LCA Concepts and Methods
Municipal Solid Waste
Life Cycle Management of Municipal Solid Waste
Keith Weitz 1, M o r t o n Barlaz, Ranji Ranjithan, Downey Brill 2, Susan Thorneloe 3, Robert Ham 4
1Center for Environmental Analysis, Research Triangle Institute, Research Triangle Park, N C 27709; e-mail: kaw@rti.org
2Department of Civil Engineering, North Carolina State University, 208 M a n n Hall - Stinson Drive, Raleigh, N C 27695;
e-mail: barlaz@unity.ncsu.edu
3U.S. Environmental Protection Agency, Office of Research and Development, Atmospheric Protection Branch,
Air Pollution Prevention and Control Division, Research Triangle Park, N C 27711; e-mail: thorneloe.susan@epa.gov
4Civil and Environmental Engineering Division, University of Wisconsin - Madison, N1983 M o r t e r Road, Lodi, W I 53555;
e-mail: ham@coefac.engr.wisc.edu
Corresponding author: Dr. Keith Weitz
Abstract
Life-cycle assessment concepts and methods are currently being
applied to evaluate integrated municipal solid waste management strategies throughout the world. The Research Triangle
Institute and the U.S. Environmental Protection Agency are working to develop a computer-based decision support tool to evaluate integrated municipal solid waste management strategies in
the United States. The waste management unit processes included
in this tool are waste collection, transfer stations, recovery, com~
post, combustion, and landfill. Additional unit processes included
are electrical energy production, transportation, and remanufacturing. The process models inclnde methodologies for environmental and cost analysis. The environmental methodology
calculates life cycle inventory type data for the different unit
processes. The cost methodology calculates annualized construction and equipment capital costs and operating costs per ton
processed at the facility. The resulting environmental and cost
parameters are allocated to individual components of the waste
stream by process specific allocation methodologies. All of this
information is implemented into the decision support tool to
provide a life-cycle management evaluation of integrated municipal solid waste management strategies.
throughout the world that are applying LCA concepts and
methods to the evaluation of integrated municipal solid waste
(MSW) management strategies. In evaluating such strategies,
planners have a wide variety of available processes for waste
collection, separation, treatment, and disposal to evaluate.
Combining these processes in integrated systems forms complex interrelationships of mass flows with associated energy
and resource consumptions and environmental releases. Examining these interrelationships, and identifying optimal management solutions, can be accomplished by taking a life-cycle
management (LCM) approach, as illustrated in Figure 1. Unlike traditional product LCAs which begin with raw materials extraction, our system begins with MSW generation and
considers the inputs and effects to all life cycle stages resulting from the management of MSW.
This L C M perspective encourages waste planners to consider
the environmental performance of the entire system including activities that occur outside of the traditional framework
Keywords: Combustion; compost; computer-based decision support tools; electrical energy production; landfill; life-cycle management; methodologies for environmental and cost analysis
municipal solid waste; recovery; re-manufacturing; transfer stations; transportation; unit processes; waste collection; waste
management strategies
1
Introduction
To date, most applications of life-cycle assessment (LCA) have
generally focused on the evaluation of the environmental performance for a defined product system, while holding constant or altogether neglecting the mode of solid waste management. White et al. (1995) describe the application of LCA
whereby the product system is held constant and the evaluation is done on the performance of alternatives for solid waste
disposal. This concept has been implemented in programs
Int. J. LCA 4 (4) 193 - 201 (1999)
9 ecomed publishers, D-86899 Landsber,~,German?"
Fig. 1: Integrated municipal solid waste management.
Integrated MSW management starts with the collection of waste
generated in residential, multifamily, and commercial sectors. The
MSW is then transported for separation and recycling, treatment,
or disposal. These activities consume energy and materials and result in environmental releases. Any materials or energy that is recovered may create offsets of virgin materials in the manufacturing
and energy sectors.
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Municipal Solid Waste
of activities from the point of waste collection to final disposal. For example, when evaluating options for recycling, it
is important to consider the net environmental benefits (or
burdens) of those options with respect to potential offsets in
raw materials extraction, manufacturing, and energy production sectors that are created. Similarly, when electricity is recovered through the combustion of waste or landfill gas, an
offset some production of fuels and electricity from the utility
sector is created.
