Studia
Gilsoniana
A JOURNAL IN CLASSICAL PHILOSOPHY
9:2 (2020)
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG (prefix)
Volume 9, Issue 2
(April–June 2020)
INTERNATIONAL ÉTIENNE GILSON SOCIETY
& THE POLISH SOCIETY OF THOMAS AQUINAS
Studia Gilsoniana
ISSN 2300-0066 (print)
ISSN 2577-0314 (online)
DOI 10.26385/SG (prefix)
ACADEMIC COUNCIL
Anthony AKINWALE, O.P. – Dominican University, Ibadan, Nigeria
Lorella CONGIUNTI – Pontifical Urban University, Rome, Italy
Włodzimierz DŁUBACZ – John Paul II Catholic University of Lublin, Poland
Adilson F. FEILER, S.J. – University of the Sinos Valley, São Leopoldo, Brazil
Urbano FERRER – University of Murcia, Spain
Silvana FILIPPI – National University of Rosario, Argentina
Peter FOTTA, O.P. – Catholic University in Ruzomberok, Slovakia
Rev. José Ángel GARCÍA CUADRADO – University of Navarra, Pamplona, Spain
Curtis L. HANCOCK – Rockhurst Jesuit University, Kansas City, Mo., USA
Juan José HERRERA, O.P. – Saint Thomas Aquinas North University, Tucumán, Argentina
John P. HITTINGER – University of St. Thomas, Houston, Tex., USA
Liboire KAGABO, O.P. – University of Burundi, Bujumbura, Burundi
George KARUVELIL, S.J. – JDV–Pontifical Institute of Philosophy and Religion, Pune, India
Henryk KIEREŚ – John Paul II Catholic University of Lublin, Poland
Renée KÖHLER-RYAN – University of Notre Dame Australia, Sydney, Australia
Enrique MARTÍNEZ – Abat Oliba CEU University, Barcelona, Spain
Vittorio POSSENTI – Ca’ Foscari University of Venice, Italy
Peter A. REDPATH – Aquinas School of Leadership, Cave Creek, Ariz., USA
Joel C. SAGUT – University of Santo Tomas, Manila, Philippines
Callum D. SCOTT – University of South Africa, Pretoria, South Africa
Peter L. P. SIMPSON – City University of New York, N.Y., USA
Rev. Jan SOCHOŃ – Cardinal Stefan Wyszynski University in Warsaw, Poland
William SWEET – St. Francis Xavier University, Antigonish, NS, Canada
Daniel P. THERO – Rensselaer Polytechnic Institute, USA
Lourdes VELÁZQUEZ – Panamerican University, Mexico City, Mexico
Berthold WALD – Theological Faculty of Paderborn, Germany
EDITORIAL BOARD
Editor-in-chief
Fr. Paweł TARASIEWICZ – Adler–Aquinas Institute, Colorado Springs, Colo., USA
Associate Editors
Fr. Tomasz DUMA – John Paul II Catholic University of Lublin, Poland
Jeremie SOLAK – University of Mary, Bismarck, N. Dak., USA
Linguistic Editors
Stephen CHAMBERLAIN – Rockhurst Jesuit University, Kansas City, Mo., USA
Donald COLLINS – University of Western Ontario, London, Canada
Thierry-Dominique HUMBRECHT, O.P. – J. Vrin’s Equip Gilson, France
Thaddeus J. KOZINSKI – Wyoming Catholic College, Lander, Wyo., USA
Artur MAMCARZ-PLISIECKI – John Paul II Catholic University of Lublin, Poland
Florian MICHEL – Institut Pierre Renouvin, Paris, France
Ángel Damián ROMÁN ORTIZ – University of Murcia, Spain
Contact
Email Box: ptarasiewicz@holyapostles.edu
P.O. Box: Al. Racławickie 14/GG-037, 20-950 Lublin, Poland
PUBLISHERS
International Étienne Gilson Society
33 Prospect Hill Road
Cromwell, Conn. 06416-2027
USA
Polskie Towarzystwo Tomasza z Akwinu
(The Polish Society of Thomas Aquinas)
Katedra Metafizyki KUL (Department of Metaphysics)
Al. Racławickie 14, 20-950 Lublin, Poland
The online edition is a reference version of the issue
The issue is openly accessible at: www.gilsonsociety.com
Studia Gilsoniana 9, no. 2 (April–June 2020)
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG (prefix)
Table of Contents
Scripta Philosophica
STEVEN BARMORE
The Silence of Socrates: The One and the Many in Plato’s Parmenides ........... 209
THOMAS J. GENTRY II
Human Dignity, Self-determination, and the Gospel: An Enquiry into St. John
Paul II’s Personalism and its Implications for Evangelization ............................ 237
MARK HERRBACH
The Soul of Goethe’s Thought ............................................................................... 253
JOANNA KIEREŚ-ŁACH
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse. In
Terms of Chaim Perelman ...................................................................................... 267
JASON NEHEZ
In Pursuit of True Wisdom: How the Re-Emergence of Classical Wonder
Should Replace Descartes’s Neo-Averrostic Sophistry ....................................... 287
Book Reviews
BRIAN WELTER
Des vérités devenues folles by Rémi Brague ........................................................ 319
BRIAN WELTER
Sagesse: Savoir vivre au pied d’un volcan by Michel Onfray ............................ 325
Scripta Philosophica
Studia Gilsoniana 9, no. 2 (April–June 2020): 209–236
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090208
Steven Barmore*
The Silence of Socrates:
The One and the Many in Plato’s Parmenides
A sincere discussion of the nature of reality in the pre-dawn
hours of metaphysics, Plato’s Parmenides is more than an early survey
of the apparent contradictions between the One and the Many. The first
dozen pages crackle from a young Socrates engaging Zeno’s and Parmenides’ challenges concerning the One and the Many with his own
doctrine of Forms, but the remaining five dozen pages of the dialogue
are given to Parmenides himself, who guides his youngest disciple
through eight antinomies concerning the One and the Many. Nonetheless, the Parmenides is not not an early survey, a kind of “map,” of
metaphysical questions that were, at the time, unanswerable because,
strictly speaking, Parmenides was not himself a metaphysician.
Considering the precious few metaphysicians left to us, this map
is useful even today; and it could direct many professional philosophers
to metaphysics itself, which, presently, might be for them a terra incognita. While no shortage of scientific specialists exists among us,
reality demands more of scientists than specializations in this or that
narrow aspect of the real; and because the weary modern intellect sorely needs the rest that only metaphysical first principles afford, we
would all benefit from a reminder of metaphysics. Philosophical, scienSteven Barmore — Fort Worth, Texas, USA
e-mail: sbarmore@holyapostles.edu ▪ ORCID: 0000-0001-5271-7378
*
ARTICLE — Received: Jan. 8, 2020 ▪ Accepted: Mar. 17, 2020
210
Steven Barmore
tific, knowing is a shared enterprise. To that end we could do worse
than spend an afternoon reading Plato’s Parmenides on its own terms;
but I propose reading the Parmenides with the aid of Aristotle’s and St.
Thomas’s answers to the challenges posed by the apparent contradictions between the One and the Many. More excellent is to resolve metaphysical aporiae than merely to be reminded of them.
This map of premature metaphysical questions in the Parmenides
is, in its way, primitive. A dialogue, absent from its structure, is the
courteous order found in a Scholastic treatise. The contours of its topics
sprawl recklessly in several directions and with greater or lesser proportion to the detail we would expect them to require.
At times, historical maps-in-progress do this. For that reason
some people find them funny. Even a child of six giggles at the exaggerated shorelines and ridiculous proportions allotted to the known and
hypothesized land masses proposed by the early maps of the New World.
They only strike us as funny, though, because all of the current maps of
the world are fully developed and uniform in their accuracy. We all
know what a world-map should look like because we all know what the
world is, and we all know what the world is because we are all taught
and retaught the locations of things using the same maps from childhood to adulthood. This situation is not same with metaphysics today,
and true metaphysicians themselves would be the last to find amusement in the contemporary abandonment of the first science.
