Journal of Experimental Psychology:
Human Perception and Performance
1999, Vol. 25, No. 3, 837-851
Copyright 1999 by the American Psychological Association, Inc.
0096-1523/99/$3.00
Noise, Information Transmission, and Force Variability
Andrew B. Slifkin and Karl M. Newell
Pennsylvania State University
This study was designed to test the hypothesis derived from information theory that increases
in the variability of motor responses result from increases in perceptual-motor noise. Young
adults maintained isometric force for extended periods at different levels of their maximum
voluntary contraction. Force variability (SD) increased exponentially as a function of force
level. However, the signal-to-noise ratio (M/SD), an index of information transmission, as well
as measures of noise in both the time (approximate entropy) and frequency (power spectrum)
domains, changed according to an inverted U-shaped function over the range of force levels.
These findings indicate that force variability is not directly related to noise but that force
output noisiness is positively correlated with the amount of information transmitted.
In laboratory studies of motor behavior, individuals
rapidly adjust the criterion dimension of their motor responses to levels required for goal achievement. Nevertheless, even after long periods of practice, performance
continues to deviate within a certain range around the task
requirement. Traditionally, such variability of movement
and its outcome has been viewed as noise imposed on a
deterministic signal (Fitts, 1951, 1954; Schmidt, Zelaznik,
Hawkins, Frank, & Quinn, 1979). In this article we directly
test the notion that enhanced force variability, following
increments of force output, results from enhanced system
noise.
Information theory (Shannon, 1948) has had a strong
influence on the modeling of perceptual-motor processes
(Attneave, 1959; Broadbent, 1958; Fitts, 1954; Miller,
1956). In this view, performance variability results from a
signal (the motor command) being transmitted through a
noisy channel, with lower signal-to-noise ratios yielding
higher levels of variability and, therefore, reduced channel
capacity defined in terms of the number of bits of information processed per unit of time. In Fitts' (1954) landmark
study, his index of human perceptual-motor channel capacity was explicitly derived from information theory (Shannon, 1948). The influence of the information-theoretic
framework was sustained over the next 25 years, as exemplified by Schmidt et al.'s (1979) impulse variability theory,
which proposed that increases in the variability of targeted
motor responses resulted from the enhancement of peripheral neuromuscular noise. This view is also a central tenet of
more recent theories of motor control in which reductions in
movement outcome variability are achieved by a mechanism
that reduces (Meyer, Abrams, Kornblum, Wright, & Smith,
1988) or damps out (van Galen & de Jong, 1995) the
system's intrinsic neuromotor noise.
The notion that noise and variability are equivalent has
been perpetuated by studies that have had the explicit aim of
identifying conditions under which actors perform optimally. Experimental conditions have often required participants to match performance levels to externally defined
performance targets (e.g., Bilodeau, 1966). Thus, variation
of the criterion dependent measure around a target has been
viewed as a failure to comply with task requirements, as
incorrect responses, or even as random errors. In this narrow
context, variability may be identified with noise (task
irrelevant and nonfunctional), but when viewed on a more
lengthy time scale, such as is necessary in the study of
exploratory behavior, variability may be found to have
greater adaptive value (e.g., Staddon, 1983, pp. 73-74). For
example, behavioral variability may be an expression of an
exploratory process that allows the organism to pick up
information about itself, the environment, and its capacity to
operate within the environment (e.g., Brener, 1986; Gibson,
1988; Riccio, 1993).
Another factor that has masked the distinction between
variability and noise in the study of movement control is the
limits of variables used to characterize response output. The
predominant use of summary descriptive statistics, such as
the within-subject standard deviation in force output and
aiming studies, provides only a global, static image of
behavior and neglects a characterization of the trial-to-trial
or moment-to-moment relations of events in performance
time series (cf. Newell & Corcos, 1993). For example, the
standard deviation, which provides an index of the degree of
deviation from a point in a distribution of scores, captures
only the magnitude of fluctuations in system output. However, variations in system output can also be measured along
another dimension, independently of the magnitude, that is,
in the way system output changes over time: the structure of
Andrew B. Slifkin and Karl M. Newell, Departments of Biobehavioral Health and Kinesiology, Pennsylvania State University.
This research was supported in part by Grants F32-HD07885
and RO1-HD21212 from the National Institutes of Health. D. L.
Gilden, G. P. van Galen, and N. Yamada provided feedback on an
earlier version of this article. We are grateful for their thoughtful
comments. Preliminary communications of this research were
presented at the 26th annual meeting of the Society for Neuroscience in November 1996.
Correspondence concerning this article should be addressed to
Andrew B. Slifkin, 267P Recreation Building, Pennsylvania State
University, University Park, Pennsylvania 16802-3903. Electronic
mail may be sent to abs7@psu.edu.
837
838
SLIFKIN AND NEWELL
system dynamics. We propose that measures of the structure
of variability are also needed for the proper evaluation of the
nature of noise in motor output variability. Such measures
can be used to characterize the relations among system
output values within a time series.
If variability in motor output was solely the product of the
intrinsic stochasticity (noisiness) of perceptual-motor processes, then one would anticipate that each event in a time
series would be generated independently of the other events.
In this case, the structure of the time series can be identified
as being white Gaussian noise. Alternatively, analyses of the
dynamics of behavior may also uncover orderly relations of
events in a time series. A finding of order, and not white
noise, in the time series would argue against the hypothesis
derived from information theory that motor response variability arises from increased stochasticity of the processes
underlying the generation of motor responses. Indeed, recent
analyses indicate that fluctuations in response timing (Blackwell & Newell, 1996; Gilden, Thornton, & Mallon, 1995;
Yamada, 1995a, 1995b), postural stability (Collins & DeLuca, 1993; Newell, van Emmerik, Lee, & Sprague, 1993),
and errors in sequential distance estimation (e.g., Gilden et
al., 1995) are not random or "errors," but rather exhibit a
degree of orderliness that can be attributed to the operation
of adaptive complex control systems.
Our purpose in the current study was to examine how
changes in the magnitude of force output variability are
related to changes in the structure of force output variability
and to test hypotheses that make predictions about the
relationship between the variability and structure of forcetime series. This approach required an examination of the
relationship between descriptive measures of variability that
have usually been used alone to infer system noise and
measures of system dynamics that provide actual measures
of system output structure. In the experiment reported here,
we required participants to maintain isometric force production over extended time periods over a broad range of force
requirements. The force levels were based on percentages of
maximum voluntary contraction (MVC; 5%, 15%, 25%,
35%, 45%, 55%, 65%, 75%, 85%, and 95% MVC).
In discrete force-production protocols, where the matching of peak force to force targets is required, reliable
increases in the within-subject standard deviation of force
output as a function of increases in the force requirement
have been found (Carlton & Newell, 1993; Newell, Carlton,
& Hancock, 1984; Slifkin, Mitchell, & Brener, 1995).
However, unlike in the majority of studies on the control of
isometric responses, we required our participants to maintain isometric force output at target levels over a continuous,
extended period (15 s). A primary consideration in the
selection of a continuous force-production task was the fact
that analyses aimed at assessing time-series structure generally require lengthy sequences of performance samples (e.g.,
Bassingthwaighte, Liebovitch, & West, 1994). This requirement is easier to meet in continuous than in discrete motor
output tasks. Furthermore, in contrast to the literature on
discrete force production, relatively few studies are available on changes in continuous force output variability as a
function of increases in the force requirement (Barlow &
Abbs, 1984; Caligiuri & Lohr, 1990; Loscher & Gallasch,
1993; Stephens & Taylor, 1974; Sutton & Sykes, 1967a,
1967b; Vrtunski, Alphs, & Meltzer, 1991), and this research
has not examined continuous force production over a full
range of levels. Instead, performance has been assessed
mainly at levels of force less than 50% MVC, and in these
studies, force variability has been shown to increase linearly
over the range of forces examined. A goal of ours in the
current study was to provide a more complete account than
is available in the extant literature on force variability in
continuous force-production tasks. Accordingly, we examined force variability over the full range of potential force
production (5%-95% MVC).
