Basic Thermodynamics IISC

Basic Thermodynamics Syllabus
BASIC THERMODYNAMICS
Module 1: Fundamental Concepts & Definitions (5)
Thermodynamics: Terminology; definition and scope, microscopic and macroscopic
approaches. Engineering Thermodynamics: Definition, some practical applications of
engineering thermodynamics. System (closed system) and Control Volume (open
system); Characteristics of system boundary and control surface; surroundings; fixed,
moving and imaginary boundaries, examples. Thermodynamic state, state point,
identification of a state through properties; definition and units, intensive and extensive
various property diagrams, path and process, quasi-static process, cyclic and non-cyclic
processes; Restrained and unrestrained processes; Thermodynamic equilibrium;
definition, mechanical equilibrium; diathermic wall, thermal equilibrium, chemical
equilibrium. Zeroth law of thermodynamics. Temperature as an important property.
Module 2: Work and Heat (5)
Mechanics definition of work and its limitations. Thermodynamic definition of work and
heat, examples, sign convention. Displacement works at part of a system boundary and at
whole of a system boundary, expressions for displacement works in various processes
through p-v diagrams. Shaft work and Electrical work. Other types of work. Examples
and practical applications.
Module 3: First Law of Thermodynamics (5)
Statement of the First law of thermodynamics for a cycle, derivation of the First law of
processes, energy, internal energy as a property, components of energy, thermodynamic
distinction between energy and work; concept of enthalpy, definitions of specific heats at
constant volume and at constant pressure. Extension of the First law to control volume;
steady state-steady flow energy equation, important applications such as flow in a nozzle,
throttling, adiabatic mixing etc., analysis of unsteady processes, case studies.
Module 4: Pure Substances & Steam Tables and Ideal & Real Gases (5)
Ideal and perfect gases: Differences between perfect, ideal and real gases,
equation of state, evaluation of properties of perfect and ideal gases. Real
Gases: Introduction. Van der Waal’s Equation of state, Van der Waal’s
constants in terms of critical properties, law of corresponding states,
compressibility factor; compressibility chart, and other equations of state
(cubic and higher orders). Pure Substances: Definition of a pure substance,
phase of a substance, triple point and critical points, sub-cooled liquid,
saturated liquid, vapor pressure, two-phase mixture of liquid and vapor,
saturated vapor and superheated vapor states of a pure substance with water
as example. Representation of pure substance properties on p-T and p-V
diagrams, detailed treatment of properties of steam for industrial and
scientific use (IAPWS-97, 95)
Module 5: Basics of Energy conversion cycles (3)
Devices converting heat to work and vice versa in a thermodynamic cycle Thermal
reservoirs. Heat engine and a heat pump; schematic representation and efficiency and
coefficient of performance. Carnot cycle.
K. Srinivasan/IISc, Bangalore V1/17-5-04/1

Module 6: Second Law of Thermodynamics (5)

Identifications of directions of occurrences of
natural processes, Offshoot of II law from the I.
Kelvin-Planck statement of the Second law of
Thermodynamic; Clasius's statement of Second
law of Thermodynamic; Equivalence of the two
statements; Definition of Reversibility, examples
of reversible and irreversible processes; factors
that make a process irreversible, reversible heat
engines; Evolution
Clasius inequality; statement, of
proof, Thermodynamic
application to a reversible cycle. ∮ (δQR/T) as
temperature
independent ofscale.
the path. Entropy; definition, a property, principle of increase of entropy,
entropy as Entropy
Module 7: a quantitative
(5) test for irreversibility, calculation of entropy, role of T-s
diagrams, representation of heat, Tds relations, Available and unavailable energy.
Module 8: Availability and Irreversibility (2)
Maximum work, maximum useful work for a system and a control volume, availability of
a system and a steadily flowing stream, irreversibility. Second law efficiency.
Lecture Plan
Module Learning Units Hours Total
per Hours
topic
1. Fundamental 1. Thermodynamics; Terminology; definition and scope, 1
Concepts & Microscopic and Macroscopic approaches. 5
Definitions Engineering Thermodynamics; Definition, some
practical applications of engineering
2. thermodynamics.
System (closed system) and Control Volume (open 1
system); Characteristics of system boundary and
control surface; surroundings; fixed, moving and
imaginary boundaries, examples.
3. Thermodynamic state, state point, identification of a 1
state through properties; definition and units, intensive
and extensive various property diagrams,
4. Path and process, quasi-static process, cyclic and non- 1
cyclic processes; Restrained and unrestrained
processes;
5. Thermodynamic equilibrium; definition, mechanical 1
equilibrium; diathermic wall, thermal equilibrium,
chemical equilibrium. Zeroth law of
thermodynamics, Temperature as an important
2. Work and Heat property. definition of work and its limitations.
6. Mechanics 1
Thermodynamic definition of work and heat;
examples, sign convention. 5
7. Displacement work; at part of a system boundary, at 2
whole of a system boundary,
8. Expressions for displacement work in various 1
processes through p-v diagrams.
9. Shaft work; Electrical work. Other types of work, 1
examples of practical applications
3. First Law of 10. Statement of the First law of thermodynamics for a 1
Thermo- cycle, derivation of the First law of processes,
dynamics 11. Energy, internal energy as a property, components of 1 5
energy, thermodynamic distinction between energy
and work; concept of enthalpy, definitions of specific
heats at constant volume and at constant pressure.
12. Extension of the First law to control volume; steady 1
state-steady flow energy equation,
13. Important applications such as flow in a nozzle, 2
throttling, and adiabatic mixing etc. analysis of
unsteady processes, case studies.
4. Pure 14. Differences between perfect, ideal and real gases. 1
Substances & Equation of state. Evaluation of properties of perfect
and ideal gases
Steam Tables and 15. Introduction. Van der Waal’s Equation of state, Van 1 5
Ideal & Real der Waal's constants in terms of critical properties,
Gases law of corresponding states, compressibility factor;
compressibility chart. Other equations of state
(cubic and higher order)
16. Definition of a pure substance, phase of a substance, 1
triple point and critical points. Sub-cooled liquid,
saturated liquid, vapour pressure, two phase mixture
of liquid and vapour, saturated vapour and
superheated vapour states of a pure substance
17. Representation of pure substance properties on p-T 2
and p-V diagrams, Detailed treatment of properties of
steam for industrial and scientific use (IAPWS-97, 95)
5. Basics of 18. Devices converting heat to work and vice versa in a 1
Energy thermodynamic cycle, thermal reservoirs. heat 3
conversion cycles engine and a heat pump
19. Schematic representation and efficiency and 2
coefficient of performance. Carnot cycle.
6. Second Law of 20. Identifications of directions of occurrences of 2
Thermo- natural processes, Offshoot of II law from the Ist.
dynamics Kelvin- Planck statement of the Second law of
Thermodynamic; 5
21. Clasius's statement of Second law of Thermodynamic; 1
Equivalence of the two statements;
22. Definition of Reversibility, examples of reversible 1
and irreversible processes; factors that make a process
irreversible,
23. Reversible heat engines; Evolution of 1
Thermodynamic temperature scale.
7. Entropy 24. Clasius inequality; statement, proof, application to a 1
5
reversible cycle. ∮ (δQR/T) as independent of the path.
25. Entropy; definition, a property, principle of 1
increase of entropy, entropy as a quantitative test
for irreversibility,
26. Calculation of entropy, role of T-s diagrams, 2
representation of heat quantities; Revisit to 1st law
27. Tds relations, Available and unavailable energy. 1
8. Availability 28. Maximum work, maximum useful work for a 1
and system and a control volume,
Irreversibility 29. Availability of a system and a steadily flowing 1 2
stream, irreversibility. Second law efficiency
Basic thermodynamics Learning Objectives
BASIC THERMODYNAMICS
AIM: At the end of the course the students will be able to analyze and evaluate various
thermodynamic cycles used for energy production - work and heat, within the natural
limits of conversion.
Learning Objectives of the Course
1. Recall
1.1 Basic definitions and terminology
1.2 Special definitions from the thermodynamics point of view.
1.3 Why and how natural processes occur only in one direction unaided.
2. Comprehension
2.1 Explain concept of property and how it defines state.
2.2 How change of state results in a process?
2.3 Why processes are required to build cycles?
2.4 Differences between work producing and work consuming cycles.
2.5 What are the coordinates on which the cycles are represented and why?
2.6 How some of the work producing cycles work?
2.7 Why water and steam are special in thermodynamics?
2.8 Why air standard cycles are important?
2.9 Evaluate the performance of cycle in totality.
2.10 How to make energy flow in a direction opposite to the natural way and what
penalties are to be paid?
2.11 How the concept of entropy forms the basis of explaining how well things are done?
2.12 How to gauge the quality of energy?
3. Application
3.1 Make calculations of heat requirements of thermal power plants and IC Engines.
3.2 Calculate the efficiencies and relate them to what occurs in an actual power plant.
3.3 Calculate properties of various working substances at various states.
3.4 Determine what changes of state will result in improving the performance.
3.5 Determine how much of useful energy can be produced from a given thermal source.
4. Analysis
4.1 Compare the performance of various cycles for energy production.
4.2 Explain the influence of temperature limits on performance of cycles.
Basic thermodynamics Learning Objectives
4.3 Draw conclusions on the behavior of a various cycles operating between temperature
limits.
4.4 How to improve the energy production from a given thermal source by increasing the
number of processes and the limiting conditions thereof.
4.5 Assess the magnitude of cycle entropy change.
4.6 What practical situations cause deviations form ideality and how to combat them.
4.7 Why the temperature scale is still empirical?
4.8 Assess the other compelling mechanical engineering criteria that
make thermodynamic possibilities a distant dream.
5. Synthesis
Nil
6. Evaluation
6.1. Assess which cycle to use for a given application and source of heat
6.2. Quantify the irreversibilites associated with each possibility and choose an optimal
cycle.
Fundamental Concepts
and Definitions
THERMODYNAMICS:
 It is the science of the relations heat,
between
Work and the properties of the systems.
 How to adopt these interactions to our benefit?
Thermodynamics enables us to answer this
question.
Analogy
All currencies are not equal

Eg: US$ or A$ or UK£ etc.
Have a better purchasing
power than Indian Rupee or
Thai Baht or Bangladesh
Taka
Human civilization
similarly,all forms ofhas always
energy areendeavoured to obtain
not the same.
 Shaft work
 Electrical energy
 Potential energy
to make life easier
Examples
If we like to
 Rise the temperature of water in kettle
 Burn some fuel in the combustion of an aero
chamber engine to propel an aircraft.
 Cool our room on a hot humid day.
 Heat up our room on a cold winter night.
 Have our beer cool.
What is the smallest amount of electricity/fuel we
can get away with?
Examples (Contd)
On the other hand we burn,

 Some coal/gas in a power plant to electricity.
generate
 Petrol in a car engine.
What is the largest energy we can get out of these
efforts?
 Thermodynamics allows us to answer some of
these questions
Definitions
 In our study of thermodynamics, we will choose a small part of
the universe to which we will apply the laws of thermodynamics.
We call this subset a SYSTEM.
 The thermodynamic system is analogous to the free body
diagram to which we apply the laws of mechanics, (i.e.
Newton’s Laws of Motion).
 The system is a macroscopically identifiable collection of
matter
on which we focus our attention (eg: the water kettle or the
aircraft engine).
Definitions (Contd…)
 The rest of the universe outside the system close enough

to the system to have some perceptible effect on the
system is called the surroundings.
 The surfaces which separates the system from the
surroundings are called the boundaries as shown in fig
below (eg: walls of the kettle, the housing of the engine).
System
Boundary Surroundings
Types of System
 Closed system - in which no mass is permitted to cross the

system boundary i.e. we would always consider a system
of constant mass.We do permit heat and work to enter or
leave but not mass.
Boundary Heat/work
Out
system
Heat/work
in
No mass entry or exit
 Open system- in which we permit mass to cross the system
boundary in either direction (from the system to surroundings
or vice versa). In analysing open systems, we typically look at
a specified region of space, and observe what happens at the
boundaries of that region.
Most of the engineering devices are open system.
Boundary
Heat/work Mass
Out out
System
Heat/work
Mass in
In
• Isolated System - in which there is no interaction between
system and the surroundings. It is of fixed mass and
energy, and hence there is no mass and energy transfer
across the system boundary.
System
Surroundings
Choice of the System and
Boundaries Are at Our
Convenience
 We must choose the system for
each and every problem we work
on, so as to obtain best possible
information on how it behaves.