For still other reasons the Parmenides tends to strike nobody as
funny. Instead, it tends to strike even seasoned metaphysicians as longwinded and convoluted. Close to the whole truth in some ways, it is far
off in others. And, while no serious metaphysician might want publicly
to admit that it is boring, it is tedious and technical, yet unequipped
with the precise, technical language that we depend upon to make metaphysical distinctions, discussions, and instruction possible. To make
matters worse, to those who expected him to put his opponents in their
The Silence of Socrates
211
place, Socrates’ strange silence is discouraging. Finally, the dozens of
dead ends garnishing each of the eight antinomies inspire flashes of
remorse at having taken up the challenge of seeing this dialogue all the
way through.
In this article, I will take the eight antinomies of Plato’s Parmenides as though they were eight difficulties raised at the beginning of a
Scholastic treatment of a question, and the question—which is the chief
question of this paper—is whether reality must be a One (not a Many).
To make the case that the difficulties posed by the One and the Many
are not solvable without a sound metaphysics, I will rely upon Aristotle
and St. Thomas and their progeny to offer inroads to the solution of
each of the difficulties.
An Overture to the Difficulties
The Parmenides opens with the conditional assertion that, if reality is a many, then many things must simultaneously be like and unlike.
“Unlike” cannot be like “like” and “like” cannot be like “unlike” because these possess irreconcilable characters. And because many things
cannot be at once like and unlike, reality cannot be a many. This is Zeno’s original thesis, which echoes Parmenides’ thesis that “reality is
one.”1
As his first attempt at a response, Socrates proposes the doctrine
of Forms, which includes forms for Likeness and Unlikeness. He explains that, by their participation in Likeness, things partaking in the
form of Likeness become alike, and things partaking in the form of Unlikeness become, by their participation in unlikeness, unalike. A unified
thing partaking in both forms participates in the form of Plurality, but
1
Plato, Parmenides, trans. John Warrington (London: Everyman’s Library, 1969),
127e–128b (cf. Plato’s Parmenides, The Perseus Project, available online—see the
section References for details).
212
Steven Barmore
he concedes that the form of Oneness cannot be proven to be the same
as the form of Manyness.
Socrates then proposes that many things maybe everything, may
be a one and a many. A human being certainly is: a one man among the
many covering the Earth. Each man participates in unity; yet each also
participates in plurality. Each man, he points out, “can point to [his]
right side as different from [his] left, [his] front from [his] back, [his]
upper from [his] lower parts; naturally, because [he] partake[s] of plurality.”2
While each man, and each of the many other things covering the
Earth, participates in both unity and plurality, Socrates denies the possibility of merging any one of the forms into any of the other forms.
Having already denied the possibility of merging the form of Oneness
to the form of Manyness, he extends this denial to the possibility of
merging Plurality to Unity, Rest to Motion, Likeness to Unlikeness, and
so on. Similarly, Socrates is sure that forms for Right, Beautiful, Good,
exist; but—when Parmenides presses him on the point—he is less sure
whether forms exist for such things as Hair, Mud, Dirt, and so forth. 3
Nor is Socrates confident about particulars’ participation in the
whole of forms; he likens particulars’ participation in the same Form to
illuminated items participating in the same sunlight of the same day. By
contrast, Parmenides likens such participation to multiple particulars
underneath the same enormous sail. He is willing to grant that everything is covered by the same sail, but he will not agree that each thing is
covered by the whole of the sail—only part of the sail—and a different
part of it at that.
For that reason, Parmenides held that Forms must be divisible,
not indivisible. From that, he naturally held the form of the One to also
2
3
Plato, Parmenides, 129d.
Ibid., 130c.
The Silence of Socrates
213
be divisible. And if each particular’s participation in unity is only a
partial participation in unity, then a Form for One is problematic. How
could a Form for One be composed of variously sized “portions” of
“one”? Other ridiculous consequences would have to follow from partial participation: Magnitude, Equality, and Smallness, for example,
lead to odd considerations such as a small part of “Largeness,” Unequal
shares of “Equal-ness,” and relatively Larger and Smaller pieces of
“Smallness.”
Parmenides concedes to Socrates that patterns of appearance and
relationship in and between particular things are readily observable in
nature, but he is less willing to accept things’ participation in Forms.
Certainly, large things exist that would appear to participate in Largeness, but then there are also Larger things. In what do these things participate? We would say that an aircraft carrier is a large thing, that Jupiter is a large thing, that the Milky Way galaxy is a large thing; but
would we also have to say that each of these large things participates,
according to its respective largeness, in a correspondingly larger Form?
If so, an indefinite plurality of large things by virtue of which each
large thing participates, according to its specific size, would have to
exist.
Endeavoring to explain to Parmenides the universal character of
Forms, Socrates indicates that, while many and sundry large things of
different magnitudes actually exist in the world outside of the intellect,
Largeness is a universal existing inside the intellect; and it exists also in
a most perfect way outside of individual intellects and the particulars
participating in them. And, while Largeness is recalled to the intellect
upon the sensation or memory of some large thing, it is not so much
participation in the Form of Largeness as it is a resemblance to the form
of Largeness. Forms, Socrates explains, are “fixed patterns in nature;
other things resemble them, i.e., are copies of them, and the so-called
214
Steven Barmore
participation of those things in Forms is nothing else but resemblance to
the Forms.”4
This response will not do for Parmenides, who retorts with the
following: If A is like B, then B is like A, and the likeness between A
and B must participate in the form of Likeness. But if C and D are also
alike, then they too must participate in the form of Likeness. Yet how
could the same, single, Form of Likeness accommodate the alikeness of
both A and B and that which pertains to C and D, if the two pairs are
not at all alike to one another? There must be another, different form of
Likeness for the similarities between C and D, and there must be another, different form of Likeness for E and F. And so on, ad infinitum.
Parmenides is unwilling to admit the existence of a single, distinct form for each of the classes of things; but the greatest of the difficulties, he opines, is in the inability to convince a disbeliever in forms
that the forms themselves can actually be known in the first place. That
anywhere or in any way “realities in themselves” exist is unbelievable.
For, “if there were, how could they be ‘realities in themselves’?” Knowledge, as such, must be knowledge of reality as such, wherein each distinct branch of knowledge must be knowledge of some department of
being as such. Denying the possibility of knowing forms themselves,
Parmenides maintains knowledge in our world must be knowledge of
the reality in our world; and each branch of knowledge in our world
must be knowledge of some department of being in our world. Because
we do not have access to the Forms themselves—which cannot possibly
belong to our world—and because the several Forms are known by the
Form of Knowledge (which we do not possess), we cannot know, in
themselves, any of the Forms: be they Likeness or Largeness, Goodness
or Beauty, or anything else.
4
Ibid., 132d.
The Silence of Socrates
215
This rules out for Parmenides the possibility of the gods knowing
about, or being involved in, human affairs. For, if anything were capable of possessing the Form of Knowledge (through which access to the
other Forms is gained), such a capacity would belong to the divine nature. Possessed of this, then, the gods neither own nor know anything of
human affairs. The significance of Forms is relative only to Forms, and
the significance of things in our world is relative only to things in our
world. “The contents of each world are relative only to one another.”5
According to Parmenides, that no overlap between gods and men
can be is the inevitable consequence of postulating independent forms
for everything. To Parmenides’ reckoning, this postulate is a claim so
beset at every step with confusion that any who dare to approach the
question of forms will question their very existence, or will maintain
that the Forms are, in themselves, beyond the scope of human
knowledge. And if an unchanging Form for everything is not, Parmenides concludes, the denial of the existence of Forms of things and the
unwillingness to recognize a Form in each particular thing is to have no
object of thought whatsoever. This conclusion destroys the procedure
of dialectic altogether.
Socrates does not utter another word for the remainder of the dialogue. Whether he was so dumbfounded or scandalized—or both—at
the impossibility of gods and men overlapping in the same, single reality that he left the conversation, or whether Plato just wanted to present
Parmenides’ ideas without interruption or synthesis, the remainder of
the dialogue is left to Parmenides and Aristoteles, his youngest and
most pliable student. The former presents to the latter eight antinomies
regarding the One and the Many.
5
Ibid., 134d.
216
Steven Barmore
The Difficulties
The First Antinomy: What Is One Must Lack Parts
As his first antinomy, because parts in a whole entail a many, not
a one, Parmenides proposes that what is One must lack parts. Yet without parts, the One would be without beginning, middle, or end and
would be, as such, limitless. And without parts and limits, the One
would also be shapeless. If the One were shapeless, the One could be
neither in another nor in itself; for to be enveloped bespeaks of a many
—of at least: (1) an envelope and (2) that which is enveloped. But the
One could be neither in another nor in itself. It would be in no place. If
it is in no place, then it would be outside of space. And if the One were
outside of space, then it would be without motion.