The primary measure of force variability has been the
within-subject standard deviation, which indexes the average deviation of scores in the distribution from the distribution mean. However, the use of the standard deviation as the
sole index of system variability seems insufficient because
information theory clearly specifies that the quality of
system performance, or the amount of information transmitted, is directly related to the signal-to-noise proportionality.
In studies of movement control, the quantity of the information transmitted in targeted responses has been calculated on
the basis of required movement-amplitude-to-target-width
ratios (Fitts, 1954; Meyer et al., 1988; Schmidt et al., 1979;
van Galen & de Jong, 1995), which can be considered
equivalent to a signal-to-noise ratio:
ID = log2(2A/W).
(1)
Fitts (1954) used this index of difficulty (ID) to identify the
bits of information required for signal transmission, and it
was based on the movement amplitude (A: the signal)
requirement divided by the target width (W: the noise, or the
permissible range of endpoint scatter) of targeted movements. Regardless of the absolute values in the amplitude-totarget-width ratio, under conditions in which their proportionality remains constant, the required information transmission
(ID) remains the same. Therefore, according to an information-theoretic analysis of the quality of system output, a
measure that takes account of the amplitude-to-target-width
ratio would seem to hold the greatest promise for indexing
the information content of targeted motor responses. One
candidate measure is the coefficient of variation (SD/M),
which has been used to index the scatter of response
outcomes (effective target width) relative to mean response
amplitude. This measure has commonly been used in, for
instance, discrete force-production tasks (Newell et al.,
1984), although, to our knowledge, the coefficient of variation has never been directly identified as a measure of
information (a noise-to-signal ratio). To stay within the
parlance of information theory, we use here as the primary
index of information transmission the mean force divided by
the standard deviation. This amplitude-to-target-width ratio
can be considered analogous to a signal-to-noise ratio in
targeted motor control tasks (e.g., Fitts, 1954).1
1
There have been various formulations of informational measures, and many of them are based on the logarithm of a
signal-to-noise ratio. Pitts' (1954, p. 388) index of difficulty,
log2(2A/W), appears to have been based on Goldman's (1953)
839
NOISE, INFORMATION, AND VARIABILITY
M = 1.00, SD = 0.25, ApEn = 0.09
4 _ M = 1.00, SD = 0.25, ApEn = 1.65
2 0 -2 -
M = 1.00, SD = 0.50, ApEn = 1.65
M = 1.00, SD = 0.50, ApEn = 0.09
, JM = 1.00, SD = 1.00, ApEn = 1.65
M = 1.00, SD = 1.00, ApEn = 0.09
4 ? 2-
H
200
400
600
1000 0
200
Time (.01 s)
400
600
800
1000
Figure 1. The independence of measures of time-series structure and measures of performance
outcome. In all time series, the mean simulated force output was 1N. However, from top to bottom in
both the left (white Gaussian noise) and right (sine waves) panels, there is a fourfold increase in the
standard deviation and a fourfold decrease in the signal-to-noise ratio (M/SD). Nevertheless, the
approximate entropy (ApEn) measure of signal structure did not change among the time series in the
left or right panels. Comparisons of white-noise and sine-wave time series with equivalent means and
standard deviations reveal large differences in structure, as evidenced by visual inspection and by the
approximate entropy scores. These simulated force-time series were generated with Matlab 4.2
(1994; see Footnote 2 for details).
In this study, we also examine measures of the structure of
force variability through analysis of the power spectrum and
the approximate entropy of the force-time series. Spectral
analysis decomposes a signal into component frequencies so
that the power assigned to each frequency in the spectral
profile provides an index of the portion of total amplitude
variability that can be attributed to each frequency. Thus, the
profile of the power spectrum can provide clues about the
frequency domain structure of a time series. For example,
Equation 29, which identified the amount of information transmitted as log2(P/N). In Goldman's Equation 29, as well as in other
informational measures (Shannon, 1948), P is the signal power and
N represents white thermal noise. (In Pitts' [1954] adaptation, he
multiplied A by 2 in order to minimize the possibility of the ED
taking on a zero or negative value [when AAV £ 1]). In turn,
Goldman (1953) based his equation on Shannon's (1948) Theorem
17, log2(P + N/N). When the ID is based on Pitts' adaptation of
Goldman's Equation 29 or on an index closer to that originally
proposed by Shannon, log2(A + WAV), both are highly predictive
of the time taken to execute movements (movement time; MacKenzie, 1989). In fact, the index based on Shannon's Theorem 17
provides a slightly better description of the increases in movement
time that accompany increases in the ID (see Table 1 in MacKenzie, 1989).
white noise has equal power at all frequencies of the power
spectrum (e.g., Schroeder, 1990), whereas the highly periodic structure of a pure sine wave yields a spectral profile
with all power at a single frequency. Unlike the power
spectrum, approximate entropy returns a single value based
on the time-domain analysis (event-to-event relations) of the
structure of the time series (Pincus, 1991; Pincus & Goldberger, 1994) and has been used to capture the complexity of
signals produced by biological systems (e.g., Lipsitz, 1995;
Lipsitz & Goldberger, 1992). Approximate entropy provides
an index of the predictability of the value of future events in
a time series based on past time-series events. The more
random the signal output, the more information required to
specify given future values, and this results in greater
approximate entropy values (see Figure 1 and the Appendix
for more details).
By examining force output structure (approximate entropy and the power spectrum) in relation to the magnitude
of variability (the within-subject standard deviation) and
information transmission (signal-to-noise ratio), we tested
two contrasting hypotheses. The first hypothesis is that the
magnitude of variation in force output is positively correlated with increases in the noisiness of the structure of force
output (e.g., Fitts, 1954; Schmidt et al., 1979). In this case,
840
SLIFKIN AND NEWELL
increases in the within-subject standard deviation, induced
by increases in the force requirement, should be positively
correlated with approximate entropy and a broadening of the
power spectrum. This follows from the expectation that
increased signal complexity or noisiness reflects a greater
influence of stochastic processes on signal output, which, in
turn, is related to an increase in the magnitude of system
output fluctuations (e.g., Schmidt et al., 1979). In this view,
increments of signal noise are reflected in increments of both
the magnitude and noisiness of the structure of force
variability.
The second hypothesis is that an inverse relation exists
between the magnitude and noisiness of force variability.
Recent studies have shown that decreases in system degrees
of freedom through aging (e.g., Lipsitz, 1995; Lipsitz &
Goldberger, 1992) and neuropathy (e.g., Newell, Gao, &
Sprague, 1995) produce more periodic behavior, as indexed
by lowered complexity in the output of the system under
consideration. Thus, this hypothesis would predict that
increases in force variability should be accompanied by
decreases in approximate entropy and more peaked spectral
profiles. A related prediction is that as information transmission in matching force output to the force requirements
increases (the signal-to-noise ratio increases), approximate
entropy should increase and profiles of the power spectrum
should broaden. Thus, this hypothesis predicts that increases
in the information content of force production (signal-tonoise) should be related to increases in motor output
noisiness.