In some cases the choice of the system will be obvious
and in some cases not so obvious.

Important: you must be clear in defining what constitutes
your
who system
may beand make thatyour
reviewing choice explicit
work. (eg:toInanyone else
the exam
paper or to your supervisor in the work place later)
 The boundaries may be real physical surfaces or they may
be imaginary for the convenience of analysis.
eg: If the air in this room is the system,the floor,ceiling and
walls constitutes real boundaries.the plane at the open doorway
constitutes an imaginary boundary.
 The boundaries may be at rest or in motion.
eg: If we choose a system that has a certain defined quantity of
mass (such as gas contained in a piston cylinder device) the
boundaries must move in such way that they always enclose
that particular quantity of mass if it changes shape or moves
from one place to another
Macroscopic and
Microscopic Approaches
Behavior of matter can be studied by these two

approaches.
 In macroscopic approach, certain quantity of

matter is considered,without a concern on the events
occurring at the molecular level. These effects can be
perceived by human senses or measured by
instruments.
 eg: pressure,
temperature
Microscopic Approach
 In microscopic approach, the effect of molecular

motion is Considered.
eg: At microscopic level the pressure of a gas is not

constant, the temperature of a gas is a function of
the velocity of molecules.
Most microscopic properties cannot be measured with

common instruments nor can be perceived by human
senses
Property
It is some characteristic of the system to which some physically

meaningful numbers can be assigned without knowing the
history behind it.
These are macroscopic in nature.
Invariably the properties must enable us to identify the system.
eg: Anand weighs 72 kg and is 1.75 m tall. We are not
concerned how he got to that stage. We are not interested what
he ate!!.
Examples(contd)
We must choose the most appropriate set of

properties.
 For example: Anand weighing 72 kg and being 1.75 m
tall may be a useful way of identification for police
purposes.
 If he has to work in a company you would say Anand
graduated from IIT, Chennai in 1985 in mechanical
engineering.
 Anand hails He has a sister and his
from ---If you are looking at
Mangalore.
father is a
poet. He is
singer. him
as a
bridegroom!
!
Examples (contd)
 All of them are properties of Anand. But you

pick and choose a set of his traits which describe
him best for a given situation.
 Similarly, among various properties which a
by
definition of a thermodynamic system is possible, a
situation might warrant giving the smallest number
of properties which describe the system best.
Categories of Properties
Extensive property:
whose value depends on the size or extent of the system
(upper case letters as the symbols).
eg: Volume, Mass (V,M).
If mass is increased, the value of extensive property also
increases.
Intensive property:
whose value is independent of the size or extent of the
system.
eg: pressure, temperature (p, T).
Property (contd)
Specific property:
 It is the value of an extensive property per unit mass
of system. (lower case letters as symbols) eg: specific volume,
density (v, ρ).
 It is a special case of an intensive property.
 Most widely referred properties in thermodynamics:
 Pressure; Volume; Temperature; Entropy; Enthalpy; Internal
energy
(Italicised ones to be defined later)
State:
It is the condition of a system as defined by the values of all its
properties.
It gives a complete description of the system.
Any operation in which one or more properties of a system
change is called a change of state.
Phase:
It is a quantity of mass that is homogeneous throughout in
chemical composition and physical structure.
e.g. solid, liquid, vapour, gas.
Phase consisting of more than one phase is known as
heterogenous system .
I hope you can answer the following questions related to the
topics you have read till now.
Path And Process
The succession of states passed through during a change of state

is called the path of the system. A system is said to go through a
process if it goes through a series of changes in state.
Consequently:
A system may undergo changes in some or all of its
properties.
A process can be construed to be the locus of changes of state
Processes in thermodynamics are like streets in a city
eg: we have north to south; east to west; roundabouts; crescents.
Types of Processes
As a matter of rule we allow •Isothermal (T)

one of the properties to remain •Isobaric (p)
a constant during a process.
Construe as many processes •Isochoric (v)
as we can (with a different
•Isentropic (s)
property kept constant during
each of them) •Isenthalpic (h)
Complete the cycle by
regaining the initial state •Isosteric (concentration)
•Adiabatic (no heat addition
or removal
Quasi-Static Processes
The processes can be restrained or
unrestrained
We need restrained processes in practice.
A quasi-static process is one in which
 The deviation from thermodynamic
equilibrium is
infinitesimal.
 All states of the system passes through are

equilibrium states.
Gas
Quasi-Static Processes (Contd…)
 If we remove the weights slowly one by one the

pressure of the gas will displace the piston gradually. It
is quasistatic.
 On the other hand if we remove all the weights at
once the piston will be kicked up by the gas
pressure.(This is unrestrained expansion) but we don’t
consider that the work is done - because it is not in a
sustained manner
 In both cases the systems have undergone a change
of state.
Another eg: if a person climbs down a ladder from
roof to ground, it is a quasistatic process. On the other
hand if he jumps then it is not a quasistatic process.
Equilibrium State
A system is said to be in an equilibrium state if its properties

will not change without some perceivable effect in the
surroundings.
Equilibrium generally requires all properties to be uniform
throughout the system.
There are mechanical, thermal, phase, and chemical equilibria
Equilibrium State (contd)
Nature has a preferred way of directing changes.

eg:
water flows from a higher to a lower level
 Electricity flows from a higher potential to a one
lower
 Heat flows from a body at higher temperature to the one at
a lower temperature
 Momentum transfer occurs from a point of higher
pressure to a lower one.
 Mass transfer occurs from higher concentration to a
lower one
Types of Equilibrium
Between the system and surroundings, if there is no difference in
Pressure Mechanical equilibrium

Potential Electrical equilibrium
Concentration of species Species equilibrium
Temperature Thermal equilibrium
No interactions between them occur.

They are said to be in equilibrium.
Thermodynamic equilibrium implies all those together.

A system in thermodynamic equilibrium does not deliver anything.
Definition Of Temperature
and Zeroth Law Of
Thermodynamics
Temperature is a property of a system which determines the

degree of hotness.
Obviously, it is a relative term.
eg: A hot cup of coffee is at a higher temperature than a block of
ice. On the other hand, ice is hotter than liquid hydrogen.
Thermodynamic temperature scale is under evolution. What we

have now in empirical scale.
(Contd)
Two systems are said to be equal in temperature,

when there is no change in their respective observable
properties when they are brought together. In other
words, “when two systems are at the same temperature
they are in thermal equilibrium” (They will not
exchange heat).
Note:They need not be in thermodynamic

equilibrium.
Zeroth Law
If two systems (say A and B) are in thermal

equilibrium with a third system (say C) separately
(that is A and C are in thermal equilibrium; B and C
are in thermal equilibrium) then they are in thermal
equilibrium themselves (that is A and B will be in
thermal equilibrium
TA TB
TC
Explanation of Zeroth Law
 Let us say TA,TB and TC are the temperatures of A,B and C
respectively.
 A and c are in thermal equilibrium. Ta= tc
 B and C are in thermal equilibrium. Tb= tc
Consequence of of ‘0’th law

 A and B will also be in thermal
equilibrium TA= TB
Looks very logical
All temperature measurements are based on this LAW.
Module 2
Work and Heat

We Concentrate On Two
Categories Of Heat And
Work
 Thermodynamic definition of work:
Positive work is done by a system when the sole
effect external to the system could be reduced to the
rise of a weight.
 Thermodynamic definition of heat:

It is the energy in transition between the system and
the surroundings by virtue of the difference in
temperature.
Traits of Engineers
 All our efforts are oriented towards how •We require a
to convert heat to work or vice versa: combination of
processes.
 Heat to work Thermal power plant •Sustainability is
ensured from a cycle
 Work to heat Refrigeration •A system is said to
have gone through a
 Next, we have to do it in a sustained cycle if the initial
manner (we cant use fly by night state has been
techniques!!) regained after a
series of processes.
Sign Conventions
 Work done BY the system is POSITIVE

 Obviously work done ON the system is –ve
 Heat given TO the system is POSITIVE
 Obviously Heat rejected by the system is -ve
W W
-VE +VE
Q
Q -VE
+VE
Types of Work Interaction
 Types of work interaction
 Expansion and compression work

(displacement work)
 Work of a reversible chemical cell
 Work in stretching of a liquid surface
 Work done on elastic solids
 Work of polarization and magnetization
Notes on Heat
 All temperature changes need not be due to heat alone

eg: Friction
 All heat interaction need not result in changes in

temperature eg: condensation or evaporation
Various Types of Work
 Displacement work (pdV work)

 Force exerted, F= p. A
 Work done
dW = F.dL = p. A dL = p.dV
 If the piston moves through a finite distance say 1-2,Then
work done has to be evaluated by integrating δW=∫pdV
(Contd)
p
Cross sectional area=A
dl
p
p
1 2
1
v
Discussion on Work Calculation
The system (shown by the dotted line) has gone
through a change of state from 1 to 2.We need to 1 2
know how the pressure and volume change. p
Possibilities:
 Pressure might have remained constant v
or
 It might have undergone a 2
change as per a relation p (V)
or p
 The volume might have remained constant
In general the area under the process on p-V 1
plane gives the work
v
Other Possible Process
 pv=constant (it will be a rectangular hyperbola)
 In general pvn= constant
 IMPORTANT: always show the states by numbers/alphabet
and indicate the direction.
1 2 Gas
V = constant
p 2
Pv=constant
2
Gas
v
Various compressions
2 Pv=constant 2 Gas
Gas p
V = constant
2 1
P=constant
n= 0 Constant pressure (V2>V1 - expansion)
n=1 pv=constant (p2<p1 ;V2>V1 - expansion)
n= ∞ Constant volume (p2< p1 - cooling)

Others Forms Of Work
 Stretching of a wire:
Let a wire be stretched by dL due to an application of a force F
Work is done on the system. Therefore dW=-FdL
 Electrical Energy:
Flowing in or out is always deemed to be work
dW= -EdC= -EIdt
 Work due to stretching of a liquid film due to surface
tension:
Let us say a soap film is stretched through an area dA
dW= -σdA
where σ is the surface tension.
Module 3
First law of thermodynamics

First Law of
Thermodynam
ics
Statement:
When a closed system a
1
executes B
complete cycle the sum of heat of work

Y A 2
interactions is equal to the sum
interactions.
Mathematically X
 The
ΣQ=Σ W
summations being over the entire
cycle
First Law(Contd…)
Alternate statement:
When a closed system undergoes a cycle the cyclic
integral of heat is equal to the cyclic integral of
work.
Mathematically δQ = δW
In other words for a two process cycle
QA1-2+QB2-1=WA1-2+WB 2-1
First Law(Contd…)
Which can be written as

First Law (contd…)
 Since A and B are arbitrarily chosen, the conclusion is, as far

as a process is concerned (A or B) the difference
δQ−δW
remains a constant as long as the initial and the final states are
the same. The difference depends only on the end points of the
process. Note that Q and W themselves depend on the path
followed. But their difference does not.
 This implies that the difference between the heat and

work interactions during a process is a property of the
system.
 This property is called the energy of the system. It is
designated as E and is equal to some of all the energies
at a given state.
First Law(contd…)
We enunciate the FIRST LAW for a process as
δQ-δW=dE
E consists of E=U+KE+PE
U -internal energy
KE - the kinetic energy
PE - the potential energy
For the whole process A Q-W=E2-E1
Similarly for the process B Q-W=E1-E2
First Law(contd…)
 An isolated system which does not interact with the

surroundings Q=0 and W=0. Therefore, E remains constant
for such a system.
 Let us reconsider the cycle 1-2 along path A and 2-1 along
path B as shown in fig.
 Work done during the path A = Area under 1-A-2-3-4
 Work done during the path B = Area under 1-B-2-3-4
 Since these two areas are not equal, the net work interaction
is that shown by the shaded area.
First Law (Contd…)
The net area is 1A2B1.

