Spirometry in Practice
Spirometry in Practice
Spirometry in Practice
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SPIROMETRY IN PRACTICE
A PRACTICAL GUIDE TO USING SPIROMETRY IN PRIMARY CARE
Second Edition
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Written by Dr David Bellamy in consultation with Rachel Booker, Dr Stephen Connellan and Dr David Halpin. Original quotations reflect the personal experiences of four practitioners (Sue Hill, Kay Holt, Jacqui Jennings, Liz Wiltshire). BTS COPD Consortium 17 Doughty Street London WC1N 2PL www.brit-thoracic.org.uk/copd April 2005 British Thoracic Society (BTS) COPD Consortium For additional copies of this publication, and others produced by the BTS COPD Consortium, contact: COPD Consortium, Millbank House, High Street, Hartley Wintney, Hants. RG27 8PE Fax: 01252 845700, email: copd@imc-group.co.uk
The BTS COPD Consortium comprises representatives from: British Thoracic Society, Air Products, AstraZeneca Ltd, BOC Medical, Boehringer Ingelheim Ltd, British Lung Foundation, GlaxoSmithKline Ltd, Micro Medical Ltd, Pfizer, Profile Respiratory Systems, Vitalograph Ltd. None of the training courses or manufacturers are specifically endorsed by the British Thoracic Society with the exception of the ARTP course.
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SPIROMETRY IN PRACTICE
A PRACTICAL GUIDE TO USING SPIROMETRY IN PRIMARY CARE
Spirometry is fundamental to making a confident diagnosis of COPD,1 yet research has shown that it has been under-utilised.2 Many doctors and nurses have been apprehensive about using spirometry in their day-to-day practice. They regarded it as time-consuming, and they lacked confidence about the interpretation of the results. The first edition of this booklet was produced by the British Thoracic Society (BTS) COPD Consortium to encourage use of spirometry by: providing information on how to perform spirometry explaining the interpretation of spirometry results giving practical examples and case studies explaining the importance of spirometry in the management of COPD using quotes from nurses which reveal their personal experiences of spirometry.
This second edition has been revised to incorporate recommendations on the use of spirometry in the NICE guideline on COPD.1 Keep this booklet handy so that you can refer to it at any time when you are considering spirometry and normal lung function. It is meant to be a working reference. As you get more confident, you may wish to learn more about spirometry, and information is provided about training courses and qualifications.
CONTENTS
INTRODUCTION TO SPIROMETRY GETTING STARTED RECOGNISING COPD USING A SPIROMETER SPIROMETRY IN PRACTICE PREDICTED NORMAL VALUES 4 6 8 10 18 22
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INTRODUCTION TO SPIROMETRY
CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD)
The guidelines from the National Institute for Clinical Excellence (NICE) 2004 define COPD as characterised by airflow obstruction.1 The airflow obstruction is usually progressive, not fully reversible and does not change markedly over several months. COPD is a spectrum of disorders which include chronic bronchitis and emphysema. Approximately 900,000 people in England and Wales were identified as suffering from COPD in 1999.3 As many patients go undiagnosed, a more accurate figure would be at least twice this number. COPD is a major cause of mortality. In 1999 there were 30,000 deaths from COPD, almost 20 times the number that died as a result of asthma.3 The major cause of COPD is tobacco smoking.1 In susceptible individuals, smoking accelerates the normal age-related decline in lung function. Although smoking causes irreversible structural changes, cessation allows the rate of decline in lung function to return to that of a non-smoker. Early identification of COPD enables targeting of smoking cessation advice and so may prevent progression of this potentially fatal disease. How do you make a diagnosis of COPD? You should consider the diagnosis of COPD in patients aged over 35 years who smoke or have smoked, and have appropriate chronic symptoms of breathlessness, cough and sputum. The diagnosis is confirmed by demonstrating airflow obstruction using spirometry. Peak flow meters, whilst excellent for monitoring asthma, are of limited value in COPD diagnosis as the readings may underestimate the extent of lung impairment. NICE and all international guidelines recommend the use of spirometry to confirm the diagnosis and assess the level of severity in COPD.1,4
Smoking accelerates the normal age-related decline in lung function
100
75
Susceptible smoker
50
25
In susceptible individuals, smoking accelerates the age-related decline in lung function, but this returns to the normal rate if the patient stops smoking (Adapted from Fletcher C. & Peto R. BMJ 1977; 1: 16451648).
