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BEETHOVEN 1806
AMS Studies in Music
Editorial Board
Mark Ferraguto
1
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
1 3 5 7 9 8 6 4 2
Printed by Integrated Books International, United States of America
For Lisa
Contents
List of Figures ix
List of Tables xv
List of Music Examples xi
List of Appendices xvii
Acknowledgments xix
List of Abbreviations xxi
Introduction 1
1 After Leonore 17
2 Music for a Virtuoso: Opuses 58 and 61 47
3 Music for a Diplomat: Opus 59 70
4 Music for a Culture Hero: Opus 60 113
5 Music for a French Piano: WoO 80 148
6 Music for a Playwright: Opus 62 177
Conclusion: “Everyday” Beethoven 207
vii
Figures
ix
x List of Figures
6.2 “Veturia,” from Heroines of History (1530–62). Engraving by Virgil Solis.
The British Museum. 194
6.3 Coriolan et Véturie, ou le respect filial (1790). Engraving by Jean-Jacques
Avril after a painting by Jean-Jacques François Le Barbier. The British
Museum. 196
6.4 Veturia fordert Coriolan auf, die Stadt zu verschonen (1809). Engraving by
Vincenz Georg Kininger after a painting by Heinrich Friedrich Füger.
Österreichische Nationalbibliothek. 197
Music Examples
xi
xii List of Music Examples
3.7 Beethoven’s Quotation of “Singe, sing’ein Lied” in Op. 59,
no. 3, ii. 107
a. “Singe, sing’ein Lied” (Ty wospoi, wospoi, mlad Shaworontschek),
as it appears in the Allgemeine musikalische Zeitung (July 25, 1804).
b. “Singe, sing’ein Lied,” mm. 1–2, displaced by one beat.
c. Beethoven, String Quartet No. 9 in C Major, Op. 59, no. 3, ii,
mm. 1–5.
4.1 Comparison of first-movement retransition sections. 125
a. Haydn, Symphony No. 102 in B-flat Major, Hob. I:102
(Paris: Ignaz Pleyel, 1803)
b. Beethoven, Symphony No. 4 in B-flat Major, Op. 60
(Bonn: N. Simrock, 1823)
4.2 Comparison of opening themes. 130
a. Haydn, Symphony No. 102 in B-flat Major, Hob. I:102
(Paris: Ignaz Pleyel, 1803)
b. Beethoven, Symphony No. 4 in B-flat Major, Op. 60
(Bonn: N. Simrock, 1823)
4.3 Onset of transition. 136
a. Haydn, Symphony No. 102, iv, mm. 37–45
b. Beethoven, Symphony No. 4, iv, mm. 24–32 (cf. 192–210)
4.4 Auxiliary idea in S-Space. 137
a. Haydn, Symphony No. 102, iv, mm. 78–85 (cf. 234–41)
b. Beethoven, Symphony No. 4, iv, mm. 42–9 (cf. 230–9)
4.5 Closing (postcadential) idea. 138
a. Haydn, Symphony No. 102, iv, mm. 110–17 (cf. 298–305)
b. Beethoven, Symphony No. 4, iv, mm. 88–95 (cf. 266–73) 138
4.6 “Crisis” in developmental space. 139
a. Haydn, Symphony No. 102, iv, mm. 165–74
(cf. 86–9, 242–5, 286–9)
b. Beethoven, Symphony No. 4, iv, mm. 169–76
(cf. 64–77, 242–8, 290–4)
4.7 Retransition. 140
a. Haydn, Symphony No. 102, iv, mm. 208–17 (cf. 181–8)
b. Beethoven, Symphony No. 4, iv, mm. 181–9 (cf. 290–9)
4.8 “Joke” in coda space. 141
a. Haydn, Symphony No. 102, iv, mm. 272–85
b. Beethoven, Symphony No. 4, iv, mm. 345–55
5.1a Johann Baptist Cramer, Étude pour le piano forte en quarante deux
exercises dans les differents tons (Paris: Erard, 1804), No. 18. 158
5.1b Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 8. 159
List of Music Examples xiii
5.2a Johann Baptist Cramer, Étude pour le piano forte en quarante deux
exercises dans les differents tons (Paris: Erard, 1804), No. 19. 159
5.2b Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 20. 160
5.3a Daniel Steibelt, Étude pour le pianoforte contenant 50 exercices de différents
genres (Leipzig: Breitkopf & Härtel, 1805), No. 22. 160
5.3b Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 22. 161
5.4 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), Coda (mm. 275–80). 162
5.5 Beethoven, Sonata No. 23 in F Minor, Op. 57 (“Appassionata”)
(Vienna: Bureau des Arts et d’Industrie, 1807), iii, Coda (mm. 325–61). 166
5.6a Beethoven, Piano Concerto No. 4 in G Major, Op. 58
(Vienna: Bureau des Arts et d’Industrie, 1808), i, mm. 104–7. 169
5.6b Beethoven, Piano Concerto No. 4 in G Major, Op. 58
(Vienna: Bureau des Arts et d’Industrie, 1808), i, mm. 275–9. 169
