The World’s Stateless
children
Institute on Statelessness and Inclusion
January 2017
a
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“Legal identity for all” and childhood
statelessness
Bronwen Manby1
1. The Sustainable Development Goals and legal identity: Leave no
one behind
In September 2015, the UN General Assembly adopted the Sustainable
Development Goals (SDGs), an ambitious set of objectives for international
development to replace and expand upon the fifteen-year-old Millennium
Development Goals (MDGs) adopted in 2000.2 Goal 16 is one of the
broadest: “Promote peaceful and inclusive societies for sustainable
development, provide access to justice for all and build effective,
accountable and inclusive institutions at all levels”. Each Goal has a set of
more detailed targets: Target 16.9 requires that states should, by 2030,
“provide legal identity for all, including birth registration”.
The achievement of Target 16.9 is relevant for the realisation of many of
the other SDGs and their detailed targets, and for the overall ambition
to “Leave no one behind”. Without a legal identity, in the form of an
official entry in a state register, people are invisible to the state and other
agencies that are working to fulfil the different goals and monitor their
implementation.3 Effective systems to identify individuals in need will be
required, amongst other purposes, to implement social protection systems
(Target 1.3); for the poor to have control over land and other assets
1
2
3
Bronwen Manby is an independent consultant and visiting senior fellow at
the London School of Economics Centre for the Study of Human Rights. She
previously worked a decade each for the Open Society Foundations and Human
Rights Watch, as well as for Lawyers for Human Rights, South Africa. She has
written extensively on statelessness and the right to a nationality in Africa,
including several studies for UNHCR in the context of the global campaign to end
statelessness. She would like to thank Jaap van der Straaten, Jonathan Marskell,
and Sanjay Dharwadker for their helpful comments on a draft of this essay.
See the Sustainable Development knowledge platform at https://
sustainabledevelopment.un.org/sdgs for further information.
E Stuart, E Samman, W Avis & T Berliner, The data revolution: Finding the missing
millions (2015) Overseas Development institute, available at https://www.odi.
org/sites/odi.org.uk/files/odi-assets/publications-opinion-files/9604.pdf
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CHAPTER 10: THE SUSTAINABLE DEVELOPMENT AGENDA AND CHILDHOOD STATELESSNESS
(Target 1.4); and to measure progress in women’s empowerment (many
of the targets under Goal 5).4 Civil registration in general is also a priority
for public health professionals, since recording cause of deaths provides
an important source of information around disease and mortality (several
targets under Goal 3).5 A document showing legal identity is essential to
“facilitate orderly, safe, regular and responsible migration and mobility
of people”, one of the objectives around reducing inequalities within and
between countries (Target 10.7).
In principle, SDG Target 16.9 should provide a significant boost to the
achievement of UNHCR’s ten-year #IBelong campaign to end statelessness
by 2024. The commitment to universal birth registration should
particularly assist in the realisation of the ambition to end childhood
statelessness. While birth registration in itself does not confer nationality,
and is usually not proof of nationality, the official record of the place of
birth and parentage of the child provides critical evidence of the facts that
enable the child to assert the right to nationality in one or more states.
Yet it is notable that the SDG target endorsed by states is for a less
demanding and less specific target—legal identity rather than nationality
for all—for which a longer time-frame is also set than the UNHCR
campaign. On the one hand, as discussed below, the meaning of “legal
identity” is not clear; on the other, a person may have a document that
is official proof of identity and yet still be stateless. Moreover, there are
concerns that the focus on legal identity may prove to be a distraction
from the campaign to eradicate statelessness; in fact, in some contexts it is
possible that the SDG may even prove to be damaging, if underlying laws
are not reformed before programmes of identification are rolled out. The
key problem here is the lack of clarity over the meaning of “legal identity”
in the SDGs. How the implementation of the target turns out in practice is
yet to be seen: there are opportunities, but also risks.
2. Birth registration in the SDGs and the #IBelong campaign
The SDGs and UNHCR’s campaign to end statelessness agree on the
4
5
314
M Dahan & A Gelb, ‘The Role of Identification in the Post-2015 Development Agenda’
(2015) Centre for Global Development Essays, available at http://www.cgdev.org/
sites/default/files/CGD-Essay-Dahan-Gelb-Role-Identification-Post-2015-ID4D_0.pdf
The Lancet, ‘Counting births and deaths’ (series) (2015) The Lancet, available
at http://www.thelancet.com/series/counting-births-and-deaths.
