ssrn_id3897906_code243450
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ssrn_id3897906_code243450
Paul Craig
1 Introduction
Written constitutions are the norm, unwritten constitutions the rare exception. There is much
that can be said as to the commonalities and differences between them. There are, nonetheless,
two principal variables that underscore the respective forms of constitution, which in turn
impact on the modality of change: the extent to which the constitution is committed to writing,
and the extent which the constitution is perceived to be separate from, and superior to, ordinary
law.
These twin variables are commonly perceived to be linked. There is empirical warrant
for this assumption. The paradigmatic written constitution, which contains the principal
impliedly, constitutional review through which courts subject ordinary statute to review for
will normally be found in a plethora of sources, and ordinary statute will customarily have
There is, however, no a priori normative reason why these twin variables should be
linked in this manner. The embodiment of constitutional norms in a canonical document does
not predetermine the content of the constitution, nor does it impel the conclusion that
constitutional review exercised by a court must be part of the resulting schema. This is
exemplified, as will be seen below, by the UK, where some suggestions for the shift to a written
Emeritus Professor of English Law, St John’s College, Oxford.
cornerstone of the constitutional ordering. It is, by parity of reason, equally possible in principle
to think of an unwritten constitution, the central features of which are markedly similar to those
of the paradigmatic written constitution, such that it is accepted by all relevant players that
ordinary legislative power is bounded by certain structural and rights-based precepts that are
enforced, inter alia, by the courts. The manner through which this might occur will be
It follows from the foregoing that while the extent to which constitutional norms are
second variable is more important in normative terms, and shapes the way in which change is
effectuated. The contrast in this respect is sharp. The foundational starting point of the standard
written constitution is the distinction between law-making through ordinary politics and the
constitution; the latter circumscribes the former, such that the terrain of ordinary politics is
bounded by the constitution. The foundational starting point of the UK unwritten constitution
is that parliamentary sovereignty is the principal constitutional principle; the terrain of ordinary
politics is boundless and parliamentary sovereignty instantiates and elevates ordinary statute
This chapter in honour of Bruce Harris explores the foregoing ideas and their
implication for the modality of constitutional change. Issues of constitutional change within
the unwritten constitution have been one of the main themes in Harris’ scholarship.1
1
See, eg, BV Harris, ‘The Constitutional Future of New Zealand’ [2004] NZLR 269; BV Harris, ‘Constitutional
Change’, in R Miller (ed) New Zealand Government and Politics (4th ed, Melbourne, Oxford University Press,
2006) 115.
The focus then turns to the UK unwritten constitution. It begins with certain
preliminaries as to historical origins. The ensuing discussion considers the horizontal, vertical
and structural provisions of the UK unwritten constitution and the way in which they are shaped
fundamental law, the resultant centrality of parliamentary sovereignty and the ways in which
this was justified over time. The inquiry concludes with the modality and frame for
2 Written Constitutions
(a) Preliminaries
Constitutions have existed for a very long time. This is a trite proposition. The relative
provenance of the ‘modern’ written constitution is, however, contested, as are the criteria that
should count in this respect, and the cause of its emergence. This is not the place for exegesis
on this issue, which could well occupy an article or book. Some sense of the argumentation is,
nonetheless, helpful for the ensuing analysis. Dieter Grimm’s account is helpful in this regard.2
He argues that the modern written constitution should be dated from the American and
French revolutions, and the subsequent constitutional settlements. The term ‘constitution’ can
be found earlier, but it generally denoted ‘the condition or situation of a state’, as shaped by
2
D Grimm, Constitutionalism, Past, Present and Future (Oxford University Press, 2016).
certain “constitution”, and where no constitution could be identified, no state existed’.4 This
older conception of the constitution was thus principally empirical, by way of comparison to
the modern constitution that was normative, insofar as it prescribed how state power should be
established. The modern constitution thus ‘constituted’ rule, it was ‘comprehensive’ in the
sense of regulating the entirety of rule, and also ‘universal’ in that it benefited all persons
subject to rule.5 For Grimm, the distinguishing feature of the American and French
revolutionaries was that their discontent was ‘not limited to the person of the ruler, but
encompassed the system of rule’.6 The forces that shaped the modern constitution appear from
3
Ibid 44.
4
Ibid 44.
5
Ibid 43.
6
Ibid 6.
7
Ibid 128-129.
has been the changing nature of state obligations, principally, albeit not exclusively, through
the emerging conception of the social state, with the consequence that the ‘constitution can no
longer restrict itself to organizing the state apparatus and limiting state power’, but must ‘order
Constitutions vary significantly in terms of the topics covered, and the depth of the coverage.
This is an issue that will be addressed below when considering over-constitutionalization. This
written constitutions, and this is so notwithstanding the obvious fact that different polities may
choose to address such issues in different ways. The common core consists of constitutional
The horizontal dimension speaks to the procedural and substantive rules that establish
and regulate the principal organs of government, their constitution and powers. These rules
classically relate to the legislature, executive and judiciary. They will identify the respective
organs, and specify their powers. Procedural norms will, for example, specify how legislation
is to be passed, whether special majorities are required and the like. Substantive norms will,
for example, denominate the legislature and the nature of its power, the same being true for the
executive and the judiciary. There can be difficulties in defining the institutions that exercise
certain types of power, and there can also be difficulties in deciding on the precise powers that
8
Ibid 135.