Therefore some work is derived
by the cycle.
First law compels that this is
possible only when there is also
heat interaction between the
system and the surroundings.
In other words, if you have to
get work out, you must give heat
in.
 Thus, the first law can be construed to be a statement of

conservation of energy - in a broad sense.
 In the example shown the area under curve A < that under B
 The cycle shown has negative work output or it will receive
work from the surroundings. Obviously, the net heat
interaction is also negative. This implies that this cycle will

heat the environment. (as per the sign convention).
First Law(contd…)
 For a process we can have Q=0 or W=0

 We can extract work without
supplying heat(during a process) but sacrificing
thethe
of energy
system.
We can add heat to the system without doing
work(in process) which will go to increasing the
energy of the system.
Energy of a system is an extensive
property
Engineering Implications
 When we need to derive some work, we must expend

thermal/internal energy.
 Whenever we expend heat energy, we expect to

derive work interaction (or else the heat supplied is wasted
to to
or change the energy of the system).
goes
 If you spend money, either you must have earned it or you
must take it out of your bank balance!!
 !!There is nothing called a free lunch!!
Engineering implications
(contd…)
The first law introduces a new property of the system called

the energy of the system.
It is different from the heat energy as viewed from
physics
point of view.
We have “energy
surroundings” whichinistransition between
not a property andthe system
“energy ofand
the the
system” which is a property.
Engineering Applications
(contd…)
 It appears that heat (Q) is not a property of the system but

the energy (E) is.
 How do we distinguish what is a property of the system
and what is not?
 The change in the value of a “property” during a process
depends only on the end states and not on the path taken by
aprocess.
 In a cycle the net in change in “every property” is
zero.
Engineering implications
(contd…)
If the magnitude of an entity related to the system changes during

a process and if this depends only on the end states then the entity is
a property of the system. (Statement 3 is corollary of statement 1)
HEAT and WORK are not properties because they depend on the
path and end states.
HEAT and WORK are not properties because their net change
in a cycle is not zero.
Analogy
 Balance in your bank account is a property. The

deposits and withdrawals are not.
 A given balance can be obtained by a series of

deposits and withdrawals or a single large credit or
debit!
Analogy(contd…)
Balance is deposits minus withdrawals Energy is heat minus work
 If there are no deposits and if you If the system has enough

have enough balance, you can energy you can extract work
withdraw. But the balance will without adding heat.but the
Will diminish energy diminish
 If you don’t withdraw but keep If you keep adding heat but
depositing your balance will go up. don’t extract any work, the
system energy will go up.
Analogy(Contd)
 Between 2 successive 1 Januarys you had made several

deposits and several withdrawals but had the same balance,
then you have performed a cycle. - it means that they have
been equalled by prudent budgeting!!
 Energy - balance; Deposits - heat interactions;
Withdrawals - work interactions.
 Mathematically properties are called point functions or
state functions
 Heat and work are called path functions.
Analogy (contd…)
To sum up:
I law for a cycle: δQ = δW
I law for a process is Q-W = ∆E
For an isolated system Q=0 and W=0.
Therefore ∆E=0
1
Conducting plane; Insulating rough block in vacuum

System Q W ∆E
Block 0 + -
Plane 0 - +
Block+plane 0 0 0
Analogy (Contd..)
 The first law introduces the concept of energy in the

thermodynamic sense.
Does this property give a better description the system
of than pressure, temperature, volume, density?
The answer is yes, in the broad sense.
 It is U that is often used rather than E. (Why? - KE and PE
can change from system to system).
They have the units of kJ
First law (Contd)
Extensive properties are converted to specific extensive properties

(which will be intensive properties) ., i.E.., U and E with the units
kJ/kg.
A system containing a pure substance in the standard gravitational
field and not in motion by itself, if electrical, magnetic fields are
absent (most of these are satisfied in a majority of situations) ‘u’ will
be ‘e’.
(Contd)
The I law now becomes Q - W = ∆U δQ-δW=δU

Per unit mass of the contents of the system (Q - W)/m = ∆u
If only displacement work is present δQ-pdV=dU
Per unit mass basis δq-pdv=du
Which can be rewritten δq = du+pdv
as
Flow Process
Steady flow energy equation:
 Virtually all the practical systems involve flow of mass across

the boundary separating the system and the surroundings. Whether
it be a steam turbine or a gas turbine or a compressor or an
automobile engine there exists flow of gases/gas mixtures into and
out of the system.
 So we must know how the first Law of thermodynamics can be

applied to an open system.
SFEE(Contd…)
The fluid entering the system will have its own internal,
kinetic and potential energies.
Let u1 be the specific internal energy of the fluid entering
 C1be the velocity of the fluid while entering
 Z1 be the potential energy of the fluid while entering
Similarly let u2 ,C2 and Z2be respective entities while leaving.

SFEE(Contd…)
Exit Total energy of the slug at entry

2 C2
U2 =Int. E+Kin. E+ Pot. E

=δmu1+δmC1 2/2+δmgZ
1
Entry 2
=δm(u1+C1 /2+gZ1)
c 1
1
u1 Z2
A small slug of mass δm
Z1 W
Datum with reference to which all potential energies are measured
Focus attention on slug at entry-1

SFEE(Contd…)
Initially the system consists of just the large rectangle. Let its
energy (including IE+KE+PE) be E’
The slug is bringing in total energy of δm (u1+ C1 /2 + gz21)

The energy of the system when the slug has just entered will be
E’+ δm (u1+c12/2+gz1).
SFEE(Contd…)
 To push this slug in the surroundings must do some work.
If p1 is the pressure at 1,
v1 is the specific volume at 1,
This work must be -p1dm v1
(-ve sign coming in because it is work done on the
system)
SFEE(contd…)
2
Exit
C2
Total energy of the slug at exit
U2
=Int. E+Kin. E+ Pot. E
A small slug of mass δm
=δmu2+δmC22/2+δmgZ 2
Entry 1
=δm(u2+C22/2+gZ 2)
c 1 Z2
u1
Z1
Datum with reference to which all potential energies are measured
Focus Attention on Slug at Exit-2

SFEE(contd…)
 The energy of the system should have been
= E’+ δm (u2+C22/2+gZ2)
 So that even after the slug has left, the E’

original will exist.
 We assume that δm is the same. This is because
what goes in must come out.

SFEE(contd…)
 To push the slug out, now the system must do

some work.
If p2 is the pressure at 2,
v2 is the specific volume at 2,
This work must be + p2δm v2
(positive sign coming in because it is work
done by the system)
SFEE(contd…)
 The net work interaction for the system is
 W+p2δm v2-p1δm v1=W+δm(p2 v2-p1 v1 )
 Heat interaction Q remains unaffected.
 Now let us write the First law of
thermodynamics for the steady flow process.

SFEE (contd…)
Now let us write the First law of thermodynamics for the steady
flow process.
Heat interaction =Q
Work interaction = W+δm(p2 v2 - p1 v1)
Internal energy at 2 (E2) = [E’+ δm (u2 + C22 /2
+ gZ2)]
Internal energy at 1 (E1) = 2
[E’+ δm (u1+ C1 /2
Change in internal energy = + gZ1)] 2 -
(E2-E1) [E’+ δm (u2 + C22 /2
+ gZ )] 2
= δm[(u 2+C /2+gZ )-
2 2 2
(u 1+Cδm
[E’+ 1 2/2+gZ )]1 /2 + gZ1)]
(u1+ 1C
SFEE (contd…)
2 )- (u +C /2+gZ )]
 Q-[W+dm(p2 v2-p1 v1)]= dm [(u2+C2 /2+gZ 2
2 1 1 1
 Q-W= dm[(u2 + C22/2 + gZ2 + p2 v2)- (u1+ C1 /2

2 + gZ1 +p1 v1)]
 Recognise that h=u+pv from which u2+ p2 v2=h2 and similarly

u1+ p1 v1=h1
 Q-W= dm[(h2 + C2 /2 2+ gZ2) 2 + gZ )]
- (h1 + C1 /2 1
Per unit mass basis

2
 q-w= [(h2+C2 /2+gZ 2
2) - (h1+C1 /2+gZ1)] or
= [(h2 - h1)+(C22/2 - C12/2) +g(Z2-Z1)]
SFEE
SFEE(contd…)
The system can have any number of entries and exits through
which flows occur and we can sum them all as follows.
If 1,3,5 … are entry points and 2,4,6… are exit points.
Q-W= [ m2(h2+C22/2+gZ2)+ m4(h4+C4 /2+gZ
2 4)+ m6(h6+C6 /2+gZ
2 6)
+…….]
- [ m1(h1+C12/2+gZ1) + m3(h3+C32/2+gZ3)
+ m5(h5+C52/2+gZ5)+…….]
It is required that m1+m3+m5….=m2+m4+m6+…..
which is the conservation of mass (what goes in must come out)
Some Notes On SFEE
 If the kinetic energies at entry and exit are small compared to

the enthalpies and there is no difference in the levels of entry and
exit
 q-w=(h2 - h1)=∆h: per unit mass basis or Q-W= m∆h (1)
 For a flow process - open system- it is the difference in the
enthalpies whereas for a non-flow processes - closed system - it is
the difference in the internal energies.
SFEE(contd…)
 pv is called the “flow work”. This is
not thermodynamic work and can’t rise
any weight, but necessary to establish
the flow.
 For an adiabatic process q = 0
-w = ∆h (2)
 ie., any work interaction is only due to changes in enthalpy.
 Note that for a closed system it would have been -w = ∆u
SFEE(Contd…)
Consider a throttling process (also referred to as wire drawing
process)
1 2
There is no work done (rising a weight) W=0

If there is no heat transfer Q =0
Conservation of mass requires that C1=C2
Since 1 and 2 are at the same level Z1=Z2
h1=h2
From SFEE it follows that
Conclusion: Throttling is a constant enthalpy process
(isenthalpic process)
Heat Exchanger
Insulated on the outer surface

Hot fluid in g1
W =0
Cold fluid in ( f1) Cold fluid out (f2)
Hot fluid out

(g2)
Hot fluid Cold fluid

Qg=mg(hg2- hg1) Qf=mf(hf2- hf1)
Heat Exchanger (contd…)
 If velocities at inlet and outlet are the same

 All the heat lost by hot fluid is received by the cold fluid.
But, for the hot fluid is -ve (leaving the system)
 Therefore -Qg= Qf
or mg (hg1-hg2) = mf (hf2- hf1)
 You can derive this applying SFEE to the combined
system as well (note that for the combined hot and cold
system Q=0;W=0
 0 - = mf hf2 - mf hf1 +mg hg2- mg hg1
0
Adiabatic Nozzle
Normally used in turbine based
power production.
It is a system
where the kinetic energy
is not negligible compared to
enthalpy.
Q=0
W=0
SFEE becomes
0-0=h2-h1+(c22/2-c12/2)
= h1-h2
Adiabatic Nozzle
(Contd…)
 If h1 is sufficiently high we can convert it into kinetic energy

by passing it through a nozzle. This is what is done to steam at
high pressure and temperature emerging out of a boiler or the
products of combustion in a combustion chamber (which will be
at a high temperature and pressure) of a gas turbine plant.
Usually, C1 will be small - but no assumptions can be made.
Analysis of Air Conditioning
Process
1. Heating of Moist
Air
Application of SFEE
(system excluding the
heating element)
q-0= ma(h2-h1)
Air will leave at a higher
enthalpy than at inlet.
Air Conditioning
Process(Contd…)
2. Cooling of moist air:
Two possibilities:
a) Sensible cooling (the final state is not below the dew point)
-q-0= ma(h2-h1) or q= ma(h1-h2)
Air will leave at a lower enthalpy than at inlet.
Moist Air(contd…)
b.Moisture separates out
•SFEE yields
-q-0= ma(h2-h1) + mw hw
•Moisture conservation
Humidity ratio of entering air at 1=W1
Moisture content = maW1
Humidity ratio of leaving air at 2 =W2
Moisture content = maW2
Moisture removed = mw
•What enters must go out !
Moisture Air
(Contd…)
maW1 = maW2 + mw
mw = ma ( W1- W2)
Substituting into SFEE
q = ma[(h1-h2) - ( W1-
W 2 ) hw ]
3.Adiabatic Mixture of Two
Streams of Air at Separate
States
SFEE
 0-0=ma3h3-ma1h1-ma2h2
Dry air conservation
 ma3 = ma1 + ma2
Moisture conservation
 ma31 w3= ma1 w1+ ma2 w2
Eliminate ma3
(ma1+ma2)h3=ma1h1+ ma2h2
ma1 (h3- h1) =ma2 (h2- h3)
Adiabatic mixture
(contd…)
Adiabatic mixture (contd…)
Moral: 1. The outlet state lies along the
straight line joining the states of entry
streams
Moral: 2. The mixture state point divides the

line into two segments in the ratio of dry air
flow rates of the incoming streams
4.Spraying of Water
Into a Stream
of Air
SFEE
0-0= mah2-mah1-mwhw
Moisture conservation
ma w2= ma w1+ mw
or mw = ma (w2- w1)
Substitute in SFEE
ma(h2-h1) = ma (w2- w1) hw
or hw = (h2-h1) / (w2- w1)
Spraying of Water(contd…)
Moral: The final state of air leaving lies

along a straight line through the initial state
Whose direction is fixed by the enthalpy of
water injected
5. Injecting steam into a stream
of air
 The mathematical treatment exactly the same as
though water is injected
 The value of hw will be the enthalpy of steam
 There is problem in cases 4 and 5!
We don’t know where exactly the point 2 lies
 All that we know is the direction in which 2 lies

with reference to 1.
Injecting Steam(contd…)
 On a Cartesian co-ordinate system that

information would have
been adequate.
 !!But, in the psychrometric h and w lines

chart are not right angles!!
HOW TO CONSTRUCT THE LINE 1-2
FOR CASES 4 AND 5 ??
Injecting Stream(contd…)
From the centre of the circle draw a line connecting the value of
which is equal to ∆h/∆w. (Note that hw units are kJ/g of water or
steam). Draw a line parallel to it through 1.
Module 4
Pure substances and