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importance of universal birth registration: “the continuous, permanent
and universal recording within the civil registry of the occurrence
and characteristics of birth, in accordance with the national legal
requirements”.6 Universal birth registration is already a long-standing
objective of UNICEF and other agencies concerned with child welfare.
Birth registration is important not only for statistical purposes of planning
and monitoring government policy, but also to assist in child protection.7
The requirement for registration and the availability of a birth certificate
can help to combat trafficking of children, and provides proof of age for
criminal justice, immigration and other government systems.8
Birth registration also features as Action 7 in the ten-point action plan
for the #IBelong campaign. Birth registration provides evidence of the
key pieces of information—where a person was born and who his/her
parents are—needed to establish which nationality a child has been
attributed at birth or may have the right to acquire later. The concept of
birth registration is well understood, and there are extensive international
guidelines on its implementation.9 The obstacles to universal birth
registration are also well understood, as are the steps needed to overcome
them. They include both simple failures of administration, and deliberate
patterns of discrimination based on factors such as birth out of wedlock,
sex or legal status of the parent registering the birth, ethnicity, location of
birth, or livelihood of the community from which the child comes. In some
countries, rules preventing parents without documents from registering
the birth of their children make lack of birth registration a hereditary
condition.
6
7
8
9
UN Department of Economic and Social Affairs (UNDESA), Principles and
Recommendations for a Vital Statistics System, Revision 2 (2001) available at http://
unstats.un.org/unsd/demographic/standmeth/principles/M19Rev3en.pdf
UN Office of the High Commissioner for Human Rights (UN OHCHR), Birth
registration and the right of everyone to recognition everywhere as a person
before the law: Report of the Office of the United Nations High Commissioner
for Human Rights (2014) A/HRC/27/22 available at http://www.ohchr.org/
Documents/Issues/Children/BirthRegistration/ReportBirthRegistration.pdf
D Ladner, EG Jensen & SE Saunders, ‘Critical Assessment of Legal Identity: What
It Promises and What It Delivers’ (2014) 6 Hague Journal on the Rule of Law
47, available at https://law.stanford.edu/publications/a-critical-assessmentof-legal-identity-what-it-promises-and-what-it-delivers/
See, for instance: UNICEF, A Passport to Protection: A Guide to Birth Registration
Programming (2013) available at http://www.unicef.org/protection/files/
UNICEF_Birth_Registration_Handbook.pdf.
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CHAPTER 10: THE SUSTAINABLE DEVELOPMENT AGENDA AND CHILDHOOD STATELESSNESS
The proposed indicator to measure progress towards Target 16.9 is the
percentage of children under five whose births have been registered, a
statistic already collected in many countries through surveys conducted
by UNICEF.10 Although there are important criticisms—from those who
argue that the indicator should be the percentage of children under one
year old, to capture the completeness of current registration levels, and/or
the percentage of the entire population, or who emphasise the importance
of the issuance of birth certificates as well as the registration of births11—
the under-five registration rate is now the established indicator for SDG
16.9. There is no indicator proposed for other forms of recognition of
legal identity beyond birth registration, nor consensus on what success in
achieving the broader target would look like.12
3. Legal identity beyond birth registration
‘Legal identity’ is not a term that has any definition in international law. It
seems that different agencies and interest groups are interpreting the SDG
target on legal identity according to their own priorities, whether they
be child protection, national planning, social protection systems, public
health, or, indeed, the ending of statelessness. Among the interest groups
are the private sector companies involved in the provision of identity
documents, especially those with capabilities in the new biometric
technologies.
The problem of definition starts from the distinction that can be made
between identity and identification: whereas an identity is what a person
(or thing) is, in and of itself, identification is the process of establishing
that identity and distinguishing the person (or thing) identified from
others. A person’s legal identity, the identity they have in law, thus can
10
11
12
316
See SDG indicators, available at http://unstats.un.org/sdgs/. Birth registration
data is also collected through the global Demographic and Health Survey (DHS)
program, funded by the US government.
J van der Straaten, ‘Legal Identity for All by 2030: How will we know?’ (2015)
Position Paper, available at https://www.crc4d.com/downloads/2015-10legal-identity-for-all-by-2030-how-will-we-know-position-paper.pdf
The indicator can, however, be reviewed and revised as part of the work of
the Inter-Agency Expert Group on SDG Indicators (IAEG). The World Bank has
compiled a dataset on coverage of different forms of identification (available
at http://data.worldbank.org/data-catalog/id4d-dataset), that provides some
starting points for such a discussion.