In summary, the main purpose of this study was to provide
a direct test of the hypothesis that increases in the magnitude
offeree variability are related to increases in the noisiness of
force output structure. Although the exact form of the force
variability function has yet to be established in continuous
force-production tasks, we anticipate that the magnitude of
force variability (viz., the within-subject standard deviation)
will increase with increments in the force requirement.
Furthermore, examinations of the relations between measures of the magnitude and structure of the variability in
force output will provide a stronger test of prevailing notions
of the projected relationships between noise, information
transmission, and variability of force output.2
Method
Participants
Nine healthy young adults from a university population served
as participants. The group's mean age was 19.56 years (SD = 2.07).
Four participants were women, and all participants identified
themselves as right-hand dominant. They responded to advertisements for volunteers or requests for volunteers made in university
classrooms. All participants gave informed consent to the experimental procedures, which were approved by the local institutional
review board.
Apparatus
Participants were seated with their right arms resting on a flat
desktop (75 cm high) that provided support for the forearm and
hand. The position of the hand and forearm was adjusted so that the
pad of the distal interphalangeal segment of the index finger
covered the load cell (Entran ELF-500 [Entran Devices, Inc.,
Fairfield, NJ]; diameter = 1.27 cm) that transduced force production. The Entran ELF-500 load cell can transduce oscillations of
frequencies over a range from 0 to 1000 Hz. Although no apparatus
was used for physical restraint, during experimental trials participants were instructed to sit with their backs straight against the
back of a chair and to keep their elbows, forearms, wrists, palms,
and fingers flat against the surface of the desktop on which the load
cell was mounted. To limit force production to the musculature
controlling index finger flexion, we monitored compliance with
these instructions during the familiarization trials (see below),
and participants were reminded of these instructions during the
experiment.
Force applied to the load cell resulted in changes of the electrical
resistance of strain gauges housed in the load cell. These resistance
changes, directly related to force applied to the load cell, were
amplified by a Coulbourn strain gauge amplifier (Model S72-25;
Coulbourn Instruments, Allentown, PA). Amplifier output was
sampled continuously at 100 Hz by a 16-bit analog-to-digital
converter controlled by a 486/66 MHz microcomputer. Force was
measured in units of 0.0018 N (0.18 g). A 14-in. (35.56-cm)
computer monitor was placed on a tabletop so that its center was
100 cm high at a distance 85 cm from the center of participants'
eyes. During experimental trials, the force target was presented as a
horizontal red line spanning the width of the screen and set against
a black background. The height of the line on the video monitor
was proportional to the force requirement. During each trial, the
force-time trajectory produced by participants was fed to a video
monitor to provide online performance information. Force-time
trajectories appeared as yellow lines on the screen unfolding over
the duration of the trial. For each newton change in force, there was
an approximately 0.65-cm excursion of the force-time trajectory
on the screen. The force-time series of each trial was saved to a
computer file for subsequent filtering and data analyses.
2
The testing of the hypotheses posed here depends on analysis
of the relationship between measures of signal structure (noise) and
measures of performance outcome extracted from the frequency
distribution of force output scores: the standard deviation (variability) and signal-to-noise ratio (information). It should be noted that
any relationship between measurements of signal structure (e.g.,
approximate entropy and the power spectrum exponents) and their
associated distributional properties does not arise from mathematical dependence. This is illustrated in the computer-simulated time
series of Figure 1. In the left panels are three separate generations
of white Gaussian noise produced by the RANDN fimction of
Matlab 4.2 (1994). In the right panels are three sine-wave
generations. The means in all time series are identical, but from top
to bottom in both the left and right panels there are a fourfold
increase and a fourfold decrease, respectively, in the standard
deviation and signal-to-noise ratio (M/SD). However, even given
these large changes in measures of performance outcome, the
structure of signal output, as measured by approximate entropy,
remains the same. Comparisons of the left (white Gaussian noise)
and right (sine wave) panels illustrate that when the standard
deviation and signal-to-noise ratio are constant, signal output
structure may greatly differ. In this case, structural differences are
apparent from visual inspection and are also reflected by differences in approximate entropy. Thus, these simulations show that
measures of signal structure vary independently of distributional
measures of performance outcome (also see Lipsitz & Goldberger,
1992; Pincus & Goldberger, 1994, p. H1648).
841
NOISE, INFORMATION, AND VARIABILITY
Procedure
Assessment of MVC. In the first phase of each experimental
session, the MVC of the dominant (right) index finger was
assessed. Participants were asked to press as hard as they could on
the load cell for a duration of 6 s on each of three trials, with force
output sampled at 50 Hz during the MVC trials. Instructions to
participants emphasized that they should allow sufficient time
between trials to allow for dissipation of fatigue. During the MVC
trials, as in all subsequent trials of the experiment, room lights were
extinguished in order to reduce any possible influence of visual
stimuli other than that provided by the target display. We programmed the computer to store the 10 highest force values
achieved from each of the three MVC trials. The computer then
returned an average of the 30 stored values when the third trial was
complete. This average became the MVC value for each participant, and during all subsequent experimental trials it was used to
calculate force target levels based on percentages of the MVC.
General experimental instructions. Four levels of instruction
were provided regarding compliance with the task goal of minimizing deviations of force from the target. First, following the MVC
trials, participants were provided with instructions that the goal of
the task was to match the force they produced to the force target
displayed on the computer monitor. Second, after each trial, a
knowledge-of-results summary reflecting the participants' accuracy in matching the force they produced to the force requirement
was displayed on the computer monitor. The knowledge of results
was the root mean square error (RMSE), and it indexed the average
deviation of the force produced from the prevailing force target.
The RMSE differs from the standard deviation only in that the latter
is calculated by taking the difference between each sample (100
samples per second of the trial) in the distribution and the
distribution's mean. The RMSE was based on the final 10 s of the
15-s trial: We omitted the first 5 s from the RMSE calculation to
ensure that participants had adequate time to adjust their force
output to the force requirement. Participants were asked to keep
their RMSE scores as low as possible, with the best score, although
virtually impossible to achieve, being 0. Third, to further engage
participants in monitoring their performance, we required them to
record the RMSE scores following each consecutive trial on a score
sheet designed for recording the RMSE feedback. Fourth, on the
basis of the recorded RMSE scores, when each block of five trials
was complete, the experimenter provided a brief, verbal evaluation
of performance during that block.
Familiarization and experimental trials. During the familiarization trials, force was produced during a single trial at each of the 10
force levels used during the subsequent testing of force production.
The familiarization trials were presented in random order for each
participant. During the familiarization procedure, the experimenter
observed that participants maintained the same posture during and
between trials and understood the goal of the task. During the
experiment, participants completed a block of five consecutive
trials at each of the 10 force requirements. The order of presentation of the force requirements was randomized for each participant.
A 5-10-min break was provided between the fifth and sixth blocks
of trials.
Data analyses. For purposes of economy in the presentation of
results, and because our current interests are not related to
assessing changes in performance as a function of practice, we
have omitted the analyses of results related to changes in performance across trials. Overall, there were small changes in the
absolute level of the dependent measures over trials, but the form of
the functions describing changes in the dependent variables with
increases in the force requirement were preserved at each of the
five trials. Therefore, although the analysis of variance results
reported here were based on a two-way Force Requirement (10) X
Trials (5) design, only results related to the force requirement effect
are reported. When results are identified as significant, it means
there was less than a 5% chance of a Type I error (p < .05).
Depending on which provided the better characterization, either
first-, second-, or third-order polynomial regression was used to
characterize changes in the dependent variable as a function of the
force requirement (e.g., Hamilton, 1992, pp. 151-153). The
polynomial regression equation for each dependent variable is
reported in Table 1. We used Pearson product-moment correlation
coefficients to identify the degree of association between the group
mean data of selected dependent variables and a two-tailed t test to
assess the reliability of these relationships (Minium & Clarke,
1982, pp. 297-299).