This is so for a concatenation of reasons, a principal cause being the duality in the meaning of
the term executive. It can mean the body charged with developing policy and the legislative
agenda; it can also connote the body charged with implementing legislation. The increased use
of agencies that exercise executive powers, and operate outside the strict confines of
departmental structures, has exacerbated the difficulties in identification of the executive and
the delineation of its powers. Constitutional uncertainty concerning the location and scope of
executive power then generates rival theories that give diverse answers to these issues, which
play out not just in law review exchanges, but in high-level politics.
The vertical dimension of the constitution traditionally captures constitutional rules that
regulate the interrelationship between citizen and state. The paradigm situation is rights-based
constraints on government action, through a Bill of Rights enshrined in the Constitution. This
may form part of the initial constitution, as is commonly the case with constitutions created
after 1945. It may be added later through constitutional amendment, as with the US
Constitution. There will then be a range of second order issues that fall to be resolved, most
prominently the rights to be included in the constitutional document. There is significant choice
in this respect, ranging from the traditional focus on civil and political rights, to more expansive
documents that also include social and economic rights, such as the EU Charter of Rights. The
other central issue concerns the reach of the Bill of Rights, whether it operates only on a vertical
plane, or whether it also has a horizontal impact as between private parties. This choice may
be made explicitly in the Bill of Rights, but where there is uncertainty it falls to the courts to
9
P Craig and A Tomkins (eds), The Executive and Public Law: Power and Accountability in Comparative
with the division of power between the federal and state level. A written constitution may also
contain analogous provisions that demarcate the boundaries between central power and that of
regions where there is a measure of devolution. The constitutional criteria used for such
division or demarcation of power are varied, including specification of subject matter and
impact across intra-state territorial boundaries. The criteria often lack pristine clarity, thereby
sowing the seeds for contestation as to the boundaries of power that fall to be resolved in the
courts. This uncertainty can impact diverse issues, including the allocation of regulatory
authority as between the federal and state level, and the federal constraints on state rules
There will, however, always be an unwritten element in all written constitutions, even
those that are more detailed. There may be issues that were never addressed in the constitution,
because they were never thought about by those who drafted the document. There may be
certain constitutional provisions, whether horizontal or vertical, which are set at a high level of
this respect is the constitution’s relative breadth or narrowness, as judged by the range of its
coverage and the detail thereof. To put the point more starkly, constitutions can be relatively
fat or thin. There is no a priori reason to prefer one over the other. The choice betwixt the two
flowing from the founding constituent moment. A range of considerations may well play into
the option thus selected. The choice will perforce have consequences. Thus, other things being
normal politics, or the normal political process is circumscribed. This in turn prompts inquiry
This can be exemplified by discourse in the EU, most notably by Dieter Grimm.10 His
central thesis is that the EU Treaties are over-constitutionalized, with the consequence that
issues are thereby taken off the agenda of normal politics, notwithstanding the fact that they
might be regarded as within the province of ordinary law in Member States: ‘in the EU the
crucial difference between the rules for political decisions and the decisions themselves is to a
large extent levelled’.11 It is inherent in the nature of constitutions that they function as the
framework for political decisions, with the consequence that elections ‘do not matter as far as
constitutional law extends’.12 There may be too little constitutionalism, but there may also be
too much, with the consequence that the democratic process is fettered. 13 While there are no
universally applicable principles for determining the content of a constitution, the ‘function of
constitutions is to legitimize and to limit political power, not to replace it’,14 with the
consequence that constitutions are a ‘framework for politics, not the blueprint for all political
decisions’.15
For Grimm, the EU Treaties fulfil many functions of national constitutions, specifying
matters such as the inter-institutional distribution of power, the mode of law-making, and the
respective competence of the EU and Member States. They also go significantly beyond the
10
D Grimm, ‘The Democratic Costs of Constitutionalization: The European Case’ (2015) 21 ELJ 460.
11
Ibid 470.
12
Ibid 463.
13
Ibid 464.
14
Ibid 465.
15
Ibid 465.
constitutionalized and taken off the agenda of normal politics. The effect of this is further
enhanced by the constitutional doctrines of direct effect and supremacy, which transformed the
four economic freedoms from ‘objective principles for legislation into subjective rights of the
market participants who could claim them against the Member States before the national
courts’.16
This then meant that there were two modes of EU integration. The Treaty precepts could
be advanced through legislation enacted by the EU institutions, or they could be taken forward
through judicial decisions, which were imbued with considerable force through direct effect
and supremacy.17 Member States had limited influence over the latter, and this was particularly
important since the lack of differentiation between the constitutional law level and the ordinary
law level meant that the ‘constitutionalization of the treaties immunizes the Commission and
particularly the ECJ against any attempt by the democratically responsible institutions of the
EU to react to the Court’s jurisprudence by changing the law’. 18 For Grimm, the remedy was
to limit the EU Treaties to their truly constitutional elements and downgrade other Treaty
provisions that were not constitutional nature to the status of secondary law.
This brief excursus into written constitutions ends with consideration of the modality and frame
though which constitutional change occurs. There are four principal modes in this respect.
16
Ibid 467.