Furthermore, because the One cannot be in anything, it could never be in the same state, for if the One were in the same state, it would
have to be uncontainable: neither self-contained nor contained by another. It could neither be the same as something else nor other than itself. For each of these implies a many—two things, at the very least, to
which sameness or similarity could be shared.
Yet unity could not be sameness, for the One could not be the
same as itself or as something else. Nor could the One be other than
itself or something else. For these would imply a many, not a One. For
the same reason, the One could not be like another thing; but it could
not be like itself: neither like nor unlike either itself or anything else,
nor could it be equal to itself or to anything else. For these relations
would imply a many, not a One.
Furthermore, the One would have to be ageless. If it had duration, it would have parts such as beginning, middle, and end—but these
are properties of the Many, not the One, which is outside of time. As
such, the being of the One could not be expressed in any tense: of the
One we could not say, for example, that it was, or that it has become, or
The Silence of Socrates
217
that it was becoming; nor could we say that it will be, or that it will become. We could not even say that the One is, or that the One is becoming. The One must have no share in being—it simply is not: it neither is
One nor is at all. It is not named, spoken of, or thought of. It is not
known or perceived by anyone. In short, if the One is totally distinct
from the Many, then nothing at all could be asserted about the One. 6
The Second Antinomy: The One Cannot Itself Be Being
Parmenides contends here that if the One is, it must have a share
in being—it cannot itself be being. 7 To justify this conclusion, he considers anew the implications that would follow if the One were taken to
be a whole. Anything that is a one would have to be a whole, and if it
were a whole, then it would have parts. Each part, he proposes, would
always be two: (1) existence and (2) unity—because existence and unity could not be the same thing. Unity always contains existence, and
existence unity, and these are the parts of any one.
Because the whole’s part must always be two (being and unity)
and could never be one (which would be the consequence of the One
having being, and not being Being), the existent One would have to be
an indefinite plurality. Further, if the One has being, it has existence.
And because the One has existence, it would be a plurality. It must be a
plurality, Parmenides reasons, because the being of the One is distinct
from its self.
From the existence of the One Parmenides derives number, concluding from this three things: (1) reality must be indefinitely numerous, which amounts to saying that reality is composed on an unlimited
number of parts; (2) the existent One must be subdivided by existence
6
7
Ibid., 137b–141e.
Ibid., 142b–157b.
218
Steven Barmore
and would be, as such, simultaneously bounded and limitless in number; and (3) the One must be in a state of permanent motion.
Because it implies the One is both in itself and in its parts (a special challenge, owing to his reluctance to entertain the possibility that
the One should have parts), the permanent motion of the One presents
Parmenides with many difficulties. Parmenides begins with identity,
noting things are either identical or different. If things are neither identical nor different, one must be part of the other, or one must be a whole
of which the other is a part.
If the One is not part of itself, then it could not stand to itself as a
whole of which it is itself a part. Yet if the One is not different from the
One, it could not be other than itself. But since the One is neither other
than itself nor stands in any whole-part relationship to itself, it must be
identical to itself.
But if the One is, at once, the same as itself—in the same place
as itself—and in other things, its parts (which are elsewhere), it must be
at once in itself and in something other than itself. For if A is other than
B, then B must be other than A. And if whatever is not one is other than
the One, then the One must be other than whatever is not one. The One,
then, is different from the Many because whatever is not one has no
unity; if it had unity, it would be, in some sense, one. And if the notones were parts of the whole of the One, they would, in some sense,
share in the One.
Parmenides denies such a relationship between the One and the
not-ones; but he is willing to concede a shared similarity: their mutual
difference. The One must be simultaneously like and unlike itself and
the Many.
As for whether the One makes contact with the Many, Parmenides reasons that, if the One is in its parts, it would surely be in contact
with its parts. If things are to be in contact with one another, they must
lie immediately adjacent to that with which they are to be in contact; if
The Silence of Socrates
219
the One were two, it could do this, but as One, it cannot. So, a third
thing—an intermediary—must exist between the two things between
which there can be contact.
If the One is, the One must be said to be. For that reason Parmenides is led to consider—as he did in the previous antinomy—the tenses
of being possessed by the One. Because it has been and will be, the One
possesses present, past, and future duration. The One always is and,
having a progressive duration, is always growing older; but it can never
overtake the present. Because the present is always with the One,
whenever the One is, it is now.
Yet it also is becoming older and younger than itself. For now
follows whatever passed, and now is newer (younger) than the past
(older). From this point, Parmenides labors to justify his conclusion that
the One is prior to the Many in both generation and existence. He ends
up asserting that to say that the One, by its very nature, comes into being simultaneously with the Many is the more accurate expression.
Parmenides concludes the second antinomy by considering whether a time exists when the One is acquiring being (that is, “coming into
being,” and a time when it is losing being: “perishing”). As a one and a
many, the plurality of the One would perish when it became one; and
its unity would perish when it became many.
If the One becomes a one and a many, it would be subject to disaggregation and aggregation. If the One becomes like and unlike, it
would become subject to assimilation and dissimilation. If the One becomes greater, less, or equal, then it becomes subject to increase, decrease, or equalization. And if the One is stopped in motion, or is
changed from rest to motion, then it would not exist in time. Any of the
foregoing changes would be said to occur instantaneously.
220
Steven Barmore
The Third Antinomy: The One Is Not the Many
The One is not the Many, Parmenides opines. 8 For, if the One
were the Many, nothing other than the One could be. Yet other things
besides the One are. Lacking absolute unity, some unity exists to the
Many. The Many have parts—not of a plurality, but of a whole. Each
whole is composed of parts, and each part is part of a single pattern of
all its components into one complete entity. The Many are a single, complete whole having parts.
Yet to speak of each part of the whole of the Many is to speak of
unity: each part of the Many has unity, but is not itself unity. Only the
One can be unity. The whole itself of the Many has unity, as does each
of its constituent parts; but only the One is unity. Prior to their constitution, the recipients of unity in parts and wholes in the Many (and of the
whole of the Many) are indefinitely numerous, and each part—absent a
relation to a whole—is a limitless manifold. The Many, then, are affected by the contrary characters of being limited and limitless. Because
contraries are extremes of unlikeness, the Many are both like themselves and unlike themselves. The Many are simultaneously identical
with and different from each other.
The Fourth Antinomy:
The One Must Be Separate from the Many
Next, Parmenides opines that the One must be separate from the
Many because, presumably, nothing else exists besides these, nothing
else in which the One and the Many might reside.9 Because the One and
the Many are never identically located, they must be separate. Moreover, the parts of the wholes of the Many, and the whole of the Many
itself only have unity (and only a relative unity), which differs in kind
8
9
Ibid., 157b–159a.
Ibid., 159b–160b.
The Silence of Socrates
221
from the sense in which the One is unity. Because the Many is not a
unity, it lacks the contrary forms found in the One: sameness and difference, motion and rest, generation and corruption, magnitude and paucity, equality and inequality, and so on.
The Fifth Antinomy:
If the One Were Not, It Could Not Exist
If the One were not, Parmenides hypothesizes, it could not exist. To entertain the notion that the One is non-existent would be to
admit possession of being, in some sense. The non-existent One must
have, at the very least, the character of “being-non-existent.” Just as
existing things possess “not-being-non-existent,” not existing things
possess “being-non-existent.” Completely to exist a thing must have:
(1) being, or being-existent, and (2) not being, or not-being-non-existent. To be absolutely non-existent is to have: (a) not-being, or notbeing-existent, and (b) being, or being-non-existent. Supposing, then,
that the One did not exist, the non-existent One would still have to have
being: being-non-existent, in order not to exist.
10
The Sixth Antinomy:
If the One Is Not, It Would Have Not Being Absolutely
If the One is not, Parmenides hypothesizes, it would have notbeing absolutely—could in no sense have being. 11 If the One were
completely non-existent, then in no sense could it be said to have, acquire, or lose being. As such, the non-existent One would be changeless. For the non-existent One to change, it would have to gain or lose
being. Nor could the non-existent One be stationary. To be stationary it
would have to be located someplace; but it must be in no place. Therefore, it could not be in motion or at rest.