The Research Triangle Institute (RTI) and the United States
Environmental Protection Agency's (U.S. EPA's) Office of
Research and Development are working to apply LCM to
evaluate the cost and environmental performance of integrated
MSW management systems in the U.S. RTI's research team
for this effort includes LCA and solid waste management experts from North Carolina State University, the University of
Wisconsin-Madison, Franklin Associates, and Roy E Weston.
This research will provide information and tools that will
enable local governments and solid waste planners to examine cost and environmental burdens for a large number of
possible MSW management operations for 42 distinct MSW
components. The primary outputs of this research will include the following:
9 Decision support tool: is being designed to allow MSW
planners to enter site-specific data (or rely on the default data)
to compare alternative MSW management strategies for their
communities' waste quantity and composition and other constraints. This enables users to evaluate cost, energy consumption, and environmental emissions for a large number of possible MSW management operations including MSW collection,
transfer, separation (MRF and drop-off facilities), composting,
combustion, and landfill disposal. A framework for the tool
is shown in Figure 2. A full prototype version has been completed in spring 1999 and the final commercial version is
planned for release by May 2000.
LCA Concepts and Methods
9 Database: includes environmental and cost data for individual MSW management operations, materials manufacturing operations, energy (fuels and electricity) production, and various types of vehicles and equipment. Environmental data include energy consumption and emissions
(air, water, solid waste). Cost data include a range of capital and operating costs borne by local governments based
on the MSW management system design. The database
allows users to search for data specific to a system unit
operation, structure, piece of equipment and environmental or cost parameter. A beta version will be completed by
September 1999, and a final version is scheduled for release by May 2000.
9 Community Case Studies: are being conducted to test the
individual models (e.g., compost model) and the overall decision support tool. Initial case studies were begun in 1998
with Lucas County, Ohio and the Great River Regional Waste
Authority, Iowa. These were designed to test the methodologies developed for individual operations (e.g., waste collection, transportation, composting). Additional case studies are planned for 1999 and will reflect the issues of urban
and rural settings throughout the U.S. to ensure that the
decision support system is flexible enough to handle the wide
range of variation among local communities.
To ensure the applicability and usefulness of the research
products to local governments and other solid waste planners, we employ an inclusive review process for all research
activities and documentation that includes:
9 Internal project team and U.S. EPA and U.S. Department
of Energy advisors.
9 Project stakeholders from U.S. government, industry,
academia, and environmental organizations.
9 External project peer review committee.
The high level of involvement by project stakeholders and
peer review committee members has contributed greatly to
the success of this project.
In this paper, we provide the reader with an overview of
this research effort and summarize the overall technical
approach used to apply life cycle management to evaluate
integrated MSW management strategies. Future papers are
being prepared to present the details of methods used to
estimate the cost and environmental performance for individual MSW management unit processes.
2 Goal and Scope Definition
Fig. 2: Framework for decision support tool.
The decision support tool consists of several components including
process models, waste flow equations, an optimization module, and
a graphic user interface. The user interface integrates all model components to allow easy user manipulation of the spreadsheet models
and the optimization module. It allows for additional user constraints
to be specified and provides a graphical representation of the MSW
management alternatives resulting from the optimization.
196
The overall goal for this project is to develop information
and tools to evaluate the relative cost and environmental performance of integrated MSW management strategies. For instance, how does the cost and environmental performance of
a MSW management system change if a specific material (e.g.,
glass, metal, paper, plastic) is added to or removed from a
community's recycling program? And, what are the tradeoffs
in cost and environmental performance if paper is recycled
versus combusted or landfilled with energy recovery?
The primary audience for this effort is local governments
and solid waste planners. However, we anticipate that the
information and tools developed through this study will also
Int. J. LCA4 (4) 1999
LCA Concepts and Methods
Municipal Solid Waste
be of value to Federal agencies, environmental and solid
waste consultants, industry, LCA practitioners, and environmental advocacy organizations.
Cost Categories:
9 Annual capital cost
9 Annual operating cost
The function of the system under study is to manage M S W of
a given quantity and composition. Therefore, we have defined the fimctional unit as the management of I ton of MSW,
of a specified composition. We consider all activities required
to manage the M S W from the time it is sent out for collection
to its ultimate disposition, whether that be disposal in a landfill,
compost that is applied to the land, energy that is recovered
from combustion and landfills, or materials that are recovered and remanufactured into new products.