The first 5 s of each force-time series was omitted from all
analyses. The subsequent portion of the trial was conditioned with a
ninth-order Butterworth filter having a 30-Hz lowpass cutoff. The
descriptive statistics submitted to analyses were the mean force, the
standard deviation, and the signal-to-noise ratio (mean force/
standard deviation of force). The structure of force output was
analyzed in two ways: Approximate entropy was used as an index
of force output noisiness in the time domain (see Pincus, 1991;
Pincus & Goldberger, 1994; see the Appendix for more details),
Table 1
Regression Equations Describing Changes in Dependent Variables as a Function
of Force Level
Polynomial regression equations
Dependent variables
Mean force (% MVC)
SD (in newtons)
Signal-to-noise ratio
Approximate entropy
Power function exponents
Peak Power (in newtons2)
Proportion of peak power
3.216652
0.107556
11.300761
0.490708
-1.738766
16.721134
0.268518
0.847112
-0.003519
2.290296
0.004951
0.005684
-1.661905
-0.001454
0.000254
-0.049213
-0.000054
-0.000084
0.030501
0.000018
—
0.000278
—
—
—
—
.991**
.988**
.912**
.859**
.854**
.828**
.721*
Note. Polynomial regression equations describe changes in the group means of dependent variables
as a function of force requirement. Dashes indicate that the second- or third-order term of the2
equation was not included in the polynomial regression. The significance levels associated with the r
values were based on two-tailed t tests applied to the corresponding correlation coefficients (r).
MVC = maximum voluntary contraction.
*p<.01. **p<.001.
842
SLIFKIN AND NEWELL
and spectral analysis was used to evaluate the profile of the
frequency domain3 (e.g., Lipsitz, 1995).
The power spectrum of each trial was divided into 30 equal bins,
ranging from 0 to 11.72 Hz.4 The power in each frequency bin
represented the portion of total power in the overall amplitude of
force output oscillation that could be attributed to the frequencies
specified by that bin. Changes in the magnitude of spectral power
as a function of force requirement were estimated by identifying
the frequency bin in which power reached a maximum value. This
allowed for assessments of changes in power at the peak (peak
power) as a function of force level. Peak power and the standard
deviation are related: Increases in the amplitude of signal oscillation will result in concurrent increases in the standard deviation and
an upward rescaling of the spectral profile. In the simulations
presented in Figure 1, increases in the amplitude of either the
sine-wave (right panels) or white-noise (left panels) time series
resulted in increases in the standard deviation. The height, and
therefore peak power, of the spectral profiles would increase too.
On the other hand, measures of signal structure extracted from
the spectral profiles—the proportion of peak power and the power
spectrum exponents—vary independently of changes in the amplitude (magnitude) of signal oscillations. First, for each power
spectrum, the peak power was divided by the total power in the
spectrum. This provided a measure of the proportion of power at
the modal frequency (proportion of peak power). Decreases in the
proportion of peak power were taken as reflections of broadening
spectral power and therefore of increases in signal noisiness. For
the white-noise signals in the left panels of Figure 1, even given the
large differences in signal amplitude among the panels (because in
each case power would be evenly distributed across all frequencies
of the spectrum), the proportion of peak power would remain
constant. Second, a power function was used as a more global
descriptor of changes in power as a function of frequency within
each spectrum:
(2)
In this equation / is frequency, P is the predicted power, a is the
y-intercept of the equation, and |3 identifies the slope or rate of
change of spectral power as a function of frequency within a
spectral profile (e.g., Gilden et al., 1995; Lipsitz, 1995). As the
power spectrum becomes more broadband, and therefore closer to
white noise, the absolute value of the power function exponents
declines toward zero. In spite of the large differences in signal
amplitude among the white-noise signals depicted in the left panels
of Figure 1, the even distribution of power across frequency would
result in all three power function exponents taking on a value of
zero.
In summary, like the standard deviation and signal-to-noise ratio,
peak power can also be considered a measure of performance
outcome. In contrast, approximate entropy, the proportion of peak
power, and the power spectrum exponents are measures of signal
structure that may vary independently of changes in the amplitude
(magnitude) of system output oscillations.
Results
Force-Time Series
Figure 2 provides an illustration of force-time series
taken from an individual participant at the 5%, 35%, 65%,
and 95% MVC requirements. In each panel of Figure 2 it is
possible to identify a slow, relatively periodic oscillation of
higher amplitude and superimposed oscillations of higher
frequencies. The periodicity of the higher amplitude component of the rhythm is most evident at 65% MVC but can also
be seen at 5% and 95% MVC. Such periodicity appears to be
minimized at 35% MVC. The structure of these force-time
series clearly differs from that of white Gaussian noise (cf.
Figure 1, left panels).
Distributional Properties of Force Production
Figure 3 illustrates the mean force produced, the withinsubject standard deviation, and the signal-to-noise ratio
(mean force / standard deviation) as a function of increases
in the force requirement. Each data point represents an
average across all participants and trials at each force
requirement.
The group mean MVC was 31.07 N (5£> = 9.34 N). As
can be seen in the top panel of Figure 3, the mean force
output increased significantly over the force range, .F(9,72) =
65.21, p < .001, and closely tracks increases in the force
requirement. Furthermore, with each increment in the force
requirement there was nearly an equivalent unit increase in
force produced, with the y-intercept slightly exceeding zero
(see Table 1). The reduction of the slope from unity reflected
a slight but positive constant error (deviations of mean force
from the force requirement) at lower force requirements,
with a projection of zero constant error at 21% MVC
(~ 6.58 N). With further increases in the force requirement,
there were systematic, albeit small, increases in the degree to
which mean force underestimated the force requirement.
Nevertheless, overall, participants complied well with the
instruction to scale force to the force requirement.
3
The power spectrum was computed with standard algorithms,
activated by the SPECTRUM command in Matlab 4.2 (1994). The
program initially fits a first-order polynomial regression equation to
the time series and returns the residuals from the regression line.
The resultant time series has a mean and a slope of zero. This
detrending procedure removes any global nonstationarity but
preserves the event-to-event structure of the time series. Then,
using the Welch method of power spectrum estimation, the
program divides each detrended force-time series into sections of
256 data points. The successive sections are Hanning windowed,
submitted to fast Fourier transform, and accumulated. Results other
than those taken from the spectral analyses were based on
nondetrended time series: A comparison of functions describing
changes of these dependent variables as a function of force
requirement revealed that their forms were essentially the same
before and after detrending.
4
When the frequencies included in the power spectra were
extended to 30 Hz (77 bins), the location of the lowpass filter, the
total power in the 5%, 35%, 65%, and 95% MVC power spectra
(averaged across all participants and trials at each force requirement) increased by only 1.85%, 3.42%, 1.42%, and 0.97%,
respectively, compared with spectra in which only the first 30 bins
(up to 11.72 Hz) were examined. Therefore, the reported spectral
analyses were based on the frequency range in which the majority
of power was located (Bins 1-30).
843
NOISE, INFORMATION, AND VARIABILITY
minimize deviations of force output from the required force
levels.
As anticipated on the basis of previous studies of discrete
and continuous force variability (Newell et al., 1984; Slifkin
et al., 1995; Stephens & Taylor, 1974; Sutton & Sykes,
1967b), the magnitude of variability in force output increased over the range of forces. However, unlike the results
from the extant research on discrete force-production tasks,
the trend for force variability in the continuous task increases exponentially over the range of force levels, not in a
negatively accelerating fashion (e.g., Carlton & Newell,
1993).