17
J Weiler, ‘The Community System: The Dual Character of Supranationalism’ (1981) 1 YBEL 267, and ‘The
Transformation of Europe’ (1991) 100 Yale LJ 2403, 2412–31; P Craig, ‘Once Upon a Time in the West: Direct
varies. 20 In some instances, it is the realization that the initial constitutional design is imperfect;
in others it is the result of new political configurations that wish to re-shape the country’s
institutional and constitutional architecture; in yet other instances, the motives may be darker,
such that current majorities seek to reinforce their power through constitutional amendment
The second impulse for constitutional change is judicial interpretation. This language
is, however, inherently tendentious, since it is based on assumptions as to how courts do and
should interpret the constitution. The very idea that the constitution has or has not been changed
depends, inter alia, on the theory of constitutional adjudication accepted by that legal order, or
espoused by academic commentary. This is the site of well-known battles, including that
between constitutional originalists, and those who subscribe to a more Dworkinian view of
constitutional interpretation. Matters are rendered more complex by the plethora of very
different theories of what constitutional originalism means, and by similar variation in the
latitude afforded by non-originalist theories.22 This is quite apart from the small matter as to
19
R Albert, Constitutional Amendments, Making, Breaking and Changing Constitutions (Oxford University Press,
2019); Y Roznai, Unconstitutional Amendments, the Limits of Amendment Powers (Oxford University Press,
2019).
20
Compilation of Venice Commission Opinions concerning Constitutional Provisions for Amending the
AD(2010)001.
21
Kim Lane Scheppele, ‘Autocracy under Cover of the Transnational Legal Order’ in G Shaffer, T Ginsburg and
T Halliday (eds), Constitution-Making and Transnational Legal Order (Cambridge University Press, 2019) Ch 7.
22
See, eg, J Goldsworthy, ‘Constitutional Interpretation: Originalism’ (2009) 4 Philosophy Compass 682; K
Whittington, ‘Originalism: A Critical Introduction’ (2013) 82 Fordham Law Review 375; Symposium on
10
particular jurisdiction.
somewhat less obvious, but equally important. It is normatively and pragmatically mistaken to
draw a rigid line between the constitution and legislation that is designed to fill out the meaning
of its provisions, and it is misguided to elide the existence of the same provision in many
lifeblood of the constitution. Other things being equal, the thinner the constitution and the more
abstract its provisions, the greater the role for constitutional legislation and adjudication to
imbue the terms with more concrete meaning. Such legislation is nonetheless important in all
constitutions, although its incidence may vary. The constitution may contain noble provisions
concerning free and fair elections, but the reality can only be tested by examination of the
detailed electoral legislation that puts flesh on these constitutional bones. It is powerfully
attested to by recent legislation in some states of the United States, which has placed increased
barriers on people’s ability to vote in state and federal elections. There may be laudable
constitutional guarantees for political parties, only for these to be heavily circumscribed by
legislation that defines the qualifications for a political party to appear on the ballot. The force
of constitutional protections for free speech may be qualified by legislative rules related to
association. The need to be mindful of the link between constitutional terms and consequent
legislation is important in relation to many other issues commonly found in constitutions, such
as principles concerning equality, the judiciary and the like, which are then articulated in more
Originalism in (2019) 37(3) Law and History Review; JH Ely, Democracy and Distrust: A Theory of Judicial
Review (Harvard University Press, 1980); R Dworkin, Taking Rights Seriously (Harvard University Press, 1978).
11
There may be institutional conventions, or perceptions of the constitution by the people. There
may be practice by the relevant players, which either undermines the formal constitutional
norms, or imbues them with greater force than they would otherwise have as judged by their
formal text. There may be events that test the ambit of formal constitutional provisions, with
the resolution of the contestation casting the constitutional norms in a somewhat different light
than hitherto.
3 Unwritten Constitutions
(a) Preliminaries
Most current constitutions are written. Unwritten constitutions are the exception. This, like the
proposition that began the previous section, is trite. However, in common with that discussion,
matters rapidly become more complex and contestable when we move beyond this simple
terrain. This is more especially so, if the inquiry is as to why a particular polity chose to buck
the trend, and to stick with an unwritten constitution. The answer will perforce depend, inter
alia, on an admixture of historical, social and economic circumstance. These issues are beyond
the remit of the present chapter and would require an article or book to do justice to the topic.
Nor is the intent to engage in the debate as to whether the UK should have a written
constitution.23
23
The principal proposals for a written constitution can be found in J Murkens, ‘A Written Constitution: A Case
not Made’ (2021) 41 OJLS 1. See also, V Bogdanor and S Vogenauer, ‘Enacting a British Constitution: Some
Problems’ [2008] PL 38; Nick Barber, ‘Against a Written Constitution’ [2008] PL 11; Political and Constitutional
Reform Committee, A New Magna Carta? (HC 2014-15, 463); Vernon Bogdanor, Beyond Brexit: Towards a
12
developed hereafter. The content of unwritten constitutions can, in principle, vary significantly.
There is, moreover, no a priori reason why a state might not choose to stick with an unwritten
constitution for an admixture of historical, social and economic circumstance, and yet still
replicate, in unwritten form, many features commonly found in a written constitution. It might
limit the remit of ordinary statute in accord with constraints typically found in written
constitutions, and these rules might be accepted as obligations by the key political and legal
players. The net effect might be a constitutional order that is similar to, and equally efficacious
There can, however, also be an unwritten constitution, such as that in the UK, where
choice is premised on normative assumptions that are very different from those that underpin
written constitutions, and the alternative unwritten constitution sketched above. This in turn
affects the modality and scope for constitutional change. It should, moreover, be recognized
that if a polity decides to shift from an unwritten to a written constitution it has considerable
choice as to its content. Thus, an interesting consideration in the context of the present
discussion is that many of the proposals for a written constitution in the UK are predicated on
There can, as noted above, be difficulties in determining the more particular content of written
constitutions. Difficulties are, however, relative by nature, and they are greater when trying to
24
Murkens (n 23) 6-8.