5.7 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), Theme. 170
5.8 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 3. 171
5.9 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), End of No. 31 through
Start of Coda (mm. 256–67). 173
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romantic influence, and find their chief expression in his symphony,
'In Autumn Time,' which has been produced by the San Francisco
Symphony Orchestra, under Henry Hadley's direction. His music is
strongly melodic, an infrequent modern characteristic, warm in
emotional quality and of well-balanced and rounded formal
construction, though little touched by ultra-modernism. Of a number
of songs 'The Deep Sea Pearl' may be singled out for its quality of
haunting beauty, and a setting of Tennyson's 'Eagle' for descriptive
power. A 'Romantic Fantasy' and 'Midwinter Idyl,' both for violin and
piano, are extremely melodious, and show a sympathetic
management of violin writing.
Herman Perlet, another of the San Francisco group, wrote the music
for the Grove Play of 1913, 'The Fall of Ug,' text by Rufus Steele.
The themes show a considerable power of characterization and a
lively and elastic rhythmic sense. Perlet's tone-poem 'Mount
Tamalpais,' was heard, under the composer's direction, in San
Francisco in June, 1912, and called forth warm praise from the critic
of the 'Call.' While not an avowed nationalist or 'aboriginalist,' he has
based this work upon a theme of the Lake County Indians. A
'Symphonic Suite' and a 'Symphonie Spirituelle' are of more recent
date.
Nathaniel Clifford Page (b. 1866), at one time associated with the
San Francisco group, but who later removed to the East, is a
composer of a high order of musicianship. He has an early opera,
'The First Lieutenant,' produced in San Francisco in 1889, as well as
two later operas, and has written much incidental and entr'acte
music for plays. An orchestral 'Caprice' is an astonishing display of
orchestral and contrapuntal ingenuity, and his part song on lines
from the opening of Keats' 'Endymion' shows a highly refined sense
of beauty.
VIII
The classical tendency, by which is commonly meant the impulse to
compose in the 'cyclic' forms, is seldom manifested by women
composers, for reasons which have been variously explained, or for
which explanation has been attempted. Whatever the true reason
may be, it is, in fact, wholly on the side of romanticism, with the
possible exception of literary tendencies in the choice of poems for
songs, that all the women composers coming within the scope of
this chapter are found. One of the most gifted of these is Mabel
Daniels (b. 1878), who has the distinction of having won both prizes
offered for women composers in the competition of the National
Federation of Musical Clubs for 1911, the first with a song for
soprano, 'Villa of Dreams,' poem by Arthur Symons, and the second
with two three-part songs for women's voices with accompaniment
of pianoforte and two violins, 'Eastern Song,' the author of the text
not stated, and 'The Voice of My Beloved,' the text selected from the
'Song of Solomon.' 'Villa of Dreams' is a broadly conceived aria,
essentially melodious, and harmonically modern in the general sense
of being free in modulatory treatment, without crossing the border
line of ultra-modern chord effects. It is fluent in inspiration and
authentically poetic. Miss Daniels' most significant work is a poem
for baritone and orchestra. 'The Desolate City' (W. S. Blunt),
produced at the Peterborough festival in 1913, and later by the
Chicago orchestra in Syracuse, the composer conducting. 'Love,
When I Sleep,' on original verses which show the composer to have
a marked poetic gift, from three 'Songs of Damascus,' is notable for
its melodic warmth. A 'Fairy Scherzo' for orchestra was conducted by
the composer at the MacDowell Festival at Peterborough, N. H., in
August, 1914.
