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Chapter 9
Thematic Analysis in
Qualitative Research
Anindita Majumdar
University of Calcutta, India
ABSTRACT
The popularity of qualitative methods in social science research is a well-noted
and most welcomed fact. Thematic analysis, the often-used methods of qualitative
research, provides concise description and interpretation in terms of themes and
patterns from a data set. The application of thematic analysis requires trained
expertise and should not be used in a prescriptive, linear, and inflexible manner
while analyzing data. It should rather be implemented in relation to research
question and data availability. To ensure its proper usage, Braun and Clarke have
propounded the simplest yet effective six-step method to conduct thematic analysis.
In spite of its systematic step-driven process, thematic analysis provides core skills
to conduct different other forms of qualitative analysis. Thematic analysis, through
its theoretical freedom, flexibility, rich and detailed yet complex analytical account
has emerged as the widely used and most effective qualitative research tool in social
and organizational context.
INTRODUCTION
In the realm of qualitative research, one of the seldom acknowledged, but most
popularly implemented method, is thematic analysis (Boyatzis, 1998; Roulston, 2001;
Braun & Clarke, 2006). However, being both dynamic and complex in its analytical
process, thematic analysis could be taken as the foundation method in qualitative
analysis (Holloway & Todres, 2003). The research analysts have further argued
DOI: 10.4018/978-1-5225-5366-3.ch009
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Thematic Analysis in Qualitative Research
that thematic analysis should be the initial analytic technique for every qualitative
researcher to learn, as it forms the plinth for training of basic skills on qualitative
analysis method that could be utilised to conduct other forms of qualitative research.
As pointed out by Braun and Clarke (2006) in their research paper on thematic
analysis, the qualitative research can be categorised into two groups. The first group
consists of the analytical approaches that are related to some theoretical framework,
for example grounded theory approach, discourse analysis, narrative analysis, etc.
Whereas the second category is free from constraint of theoretical framework, and
is much more independent and experiential in its approach to analysis. Thematic
analysis belongs to this second group of analytic approach. Thus, being independent
of theoretical framework, thematic analysis is a divergent, compatible and much
more flexible research tool as compared to the other qualitative techniques. Thematic
analysis, therefore, help create a rich, detailed, as well a complex account of data set.
Owing to its flexibility, thematic analysis, however, can never be criticised being
devoid of scientific temperament. The method of thematic analysis consist of very
specific and clear guidelines for its conduction, and these procedural guidelines
no doubt give the method a scientific vigour. Braun and Clarke (2006), while
propounding the six-step process of analysis in thematic technique, have not only
focused on the procedural concepts like “what”, “why”, “when” and “how” of the
method concerned but have also specified that the analyst should have clarity and
immense technical expertise to carry out the analysis through thematic method.
This touch of procedural simplicity mingled with complex technical background
gives thematic analysis a detailed yet rich flavour in comparison to other qualitative
analysis methods, and henceforth makes it the most popular and widely used method
for qualitative data analysis.
Thematic analysis, because of its simple yet rich data analysis process, can be
conducted within both kinds of research paradigms- Realist/ Essentialist paradigm
and Constructionist paradigm. However, the focus to carry on analysis would be
different for different paradigms. The analysis pattern for the first paradigm of Realist/
Essentialist approach should be more subjective in nature as this approach focuses
straightforwardly on individual interest, motivation, life meaning and experiences
while analysing a data set (Potter & Wetherell, 1987; Widdicombe & Wooffitt, 1995).
In contrast, the Constructionist paradigm believes that meaning and experiences
are social phenomenon and not completely an individual perspective (Burr, 1995).
Therefore, while analysing data within constructionist framework thematic analysis
leans more toward the socio-cultural phenomenon and structural context, rather than
the subjective factors, from the account provided by the individual data.
However, it is noteworthy that thematic analysis often involves a number of
decisions that are not always explicitly mentioned by the researchers. For example,
the study by Taylor and Ussher (2001) on discourse analysis provides a good example
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of explicit thematic analysis research process, whereas, the study by Braun and
Wilkinson (2003) on women psychology does not mention much about the explicit
decisions involved while conducting the study. One of the example of a ‘bad thematic
analysis’ is where the analyst simply put the questions asked, in the interview to the
participants, as themes. In this example, no obvious methodological procedure is
implemented, or to say no thematic analysis is actually done. To minimise occurrence
of this kind of error as specified in the example, it is worth noting and evident that
to conduct thematic analysis and to carry on with qualitative research, mention of
the decisions taken and answering the probable questions on methods adopted for
data collection and analysis is essential for maintaining scientific vigour of the study.
In this context, this chapter on thematic analysis purports to discuss the following
points in detail, with the intention to impart better understanding and implementation
of knowledge of the method, for the benefit of the young qualitative data analysts:
1.
2.
3.
4.
5.
6.
Concept of thematic analysis, and its two major types, viz. Inductive and
Deductive.
Concept of ‘themes’ and its two major types, viz., Sematic and Latent.
Guideline for the six-step process of conducting thematic analysis as advocated
by Braun and Clarke (2006), through early study example (Nicholas and
McDowall, 2012).
Probable challenges of thematic analysis and how to make thematic analysis
good.
The probable pitfalls to avoid when conducting thematic analysis for a particular
data set, through discussing the pros and cons of the method.
The applications, implications and recommendations for thematic analysis
within qualitative research forte.