Environmental Categories:
The 42 M S W components include those defined by the U.S.
EPA's Office of Solid Waste (U.S. EPA, 1997a) and are listed
in Table 1 (-~ Appendix, p. #). This definition includes mixed
M S W generated in the residential, commercial, institutional,
and industrial sectors but excludes industrial process waste,
sludge, construction and demolition waste, pathological
waste, agricultural waste, mining waste, and hazardous
waste. We have also included ash that is generated from the
combustion of M S W in our system, but combustion ash is
not included as part of EPA's definition of MSW. As shown
in Table 1, we have divided the MSW stream into three
different waste generation sectors: residential, muhifamily
dwelling, and commercial. The rationale for this separation is that different collection and separation alternatives
may a p p l y to each sector.
The m a j o r unit processes included in the overall system
under study are:
Waste Management:
9
9
9
9
9
9
9
Collection
Transfer Station
Materials Recovery Facility (MRF)
Combustion (with or without energy recovery)
Refuse-Derived Fuel combustion (RDF)
Composting (yard waste and mixed MSW)
Landfill (traditional and enhanced bioreactor, with and
without energy recovery, and ash landfill)
Other Processes:
9 Electrical Energy
9 Inter-Unit Process Transportation
9 Manufacturing of Materials from Virgin Resources and
Remanufacturing of materials from Recycled Resources
For each of these unit processes, " process models" are being developed that utilize generic design and operating parameters in ~onjunction with resource and energy consumption and emission factors to estimate cost and environmental
(life-cycle inventory type) parameters. The results are highly
dependent on the quantity and composition of incoming
material to each unit process. Because the composition of
M S W can greatly affect the cost and environmental results
for different management options, the process models also
contain methodologies for allocating cost and environmental p a r a m e t e r s to the 42 M S W components. The boundaries are consistent across all process models.
The d a t a categories for cost and environmental performance included in the study are:
Int. J. LCA 4 (4) 1999
9
9
9
9
Energy consumption
Air emissions
Waterborne releases
Solid waste
To c o m p a r e across alternative M S W management options,
we can only use parameters for which comparable data exists across all unit processes. For example, although data
for dioxin/furan emissions for M S W combustion facilities
are readily available, comparable data do not exist for MRF,
composting, and landfill operations. Thus, we cannot directly compare these unit processes based on dioxin/furan
emissions. Parameters for which comparable data are available include:
9 Annual cost
9 Carbon monoxide
9 Carbon dioxide (fossil - resulting from the combustion of
fossil fuels)
9 Carbon dioxide (biomass- resulting from the biodegradation or combustion of organic material)
9 Electricity consumption
9 Greenhouse gas equivalents
9 Nitrogen oxides
9 Particulate matter
9 Sulfur dioxide
These parameters can be optimized on as part of the decision support tool (DST) solution, as described in Section
5.2. Additional air and water parameters are tracked and
reported in the DST, but cannot be optimized because consistent and comparable data are not yet available for the
parameters across all unit processes. As d a t a become available to enable additional comparisons across unit processes,
future versions of the DST can be u p d a t e d to include an
expanded list of optimizable parameters.
3
System Boundaries
The system boundaries for this study have largely been defined through the description of the functional elements and
unit processes and the manner in which each will be treated.
These elements and processes are outlined in detail in a draft
system description document and summarized in the following section. Unlike traditional LCAs, however, our study
integrates cost and environmental d a t a and the boundaries
for each are slightly different as described below.
3.1 Boundaries forenvironmental analysis
All activities which have a bearing on the management of
M S W from collection through t r a n s p o r t a t i o n , recovery and
separation of materials, treatment, and disposal are included
in the environmental analysis. It is assumed that M S W enters the system boundaries when it is set out or delivered to
a collection site, whether it be a residential curbside, apartment collection site, or rural drop-off site. All " upstream"
life cycle activities (raw materials extraction, manufacturing, and use) are assumed to be held constant. Thus, the
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Municipal Solid Waste
production of garbage bags and cans and recycling bins are
N O T included in the study. Similarly, the transport of waste
by residents to a collection point have N O T been included.