As illustrated in the bottom panel of Figure 3, the
signal-to-noise ratio (mean force / standard deviation) increased sharply until the 25% MVC requirement (7.77 N),
where it took on a value of 42.70, and then decreased
systematically with increases in force level beyond 35%
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Time (.01 s)
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Figure 2. Examples of force-time series for continuous force
production at force requirements based on 5%, 35%, 65%, and 95%
of the maximum voluntary contraction (MVC). These examples
were taken from the last force-production trial under the relevant
force requirement. All four trials are taken from a single participant. Force output was sampled at 100 Hz or once every .01 s. The
last 10 s of each of the 15-s trials are shown here. Force was
measured in newtons.
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From the middle panel of Figure 3 it may be observed that
the within-subject standard deviation increased according to
an exponential growth function. These increases were significant, F(9,72) = 19.39, p < .001, and were well described by
a second-order polynomial regression equation (see Table
1). The y-intercept from the equation was close to zero.
Thus, the predicted standard deviation of force at a force
requirement of zero was near zero.
Relative to the mean, there were only small increases in
the standard deviation over the range of forces. At 95%
MVC (29.52 N), where the standard deviation was at a
maximum, it took on an absolute value of only 2.1 N, and
this, relative to the mean force produced at that level,
represented a range of variation of only 8.49%. Thus,
overall, participants complied well with the instruction to
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Force Requirement (%MVC)
Figure 3. Changes in mean force (top), standard deviation
(middle), and signal-to-noise ratio (bottom) as a function of force
requirement. Force requirement and mean force produced are
expressed as percentages of the maximum voluntary contraction
(% MVC). The standard deviation was measured in newtons, and
the signal-to-noise ratio (mean force [N] / the standard deviation
[N]) is a unitless index. Each data point represents a group mean
based on an average across five trials at each force requirement.
844
SLIFKIN AND NEWELL
MVC. Thus, over the force range, the signal-to-noise ratio
changed according to an inverted U-shaped function that
was well described by a third-order polynomial regression
equation (see Table 1). These changes were highly reliable,
F(9,72) = 11.15, p < .001. It is notable that the value of this
informational index, which is the quotient of mean force and
the standard deviation, reaches a maximum not at the lowest
force requirement or the level requiring the "least effort,"
but rather at the 25% and 35% MVC requirements. From
these points, information transmission is reduced as the
force requirement approaches either the minimum or maximum force requirements.
The Structure of Force Output
As shown in Figure 4, approximate entropy increased
systematically from the initial force requirement until reaching a projected maximum at about 40% MVC, indicating a
point of maximum noisiness in the time-domain structure of
force output. With further increases in force level there were
systematic declines in approximate entropy. These changes
in the time-domain structure of force output were reliable,
F(9, 72) = 2.19, p < .05, and like the signal-to-noise ratio,
could be described as an inverted U-shaped function (see
Table 1). Thus, it can be concluded that changes in the
time-domain structure of force output noisiness were not
directly related to increases in force variability (the standard
deviation; cf. Figure 3, middle panel, and Figure 4) but
changed in parallel with the information transmitted (the
signal-to-noise ratio; cf. Figure 3, bottom panel, and Figure
4) to achieve the task goal.
The top panel of Figure 6 illustrates changes in peak
power as a function of force requirement (also see Figure 5,
left panel). The peak power increased exponentially over the
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Force Requirement (% MVC)
Figure 4. Changes in approximate entropy as a function of force
requirement (% MVC = percentage of maximum voluntary contraction). Approximate entropy is a time-domain measure of signal
output structure. Increasing approximate entropy values reflect
increases in signal complexity or noisiness. Each data point
represents a group mean based on an average across the five trials at
each force requirement. Details on the calculation of approximate
entropy are provided in the Appendix.
range offeree requirements, and these reliable changes, F(9,
72) = 5.83, p < .001, were well described by a second-order
polynomial regression formula (see Table 1). Despite the
large changes in peak power (see Figure 6, top panel), the
frequency at which the peak power was located remained
low (Af= 1.24 Hz) and changed little (SD = 0.35 Hz)
across the force range. Increases in both the standard
deviation (see Figure 3, middle panel) and peak power (see
Figure 6, top panel) followed similar trends over the range of
forces, and a correlation based on their group means was
high, r(8) = .91, p < .001. Although these indices are
calculated with the use of different methods, they both
capture the magnitude of variability in force output.
To provide a measure of spread of power in the power
spectrum, we divided the peak power by the total power in
the power spectrum. This provided a measure of the
proportional contribution of the dominant frequency component to power in the overall oscillations in force output (the
proportion of peak power). As illustrated in the bottom panel
of Figure 6, the proportion of peak power decreased from the
initial force level to the 35% MVC requirement (with a.
projected minimum at about 40% MVC) and increased
thereafter. These significant, F(9, 72) = 4.30, p < .001,
changes were U-shaped and could best be described by a
second-order polynomial regression formula (see Table 1).
Because the frequency at which the peak power occurred
remained essentially the same across the force range and
was located at low frequencies, shifts in the proportion of
peak power indicate that power was redistributed to higher
frequencies up until about 40% MVC, at which point it
returned to lower frequencies with further increases in force.
The decreased concentration of power at the dominant
frequency at the force midrange implies increased noisiness
in the frequency structure of force output. This point is
illustrated in the middle panel of Figure 5, where relative to
the other depicted power spectra (5%, 65%, and 95% MVC),
the proportion of peak power is the least, whereas the
proportion of power at higher frequencies (>3 Hz) has the
greatest elevation at the 35% MVC requirement.
To provide a more global index of changes in the
distribution of power, we fit power functions to the power
spectra (Equation 2). Figure 7 illustrates changes in the
exponents of power functions that were fit to the power
spectra. The closer the exponents were to a value of zero, the
greater the spread of power across the spectrum and, in
particular, to the higher frequencies. The value of this
variable became systematically less negative from the initial
requirement (5% MVC) until the 35% MVC requirement,
where it was closest to zero. Thereafter, the exponents
became increasingly negative. The right panel of Figure 5
provides an illustration of power spectra averaged both
across participants and across trials at the 5%, 35%, 65%,
and 95% MVC force levels. This figure clearly shows that
power is most broadly distributed at the 35% MVC requirement. The increased spread of power at this requirement is
related to the observation (see Figure 5, right panel) that the
smaller 6-8-Hz peak, apparent in each spectra, is most
NOISE, INFORMATION, AND VARIABILITY
Frequency (Hz)
Frequency (Hz)
845
Hz)
Figure 5. Three forms of the power spectrum: changes in absolute power (left panel) and
proportional power (middle panel) as a function of spectral frequency and logic power as a function
of logjo frequency (right panel). In each panel, power spectra from equally spaced force requirements
(5%, 35%, 65%, and 95% maximum voluntary contraction [MVC]) are displayed. In the left panel,
where power is measured in newtons2, there are large increases in power over the range of force
requirements such that the spectra at 35% and, especially, 5% of the MVC are overshadowed. In the
middle panel, by dividing the power in each frequency bin by the total power in the respective power
spectrum, we rescaled (normalized) the spectra from their absolute values, which are depicted in the
left panel. In the right panel, the data from the left panel are transformed by taking logic of frequency
on the x-axis and logm of power on the y-axis. The slope of the first-order polynomial regression fit to
the function describing changes in the Iog10 power as a function of the logic frequency, for each force
requirement, was taken as the exponent of the power function. Identifying the exponent of the power
function in this way is equivalent to obtaining it by using Equation 2 in the text. The exponent of the
power function provided a global measure of the distribution of energy in each power spectrum (see
text for details). There were 30 frequency bins, each with a bandwidth of 0.39 Hz. Power was
measured in newtons2. The power in each frequency bin represents a group mean based on an average
across the five trials and 10 participants at each force requirement.
pronounced at the 35% MVC requirement. Across the range
of forces examined, changes in the power function exponents (see Figure 7) over the range of forces were significant, F(9, 72) = 2.48, p < .05. The group mean data for
approximate entropy and the power spectrum exponents
were highly correlated, r(8) = .83, p < .01. This points to
parallel changes in the frequency- and time-domain structures of force output over the range of permissible force
levels.
