Humor 2015; 28(4): 641–646
Book Review
Salvatore Attardo, ed. 2014. Encyclopedia of Humor Studies. 2 vols. Thousand
Oaks, CA: Sage Publications. 928 pp. ISBN: 781-412-9990-90. GBP 220.00
Reviewed by Władysław Chłopicki, Department of English, Jagiellonian University, Mickiewicza 9A,
31-120 Kraków, Poland, E-mail: chlopicki@gmail.com
DOI 10.1515/humor-2015-0100
Well, I have never read an encyclopedia before but I have now found that one
can, and I am none the worse for absorbing these two hardbound volumes of
over 900 pages. In fact, it has been a great learning experience.
Of course, you cannot read an encyclopedia as you might read a novel.
I started with the Foreword by late William F. Fry and then read an informative
Introduction where the Editor-in-Chief tells us that the Encyclopedia is “unabashedly an American (in the narrow sense of the United States) work,” but that
it expanded as much as it could to Asia, including the Far East, and Africa.
He also admits that, bulky as it is, it cannot be considered exhaustive: for
example, separate entries on the majority of literary humorists have not been
included. A typically American disclaimer follows: “readers should be aware
that some humor is obscene, aggressive, and sexual in nature […] and may be
offended or shocked” (1: xxix) – thank you, Mr. Editor, I duly looked forward to
being shocked! The editor also admits that some entries were developed from
scratch, as the fields in question were being “literally codified,” while other
entries for similar reasons could only be partial. He rightly praises the value of
synthesis. Since the encyclopedia is primarily intended for college students –
and also for the media, where so much nonsense is said about humor studies –
accessibility was an important aim.
Reviewing the list of 220 contributors, I found the great majority originating
from the United States, as well as Canada, the United Kingdom, Australia, and
New Zealand, although a number of scholars are included from Japan, China,
and Continental Europe. This pattern largely reflects the composition of the
International Society for Humor Studies, where North Americans constitute
about 50% of the members and the Anglo-Saxon group as a whole exceeds
80%. Nevertheless, the major sociologists of humor Christie Davies and Elliott
Oring and the humor philosophers Lydia Amir and Sammy Basu do not figure
among the authors, and although the work of the first two is discussed, I did not
find a single reference to Amir in the huge and impressive aggregate index of
almost one hundred pages (compared to 33 pages in Raskin’s 2007 Primer of
Humor Research and 25 pages in Martin’s 2008 Psychology of Humor).
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Also missing from the index is an entry on disaster humor, as are names of
other major European scholars such as Isabel Ermida, Dorota Brzozowska, and
Jan Chovanec, reflecting a lack of discussion of Central and Eastern European
scholarship. Fortunately, books such as Polish Humor (2012) and Hungarian
Humor (2012) have recently appeared in English and a book on Czech Humor is
forthcoming, so we can hope that this knowledge gap will be filled and such
publications reach mainstream humor research.
Following these initial forays, I went back to browse through the list of over
330 entries and also the Reader’s Guide, which lists the entries in terms of
subjects of humor, types of humor and research disciplines. Here I paused to
reflect: is this meant to be an encyclopedia of humor or of humor studies? Listed
among the humor subject headings are culture, antiquity, history, the entertainment industry, literature and major literary figures, mathematics, computer
science and the Internet, performing arts, politics, as well as the professions of
business, education, and law. Types of humor include national, ethnic, regional,
and visual, while research disciplines include anthropology, folklore and ethnicity, linguistics, literature, philosophy and religion, physiology and biology, the
professions (some also appearing as subjects), psychology (a large discipline
with ten subheadings) and sociology. Unsurprisingly perhaps, the evident overlap between types and subjects persists throughout the encyclopedia.
The headings on humor theory, components of humor and sense of humor
stand out as meta-entries, and it is here that the curious reader will probably look
for answers to questions such as what humor actually is. In fact, there is no entry
for humor as such, either in the encyclopedia itself or in the index, unless one
looks under humor as an “umbrella term” covering all its synonyms and all
phenomena of the funny, as appears in the entries on the etymology of humor
and on positive psychology. The search for basic definitions is thus frustrating
(e.g., “[t]here is disagreement on how to define sense of humor”, 2: 682). These
ought to be available if the field is to reach a final stage of maturity. In fact this is
the starting point for all my own students’ theses: “[i]n spite of thousands of years
of research, scholars have not been able to define humor.” Is this true or not?