INTRODUCTION TO THEMATIC TECHNIQUE
Defining Nature of Thematic Analysis
One of the most popularly used data analysis technique in qualitative research,
thematic analysis analyse, identify and finally report the most probable and major
themes from the data set. As Boyatzis (1998) specified, thematic analysis further
interprets important aspects of research topics and hence, describes research data
in an organised and rich format.
Unfortunately, because of its poor acknowledgment and ‘branding’, thematic
analysis is not a much ‘named’ method as compared to the other qualitative methods
such as narrative analysis, grounded theory method, discourse analysis, etc. It has
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been observed from the previous literature existing in this area that many used
research analysis techniques are essentially thematic in nature but they have been
given name of some other analytic technique like discourse analysis, or even content
analysis (Meehan, Vermeer, & Windsor, 2000). Even some researches, inspite of
using thematic technique have not included it as an identifiable method in the final
report; rather those researches have claimed the method as “subjected to qualitative
analysis for commonly recurring themes” (Braun and Wilkinson, 2003).
However, this underestimation of such a rich data analysis technique is not
only a considerable research methodological failure but it also impede the future
researchers to carry out research analysis on this line. The under-recognition of
the thematic method, simultaneously, makes the proper evaluation of the research
technique difficult (Attride and Stirling, 2001).
Types of Thematic Analysis
In thematic method, the themes and patterns within the data can be analysed in one
of the two types or ways of thematic analysis. One is the Inductive or Bottom-up
way (e.g. technique used by Frith and Gleeson, 2004), and the other is Deductive
or Top-down way (e.g. research techniques used by Boyatzis, 1998; Hayes, 1997).
1.
2.
An inductive approach is where the themes identified from data are strongly
linked to the collected data set (Patton, 1990). In this sense, an inductive
method can be claimed to be data driven. Inductive technique is, therefore,
the type of thematic method where the coding process of research data, after
its collection via interview or focused group discussion does not try to fit any
pre-existing frame or conception of the researcher.
Whereas, on the other hand, deductive technique is that type of thematic method
where analysis tends to be analyst driven. As deductive technique tends to be
more driven by the researcher’s theoretical framework and research interest,
hence this technique provides a less rich organisation and description of the
overall data, yet it can provide a more detailed analysis of some specific aspect
of the data.
To make this implemented discrimination of the two mentioned types, viz.,
inductive and deductive type of thematic analysis, Braun and Clarke (2006/ 2008)
in their research paper of thematic method have given a good range of examples
from previously conducted researches in this area which are quoted below:
If a researcher was interested in talk about heterosex, and had collected interview
data, with an inductive approach they would read and re-read the data for any
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themes related to heterosex, and code diversely, without paying attention to the
themes that previous research on the topic might have identified. For example,
the researcher would not look to Hollway’s (1989) influential research identifying
discourses of hetero sex, and code just for male sexual drive, have/hold or permissive
discourse themes. In contrast, with a theoretical approach, the researcher may well
be interested in the way permissiveness plays out across the data, and focus on that
particular feature in coding the data. What this would then result in is a number of
themes around permissiveness, which may include, speak to, or expand on something
approximating Hollway’s original theme (Braun & Clarke, 2008, p.12-13).
Decisions Involved in Thematic Analysis
There are a number of decisions or choices that are involved while plunging into
thematic analysis. These decisions or choices are often not made explicit, or to say
are not discussed about in the method portion while producing the report on analysis.
Nevertheless, these decisions need much consideration and to be discussed explicitly
to help new researchers understand the analytic process more closely.
The decisions include a number of reflexive questions that are essential part of
the research topic. The decisions like time constraint, cost involved to conduct entire
research process, applicability and implications of final report to be produced, etc.
are all part of these decisions. The researcher just cannot plunge into the thematic
process, he/ she has to be well aware of its implementation before analysis begins, and
sometimes even before the data collection start. This decision-making is important
for the researcher to make the research process more pragmatic and free from any
unscientific dogmas prevailing regarding qualitative method.
Though, as stated above, qualitative researchers mostly are unwilling to make
these involved decisions explicit while writing their analysis report, yet there exist a
few study reports that have discussed about the decisions made on thematic process
during its conduction. One of such example, that can be read as a ready reference
by the young qualitative/thematic analysis researchers, is the study by Taylor and
Ussher (2001) on Sado-Masochism (S & M).
Realist/ Essentialist vs. Constructionist Paradigms
As discussed briefly in the introductory part of the chapter, thematic analysis can be
conducted within both the paradigms, viz. Realist or Essentialist and Constructionist.
However, the focus and outcome of these two paradigms of analysis is completely
different from one another. The determination of the paradigm approach in analysis
depends upon the conceptualisation of the research and more specifically on what
the research data is actually trying to find out.
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When the study is largely focused on subjective factors of participants, for example
motivation, personal experiences, emotions, etc., the realist/ essentialist paradigm
is the most effective approach for analysing data.
But looking from the constructionist angle the meaning and nature of themes
are not always necessarily a subjective phenomenon. The constructionist paradigm
view themes experiences and tries to theorize them from social and cultural contexts
as well. In this context, it is important to know that the thematic analysis which are
constructionist in nature tends to be more ‘Latent’ in content and sometimes tends
to mingle up with thematic discourse analysis also. However, it is worthy of noting
that not all constructionist paradigm of thematic analysis is latent in nature.