Steam tables and ideal
and real gases
Properties Of Gases
¾ In thermodynamics we distinguish between
a) perfect gases
b)Ideal gases
c) real gases
¾ The equation pV/T= constant was derived assuming that
Molecules of a gas are point masses
¾ There are no attractive nor repulsive forces between the
molecules
¾ Perfect gas is one which obeys the above equation.
Perfect Gas(contd…)
¾ Various forms of writing perfect gas equation of state
¾ pV=mRuT/M (p in Pa; V in m3; m n kg :T in K; M kg/kmol)
¾ pv= RT
¾ p=rRT
¾ pV=n RuT
¾ ρ= density (kg/ m3) n= number of moles
¾ Ru = Universal Gas Constant = 8314 J/kmol K

Perfect Gas
(Contd…)
¾ R = Characteristic gas constant = Ru/M

J/kg K
¾ NA=Avogadro's constant = 6.022 x 1026 k
mol-1
¾ kB=Boltazmann constant = 1.380 x 10-23 J/K
¾ Ru = NA kB
Deductions
For a perfect gas a constant pv process is also a

constant temperature process; ie., it is an
isothermal process.
Eg 1: Calculate the density of nitrogen at
standard atmospheric condition.
p=1.013x105Pa, T=288.15K; R=8314/28 J/kg K
ρ= p/RT= 1.013x105/ [288.15x( 8314/28)/]

=1.184 kg/ m3
Eg 2: What is the volume occupied by 1 mole of nitrogen at

normal atmospheric condition?
1 mole of nitrogen has m=0.028 kg. p= 1.013x105 Pa, T=273.15

K, R=8314/28 J/kg K
V=mRT/p = 0.028 x (8314/28) 273.15/ 1.013x105 =0.0224183

m3
Alternately V= nrut/p=1x 8314x 273.15/ 1.013x105 = 0.0224183

m3
This is the familiar rule that a mole of a gas at NTP will occupy
about 22.4 litres.
Note: NTP refers to 273.15 K and STP to 288.15 k;P=
1.013x105 pa
When can a gas be treated as a perfect gas?

A) At low pressures and temperatures far from critical
point
B) At low densities
¾A perfect gas has constant specific heats.
¾An ideal gas is one which obeys the above equation, but
whose specific heats are functions of temperature alone.
Real Gas
A real gas obviously does not obey
the perfect gas equation because, the
be) and they
molecules doa exert
have finite forces among each other. One of the
size (however
earliest equations it may to describe the real gases is the van
smallderived
der Waal’s equation
(P+a/v2)(v-b)=RT;
Constant a takes care of attractive forces; B the finite volume of

the molecule.
Real Gas (contd…)
¾There are numerous equations of state.
¾The world standard to day is the Helmholtz free

energy based equation of state.
¾For a real gas pv ≠ RT;
¾ The quantity pv/RT = z and is called the

“COMPRESSIBILITY”.
¾For a perfect gas always z=1.

Definitions
¾Specific heat at constant volume cv= (∂u/∂T)v

¾enthalpy h= u+pv
¾Specific heat at constant pressure cp= (∂h/∂T)p
¾u, h, cv and cp are all properties.
¾ Implies partial differentiation.
¾The subscript denotes whether v or p is kept constant.
Definitions (contd…)
¾For a perfect gas since are constants and do not depend on
any
other property, we can write cv= du/dT and cp= dh/dT
¾Since h=u+pv dh/dT=du/dT+d(pv)/dT …….1
¾But pv=RT for a perfect gas.Therefore, d(pv)/dT= d(RT)/dT= R
¾Eq. 1 can be rewritten as cp= cv + R
¾R is a positive quantity. Therefore, for any perfect gas cp > cv
¾Note: Specific heats and R have the same units J/kg K

Alternate Definitions
From Physics:
P=constant V=constant
u v .T
vs
T
h or u
s.
T Heat Heat
From Physics (contd…)
¾cp= amount of heat to be added to raise the
temperature of unit mass of a substance when the
pressure is kept constant
¾cv= amount of heat to be added to raise the

temperature of unit mass of a substance when the
volume is kept constant
¾Physical interpretation of why cp > cv ?

From
Physics(contd…)
¾ When heat is added at const. p, a part of it goes
to raising the piston (and weights) thus doing
some work. Therefore, heat to be added to rise
system T by 1K must account for this.
Consequently, more heat must be added than in
v=const. case (where the piston does not move).
¾When heat is added at const v

the whole amount subscribes to
increase in the internal energy.
¾The ratio cp/cv is designated
as γ.
¾cp and cv increase with
temperature
Volume Fractions of Components in Sea Level Dry Air

and their ratio of specific heats
γ γ
N2 0.78084 1.40 O2 0.209476 1.40
Ar 9.34x10-3 1.67 CO2 3.14x10-4 1.30
Ne 1.818x10-5 1.67 He 5.24x10-6 1.67
Kr 1.14x10-6 1.67 Xe 8.7x10-8 1.67
CH 2x10-6 1.32 H2 5x10-7 1.4
4 1
Implications of an Adiabatic
Process for a Perfect Gas in
a Closed System
¾The First Law for a closed system going through an
adiabatic process is
¾-w=du or -pdv=cvdT for a perfect gas
¾From the relation cp-cv=R and γ=cp/cv
¾ cv=R/(γ-1) cp=R γ /(γ-1)
¾Therefore -pdv=RdT /(γ-1) (A)
¾From the perfect gas relation pv=RT;
Implications (Contd…)
¾Since During an adiabatic process p,v and T can change

simultaneously let dp,dv and dT be the incremental changes.
¾Now the perfect gas relation will be

(p+dp)(v+dv) = R(T+dT)
¾ Which on expansion become pv+vdp+pdv+dp dv=RT+RdT
¾Using the condition pv=RT and the fact that product of

increments dp dv can be ignored in relation to the other quantities
¾we get vdp+pdv=RdT
¾Substitute for RdT in eq. (A) -pdv= [vdp+pdv] /(γ-1)
¾Rearrange terms -pdv {1+1
/(γ-1)}=vdp/(γ−1)
¾or - γ pdv=vdp or - γ dv/v=dp/p
Implications
(Contd…)
¾We will integrate it to obtain

¾const- γ ln (v) = ln (p)
¾const= ln (p) + γln (v) = ln (p)+ ln (vγ) = ln(pvγ)
¾or pvγ = another constant (B)
Note: This is an idealised treatment. A rigorous treatment

needs the Second Law of Thermodynamics. Eq (B) holds
good when the process is also reversible. The concept of
reversibility will be introduced later.
The work done during an adiabatic process between states

1-2 will be
W1-2=(p1V1- p2V2) /(g-1)

Recapitulate: pvγ = constant
1. Is not an equation of state, but a description of

the path of a specific process - adiabatic and
reversible
2. Holds only for a perfect gas
Pure Substance
¾ Pure Substance is one with uniform and invariant

chemical composition.
¾ Eg: Elements and chemical compounds are pure

substances. (water, stainless steel)
¾ Mixtures are not pure substances. (eg: Humid

air)
(contd)
¾ Exception!! Air is treated as a pure substance

though it is a mixture of gases.
¾ In a majority of cases a minimum of two properties are

required to define the state of a system. The best choice
is an extensive property and an intensive property
Properties Of Substance
¾ Gibbs Phase Rule determines what is expected to define

the state of a system
¾ F=C+2-P
¾ F= Number of degrees of freedom (i.e.., no. of

properties required)
¾ C= Number of components P= Number of phases
¾ E.g.: Nitrogen gas C=1; P=1. Therefore, F=2
(Contd…)
¾ To determine the state of the nitrogen gas in a cylinder two

properties are adequate.
¾ A closed vessel containing water and steam in equilibrium:
P=2, C=1
¾ Therefore, F=1. If any one property is specified it is
sufficient.
¾ A vessel containing water, ice and steam in equilibrium
¾ P=3, C=1 therefore F=0. The triple point is uniquely defined.
Properties of
Liquids
The most common liquid is water. peculiar
It has properties compared to
other liquids.
¾ Solid phase is less dense than the liquid phase (ice
floats on water)
¾ Water expands on cooling ( a fully closed vessel

filled with water will burst if it is cooled below the
freezing point).
¾ The largest density of water near atmospheric

pressure is at 4°c.
Properties of
Liquids(contd…)
¾The zone between the saturated liquid and
region
the is called
saturated the two phase region - where the liquid and vapour
vapour
can co-exist in equilibrium.
¾Dryness fraction: It is the mass fraction of vapour in the

mixture.
¾Normally designated by ‘x’.
¾ On the saturated liquid line x=0
¾ On the saturated vapour line x=1
¾ x can have a value only between 0 and 1

Properties of Liquids
(contd…)
¾Data tables will list properties at the two ends of saturation.

¾To calculate properties in the two-phase region:
¾p,T will be the same as for saturated liquid or saturated
vapour
v = x vg+ (1-x) vf
h = x hg+ (1-x) hf
u+ u
u = x g (1-x) f
(contd…)
¾ One of the important properties is the change in

enthalpy of phase transition hfg also called the latent
heat of vaporisation or latent heat of boiling. It is
equal to hg-hf.
¾ Similarly ufg -internal energy change due to

evaporation and vfg - volume change due to
evaporation can be defined (but used seldom).
(contd…)
¾The saturation phase depicts some very interesting

properties:
¾The following saturation properties depict a maximum:
1. T ρf 2. T (ρf-ρg) 3. T hfg 4. Tc(pc-p)
5. p(Tc-T) 6. p(vg-vf) 7. T (ρc -2 ρfρg) 8. hg
¾The equation relating the pressure and temperature

along the saturation is called the vapour pressure curve.
¾Saturated liquid phase can exist only between the triple

point and the critical point.
Characteristics of the
critical point
1. It is the highest temperature at which the liquid and

vapour phases can coexist.
2. At the critical point hfg ,ufg and vfg are zero.
3. Liquid vapour meniscus will disappear.
4. Specific heat at constant pressure is infinite.
¾A majority of engineering applications (eg: steam based
power generation; Refrigeration, gas liquefaction) involve
thermodynamic processes close to saturation.
critical point (contd…)
¾The simplest form of vapour pressure curve
is
¾ln p= A+B/T valid only near the triple point.(Called
Antoine’s equation)
¾The general form of empirical vapour pressure curve is
¾ln p=ln pc+ [A1(1-T/Tc) + A2(1-T/Tc)1.5+ A3(1-T/Tc)2
+……]/(T/Tc) (Called the Wagner’s equation)
¾Definitions: Reduced pressure pr =p/pc;
¾ Reduced temperature Tr =T/Tc