I became aware of the need for a spirometer To be able to identify much earlier those patients who may be susceptible, improve smoking cessation rates and improve quality of life.
SPIROMETRY
Spirometry is a method of assessing lung function by measuring the volume of air that the patient is able to expel from the lungs after a maximal inspiration. It is a reliable method of differentiating between obstructive airways disorders (e.g. COPD, asthma) and restrictive diseases (where the size of the lungs is reduced, e.g. fibrotic lung disease). Spirometry is the most effective way of determining the severity of COPD. However, other measures such as the MRC dyspnoea scale1 and quality of life assessment forms a more complete picture. Severity cannot be predicted from clinical signs and symptoms alone. There are spirometers in about 7080% of practices in the UK and their use is increasing, particularly since changes to the GMS primary care contract introduced in April 2004. Practice nurses predominantly perform the tests but many lack confidence in carrying out the procedure or in the interpretation of the results.2 Accurate spirometry can only be performed with appropriate training. Most nurses and GPs request more help in carrying out and interpreting spirometry.2 The purpose of this booklet is to meet that need.
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GETTING STARTED
The onset of COPD is slow and insidious, and significant airflow obstruction may be present before the individual is aware of it. When symptoms do appear, patients frequently accept them as a consequence of smoking, and do not seek help from a doctor. A major advantage of spirometry is that it enables you to detect COPD before symptoms become apparent. Early identification and persuading patients to stop smoking may mean minimal disease progression and a long-term improvement in quality of life.
Aiming for small improvements in patient care, initially, is realistic and it is something to build on.
TRAINING
Training is an important issue for every healthcare professional. The help and advice of experienced colleagues can be extremely helpful in getting started with spirometry. It is also widely accepted that healthcare professionals will benefit from attending a recognised course that includes professional tuition on the practical application of spirometry and the correct interpretation of the results. The NICE guideline recommends that all healthcare professionals managing patients with COPD should be competent in the interpretation of the results of spirometry and all healthcare professionals performing spirometry should have undergone appropriate training and should keep their skills up to date.1
The training gave me the knowledge and motivation to try to improve the health and quality of life for these patients, and it taught me there was actually a lot we could do for them.
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ARTP/BTS certificate in spirometry The Association for Respiratory Technology and Physiology (ARTP), in conjunction with the BTS, assesses the competence of practitioners to perform spirometry. To receive the qualification (a Certificate of Competence), candidates are required to achieve a satisfactory standard in a practical examination, an oral examination and an assignment. The Certificate of Competence is valid for 2 years. Registration for assessment currently costs 100 (or 130 with handbook) and re-issue of the certificate after 2 years (subject to continued portfolio assessment) is 15. Further details and a list of approved training centres are available from: Jackie Hutchinson, ARTP Administrator, c/o The Association for Respiratory Technology and Physiology, Suite 4, Sovereign House, 22 Gate Lane, Boldmere, Birmingham, B73 5TT Tel: 0121 354 8200 Fax: 0121 355 2420 email: admin@ARTP.org.uk www.artp.org.uk
COPD training courses which include spirometry National Respiratory Training Centre The Athenaeum, 10 Church Street, Warwick CV34 4AB Tel: 01926 493313 Fax: 01926 493224 email: enquiries@nrtc.org.uk www.nrtc.org.uk Respiratory Education and Training Centre (RETC) Unit 48, Ninth Avenue, Lower Lane, Liverpool L9 7AL Tel: 0151 529 2598 Fax: 0151 529 3943 Primary Focus Practical Training for Primary Care Brackenrigg, Rannoch Road, Crowborough, East Sussex TN6 1RA Tel: 01892 661339 Fax: 01892 610368
Spirometer manufacturers Instruction and advice on correct use of a spirometer, and sometimes training courses, are often available as a service from the manufacturers themselves. If you are buying a new spirometer, check to see if this service is available: it may even be free-of-charge. Two of the major manufacturers in the UK are: Micro Medical Ltd PO Box 6, Rochester, Kent ME1 2AZ Tel: 01634 893500 Fax: 01634 893600 www.micromedical.co.uk Vitalograph Ltd Maids Moreton, Buckinghamshire MK18 1SW Tel: 01280 827110 Fax: 01280 823302 www.vitalograph.co.uk
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RECOGNISING COPD
COPD causes significantly more adult mortality and morbidity than asthma.1 As a progressive disease, COPD passes through mild and moderate phases before becoming severe. A patient who first presents with severe COPD is one who has not been identified at an earlier stage of the disease. Most patients do not present clinically until they have moderate or severe levels of disease. Identifying COPD as early as possible and stopping patients from smoking could, therefore, make a substantial difference to the disease burden. Some indicators, which will suggest further investigation is warranted, include: a history of chronic, progressive symptoms of cough, wheeze and breathlessness a history of smoking in patients over 35 years of age frequent exacerbations of bronchitis. Spirometry can confirm the presence of COPD, even in mild or moderate stages. COPD is characterised by airflow obstruction which does not change markedly over several months. The impairment of lung function is not fully reversed by bronchodilator or other therapy. The NICE guideline recommends that spirometry should be performed at the time of diagnosis.