Types of Themes
In thematic analysis, the decision of theme identification majorly revolves around
two levels or to say the main two types of ‘themes’. The first level is the Semantic
or explicit level of themes, and the other is the Latent or interpretive level (Boyatziz,
1998). The analysis of themes generally focus on one level at a time.
1.
2.
In semantic approach, the data is analysed at an explicit or surface level where
the analyst is not looking beyond the statements delivered by the participants
of the study. In this sense, the semantic approach of analysis mainly function
to organise, summarise and interpret the data pattern with its implications
in relation to previous literature resources available (Patton, 1990; Frith &
Gleeson, 2004).
In contrast, latent approach analyse data at much deeper level of the content.
Latent approach tends to identify and examine the underlying meaning, idea,
content concept, ideologies, etc. of the data set. Therefore, in latent thematic
analysis the interpretive work is much more deep and rigorous in nature that
not only involves description but is also justified with theoretical framework.
As discussed earlier, the latent level of themes could be more closely identified
within the constructionist paradigm (e.g. Burr, 1995) and at times tend to overlap
with thematic discourse analysis (e.g. Singer and Hunter, 1999; Taylor and Ussher,
2001), though not every aspect of this paradigm is latent in nature.
Transcription of Data to Generate Themes
When the researcher is working with data collected through verbal interview (that
has been recorded), recorded programmes or any kind of speech given, then it is
essential to get that data transcribed before entering the analysis process. In this
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sense, transcription is nothing but writing down the extracts of collected data as it
is, or to say verbatim. The process of transcription may seem time consuming and
at times even boring to the research analyst, but it is indeed an excellent way to get
oneself well acquainted with the data.
As suggested by Reissman (1993), transcribing data in order to generate themes
is the very first step of analysis in the thematic process. It helps the researcher
identify codes while writing down the extract that further accelerates the process
of generation of themes. In this regard, researcher have also said that transcribing
should be taken as “a key phase of data analysis within interpretive qualitative
methodology” (Bird, 2005).
However, while transcribing data it is important to keep in mind that it need to
be taken down as verbatim which include not only the verbal data but also the nonverbal details like speech pauses, coughing, facial expression, voice tone, laughing
or smiling, etc. Further, the punctuation also need to be taken into consideration
while transcribing data for thematic analysis purpose, as advised by Edwards (1993).
It is noteworthy that the time invested in transcription is never wasted; rather it
helps the researcher observe the data set closely and develop a better understanding
of it. The close attention data needed for being transcribed, further, enforces rereading or re-listening of data and enhances the interpretive skills of the analyst
(Lapadat & Lindsay, 1999).
Pros and Cons of Thematic Method
As it has been stated from very beginning of this chapter, thematic analysis is a
relatively straightforward process of qualitative research, especially in comparison
with discourse analysis and content analysis. Thematic analysis can be, thus, used
even by the researchers who are new in the realm of qualitative research analysis as it
does not demand for prior knowledge on its theory and techniques. In spite of being
an easy going process, thematic analysis do have some limits that needs to be taken
care of by an analyst before entering the analysis process. It is to be kept in mind
that the application of thematic analysis requires trained expertise and should not be
used in prescriptive, linear and inflexible manner while analyzing qualitative data. It
should rather be implemented in relation to research question and data availability.
Limitations in Using Thematic Analysis
The pitfalls of thematic analysis are as follows:
1.
Thematic analysis is an exhaustive and time-consuming process.
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2.
3.
4.
5.
6.
Analysis demands breaking down of data extracts to form themes that might
result into loss of context.
Thematic reliability is a big concern as wide range of interpretations are
involved.
Flexibility of thematic analysis, which is otherwise considered as the strength
of this method, sometime makes it difficult for the analyst to understand that
which aspect of the data is required to focus on.
Data discovery and verification may be clashed as new themes keep emerging
even at the final phase of data refinement and interpretation.
Sense of data continuity is at times disrupted due to rediscovery of new themes
during refinement phase.
In spite of its systematic step-driven process, thematic analysis is the most flexible
and primarily used data analysis methods in qualitative research. It provides with
core skills for conducting different other forms of qualitative analysis. Thematic
analysis, through its theoretical freedom, flexibility, rich and detailed yet complex
analytical account has emerged as the widely used and most effective qualitative
research tool in social and organizational context.
Advantages in Applying Thematic Analysis
The greatest strengths of using thematic analysis in research are, hence, enumerated
below:
1.
2.
3.
4.
5.
6.
204
Thematic analysis is an easy to learn method for researchers who are interested
in doing qualitative research.
It is one of the most flexible method to adopt in qualitative research, and even
can be accessible to researchers with very little or no experience in this field.
Most applicable for deep-rooted analysis, as thematic interpretation can go
beyond experiential surface of data extracts.
Allows data interpretation to go beyond phenomenal level and reach broader
perspective of significant social context.
Analytical process gives scope to work in collaboration and encourages
participatory research approach where multiple researcher can work with
participant as coherent part of the research.
Allows several categories to emerge from data extract as codes to form collated
and coherent theme.