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(and arguably should in some contexts) be separated from the question
of whether they have been formally identified and registered by state
authorities and issued a token—such as an identity card—confirming that
registration. A range of international human rights standards establish
that every person has the right to recognition as a person before the law
(enabling that person to assert rights, to enforce contracts, or to defend a
case in court): legal identity in this sense is not dependent on existence
in any register nor on holding official identification papers; it is already
attributed by international law.13 In the context of statelessness, the rights
of a child to a name and nationality are freestanding, and not dependent
on the registration of that child’s birth, even if birth registration is a closely
related right in international treaties, and may be required by national law
in order to give effect to the other rights.
Nonetheless, it has for a long time also been clear that without official
registration and proof of legal identity a person’s rights are often
significantly curtailed in practice. Rights in international law may indeed
be “nonsense upon stilts” if the national legal systems do not support
them.14 Without official recognition that a person exists, and has rights
set out in national law, human rights protections may be worth little. As
requirements to produce identity documents grow ever more pervasive,
a person without those documents is ever more excluded from the ability
to participate in economic activity and in society generally.
International development agencies have thus been considering the
question of legal identity since well before the adoption of the SDGs. A
2007 publication of the Asian Development Bank outlines the view that
13
14
Article 6, Universal Declaration of Human Rights. See also UN Office of the High
Commissioner for Human Rights (UN OHCHR), Birth registration and the right of
everyone to recognition everywhere as a person before the law: Report of the Office
of the United Nations High Commissioner for Human Rights (2014) A/HRC/27/22
available at http://www.ohchr.org/Documents/Issues/Children/BirthRegistration/
ReportBirthRegistration.pdf, and UN Human Rights Council (UN HRC), resolution
on birth registration and the right of everyone to recognition everywhere as a person
before the law (2015) A/HRC/RES/28/13, available at http://www.refworld.
org/pdfid/558ab29a4.pdf. Also see Working Group on Enforced or Involuntary
Disappearances, ‘General Comment on the right to recognition as a person before the
law in the context of enforced disappearances’ (2012) A/HRC/19/58/Rev.1 available
at http://www.ohchr.org/Documents/Issues/Disappearances/GCRecognition.pdf
British philosopher Jeremy Bentham famously stated that: “Natural rights is
simple nonsense: natural and imprescriptible rights, rhetorical nonsense —
nonsense upon stilts”.
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legal identity is a matter of legal, rather than physical, personality: a
recognised legal identity allows a person to enjoy the protection of the
legal system and to enforce rights or demand redress for violations by
accessing state institutions. Thus, “Proof of legal identity consists of official,
government-issued and recognized identity documents—documents that
include basic information attesting to the holder’s identity and age, status,
and/or legal relationships.”15 In 2009, the Inter-American Development
Bank (IDB) published a working paper suggesting a somewhat different
interpretation: “Legal identity can be understood as a composite condition
obtained through birth or civil registration which gives the person
an identity (name and nationality) and variables of unique personal
identifiers, such as biometrics combined with a unique identity number.”16
However, it could also be argued that a person may have multiple legal
identities, with corresponding entries in official registers and different
rights and obligations according to context (as an infant requiring
immunisations, a schoolchild, a parent, a pensioner, a permanent resident,
a voter, a person entitled to health care or other benefits, a citizen due to
perform military service, a migrant worker…). Only in some countries are
all such registers linked to a single national system. It is also possible for
a person to exist in many different registers, or a single national database,
yet still not be recognised as a national of that state—nor of any other.
Thus, as the IDB noted, depending on the context, there may be little
distinction in practice between the situation of those people whose births
have been registered but who do not possess a legally valid identification
document (whether issued by the state of residence or another state) on
reaching adulthood and those who have no official identity documents of
any kind, including a birth certificate.17 However, there is no international
consensus on the right or obligation to hold official documentation issued
later in life. A consequence is that, beyond registration of births, there is
still no definition on what enjoyment of legal identity may mean for the
SDG target in each national context or for any particular individual.