10
11
Ibid., 160b–162e.
Ibid., 163b–163e.
222
Steven Barmore
Nor could the non-existent One have an active character of any
kind: not greatness, smallness, equality; likeness to, difference from
itself or others. Characterless, the Many could in no way relate to the
non-existent One. Further, if the One were non-existent, nothing could
stand in relation to it. It could not be said to be a “something” or a
“this.” It could not be said to be related to “this” or to an “other.” It
could not be set in the past, present, or future. It could not be the object
of knowledge, judgment, perception or discussion. Nor could it have a
name. The consequence of the non-existence of the One is the impossibility of qualifying the One as anything actual.
The Seventh Antinomy:
If the One Is Not, the Many Cannot Be Unity of Aggregates
If the One is not, Parmenides hypothesizes, the Many must be
other than a unity of aggregates. The only option is that the One is not.
In the absence of the One, the Many, composed of aggregates (which
would only appear to be one) would exist; but, actually, it would be multitudes of indefinitely many parts—appearing to have number, largeness and smallness, equality, beginnings, middles, and ends.
The aggregates would only appear to have these. They could not
actually have them because no unit would exist against which to measure them, no whole to limit them. These impossible aggregates would
only appear to be like and unlike, identical with and different from one
another. In short: If the Many are and the One is not, whatever would
be would not be. Any such array of apparent, aggregated manys could
not be. 12
12
Ibid., 164a–164e.
The Silence of Socrates
223
The Eighth Antinomy:
If the One Is Not, the Many Could Not Be One
If the One is not, the Many could not be one. The Many could
not be composed of a plurality of ones because no One is. If none of the
plurality of aggregates were a one—but only appeared aggregated—
together they could be nothing. No connection could exist to the nonexistent One. No semblance or appearance of unity in the Many could
be. No unity could even be thought of because it could not exist. If the
One is not, nothing at all is. 13
General Response to the Difficulties
Perennial solutions to the ancient problems posed by the One and
the Many, and especially, Parmenides’ antinomies, are gained only by a
sound metaphysics. While the historical Parmenides was the first to
move the problem of genus and species from physics toward metaphysics, he was unable to distinguish metaphysical problems from problems
in physics.14 Parmenides was a materialist. Considered as such, neither
he nor Plato’s rendering of him in the eponymous dialogue could have
arrived at a sound metaphysics.
A portrait of the futility of the materialist’s approach to metaphysics is found in Parmenides’ exchange with Socrates concerning the
doctrine of Forms, wherein Parmenides offers a counter-illustration of
individual participation in Forms using the image of a physical sail
covering a physical figure. By this maneuver, he did not show an unwillingness to compromise so much as he displayed an inability to comprehend Socrates, who had just proposed a (less imperfect) likeness
13
Ibid., 165a–166c.
Peter A. Redpath, A Not-So-Elementary Christian Metaphysics, vol. 1 (St. Louis,
Mo.: En Route Books & Media, 2015), 86.
14
224
Steven Barmore
between individuals’ participation in Forms and things’ illumination by
sunlight.
By his own admission in the dialogue, Plato’s Parmenides’ greatest difficulty lay in his inability to convince the disbeliever in Forms
that the Forms exist in the first place: If the Forms are, where are they?
Just as the failure to distinguish material and formal causation would
prevent progress in metaphysics, that same crucial distinction would go
a long way to resolve many of the metaphysical difficulties present in
Plato’s Parmenides.
So, too, would sound teaching about the problem of universals.
The truth about universals was narrowly missed—by Socrates, no less
—in the overture. Our responses to the antimonies are forthcoming, but,
first, we should clarify Plato’s mistake about universals.
Patterns or characters plainly exist in things. If they were not in
things, no way would exist to recognize or classify things. Distinct
things of such and such a pattern or character do not exist, as Socrates
suggested they do, as “copies” of the form in which they participate.
Tigers are not copies of Tiger-ness, the Form in which each particular
tiger participates. Instead, real relations exist between and among particular tigers. The world we inhabit with tigers is the world accessible
to us; and the form, the real pattern or character, of tigers is in the tigers
themselves, not in the Form of Tiger, Tiger-ness itself.
Tiger-ness itself, the universal, exists—as Socrates rightly suggested it does—in the intellect. Yet the universal relations are real.
Employees and managers exist in every business. Management considered as such is correlative to non-management employment considered
as such, and vice versa. The one cannot be understood without the other. Yet the relationship between an employee and his supervisor is a
real, universal, relation of one person to another person.
A man or woman who is an employee at a firm is not beholden to
managers anywhere and everywhere by virtue of his non-management
The Silence of Socrates
225
employee status. Instead, he has a particular boss (or bosses). To speak
of management in itself, the Form of Management-ness, is to abstract
from time and place in which real, physical beings exist; and to speak
in like manner of its correlative Employee-ness is almost beside the
point of getting at the real relation, which can only exist between particular men in a particular, concretely-existing, organization or genus.
To know reality, we human beings depend upon both real relations and proper sensibles. While the proper object of the intellect is the
proper intelligible, an abstractly-considered being, the proper function
of the intellect is to draw the universal out of its proper object. 15 To err
about universals is to err about all the speculative sciences, and the division and methods of all sciences, all divisions of philosophy. The
proper intelligibles of the specific intellectual habits are in the speculative characters of physics, mathematics, and metaphysics; and they depend, in different ways upon matter for their being and/or for their being understood.
The formal objects of physics depend upon matter for their being
and their being understood. Those of mathematics depend upon matter
for their being, but not for their being understood; and those of metaphysics depend on matter neither for their being nor for their being understood. Plato’s error regarding universals is less apparent than the errors of the materialist Parmenides. Because we are dealing here with
Plato’s Parmenides, not the historical Parmenides, we need briefly to
consider a fundamental error in Plato’s metaphysics and Aristotle’s
contributions to its correction.
15
As Gilson puts it: “Though the proper object of the intellect is the sensible, its proper
function is to disengage the intelligible from the sensible; out of the particular object,
illuminated by its light, it draws the universal, thanks to that Divine resemblance which
is naturally impressed on it as the mark of its origin; in the proper and emphatic sense
of the term, it is born and made for the universal.” Étienne Gilson, The Philosophy of
St. Thomas Aquinas, trans. Edward Bullough (Whitefish: Kessinger Publishing’s Rare
Reprints, 2003), 356–357.
226
Steven Barmore
The Thomist Curtis L. Hancock makes the point that Aristotle’s
solution to the problem of the One and the Many is itself a response to
Plato’s proposed solution, which erroneously placed the intelligible
essences or forms that define things to be what they are outside of the
things themselves, effectively eliminating the possibility of physics. Responding to this as a means to advance physics, Aristotle grounded the
sciences in the identity of being and unity, making science about substance—about substances themselves, which we only know indirectly
through accidents (chiefly quantity and quality)—as well as the principles necessarily and universally related to substance. 16
Reply to the First Difficulty
Plato’s Parmenides cautioned Aristoteles, first, to be aware of the
hazards of conceiving of the One as an organizational whole. Having
neither the habit nor the language of metaphysics, he is attempting to
articulate why a logical genus of being cannot exist in reality. I make
this claim by transposing his “the One cannot be a whole composed of
parts” to our “a logical genus of being cannot exist in reality.” In so
doing, I affirm what Plato does in this first antimony, but only as an
imperfect foreshadow for what Aristotle would later observe about the
logician’s genus.
Aristotle supplies us with a reliable refutation of the possibility
of a logical genus of being (to which St. Thomas regularly referred
when he was called upon to do the same) being actually conflated with
a real genus of being. Any genus, Aristotle observed, has differences
within itself (“species”). Because the differences within any logical
genus must each have being and be one, existence of a real “genus of
being” or a “genus of unity” as a logician abstractly conceives of a ge16
See Curtis L. Hancock, “The One and the Many: The Ontology of Science in Aristotle and Thomas Aquinas,” The Review of Metaphysics 69, no. 2 (2015): 233–259.
The Silence of Socrates
227
nus (as an essential unity equally possessed by every subject of which it
is predicated), is, strictly speaking, impossible. 17 Since all the species of
which it is said equally possess it, by what could species within such
genera differ, how could they be unequal?