Thematic Analysis in Qualitative Research
Challenges in Thematic Analysis
Thematic analysis have often been criticised by the researchers of quantitative realm
as a type of analysis where ‘anything goes’. For example, the very first sentence of
Laubschagne’s (2003) abstract says, “For many scientists used to doing quantitative
studies the whole concept of qualitative research is unclear, almost foreign, or
‘airy fairy’ - not ‘real’ research”. In spite of all the criticisms, it is noteworthy
that qualitative research, viz., thematic analysis comprised of rigorous techniques
of data collection and analysis. The British Psychological Society has given some
fundamental guidelines for assessing quality of qualitative research analysis, solely
for the purpose to curtail the limitations and criticisms as raised time and again by
the learned researchers.
Cautions to Be Observed for Thematic Analysis
Braun and Clarke (2006) with the view in mind to make thematic analytical approach
more scientific and free from criticisms have given few caution criteria’s in every
step of its conduction. These cautions, crucial to be observed to make thematic
analysis a good analytic technique, are as follows:
1.
The data to be transcribed with level appropriate detailing and the transcription
thus made to be checked thoroughly.
2. All data items to be given equal attention at initial coding process.
3. The coding process to be thoroughly inclusive and comprehensive, rather than
being an anecdotal approach.
4. Relevant extracts for each theme to be sufficiently collated.
5. Themes, thus generated from initial coding, to be checked and rechecked
against each data set.
6. Themes generated need to be inclusive, coherent and consistently relevant with
the research topic.
7. During analysis, data need to be interpreted in such a way that it implies to
the research, rather than being just an anecdotal paraphrasing.
8. The data collected should match the analysis and the extracts should be able
to defend the interpretation thus given.
9. Analysis should be well organised and coherent with the data and research
topic.
10. There need to be a balance between the extracts and the analysis.
11. Proper time should be invested to complete all the phases of analysis adequately.
12. While writing report all the assumptions about the thematic approach need to
be specified.
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13. The described method of analysis and the interpretive report should be in parity
with one another.
14. The reported concepts need to be consistent with the analytical epistemology.
15. Last but not the least, the researcher need to be active throughout the data
collection and analytical process so that he/ she is in a position to face any
evaluation regarding the research.
Applying Thematic Analysis: Guiding Steps
The conducting stages of thematic analysis are to some extent common with some
of the steps followed in qualitative research, so the phases of thematic analysis that
will be described here are not all novel in nature. However, as specified by Braun
and Clarke (2006), the analysis process begins as soon as the analyst starts to observe
dataset minutely (even while collecting data) and search for meaning and pattern
in it. Thus, the analyst look for meaning from ideas given by each participant, and
interprets the data content in form of specific patterns or themes where “themes
are abstract (and often fuzzy) constructs the investigators identify, before, during
and after analysis” (Ryan & Bernard, 2000). Unlike statistics driven quantitative
researches, where data analysis is generally done at the end, writing and jotting
thematic points and search for interpretive meaning in content for further analysis
purpose starts from very beginning of the study. Henceforth, in thematic analysis
writing begins from its first phase only, where a continuous writing and re-writing
of potential codes along with search for final coding and interpretive analysis
simultaneously takes place.
However, it is crucial to note, before starting with the six major guiding steps
of thematic analysis as given by Braun and Clarke (2006), that these steps are not
inflexible rules, which cannot be modified pertaining to the nature of research question
and its relation to available data. These prescribed steps are rather the guidelines to
help qualitative researchers provide the basics of thematic analysis to begin with.
Moreover, analysis is not linear process where the analyst moves from one-step to
the other, it is rather a rigorous and recursive process where the research analyst
may need to move back and forth as per the data demands, and development of the
process takes considerable time (Ely et al., 1997).
Phases in Thematic Analysis
1.
206
Phase 1 (Getting Familiarised With Data): The first stage to start with the
process of analysis is to get oneself comfortably familiarise with the data
available in hand. Now either these data have been collected by the researcher
him/ herself or by some professional data collector appointed by the researcher.
Thematic Analysis in Qualitative Research
2.
Once the data is in researcher’s hand the analysis process demands researcher’s/
analyst’s complete active immersion into the analysis process. This active
immersion involves reading and re-reading of the data content to search for
the meaning, patterns, coding themes, etc. It is important to read the entire
data set at least once before begin with search for possible codes and theme
patterns. This initial reading aims to help analyst get a clear idea about the
theme content, to say is it latent or semantic, or to say is it data driven or theory
driven, so on and so forth. As the reading proceeds to re-reading the codes
start being generated, the analyst gets more and more familiarise with the data
content and the analysis process becomes simplified. Due to these phases of
reading and re-reading to become familiarise with every aspect of the data,
the qualitative research demands more time in comparison to statistics driven
quantitative analysis, and thus it is advised to keep the sample size at minimum
level while conducting a qualitative research study. At this initial phase only
it is required to start taking notes and get the points noted down. This process
not only helps in getting acquainted with data, but also help getting the analyst
ready for the formal coding phase.