The results indicate that over the range of required force
levels, the frequency- and time-domain structures of force
output do not change in the same direction as do changes in
the magnitude of variability. Namely, the standard deviation
increased exponentially (see Figure 3, middle panel) while
approximate entropy and the power function exponents
changed according to inverted U-shaped functions over the
range of forces. Thus, support is not provided for the first
hypothesis (see the Introduction) that the magnitude and
structure offeree output variability are positively correlated.
This hypothesis was derived from studies on force variability which state that increases in the standard deviation are
related to increased noisiness in the processing of taskrelated perceptual-motor information (Schmidt et al., 1979).
Indeed, the correlations between the 10 group means for
the standard deviation and the power function exponents,
r(8) = -.87, p < .01, and for the standard deviation and
approximate entropy, r(8) = -.55, p > .05, were negative,
not positive. This provides support for the second hypothesis
that the quality of performance outcome and the noisiness of
system output increase together (e.g., Lipsitz, 1995). This
hypothesis receives even greater support from examinations
of the correlations between the structure of force output in
the time domain (approximate entropy) and information
(signal-to-noise ratio), r(8) = .88, p < .001, and between
846
SLIFKIN AND NEWELL
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force requirements. A better characterization is that changes
in information transmission (signal-to-noise ratio) parallel
changes in the noisiness of force output. Information
transmission was directly related to the degree of noisiness
in force production, with increases in the noisiness of force
output structure being strongly related to increases, not
decreases, in information transmission. The findings of the
current study can be addressed in relation to several
important theoretical issues on noise, information transmission, and force variability.
30
The Force Variability Function
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Figure 6. Changes in power spectrum descriptors as a function of
force requirement (% MVC = percentage of maximum voluntary
contraction). Peak power (top panel, in newtons2) was the power in
the frequency band with the maximum power, and the proportion of
peak power (bottom panel) was calculated by dividing the peak
power (N2) by the total spectral power (N2). The latter was a
unitless index. Each data point represents a group mean based on an
average across the five trials at each force requirement.
structure in the frequency domain (power spectrum exponents) and information, r(8) = .83, p < .01.
A relatively large literature has focused on examinations
of the relationship between force output level and force
variability. In most of these experiments, participants were
required to match the peaks of brief impulses of force to
particular force target levels (Newell et al., 1984; Carlton &
Newell, 1993; Slifkin et al., 1995). The general finding has
been that peak force variability increases as a negatively
accelerating function of required force (e.g., Newell et al.,
1984): Exponents from power functions describing changes
in the within-subject standard deviation as a function of
force fall below 1 (Carlton & Newell, 1993).
A similar negatively accelerating relationship between
required force level and the standard deviation of force was
projected for continuous force production by van Galen and
de Jong (1995) in a computer simulation model of changes
in motor-unit recruitment with force level. However, at that
time the prior empirical research on continuous force
production had not examined the full range of potential force
output to reveal the veridical force variability function
(Barlow & Abbs, 1984; Loscher & Gallasch, 1993; Stephens
& Taylor, 1974; Sutton & Sykes, 1967a, 1967b; Vrtunski et
Discussion
The main purpose of the current study was to examine the
relationship between the magnitude and structure of force
variability over the potential range of force production
within a given effector action. In particular, we were
interested in testing the long-held hypothesis, based on
information-theoretic accounts of human performance (Fitts,
1951,1954; Shannon, 1948), that increases in force variability are related to increases in the noisiness of the perceptualmotor processes involved in force production. As anticipated
on the basis of previous studies (Carlton & Newell, 1993;
Slifkin et al., 1995), increasing the required level of force
output was effective in inducing increments in the magnitude of variability (the standard deviation) over the range of
forces. There were also reliable changes in the structure of
the force-time signal in both the frequency and time
domains. Namely, the noisiness in the structure of force
output could be characterized as changing according to an
inverted U-shaped function.
These data on continuous isometric force production
show that the concepts of variability and noise cannot be
treated synonymously in force control because changes in
the magnitude and structure of force variability did not
change according to the same functions over the range of
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Force Requirement (%MVC)
Figure 7. Changes in the distribution of power in the power
spectrum as a function offeree requirement (% MVC = percentage
of maximum voluntary contraction). These changes were indexed
by taking exponents from power functions describing changes in
power as a function of frequency within the power spectrum. This
procedure provided a global measure of the distribution of power in
the power spectrum (see text for details). Each data point represents
a group mean based on an average of the exponents over five trials
at each force requirement.
NOISE, INFORMATION, AND VARIABILITY
al., 1991). Also, in the few cases where performance had
been examined over a reasonably broad range of forces,
there were only a small number of participants in each study
and the individual participant analysis presented in each
study indicated linear relationships between the force requirement and standard deviation (Stephens & Taylor, 1974;
Sutton & Sykes, 1967b). In the current experiment, in which
force production was examined over essentially the full
range of force output, the standard deviation of force
increased exponentially.
Why are there different variability functions for the
discrete and continuous force-production protocols? There
are two main distinctions between the discrete and continuous force-production protocols that may be responsible for
the engagement of different force-production strategies,
which in turn may yield different force variability functions.
First, in the discrete force-production tasks, instructions
often constrain both the peak force and the time to peak
force of the impulses so that the time to peak force remains
essentially constant and of short duration over the range of
peak forces. For example, over essentially the full range of
force requirements, force variability functions were examined with concurrent time-to-peak-force requirements of
either 100, 200, or 400 ms (Carlton & Newell, 1985). The
brevity of these responses was necessary because these
studies were designed to test assumptions of the prevailing
impulse variability theories (Schmidt et al., 1979). The
responses were essentially ballistic impulses and, therefore,
largely controlled by open-loop control processes. In contrast, and by definition, the durations of contractions in the
current study and in the other continuous force-production
studies were many times longer, which increased the likelihood of the engagement of closed-loop control in the
maintenance of a given target force level.
Second, in the discrete force-production studies, the
protocol for obtaining the MVC required participants to
press against a force-transducing manipulandum with as
much force as possible and with the same time-to-peak-force
requirement imposed during the subsequent experiment.
Because it takes from 2 to 4 s for the absolute maximum
force to develop (Kamen, 1983), the MVC estimates in the
discrete force-production paradigm were necessarily less
than the absolute MVC that can be produced by the effector
action. Instead, MVC estimates were scaled to the time
provided for force development, so briefer time-to-peakforce requirements yielded lower MVCs (Newell & Carlton,
1985).
In the current continuous force-production protocol, estimates of the maximum force were generated during 6-s
trials, which would allow for an estimation of the absolute
MVC. Therefore, the range of force levels examined under
the discrete paradigm was necessarily somewhat less than
that examined under the continuous force-production paradigm, where force levels were based on percentages of the
absolute MVC. It is also likely that differences in these task
protocols engaged different neural mechanisms in force
control, which in turn were responsible for differences
between the force variability functions in the discrete and
continuous force-production paradigms.