The encyclopedia does offer attempts such as: “humor invites us to abandon
the usual (serious) ways of thinking” (1: 361), “humor is a subset of creativity”
(1: 181) or “humor is a psychological state characterized by the positive emotion of
amusement and the tendency to laugh” (1:75). Here, I am reminded of Rod Martin’s
complex though apt definition, which again I have not found in the encyclopedia:
“[h]umor is a broad term that refers to anything people say or do that is perceived
as funny and tends to make others laugh, as well as the mental processes that go
into both creating and perceiving such an amusing stimulus, and also the affective
response involved in the enjoyment of it” (The Psychology of Humor, 2007: 5).
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There is a revealing central entry on comedy, although it begins by giving a
cold shower to the uninitiated reader hoping for easy answers, by stating –
rightly it seems – that “any literary or artistic genre involving character portrayal
may take comic shape” (1: 140) and then providing a long list which emphasizes
the discovery of comic patterns in unsuspected places such as Kafka, Hardy or
the Bible. This is followed by a robust and satisfying overview of major Western
playwrights and trends in comedy, although I must raise my hand for the
missing nineteenth-century Aleksander Fredro of Poland (cf. Brzozowska and
Chłopicki, eds, Polish Humor, 2012: 57–78).
What in my view the encyclopedia lacks is a glossary of major terms giving
pithy definitions, but since neither Raskin nor Martin nor Attardo have so far
attempted this, maybe it has not been feasible. The cross-references which
follow the entries do help compensate, although a young scholar might feel
frustrated at encountering thirty “See also” references after the five-page long
entry on History of Humor: Modern and Contemporary Europe. A reviewer must
also note the lack of a collected bibliography for all the entries, since currently it
is not easy to discover if a particular study is cited or not.
The extra features of the work do include the “first-ever” Chronology of
Humor Events and Publications, from which I learned that the earliest political
joke was recorded in Egypt in 2600 BCE. Does this abbreviation mean before the
Christian era; and what about 0 CE (sic) given as the “traditional date of the birth
of Christ”? Was there ever such a year? There are a few doubtful entries, seemingly added for the sake of general readership, such as the founding of Rome,
the discovery of America (no Declaration of Independence, though), World War I
(no entry for World War II) and the “traditional span of the romantic movement in
Europe”, along with life spans for various individual authors who are not necessarily associated with many humorous works (e.g., the Russian author Pushkin).
Cutting such entries or placing a general timeline separately would both have
been viable options. But perhaps such quirks are inevitable in a discipline such as
humor studies and the difficult decisions are always the editor’s.
Having reviewed the organization of the encyclopedia, I delved into its
actual contents and became completely absorbed. There are many memorable
and well-structured items among both the longer and shorter ones, including
some surprisingly lengthy and detailed entries on visual humor, plus a solid
section on the history of humor (almost fifty consecutive pages) and many
scattered although no less informative contributions on ancient humor and on
humor in religion, plus a very short entry entitled Jokes. Particularly noteworthy
are the articles on linguistics, including a lucid piece entitled Linguistics, where
the allegedly imperialistic discipline deploys all its powerful tools to claim
importantly that contemporary humor research “depends heavily” (2: 459) on
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linguistics, particularly in its semantic and pragmatic subfields. It also argues
that “humor offers a window to the mind, with or without language” (2: 458); in
other words that humor is conceptual. The matching major article on Sociology
emphasizes humor’s “fundamental ambiguity that makes its ‘real’ meaning
impossible to establish” (2: 714). Perhaps this is why, although humor plays
“an important role in everyday interaction”, it is “not central to big social
structures and processes” (2: 712). Just like the enlightening article on the
Psychology of humor (2: 604–607), this one emphasizes its own preferred
methods and perspectives for future research and briefly describes the important
sub-disciplines of the field. Let me also reassure the reader that there is a fine
entry on the Philosophy of Humor discussing the three major theories and
claiming towards the end that “there is no version of the incongruity theory
that satisfies everyone” (2: 568).
Among the several exceptional entries is one on Greek Visual Humor, which is
captivating owing to its apt illustrations of ancient vases and succinct analysis of
their still-comprehensible humor – although I would challenge its claim that satyrs
are “comic figures per se” (1: 272). The satyr, described elsewhere as an “amoral
hedonist … boastful but cowardly”, needs by no means be comic – consider Putin
as a contemporary example. This insight into humor’s essential ambiguity correlates with the entry on speech-play that locates play in language, in discourse
forms and in sociolinguistic situations, which renders it sometimes humorous and
sometimes “deeply serious and significant” (2: 728). Another article underscores the
value of the comic attitude in the twenty-first century as more beneficial and
flexible than the tragic (1: 160), which accords with Pirandello’s view that “modern
writers cannot be anything but humorous [as] they must dismantle humanity’s
illusory constructions” and thus brings out the incongruities (2: 572). Another
remarkable article is that on Humor in Music, which gives a sound overview
(no pun intended) of types of musical incongruity, including an actual example
from a Haydn score (2: 532); while the entry on mathematics as an analytical tool
for humor boggles the mind of a naïve reader with its account of the totally
unrepeatable Van der Pol oscillator equation (2: 490).