The functional elements of MSW management include numerous pieces of capital equipment from refuse collection
vehicles, to balers for recycled materials, to major equipment
at combustion facilities. Resource and energy consumption
and environmental releases associated with operation of equipment and facilities are included in the study. For example,
energy (fuel) that will be consumed during the operation of
refuse collection vehicles is included in the study. In addition,
electricity consumed for operation of the office through which
the vehicle routes are developed and the collection workers
are supervised is also included in the study. However, activities associated with the fabrication of capital equipment are
N O T included.
Where a material is recycled, the resource and energy consumption and environmental releases associated with the
manufacture of a new product are calculated, assuming closedloop recycling processes, and included in the study. These
parameters are then compared against those from manufacturing the product using virgin resources to estimate net resource and energy consumption and environmental releases.
This procedure also applies to energy recovery from other
unit processes including combustion, RDF, and landfill gas
recovery projects.
Another system boundary is set at the waste treatment and
disposal. Where liquid wastes are generated and require
treatment (usually in a publicly owned treatment works),
the resource and energy consumption and environmental
releases associated with the treatment process is considered.
For example, if biological oxidation demand (BOD) is treated
in an aerobic biological wastewater treatment facility, then
energy is consumed to supply adequate oxygen for waste
treatment. If a solid waste is produced which requires burial,
energy will be consumed in the transport of that waste to a
landfill, during its burial (e.g., bulldozer) and after its burial
(e.g., gas collection and leachate treatment systems) in the
landfill. Also, if compost is applied to the land, volatile and
leachate emissions are considered.
3.2 Boundaries for cost analysis
Costs have also included in this study because they play such a
crucial role in making decisions about integrated MSW management strategies. Note that the system boundaries for cost
analysis differ from that of the environmental analysis because
they are designed to provide a relative comparison of annual
cost among alternative MSW management strategies as incurred by the public sector. These costs are intended to provide a relative ranking of the different alternatives as part of a
screening tool to narrow the range of options associated with
integrated M S W management. No distinction is made between
public and private sector costs. All MSW management activities are assumed to occur in the public sector and therefore
costs are calculated as though they are accruing to the public
sector. The cost analysis is intended to reflect the full costs
associated with waste management alternatives based on U.S.
EPA guidance from Full Cost Accounting for Municipal Solid
Waste Management: A Handbook (U.S. EPA, 1997b).
1 98
LCA Concepts and Methods
In focusing the cost analysis on publicly accrued costs, the
costs associated with electricity production, for instance,
are not included in the study because the public sector only
pays the price for electricity consumed. In cases where
recyclables are shipped from a MRF, the cost analysis ends
where the public sector receives revenue (or incurs a cost)
in exchange for the recyclables. The cost analysis does not
include the costs associated with the re-manufacturing processes for different materials (e.g., recycled office paper).
These costs occur in the manufacturing are borne by the
manufacturing sector and not to municipal or county governments. The same procedure is applied to the generation
and sale of electricity derived from combustion facilities or
landfills. Where waste is produced as part of a waste management facility, the cost of waste disposal or treatment is
included in the cost analysis of that facility. For example,
we include the cost of leachate treatment in our cost analysis of landfills. We also include the cost of training, educational, or other materials associated with source reduction
or other aspects of MSW management.
Similar to environmental parameters, cost parameters are
also allocated to individual MSW components. Thus, the
result of the cost analysis can illustrate, for example, the
additional capital and operating costs to a MRF for processing and storing glass. Similarly, the cost associated with the
separate collection of residential yard waste can be analyzed.
4 Technical Approach for Unit Processes
As discussed in the previous section, the methodologies for
cost and environmental analysis for each unit process are
implemented in process models. Process models include sets
of equations that utilize the default (or user input) facility
design information to calculate all environmental and cost
parameters based on the quantity and composition of waste
entering each MSW management unit process. A summary
of key assumptions and issues, and the status for each process model are provided in Table 2 (---~Appendix, p. 200).
The process models are linked in the DST through a set of
mass flow equations. The cost and environmental results
from process models are used in the DST to calculate the
total system cost and environmental performance for alternative MSW management strategies. Summaries of the design and operating parameters and methods for cost and
environmental analysis for each process model will be published individually and thus have not been provided as part
of this paper.
5
Primary Research Products
Through this project we are developing information and
tools that provide support to solid waste planners in evaluating the relative cost and environmental performance of
integrated MSW management strategies. The project is providing this information and tools through three main research products: a decision support tool, database, and community case studies (see THORNELOEet al., 1998 for further
information about these products). Each of these products
is summarized in the following section.