847
In the discrete force-production paradigm, the time provided for force to rise remained constant over the different
peak force requirements. Thus, increases in the rate of rise of
force (dF/dt) accompanied increases in required force
output. To augment the rate of rise of force requires an
increase in the number of active motor units (an alpha motor
neuron and the muscle fibers it innervates) per unit of time.
This follows because the force produced by simultaneously
recruited muscle fibers sums, which results in an increase in
the rate of rise of total force output. The recruitment of
motor units follows the size principle (Henneman, 1957,
1979) in which fatigue-resistant motor units generating
small contractions are recruited prior to the quickly fatiguing
motor units that generate larger contractions. In fact, in some
muscles, the most powerful motor units may be 100 times
stronger than the weakest ones (Kernall, 1983). Thus, as the
required force increases and more motor units are activated,
the grain of precision in achieving a specific level of force
becomes more coarse: Recruiting a given number of motor
units beyond that necessary to match force output to the
force requirement will result in a more substantial deviation
from the target at high force requirements than will a
situation in which the same number of additional motor units
is recruited at lower force levels. Thus, the increase in
variability over the range of forces in discrete forceproduction tasks can be accounted for by rules (viz., the size
principle) that specify changes in motor-unit recruitment
with increases in force level.
In the discrete force-production task, the negatively
accelerating force variability function appears to emerge
from a corresponding negatively accelerating increase in the
number of active units accompanying increases in force:
Grillner and Udo (1971) found that 90% of the motor units
in the available pool are recruited at 50% MVC. Thus, with
only 10% of the motor units available beyond this force
level, there are fewer ways in which the system can produce
force and, therefore, deviate from the force requirement.
This would explain the reliable observation in discrete
force-production tasks that there are systematic increases in
force variability up until 65% MVC, with sharp decreases in
the rate at which variability increases with further increases
in force output (Newell et al., 1984). In other words, as force
output increases toward the maximum force level specified
by the summated force of the total motor-unit pool, the
increasing proximity offeree output to this ceiling results in
a decrease in the range over which force can vary.
In contrast, in the current study there was a positively
accelerating, exponential increase in the magnitude of force
variability over the force range. In continuous force production, at levels up to 3Q%-40% of the absolute MVC, force is
increased by adding motor units, and beyond this level,
further increases in force are achieved by increases in the
discharge rate of the active motor units (Kamen, Sison, Du,
& Patten, 1995). The force variability function from the
current experiment appears to reflect the operation of these
two neurophysiologically mediated rules for scaling force to
increasing force requirements. Indeed, consistent with the
operation of these rules, it is possible to describe the form of
the current force variability function according to two
848
SLIFKIN AND NEWELL
separate linear regression equations. For example, from the
initial force requirement to about 45% MVC (see Figure 3,
middle panel), the slope describing increases in force
variability with force requirement is relatively shallow, and
beyond 45% MVC, force variability increases more sharply.
This finding suggests that the initial increases in force
variability (to about 45% MVC) result from corresponding
increases in the number, and consequently the size, of
recruited motor units (the size principle). This provides a
coarser grain for approximating the force requirement as
force output increases (Kamen et al., 1995). Thereafter,
when all motor units in the pool have been activated, the
sharper increases in force may be seen as a product of
increases in the discharge frequency of the motor units
(Kamen et al., 1995). In addition, because the size principle
specifies a fixed order of recruitment and derecruitment,
maintaining force at higher target levels requires the sustained activity of the faster fatiguing, larger motor units. The
faster fatigability of the higher tension motor units means
that at higher forces, there are more punctuated fluctuations
in force output as a consequence of their more intermittent,
phasic activity. Thus, these factors, in addition to the
engagement of discharge modulation beyond 30%-40%
MVC, may be responsible for the sharper increases in force
variability observed in the experiment reported here than in
the discrete protocols.
The Structure of Force Variability
The structure of force variability changed systematically
as a function of force level in the current experiment. This
effect was revealed through analyses of both the frequency
(spectral analysis) and time (approximate entropy) domains
of the continuous force output. The analyses of the structure
of force output variability showed that noisiness changes
according to an inverted U-shaped function over the force
range.
The analyses of the frequency profile of force output
revealed that most power was located at low frequencies
with a mode of about 1 Hz. The shape of the spectral profile
was generally retained but was upwardly rescaled with
increases in the force requirement, and within spectra, power
sharply declined with increases in frequency. These spectral
profile features are highly consistent with those identified in
prior continuous force-production studies (Allum, Dietz, &
Freund, 1978, Figure 1; Stephens & Taylor, 1974, Figures 3
and 4; Sutton, 1957, Figure 6; Sutton & Sykes, 1967a,
Figures 4-7). Thus, given the general retention of the
narrow, peaked form of the power spectrum over levels of
force, it can be concluded that there was a high degree of
periodicity in force output.
Nevertheless, there were increases in the contribution of
higher frequency components from the initial force requirements up until about the 40% MVC requirement, and
thereafter there was a systematic trend for the relative power
to shift back from high to low frequencies (e.g., see Figure 5,
middle and right panels). This trend was quantified in the
present experiment through an examination of changes in
the proportional contribution of power at the modal fre-
quency to the overall power (proportion of peak power) and
by the more global descriptor of shifts in spectral power, the
exponent relating changes in spectral power to increase in
frequency. First, the proportion of peak power declined
across the initial force requirements, reaching a minimum at
the 35% MVC requirement and increasing thereafter to give
rise to an U-shaped relationship. Second, an inverted
U-shaped function described changes in power function
exponents across the range of forces, with the maximum
broadbandedness occurring at a level just below the force
midrange. The analyses of both the proportion of peak
power and the power spectrum exponents demonstrated
increased noisiness of system output from the initial force
requirement until just below the midrange, with noisiness
decreasing with further increases in the force requirement.
The results of the time-domain analyses of the structure of
the force-time profile also revealed a high degree of
regularity in force output because approximate entropy
(Pincus, 1991) values were generally low. Thus, relatively
low amounts of information were required to specify the
value of future samples in the force-time series on the basis .
of the value of prior samples (see the Appendix). However,
there were small but systematic changes in the regularity of
force output, as reflected by changes in the value of
approximate entropy over the force range. Namely, the
noisiness of force output increased from low force levels
until just below the midrange of the force requirements, and
then it decreased again over the upper half of the force range.
These findings show that noisiness in the time domain of
force output is an inverted U-shaped function over the force
range and is paralleled by observations made from analyses
in the frequency domain. A high correlation between group
mean data from the power function exponent and approximate entropy trends was identified.
Why should the complexity of force output change as an
inverted U-shaped function over the range of force levels?
The evidence converges on the fact that there is a region of
force production where information transfer related to
targeted force production is optimized, and this in turn is
related to maximized noisiness in the structure of force
output. The minimum and maximum target forces can be
viewed as boundaries that constrain the dynamics of force
output as the task demands approach these extreme force
requirements. The boundaries act to constrain the available
"degrees of freedom" for the flexible assembly of solutions
to the task requirements. In the current situation, the units or
degrees of freedom whose assembly is constrained are the
motor units. Up to 3Q%-40% MVC, force is increased by
increasing the number of active motor units, but once all
units are recruited, the generation of higher force levels
depends on modulation of discharge frequency (Kamen et
al., 1995). Thus, at about 30%-40% MVC, the constraints
imposed by the extreme boundaries are relaxed, and force
may be adjusted by using either or both neural control
strategies, whereas above or below this region, only a single
strategy may be engaged. When the force requirement
coincides with this region, performance should be optimized. Indeed, this is the region in the current experiment
where information transmission was maximized and where
NOISE, INFORMATION, AND VARIABILITY
the maximum noisiness in force production was found.