15
16
17
318
C Vandenabeele & CV Lao (eds.), Legal Identity for Inclusive Development (Asian
Development Bank 2007), available at https://openaccess.adb.org/bitstream/
handle/11540/227/legal-identity.pdf?sequence=1
M Harbitz & B Boekle-Giuffrida, Democratic Governance, Citizenship, and
Legal Identity: Linking Theoretical Discussion and Operational Reality (InterAmerican Development Bank 2009), available at https://publications.iadb.
org/bitstream/handle/11319/4300/Democratic%20Governance%2c%20
Citizenship%2c%20and%20Legal%20Identity.pdf?sequence=2
Ibid.
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4. Legal identity and statelessness
SDG Target 16.9 recognises by its wording that universal birth registration
is not a complete solution to the question of legal identity, although it
proposes no indicator to measure progress other than the coverage of birth
registration among those under five years old. Universal birth registration
is equally not a complete solution to the problem of statelessness. Only a
few countries provide that a birth certificate is in itself proof of nationality;
such a provision in the laws of one country can in any event not bind
another state where a child might be entitled to nationality. In some
countries, foreign civil registrations have no legal effect even in relation to
proof of parentage or marriage. Conflicts of laws mean that some children
cannot acquire the nationality of (one of) their parents, even if all details
are recorded.
Neither the SDG target nor the #IBelong action plan mention the recording
of other life events in a complete civil registration system; although this may
also be critical to assert some rights, including the right to the nationality
of a particular state.18 These events include marriage, where birth in or
out of wedlock—often defined as a formally registered marriage—creates
different rights for children to acquire nationality; adoption, where a child
has been adopted from another country; and death, where registration of
the death of a parent may be necessary for an orphan to claim rights. The
SDG target also does not have any equivalent to Action 8 in the #IBelong
campaign, calling on states to issue nationality documentation to those
with entitlement to it.
Moreover, although discriminatory practices and administrative blockages
hinder universal access to birth registration in many countries, states are
often less likely to place obstacles in the way of birth registration than
recognition as a national. For those children who do not have at least one
parent officially recognised as a national of the country of birth, the risk
of statelessness may be high even if the birth of that child is registered.
This can be the case even if the parent and the child are both in principle
entitled to recognition of nationality of that state under the law. The risk of
statelessness is higher in states where the general rate of documentation
has historically been low and where new identification systems are
18
The UNHCR ExCom Conclusion on Civil Registration (No. 111 (LXIV) – 2013)
does, however, consider civil registration more generally, including as a
protection against statelessness.
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CHAPTER 10: THE SUSTAINABLE DEVELOPMENT AGENDA AND CHILDHOOD STATELESSNESS
being introduced. But even in states where almost everybody exists on
one official register or another, this near-universal confirmation of legal
identity does not eliminate statelessness. It is very possible for a person
to hold proof of legal identity and even of legal immigration status in a
country of residence and at the same time to be stateless.
For example, many ethnic Russians in the Baltic states are stateless—they
hold the nationality neither of their state of residence nor of the Russian
Federation—but the vast majority do not lack a legal identity, since they
are legal residents where they live, are issued identification documents
indicating that status, and indeed are generally entitled to more rights
than other foreigners.19 Similarly, in Lebanon, there is a longstanding
population of stateless persons whose ancestors were not included, or
were recorded as foreign, in the population register established in the
1920s following the creation of Lebanon at the break-up of the Ottoman
Empire. They are not undocumented—they are, paradoxically, registered
and given identification cards as ‘unregistered’ (maktoum al kayd) or
‘registration under study’ (kayd al dars)—and they are recognised as legal
residents. However, people with this status have greatly reduced rights in
Lebanon compared to full citizens. Although there were efforts to reduce
the number of these stateless persons by providing an exceptional route
to naturalisation in the 1990s, the number remains high, and increases
because Lebanon provides no access to nationality based on birth and
residence in the territory, while a Lebanese woman has no right to transmit
her nationality to her child in any circumstances.20 Similar problems exist
in Syria, with serious consequences for those who are now refugees.
By contrast, many millions of people in Asian and African countries lack
both birth registration and other proof of legal identity, but only some of
them are also stateless. Those who are at risk of statelessness are those who
lack documents and in addition fall within a group facing discrimination
and exclusion within that society generally: typically, members of certain
racial, ethnic or religious groups, children born out of wedlock, orphans,
trafficked children, refugees and IDPs, and the descendants of people who
19
20
320
See the resources available in the country profiles of the EUDO Citizenship
Observatory available at http://eudo-citizenship.eu/country-profiles.