Int. J. LCA 4 (4) 1999
LCA Concepts and Methods
5.1 Decision support tool (DST)
The DST provides a user-friendly interface that allows users to evaluate the cost and environmental burdens of existing solid waste management systems, entirely new systems,
or some combination of both based on user-specified data
on MSW generation, constraints, etc. The processes that
can be modeled include waste generation, Collection, transfer, separation (MRF and drop-off facilities), composting,
combustion, RDF, and disposal in a landfill. Existing facilities and/or equipment can be incorporated as model constraints to ensure that previous capital expenditures are not
negated by the model solution.
As illustrated in Fig. 2 (see p. #), the DST consists of several
components including process models, waste flow equations,
an optimization module, and a graphic user interface. The
process models consist of a set of spreadsheets developed in
Microsoft Excel. These spreadsheets use a combination of
default and user supplied data to calculate the cost and environmental coefficients on a per unit mass (ton) basis for each
of the MSW components being modeled (--->Table 1, see Appendix) for each MSW management unit process (collection,
transfer, etc.). For example, in the electric energy process
model, the user may specify the fuel mix used to generate
electricity in the geographic region of interest, or select a default grid. Based on this information, and the emissions associated with generating electricity from each fuel type, the model
calculates coefficients for emissions related to the use of 1
kWh of electricity. These emissions are then assigned to MSW
components for each unit process that uses electricity and
through which the mass flows. MRFs, for instance, use electricity for running conveyor belts. The emissions associated
with electricity generation would be assigned to the mass of
materials that flowed through that facility. The user will also
have the ability to override the default data if more site-specific data are available.
Optimization modeling is relatively new in life cycle studies
and in this case allows DST users to search for MSW management strategies that minimize an objective function. For
example, the DST currently enables users to optimize on annual cost, electricity consumption, greenhouse gas equivalents,
or emissions of carbon monoxide, carbon dioxide (fossil or
biomass), nitrogen oxides, particulate matter, and sulfur dioxide. The optimization module is implemented using a commercial linear programming solver called CPLEX and is governed by mass flow equations that are based on the quantity
and composition of waste entering each unit process, and that
intricately link the different unit processes in the MSW management systefia. Constraints in the mass flow equations preclude impossible or nonsensical model solutions. For example, the mass flow constraints will exclude the possibility of
removing aluminum from the waste stream via a mixed waste
MRF and then sending the aluminum to a landfill. Users may
also specify constraints. Examples of user-specified constraints
are the use of existing equipment/facilities and a minimum
recycling percentage requirement.
The graphic user interface consists of a Microsoft Visual
Basic routine that integrates the different components of
the tool together to allow easy user manipulation of the
spreadsheet models and the optimization module. It allows
Int. J. LCA 4 (4) 1999
Municipal Solid Waste
additional user constraints to be specified and provides a
graphical representation of the solid waste management alternatives resulting from the optimization. Currently, results
are presented on a dollar cost per ton or pounds of emission per ton basis and can be viewed at the system level,
process model level, or MSW component level.
5.2 Database
The database is being developed to provide cost and lifecycle inventory type information for all unit processes included in the system (see THORNELOEet al., 1998 for a summary of data being collected). The approach used to build
this database is as follows. First, data from publicly available and private MSW and L e A studies, and other relevant
sources, were collected and reviewed against the data quality goals and data quality indicators established for this
project. The data quality assessment is based on EPA guidance from Guidelines for Assessing the Quality of Life Cycle Inventory Data (BAKSTet al., 1995). These existing data
are being compiled into a database management system using
commonly available software (Microsoft AccessTM). The
format of the database is made as consistent as possible
with other L e A data efforts and format guides such as
SPOLD and SPINE in Europe and LCAD in the U.S.
The database management system was established to enable users to view and manipulate information through
predefined forms. In these forms, the main categories of
data are predefined, and the user's options are limited to
narrowing the focus of the predefined search criteria. For
example, the predefined PROCESS-ENERGY form displays
information about energy consumption in a waste management operation. Similarly, to see air emissions data for a
waste management operation, the PROCESS-AIR RELEASES form would be used. M a n y such predefined forms
will be made available for " c o m m o n " searches. In addition, forms will be provided to allow for maintaining and
updating information in the database.