13
progress in this respect. The basic taxonomy of horizontal, vertical and structural constitutional
version.
There is no doubt that the UK unwritten constitution contains rules that speak to the
horizontal, vertical and structural features commonly found in written constitutions. Thus, there
are a number of statutes dealing with the horizontal dimension, insofar as this connotes the
powers vested in the legislative, executive and judicial branches of government, including,
inter alia, the Bill of Rights 1689, Act of Settlement 1700, Parliament Acts 1911 and 1949,
Ministers of the Crown Act 1975, and hitherto the European Communities Act 1972. The
statutes that address the vertical features of a constitution include the Bill of Rights 1689 and
the Human Rights Act 1998. The structural constitutional dimension is exemplified by the
legislation relating to devolution, the modern incarnation of which began with the Scotland Act
1998 and the Government of Wales Act 1998. This legislation has been held by the courts to
have constitutional status, which has, as will be seen below, implications for the manner of
change.25
There are, in addition, important constitutional precepts such as the rule of law. This is
not the place for exegesis on the meaning of the rule of law, and its significance within the UK
in principles of judicial interpretation whereby statutes that limit access to courts will be
narrowly construed, as will legislation that limits human rights. The rule of law also shapes the
legislative process, through the importance attached to ensuring that statutory provisions are
clear and prospective, and it underpins judicial review, such that power accorded to ministers
25
R (HS2 Action Alliance Ltd) v Secretary of State for Transport [2014] UKSC 3.
14
scope and source of executive power, which is a powerful theme in Bruce Harris’ work.26
the UK unwritten constitution. It is the dominant occupant of this conceptual terrain. The
orthodox reading of parliamentary sovereignty is that Parliament is omnipotent, and thus can
be subject to no substantive or procedural limits. This precept is subject to one exception, which
is that Parliament cannot bind its successors. The thesis is thus one of continuing parliamentary
sovereignty, such that each successive Parliament is invested with the same omnipotence as its
forbears, thereby reflecting the normative claim that each Parliament is entitled to the same
authority flowing from the fact that it has equal democratic pedigree to the Parliaments that
preceded it.
The possible twin qualifications to this proposition are well-known and do not warrant
sovereignty, whereby Parliament would be bound by manner and form provisions contained in
earlier legislation, unless and until they are altered; and to the possibility that the courts might,
substance.
sovereignty to the UK unwritten constitution, or the contrast with the basic precepts of written
constitutions. The foundational starting point of written constitutions is the distinction between
ordinary politics and the constitution; the latter circumscribes the former, such that the terrain
of ordinary politics is bounded by the constitution. The foundational starting point of the UK
26
See, eg, BV Harris, ‘The “Third Source” of Authority for Government Action’ (1992) 108 LQR 626; ‘The
“Third Source” of Authority for Government Action Revisited’ (2007) 123 LQR 225; ‘Government “Third
Source” Action and Common Law Constitutionalism’ (2010) 126 LQR 373.
15
the terrain of ordinary politics is boundless and parliamentary sovereignty instantiates and
This in turn leads to the following irony. Written constitutions have an inherent
weakness, insofar as they do not have the same enforcement mechanism as ordinary statute.
There are to be sure methods of enforcement through constitutional courts and the like, but this
does not dispel the preceding concern. An unwritten constitution grounded on parliamentary
sovereignty obviates this problem, by the very fact that ordinary statute, cloaked with the
This naturally invites inquiry as to why the UK opted for an unwritten constitution with
parliamentary sovereignty as its central component, given that the latter is not a pre-ordained
component of the former. The reasons are assuredly eclectic, and linked.27 They reside in part
in historical circumstance.28 The Bill of Rights 1689 was only a partial constitutional
settlement. It did, however, circumscribe monarchical power, and bolster that of Parliament.
The nobility and the middle class did not feel the imperative for a formal written constitution
to safeguard their rights, and the flipside of this same coin was that they did not wish for limits
on the powers of a Parliament over which they had control. The emergence of parliamentary
27
C Hill, The World Turned Upside Down, Radical ideas During the English Revolution (Penguin, 1972) Ch 7;
D Veall, The Popular Movement for Law Reform, 1640-1660 (Oxford University Press, 1970); S Sedley and L
Kaplan (eds), A Spark in the Ashes, The Pamphlets of John Warr (Verso, 1992).
28
See, J Goldsworthy, Parliamentary Sovereignty: Contemporary Debates (Cambridge University Press, 2010)
for detailed discussion of contending views as to the nature of parliamentary sovereignty in the seventeenth
century.
16
Filmer,31 who lent credence to the idea that there had to be a locus of undiminished power. The
dispatch of the Stuarts and the post-1689 settlement laid to rest the remnants of previous debate
about the possessor of sovereign power. Sovereignty resided in the King-in-Parliament, in the
sense that it was the King acting in conjunction with the Commons and Lords which possessed
all-embracing power.
form by the end of the 17th century should not, however, lead to neglect of the concept of
fundamental law, or the relationship between fundamental law and the constitution, to which
reference was made throughout the century and beyond. English scholars of the Tudor age used
Aristotelian ideas of ‘politeia’, but did not speak of an English constitution.32 Recourse to the
term ‘constitution’ in connection with forms of government began in the 17th century. Its roots
lay, in part, in analogies between nature and politics, as epitomised in the ideal of a healthy
body and a healthy body politic; and in part in development from the Latin term ‘constitutio’,
which was used in Roman law to connote imperial decrees, and by the mid-17th century was
employed to capture the fundamental constitution of the kingdom.33 It is, nonetheless, clear
that the concept of fundamental law bore various meanings, but did not generally connote the
idea of a constitution policed through courts and judicial review,34 notwithstanding that writers
29
JW Gough, Fundamental Law in English Constitutional History (Clarendon Press, 1955), 82-84, 171-173.