A. F.
CHAPTER XIV
NATIONALISTS, ECLECTICS, AND ULTRA-MODERNS
I
No American composer stands forth with a more sharply defined
individuality than Henry F. Gilbert, and none has given himself with
greater ardor to the accomplishment of something truly American in
musical art. The ultimate stature of an artist finds a certain measure
of adumbration in the absorptive and impressionable capacity of his
early years. With Gilbert this capacity was exceptionally large and
sensitive. As a mere boy in his teens he had an insatiable curiosity
concerning every discoverable phase of the world's music, and at
that age, while America was still in the throes of the Wagner
controversy, he was thoroughly familiar with the music of the entire
group of now famous French, Russian, Bohemian, and other
composers, whose names at that time were wholly unknown on this
side of the water, and comparatively little known at home. At the
same time he gained an authoritative knowledge of the folk-songs of
the world, and made extensive studies into remote aspects of the
world's literature. Gilbert was born in Somerville, Mass., in 1868, and
studied for a time with MacDowell, in Boston, but he never had
much academic training. Concerning his formative influences, the
composer may be allowed to speak for himself, as he has done in
the following words:
A. F.
The 'Symbolistic Studies,' comprising opera 16, 17, 18, and 24, are
tone-poems with a generic title. The composer describes them as
being 'program music, the program of which is merely suggested,'
an attempt, in other words, to create a form that shall offer the
composer the means of unrestricted expression, while its musical
coherence shall preserve an intrinsic worth and general appeal as
absolute music. In the 'Impressions of the Wa-Wan Ceremony' (opus
21) and the 'Navajo War Dance' (opus 29) Mr. Farwell has made
further interesting and effective treatment of the Indian color. The
set of pieces comprised under the former title contains some very
atmospheric pages in which the strange monotony that marks the
Indian song is obtained by novel uses of diatonic material at once
bold and beautiful. The barbaric crudity is still further implied in the
'Navajo War Dance,' where Farwell has renounced almost all defined
harmony, preserving only the vigorous rhythm of the dance in the
bold intervals of the Indian melody.
Mr. Farwell was one of the first composers to write music for the so-
called community pageants. In the 'Pageant of Meriden' and the
'Pageant of Darien' he has obtained a remarkable success by the
masterly skill with which he has welded the diffusive elements of
pictorial description, folk-song suggestion, dances and choruses, into
a coherent and artistic whole. Equally successful along similar lines
was Farwell's music for Louis N. Parker's play, 'Joseph and His
Brethren,' and Sheldon's 'Garden of Paradise.'
In some of his shorter songs Farwell has again made some valuable
contributions to the nationalistic development. Besides the
interesting cowboy song, 'The Lone Prairie,' already mentioned (see
Chap. VII), there is a remarkable utilization of the negro element in
'Moanin' Dove,' one of the 'negro spiritual' harmonizations beautiful
in its atmosphere of crooning sadness. In concerted vocal music
Farwell has made a setting of Whitman's 'Captain, My Captain' for
chorus and orchestra (opus 34), a 'Hymn to Liberty,' sung at a
celebration in the New York city hall (1910); some male and mixed
choruses, and part-songs for children.
B. L.
Harvey Worthington Loomis occupies not merely a unique place in
American music, but one which is elusively so, and difficult of both
determination and exposition. To place the delicate and fragile spirit
of a Watteau or a Grétry in the midst of the hurly-burly of American
life would seem a sorry anachronism, as well as anatopism, on the
part of the Providence which rules over the destinies of art. Yet it is
some such position that Loomis occupies, a fact which tends to
explain why he has not received the attention at the hands of his
countrymen that the rare originality, charm, and finish of his work
merit. The court of Louis XVI would have opened its palaces and
gardens to him, but the America of the twentieth century with
difficulty finds standing room for him in the vestibule. Bringing with
him such a nautilus-like spirit as animated the artists of an earlier
France, he matured it in an America which as yet knew scarcely
anything of any musical system or spirit beyond the German. It is,
therefore, a wholly amazing phenomenon of art that, out of
materials thus solid, Loomis contrived to fashion his aerial and
delicately tinted fairy edifices of tone, of a character totally different
from those of Teutons of the subtler sort, and foreshadowing the
achievements of the later Frenchmen with a newly devised medium
at their command. It is evidence of the purest kind of the yielding of
matter to spirit.