¾For saturated phase often it enthalpy is an important property.
¾Enthalpy-pressure charts are used for refrigeration cycle
analysis.
¾Enthalpy-entropy charts for water are used for steam cycle
analysis.
¾Note: Unlike pressure, volume and temperature which have
specified numbers associated with it, in the case of internal
energy, enthalpy (and entropy) only changes are required.
Consequently, a base (or datum) is defined - as you have seen in
the case of water.
¾For example for NIST steam tables u=0 for water at triple
point. (You can assign any number you like instead of 0).
[Don’t be surprised if two two different sets of steam tables
give different values for internal energy and enthalpy].
¾Since, p and v for water at triple point are known you can
calculate h for water at triple point (it will not be zero).
¾If you like you can also specify h=0 or 200 or 1000 kJ/kg
at the triple point and hence calculate u.
Pressure-volume-temperature surface
for a substance that contracts on
freezing
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International Association for the Properties of
Water and Steam (IAPWS) has provided two formulations
to calculate the thermodynamic properties of ordinary
water substance,
i) “The IAPWS
Formulation
1995 for the
Thermodynamic
ii) “The IAPWS Industrial Formulation 1997 for the
Properties
Thermodynamic of Properties of Water and
Ordinary Water
Steam” (IAPWS-IF97).
Substance for
General and
Scientific Use”
(IAPWS-95)
and
Module 5
Basics of energy conversation

cycles
Heat Engines and Efficiencies
¾ The objective is to build devices which receive

heat and produce work (like an aircraft engine or a
car engine) or receive work and produce heat (like
an air conditioner) in a sustained manner.
¾ All operations need to be cyclic. The cycle

comprises of a set of processes during which one of
the properties is kept constant (V,p,T etc.)
Heat Engines(contd…)
¾A minimum of 3 such processes are required to

construct a cycle.
¾All processes need not have work interactions

(eg: isochoric)
¾All processes need not involve heat interactions

either (eg: adiabatic process).
Heat Engines (Contd…)
¾A cycle will consist of processes: involving some

positive work interactions and some negative.
¾If sum of +ve interactions is > -ve interactions the

cycle will produce work
¾If it is the other way, it will need work to operate.
¾On the same lines some processes may have +ve

and some -ve heat interactions.
¾Commonsense tells us that to return to the same point

after going round we need at one path of opposite direction.
¾I law does not forbid all heat interactions being +ve nor
all work interactions being -ve.
¾ But, we know that you can’t construct a cycle with all
+ve or
¾ All -ve Q’s nor with all +ve or all -ve W’s
¾ Any cycle you can construct will have some
processes with
¾ Q +ve some with -ve.
¾Let Q1,Q3,Q5 …. be +ve heat interactions (Heat supplied)
¾Q2,Q4,Q6 …. be -ve heat interactions (heat rejected)
¾From the first law we have
¾Q1+Q3+Q5 ..- Q2-Q4-Q6 -... = Net work delivered (Wnet)
¾ΣQ+ve -ΣQ-ve = Wnet
¾The efficiency of the cycle is defined as η = Wnet /ΣQ+ve
¾Philosophy → What we have achieved ÷ what we have

spent to achieve it
Consider the OTTO Cycle (on which your car engine works)
It consists of two isochores and two adiabatics
• There is no heat interaction during
1-2 and 3-4
• Heat is added during constant
volume heating (2-3) Q2-3= cv
(T3-T2)
• Heat is rejected during constant
volume cooling (4-1) Q4-1= cv
(T1-T4)
• Which will be negative because
T4 >T1
¾ Work done = cv (T3-T2) + cv (T1-T4)
¾ The efficiency = [cv(T3-T2)+cv(T1-T4) ]/[cv(T3-T2)]
= [(T3-T2) + (T1-T4) ]/[(T3-T2)]
=1 - [(T4-T1) / (T3-T2)]
Consider a Carnot cycle - against which all other cycles are
compared
It consists of two isotherms and two adiabatics
• Process 4-1 is heat

addition because v4 <
v1
• Process 2-3 is heat
rejection because v3 <
v2
Process Work Heat
1-2 (p1v1-p2v2)/(g-1) 0
2-3 p2v2 ln (v3/v2) p2v2 ln (v3/v2)
3-4 (p3v3-p4v4)/(g-1) 0
4-1 p4v4 ln (v1/v4) p4v4 ln (v1/v4)
Sum (p1v1-p2v2 + p3v3-p4v4)/(g-1)
+ RT2 ln (v3/v2) RT2 ln (v3/v2)
+ RT1ln (v1/v4) + RT1ln (v1/v4) But,
p1v1 = p4v4 and p2v2 = p3v3
Therefore the first term will be 0
!!We reconfirm that I law works!!
We will show that (v2/v3) = (v1/v4)
1 and 2 lie on an adiabatic so do 3 and 4
p1v1g = p2v2g p4v4g = p3v3g
Divide one by the other (p1v1g /p4v4g) = (p2v2g
/p3v3g) (A)
(p1/p4 ) (v1g / v4g) = (p2/p3 ) (v2g /v3g)
But (p1/p4 ) = ( v4/ v1) because 1 and 4 are on the same

isotherm
Similarly (p2/p3 ) = ( v3/ v2) because 2 and 3 are on the same
isotherm
Therefore A becomes (v1 / v4)g-1= (v2/v3)g-1
which means (v2/v3) = (v1/v4)
Work done in Carnot cycle = RT1ln (v1/v4) + RT2 ln (v3/v2)
= RT1ln (v1/v4) - RT2 ln (v2/v3)
=R ln (v1/v4) (T1- T2)
Heat supplied = R ln (v1/v4) T1
The efficiency = (T1- T2)/T1
In all the cycles it also follows that Work done=Heat supplied
- heat rejected
Carnot engine has one Q +ve process and one Q -ve
process.This engine has a single heat source at T1 and a single
sink at T2.
If Q +ve > Q -ve; W will be +ve It is a heat engine

It will turn out that Carnot efficiency of (T1- T2)/T1 is the
best we can get for any cycle operating between two fixed
temperatures.
Q +ve < Q -ve W will be - ve It is not a heat engine
Efficiency is defined only for a work producing heat engine

not a work consuming cycle
Note: We can’t draw such a diagram for an Otto cycle
because there is no single temperature at which heat

interactions occur
Chapter 6
Leads Up To Second Law Of
Thermodynamics
It is now clear that we can’t construct a heat engine with just one
+ve heat interaction.
Heat source
T1 Perpetual motion machine of
the first kind violates I LAW
Q
Q+ve (It produces work without
receiving heat)
w
The above engine is not possible.

Perpetual motion machine
of the second kind is not
possible.
Is it possible to construct a heat engine with only one -ve heat
interaction? Is the following engine possible?
Heat source The answer is yes, because

T1 This is what happens in a
stirrer
Q-ve
W
w
Enunciation of II Law of Thermodynamics
Statement 1: It is impossible to construct a device which

operating in a cycle will produce no effect other than raising of
a weight and exchange of heat with a single reservoir.
Note the two underlined words.
II Law applies only for a cycle
- not for a process!! (We
already know that during an
isothermal process the system
can exchange heat with a single
reservoir and yet deliver work)
!!There is nothing like a 100% efficient heat engine!!
 To enunciate the II law in a different form
 !!! We have to appreciate some ground realities !!!
 All processes in nature occur unaided or

spontaneously in one direction. But to make the
same process go in the opposite direction one needs
to spend energy.
Common sense tells us that
1. Heat flows from a body at higher temperature to a body at

lower temperature
Possible
1.A hot cup of coffee left in a room becomes cold. We have to
expend energy to rise it back to original temperature
Not possible
(you can’t make room heat up your coffee!!)
2.Fluid flows from a point of Water from a tank can flow down
higher pressure or potential. To get it back to the tank you have to
to a lower one use a pump i.e, you spend energy
Possible
3.Current flows from a point of Battery can discharge through
higher potential to lower one a resistance, to get the charge
4. You can mix two gases or liquids. But to separate them
you have to spend a lot of energy. (You mix whisky and
soda
without difficulty - but can’t separate the two - Is it
worthwhile?)
5. All that one has to say is “I do”. To get out of it one has to
spend a lot of money
6.You can take tooth paste out of the tube but can’t push it
back!!
 Moral :
All processes such as 1-7 occur unaided in one
direction but to get them go in the other direction there
is an expenditure - money, energy, time, peace of
mind? ….
Definitions of Reversible Process
A process is reversible if after it, means can be found to
restore the system and surroundings to their initial states.
Some reversible processes:
Constant volume and constant pressure heating and
cooling - the heat given to change the state can be
rejected back to regain the state.
 Isothermal and adiabatic processes -the work derived can
be used to compress it back to the original state
 Evaporation and condensation
 Elastic expansion/compression (springs, rubber bands)
 Lending money to a friend (who returns it promptly)
Some Irreversible Process
spontaneous
motion with friction
chemical reaction
unrestrained
heat transfer expansion
T11 > T2
T P
P11 > P2
Q
mixing .....
.
Flow of current through a resistance - when a battery

discharges through a resistance heat is dissipated. You can’t
recharge the battery by supplying heat back to the resistance
element!!
Pickpocket
!!!Marriage!!!!
A cycle consisting of all reversible processes is a reversible
cycle. Even one of the processes is irreversible, the cycle
ceases to be reversible.
Otto, Carnot and Brayton cycles are all reversible.

A reversible cycle with clockwise processes produces work
with a given heat input. The same while operating with
counter clockwise processes will reject the same heat with
the same work as input.
Other reversible cycles:
Diesel cycle Ericsson cycle Stirling cycle

Clausius Statement of II Law of
Thermodynamics
It is impossible to construct a device which in a cycle and
operates
produces no effect other than the transfer of heat from a cooler
body to a hotter body.
Yes, you can transfer heat from a cooler body to a hotter body by
expending some energy.
 Note : It is not obligatory to expend work, even thermal
energy can achieve it.
 Just as there is maximum +ve work output you can derive

out of a heat engine, there is a minimum work you have to
supply (-ve) to a device achieve transfer of thermal energy
from a cooler to a hotter body.
Carnot Cycle for a Refrigerator/heat Pump
Heat sink
T1
Q1
T1>T2
Q2
T2
Heat source
TH=T1
TC=T2
A device which transfers heat from a cooler to a warmer body
(by receiving energy) is called a heat pump. A refrigerator is a
special case of heat pump.
Just as efficiency was defined for a heat engine, for a heat
pump the of performance (cop) is a measure of how well it is
coefficient
doing the job.
 A heat pump
• Invoke the definition: what we have achieved ¸ what we
spent for it
• COPHP = heat given out ¸ work done = ½Q1/W½
• Note : The entity of interest is how much heat could be
realised. Work is only a penalty.
Reverse cycle air conditioners used for winter heating do the
above. Heat from the ambient is taken out on a cold day and put
into the room.
The heat rejected at the sink is of interest in a heat pump , ie., Q1.
In a refrigerator the entity of interest id Q2.
In this case COP R = ⏐ Q2/W ⏐

NOTE: η ,COPHP COP areR all positive numbers η<1 but COPs
can be > or < 1
Relation between η and COPHP
It is not difficult to see that η COPHP =1
Apply I law to Carnot cycle as a heat pump/refrigerator:
-Q1+Q2 = -W or Q1=Q2+W
Divide both sides with W Q1/ W = Q2 / W + 1
or COPHP = COPR+1
The highest COPHP obtainable therefore will be T1/(T1-T2)
and highest COPR obtainable therefore will be T2/(T1-T2)

Eg: If 10 kw of heat is to be removed from a cold store at -
20oCand rejected to ambient at 30oC.
COPR= 253.15/(303.15-253.15)= 5.063
W= Q2/ COPR ; Q2= 10 kW
Therefore W= 10/5.063 = 1.975 kW
Another example: Let us say that the outside temperature on a
hot summer day is 40oC. We want a comfortable 20oC inside the
room. If we were to put a 2 Ton (R) air conditioner, what will be its
power consumption?
Answer: 1 Ton (R) = 3.5 kw. Therefore Q2=7 kW
COPR= 293.15/(313.15-293.15)= 14.66 ie., W=7/14.66 =0.47 kW
Actually a 2 Ton air-conditioner consumes nearly 2.8 kW (much

more than an ideal cycle!!)
Ideal but possible Real and possible Not possible
HEAT ENGINE
HEAT PUMP
You derive work > what is
This is the best that This is what thermodynamic maximum nor ca
can happen happens in reality You expend work < what is
thermodynamic minimum
Suppose the ambient is at 300 K. We have heat sources
available at temperatures greater than this say 400, 500,
600…..K. How much work ca you extract per kW of heat ?
Similarly, let us say we have to remove 1 kW of heat from
temperatures 250, 200, 150 …. K. How much work should
we put in?
5
Wor k ne e de d /pr oduce
0
d
0 200 400 600 800 1000 1200