30
T Hobbes, Leviathan (WG Pogson Smith, Clarendon Press, 1909).
31
P Laslett (ed), Patriarcha and other works of Sir Robert Filmer (Garland, 1984).
32
G Stourzh, Fundamental Laws and Individual Rights in the 18 th Century Constitution (Claremont Institute,
17
it was used to capture a plethora of ideas, including the social contractarian nature of the bond
between the people and their representatives; the existence of certain liberties and rights that
should be protected; that politics was subordinate to moral obligation; and that there should be
constraints against arbitrary power, inter alia, by ensuring that there were checks and balances
within government broadly conceived. There was resort to fundamental law by all sides in the
17th century conflicts, and unsurprisingly the meaning accorded to it shifted depending on the
sovereignty gained traction. However, as John Gough duly notes, this coincided with more
detailed attempts to justify the emerging constitutional order, to show that the omnipotence
was defensible and would not jeopardize rights and liberties valued by the people.37 This was
readily apparent from discourse in the 18th, 19th and 20th centuries, wherein different arguments
were advanced for the constitutional centrality of parliamentary sovereignty and ordinary law.
Blackstone furnished the principal argument in the 18th century. He followed Coke and
affirmed that the power and jurisdiction of parliament was so transcendent and absolute, that it
could not be confined, either for causes or persons, within any bounds, nor could it be
controlled by an external body.38 The existence of this power was, however, premised on a
35
See, e.g., ES Corwin, ‘The “Higher Law” Background of American Constitutional Law’ 42 Harv Law Rev 149,
365 (1928-29).
36
Gough (n 29) 162-163.
37
Ibid 173; Stourzh (n 32) 8-9.
38
Sir W Blackstone, Commentaries on the Law of England (Cadell and Butterworth, 16th edn, 1825), Vol I, Bk
2, 160-61.
18
echoed earlier discourse, most notably that of Harrington and the republican tradition.39
The famous Blackstonian quotation appeared at the end of a long chapter, in which he
described how Parliament functioned. Tyrannical governments were, said Blackstone, those in
which the power of making and enforcing laws was vested in the same person. Things were
different where the legislative and executive authority were in different hands, since ‘the
former will take care not to entrust the latter with so large a power as may tend to the subversion
of its own independence, and therewith the liberty of the subject’.40 In England power was thus
divided. The legislative branch was the Parliament, which consisted of the King, Lords and
Commons; the executive branch consisted of the King alone.41 The relationship between them
was vital.42
It is highly necessary for preserving the balance of the constitution, that the
executive power should be a branch, but not the whole, of the legislative. The
total union of them, we have seen, would be productive of tyranny; the total
disjunction of them, for the present, would in the end produce the same
effects, by causing that union against which it seems to provide. The
legislature would soon become tyrannical, by making continual
encroachments, and gradually assuming to itself the rights of the executive
power.
For Blackstone the ‘true excellence’ of English government was that all parts operated
as a mutual check upon each other. In the legislature, the people were a check on the nobility,
39
J Harrington, ‘The Commonwealth of Oceana’, The Political Works of James Harrington (JGA Pocock ed,
Cambridge University Press, 1977); J de Lolme, The Constitution of England, or an Account of the English
Government (Robinson, 1796 edn.). See generally, JGA Pocock, The Machiavellian Moment: Florentine Political
Thought and the Atlantic Republican Tradition (Princeton, 1975); C Weston, English Constitutional Theory and
19
other has resolved’.43 The King was a check upon both, which preserved the executive power
from encroachments. The executive power itself was checked and kept within due bounds by
the two houses, through the privilege of inquiring into, impeaching, and punishing the conduct,
not of the King or Queen since this would destroy their constitutional independence, but of
‘evil and pernicious counsellors’.44 The two houses of Parliament naturally represented
different interests, and the Crown yet another. They mutually kept each other from exceeding
their proper limits. It is only after this discourse that the quotation about parliamentary
omnipotence appears, and the body ‘thus united’ is the body functioning in the manner
described above.
century, drawing on Coke and Blackstone. However, the normative justification for this
ascription of parliamentary power differed.45 He recognized that he could not simply draw on
the Blackstonian normative argument, since it would not have been applicable, without
substantial modifications, to the changed conditions of the nineteenth century. Dicey, therefore,
The essence of the argument was that a Parliament, duly elected on the extended
franchise, represented the most authoritative expression of the will of the nation. The
Parliament thereby elected should therefore be able to carry out any action. Dicey believed that
Parliament would control the executive and that MPs would not pass legislation contrary to the
43
Ibid 154-5.
44
Ibid 155.
45
P Craig, Public Law and Democracy in the United Kingdom and the United States of America (Clarendon,
1990) Ch 2.
20
parliamentary power were not therefore required, since, ‘the permanent wishes of the
representative portion of Parliament can hardly in the long run differ from the wishes of the
English people, or at any rate of the electors; that which the majority of the House of Commons
command, the majority of English people usually desire’.46 The normative argument was,
therefore, apparently simple. UK democracy was founded upon a channel of authority flowing
from the bottom upwards. The expanded electorate chose representatives. The Parliament thus
chosen had legitimacy because of the extended franchise and should therefore have all
embracing powers. The elected MPs articulated the views of those who had chosen them, and
they controlled the executive. Legislation which was constitutionally questionable would not,
place the rights of individual citizens in jeopardy. The defects in this mode of argument have
been examined elsewhere.47 Suffice it to say for the present that our system of democracy never
really operated in this self-correcting way, and this vision of the relationship between electors,
Parliament and the executive certainly does not accord with present reality.