II
If, thus early, it may be said that the many musical ideals and
influences which have struck root in America have centred and
blended in any single composer, that composer is Frederic Ayres.
The true eclecticism which constitutes the latest phase of American
development, to have value for musical art, must necessarily involve
the complete submergence and assimilation of hitherto unreconciled
influences in a single new creative personality. Of such a new and
authentic American electicism Ayres stands forth so clearly as the
protagonist that a claim for him in this rôle will hardly be successfully
disputed. This occupation of such a position is, however, a purely
spontaneous circumstance, arrived at by obedience to no theory, but
only through creative impulse.
The trio for piano, violin, and 'cello (opus 13) abounds in supreme
qualities of freshness and spontaneity. Taken as a whole, it is typical
of the manner in which the composer rises, easily and blithely, out of
the ancient sea of tradition into the blue of a new and happier
musical day. The work was first heard on April 18, 1914, at a concert
of the Cincinnati Conservatory of Music, and has since had various
public performances. The violin sonata (opus 15) is of great beauty
and rich in characteristic qualities, and presents an interesting study
in formal originality. A piano sonata (opus 16) and a 'cello sonata
(opus 17) have been completed. Ayres has written songs of
surpassing loveliness and originality. His 'Sea Dirge,' a setting of
Shakespeare's 'Full Fathom Five,' from 'The Tempest,' reveals a
poignancy of imagination and a perception and apprehension of
beauty seldom attained by any composer. Other highly poetic
Shakespeare songs are 'Where the Bee Sucks,' 'Come Unto These
Yellow Sands,' 'It was a Lover and His Lass.' A richly colored vocal
work is 'Sunset Wings' (opus 8), after Rossetti. 'Two Fugues' (opus
9) and 'Fugue Fantasy' (opus 12), for piano, of American
suggestiveness, Indian and otherwise, are striking tours de force of
originality. The 'Songs of the Seeonee Wolves' (opus 10), from
Kipling's 'Jungle Book,' are vivid presentations of the composer's
conception of the call of the wild. Ayres was born at Binghamton, N.
Y., March 17, 1876, and lives in Colorado Springs, Col.
The pianoforte sonata in F minor (opus 4), with which the composer
took the National Federation of Musical Clubs' prize in the 1909
competition, is a massive work of great breadth of conception. The
second movement shows Shepherd's peculiar power of evoking
deeply subjective moods; it presents an almost ghostly quality of the
elegiac and has much of nobility. The third movement makes bold
use of a cowboy song and has a magnificent original melody of a
broad Foster-like quality, but the composer holds 'nationalism' to be
merely incidental to a broader artistic function. He rises to an
unusual naturalness in this movement, which, like the others, is
highly virile. 'The City in the Sea,' a 'poem for orchestra, mixed
chorus, and baritone solo,' on Bliss Carman's poem, is a large work
of extraordinary modernity and individuality. 'Five Songs' (opus 7)
are worthily representative and contain much of beauty. There are
also 'Theme and Variations' (opus 1), and 'Mazurka' (opus 2), for
pianoforte, and a mixed chorus with baritone solo, 'The Lord Hath
Brought again Zion.'
Noble Kreider, through the possession of that more exalted sense of
beauty and flashing quality of inspiration which illuminates only the
rarer musical souls of any period, takes his place with those in the
forefront of American musical advance. In this capacity, however, his
place is less that of a militant than that of a standard-bearer of
ideals of beauty. He has the further distinction of being the only
American composer, of first rank at least, who has found the
complete expression of his personality and ideals through the
medium of the piano, and who, as an inevitable corollary of this
circumstance, has more intimately and sympathetically than any
other made the piano speak its own proper language. American
composers write seriously, and sometimes admirably, for the piano
now and then; Kreider lives and breathes through it. It responds to
him sensitively and with its whole soul, as it did to Chopin. It has
become identified with his imaginative quality.