Forced Expiratory Volume in 1 second (FEV1) and Forced Vital Capacity (FVC)
Volume (Litres) 4 3 2 1 0 0
FVC FEV1
Normal
Obstructive
Time (seconds)
Spirometry gives three important measures: FEV1: the volume of air that the patient is able to exhale in the first second of forced expiration FVC: the total volume of air that the patient can forcibly exhale in one breath FEV1/FVC: the ratio of FEV1 to FVC expressed as a percentage Spirometry can also be used to measure: VC: slow vital capacity FEV1/VC: the ratio of FEV1 to the slow vital capacity Values of FEV1 and FVC are expressed as a percentage of the predicted normal for a person of the same sex, age and height COPD can be diagnosed only if FEV1 <80% predicted and FEV1/FVC <0.7 (70%) The severity of the airflow obstruction in COPD is indicated by the extent of FEV1 reduction Asthma may show the same abnormalities on spirometry as COPD if there is diagnostic doubt spirometry following reversibility testing may be used to identify asthma N.B. Predicted values may be lower in non-caucasians.
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Signs and symptoms of COPD Spirometry is a poor predictor of durability and quality of life in COPD, but as well as confirming diagnosis spirometry can be used as part of the assessment of severity. Many treatment decisions are influenced by the severity of airflow obstruction. The NICE COPD guideline definitions are as follows: mild airflow obstruction as FEV1 between 5080% moderate airflow obstruction as FEV1 between 3049% severe airflow obstruction as FEV1 <30% predicted These values have changed from the previous BTS COPD guideline values.
COPD OR ASTHMA?
Slowly progressive respiratory symptoms in a middle-aged or elderly smoker are likely to indicate COPD. However, such patients may also have asthma. Patients whose symptoms started before the age of 35 years are more likely to be asthmatic, particularly if they are non-smokers with symptoms that vary in severity. Serial peak flow monitoring, looking for diurnal variation of greater than 20%, may help to differentiate these conditions. The NICE guidelines suggest that bronchodilator reversibility testing is not routinely used where the clinical features and spirometry strongly indicate COPD. If there is any doubt, reversibility testing can be performed at a clinic visit (>400mL response to bronchodilator) or after a 2 week trial of prednisolone 30mg daily. Alternatively, spirometric and clinical response to a months trial of bronchodilator therapy can be assessed. Reversibility testing is not a gold standard and the results must be interpreted alongside the clinical history.
