Stock: Exchange

STOCKEXCHANGE
ININDIA
POWERED BY
TABIS
WHAT IS STOCK EXCHANGE
Stock exchange is that place where trading of share

done in terms of sale and purchase
DEFINITIONS OF STOCK EXCHANGE
Stock exchange or secondary market comprises of all the

places where buyer and seller of stock and bonds or their
representative undertake transaction involving the sale of
security
NAME OF INDIAN STOCK EXCHANGE
 Bombay Stock exchange

 National Stock exchange (Mumbai)
 Bangalore Stock exchange
 Utter Pradesh Stock exchange (Kanpur)
 Magadha Stock exchange ( Patna)
 Ahmedabad Stock exchange
 Vadodara Stock exchange (Baroda)
 Bhubaneswar Stock exchange
 Calcutta Stock exchange ( Kolkata)
World Top Stock Exchange
Exchange Names Country
NewYork Stock Exchange United States
London Stoxk Exchange United Kingdom
Tokyo Stock Exchange Japan
Frankfurt Stock Exchange Germany
Italian Stock Exchange Italy
Korea Stock Exchange Korea
Toronto Stock Exchange Canada

Indian Stock Exchange
Stock Exchange
National Exchange Regional Exchange
BSE NSE 21 Other Regional Exchange

BSE- Bombay Stock Exchange
Established in 1875, the BSE

(formerly known as Bombay Stock
Exchange Ltd.) is Asia’s first stock
exchange. It claims to be the world's
fastest stock exchange, with a
median trade speed of 6
microseconds, The BSE is the
world's 12th largest stock
exchange with an overall market
capitalization of more than $ 2
Trillion as of July, 2017
NSE- National Stock Exchange
Location-Mumbai
India’s first debt market
Year inception - 1993
Year of operation - 1994
The instruments traded
Treasury Bills
Government Security
Bonds Issued By Public Sector Companies
BROKERS OF STOCK
EXCHANGE
JOBBER
Jobber is an independent broker who buy and sell securities in his own
name.
TARAWANIWALA
S
The tarawaniwalas might act against interests of investors by purchasing
security from them in own at a lower price and sell the same securities to
them at higher prices
COMMISSION BROKERS
They execute orders of their customers by buying and selling
securities on the exchange
SUB-BROKERS
Sub-brokers are agents of stock brokers. Since they are not member
of a stock exchange
FEATURES OF STOCK EXCHANGE
Market for securities : Stock exchange is a market, where securities of corporate

bodies, government and semi-government bodies are bought and sold.
Deals in second hand securities : It deals with shares, debentures bonds and
such securities already issued by the companies
Transactions effected only through members : All the transactions in

securities at the stock exchange are effected only through its authorized
brokers and members
Financial Barometers : Stock exchanges are the financial barometers and

development indicators of national economy of the country
FUNCTION OF STOCK
EXCHANGE
Continuous and ready market for securities
Facilitates evaluation of securities
Provides safety and security in dealings
Regulates company management
Provides clearing house facility

ROLE OF NSE
Raising capital for business
Mobilizing saving for investment

Facilitating company growth
Profit sharing
Corporate governance
Barometer of the economy

BENEFITS OF STOCK EXCHANGE
Economies of Scale
Investor Protection
Secure Clearing
SEBI – THE SECURITY AND
EXCHANGE BOAED OF INDIA
The Security and Exchange Board of

India was established by the
government of India on 12 April 1988
as an interim administrative body to
promote and healthy growth of the
security market and investors
protection
Cont.…...
HISTORY
The SEBI was given a statutory status on 30 jan 1992 through an

ordinance
The ordinance was later replaced by an act of parliament known as the

securities and Exchange Board of India Act 1992
REASONS FOR ESTABLISHMENT OF
SEBI
The capital had witnessed a tremendous growth during the 1980s

characterized by increasing participation of the public
These malpractices and unfair trade practices have eroded investor

confidence and multiplied investor grievance
Therefore the GOI decided to set up SEBI a separate regulatory

body
OBJECTIVE
To regulate stock exchange and securities industry and to promote their orderly
functioning
To guide , educate and protect the rights and interests of individual investors
To prevent trading malpractices and achieve a balance between self regulation by

the securities industry and its statutory regulation
FUNCTION OF SEBI
Regulatory Functions
Registration of brokers and sub-brokers and other player in the market
Registration of collective investment schemes and mutual fund
Prohibition of fraudulent and unfair trade practices
DEVELOPMENT FUNCTION
Investor education
Training of intermediaries
Promotion of fair practices and code of conduct of all SROs
Conducting research and publishing information useful to all market

participants
THANK
YOU

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STOCKEXCHANGE

Stock exchange is that place where trading of share

DEFINITIONS OF STOCK EXCHANGE

Stock exchange or secondary market comprises of all the

 Bombay Stock exchange

Exchange Names Country

NewYork Stock Exchange United States

London Stoxk Exchange United Kingdom

Tokyo Stock Exchange Japan

Frankfurt Stock Exchange Germany

Italian Stock Exchange Italy

Korea Stock Exchange Korea

Toronto Stock Exchange Canada

National Exchange Regional Exchange

BSE NSE 21 Other Regional Exchange

Established in 1875, the BSE

India’s first debt market

Year inception - 1993

Year of operation - 1994

The instruments traded

Market for securities : Stock exchange is a market, where securities of corporate

Transactions effected only through members : All the transactions in

Financial Barometers : Stock exchanges are the financial barometers and

Continuous and ready market for securities

Facilitates evaluation of securities

Provides safety and security in dealings

Regulates company management

Provides clearing house facility

Raising capital for business

Mobilizing saving for investment

Barometer of the economy

The Security and Exchange Board of

The SEBI was given a statutory status on 30 jan 1992 through an

The ordinance was later replaced by an act of parliament known as the

The capital had witnessed a tremendous growth during the 1980s

These malpractices and unfair trade practices have eroded investor

Therefore the GOI decided to set up SEBI a separate regulatory

To prevent trading malpractices and achieve a balance between self regulation by

Registration of collective investment schemes and mutual fund

Prohibition of fraudulent and unfair trade practices

Conducting research and publishing information useful to all market

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