The 20th century normative argument for parliamentary sovereignty as the cornerstone
of the UK constitutional order differs yet again from the Blackstonian and Diceyan antecedents,
in part at least because the ideals of balanced constitution and self-correcting democracy no
longer have purchase. The 20th century claim is therefore commonly grounded on two
complementary arguments. There is the contention that a Parliament duly elected on a full
democratic franchise has legitimacy and thus should have such sovereign authority. This is
complemented by the argument that it should not be subject to limits such as constitutional
review, whereby the court can invalidate legislation. This reasoning underpins much political
46
AV Dicey, An Introduction to the Study of the Law of the Constitution (Macmillan, 10th edn, 1967) 83.
47
Craig (n 45) Ch 2.
21
position is more complex. He is certainly a court-sceptic, and is also more sceptical about
rights, insofar as he believes that citizenship should not be equated with a narrow concept of
individuals being rights-holders against the state, but comprises a ‘continuously reflexive
process, with citizens reinterpreting the basis of their collective life in new ways that
correspond to their evolving needs and ideals’.51 There is, nonetheless, much common ground
in the reasons for their court-scepticism. Thus, the central premise to Waldron and Bellamy’s
argument is the prevalence of disagreement concerning the rights that should be included in a
Bill of Rights and their interpretation. For both writers such disagreement pervades the very
foundational ideas of justice on which society is grounded. They maintain therefore that
whether viewed in terms of process, or in terms of outcome, it is preferable for such matters to
48
J Waldron, Law and Disagreement (Oxford University Press, 1999) and ‘The Core Case against Judicial
Kramer, The People Themselves: Popular Constitutionalism and Judicial Review (Oxford University Press,
2004).
51
R Bellamy, ‘Constitutive Citizenship versus Constitutional Rights: Republican Reflections on the EU Charter
and the Human Rights Act’, in T Campbell, KD Ewing and A Tomkins (eds), Sceptical Essays on Human Rights
22
context of written constitutions. The issue is also relevant for unwritten constitutions, and the
answer will depend on the relative breadth and depth of its coverage. It is possible in theory for
an unwritten constitution to be relatively dense in terms of the mesh of rules that speak to
constitutional issues. The empirical reality tends to the contrary, such that the constitutional
frame is more skeletal in this respect. This is more especially so where the dominant
binding force of other constitutional constraints. There is then a greater danger of under-
large part on the content thereof, and its animating principles. Thus, a UK written constitution
Having said this, it should be acknowledged that the very ascription of the label under-
assumptions, the principal one being that Parliament should not have such legal omnipotence.
This assumption is normatively contestable, but so too is the contrary assumption. The under-
Take by way of example the way in which the devolved regions were treated in the
Brexit process. They were denied effective voice in the shaping of the Brexit process, ever
more so the longer it went on; and their substantive preferences received scant attention.52
Whether matters would have been different if we had a written constitution would depend very
markedly on its terms. It is possible to imagine a UK written constitution that embodied the
legal status quo, in which case the position of the devolved regions would be no better than at
52
P Craig, ‘Brexit, A Drama: The Interregnum’ [2017] Yearbook of European Law 1.
23
ordering, which gave greater procedural protection to regional voice, invested the Sewel
convention, namely that the Westminster Parliament cannot normally legislate on a matter
within devolved competence without the consent of the devolved legislatures, 53 with binding
constitutional force, and made constitutional provision for protection of the regions’
substantive political preferences, within the areas that fell within their scope of authority.
Take by way of another example the balance between prime ministerial, executive, and
legislative power revealed by Brexit. The executive, and increasingly the Prime Minister,
dominated the Brexit process. Whether a written constitution would have made any difference
would depend on its terms. This is more especially so, since constitutions do not have a good
track record at identifying the nature of executive power and the boundaries thereof.54 Nor are
they particularly good at specifying the more granular detail of relations between the executive
and the legislature. However, if the UK had a written constitution then it is likely that UK
membership of the EU would have been enshrined therein. It would have had constitutional
status, the corollary being that it could only be changed by the process for constitutional
amendment. Whatsoever such requirements for change might be, the reality is that a
referendum, followed by an ordinary statute, would almost certainly not suffice to change the
constitution.
There can assuredly be change in unwritten constitutions. The ability to adapt is indeed said to
be a virtue of this constitutional form. There is some truth in this. The claim is nonetheless
53
Scotland Act 2016, s 2.
54
Craig and Tomkins (n 9).
24
existing constitutional rules to novel circumstance, and its capacity to meet change because
there are no constitutional rules that govern the matter. The focal point of the ensuing
discussion is, however, somewhat different. It concerns two related issues: the way in which
constitutional change can occur in a system premised on parliamentary sovereignty; and the
way in which parliamentary sovereignty frames this process. They will be considered in turn.