Lebanon does have a provision recognising nationality of a child born in the
territory who is otherwise stateless, but does not respect this rule in practice.
See Laura van Waas, ‘A comparative analysis of nationality laws in the MENA
region’ (2014) available at http://papers.ssrn.com/sol3/papers.cfm?abstract_
id=2493718
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have migrated from another country—including those who were forcibly
transplanted by the colonial powers before independence.
Hence, not everyone lacking proof of legal identity is stateless; while not
everyone who is stateless lacks proof of legal identity. This conundrum is
recognised by UNHCR’s guidance that statelessness is a mixed question
of fact and law.21 Determining whether a person is stateless, whatever
their existing documentation, may require the exhaustion of all avenues
to apply for recognition of nationality by any state to which the person
has a connection. The often inaccessible and politicised procedures to
resolve these questions have encouraged development agencies wishing
to mobilise the power of identification to try to work around official
blockages.
5. Digital identity and biometric identification
The World Bank’s 2016 World Development Report (WDR), focused on
the development benefits from digital technologies, recommends that
the best way to achieve the SDG legal identity target is “through digital
identity systems, central registries storing personal data in digital form
and credentials that rely on digital, rather than physical, mechanisms to
authenticate the identity of their holder.”22 The Bank argues that digital
forms of official identity can increase access to both public and private
services where civil registration is weak; digital identity systems can
also help to reduce some forms of corruption, such as double-dipping
for entitlements or ghost workers in public employment. The increased
availability of affordable technology to capture biometric details provides
new ways to authenticate identity and ensure uniqueness, creating much
stronger levels of certainty that the person holding a document is the
person to whom it was issued, or removing the need for a document
altogether. In high-income countries, new digital identification systems
are based on long-standing paper systems of civil registration and other
21
22
UNHCR, Handbook on Protection of Stateless Persons under the 1954 Convention
Relating to the Status of Stateless Persons (UNHCR 2014) available at http://
www.unhcr.org/53b698ab9.pdf
World Bank, ‘Chapter 3: Delivering Services’ (spotlight on digital identity), in
World Development Report 2016: Digital Dividends (2016), 94-197. Available
at
http://www-wds.worldbank.org/external/default/WDSContentServer/
WDSP/IB/2016/01/13/090224b08405ea05/2_0/Rendered/PDF/
World0developm0000digital0dividends.pdf
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forms of identification. Although the WDR also emphasises the importance
of strengthening the “analog foundations of the digital revolution”, it
suggests that low-income countries may leapfrog the paper-based stage,
and move straight to digital identification.23
One frequently cited example of such leapfrogging is the Indian Aadhaar
(“foundation”) programme, established in 2009, which issues a 12-digit
unique identity number to any resident of India, after collecting biometric
data and other basic information. As of mid-2016, more than one billion
people in India had been issued an Aadhaar number; and there were
plans and first steps to issue Aadhaar numbers at the time of registration
of birth. The number and linked biometric data are used for the purpose
of verifying identity irrespective of nationality or migration status. Indeed,
for many situations in which proof of identity is important, legal status is
irrelevant: public health and social protection programmes usually aim
for complete coverage regardless of the immigration status of the people
targeted; while a retailer does not care if the person buying a product is
a citizen or not, so long they can be traced to pay the bill. A World Bank
paper concludes that the value of Aadhaar as a form of identity “implies
that those who were previously marginalized can now be included in a
number of welfare programs.”24 The World Bank also acknowledges risks
with the digital identity agenda, including for privacy and data security, but
argues that these can be mitigated. In relation to the rights of children, it
identifies one key gap in these new digital systems: where they are without
a solid foundation in civil registration, children are usually excluded (even
if not in the Aadhaar case), and continue to be unregistered.
An Aadhaar-type programme, however, has another critical weakness
in relation to securing legal identity: it says nothing about entitlement
to citizenship nor about legal status in the country. It can be argued that
this is rather a strength: the programme simply sidesteps the complex
and controversial questions about legal status and nationality among the
many formerly undocumented residents of India, on the basis that proof of
23
24
322
Ibid; see also A Gelb & J Clark, ‘Identification for Development: The Biometrics
Revolution’ (2013) Centre for Global Development Working Paper 315,
available
at
http://cgdev.org.488elwb02.blackmesh.com/sites/default/
files/1426862_file_Biometric_ID_for_Development.pdf
S Banerjee, ‘Aadhar: Digital Inclusion and Public Services in India’ (2015)
Background Paper for the World Development Report 2016: Digital
Dividends, World Bank, available at http://pubdocs.worldbank.org/
en/655801461250682317/WDR16-BP-Aadhaar-Paper-Banerjee.pdf
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identity is useful in itself both for those holding it and for the authorities.