Phase 2 (Generating Initial Codes): Once the process of data familiarisation
along with noting down of initial ideas is done stage 2 of thematic analysis
begins that aims producing initial codes from data. The initial coding helps
identifying the data feature that serve as “the most basic segment, or element,
of the raw data or information that can be assessed in a meaningful way
regarding the phenomenon” (Boyatzis, 1998). To quote from the original
writing of the Braun and Clarke (2006), “The process of coding is the part
of analysis (Miles & Huberman, 1994), as you are organising your data into
meaningful groups (Tuckett, 2005). However, your coded data differs from the
units of analysis (your themes) which are (often) broader. Your themes which
you start to develop in the next phase, are where the interpretative analysis
of the data occurs, and in relation to which arguments about the phenomenon
being examined are made (Boyatzis, 1998).” However, the coding process can
be data driven or theory driven according to the nature of research. Working
systematically and thoroughly through the entire data set is the key requisite
in this phase. The phase demands: a) equal attention of the analyst to each data
item, b) identification of interesting features from data item that can be taken
as preliminary code, and c) recognising the repeated patterns or themes from
the entire data set that can form a particular code group. Coding can be done
either manually or through software programming as well (Kelle, 2004; Seale,
2000). In manual process, the coding is done by writing notes on the content
of analysis to indicate possible theme patterns and identify data segments. The
coding of initial stage can be later matched with the data extract that demonstrate
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3.
4.
208
the noted code. However, if using software programme the coding can be done
by tagging and naming the sections of the data extract within each data item,
and then finally can be collated together by using separate computer files or
file cards. During initial coding phase, it is advised to adhere with specified
guidelines that (1) the analyst should code as many possible themes/ patterns
as possible within the given time limit,(2) coding should be done inclusive
of every data extract to prevent the context being lost at the later stage of the
analysis (Bryman, 2001), (3) the analyst should code individual data extracts
as many possible themes as they seem relevant to, and (4) there should be kept
provision for decoding and recoding at later stage as per the analytical need.
Phase 3 (Searching for Themes): As the data extracts are coded and collated
initially, and the analyst is ready with a long list of these initial coding, phase
3 begins with the quest to search for the final themes. This phase directs itself
to identify and organise all the potentially relevant themes from the prior
collated individual codes. At this stage, the analyst begins to sort and analyse
the codes and combine them according to the similarities found to form the
central themes. It is noteworthy that during analysing at this stage some initial
codes may collate to form the main theme, whereas the others may group as
sub-themes, and yet some may require to be discarded. However, there may
still exist some codes in the data extract that do not seem to fit in the specified
themes, for those codes a miscellaneous category can be created as it is not
advisable to abandon any code category at this stage. These miscellaneous
themes might hold interesting significance in analysis at the later stage of
review. Therefore, this phase of analysis ends with a collection of central
themes, sub-themes, and miscellaneous themes that certainly bears significant
relation with each other. From here, the analyst starts getting clear sense of
the individual category of themes and, thus, gets ready for the review phase.
Phase 4 (Reviewing Themes): This phase technically consist of two sub
stages. In the first sub stage, the generated themes required to be compared
and checked in relation to the coded extracts, and in the second sub stage the
themes to be reconsidered in relation to the overall data set. This phase of
analysis basically operates for refinement of the coded themes generated in
the previous phase. During this phase the previously generated themes, sub
themes and miscellaneous themes can merge, evolve, sub-merge, break down
or collapse through the refinement process. Patton’s (1990) dual criteria of
internal homogeneity and external heterogeneity for judging categories are
noteworthy in this regard. The major objective of this phase in analysis is to
make the themes meaningful, indefinable and coherent entities. Thematic map
can be generated at and from this phase with carefully monitored analytical
process. If the thematic map, which is taken as the accurate representation of
Thematic Analysis in Qualitative Research
5.
the data set, satisfies the research and the researcher’s requirement then it is
time to move on to the next phase of the analysis. But in case, if the thematic
map fails to fit the data set to meet research demands then further reviewing
and refining of the coded themes is essential. However, during further review
there is every possibility that the analyst may identify some new themes that
might seem interesting and he/ she can stat coding and incorporate them as
well. Therefore, here at this phase, some cautions needed to be implied to
save time, money and the research interest. As with every review the data
coding and theme generation can go on to infinity, it is important to note that
the research analyst must prevent self from being over enthusiastic towards
endless re-coding process. The researcher should keep in mind the research
problem in hand and should always stick to the workable hypothesis as per
the decided time limit of the research design. It is to be marked that there is
no specific guideline to understand when to stop coding themes and start with
final analysis, henceforth, the analyst have to be extra cautious and work as per
the research demand. However, at the end of this phase the research analyst
becomes much confident and thorough with the entire process of coding and
interpreting themes.
Phase 5 (Defining, Refining, and Naming Themes): Once a satisfactory
thematic map have been devised, the research analyst enters the next phase of
‘defining, naming and further refining of themes’. By the terms used here as
‘defining and refining themes’ it has been meant that at this stage of analysis
the analyst needs to identify the ‘essence’ or develops understanding of the
meaning of each theme as well what the overall themes are about. This stage
also sort to determine what data aspect is each theme specifying about. In this
phase, it is vital to note that the analyst’s job is not only to summarise the content
of the data extracts as themes, but also to point out what are most interesting
about them and more certainly, why they are important to be collated as themes.
It is worth mentioning here, that this phase demands a detailed analysis for
each individual theme from entire data set. This is to ensure that the themes
are in accord with the overall concept of the data, and more importantly, they
are in relation to the research questions. Thus, the analyst need to conduct
detailed analysis of individual themes, and consider each theme in relation to
the other. The analyst, as part of the refining process, also required to search
for and identify the sub-themes, if any present, within the finalised central
themes. Sub-themes are nothing but other essential themes present within a
central theme, they help breaking down a large complex central theme into
much simpler concept. However, at the end of this phase, it is essential that
the analyst is able to clearly define what his / her research themes are, and
note down those, which are not. From this end stage after final refinement of
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6.
themes, the research analyst should start brainstorming for giving the themes
functional titles or names that are crucial for final analysis part. The theme
names should be short, simple and identifiable such that they are able to give
a clear understanding of what the theme is all about.