The database will be used to support the DST, but it is not
linked to the tool. Rather, the database will be made available
as a stand-alone application that may be used as input data to
other studies or models. If solid waste practitioners possess
higher quality or more site-specific data than those provided
in the database, users may add data to the database.
5.3 Community case studies
Preliminary case studies are currently taking place with
Lucas County, Ohio, and the Great River Regional Waste
Authority in Iowa. The purpose of these initial case studies
is to test and obtain feedback for individual process models, including waste collection, transportation, transfer station, and MRF process models. In Ohio, preliminary scenarios focusing on meeting recycling targets of 20,000 and
40,000 tons per year in the commercial sector are being
analyzed. Primary target materials for commercial recycling
include cardboard, office paper, w o o d waste, and newspaper. Secondary targeted materials include containers, plastic, and textiles. In Iowa, we are still in the process of collecting baseline data and defining case study scenarios for
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Municipal Solid Waste
LCA Concepts and Methods
at U.S. EPA (http://www.epa.gov/docs/crb/apb/apb.htm) and
the Research Triangle Institute (http://www.rti.org/units/ese/
pp_proj.html).
analysis. The type of baseline information that is being collected includes waste characterization, facility designs, distances between facilities, residential and commercial sector
characteristics, wage rates for workers in different facilities, and collection systems. It is anticipated that these initial case studies will be completed during 1999.
As a fully functional prototype of the DST is completed,
"full-blown" case studies will be initiated with a variety of
urban and rural communities to gain an appreciation for
the variability among communities and to help us learn how
to tailor the decision support tool to meet the needs of different users. Through these and additional case studies, the
format for presenting results of the tool wilt be refined.
7 References
BAKST,J.S.; LACKE,C.J.; WErrZ, K.A.; WARP,EN, J.L. (1995): Guidelines for Assessing the Quality of Life Cycle Inventory Data.
EPA530-R-95-010 (NTIS PB95-191235). Prepared for the U.S.
Environmental Protection Agency, Office of Solid Waste and
Emergency Response, Washington, DC
U.S. Environmental Protection Agency (1997a.): Characterization
of Municipal Solid Waste in The United States: 1996 Update.
EPA530-R-97-015. Office of Solid Waste and Emergency Response, Washington, DC
U.S. Environmental Protection Agency (1997b): Full Cost Accounting for Municipal Solid Waste Management: A Handbook.
EPA530-R-95-041. Office of Solid Waste and Emergency Response, Washington, DC
THORNELOE,S.; WEITZ,K.A.; NISHTALA,S.; BARLAZ,M.; RANJITA,R.;
HAM, R.K. (1998): "Development of Tools for Evaluating Integrated Municipal Waste Management Using Life Cycle Management." Paper published in the proceedings of the Systems
Engineering Models for Waste Management - International
Workshop, Gothenburg, Sweden, February 25-26, I998
WHrrE, P.; FRANKE,M.; HINDLE,P. (1995): Integrated Solid Waste
Management: A Life-cycleInventory. Glasgow, UK: Blackie Academic & Professional
Received:February 17th, 1999
Accepted:June 21, 1999
6 Summary
This is a large, complex project in which a number of different research activities are taking place concurrently to
collect data, develop methodologies for cost and environmenthl analysis, construct a database and DST, and conduct case studies with communities to support the life cycle
management of MSW. The products and results of this
project will advance the planning of MSW management by
making available information and tools to evaluate the relative cost and environmental burdens of integrated MSW
management strategies.