Te m pe rature
(K)
SOME INTERESTING DEDUCTIONS
Firstly, there isn’t a meaningful temperature of the source from

which we can get the full conversion of heat to work. Only at ∞
temp. one can dream of getting the full 1 kW work output.
 Secondly, more interestingly, there isn’t enough work
available to produce 0 K. In other words, 0 K is
unattainable. This is precisely the III LAW.
 Because, we don’t know what 0 K looks like, we
haven’t got a starting point for the temperature scale!!
That is why all temperature scales are at best empirical.
Summation of 3 Laws
You can’t get something for nothing
To get work output you must
give some thermal energy
You can’t get something for very little
To get some work output there
is a minimum amount of
thermal energy that needs to
be given
You can’t get every thing
However much work you are
willing to give 0 K can’t be
reached.
Violation of all 3 laws: try to get everything for
nothing
Equivalence of Kelvin-Planck and Clausius statements
II Law basically a negative statement (like most laws in
society). The two statements look distinct. We shall prove
that violation of one makes the other statement violation too.
Let us suspect the Clausius statement-it may be possible to

transfer heat from a body at colder to a body at hotter
temperature without supply of work
Combine the two. The reservoir at T2 has not
undergone any change (Q2 was taken out and by
pseudo-Clausius device and put back by the engine).
Reservoir 1 has given out a net Q1-Q2. We got work
output of W. Q1-Q2 is converted to W with no net heat
rejection. This is violation of Kelvin-Planck statement.
Heat
source
T
1
w
Let us have a heat engine operating between T1 as source and T2 as a
sink. Let this heat engine reject exactly the same Q2 (as the pseudo-
Clausius device) to the reservoir at T2. To do this an amount of Q1
needs to be drawn from the reservoir at T1. There will also be a W
=Q1-Q2
Moral: If an engine/refrigerator violates one version of II
Law,
it violates the other one too.
All reversible engine operating between the same two fixed

temperatures will have the same η and COPs.
If there exists a reversible engine/ or a refrigerator which

can do better than that, it will violate the Clausius
statement.
Let us assume that Clausius statement is true and suspect Kelvin-
Planck statement
 Pseudo Kelvin Planck engine requires only Q1-Q2
as the heat interaction to give out W (because it
does not reject any heat) which drives the
Clausius heat pump.
 Combining the two yields:
 The reservoir at T1 receives Q1 but gives out Q1-Q2
implying a net delivery of Q2 to it.
 Q2 has been transferred from T2 to T1 without
the supply of any work!!
 A violation of Clausius statement.
May be possible?
Heat source Heat sink
T1 T1
T2
Heat T2
sink Heat source
 Let us presume that the HP is super efficient!!
 For the same work given out by the engine E, it can pick
up an extra DQ from the low temperature source and
deliver over to reservoir at T1. The net effect is this extra
DQ has been transferred from T2 to T1 with no external
work expenditure. Clearly, a violation of Clausius
statement!!
 Sum up
 Heat supplied = q1; source temperature = t1 ;sink
temperature= t2
 Maximum possible efficiency = W/Q1= (T1-
T2)/T1
 Work done = W= Q1(T1-T2)/T1
Applying I Law
Sum of heat interactions = sum of work interactions
Q1+ Q2=W= Q1 (T1-T2)/T1
Q1 is +ve heat interaction; Q2 is -ve heat interaction
 Heat rejected = -ve heat interaction = -Q2= (Q1-W)= Q1T2/T1
 For a reversible heat engine operating in a cycle Q1/T1+Q2 /
T2= 0
 or S(Q/T) = 0
Ideal engine
10,000/600 +(-5000/300)=0
Not so efficient engine

10,000/600+ (-7000/300) < 0
Module 7
Entropy
Clasiu’s Inequality
Suppose we have an
engine that receives from
several heat reservoirs and
rejects heat to several
reservoirs, we still have
the equation valid.
(contd…)
 With reference to previous fig,
 Assume that reservoir at T1 gets its Q1 with the help of a

fictitious heat pump operating between a source T0 and T1.
The same for 3,5,7….
 Similarly, assume that reservoir at T2 rejects the heat Q2
through a fictitious heat engine to the sink at T0.The same
for 4,6,8….
(contd…)
(contd…)
 Sum of work inputs for = -Q1-Q3…….+Q1 T0 /T1+ Q3T0

/T3…...
All fictitious heat pumps

 Sum of work outputs of = Q2+Q4…….-Q2 T0 /T2- Q4T0
/T4…...
All fictitious heat engines
 [Note that the sign convention for work is already taken

into account]
(contd…)
 The net of work inputs + work outputs of all the fictitious

units
= -Q1-Q3…….+Q2+Q4…….+To [Q1 /T1+ Q3 /T3...-Q2 /T2-
Q4 /T4 ..]
But we know that for the main engine at the centre
 W= Q1+Q3…….-Q2-Q4……. [after taking the sign into
account]
(contd…)
 If we consider the entire system consisting of all the

reservoirs 1-12 and the fictitious source at T0, the work
output of our main engine must be compensated by the
works of fictitious engines (Otherwise the overall system
will be delivering work by interaction with a single source
at T0).
(contd…)
This is possible only when
 To [Q1 /T1+ Q3 /T3...-Q2 /T2- Q4 /T4 ..]=0
 which implies that Q1/T1+Q3 /T3...-Q2/T2- Q4/T4 ..=0
 In general, S(Q/T) =0 provided the engine is perfectly

reversible.
If it is not S(Q/T) <0
Therefore in general S(Q/T) ≤ 0
Since, summation can be replaced by an integral (δQ /T) ≤ 0.
(contd…)
 The cyclic integral is to remind us that II Law

holds only for a cycle.
 Note: Equality holds when the cycle is reversible.

< sign will be the most probable one for real
cycles.
 Just as we had dW= p dV
 Can we guess that there something emerging to

is define Q?
(contd…)
 Is there (something) which is = dQ/T? Or dQ = T.

(something) ???
 In W, p, V relation on the right hand side p and V

are properties.
 Is this (something) also a property?
 For an adiabatic process we said dQ = 0. Does that
(something) remain invariant during an adiabatic process?
The Concept Of Entropy
 Consider a reversible
cycle constructed as
shown. Since we will be
integrating ∫ δQ /T over
the entire process say 1-2
along A or B, processes A
and B need not be
isothermal.
The Concept of Entrop y
(contd…)
 (δQ /T) = ∫ δQ /T⏐along 1A2 + ∫ δQ /T⏐along 2B1= 0
 If A and B are reversible and <0 if they are not.
 ∫ δQ /T⏐along 1A2 = -∫ δQ /T⏐along 2B1
 ∫ δQ /T⏐along 1A2 = ∫ δQ /T⏐along 1B2

The Concept of Entropy
(contd…)
 In other words the integral remains the same no matter

what the path is. It can be simply written as S2-S1. The
value depends only on the end states and not on the path
followed. So it is a state function or a property.
 Like energy entropy (s) is also an extensive property. It
will have the units of J/K. Similar to energy where we
converted it into specific property, specific entropy (lower
case s) will have units of J/kg K (same as specific heat)
(contd…)
1∫
2 δQ /T= S2-S1 or 1∫
2δq /T= s2-s1 ⏐ δq /T= δs or δq = T δs
 Lesson learnt:
 Just as we can represent work interactions on P-V plane
 we can represent heat interactions on T-S plane.
 Naturally, T will be the ordinate and S will be the abscissa.
 All constant temperature lines will be horizontal and
constant
entropy lines vertical. So Carnot cycle will be just a
rectangle.
(contd…)
Integrals under P-V plane give work interaction

Integrals under T-S plane give heat interactions
Calculations
 Let us invoke the I law for a process
namely δq=δw+du
 Substitute for δq=Tds and δw = p dv Tds = pdv +du
 For a constant volume process we have Tds = du… (1)
 We have by definition h = u+ pv
 Differentiating dh=du+pdv+vdp
dh= Tds +vdp
 For a constant pressure process Tds = dh…. (2)
Calculations (contd…)
 For a perfect gas du=cvdT and
dh=cpdT
Substitute for du in (1) and dh in (2)
for v=const Tds = cvdT or dT/ds⏐v=const= T / cv
dT/ds⏐p=const= T / cp
for p=const Tds = cpdT or
1. Since cp > cv a constant pressure line on T-s plane will be
flatter than a constant volume line.
2. The both (isobars and isochores) will have +ve slopes and
curve upwards because the slope will be larger as the
temperature increases
7--6 Const V line
9-1-8 Const. P line
s T p v
1-2 Isothermal expansion ↑ ⎯ ↓ ↑
1-3 Isothermal compression ↓ ⎯ ↑ ↓
1.4 Isentropic compression ⎯ ↑ ↑ ↓
1-5 Isentropic expansion ⎯ ↓ ↓ ↑
1-6 Isochoric heating ↑ ↑ ↑ ⎯
1-7 Isochoric cooling ↓ ↓ ↓ ⎯
1-8 Isobaric heating/expansion ↑ ↑ ⎯ ↑
1-9 Isobaric cooling/compression ↓ ↓ ⎯ ↓
Comparison Between
P-v and T-s Planes
Comparison Between
P-v and T-s Planes
(contd…)
 A similar comparison can be made for processes going in

the other direction as well.
 Note that n refers to general index in pvn=const.
Note:
 For 1 < n < g the end point will lie between 2 and 5
 For n > g the end point will lie between 5 and 7
Comparison Between
P-v and T-s Planes
(contd…)
Comparison Between
P-v and T-s Planes
(contd…)
Note: All work producing cycles will have a clockwise direction even on
the T-s plane
Comparison Between
P-v And T-s Planes
(Contd…)
Consider the Clausius inequality
∫ δQ /T≤ 0
In the cycle shown let A be
a reversible process (R) and B
irreversible
an one (ir), such that
1A2B1 is an irreversible cycle.
Comparison Between
P-v And T-s Planes
(Contd…)
 Applying Clausius inequality

δQ /T⏐along 1A2
+ ∫ δQ /T⏐along 2B1 <0
(because the cycle is irreversible < sign applies)
Since A is reversible ∫ δQ /T⏐along 1A2 = S2-S1
S2-S1+ ∫ δQ /T⏐along 2B1 < 0

Comparison Between
P-v And T-s Planes
(Contd…)
• Implying that ∫ δQ /T⏐along 2B1 < S1-S2
• Or S1-S2 > ∫ δQ /T⏐along 2B1

• Had B also been reversible ∫ δQ/T⏐along 2B1
would have been equal to S1-S2
Moral 1
(S1-S2)irreversible>(S1-S2)reversible
An irreversible process generates more entropy than a reversible

process.
Moral 2:
If process B is adiabatic but irreversible S1-S2 >0 S1 > S2
or
 In general we can say ds ≥δQ /Tor δQ≤T ds
(equality holding good for reversible process)
1-2R Isentropic expansion (reversible)
1-2ir Non-isentropic expansion (irreversible)

3-4R Isentropic compression (reversible)
3-4ir
Non-isentropic compression (irreversible)
An irreversible engine can’t produce more work than a
reversible one.
 An irreversible heat pump will always need more work

than a reversible heat pump.
•An irreversible expansion will produce less work than a

reversible expansion
 An irreversible compression will need more work than

a reversible compression
Calculation of change in entropy during
various reversible processes for perfect gases
Starting point of equation δ q-δ w=du

Rewritten as Tds=pdv+cvdT
ds=cvdT/T
1. Constant volume process dv=0
s2-s1= cvln(T2/T1)
which on integration yields
ds= cpdT/T
2. For constant pressure process
s2-s1= cpln(T2/T1)
Tds=pdv
3. Constant temperature process (dT=0)
ds=Rdv/v
But p=RT/v
Which on integration yields s2-s1= R ln(v2/v1) = R ln(p1/p2)
Calculation Of Change In Entropy During
Various Reversible Processes For Perfect Gases
Starting point of equation δ q-δ w=du
Rewritten as Tds=pdv+cvdT
1. Constant volume process dv=0 ds=cvdT/T

s2-s1=cvln(T2/T1)
ds= cpdT/T
2. For constant pressure process
s2-s1= cpln(T2/T1)
4. General equation ds=p dv/T+cvdT/T = Rdv/v+ cvdT/T
Which on integration yields s2-s1= R ln(v2/v1) + cvln(T2/T1)
Using Tds=cpdT-vdp (see slide 130) s2-s1= cpln(T2/T1) - Rln(p2/p1)
5. Throttling dT=0 p=RT/v from which s2-s1= R ln(p1/p2)