Phase 6 (Producing Final Report): Stage 6 begins when the research analyst
have satisfactorily worked-out data themes in hand, and then the analyst is all
ready to write down the final report. Producing a good thematic report requires
expertise as the report, be it written to get published in the journal or made for
a course in research assignment, should essentially be able to talk about the
complicated research data in most simplified way and also it should give the
reader a satisfactory idea about the reliability and validity of the analysis. The
purpose of writing report in a comprehensive and simplified technique is to
help any reader to understand this substantially time consuming and complex
process of qualitative (thematic) analysis in most valid, interesting, coherent,
scientific and non-repetitive concise way.
The report, thus, produced should contain sufficient evidence of themes in form of
demonstrated data extracts as vivid examples of thematic analytical validity. The
extracts chosen as examples should be indefinable as an example of the data theme
to do full justice with the research question. However, the report writing needs to be
evaluative in nature, rather than just being descriptive. The analyst while producing
the final report should keep this in mind that only narrating the data extracts to suit
the themes, thus analysed, is not sufficient. The report writing should and must
include evaluation in every step to justify the selected themes and how these themes
are evident in relation to the research topic and question.
ILLUSTRATION
There exist very few studies on thematic analysis, concerning the arena of work life.
One of such, that has been selected for present discussion as a relevant example is
the study by Nicholas and McDowall (2012) on work and family life balance, titled
as “When work keeps us apart: A thematic analysis of the experience of business
travellers”. This study, though conducted with less number of participants, have
particularly focused on the experience of professional and personal life balance of the
business travellers, under unscheduled conditions, for organisational and economic
growth. In present day scenario, it is evidently becoming more and more important
to strike a balance between work and family life, and this study by Nicholas and
McDowall here have touched the right chord by trying to examine the experiences
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of “time together and time apart” (Nicholas and McDowall, 2012) of the business
travellers (employed and self-employed).
Nicholas and McDowall (2012) in their study recruited eleven (11) participants
with spouses and children (8 males and 3 females), through non-probability technique
(snowball and word-to-mouth), engaged in business travel as part of their work life
for an average of twenty (20) years, and staying away from family for at least five
days in a month.
In the study under discussion, the researchers’ employed a semi-structured
interview approach with exploratory questions for the data collection purpose. The
interview questions, as reported by Nicholas and McDowall (2012) in their study,
included specific prompts to facilitate further elaborative discussion on the topic in
order to encourage participants bring about a direct and collaborative engagement
during collection of data. However, Nicholas and McDowall (2012) reported to
use the guidelines given by Smith and Eatough (2007), for conducting qualitative
interviews, in formulating the prior interview schedule for the participants’ to
collect data.
The interview, thus, conducted in this discussed study majorly focused on the
participants’ quality of lifestyle in connection to their time spent together and
apart with their family. This was done by asking the participants’ to share their life
experiences concerning their business travel tenures and how those travels were
suited or unsuited, at times, to their work and family perspectives. In this respect,
the questions asked to the participants explored the specific aspects of their lives
including the instances they enjoyed and/ or found difficult to deal with while they
were travelling. Further, the interview also focused on encouraging the participants to
share and describe experiences regarding striking balance between work and family
when they were returning from business pursuits, or while they were working from
home or hometown. Finally, the participants were inquired regarding their ability to
cope with work demand and stress, and the family commitments; along with giving
some effective suggestions for others to deal with, in this instance, when facing
similar situation. However, the final questions (as reported by the researcher in their
published work) of the study tried to explore on participants specific experiences
of travelling and the instances of the time away from home.
The data were collected elaborately by investing almost sixty (60) to ninety
(90) minutes per individual, and according to their convenience in respect of time
and place, to make the participants’ feel comfortable during interview procedure.
The researchers’ further reported that they took full precautions while conducting
the interviews, which were all recorded and transcribed as verbatim. The probable
preliminary information’s about the participants’ identification such as the name
of participants, organisational names, countries visited, etc., were kept confidential
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and the participants’ were also assigned pseudo names by the researchers to ensure
anonymity and confidentiality in the study and the published work.
Nicholas and McDowall (2012) in their study have chosen thematic method for
analysing the collected data, for its flexible nature (King, 2004) and the critical
framework pattern (Willig, 1999). The researchers’ have particularly followed the
six-step method given by Braun and Clarke (2006) for producing final report on
their research article. This study had strictly followed all the norms of thematic
technique by continuously reconstructing and reviewing themes with collaboration
of the second researcher (noted from the published work) to ensure inclusion of
only the strongly emerging themes in the final study report; and thus, disregarding
all the themes that consisted of weak evidence and/ or less significance.
Hence, with the application of thematic technique and through observation of
every possible precautions needed Nicholas and McDowall (2012) produced their
study report that finalise the emergence of four major themes, namely: “Accepting
their lifestyle choice and role” (which talked about participants’ choice of their
profession out of free will, self-discretion, and to some extent financial determinants),
“Process of negotiation” (signified participants’ requirement for negotiating with
their family, friends and organisational/ professional demands to fit into/ between
their social roles), “Needing to adapt and adjust” (the most crucial part, in which
the participants’ talked about their as well their family’s need to learn to adapt,
adjust and compromise for meeting with professional requirements) and lastly,
“Business travellers valued quality of time” (here the business travellers or to say
the participants’ described about the value of quality time spent with their family,
over the quantity of time; participants’ shared their experiences of making up for
their absence through providing with quality time to their family as being the key
secret of balancing personal and professional spheres of their lives).