Clinical features differentiating COPD and asthma COPD Smoker or ex-smoker Symptoms under age 35 years Chronic productive cough Breathlessness Night time waking with breathlessness and/or wheeze Significant diurnal or day to day variability of symptoms Reversibility testing Bronchodilator salbutamol terbutaline ipratropium bromide Asthma 2.55mg (nebuliser) 200400mcg (large volume spacer) 510mg (nebuliser) 500mcg (large volume spacer) 500mcg (nebuliser) 160mcg (large volume spacer) FEV1 before and after 20 minutes 20 minutes 45 minutes Nearly all Rare Common Persistent and progressive Uncommon Uncommon Asthma Possibly Often Uncommon Variable Common Common
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USING A SPIROMETER
TYPES OF SPIROMETER
There are many different types of spirometer with costs varying from 300 to over 3000. The simplest hand-held spirometers produce FEV1 and FVC readings, which you then need to compare with predicted normal values (see tables, pages 2223). More advanced spirometers produce traces (i.e. visual display or print-out) of the volume of air exhaled over time, the volume-time curve, so you can see how well the patient has carried out the manoeuvre (see page 11). If your spirometer has a memory facility, you may also be able to store the trace. Many electronic spirometers also display a flow-volume curve (see page 14). You do not need this information to calculate FEV1 and FVC values for your patient, so it is not necessary to use this facility when you are new to spirometry. Most spirometers calculate the percentage of the predicted normal values because they have reference data already programmed into them. You have to enter details of the patients sex, race, age and height. Spirometers are designed for use in all types of lung disease and not just COPD. Some spirometers will provide a report on lung function results including comments such as normal, obstructive and restrictive defects. They may also comment on severity of disease, though not necessarily corresponding to the NICE COPD classifications (i.e. actual FEV1% predicted values need to be studied to provide the correct severity levels).
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Volume
Volume
Time
Consistent: Three acceptable and consistent traces.
Time
Inconsistent: Although each trace is technically acceptable, they are inconsistent.
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Interpretation: patient has mild airflow obstruction as FEV1 is between 50% and 80% of predicted normal and FEV1/FVC is <0.7. Identifying abnormalities Spirometry indicates the presence of an abnormality if any of the following are recorded: FEV1 <80% predicted normal FVC <80% predicted normal FEV1/FVC ratio <0.7 Obstructive disorder: FEV1 reduced (<80% predicted normal) FVC is usually reduced but to a lesser extent than FEV1 FEV1/FVC ratio reduced (<0.7) Restrictive disorder: FEV1 reduced (<80% predicted normal) FVC reduced (<80% predicted normal) FEV1/FVC ratio normal (>0.7)
Volume Normal
Obstructive
Restrictive Time
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Often it is a matter of helping people to understand their condition, and showing them that it is possible to do things to help themselves and to regain some quality of life.
FLOW-VOLUME MEASUREMENT
Basic spirometry measures the volume of air forcibly exhaled over a time period, allowing calculation of % predicted FEV1 and FVC from the resulting volume-time curve produced. Obtaining and interpreting volume-time curves was covered on pages 811. As you become more experienced with spirometry, you may want to use other features of your spirometer. Many electronic spirometers can measure expiratory flow plotted against the volume of air exhaled. The trace produced is called a flow-volume curve. The overall shape of the flow-volume curve is helpful for detecting airflow obstruction at an early stage, and yields additional information to the volume-time curve. However, interpretation of the flow-volume curve must take into account the values of FEV1 and FVC (as a % of predicted normal).
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Normal flow-volume curves On exhalation, there is a rapid rise to the maximal expiratory flow followed by a steady, uniform decline until all the air is exhaled.
Volume (Litres)
Inconsistent and consistent flow-volume curves As with volume-time curves, three consistent flow-volume curves are required.
Volume (Litres)
Inconsistent: Although each trace is technically acceptable, they are inconsistent.
Volume (Litres)
Consistent: Three acceptable and consistent traces.
I have been pleasantly surprised at how many patients who have been heavy smokers for many years, and whose spirometry is not good, have stopped smoking completely within a few weeks of seeing me. Many of them comment that no one before has taken the time to explain in detail the physiology of emphysema and the effect it has on their respiratory function.
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Identifying abnormalities with flow-volume curves Obstructive disorder: In this example of a patient with obstructive airways disease, the peak expiratory flow (PEF) is reduced and the decline in airflow to complete exhalation follows a distinctive dipping (or concave) curve.
Volume (Litres)
Severe obstructive disorder: In a severe airflow obstruction, particularly with emphysema, the characteristic steeple pattern is seen in the expiratory flow trace.
Volume (Litres)
Restrictive disorder: The pattern observed in the expiratory trace of a patient with restrictive defect is normal in shape but there is an absolute reduction in volume.