III
In the modification of the romantic through the influence of the
ultra-modern school, the musical development of Campbell-Tipton
presents a circumstance which is typical of the experience of many
American composers whose formative period coincides with the
present transitional epoch. The style of the composer's earlier work
rested upon a broad Germanic basis, modern, yet scarcely having
passed from the modernity of Liszt to that of Strauss. His work in the
earlier vein is vigorous, structurally firm, definite in its melodic
contours, and warm in its harmonic color. Force of personality
asserts itself, even if the means employed are not highly
individualized and lean overheavily upon tradition. To this period
belong 'Ten Piano Compositions' (opus 1); 'Romanza Appassionata'
(opus 2), for violin and piano; 'Tone Poems' (opus 3), for voice and
piano; two 'Legends,' and other works, especially songs. The
culminating expression of this period is the 'Sonata Heroic,' for
piano, a work of solidity and brilliance, in one broadly conceived
movement. It is quasi-programmatical and is founded upon two
themes, representing the 'Hero' and the 'Ideal,' the latter in
particular being a melody of much warmth and beauty. These are
variously interwoven in the development section, and lead to a
return upon the second theme and a climax upon the heroic theme.
The work has had various public performances in America and
Europe. 'Four Sea Lyrics,' for tenor with piano accompaniment, on
poems by Arthur Symons, belong, broadly speaking, to the period of
the sonata. They are works of distinguished character, 'The Crying of
Water' being especially poignant in its expressiveness. The
somewhat elaborately worked out 'Suite Pastorale' (opus 27), for
violin and piano, and 'Two Preludes' (opus 26), mark no particular
departure in style, except that the second of the latter is so modern
as to have no bar divisions.
With the 'Nocturnale' and 'Matinale' (opus 28), especially the former,
comes a marked departure toward impressionism and ultra-modern
harmonic effect, with a gain in color and a corresponding loss in
structural quality. The 'Four Seasons' (opus 29), symbolizing four
seasons of human life, bear out the tendency toward impressionism
and harmonic emancipation, and at the same time seek a greater
substantiality of design and treatment. There is an 'Octave Étude'
(opus 30), for piano, and a 'Lament' (opus 33), for violin and piano.
Among other songs are 'A Spirit Flower,' 'Three Shadows,' 'A Fool's
Soliloquy,' 'The Opium Smoker,' and 'Invocation.' An opera is in
process of completion. Campbell-Tipton was born in Chicago, in
1877, and lives at present in Paris.
The song mentioned is one of a set of four which first brought the
composer into public notice, in 1907. The others are 'Far Off I Hear a
Lover's Flute,' 'The Moon Drops Low,' and 'The White Dawn is
Stealing.' In his treatment of these Indian themes he does not
accentuate their aboriginal character, but enfolds them naturally in a
normally modern harmonic matrix, with very pleasing effect. These
songs were followed by 'Sayonara,' a Japanese romance, for one or
two voices; 'Three Songs to Odysseus,' with orchestral
accompaniment (opus 52); 'Idyls of the South Sea'; and 'Idealized
Indian Themes,' for the piano—revealing various phases of the
composer's versatility and fertile fancy. A representative recent work
is the 'Trio in D Major' (opus 56), for violin, violoncello, and piano, of
which the leading characteristics are melodic spontaneity and
freshness of musical impulse. Everywhere are buoyancy, directness
of expression, motion, but little of thematic involution or harmonic or
formal sophistication. It is the trio of a lyrist; from the standpoint of
modern chamber music it might be called naïve, but the strength,
sincerity and beauty of its melodies claim, and sometimes compel,
one's attention. There are strong occasional suggestions of Indian
influence, probably unintentional on the composer's part, as there is
no evidence revealing this work as one of nationalistic intention. The
trio has been widely performed.
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