For example, abstractly considered, the concept of being has no
differentia. Being is being and non-being is non-being; a being either is
a being or it is not a being; a thing either is or it is not; a thing either
exists or does not exist. All being and unity is equally being and one.
Reply to the Second Difficulty
The second antinomy contains much to clarify and much to affirm. To start with, the notion of sharing in being and the combination
of existence and unity are observations not very far off the mark. The
Thomist Peter A. Redpath, for example, indicates that an “existing unity” implies possession of the act of being; but, for St. Thomas, an existing being is more than the mere act of existence. Unity also forms the
basis for its intelligibility. Only existing units are presented to the human intellect as intelligibles. In both the real and mental orders, each
existing unit is, to varying degrees, united to or divided from its esse
(act of existence). Existing units have the act of existing. That is, each
individual being (ens) is a habens esse—“a that” which has the act of
existing—which is said to “possess” unity or disunity with its act of
existing.18
17
Aristotle, Metaphysics, III, 3, in Aristotle in 23 Volumes, vol. 17–18, trans. Hugh
Tredennick (Cambridge, MA: Harvard University Press; London: William Heinemann
Ltd., 1933, 1989), available online—see the section References for details. Aquinas, De
veritate, q. 1, a. 10, ad 2, and Aquinas, Summa contra gentiles, I, 25, 6, in St. Thomas
Aquinas’s Works in English, available online—see the section References for details.
18
Peter A. Redpath, “Aquinas’s Fourth Way of Demonstrating God’s Existence: From
Virtual Quantum Gradations of Perfection (Inequality of Beauty) of Forms Existing
within a Real Genus,” Studia Gilsoniana 8, no. 3 (July–September 2019): 687.
228
Steven Barmore
Moreover, every really existing unit is located within a real genus, a real, causal-order/organization directed toward a real generic aim
or goal. Real genera are not abstract concepts. They are acting natures,
organizational wholes, causes, causal units, possessing an organizational act of existing; and each organization’s/genus’s act of possessing
being (existence) is unequally shared by its constituent species-operators. Each species operates in concert with its other species-operators
with unequal degrees of strength or perfection unequally to effect organizational aims of the genus: cause organizational action.
Redpath maintains that, through a harmonious organizational unity, existing unit-species-operators unequally effect the organizational
aim because: (1) each existing unit possesses the act of existing at a
greater or lesser virtual quantum (or qualitative) intensity of perfection
in having (is existentially unequal, is not a being-one-in-qualitative
strength/perfection) to the other existing unit-species-operators, and (2),
as a result of this inequality of being and causing, each existing unit
operates differently than (is not a being-equally-one-in-quality) to the
other species-operators in the genus, with respect to effecting the organizational aim.19
Furthermore, and calling again upon Redpath, the way to refute
Parmenides’ errors is to understand and articulate how partial, imperfect, generic, specific, and individual unities (organizational wholes)
can exist and “how generic, specific, and individual beings can have
some unity without being total unity.”20 Aristotle did this by discovering that the main key to solving the Parmenidean riddles about the One
and the Many lay in properly understanding the complicated natures of
unity and quantity.
19
Ibid., 687, 689–690.
Ibid., 692–693. “The key to refuting Parmenides,” writes Redpath, “lay in understanding that all having, possession, participation, essentially involves generic, specific,
and individual, partial receptivity/resistance to total, absolutely perfect, unity.”
20
The Silence of Socrates
229
While Plato appears to have reduced unity and quantity to a dimensive principle of number, thereby reducing unity to being the principle of dimensive quantity, Aristotle had distinguished this understanding of unity as a principle of dimensive number from (1) unity as convertible with being and (2) harmonic unity as an internal, qualitative
principle of organization, partial resistance to formal division within an
organizational whole (what St. Thomas calls “virtual quantity”). From
there, Aristotle was able to understand and articulate that, in the real
order (in contrast to the conceptual order) all possession of the activity
of being (existence)—in real genera, species, and individuals—involves
partial (qualitatively unequal) receptivity and partial resistance to perfect unity.
According to Redpath, these intrinsic, opposing, principles of
privation and possession that exist within organizational wholes account for the origin of all real species, and for the cause of qualitatively
higher and lower (more or less perfect) genera, and more and less perfect individual members of species. And, according to him, from these
principles, too, follow: (1) the principles of division by contrary opposition and diversity within real genera; (2) the real perfections in reallyexisting genera, species, and individuals (as opposed to the impossible
Parmenidean “One”); (3) the ability to comprehend the divisions and
methods of all philosophy/science; and (4) drawing the conclusion that
an absolutely perfect being must exist. 21
Replies to the Third and Fourth Difficulties
The third and fourth antimonies touch upon the order beheld in
all things. St. Thomas notes a twofold order found in things: (1) of parts
to a whole, with the parts ordered to one another (for example, skeletal,
muscular, digestive, cardiovascular, respiratory, immune and reproduc21
Ibid., 707–708.
230
Steven Barmore
tive systems are mutually ordered to each other in a human body); and
(2) of part/wholes (like organizational departments) to an end (for example, military unites cooperating to effect victory over an enemy). 22
Likewise, St. Thomas notes two different philosophical/scientific
ways of regarding genus: (1) from an existential point of view—the
point of view of the real order; and (2) from the logical, essentialist,
point of view (totally abstracting from real existence). By the habits of
natural philosophy and metaphysics, genus and difference are considered from the existential point of view, and are found to be based on
real natures, wherein the differences must be contrary opposites. 23
The existing, ordered unity of real genera as a proximate cause of
organizational action is properly intelligible only from the existential
point of view, and only in light of its limited, qualitative perfection of
having unity. Parmenides’ and Zeno’s abstractive act of mentally subdividing parts from other parts and from the wholes to which they are
really and finitely related wherein sub-atomic particles seem to stretch
endlessly toward yet smaller parts toward infinity can never apprehend
the nature of real, finite, beings and their causes.
The constitution of real, finite, things existing in real part-whole
relationships is really caused by unequal reception of existence and unity. Parts are limited insofar as they unite to wholes. Things would be
limitless in the absence of part-whole relationships.
St. Thomas indicates that participation in an organizational whole
—a genus—occurs in one of two ways: (1) as species contained under
a genus, and (2) as being reducible to genus. Regarding the first way—
the absolute and proper way, St. Thomas notes—things are contained in
a genus as species belonging to it (as, for example, skeletal, muscular,
22
Aquinas, Commentary on Aristotle’s Ethics, Bk 1, Lecture 1, par. 1, in St. Thomas
Aquinas’s Works in English, available online—see the section References for details.
23
Aquinas, Quaestiones disputatae de anima, a. 7, ad. 17 and 18. Available online—
see the section References for details.
The Silence of Socrates
231
respiratory, cardiovascular, digestive, and reproductive systems are species belonging to many genera of the animal bodies). Regarding the
second way, things are reduced to their generic principles (as, for example, a point is reducible to the genus of quantity as its principle, and
as blindness [the privation of sight] is reducible to the genus of natural
habitus as its principle).24
St. Thomas teaches that two principle-components of any created
being (ens) exist: (1) the act of being (esse), and (2) essence (essentia).
Esse, the first principle-component of any being, is the first act of an
ens: the act of existing. Esse gives to a being its character of being insofar as, through its substantial form, esse causes a form to become actual
and a substance actually to exist. Essence is derived from substance,
and is the medium through which and in which a thing has its being.
Often used interchangeably with quidditas (whatness), and sometimes nature, “essence” is derived from what is signified by the definition of the thing that has being; and, in reality, is directed to its specific
operations. In other words, a really-existing being is more than its essence. A being (ens, habens esse) is “what it is” and “what it does.”
Esse, the first principle component of any being, is the name of an act,
namely the act of existing. Esse gives to a being its character of being
insofar as it actually exists, and is a proximate principle of an acting
nature.25
Reply to the Fifth Difficulty
Speaking of actually existing, the lack of clarity in the fifth antinomy is tied to the lack of a distinction between essence and existence
in things. Because existence is not itself a thing, it would be incorrect to
24
Aquinas, Summa theologiae I, q. 3, a. 5, in St. Thomas Aquinas’s Works in English,
available online—see the section References for details.