Among definite surprises is the article on national and ethnic differences.
It manages to combine many divergent insights into a two-page article, emphasizing “an inherent incomprehension” connected with the problem of conveying a
purportedly universal humor to different audiences. Also of interest is the choice
of groups or nations that are “popularly recognized [by whom?] as possessing a
particular sense of humor” including African Americans, the British, Chinese,
Jews and Russians (2: 542). This entry concludes by pointing out both the process
whereby cultural differences can be blurred, and the reverse process of growing
misunderstanding that results in audiences taking grave offence.
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Disappointments include the entry on Christianity, where the author makes
strange connections between alleged (maybe actual) Biblical examples of humor
and humor theories. Thus, “[t]he discrepancy between Jesus’ nickname for Peter
and Peter’s later betrayal of Jesus (denying him three times) provides an obvious
example of the incongruity theory of humor” (1: 128): incongruity there is to be
sure, but it is misguided to link the theory with this as an example of humor. It is
followed by the vacuous statement that “Christianity thus shares a conceptual
kinship with the incongruity theory of humor, especially considering the centrality of paradoxes in the New Testament” (1: 128) – now what could that mean?
There is surprisingly no cross-reference to Paradox under that entry, but
paradox itself is treated in terms of both its linguistic and its philosophical
definitions, as well as in connections made with knock-knock jokes and puns.
However, one notes a baffling neglect of Fry’s Sweet Madness (1963) and an
equally mystifying reduction of Irony to just three cross-references, with no links
to the entries on children’s humor, for example, which are however easy to find
and highly informative. Paradox is considered in a useful entry on Koestler’s
concept of bisociation; an excellent article on nonsense, which includes discussion of Lewis Carroll’s Alice (though there is no cross-reference to Paradox there
either); a rather untheoretical reference on Carnival (“priest plus sex magazine
and scripture plus the devil, added together, produce two sets of paradox”,
1: 107); an informative entry on Aesthetics, where I learned about the paradox of
tragedy and that “there is no paradox of comedy”, and found a reference to
“play signals” in apes (1: 15) but again no cross-references to either Paradox or
Incongruity. I tried to follow up Incongruity in the index, and among the many
instances I was drawn to incongruity theory as informal theory, which rewarded
me with a fine apology for the linguistic script theory as a formal theory, with
references to Karl Popper and the important claim that “the evolution of loose
formal theories of humor to full-fledged formal ones is, thus, clear evidence of
progress in the field” (1: 370–371).
Despite the disappointing under-representation of Fry’s foundational
research, one can find a wealth of insight into the overall complexity and interrelatedness of the issues involved: for example, an eye-opening although still
somewhat cryptic article on humor as basically a heuristic strategy in design
(1: 196–197); an item on Creativity (unlinked to the former) where I was struck
by the remark that “sexual selection will remain an important theoretical framework informing the study of various aspects of humor as well as creativity more
generally” (1: 185); a puzzling article on Metaphor that supports the notion of an
inherently funny referent (“a hog on ice”: is this inherently funny?); an entry on
cognitive aspects of humor where the notion of cognitive mastery is advanced and
tested against the following joke: “One. How many psychics does it take to change
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a light bulb?” (1: 136); a section on the Complexity of Humor which argues that
the notion is essentially subjective; and several pieces on the logical mechanisms
of humor, one of which concludes in a somewhat defeatist way that “because
these mechanisms of humor are intended to be barely detectable in their
faultiness – which makes them hard to pin down and unpack – their overall
nature and even their existence continue to be debated” (2: 494).
So, having compiled and assembled your encyclopedia, where to now, humor
scholars? Well, intercultural research is one obvious avenue, as is indicated at the
outset, while an attempt to reduce the overproduction of terminology in humor
research would be another. Various disciplines proliferate terms – perhaps an
inevitable result of the varying methodological needs of each discipline; but one
might aim for a measure of standardization within the field. Just as with the
federalizing drive that causes national resistance in the move towards European
unity, at the end of the day we must ask ourselves, is there any alternative, if
progress is to be made? And we all want progress, don’t we?
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