Volume (Litres)
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MAINTAINING ACCURACY
The most common reason for inconsistent readings is patient technique. Errors may be detected by observing the patient throughout the manoeuvre and by examining the resultant trace. Common problems include: inadequate or incomplete inhalation lack of blast effort during exhalation additional breath taken during manoeuvre lips not tight around the mouthpiece a slow start to the forced exhalation exhalation stops before complete expiration some exhalation through the nose coughing.
Good care and maintenance of your spirometer will help to provide accurate and reproducible results. Spirometers should be kept clean, and accuracy checked regularly in accordance with the manufacturers recommendations. Some spirometers can be calibrated with a large volume syringe while in others accuracy can be checked in this way but recalibration would need to be adjusted by the manufacturer. The NICE guideline emphasises the importance of maintaining accuracy and recommends that spirometry services should be supported by quality control processes.
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Spirometry is needed to identify mild disease as peak flow meters only show the flow rate from larger airways, whereas COPD is damage in the smaller airways.
Identifying abnormalities
Coughing during exhalation The trace reveals an abrupt cessation of exhalation (shown by a small drop in flow) and a short intake of air associated with the start of the cough. This is followed by an irregular pattern to the exhalation.
Volume
Slow start to forced exhalation There is a marked increase in the force of exhalation a short time after the start of the manoeuvre, shown by the steep change in gradient on the trace.
Volume
Extra breath taken during the manoeuvre The extra breath is revealed by the abrupt, short plateau which can be seen on the trace shortly before the total expiratory volume is reached; following the extra breath, the total volume of air expelled is clearly seen to be greater than it would have been with only the original exhalation.
Volume
Early stoppage of the manoeuvre Following a normal, uniform start to the manoeuvre, the trace reaches a plateau abruptly.
Volume
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SPIROMETRY IN PRACTICE
To demonstrate how the results of spirometry can be interpreted to identify accurately the respiratory condition concerned and the most appropriate course of action, here are four illustrative case histories.
Spirometry
FEV1 = 1.39 (56% predicted) FVC = 2.53 (86% predicted) FEV1/FVC ratio = 0.55
Interpretation
Reduced Normal Reduced
CONCLUSION
Spirometry showed mild obstruction, and a firm diagnosis of COPD was made. Marion was surprised to discover that smoking was the cause of her symptoms and, with support from the nurse, set a date for giving up. Her doctor suggested that a bronchodilator inhaler (2-agonist or anticholinergic) might help to improve exercise tolerance. Bronchodilators work by reducing air trapping and the work of breathing.
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It was really gratifying when a lady of 50 years ... felt able to go on holiday for the first time in 5 years.
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Spirometry
FEV1 = 0.89 (28% predicted) FVC = 2.74 (67% predicted) FEV1/FVC ratio = 0.32
Interpretation
Reduced Reduced Severe obstruction
CONCLUSION
Ronald has severe COPD (his FEV1 is less than 30%). Bronchodilator therapy was stepped-up and Ronald showed symptomatic benefit from a combination of beta-agonists and anticholinergics. Pulse oximetry showed arterial saturation of 89%. Measurement of blood gases confirmed that he was chronically hypoxic and long-term oxygen therapy was instigated. In line with the NICE guideline he should be started on a long acting bronchodilator (beta agonist or anticholinergic) and as he has an FEV1 less than 50% predicted and has had frequent exacerbations he should also be started on an inhaled steroid.
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Spirometry
Baseline FEV1 = 3.24 (76% predicted) FVC = 4.82 (91% predicted) FEV1/FVC ratio = 0.67 Post-bronchodilator FEV1 = 4.17 (+ 930 ml and 29%)
Interpretation
Slightly reduced Normal Slightly reduced Significant reversibility
CONCLUSION
Johns spirometry reveals a mild degree of obstruction which was highly responsive (significant reversibility) to the bronchodilator. This reversibility and Johns clinical history are highly indicative of asthma, which spirometry confirms. John was given advice on the long term impact of smoking and the risk of developing COPD. With this encouragement, John stopped smoking.
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Practice nurses are in a key position to influence the management of these [obstructive airways disease] patients. We all acknowledge how effective and successful the care of asthmatics has been and similar success can be achieved with COPD patients.
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Interpretation
Reduced Reduced Normal
CONCLUSION
Eddie has abnormal FEV1 and FVC readings (both well below 80% of the predicted normal values). However the FEV1/FVC ratio is above 70% which suggests the presence of a restrictive, rather than an obstructive, airways condition. He was referred to a chest clinic where fibrosing alveolitis was diagnosed. Eddies condition is unrelated to environmental air pollution.