However, while discussing the study implications the research investigators have
claimed that this study through its thematic analytic approach not only have explained
the major themes, thus, emerged. Nevertheless, this exemplified study also have
facilitated points to further demarcate the types of travelling job natures, viz., one
in which there exist a prolonged period of absence and the other like the irregular
and unscheduled absence due to business travel (as mentioned in this present one).
Nicholas and McDowall (2012) further proclaimed that the travelling jobs with
scheduled and prolonged period of absence were considerably perceived as less
stressful in sense of balancing work and family life as they consisted of scheduled
reunions at regular intervals in comparison to the brief but unscheduled business
travels (Gerstel & Gross, 1982). Hence, the study affirms that business travels demand
much more balancing of professional and personal life through adopting methods like
negotiation, adjustment (both from individual’s and their family’s side), compromise
and preferring quality time over quantity. This is due to the fact that in this kind of
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unscheduled travelling ventures there remain no clear dividing line between ‘work
time’ and individual ‘leisure time’ or family time (Holley et al., 2008).
Thus, this study by Nicholas and McDowall (2012) on balancing work and
family life, undoubtedly, had put forward the effective utilisation of the thematic
method in understanding the job demands and life experiences of a particular kind
of profession and professional experts.
PRACTICAL IMPLICATIONS OF THEMATIC ANALYSIS
It is very difficult to pen down what sort of interpretation thematic analysis implies
to, as every qualitative study under thematic analysis has its own uniqueness and
the particulars differ from study to study. The research analyst can always search
and look for the so far published examples, specifically the thematic version he/ she
planning to use for own research purpose, to gain access to hands-on reference work.
However, sometimes getting proper and good reference work becomes difficult for
the researcher as thematic analysis, though popularly practiced, but is not an oftennamed analytical technique. Few studies that can serve as ready to use reference by
the future thematic analyst are, thus, mentioned herewith: Ellis and Kitzinger, 2002,
study on gender equality of age for having sex; Kitzinger and Willmott, 2002, a study
on women’s experience of polycystic ovarian syndrome; Toerien and Wilkinson,
2004, study on women’s experience of body hair removal; and Frith and Gleeson,
2004, study on (inductive thematic analytic method used) perceived body image
of men in relation to clothing (check the reference part in this article for detail
specifications of these studies). The mentioned studies are good examples to learn
from and all of them are majorly conducted in social context.
While applying thematic analysis, it is important to mark that the analytical
implications need to be grounded in, and at the same time need to go beyond the
data surface. This understanding should be applied even in case of a sematic level
analysis. In this regard as directed in Braun and Clarke’s (2006) article on conducting
thematic analysis the analyst, at the end phase of research, need to explain few relevant
questions in relation to thematic analytical implications that include: “what does this
theme mean?, what are the implications of this theme?, what conditions are likely
to have given rise to it?, why do people talk about this thing in this particular way?
and what is the overall story the different themes reveal about the topic?” These
questions on thematic implications can be easily explained once the analyst has
confident idea regarding the thematic map (as discussed in the previous section on
guiding steps of thematic analysis).
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CONCLUSION AND RECOMMENDATIONS
Before implementing thematic analysis into any data set for research purpose, it is
worthwhile to understand why one would go for thematic analysis in qualitative
research. Apart from being a flexible and researcher friendly method that can
help as a start up to qualitative research, thematic analysis is well comprised with
scientific steps and organised base of analytic element that makes the process a
highly recommended method in qualitative research domain (Braun & Clarke,
2006; Crawford et al., 2008). However, this method is most appropriate even when
the researchers are interested deriving themes and, evaluate deeper level thoughts
and meaning from data set that has been collected from more than one participant.
Thematic analysis, henceforth, provides the research analysts with the
opportunity to go beyond the words that has been stated by the participants during
data collection, and search for the more deep and unambiguous meaning in terms
of themes. Simultaneously, by applying thematic analysis, the researcher can
gain better understanding of the participant’s attitude, vision, feeling and thought
reflections as this method not only focuses on the verbal documents, but also gives
equal emphasis on the non-verbal expressions demonstrated by each participant
during data collection time.
The themes, thus, developed act as the clue to further connect with the original
data and help form the basis for final interpretation. Regarding this nature of thematic
analysis, Namey et al. (2008) have rightly pointed out that thematic analysis “May
include comparing the relative frequencies of themes or topics within a data set,
looking for code co-occurence or graphically displaying code relationships.”
However, to conduct thematic analysis a large amount of data is required. As
suggested by Joffe and Yardley (2004), thematic analysis should “describe the
bulk amount of the data”. This is important because though a single statement is
enormously significant in thematic process, but only a few statement cannot depict
or narrate the diverse relationship of data concern in terms of meaningful cause and
effect phenomena. Further, the data need to be large in amount for analysis to do
full justice with the research topic, especially when more participants are involved
in the data collection process. In this regard, Blacker (2009) have specified that a
rich, detailed and large amount of data helps getting “the predominant and important
themes” from the process of analysis.