25
St. Thomas Aquinas, De Ente et Essentia, trans. Armand A. Maurer (Toronto: Pontifical Institute of Mediaeval Studies, 1968), 29–32.
232
Steven Barmore
posit the existence of a thing whose chief characteristic is being-nonexistent.
Among the many examples of clear teachings someone could
employ to refute the errors in the fifth antinomy of Plato’s Parmenides,
St. Thomas makes the point that existence is not itself a genus; for it
also signifies an essence. A substance signifies that which exists of itself and an essence that has the property of existing of itself. 26 Existence, then, is not a stand-alone property. St. Thomas also makes the
point that God is the only substance whose essence and existence are
identical: God’s essence is to exist; His existence is his essence, and He
is pure esse (pure, totally perfect, actuality) and the act by which every
potency is brought into the act of existence. In every other substance,
the essence and esse (act of existing) are distinct, with contingent creatures receiving the act of existence from Existence Itself. 27
Upon consideration of the verbal aspect of being—be-ing, “to be”
is the activity of existing—the notion that the non-existent One would
still have to have being (that is, being-non-existent) in order not to exist
is rendered especially absurd. We can think of “existence” as an abstract noun, but it is both prior to and more proper to think of existence
as an activity more or less possessed by beings that are actively existing. That some beings “exist more than” other beings, in a qualitatively
more perfect way, can be seen in the association of “activity” with operation;28 but to say that a being which is absolutely non-existent, nonetheless, has being (being-non-existent) is incorrect.
26
Aquinas, Summa theologiae I, q. 3., a. 5, ad 1, in St. Thomas Aquinas’s Works in
English, available online—see the section References for details.
27
Ibid. I, q. 3, a. 4.
28
St. Thomas presents this connection at Quaestiones disputatae de anima, a. 9:
“gradum formarum in perfectione essendi est etiam gradus earum in virtute operandi,
cum operatio sit existentis in actu. Et ideo quanto aliqua forma est maioris perfectionis
in dando esse, tanto etiam est maioris virtutis in operando. Unde formae perfectionis
habent plures operationes et magis diversas quam formae minus perfectae.”
The Silence of Socrates
233
Reply to the Sixth Difficulty
This antimony cannot be resolved without the distinction between potency and act. By using this distinction, Ed Feser refutes the
Parmenidean claim that change is impossible. His three-step approach
proves useful to our purpose here. First, change is the motion from potency to act. Second, potency cannot raise itself to act, but must be
raised to act by something already in act. Lastly, “an asymmetry between [potency and act]” exists whereby act is both prior to potency
and can exist without any potency whatsoever (pure act: God), though
potency can exist in no way exist without act. Considered as such, for
the non-existent One to exist as anything actual would be impossible
because potency cannot exist without act.29
Reply to the Seventh and Eighth Difficulties
The seventh and eighth difficulties combine to emphasize the
fundamental character of unity that Plato’s Parmenides is right to note.
Without a unit to measure against, without a whole whereby to limit
them, finite reality as such would be disordered and have only the appearance of unified aggregates.
Right, then, in relation to philosophy/science as a habit of the
human soul (a psychological activity) is to place emphasis on—even to
assign a kind of primacy to—the metaphysical concept of unity. Redpath does this by stressing the unitary character of the generic formal
object of philosophy. Every division of philosophy/science essentially
involves the act of demonstration. No science, however, is able to
Edward Feser, Aquinas: A Beginner’s Guide (Oxford: Oneworld Publications, 2009),
9–12.
29
234
Steven Barmore
prove, demonstrate, the existence or unity of its subject matter. It takes
these for granted, assumes, the existence of its subject. 30
Philosophy’s/science’s two chief acts of demonstration essentially involve analysis and synthesis: dividing and uniting wholes and
parts. Considered from this perspective as a proximate cause of scientific/philosophical understanding that the subject of philosophy/science
is always an organizational whole (a harmonic unity), being intellectually divided or united, unity is more fundamental to philosophical/scientific understanding than is being.
Real scientific/philosophical genera (operational-organizationalwholes) are the proper intelligibles of the specific intellectual habits in
the speculative characters of physics, mathematics, and metaphysics.
Every science, all philosophy, Redpath reminds us, begins with sense
wonder “about what essentially causes some existing composite whole
unity . . . to have the generic kind of unity it has (harmonic unity of
specific parts) that enables it to generate the specific ways of acting that
it does.”31
Peter A. Redpath, A Beginner’s Guide to Understanding St. Thomas Aquinas’s
Teaching about the Actual Composition of Essence and Esse in Created Beings: A
Chapter in Born-again Thomism (submitted for publication), 2. Taking both existence
and unity for granted, every science begins with sense wonder about what causes one or
another existing, composite whole-unity to have the kind of unity that enables it to
generate its specific ways of acting.
31
Ibid., 2.
30
The Silence of Socrates
235
The Silence of Socrates:
The One and the Many in Plato’s Parmenides
SUMMARY
Parmenides was not a metaphysician (he was a materialist), so there is no such thing as
Parmenidean metaphysics. Plato’s Parmenides, however, offers metaphysical insights
otherwise overlooked by readers unfamiliar to what St. Thomas Aquinas offers concerning the One and the Many. This article highlights some of these insights and will
interest students of St. Thomas. It might also acquaint students of Plato to a more perfect metaphysics, and it could even corrode the beliefs of others who maintain that there
is no such thing as metaphysics. The fact that none of the sciences may dispense with
the first science is brought heavily to bear upon the reader of the Parmenides, who finds
it otherwise impossible to resolve any of the difficulties attendant upon reconciling the
One and the Many. The many apparent contradictions between the One and the Many
displayed in Plato’s Parmenides really cannot be solved without sound metaphysics,
and sound metaphysics cannot proceed unaided by St. Thomas and his inheritors. Go to
Thomas to understand Plato’s Parmenides.
KEYWORDS
Parmenides, Plato, Thomas Aquinas, Redpath, the One and the Many, unity, being, potency, act, universal, particular, genus, species, virtual quantity.
REFERENCES
Aquinas, St. Thomas. De Ente et Essentia. Translated by Armand A. Maurer. Toronto:
Pontifical Institute of Mediaeval Studies, 1968.
Aquinas, St. Thomas. Quaestiones disputatae de anima. Corpus Thomisticum. Available online at: https://www.corpusthomisticum.org/qda01.html. Accessed Nov.
30, 2019.
Aristotle. Metaphysics. In Aristotle in 23 Volumes, vol. 17–18. Translated by Hugh
Tredennick. Cambridge, MA: Harvard University Press; London: William
Heinemann Ltd., 1933, 1989. Available online at:
http://www.perseus.tufts.edu/hopper/text?doc=Perseus%3atext%3a1999.01.005
2. Accessed Nov. 30, 2019.
Feser, Edward. Aquinas: A Beginner’s Guide. Oxford: Oneworld Publications, 2009.
Gilson, Étienne. The Philosophy of St. Thomas Aquinas. Translated by Edward Bullough. Whitefish: Kessinger Publishing’s Rare Reprints, 2003.
Hancock, Curtis L. “The One and the Many: The Ontology of Science in Aristotle and
Thomas Aquinas.” The Review of Metaphysics 69, no. 2 (2015): 233–259.
Plato. Parmenides. Translated by John Warrington. London: Everyman’s Library, 1969.
Plato’s Parmenides. The Perseus Project. Available online at:
http://www.perseus.tufts.edu/hopper/text?doc=Perseus%3Atext%3A1999.01.01
74%3Atext%3DParm.; accessed Nov. 30, 2019.
Redpath, Peter A. A Beginner’s Guide to Understanding St. Thomas Aquinas’s Teaching about the Actual Composition of Essence and Esse in Created Beings: A
Chapter in Born-again Thomism (submitted for publication).
236
Steven Barmore
Redpath, Peter A. A Not-So-Elementary Christian Metaphysics: Written in the Hope of
Ending the Centuries-old Separation between Philosophy and Science and Science and Wisdom. Vol. 1. St. Louis, Mo.: En Route Books & Media, 2015.
Redpath, Peter A. “Aquinas’s Fourth Way of Demonstrating God’s Existence: From
Virtual Quantum Gradations of Perfection (Inequality of Beauty) of Forms Existing within a Real Genus.” Studia Gilsoniana 8, no. 3 (July–September 2019):
681–716.