However, this sidestep raises the question of whether Aadhaar registration
in fact provides a person with a ‘legal identity’ in the sense understood by the
SDGs: although government-issued, it is purely a system of authentication
of identity, with no guarantee of ability to enforce rights or access the state
system for other purposes. If it is a legal identity, the identity is purely that
of ‘resident’, not even ‘legal resident’. In addition, the statistics available
on Aadhaar coverage indicate that areas where rates of existing forms of
identification are low also have low registration with Aadhaar; there are
more new entrants to the system through regular birth registration than
there are through the ‘introduction system’ provided for under Aadhaar.25
Rather than leapfrogging, or creating a new foundation, the system is for
the most part built on already existing ‘foundations’. On the other hand,
its computerised record of identification and authentication could in due
course facilitate resolution of the more complex issues.
No other government-backed initiatives for national biometric
identification follow the Aadhaar model; they rather focus on upgrading
existing systems for national identity cards and passports, the introduction
of new national identity cards, or voter registration exercises. In addition,
there are function-specific systems, such as for the issue of drivers’
licences, collection of pensions or cash transfers, or identification of
civil servants. Some of these initiatives are hardly connected to birth
registration, especially in countries where civil registration in general or
birth registration in particular has historically been neglected. In other
cases, however, paper-based civil registers are being digitised and linked
to a new or existing central population register of citizens and residents.
There are some overblown claims about the ability of these biometric
systems to eliminate doubts over the identification of citizens and
25
With thanks to Jaap van der Straaten for this point. See The Wire Staff, ‘Most Aadhar
Cards Issued to Those Who Already Have IDs’ (2015) The Wire (India), available at
http://thewire.in/3108/most-aadhar-cards-issued-to-those-who-already-haveids/; for other critiques, see “I am not aware that this has been thought through –
Jean Drèze speaks to Pragya Tiwari about the new Aadhaar Act”, South Asia @ LSE
blog, 28 July 2016, available at http://blogs.lse.ac.uk/southasia/2016/07/28/
even-if-aadhaar-is-deemed-inevitable-there-are-many-ways-of-using-it-somemore-helpful-or-harmful-than-others-jean-dreze/. For official statistics, see
Office of the Registrar General, India Ministry of Home Affairs, Vital Statistics of
India Based on the Civil Registration System 2013 (2015) available at http://www.
censusindia.gov.in/2011-Documents/CRS_Report/CRS_Report2013.pdf.
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foreigners, in contexts where such uncertainties had nothing to do with
authentication of the person holding an identity card, and everything
to do with law and politics.26 There is also a risk of creating unnecessary
demand for new identification systems, or of rolling out or merging the
new systems too quickly, driven by the availability of new technology.
Where many databases are linked, but adequate safeguards are not put
in place, a person who “existed” on some registers but not others may
be excluded from all. The safest approach seems to be to start from the
civil registration system, so that digital legal identity starts from facts
established at birth in the analogue world.27 At the same time, where long
struggles over election rigging have resulted in voter registration being
entrusted to an independent electoral commission, there are concerns
about relying on national identity systems under the control of the
executive for that purpose. Privacy and data protection is a concern for
such systems everywhere.
Where new systems are adopted without considering the underlying
legal and policy frameworks, there can be a risk of generating new
forms of exclusion. Indeed, the creation of new population registers has
historically been a danger point for the creation of stateless populations.
In Lebanon, Syria, and the Gulf States, the descendants of those who
were not included in the population registries created at independence
remain stateless today, even though their ancestors should have been
entitled to nationality under the law. Similar problems have arisen when
new registers were established in the successor states of the former
Yugoslavia and Soviet Union. The lobby group Touche Pas à Ma Nationalité
in Mauritania accuses the government of ‘biometric genocide’ in its
implementation of a new identity card system coupled with amendments
to the nationality code.28 The new national number and biometric identity
card being introduced by Sudan since the secession of South Sudan are
also being used to denationalise people who have never considered
themselves South Sudanese.29 What is needed is an approach to the legal
26
27
28
29
324
For example, ‘Côte d’Ivoire: La fin d’un conflit grâce à la biométrie’, Morpho, 2014.