In the thematic analysis process, the data is ideally analysed without being
influenced by the already existing themes and this further ensures an analysis of
participant’s views from the data set in most unbiased manner. To be more specific,
this unbiased attitude towards the analytic process helps formulating themes, which
essentially contribute towards understanding and better evaluation of ideas, and
issues that serve as the major research concern.
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In this sense, as already mentioned in the chapter discussion, every single statement
of the research participant is considered as valid for analytic purpose to identify the
concerned concepts. These concepts are, thus, important to understand the views
and underlying meanings as conveyed by the participants in a hypothetical way until
they are confirmed through final analytical process of evaluation and interpretation.
Thematic analysis, as pointed out several times in this chapter discussion, is one
of the most flexible and widely used method in research for qualitative data analysis.
The method provides a good hold in the realm of qualitative research even to the
young/ new researchers. It is one of the most effective and appropriate method to
implement when the study samples are pre-determined and pre-defined in research.
Thematic analysis is equipped with the flexibility to start data analysis from the
very beginning of the study, even during the time of data collection. Further, this
method provides flexibility to approach research analysis in both the ways, viz.,
inductive and deductive (Frith and Gleeson, 2004; Hayes, 2000; Halldorson, 2009).
Therefore, thematic analysis is a comprehensive tool for the researchers to analyse
data set in terms of identifying the evolving themes from the content provided
by the participants or gathered through other sources like news articles, speech
delivered, etc. during the time of data collection (Hayes, 1997). As the application
of thematic analysis has wide scope, its interpretive potential becomes infinite with
availability of rich data content. It is possible to link and compare data content in
terms of participant’s concepts and opinions recorded in different situations and at
different times. Thus, thematic method provides an elaborated and diverse range of
interpretation during in-depth analysis process.
CRITICAL QUESTIONS
1.
2.
3.
4.
5.
What is the difference between code and theme?
Which particular type is more applicable, latent theme or semantic theme?
Is there any pre-requisite for data exists to be applicable for thematic analysis?
What type of research questions are suitable for thematic analysis?
How to understand that the thematic analysis done is a good one?
SUGGESTED ANSWERS
Answer 1: Theme is the common and recurring pattern of idea across the dataset,
it tends to identify and describe various facets of a single idea from dataset.
Whereas, code is more specific than theme. Code tend to describe a particular
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idea at a time, and several codes combine together to form a theme in the
process of thematic analysis.
Answer 2: Thematic analysis offers diversified evaluation and is extremely flexible
in approach. Hence, there is no better or worse theme type, but according to the
purpose they serve researcher can choose which one to implement in his/ her
study. If the researcher is looking for a more realistic and descriptive evaluation
of participant’s experience then he/ she may choose semantic type of analysis.
On the contrary, if the researcher is prone towards a constructionist type of
understanding regarding any social phenomena then latent type of analysis
would be more appropriate.
Answer 3: There exists no pre-requisite for data to be applicable for thematic
analysis. Thematic analysis, because of its flexible nature, can be used for
analysing most types of qualitative research data collected by various means
like interview, focused group discussion, qualitative surveys, stories, diaries
and news articles, so on and so forth.
Answer 4: Thematic analysis is applicable for addressing most types of qualitative
research questions that includes personal experiences, individual opinions,
social and community based practices and belief system, individual thought
process and decision-making, etc.
Answer 5: The guided step-by-step process given by Braun and Clarke to follow
while conducting thematic analysis is the most effective way to ensure that one
has practiced a good thematic analysis. Along with that the basic cautions given
for thematic process to be kept in mind during analysis time further ensures
that no error has been committed. However, in case of young researchers, it is
advisable to read the literatures available before initiating the analysis process,
and if possible take help from an expert supervisor from this field whenever
required to minimise room for doubts regarding any phase during analysis.
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KEY TERMS AND DEFINITIONS
Coding: Coding, in qualitative research, is the initial phase of analysis which
facilitate the process of theme generation by breaking down and categorising data
statements into different levels.
Constructionist Approach: Constructionist paradigm is that kind of research
approach which is prone toward understanding the social and cultural perspectives
for any specified phenomenon.
Deductive Thematic Analysis: Deductive thematic analysis is the type which
is more analyst driven, and therefore, it tends to fit into the analyst’s o researcher’s
pre-existing research interest.
Inductive Thematic Analysis: It is a type of thematic analysis that is strongly
linked with the data, and hence does not try to fit into the pre-existing concept of
the research or the researcher. Inductive thematic analysis is, thus, much more data
driven in nature.
Latent Theme: Latent theme looks into the deeper level of causal relations from
a given set of data. Thus, it deals with the underlying meaning, concepts, and ideas
of the specified data statements.
Qualitative Research: Qualitative research is the kind of research which is
exploratory in nature and seeks to understand the underlying conditions of any incident,
event or phenomenon by applying techniques like interview, opinion survey, etc.
Realist Approach: It is the type of research approach in the qualitative field that
is more keen in exploring the subjective factors like emotion, motivation, personal
experiences, etc.
Semantic Theme: Semantic theme is the surface level or the explicit level
theme, which is mainly concern with organising and summarising theme from the
data statements in relation to the available research literatures.
Transcription: Transcription is the process of putting and arranging verbatim
records or interviews into written form to suit the purpose of qualitative research.
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