St. Thomas Aquinas’s Works in English. Available at: http://dhspriory.org/thomas/.
Accessed widely prior to December 2019, when this site stopped hosting St.
Thomas’s works in English.
Studia Gilsoniana 9, no. 2 (April–June 2020): 237–251
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090209
Thomas J. Gentry II*
Human Dignity, Self-determination, and the Gospel:
An Enquiry into St. John Paul II’s Personalism and
its Implications for Evangelization
Avery Dulles explicitly states that John Paul II1 is the one who
“used personalism as a lens through which to reinterpret much of the
Catholic tradition,” and who “unhesitatingly embrace[d] all the dogmas
of the church, but expound[ed] them with a personalist slant.”2 In the
same vein, Michael Waldstein not only distinguishes JP II’s personalism from that of Immanuel Kant and Max Scheler, but also recognizes
the seminal contribution of JP II’s personalistic interpretation of Catholic teaching. 3 Arguably, then, one of the greatest gifts JP II gave to the
Church and the world lay in his insights related to philosophical personalism and its pastoral and societal implications.
The overall aim of this paper is to find whether JP II’s philosophical personalism provides an effective means for supporting efforts to
evangelize people in the contemporary world. As defined through the
Thomas J. Gentry II — Holy Apostles College and Seminary, Cromwell, Conn., USA
e-mail: thomas.j.gentry@gmail.com ▪ ORCID: 0000-0001-5192-4121
*
1
Hereafter abbreviated to JP II except in instances of direct quotations including the
full name.
2
Avery Dulles, “John Paul II and the Mystery of the Human Person,” America: The
Jesuit Review (February 2, 2004). Available online—see the section References for
details.
3
See Michael Waldstein, “Three Kinds of Personalism: Kant, Scheler and John Paul
II,” Forum Teologiczne 10 (2009): 151–171.
ARTICLE — Received: Jan. 23, 2020 ▪ Accepted: Apr. 4, 2020
238
Thomas J. Gentry II
nexus of its understanding of human dignity and self-determination, JP
II’s personalism will be explored along the following lines of enquiry:
What is personalism vis-à-vis JP II? What is the significance of human
dignity and self-determination in JP II’s personalism? How might JP
II’s personalism serve evangelization?
Personalism vis-à-vis John Paul II
Broadly defined, personalism “always underscores the centrality
of the person as the primary locus of investigation for philosophical,
theological, and human studies. It is an approach or system of thought
which regards or tends to regard the person as the ultimate explanatory,
epistemological, ontological, and axiological principle of all reality.” 4
One clearly sees this concern for the person expressed by JP II (then
Karol Wojtyla) in a letter written to Henri de Lubac in 1968:
I devote my very rare free moments to a work that is close to my
heart and devoted to the metaphysical significance and the mystery of the PERSON. It seems to me that the debate today is being played on that level. The evil of our times consists in the first
place in a kind of degradation, indeed in a pulverization, of the
fundamental uniqueness of each human person. This evil is even
much more of the metaphysical than of the moral order. To this
disintegration, planned at times by atheistic ideologies, we must
oppose, rather than sterile polemics, a kind of “recapitulation” of
the mystery of the person.5
Although variations in emphasis and explanation exist among
advocates of personalism, it is generally characterized as “posit[ing]
Thomas D. Williams and Jan Olof Bengtsson, “Personalism,” in The Stanford Encyclopedia of Philosophy (Winter 2018). Available online—see the section References for
details.
5
As quoted in The Second One Thousand Years: Ten People who defined a Millennium, ed. Richard John Neuhaus (Cambridge: Eerdmans, 2001), 116.
4
Human Dignity, Self-determination, and the Gospel
239
ultimate reality and value in personhood—human as well as (at least for
most personalists) divine.”6 Commenting on this latter emphasis, that
is, personalism’s recognition of both human and divine personhood,
Hans Urs von Balthasar “suggests that ‘Without the biblical background it [personalism] is inconceivable’.” 7 Certainly, as a Catholic, JP
II was a theistic personalist with a commitment to give proper place to
biblical revelation in his approach, but it is also important to recognize
that his personalism was intentionally derived from and complementary
with the philosophical and theological anthropology of Thomas Aquinas and, along with others (e.g., Jacques Maritain, Etienne Gilson) represents what may be dubbed “Thomistic personalism.” 8
In addition to his biblical and Thomistic insights and concerns,
JP II’s personalism also gave importance of place to phenomenology,
which is “the study of structures of consciousness as experienced from
the first-person point of view.”9 As Pawel Tarasiewicz rightly identifies, JP II found an ally in “phenomenological method” with its attendant emphasis on “a personalistic understanding of man.” 10 Tarasiewicz explains that “phenomenology became a means by which
Wojtyla [who later became JP II] found his way to the irreducible in
man . . . saving human consciousness from the power of subjectivism
and making it an object of realist philosophy.”11 It is this concern for
the person that served as the impetus for JP II’s desire to integrate phenomenology with his Thomism, what Waldstein recognizes as JP II’s
ability to converge with the sometimes latent, sometimes explicit pheWilliams and Bengtsson, “Personalism.”
Ibid.
8
Ibid.
9
David Woodruff Smith, “Phenomenology,” in The Stanford Encyclopedia of Philosophy (Summer 2018). Available online—see the section References for details.
10
Pawel Tarasiewicz, “The Common Sense Personalism of St. John Paul II (Karol
Wojtyla),” Studia Gilsoniana 3 (2014): 628–629.
11
Ibid., 629.
6
7
240
Thomas J. Gentry II
nomenological thought in the streams of “Vatican II and the tradition of
the Church, including the ‘perennial philosophy’ rooted in Plato and
Aristotle.”12
Though a full discussion of who/what provided the most influence on JP II’s personalism is beyond the scope of the present consideration, it is important to note that where Waldstein sees JP II’s phenomenology deriving from a personalist interpretation of overt Catholic
and classical sources, some disagree and give greater place to Scheler.
However, as Waldstein discusses in his argument for a more robust
appreciation of metaphysics in JP II’s personalism, it does appear that
for JP II to have wholly adopted Scheler’s fundamental approach to
phenomenology would have entailed a contradiction of sorts, since “in
an attempt to purify Christian philosophy from the Greek and Medieval
conception of eros in favor of pure self-giving agape, Scheler claims
that the highest end lies already within the person prior to any divine
reward.”13 For JP II, however, the highest end is not in man, but in God.
As Waldstein aptly states when distinguishing the thought of JP II from
Scheler, “The final end determines everything. A personalism for which
God is the fin end [JP II’s] differs most radically and fundamentally
from personalism [e.g., Scheler’s] in which the final end is found already within the human person.”14 Tarasiewicz’s thesis is also helpful
in this area, as he convincingly presents evidence that the primary path
taken in forming JP II’s personalism vis-à-vis phenomenology was
through the perennial metaphysic of Western philosophy, and that,
though Scheler was important, it may be (and likely was) that he was
more of a foil for JP II in developing his own Thomistic approach.15
Waldstein, “Three Kinds of Personalism,” 154.
Ibid., 169.
14
Ibid.
15
Cf. Tarasiewicz, “The Common Sense Personalism of St. John Paul II,” 624–630.
12
13
Human Dignity, Self-determination, and the Gospel
241
Whatever may be concluded about the actual source-influences
upon JP II’s phenomenology, it is certain that two of the greatest concerns in his personalistic emphasis were the dignity and self-determination of each person. 16
Human Dignity and Self-determination in
John Paul II’s Personalism
Explaining that “personalists have generally insisted on the falsity of Darwin’s claim that man’s difference from other terrestrial beings
is one of degree and not of kind,” Thomas Williams and Jan Bengtsston
state that, for the personalist, “the person alone is ‘somebody’ rather
than merely ‘something’.”17 This emphasis on the special status of persons is reflected in the question and statement of the 1965 pastoral constitution on the church in the modern world Gaudium et Spes:
But what is man? About himself he has expressed, and continues
to express, many divergent and even contradictory opinions. In
these he often exalts himself as the absolute measure of all things
or debases himself to the point of despair. The result is doubt and
anxiety. The Church certainly understands these problems.
