Stock: Exchange
Stock: Exchange
Stock: Exchange
ININDIA
POWERED BY
TABIS
WHAT IS STOCK EXCHANGE
Stock Exchange
Location-Mumbai
Treasury Bills
Government Security
Bonds Issued By Public Sector Companies
BROKERS OF STOCK
EXCHANGE
JOBBER
Jobber is an independent broker who buy and sell securities in his own
name.
TARAWANIWALA
S
The tarawaniwalas might act against interests of investors by purchasing
security from them in own at a lower price and sell the same securities to
them at higher prices
COMMISSION BROKERS
They execute orders of their customers by buying and selling
securities on the exchange
SUB-BROKERS
Sub-brokers are agents of stock brokers. Since they are not member
of a stock exchange
FEATURES OF STOCK EXCHANGE
Deals in second hand securities : It deals with shares, debentures bonds and
such securities already issued by the companies
Corporate governance
Economies of Scale
Investor Protection
Secure Clearing
SEBI – THE SECURITY AND
EXCHANGE BOAED OF INDIA
HISTORY
To regulate stock exchange and securities industry and to promote their orderly
functioning
To guide , educate and protect the rights and interests of individual investors
Regulatory Functions
Registration of brokers and sub-brokers and other player in the market
DEVELOPMENT FUNCTION
Investor education
Training of intermediaries
Promotion of fair practices and code of conduct of all SROs