See papers presented at the ID4Africa Conference held in Kigali, Rwanda,
24-26 May 2016, available at http://www.id4africaforum.com/index.php/
download-center#toggle-id-4.
Noorinfo, ‘TPMN : Le recensement prend une tournure de génocide biométrique’
(2013) Communiqué, available at http://www.noorinfo.com/TPMN-Lerecensement-prend-une-tournure-de-genocide-biometrique_a9872.html
Draft report, Nationality and Statelessness in Sudan following the Secession of South
Sudan (2016) Human Rights Centre, University of Khartoum, on file with author.
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identity target, and principles for the implementation of new biometric
and other digital identification systems, that considers and avoids these
risks.
6. Legal identity and ending childhood statelessness
The power of birth registration is that it establishes an officially recognised
legal identity very shortly after birth. The longer it takes to establish a
nationality the more difficult it becomes. Those who are adults before they
attempt to prove their origins and nationality may find it impossible to do
so; or they may only succeed at great effort and cost. Those vulnerable
children who are in situations of difficulty and remain completely
undocumented are thus greatly at risk of statelessness. For these children,
lack of a nationality may not be their most obvious or urgent problem; but
a total lack of documentation means that statelessness is a real risk, and
likely to be a more important issue the older they become. Moreover, if
“legal identity” beyond birth registration is understood to apply to adults,
which is the case for many national identity card systems, children are by
definition left excluded.
The focus on birth registration brought by the SDG Target 16.9 is therefore
a welcome one. But neither birth registration nor the broader ambition of
providing “legal identity for all” fully address the question of statelessness
among children—and the adults they become. Even with universal birth
registration, many children will be left stateless. Among those who will
remain at risk of statelessness even if universal birth registration is fully
achieved will be:
• Children of unknown parents
• Children who cannot acquire the nationality of (one of) their parents;
for example, because of restrictions on transmission of nationality to
those born outside their state(s) of nationality
• Children separated from their parents, including trafficked children,
who hold no copy of a birth certificate or any other documentation
• Children of stateless parents
• Children whose parents’ nationality is unknown or undocumented
• Children whose births were registered outside the country of
nationality of the parents, where that country does not recognise
foreign civil registration documents unless the child was also registered
with consular authorities
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CHAPTER 10: THE SUSTAINABLE DEVELOPMENT AGENDA AND CHILDHOOD STATELESSNESS
• Children who cannot acquire a nationality from their parents, and who
only have the right to obtain the nationality of the state of birth on
reaching majority
In all cases, ensuring that these children have the right to acquire a
nationality, as provided by the universally-ratified (with the exception of
the USA) Convention on the Rights of the Child, will require legal reform
to establish rights to nationality in the country of birth and residence, at
minimum if the child would otherwise be stateless, and administrative
procedures to implement that right in practice. Efforts to provide them
with another form of legal identity, and a document to match, may be
helpful as an interim measure. But history shows that sometimes such
interim measures become permanent, serving to identify as outsiders a
group of non-citizens who have no meaningful connection to any other
country than the one in which they are resident.
The focus brought by SDG Target 16.9 on strengthening identification
systems is welcome; increased access to proof of legal identity has great
potential to increase social and economic inclusion. However, there are also
risks of exacerbating exclusion for those who are already among the most
marginalised. As identification requirements reach all residents of a state,
people who previously believed themselves to be citizens may find that they
do not fulfil the criteria or have the requisite forms of evidence to access
the new identity documents. It becomes ever more important that the legal
frameworks and systems to determine a person’s eligibility for a particular
status and issue the appropriate documents are fair, inclusive, and efficient.
The rolling out of digital identity systems and the major push on birth
registration can help to address one half of the agenda around the
inclusion of the currently undocumented; but there is a risk that the other
half will be neglected. If a person cannot obtain recognition of nationality
in any country—if he or she is stateless—the reason why this is the case
is not only a technical problem of documentation of identity. If you cannot
obtain the documents needed to function in a particular country, such as
a national ID card, this refusal may be because your birth and those of
your parents were not registered, but it may also because of flaws in the
underlying nationality law. Ending statelessness will require attention
both to processes of identification and to the rules establishing who has
the right to which document. The drive to create legal identity for all must
be accompanied by reform of laws on access to nationality if the ambition
of the SDGs to “leave no one behind” is to be achieved.
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