Since p2< p1 , throttling is always irreversible
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References and resources:
Books Authored by Van
Wylen Spalding
and Cole Moran
and Shapiro
Holman
Rogers and Mayhew
Wark
Useful web sites (http://…)

turbu.engr.ucf.edu/~aim/egn3343
webbook.nist.gov/chemistry/fluid/
(gives the current world standards of
properties for various fluids)
www.uic.edu/~mansoori/Thermodyna
mic.Data.and.Property_html (gives
links to all web based learning in
thermodynamics)
fbox.vt.edu:10021/eng/mech/scott
Problems with solutions:
1. A 1-m3 tank is filled with a gas at room temperature 20°C and pressure 100
Kpa. How much mass is there if the gas is
a) Air
b) Neon, or
c) Propane?
Solution:
Given: T=273K; P=100KPa; Mair=29; Mneon=20; Mpropane=44;
m = P * V * M
R * T
10 5
* 1 * 29
m air = = 1 . 19 Kg
8314 * 293
20
mneon = *1.19 = 0.82Kg
29
44
mpropane= *0.82=1.806Kg
20
2. A cylinder has a thick piston initially held by a pin as shown in fig below.
The cylinder contains carbon dioxide at 200 Kpa and ambient temperature of
290 k. the metal piston has a density of 8000 Kg/m3 and the atmospheric
pressure is 101 Kpa. The pin is now removed, allowing the piston to move
and after a while the gas returns to ambient temperature. Is the piston against
the stops?
Schematic:
50 mm
Pin 100 mm
Co2 100 mm
100 mm
Solution:
Given: P=200kpa;
π 2 −3 3 -3
Vgas = * 0.1 * 0.1 = 0.7858 *10 m : T=290 k: V piston=0.785*10 :
4
mpiston= 0.785*10-3*8000=6.28 kg
6 .28 * 9 .
Pressure exerted by piston = 8π = 7848 kpa
* 0 .1 2
4
When the metal pin is removed and gas T=290 k
π 2 −3 3
v2 * 0.1 * 0.15 1.18 *10 m
= 4 3
=
v 1 = 0.785 *10 − m 3
p 2 = 200 * 0.785 = 133kpa
1.18
Total pressure due to piston +weight of piston =101+7.848kpa
=108.848 pa
Conclusion: Pressure is grater than this value. Therefore the piston is resting
against the stops.
3. A cylindrical gas tank 1 m long, inside diameter of 20cm, is evacuated and
then filled with carbon dioxide gas at 250c.To what pressure should it be
charged if there should be 1.2 kg of carbon dioxide?
Solution: T= 298 k: m=1.2kg:
8314 298
p = 1.2 * = 2.15Mpa
* 44
π * 0.22 *1
4
4. A 1-m3 rigid tank with air 1 Mpa, 400 K is connected to an air line as shown in
fig: the valve is opened and air flows into the tank until the pressure reaches 5
Mpa,
at which point the valve is closed and the temperature is inside is 450
K. a. What
b. The tankisisthe mass of air
eventually in the
cools to tank
roombefore and after300
temperature, theK.
process?
what is the pressure
inside the tank then?
Solution:
P=106 Pa: P2=5*106 Pa: T1=400K: T2=450 k
6
10 *1 * 29
m1 = = 8.72Kg
8314 *
400
5 *106 * 29
m2= = 38.8Kg
8314 *
450
8314 300
P = 38.8 * * 3.34Mpa
29 1 =
5. A hollow metal sphere of 150-mm inside diameter is weighed on a precision
beam balance when evacuated and again after being filled to 875 Kpa with
an unknown gas. The difference in mass is 0.0025 Kg, and the temperature is
250c. What is the gas, assuming it is a pure substance?
Solution:
m=0.0025Kg: P=875*103 Kpa: T= 298 K
8314 * 0.0025 * 298

M= =4
3 3
875 *10 * π * 0.15
6
The gas will be helium.

6. Two tanks are connected as shown in fig, both containing water. Tank A is at
200 Kpa,ν=1m3 and tank B contains 3.5 Kg at 0.5 Mp, 4000C. The valve is
now opened and the two come to a uniform state. Find the specific volume.
Schematic:
Known:
V=1m3 T=4000C
M=2 Kg m=3.5 Kg
3
νf =0.001061m /Kg
νg =0.88573 m3/Kg
Therefore it is a mixture of steam

and water.
Final volume=2.16+1 =3.16 m3

3
ν=0.61728m /Kg
X=0.61728*3.5= 2.16 Kg
Final volume=2+3.5= 5.5 Kg
Final specific volume= 3.16/5.5=0.5745 m3/Kg
1
m inA = = 1.74kg
0.5745
2.16
m inB = = 3.76Kg
0.5745
7.. The valve is now opened and saturated vapor flows from A to B until the
pressure in B Consider two tanks, A and B, connected by a valve as shown in fig.
Each has a volume of 200 L and tank A has R-12 at 25°C, 10 % liquid and 90%
vapor by volume, while tank B is evacuated has reached that in A, at which point
the valve is closed. This process occurs slowly such that all temperatures stay at 25
°C throughout the process. How much has the quality changed in tank A during the
process?
B
200l
Solution: Given R-12

P= 651.6 KPa
νg= 0.02685 m3/Kg
νf = 0.763*10-3 m3/Kg
0.18 0.02
m= +
0.02685 0.763 *10 − 3
= 6.704 + 26.212= 32.916

6.704
x1 = = 0.2037
32.916
0.2
Amount of vapor needed to fill tank B = = 7.448Kg
0.02685
Reduction in mass liquid in tank A =increase in mass of vapor in B
mf =26.212 –7.448 =18.76 Kg

This reduction of mass makes liquid to occupy = 0.763*10-3 *18.76 m3 =0.0143 m3
Volume of vapor =0.2 – 0.0143 =0.1857 L
0 .1857
Mg = = 6 .916 Kg
0 .02685
6.916
x2= = 0.2694
6.916 + 18.76
∆x. =6.6 %
8. A linear spring, F =Ks (x-x0), with spring constant Ks = 500 N/m, is stretched
until it is 100 mm long. Find the required force and work input.
Solution:
F=Ks (x-xo) x- x0= 0.1 m
Ks =500 N/m
F= 50 N
1 1
W= FS = *50*0.1 =2.53
2 2
9. A piston / cylinder arrangement shown in fig. Initially contains air at 150 kpa,
400°C. The setup is allowed to cool at ambient temperature of 20°C.
a. Is the piston resting on the stops in the final state? What is the final
pressure in the cylinder?
b. That is the specific work done by the air during the process?
Schematic:
1m
1m
Solution:
p1= 150*103 Pa
T1=673 K
T2=293 K
P1 * V1 P1 * V2
=
T1 T2
T 293
1. If it is a constant pressure process, V = 2 2*V = 1 * A * 2 = 0.87m
T1 673
Since it is less than weight of the stops, the piston rests on stops.
V1 V2
= T2 = * T1
V1
V2
T1 T2 1 * 673
= = 336 .5 K
2
p3 p2
=
T3 T2
P2 * T3
P3 = = 150 *10 3 * 293 = 130.6KPa
T2 336.5
3
150 * 10 * A * 1 * 8314 *
Therefore W = − = − 96 .5KJ / Kg
150 * 10 3 * A * 2 * 29
10. A cylinder, Acyl = 7.012cm2 has two pistons mounted, the upper one,
mp1=100kg, initially resting on the stops. The lower piston, mp2=0kg, has 2 kg
water below it, with a spring in vacuum connecting he two pistons. The spring
force fore is zero when the lower piston stands at the bottom, and when the lower
piston hits the stops the volume is 0.3 m3. The water, initially at 50 kPa, V=0.00206
m3, is then heated to saturated vapor.
a. Find the initial temperature and the pressure that will lift the upper
piston.
b. Find the final T, P, v and work done by the water.
Schematic:
1.5*106
50*103
0.00103 0.0309 0.13177 0.15
There are the following stages:
(1) Initially water pressure 50 kPa results in some compression of

springs.
Force = 50*103*7.012*10-4 = 35.06 N
Specific volume of water = 0.00206/2 = 0.00103

m3/kg
0.00206
Height of water surface = = 2.94 m
7.012 *10 −
4
35.06
Spring stiffness = = 11.925N / m
2.94
(2) As heat is supplied, pressure of water increases and is balanced by spring

reaction due to due to K8. This will occur till the spring reaction
= Force due to piston + atm pressure

=981+105 * 7.012*10-4 =1051 N
1051
This will result when S = = 80.134m
11.925
At this average V= 7.012* 10-4 * 88.134 =0.0618m3
1051
P= =1.5 Mpa
7.012 *10 −
4
(3) From then on it will be a constant pressure process till the lower piston
hits the stopper. Process 2-3
At this stage V= 0.3 m3
Specific volume = 0.15 m3/kg
But saturated vapor specific volume at 1.5 Mpa = 0.13177 m3/

kg
V=0.26354 m3
(4) Therefore the steam gets superheated 3-

4
1
Work done = p2(v4 –v2)+ (p2 +p1) (v2-v1)
2
1
=1.5*106(0.15-0.0618) + (1.5*106 +50*103)(0.0618 –
2
0.00103)
= 178598.5 J
= 179 KJ
11. Two kilograms of water at 500 kPa, 20°C are heated in a constant
pressure process (SSSF) to 1700°C. Find the best estimate for the heat
transfer.
Solution:
Q = m [(h2-h1)]
=2[(6456-85)]
=12743 KJ
Chart data does not cover the range. Approximately h2= 6456KJ/kg;
h1=85 KJ;
500 kPa 130°C h=5408.57

700°C h=3925.97
∆h = 1482.6 kJ/kg
262 kJ/kg /100°C

12. Nitrogen gas flows into a convergent nozzle at 200 kPa, 400 K and
very low velocity. It flows out of the nozzle at 100 kPa, 330 K. If the
nozzle is insulated, find the exit velocity.
Solution:
2 2
c1 c2
h1 + =2 +
h 2 2
2
c2
= h1 − h2 = 415.31 *1000 − 342.4 *1000
2
c2 = 2(h1 − h2 = 381.8m / s
13. An insulated chamber receives 2kg/s R-134a at 1 MPa, 100°c in a line
with a low velocity. Another line with R-134a as saturated liquid, 600c
flows through a valve to the mixing chamber at 1 Mpa after the valve. The
exit flow is saturated vapor at 1Mpa flowing at 20-m/s. Find the flow rate
for the second line.
Solution:
Q=0; W=0;
SFEE = 0=m3 (h3)+c32/2 – (m1h1+m2h2)
m1=2g/s
h1 (1Mpa, 100°C) = 483.36*103 J/kg
m2=? h2 (saturated liquid 60°C =287.79*103 J/kg)
m3=? h3( saturated vapor 1Mpa = 419.54*103 J/kg)
400 ⎤
m 3 ⎡419540 + = 2 * 483360 + m (287790)
2
⎢⎣ 2 ⎥⎦
419.74 m3=966.72+287.79m2
1.458m3 = 3.359+m2
m3 = 2 +m2
0.458m3 = 1.359
m3= 2.967 kg/s ; m2 = 0.967 kg/s

14. A small, high-speed turbine operating on compressed air produces a
power output of 100W. The inlet state is 400 kPa,50°C, and the exit state is
150 kPa-30°C. Assuming the velocities to be low and the process to be
adiabatic, find the required mass flow rate of air through the turbine.
Solution:
.
W = 100 W
.
SFEE : -100 = m [h2 –h1]
h1= 243.cp
h2=323.cp
.
-100 = m
cp(243-
323)
.
m cp=1.25
.
m =1.25*10-3 kg/s
15. The compressor of a large gas turbine receives air from the ambient at
95 kPa, 20°C, with a low velocity. At the compressor discharge, air exists
at 1.52 MPa, 430°C, with a velocity of 90-m/s. The power input to the
Solution: is 5000 kW. Determine the mass flow rate of air through the
compressor
unit.
97kPa
20 C
C 10
W=5000
kW
1.52kPa
430 C
C2=90m/
s
Assume that compressor is insulated. Q=0;
.
2
SFEE: 5000*103 = m
[1000*430 +
90
− 1000 * 20]
2
.
5000= m [410 –4.05]
.
m =12.3 kg/s
16. In a steam power plant 1 MW is added at 700°C in the boiler , 0.58
MW is taken at out at 40°C in the condenser, and the pump work is 0.02
MW. Find the plant thermal efficiency. Assuming the same pump work
and heat transfer to the boiler is given, how much turbine power could be
produced if the plant were running in a Carnot cycle?
Solution:
750+273
1 MW
0.4 MW
0.02MW
0.58MW
40+273
313
η= =
1− 1023 0.694
Theoretically 0.694 MW could have been generated. So 0K on Carnot

cycle
Power= 0.694 W
17. A car engine burns 5 kg fuel at 1500 K and rejects energy into the
radiator and exhaust at an average temperature of 750 K. If the fuel
provides 40000 kJ/kg, what is the maximum amount of work the engine
provide?
Solution:
1500K
Q=5* 40,000kJ
750K
T1 − T 2
η = = 50 %
T1
W= 20,000*5=105 KJ=100MJ
18. At certain locations geothermal energy in underground water is
available and used as the energy source for a power plant. Consider a
supply of saturated liquid water at 150°C. What is the maximum possible
thermal efficiency of a cyclic heat engine using the source of energy with
the ambient at 20°C? Would it be better to locate a source of saturated