Increases in the noisiness of the structure of system output
may be related to an increase in the number of components
or processes contributing to system output.
The finding that the point of optimal information transmission was related to the point of maximum noisiness in the
structure of force output is consonant with the research in a
number of different domains that has shown that system
adaptiveness increases as its output becomes more noisy in
structure. First, noisiness (complexity) in the structure of
sequences of interbeat intervals (the time between heartbeats) declines with age (Lipsitz, 1995; Lipsitz & Goldberger, 1992) and other forms of cardiac pathology (Bassingthwaighte, Leibovitch, & West, 1994, chap. 13; Pincus &
Goldberger, 1994). The increased complexity in the interbeat interval time series of young, healthy individuals may
emerge from the modulation of cardiac activity by multiple
subsystems acting over different time scales, from seconds
(sinoatrial, baroreflex, and chemoreflex activity) to minutes
and hours (e.g., endocrine processes) and even days (e.g.,
circadian rhythms) and beyond (e.g., seasonal rhythms).
These processes and their possible interactions converge and
determine the time-series dynamics of the beating heart,
which in the young has been characterized by broadband
interbeat-interval power spectra and high approximate entropy (e.g., Lipsitz, 1995). Second, research on individuals
with neuromuscular disease (e.g., Parkinson's disease, essential tremor) provides complementary evidence that system
degeneration of known neural inputs to the final common
pathway results in reduced complexity in postural control
(e.g., Freund & Hefter, 1993). Third, in studies by van Galen
and his colleagues (van Galen & Schomaker, 1992; van
Galen, van Doom, & Schomaker, 1990), kinematic profiles
of brief movements generated under conditions of easy
compared with difficult task requirements revealed a narrowing of spectral profiles. Spectral profiles from continuous
force output (bilabial lip closure) were also found to be more
narrow for those with a speech disorder (stuttering) than for
individuals without such a disorder (Grosjean, van Galen, de
Jong, van Lieshout, & Hulstijn, 1997). In turn, the more
narrow power spectra of the stutterers was associated with
attenuated precision in the matching of force to the force
targets. Thus, by the definition adopted in the present article,
the data of van Galen and colleagues show that performance
improves as system output becomes more noisy.
In the current experiment we have demonstrated that
information transmission in goal-directed continuous force
production is at a maximum when force output is most noisy
and that this occurs at a point just below the midrange of
maximum force production. Thus, greater noisiness in force
output is associated with an improvement in information
transmitted in task performance. This finding contrasts with
the traditional viewpoint in which variability has been
interpreted as the reflection of noise in the system. Furthermore, the presence of noise has been viewed as detrimental
to the realization of task requirements, so that adaptive
motor control requires the minimization or elimination of
noise (Grossman & Goodeve, 1963/1983; Fitts, 1954;
Schmidt et al., 1979; van Galen & de Jong, 1995). Usually,
849
the degree of system noise has been inferred through
analyses of the size of the standard deviation offeree output,
but such analyses do not reveal the structure of variability in
motor output, nor do they provide a measure of information
transmission.
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NOISE, INFORMATION, AND VARIABILITY
851
Appendix
Calculation of Approximate Entropy
The following steps in the calculation of approximate entropy
have been adapted from Pincus and Goldberger (1994). A more
formal mathematical account of the required calculations is available in Pincus (1991) and Pincus and Goldberger (1994).
Step 1
Two input parameters, m and r, need to be specified prior to the
calculation of approximate entropy. The value of r is multiplied by
the standard deviation (SD) of the time series and, as is discussed in
more detail, provides tolerance limits for assessing the nearness of
adjacent data points in the time series; m represents a vector length
comprising m consecutive data points. In the calculations presented
in the present article and in prior examples (e.g., Bassingthwaighte
et al., 1994, pp. 309-312), r = 0.2 and m = 2.
Step 2
The calculation of approximate entropy begins with the identification of the first vector in the time series, [w(l), «(2)], which
comprises the first and second data points. This vector is termed the
template vector. The calculation of approximate entropy entails a
determination of the similarity of other vectors in the time series to
the template vector. Beginning with the first data point, «(1), limits
are established around it that extend across the time series. The
limits are determined by multiplying r by the SD. If, for example,
r = 0.2 and the SD = 0.10, a value of ±0.02 around the first data
point is established. These limits are extended over the entire length
of the time series. Then, according to the same procedure, limits are
established for the second element, «(2).
Step 3
The next step is to identify all other vectors of adjacent m length
points, x(i) = [u(i), u(i + 1)], in the time series that are "componentwise close" to the template vector, [«(!), «(2)]. The first
element, w(i), in all other vectors, x(0, is close to w(l) if the
element falls within the limits around «(1). The second element,
u(i + 1), of each vector is close if it falls within the limits around
u(2). Thus, all vectors that are componentwise close to [«(!), «(2)]
will have their first element within the boundaries of «(1) and their
second element within the boundaries of u(2). These are called the
conditioning vectors. The number of conditioning vectors becomes
the denominator of a ratio that is the central calculation for
approximate entropy.
Another way of thinking about this procedure is that it identifies
other vectors that are similar to the template vector, and the value of
r determines the threshold or criterion for stating that other vectors
are similar. For instance, decreasing the value of r decreases the
range of the limits around template vector elements and would
result in fewer vectors qualifying as conditioning vectors.
Step 4
The next element of the template vector is identified, which in
this example is u(3). According to the procedure in Step 2, limits
are constructed around it as previously described for u(\) and u(2).
Then the conditioning vectors with u(i + 2) values that are close to
H(3)—within the limits around «(3)—are identified. The initial
conditioning vectors, \(i), that were close to the template vector,
[u(l), «(2)], and that still have u(i + 2) values close to u(3) of the
template vector become the numerator of the ratio.
StepS
The ratio forms a conditional probability of the likelihood that
runs of two adjacent data points in the conditioning vectors that
were close to the first two values of the template vector will remain
close to the template vector on the next incremental comparison—to «(3). In other words, given the number of runs of adjacent
values that are a similar distance away (A), what is the likelihood
that those runs will still be similar when the number of values have
been incremented to three (B)? The natural logarithm of the
conditional probability, A/B, is then calculated. Thus, compared
with a highly periodic process (e.g., a sine wave), for white
Gaussian noise there will be a low probability of finding conditioning vectors in the time series that are componentwise close to the
first two elements in the template vector and that will still be close
at the next incremental comparison.
Step 6
If, as in the case of the current study, there are 1,000 data points
in a time series, then there are N — m + 1, or 999, successive
vectors of length m in the time series. Each of these vectors serves
as a template vector for the process described in Steps 2 through 5.
Therefore, the process is iterated 999 times. Then, the natural
logarithms of the individual conditional probabilities are averaged,
and the negative of this value is taken (to ensure a positive
approximate entropy value). For example, the individual conditional probabilities potentially range from positive values near 0 to
1. In the case of white noise, most of the conditional probabilities
should approach 0, whereas for a sine wave they will be near 1. The
natural logarithm of. 1 is — 2.30, and the natural logarithm of 1 is 0.
Therefore, when the negative of such values is taken, it results in
increasing, positive approximate entropy values as the complexity
or noisiness in the time series increases. (In recent simulations we
found that the range over which approximate entropy values vary
depends on the number of data points in the time series. For
example, in Figure 1 the white noise simulations of 1,000 data
points had approximate entropy values of 1.65. However, a white
noise simulation extended to 10,000 data points yields an approximate entropy value of 2.20.)
Received April 25, 1997
Revision received November 13, 1997
Accepted May 21, 1998