truth predicate is a dangerous device that leads to inconsistency. So what
to do?
Consider the sentence
It is true that it is raining. (28)
What does it take to understand this? The obvious proposal is to say that “ϕ
is true” is nothing but “ ϕ”. Thus, the formula describes a judgement (or a
disposition, whichever). Notice, however, that then we cannot represent the
idea that (28) is true. This would require writing
It is raining. (29)
12 This may sound dangerous and confused. How, for example, are we to understand the expression
“man(x)” if English has no such syntax? And what is the point of introducing internal correlates?
My answer is this. First, “man(x)” is a piece of notation saying that the word /man/ is judged correct
for x. If you dislike my notation, choose another. Second, there is no need to introduce an internal
correlate. The mind can (and often does) take the words as standing in for themselves. There
simply are two roads to the concept: either by having it in the first place (under whatever name)
and then connecting a word to it, or by getting the word and learning to use it in accordance to the
concept without adding a different name to it.
Gnosis 415
However, “” cannot be used that way. The judgement sign attaches only to a
formula, not to a judgement. What it technically says is “there is a disposition
to consent to there being a disposition to consent to that it is raining” or
something of that sort. It is a second order notion. I claim that it does not
exist inside my head. And this is because the disposition of myself to consent to
some formula is not what I can apprehend. Recall that apprehension requires a
syntactic object, a formula. Facts are not apprehended. You don’t judge seeing
something; you only judge seeing something as something. Thus all I can do is
consent to “ϕ” and see myself doing that. The disposition has to be enacted in
order to become visible. Once I have observed myself giving consent to “ϕ” I
can express that in the thought: “ϕ is true”, or formally “T(ϕ)”, with “T” the
exponent of my own truth predicate. Thus, the rule of judgement for “T(ϕ)” is
this: judge “T( p)” true if ϕ. We get the following rule of judgement conversion.
ϕ T(ϕ) (30)
recall that I had reached that point before. I smile and leave. I refuse to do any
more work on that.
The logician in me might protest, thinking: how can the same thing be both
true and false? And how come you didn’t see it coming? Here I wish to answer
only the second complaint: because understanding is an act that unfolds in
time. It is an act that we may also refuse to perform or put to its proper
(?) conclusion. Normally, facts radiate to some degree. Our mind produces
conclusions in an instant. The word /Berlin/ invokes images in me that the
word and its meaning do not support; they are real for me, I have lived there
long enough for them to be automatic. But the radiation only goes a certain
way; I do not immediately start to picture everything I know about it, only a
little bit. And the same for the sentence above. The words it has in it typically
do not radiate very much. Since we have no intuitions about the sentence at all,
we go the pedestrian’s way, converting the words into representations, until we
either wake up to the fact that we have been fooled, or give up without result
at some point.13
I shall briefly turn to the connection with linguistics. This will be dealt with in
more detail in the sequel to this paper, [13]. A few things however are helpful
in seeing the relevance of the entire discussion. The claim I am advancing is
that linguistic meaning is not exclusively denotational in the standard sense; it
also encodes a kind of process meaning for the sentence.
Let me call an act of judgement a noetic act. Understanding, or gnosis,
is a sequence of noetic and other acts (for example, scheduling the rule
applications). Phatic acts are by contrast the public articulations of judgement.
They should not be confused with speech acts nor with noetic acts. Noetic acts
happen in the mind, phatic acts are acts of public expression. The crucial fact
now is that a judgement can be arrived at in different ways. What appears to
be logically identical may nevertheless be distinct at the level of gnosis. I give
a simple example. The sentence “John is tall.” may be seen as true simpliciter.
tall ( j) (33)
We may however arrive at it in two steps. We picture John, and then judge that
he is tall. This is a two step process. This process can be recaptured symbolically
as a conditional judgement.
x = j tall (x) (34)
(34) can be part of our judgement dispositions.
Essentially, I propose that sentence meanings do not take the form of
propositions but rather that of judgement dispositions. Thus, I claim that
(33) and (34) are genuine representations. The division into assumptions and
judgements I call the phatic contour of that sentence. Notice that the phatic
contour is not to be confused with a sequence of phatic acts. If it were, (34)
would then be short for two phatic acts:
Suppose: “x is John” is true.
Then: “x is tall” is true.
But just as enactment of dispositions into a sequence of acts is not the same
as the disposition itself, so the phatic contour is different from the sequence
of phatic acts. In my view it is inappropriate to analyse (34) as containing a
hidden imperative (“suppose”) or a separate act of supposition. If you wanted
to express that sequence you’d better say something like the following.
Consider John. He is tall. (35)
Rather, in my view, (34) contains a single act, that of stating tallness of x, but
it is conditional on x being John. Thus there is a single phatic contour for
the entire sentence. The phatic contour is determined by the topic and focus
articulation or, similarly, the division into theme and rheme (see [17]). Given
the contour (34), /John/ is the theme, /is tall/ is the rheme. Note that I am
not concerned here with the linguistic encoding of the phatic contour. This will
be left for another occasion. I am interested here in demonstrating that it can
be motivated from the gnostic process.
The phatic contour contains a third element, the pheme (see [21]). It
expresses the phatic dimension. For example, “John is not tall.” may be given
the contour
x = j tall (x) (36)
And “John might be tall.” may be given the contour
x = j tall (x) (37)
Notice that in addition to asserting the falsity of “John is tall.”, the sentence
“John is not tall.” can also be used as a rejection of the judgement, that is, to
declare that the judgement fails. The contour would thus be14
x = j tall (x) (38)
If the phatic contour were factually denotational it would say something about
the actual occurrence or the like of judgement acts. But that seems to me a
wrong way of putting things. Rather, I consider the phatic contour an offer
on the part of the speaker: speaker proposes a way to assess the logical (truth
conditional) content of his message. Hearer may comply but might be forced to
abandon this and perform his own gnosis. The crux is now this. As we have seen
earlier, different phatic contours can make a difference in processing effort;
14 Once again, note that “” denotes the act of coming to a negative conclusion, that is, rejecting
the judgement.
418 M. Kracht
some ways of saying the same are simpler than others, though we have also
seen that that depends on the state of the listener.
11 Variations
12 Conclusion
The present paper has tried to develop a somewhat more realistic model of
reasoning. It is based on the idea that reasoners can pay attention only to one
formula at a time. When asked whether a formula is true they either know the
answer off hand or have to decompose it to see what is inside. If its structure
conforms with the unpacking mechanism they can arrive at an answer. If not,
difficulties arise that they may not effectively be able to resolve.
One result of this paper is that the logic resulting from this process oriented
view on logic is intuitionistic logic and not classical logic. In this connection it is
important to emphasise that the rule system above is only a proposal, nothing is
sacrosanct about it. Moreover, since it makes empirical predictions about ease
of understanding, it would be desirable to check the predictions empirically.
Though there is some latitude, it seems to me quite a robust property that the
calculus derives intuitionistic logic, not classical logic.
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