Eddie thought he had asthma, but spirometry showed he had a restrictive lung condition
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Height
Male
3841 years 4245 years 4649 years 5053 years 5457 years 5861 years 6265 years 6669 years FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1
53 160cm 3.81 3.20 3.71 3.09 3.60 2.97 3.50 2.85 3.39 2.74 3.29 2.62 3.19 2.51 3.08 2.39
55 165cm 4.10 3.42 3.99 3.30 3.89 3.18 3.79 3.07 3.68 2.95 3.58 2.84 3.47 2.72 3.37 2.60
57 170cm 4.39 3.63 4.28 3.52 4.18 3.40 4.07 3.28 3.97 3.17 3.87 3.05 3.76 2.94 3.66 2.82
59 175cm 4.67 3.85 4.57 3.73 4.47 3.61 4.36 3.50 4.26 3.38 4.15 3.27 4.05 3.15 3.95 3.03
511 180cm 4.96 4.06 4.86 3.95 4.75 3.83 4.65 3.71 4.55 3.60 4.44 3.48 4.34 3.37 4.23 3.25
61 185cm 5.25 4.28 5.15 4.16 5.04 4.04 4.94 3.93 4.83 3.81 4.73 3.70 4.63 3.58 4.52 3.46
63 190cm 5.54 4.49 5.43 4.38 5.33 4.26 5.23 4.14 5.12 4.03 5.02 3.91 4.91 3.80 4.81 3.68
For men over 70 years predicted values are less well established but can be calculated from the equations below (height in cms; age in years):
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Since I have been doing more COPD work, I have found it to be so much more satisfying than I had expected, it is good to know that you can make some difference to the quality of life for these people.
FVC = (0.0576 x height) - (0.026 x age) - 4.34 (SD: 0.61 litres) FEV1 = (0.043 x height) - (0.029 x age) - 2.49 (SD: 0.51 litres)
Age
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Height
Female
3841 years 4245 years 4649 years 5053 years 5457 years 5861 years 6265 years 6669 years FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1 FVC FEV1
411 150cm 2.69 2.30 2.59 2.20 2.48 2.10 2.38 2.00 2.27 1.90 2.17 1.80 2.07 1.70 1.96 1.60
51 155cm 2.91 2.50 2.81 2.40 2.70 2.30 2.60 2.20 2.49 2.10 2.39 2.00 2.29 1.90 2.18 1.80
53 160cm 3.13 2.70 3.03 2.60 2.92 2.50 2.82 2.40 2.72 2.30 2.61 2.20 2.51 2.10 2.40 2.00
55 165cm 3.35 2.89 3.25 2.79 3.15 2.69 3.04 2.59 2.94 2.49 2.83 2.39 2.73 2.29 2.63 2.19
57 170cm 3.58 3.09 3.47 2.99 3.37 2.89 3.26 2.79 3.16 2.69 3.06 2.59 2.95 2.49 2.85 2.39
59 175cm 3.80 3.29 3.69 3.19 3.59 3.09 3.48 2.99 3.38 2.89 3.28 2.79 3.17 2.69 3.07 2.59
511 180cm 4.02 3.49 3.91 3.39 3.81 3.29 3.71 3.19 3.60 3.09 3.50 2.99 3.39 2.89 3.29 2.79
For women over 70 years predicted values are less well established but can be calculated from the equations below (height in cms; age in years): FVC = (0.0443 x height) - (0.026 x age) - 2.89 (SD: 0.43 litres) FEV1 = (0.0395 x height) - (0.025 x age) - 2.60 (SD: 0.38 litres) References
1. Chronic Obstructive Pulmonary Disease: National clinical guideline for management of chronic obstructive pulmonary disease in adults in primary and secondary care. Thorax 2004; 59 (Suppl 1): 1232 2. Survey of GPs and practice nurses. PMSI. Presented by Bellamy et al. at British Thoracic Society meeting, Dec 1998 3. Burden of lung disease. A statistics report from the British Thoracic Society. November 2001 4. Making spirometry happen. Thorax 1994; 54 (53): A43
Age
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