(i) Modality
The key to an understanding of the way in which constitutional change can occur is that the
dynamic and not static and hence can alter over time. The rule concerning parliamentary
sovereignty, as set out above, can be regarded as the rule of recognition of the UK system, in
the sense that it is the ultimate rule of the legal system, to which the validity of all other legal
rules can be traced. Its validity is not, however, dependent on the rules that constitute its content
at any point in time, since that would be bootstrapping. It is rather dependent upon social
The proposition that statutes duly enacted have the force of law, and that subject to this
so too do judicial decisions, constitutes the core of the rule of recognition because it is accepted
by those within the system, including the legislature and the courts. The enactment of a statute
attesting to this fact could not itself invest statute with this status. A statute cannot, therefore,
in itself, alter the rule of recognition, but it can act as the catalyst for a shift in the social
55
HLA Hart, The Concept of Law (Oxford University Press, 1961) 97-107.
25
currently operate with, that Parliament can do whatsoever it likes through statute duly enacted
by simple majority, has not always been so. It was certainly not the ultimate test of legal validity
prior to the latter part of the seventeenth century, and it is over-simplistic to imagine that
Parliament’s status thereafter was secured in the manner that it is commonly regarded now.
The dynamic nature of the concept means, moreover, that the rule might change and having
done so it might revert in the future to the status quo ante, as the result of developments that
trigger shifts in the social acceptance that underpin the concept.56 The initial catalyst for change
might come from Parliament, the executive or the courts. Change in the rule of recognition
will, however, normally require acceptance from all such key players.
by the leading UK decisions.57 The UK courts held that the relationship between EU law and
constitutional law, taking account of any statutes enacted by Parliament. They also held that
the concept of implied repeal, or implied disapplication, under which inconsistencies between
later and earlier norms were resolved in favour of the former, would generally not apply to
clashes concerning EU and national law, with the consequence that if Parliament wished to
derogate from its EU obligations then it would have to do so expressly and unequivocally. The
reaction of our national courts to such an eventuality was never tested. The courts might have
chosen to follow the latest will of Parliament, or they might have decided that it was not open
56
Ibid 144-150.
57
R v Secretary of State for Transport, ex p Factortame Ltd (No 2) [1991] 1 AC 603; R v Secretary of State for
Employment, ex p Equal Opportunities Commission [1995] 1 AC 1; Thoburn v Sunderland City Council [2003]
QB 151; R (HS2 Action Alliance Ltd) v Secretary of State for Transport [2014] UKSC 3.
26
This still left open the way in which this change should be conceptualized. There were
suggestions that this could be achieved through statutory construction. This was, however,
problematic. While all would agree that if a statute could be reconciled with an EU norm
through construing the statutory words without unduly distorting them then this should be done.
However, the species of statutory construction considered here was more far-reaching, because
the rule of ‘construction’ was more akin to a ‘priority’ rule, whereby inconsistencies would be
resolved in favour of the EU law, unless Parliament indicated clearly and ambiguously that it
intended to derogate from EU law. The degree of linguistic inconsistency between the statute
and the EU norm was not the essential point of the inquiry.
recognition, through a technical legal revolution. On this view, the case law considered above,
combined with acceptance by the leading political players, brought about modification of the
rule of recognition. An accurate rendition of the ultimate legal principle during the pendency
of UK membership of the EU would then have been as follows: Parliament can do anything
that it wishes through statute enacted by simple majority, including implied repeal or
amendment, except in the areas covered by EU law where Parliament would have to legislate
expressly and unequivocally in order to derogate from EU law. This modification of the top
rule of the system was, as noted above, not immutable. The rule of recognition could have been
recast, so as not include the preceding qualification. This might have occurred if the UK courts
had changed their legal position concerning the relationship between UK and EU law while the
UK was still a Member State, and the other organs of government accepted the change. The
fact of Brexit, ex hypothesi, did recast the rule of recognition, since the very rationale for
accommodating EU law had been removed. However, the legal Brexit arrangements attest to
27
decided to continue to accord authority to EU law in certain respects, which has been accepted
by the courts.58
The modality of change in the rule of recognition, and the limits thereto, can be further
in the late 1990s, the Scotland Act 1998 and the Government of Wales Act 1998, was
significant in political terms, through the very grant of autonomy over the devolved issues.
This was further enhanced through subsequent legislation, notably the Government of Wales
Act 2006, the Wales Act 2014 and the Scotland Act 2016, which further augmented their
respective powers.
There is little doubt that the enactment of this legislation might have had implications
for the rule of recognition. It would not, for the reasons given above, have effectuated this
change in itself, but could have been the catalyst for alteration in the social acceptance that
underpins the rule of recognition. The reality is that any such change has been relatively minor.
This is in part because of the terms of the enabling legislation, which make clear that the
Westminster Parliament can still make laws for Scotland and Wales.59 It is in part because of
separatist ambitions, and opposed also to the holding of a referendum to determine the wishes
of the Scottish people. This has played out in constitutional terms, with the UK government
emphasizing the sovereignty of the Westminster Parliament and the fact that its consent is a
condition precedent to the holding of a referendum. The limits to any change in the rule of
recognition also flow in part from judicial decisions. Courts interpret legislation and not
infrequently make choices as to the consequences that should flow from statutory amendments.
58
European Union (Withdrawal) Act 2018, ss 5-6.
59
Scotland Act 1998, s 28(7).