Further information about this project and documentation
for completed process models is available from Internet sites
Appendix
Table 1: Components of MSW considered in this study~
Residential W a s t e
MuItifamily Dwelling W a s t e
Yard W a s t e
Yard W a s t e
Commercial Waste
1. office paper
1. grass
1. grass
2. leaves
2, leaves
2. old c o r r u g a t e d containers
3. p h o n e b o o k s
3, b r a n c h e s
3, b r a n c h e s
4, thircl class malt
4. f o o d w a s t e
4. f o o d w a s t e
5. a l u m i n u m cans
Ferrous M e t a l
Ferrous M e t a l
6. clear glass
5. cans
5. cans
7. b r o w n glass
6. other f e r r o u s m e t a l
6. other ferrous metal
8. green glass
9. PET b e v e r a g e bottles c
7. n o n - r e c y c l a b l e s
7. n o n - r e c y c l a b l e s
Aluminum
Aluminum
10. newspaper
8. cans
8, cans
1 1 - 1 2 . other recyclables
9-10, o t h e r - a l u m i n u m
9-10. other - a l u m i n u m
13-15, other n o n - r e c y c l a b l e s
11. n o n - r e c y c l a b l e s
11. n o n - r e c y c l a b l e s
Glass
Glass
12. clear
12. clear
13. b r o w n
13. b r o w n
14. green
14. green
15. n o n - r e c y c l a b l e g l a s s
15. n o n - r e c y c l a b l e
Plastic
Plastic
16. t r a n s t u c e n t - H D P E ~
16, t r a n s l u c e n t - H D P E ~
17. p i g m e n t e d - H D P E ~
17. p i g m e n t e d - H D P E b
18. PET b e v e r a g e bottles c
18. PET b e v e r a g e bottles =
19-24. o t h e r plastic
19-24. other plastic
25. n o n - r e c y c l a b l e plastic
25. n o n - r e c y c l a b l e
200
Plastic
Int. J. LCA 4 (4) 1999
LCA Concepts and Methods
Residential Waste
Municipal Solid Waste
Multifemily Dwelling Waste
Paper
Paper
26. newspaper
27. office paper
26. newspaper
27. office paper
28. corrugated containers
28. corrugated containers
29. phone books
30. books
29. phone books
30. books
31. magazines
31. magazines
32. third class mail
33-37. other paper
38. non-recyclable paper
32. third class mail
33-37. other paper
38. non-recyclable paper
39. miscellaneous
39. miscellaneous
Commercial Waste
"Numbers represent the number of individual MSW components that can be included in the decision support tool.
bHOPE = high density polyethylene
PET = polyethylene terephthalate
Table 2: Process model assumptions and allocation procedures
Key Assumptions/Design Properties
Allocation Procedures"
Waste M a n a g e m e n t Unit Processes
Collection
Location specific information (e.g,, population, generation
rate, capture rate) is provided by the user of the tool.
Environmental is based on mass. Cost is based on
volume and mass.
Transfer Station
User selects between several default design options based
on how the MSW is collected.
Environmental is based on mass. Cost is based on
volume and mass.
Materials Recovery
Design of the MRF depends on the collection type (mixed
waste, commingled recyclables, etc.) and the recyclables
mix. Eight different default designs are available.
Environmental is based on mass. Cost is based on
volume and mass and includes revenue from the
sale of recycables.
Combustion
The default design is a new facility assumed to meet the
most recent U.S. regulations governing combustion of
MSW. Designs to model older facilities are also available.
Environmental is based on mass and stoichiometry.
Cost is based on mass and includes revenue from
sale of metal scrap and electricity (based on Btu
value of the waste and the heat rate of the facility).
RDF
Pelletized and "fluff" RDF design options are available. The
facilities, including the combustion of RDF, are assumed to
meet the most recent U.S. regulations governing
combustion of MSW.
Under Development
Composting
A low and high quality mixed MSW and yard waste compost
facilities are included. All use the aerated windrow
composting process as the default design.
Environmental is based on mass. Cost is based on
volume and mass and includes revenue from the
sale of recycables.
Landfill
The default design is a new facility that meets U.S. Subtitle
D and Clean Air Act requirements. Enhanced bioreactor and
ash designs are also available.
Under Development
Electrical Energy
Regional electrical energy grids are used for waste
management processes; national grid for upstream
processes.
Environmental is based on the fuel source used by
regional or national electricity grids. Regional grids
are used for waste management operations;
National for manufacturing operations. Cost is not
considered.
Inter-Unit
Distances between different unit operations are key input
variables.
Environmental is based on mass. Cost is based on
volume and mass, and is considered only for
transportation necessary for waste management.
Virgin and recycled (closed loop) processes are included.
Electricity savings resulting from reprocessing displace
regional base-loaded generation (mainly coal).
Environmental is based on mass. Cost is not
considered.
Facility
A d d i t i o n a l Unit Processes
Transportation
Manufacturing
9Allocation of costs, resource and energy consumption, and environmental releases to individual MSW components.
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