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CC/NUMBER 21

MAY 2 1 , 1979

This Week's Citation Classic


Marcatili E A J. Dielectric rectangular waveguide and directional coupler for
integrated optics. Bell Syst. Tech. J. 48:2071-102, 1969. [Bell Laboratories,
Holmdel, NJ]

The transmission properties of a guide by the multiplicity of dielectrics and


consisting of a dielectric rod of rec- the cornered cross-section was enough
tangular cross-section surrounded by to discourage people from tackling the
dielectrics of smaller refractive indices problem. However, I was lucky enough
are determined. This guide is the basic to recognize that the liability of the
component in a new technology called rectangular cross-section could be
integrated optical circuitry. The direc- transformed into a very useful asset. In
tional coupler, a particularly useful fact, it became obvious that the cross-
device, made of two of those guides section of the dielectrics surrounding
closely spaced is also analyzed. [The the core could be divided into a few
SCI® indicates that this paper has been discrete regions and that the elec-
cited over 145 times since 1969.] tromagnetic field in some of these
regions could be neglected.
E. A. J. Marcatili "This approximation simplified the
Bell Laboratories problem to such a degree that the
Crawford Hill Laboratory mathematics needed to solve the trans-
Holmdel, NJ 07733 mission problems became trivial, in
fact, so trivial that even the more com-
July 25, 1978 plicated problem of determining the
"In 1969 my friend and boss, S. E. properties of a directional coupler con-
Miller, came across the wonderful idea sisting of two such guides parallel to
of fabricating the many components of each other was solved in the same
optical transmitters and receivers on a paper.
single substrate using highly sophisti- "Why has this paper been widely
cated but well known photolithographic quoted? I believe there are three
techniques. These devices were very reasons: timeliness, simplicity of the
small (a few microns across), precise, treatment and results, and introduction
insensitive to mechanical and thermal of the new t r ick described above. Let
transients and, if fabricated in large me expand these three points. My
numbers, economical. Integrated op- paper appeared in the same issue of the
tical circuits were supposed to do for Bell System Technical Journal where S.
optics what integrated circuits did for E. Miller introduced the basic ideas of
electronics. integrated optics. 1 This coincidence
"It was immediately recognized that was no accident, and my calculations
the basic component for this new tech- were filling a need created by his ideas.
nology was a waveguide consisting of a Had my article been an exact treat-
dielectric rod of approximately rec- ment it probably would have been so
tangular cross-section, surrounded by complicated that readers would have
other dielectrics of lower refractive in- been 'turned off.' Finally, the trick of
dices. In those days the analytical solu- neglecting the field in some parts of
tion of such a problem was next to im- the guide cross-section was neat and
possible. Even the much simpler ques- has been used in many subsequent ar-
tions of propagation in a dielectric rod ticles. Thus, my paper had not only an
of circular cross-section surrounded by intrinsic value in itself but also provid-
a single dielectric were extremely dif- ed dividends in the form of a simple
ficult to answer. The complexity added mathematical tool useful elsewhere."

1. Miller S E. Integrated optics: an introduction. Bell Syst. Tech. J. 48:2059-69, 1969.

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