28
established that the Westminster Parliament would not legislate on devolved matters without
the consent of the Scottish Parliament. The Convention was embodied in the Scotland Act
199860 as a result of the Scotland Act 2016. However, in Miller the Supreme Court held that
this legislative amendment did not render the Sewel Convention legally enforceable. 61 Courts
of law ‘cannot enforce a political convention’.62 Judges were ‘neither the parents nor the
guardians of political conventions; they are merely observers’.63 The fact that the Sewel
Convention had been enshrined in legislation by section 2 of the Scotland Act 2016 did not
The devolution legislation has, therefore, not been the trigger for significant change in
the rule of recognition so far as Scotland, Wales and Northern Ireland are concerned. It would,
however, be misguided to assume that it has had no such effect. Consider in this respect the
constitutional reaction to wholesale repeal of this devolution legislation, such that all matters
without exception were run from the Westminster Parliament, with the consequence that the
principal devolved political institutions were dissolved. Whatsoever the judicial response to
such legislation might be, it would almost certainly be regarded as a constitutional revolution.
This reaction would be premised on the assumption that post-1998 the constitutional settlement
in the UK was one in which Scotland, Wales and Northern Ireland should have some
considerable authority over their own affairs. This, in turn, would be reflected in the rule of
recognition, which would, in essence, have read that while Parliament could do anything that
it wished by simple majority, it would not generally do so in the devolved areas without
60
Ibid s 28(8).
61
R (Miller) v Secretary of State for Exiting the European Union [2017] UKSC 5, [136]-[137].
62
Ibid [141].
63
Ibid [146].
29
(ii) Frame
Change in the rule of recognition is, therefore, perfectly possible. Parliamentary sovereignty,
conceptualized in terms of the absence of substantive and procedural limits as to what can be
done through ordinary legislation, nonetheless frames this process. This is manifest in at least
four ways.
First, there is the flipside of the point in the previous section, which is also salient here.
Thus, while limits on parliamentary sovereignty might develop through change in the social
acceptance that constitutes the rule of recognition, the assumed starting point is that there are
no substantive and procedural limits as to what can be done through ordinary legislation, the
corollary of which is that social acceptance as manifest by the key institutional players might
revert back to this position, even if there has been movement therefrom.
key constitutional principle has implications for any limits placed thereon. Consider in this
respect the way in which we conceptualize constitutional statutes.64 The recognition afforded
to this concept is to be welcomed. It is, nonetheless, acknowledged that the ascription of this
status is limited in terms of consequences. It is still open to Parliament, in accord with its
sovereignty, to repeal or amend any statutes commonly included on this list, subject to the
64
Thoburn [2003] QB 151, [59]-[63]; McWhirter v Secretary of State for Foreign and Commonwealth Affairs
[2003] EWCA Civ 384, [14]; H v Lord Advocate [2012] UKSC 24; HS2 (n 25); D Feldman, ‘The Nature and
Significance of “Constitutional” Legislation’ (2013) 129 LQR 343; P Craig, ‘Constitutionalizing Constitutional
Law: HS2’ [2014] PL 373; F Ahmed and A Perry, ‘Constitutional Statutes’ (2016) 37 OJLS 461.
30
for implied change. Consider further in this respect the way in which we think of the principle
of legality. It captures the idea that Parliament can do anything it likes by statute duly enacted,
subject to the interpretive precept that the courts will not read general statutory words so as to
interfere with fundamental rights. Parliament must, as Lord Hoffmann stated,65 pay the political
cost of its action, which meant that if it wished to limit such rights it would have to do so clearly
and unequivocally through language that revealed that Parliament understood what it was
doing. It is, however, still open to Parliament to take such action and any challenge based on
the Human Rights Act 1998 is bounded by section 4, which limits the court to a declaration of
thinking and reform initiatives in the public law context. This is exemplified by Ministry of
Justice initiatives concerning judicial review,66 and the HRA.67 These initiatives have been
fuelled prominently, albeit not exclusively, by claims of judicial overreach, the allegation being
that the courts have trespassed too far on terrain that is properly the preserve of the legislature
and/or the executive. The terms of reference for the HRA review are motivated by similar
considerations, as evident in questions as to whether the courts have been too intrusive in their
interpretation of section 3 of the HRA. The claims of systemic judicial overreach do not
withstand examination,68 and the argument that the courts have overstepped proper bounds in
65
R v Secretary of State for the Home Department, ex p Simms [2000] 2 AC 115.
66
Independent Review of Administrative Law, CP 407, 2021.
67
Independent Human Rights Act Review, IHRAR, 2021.
68
P Craig, ‘Judicial Review, Methodology and Reform’, forthcoming Public Law January 2022.
31
apposite point for present purposes is that a particular conception of parliamentary sovereignty
sovereignty frames UK constitutional discourse. This connotes the way in which the concept
underpins, or influences, other constitutional doctrine. Consider, by way of example, the law
relating to parliamentary privilege, and judicial strictures that courts should not look beyond
the parliamentary roll. There are assuredly multiple purposes served by doctrines of
parliamentary privilege, and they are not logically dependent on parliamentary sovereignty.
This can be accepted. There is, nonetheless, a sense in which the overall contours of such
doctrine are shaped by parliamentary sovereignty. The primacy accorded to ordinary statute
Parliament’s sovereign position, a recognition that it should be master of its internal domain.
4 Conclusion
There are, to draw on a common metaphor, many views of the cathedral. This very fact is
enriching, since it can thereby furnish fresh perspectives on oft-discussed issues. This chapter
does not claim such novelty in this respect. It has, nonetheless, sought to highlight the
significance of the difference between the normative precepts that underpin the standard
written constitution and the unwritten constitution that has parliamentary sovereignty as its
centrepiece. The normative rationale for the ascription of parliamentary sovereignty has, as we
69
Joint Committee on Human Rights, The Government’s Independent Review of the Human Rights Act (HC 89,
32
33