Solution:
1−
vapor at 150°C than to use the saturated liquid at 150°C?
η max =293 =
423 0.307or30.7%
19. An airassume
Solution: conditioner
air to provides 1 kg/s
be a perfect gas of air at 15°C cooled from outside
35+273
atmospheric air at 35°C. Estimate the amount of power needed to operate
the air conditioner. Clearly state all the assumptions made.
1*1004*20=20080W
15+273
288
cop = = 14 .4
20
20080
W = = 1390W
14.4
20. We propose to heat a house in the winter with a heat pump. The house
is to be maintained at 20 0C at all times. When the ambient temperature
outside drops at –10 0C that rate at which heat is lost from the house is
estimated to be 25 KW. What is the minimum electrical power required to
drive the heat pump?
Solution:
20+273
25kW
-10+273
293
cop Hp = = 9.
30 77
25
W = = 2 .56 KW
9 .71
21.A house hold freezer operates in room at 20°C. Heat must be
transferred from the cold space at rate of 2 kW to maintain its temperature
at –30°C. What is the theoretically smallest (power) motor required to
operating this freezer?
Solution:
243
cop = = 4 . 86
50
2
W = = 0 . 41 kW
4 . 86
22. Differences in surface water and deep-water temperature can be
utilized for power genetration.It is proposed to construct a cyclic heat
engine that will operate near Hawaii, where the ocean temperature is 200C
near the surface and 50C at some depth. What is the possible thermal
efficiency of such a heat engine?
Solution:
15
ηmax = =
293 5%
23. We wish to produce refrigeration at –300C. A reservoir, shown in fig is
0
available at 200 C and the ambient temperature is 30 0C. This, work can
be done by a cyclic heat engine operating between the 200 0C reservoir and
the ambient. This work is used to drive the refrigerator. Determine the ratio
of heat transferred from 200 0C reservoir to the heat transferred from the –
300C reservoir, assuming all process are reversible.
Solution:
η = 0.3594 cop= 4.05
W = Q * 0.
3594
Q 2 = W * 4 .05
Q2
W =
4 .05
Q2
Q1*0.3594=
6.05
Q1 1
= = 0.69
Q2 4.05*0.3594
24. Nitrogen at 600 kPa, 127 0C is in a 0.5m3-insulated tank connected to
pipe with a valve to a second insulated initially empty tank 0.5 m3. The
valve is opened and nitrogen fills both the tanks. Find the final pressure
and temperature and the entropy generation this process causes. Why is the
process irreversible?
Solution:
Final pressure = 300 kPa
Final temperature=127 kPa as it will be a throttling process and h is

constant.
T= constant for ideal gas
3
10 *600*0.5 750*28
m= = = 2.5kg
8314 8314
*400
28
V2
∆s for an isothermal process= mR ln
V1
5314
=
2.5* m2
28
=514.5 J/k
25. A mass of a kg of air contained in a cylinder at 1.5Mpa, 100K ,
expands in a reversible isothermal process to a volume 10 times larger.
Calculate the heat transfer during the process and the change of entropy of
the air.
Solution:
V2= 10V1
v2
Q = W = p1v1 ln
v1 For isothermal process
v2
= mRT1 ln
v1
8314
= 1 * 29 *1000 * ln 10 = 660127 J
W=Q for an isothermal process,
T∆s=660127;
∆s=660J/K
26. A rigid tank contains 2 kg of air at 200 kPa and ambient temperature,
20°C. An electric current now passes through a resistor inside the tank.
After a total of 100 kJ of electrical work has crossed the boundary, the air
temperature inside is 80°C, is this possible?
Solution:
2 kg
200 kPa
20 C
°
Q=100*103 J
It is a constant volume process.
Q mcv T
= Λ
=2*707*20
=83840 J
Q given 10,000 Joules only. Therefore not possible because some could
have been lost through the wall as they are not insulted.
353
mc v dT 353
∆S air = = 2 * 703 ln = 261.93J / K
∫
293 T 293
−100*1
∆Ssun = = −341.3J /
03 293 K
∆ system +∆ sun <

0
Hence not possible. It should be >=0;
27. A cylinder/ piston contain 100 L of air at 110 kPa, 25°C. The air is
compressed in reversible polytrophic process to a final state of 800 kPa,
2000C. Assume the heat transfer is with the ambient at 25°C and
determine the polytrophic exponent n and the final volume of air. Find the
work done by the air, the heat transfer and the total entropy generation for
the process.
Solution:
V=0.1m3
P=110*103Pa
T=298K P=800kPa
T=200 C
p1 V1 p 2V 2 110*103 * 0.1 800*103 *V

= = = = V2 =
T1 T2 298 2 473
0.022m3
p 1 * V γ 1 = p 2 * V 2γ
γ
⎛ p1 ⎛ V2
⎜ =⎜
⎝p ⎟
⎞ 2 ⎞⎠⎟
⎝ V1 ⎠
7.273 ( 4.545 ) γ
=
γ = 1.31
3 3
pV pV 110 *10 * 0.1 − 800 * 0.022 *10
W= 1 1 − 2 2 = = −21290 J
n−1 1.31 − 1
V2 T1
∆S = R ln + cv ln
V1 T2
= 8314 ln 0.022 + 8314 ln 473 = −103J / kgK

29 0.1 29 *1.48 298
3
110 *10 * 0.1
m= = 0.129kg
8314
* 298
29
∆S = −13.28J / K
∆U = 0.129 * 8314 (473 − 298) = 16180J

29 *
0.4
Q−W =
∆U
Q = 16180 − 21290 = −5110J
28. A closed, partly insulated cylinder divided by an insulated piston
contains air in one side and water on the other, as shown in fig. There is no
insulation on the end containing water. Each volume is initially 100L, with
the air at 40°C and the water at 90°C, quality 10 %. Heat is slowly
transferred to the water, until a final pressure of 500kPa. Calculate the
amount of heat transferred.
Solution:
AA
AIR H2O
A
State 1:
Vair=0.1m3
Vwater=0.1m3 Total volume=0.2m3
tair=40°C x=0.1 twater=90°C
Initial pressure of air = saturation pressure of water at 90°C = 70.14kPa
vf/90°C =0.0010316m3/kg
vg/90 C =2.360506m3/kg
°
V = xvg+(1-x)vf
=0.1*2.36056+0.9*0.0010316=0.237m3/kg
V=0.1m3
V 0.1
mwater = = = 0.422kg
ν 0.237
State 2:
AIR H2O
Assume that compression of air is reversible. It is adiabatic
p 1V 1 γ = p 2V 2 γ
1 1
⎛ p1 ⎛ 70.14 ⎞ 3
V2 = V1 ⎜ ⎟ = ⎟ = 0.0246m
⎝ p⎞2 γ 500 ⎠1.4
0.1⎜
⎠ ⎝
Volume of water chamber =0.2- 0.0246=0.1754m3
0.1754
= 0.416m 3 / kg
Specific volume = 0.422
3
v g / 500 kPa = 0.3738m / kg
Therefore steam is in superheated state.

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er.uic.edu/~mansoori/Thermodynamics.Educational.Sites_html http://www.kkt.ntnu.no/kkt2/courses/sio70
50/index.html http://ergo.human.cornell.edu/studentdownloads/DEA350notes/Thermal/thperfnotes.html
http://www.cs.rutgers.edu/~vishukla/Thermo/therm.html http://www.colorado.edu/MC
EN/Thermo/Lecture_1.pdf http://thermal.sdsu.edu/testcenter/Test/problem
s/chapter03/chapter03.html http://www.innovatia.com/Design_Center/rktprop1.htm
http://courses.washington.edu/mengr430/handouts/availability.pdf
http://www.duke.edu/~dalott/ns12.html http://www.eng.fsu.edu/~shih/em
l3015/lecture%20notes/ http://www.mech.uq.edu.au/courses/m
ech3400/lecture-notes/lecture-notes.html http://www.chemeng.mcmaster.ca/courses/
che4n4/BoilerHouse/WEB_BoilerHouse_page
.htm
HEAT TRANSFER
http://home.olemiss.edu/~cmprice/lectures/ http://www.m
e.rochester.edu:8080/courses/ME223/lecture/
http://www.nd.edu/~msen/Teaching/IntHT/Notes.pdf http://m
use.widener.edu/~jem0002/me455f01/me455.html
http://www.che.utexas.edu/cache/trc/t_heat.html http://www.ones
martclick.com/engineering/fluid-mechanics.html http://www.me
m.odu.edu/me315/lectures.html http://www.ttiedu.com/236cat.ht
ml http://ceprofs.tamu.edu/hchen/engr212/
REFRIGERATION
http://www.afns.ualberta.ca/foodeng/nufs353/lectures/
http://www.tufts.edu/as/tampl/en43/lecture_notes/ch8.htm
l http://www.mme.tcd.ie/~johnc/3B1/3B1.html
http://www.uni-konstanz.de/physik/Jaeckle/papers/therm
opower/node7.html
www.onesmartclick.com/engineering/heat-transfer.html
Mixtures
http://imartinez.etsin.upm.es/bk3/c07/mixtures.htm Fugacity
http://www.public.asu.edu/~laserweb/woodbury/classes/chm
341/lecture_set7/lecture7.ht ml
http://puccini.che.pitt.edu/~karlj/Classes/CHE1007/l06notes/l06notes.html
http://puccini.che.pitt.edu/~karlj/Classes/CHE1007/l06notes/l06notes.html

Basic Thermodynamics IISC

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Basic Thermodynamics Syllabus

K. Srinivasan/IISc, Bangalore V1/17-5-04/1

Module 6: Second Law of Thermodynamics (5)

Learning Objectives of the Course

All currencies are not equal

On the other hand we burn,

 The rest of the universe outside the system close enough

 Closed system - in which no mass is permitted to cross the

Behavior of matter can be studied by these two

 In macroscopic approach, certain quantity of

 In microscopic approach, the effect of molecular

eg: At microscopic level the pressure of a gas is not

Most microscopic properties cannot be measured with

It is some characteristic of the system to which some physically

We must choose the most appropriate set of

 All of them are properties of Anand. But you

The succession of states passed through during a change of state

As a matter of rule we allow •Isothermal (T)

 All states of the system passes through are

 If we remove the weights slowly one by one the

A system is said to be in an equilibrium state if its properties

Nature has a preferred way of directing changes.

Between the system and surroundings, if there is no difference in

Pressure Mechanical equilibrium

No interactions between them occur.

Thermodynamic equilibrium implies all those together.

Temperature is a property of a system which determines the

Thermodynamic temperature scale is under evolution. What we

Two systems are said to be equal in temperature,

Note:They need not be in thermodynamic

If two systems (say A and B) are in thermal

Consequence of of ‘0’th law

Work and Heat

 Thermodynamic definition of heat:

 Work done BY the system is POSITIVE

 Types of work interaction

 Expansion and compression work

 All temperature changes need not be due to heat alone

 All heat interaction need not result in changes in

 Displacement work (pdV work)

n= 0 Constant pressure (V2>V1 - expansion)

n=1 pv=constant (p2<p1 ;V2>V1 - expansion)

n= ∞ Constant volume (p2< p1 - cooling)

First law of thermodynamics

complete cycle the sum of heat of work

Which can be written as

 Since A and B are arbitrarily chosen, the conclusion is, as far

 This implies that the difference between the heat and

 An isolated system which does not interact with the

The net area is 1A2B1.

 Thus, the first law can be construed to be a statement of

interaction is also negative. This implies that this cycle will

 For a process we can have Q=0 or W=0

 When we need to derive some work, we must expend

 Whenever we expend heat energy, we expect to

The first law introduces a new property of the system called

 It appears that heat (Q) is not a property of the system but

If the magnitude of an entity related to the system changes during

 Balance in your bank account is a property. The