Endowed with light from God, she can offer solutions to them, so
that man’s true situation can be portrayed and his defects
explained, while at the same time his dignity and destiny are
justly acknowledged.18
16
Cf. Jove Jim S. Aguas, “The Notions of the Human Person and Human Dignity in
Aquinas and Wojtyla,” Kritike 3, no. 1 (June 2009): 40–60; and Tadeusz Rostworowski, “Self-Determination. The Fundamental Category of Person in the Understanding of Karol Wojtyła,” AGATHOS: An International Review of the Humanities and
Social Sciences 2, no. 1 (2011): 17–25.
17
Williams and Bengtsson, “Personalism.”
18
Gaudium et Spes. Pastoral Constitution on the Church in the Modern World. Promulgated by Pope Paul VI (December 7, 1965), 12. Available online—see the section References for details.
242
Thomas J. Gentry II
Two corollaries of this utter uniqueness of the human—that every human is a “somebody”—that JP II devoted much of his intellectual
and pastoral energies to are the dignity of each person and the importance of each person’s self-determination. Whereas human dignity
has most to do with who persons are, what William Stern describes as
“a primal uniqueness . . . through which every person is a world of its
own with regard to other persons,”19 self-determination reveals how a
person acts in neither “a mechanical or deterministic way, but from the
inner self, as a subjective ‘I’ . . . [in] possession of free will . . . his own
master.”20 Dignity and self-determination, it may be adduced, are similar to the two sides of a coin for a personalist, and this is certainly true
of JP II.
John Coughlin identifies both a philosophical and a theological
foundation for JP II’s teaching on human dignity, explaining that JP II
understands the dignity of the human being both in an objective
and in a subjective sense. The objectivity derives from the universality of human nature according to which every human person possesses the potential for intelligent and free action. The
subjectivity flows from the fact that the human being may employ the intellect and will creatively to constitute the individual
self. 21
In this two-fold manner, JP II carefully lays a cornerstone of personalistic anthropology—especially Christian personalism—providing what
would become the impetus for his tireless pastoral work of standing
against the objectification of persons and the destruction to individuals
and cultures that comes in its wake.
19
William Stern, Person and Thing: System of a Philosophical Worldview, vol. 2: The
Human Personality (Leipzig: Barth, 1918). Cited after Williams and Bengtsson, “Personalism.”
20
Williams and Bengtsson, “Personalism.”
21
John J. Coughlin, “Pope John Paul II and the Dignity of the Human Being,” Harvard
Journal of Law and Public Policy 27, no. 1 (2003): 68.
Human Dignity, Self-determination, and the Gospel
243
Recognizing that JP II’s philosophical approach to “human dignity rejects determinism, empiricism, and idealism,” Coughlin is careful
to highlight that “reflection on human experience leads John Paul II to
affirm reason as a distinctive human capacity that testifies to human
dignity.”22 Flowing from this understanding of human dignity and its
attendant reason, “John Paul II’s [philosophical] analysis of human
experience then recognizes the intellect and free will as complementary
faculties.”23 Yet, as Malgorzata Jalocho-Palicka recognizes, JP II is not
reducing man or human dignity to intellect and free will, but, “following Thomas Aquinas and other great thinkers . . . reminds us that the
soul of each man is the source of all his acts, not only the acts of cognition and free will . . . the spiritual substance (the essence) of each man
is the source of the ongoing acts of his life.” 24 Nonetheless, it is vital to
remember that when these human faculties are freely exercised in the
pursuit of such things as “life, knowledge, play, marriage, aesthetic
experience, friendship, and religion”—and within an objective moral
order—human flourishing is possible, with human dignity among its
fundamental axioms.25
Concerning the theological basis for human dignity, and certainly
reflective of his Christian commitments, JP II finds a foundation in the
Incarnation of Jesus Christ. He explains that “through the Incarnation,
God gave human life the dimension that he intended man to have from
his first beginning . . . [revealing man’s] greatness, dignity and value.” 26
Recognizing the centrality of the Incarnation as inchoate within the
biblical metanarrative of creation, fall, redemption, and consummation,
22
Ibid., 69.
Ibid., 67.
24
Małgorzata Jałocho-Palicka, “Spiritual Substance: The Essence of Man-Person According to Karol Wojtyla,” Studia Gilsoniana 6, no. 1 (January–March 2017): 105.
25
Coughlin, “Pope John Paul II and the Dignity of the Human Being,” 69.
26
John Paul II, Redemptor Hominis (Rome 1979), 1 and 10. Available online—see the
section References for details.
23
244
Thomas J. Gentry II
JP II’s understanding of man as created in the image of God and having, inter alia, intrinsic worth and dignity, highlights a distinctively
Christian metaphysical component to his personalism, since it is only
by “knowing and loving God [that] men and women may also come to
the fullness of truth about themselves.” 27 Freely taking on human flesh,
God simultaneously reveals and becomes the means of recovering humanity’s original worth and dignity by perfectly joining human and
divine natures in the one Person of Jesus Christ. It is because of this
gracious condescension of God to become man that the Incarnation is
also the pinnacle expression of divine love for humanity. As Coughlin
aptly states in summarizing JP II’s emphasis on the Incarnation, “God’s
forgiveness of humanity, which is expressed in the Son’s perfect selfsacrificial love, serves as a testament to the highest degree of human
dignity both by revealing the love of God for humanity and by demonstrating the fullest possibility for the human person.” 28 JP II’s clarion
call is that God created man with dignity, and he has restored it in Jesus
Christ.
As for self-determination, Dulles explains that JP II “expounded
a theory of the person as a self-determining agent that realizes itself
through free and responsible action. Activity is not something strictly
other than the person; it is the person coming to expression and constituting itself.”29 What is axiomatic and distinctively Christian in JP II’s
articulation of self-determination is not the reality of a person’s freewill, per se (though this is certainly something he affirms), but the inseparability of true freedom and truth. As he explained in 1964, in his
comment on Vatican II’s draft of the declaration on religious freedom,
“Freedom on the one hand is for the sake of truth and on the other hand
27
John Paul II, Fides et Ratio (Rome 1998), introductory greeting. Available online—
see the section References for details.
28
Coughlin, “Pope John Paul II and the Dignity of the Human Being,” 73.
29
Dulles, “John Paul II and the Mystery of the Human Person.”
Human Dignity, Self-determination, and the Gospel
245
it cannot be perfected except by means of truth. Hence the words of our
Lord, which speak so clearly to everyone: ‘The truth will make you
free’ (John 8:32). There is no freedom without truth.”30 This theme of
freedom and truth is what Dulles describes as “constant and central . . .
in the writings of John Paul II.”31
Notice how JP II relates the moral law on the hearts of all persons to the innate awareness of the concomitance of freedom and truth.
By doing this, JP II connects the knowledge that self-determination and
truth coincide with what it means to be human and have an innate sense
of the moral law, as made known primarily through judicial sentiment
and conscience, and more fully revealed in Scripture, tradition, and the
Person of Jesus Christ.
Even though his “philosophy of freedom runs counter to the value-free concept so prevalent in contemporary culture . . . [and] many
people today would say that freedom and truth are wholly separable,”32
JP II is unbending in his rational and passional insistence that true freedom, true self-determination is only possible when humans “go beyond
individual and collective selfishness and reach out to that which reason
perceives as objectively good and true . . . freedom is not diminished
but expanded and fulfilled when . . . employ[ed] to bring about a true
good.”33 What JP II recognizes is the inviolable truth that self-deter30
As quoted by Dulles in “John Paul II and the Truth about Freedom,” First Things
(August 1995). Available online—see the section References for details.
31
Ibid. See also Dulles, “John Paul II and the Mystery of the Human Person:” “‘Authentic freedom . . . is never freedom from the truth but always freedom in the truth’
(VS, No. 64). . . . As he told the General Assembly of the United Nations in 1995,
‘Detached from the truth about the human person, freedom deteriorates into license in
the lives of individuals, and in political life it becomes the caprice of the most powerful
and the arrogance of power. Far from being a limitation upon freedom or a threat to it,
reference to the truth about the human person—a truth universally knowable through
the moral law written on the hearts of all—is, in fact, the guarantor of freedom’s future’.”
32
Dulles, “John Paul II and the Truth about Freedom.”
33
Ibid.
246
Thomas J. Gentry II
mination is dependent upon truth—that leads the acting person to the
end for which their freedom is given, and to become joyful servants of
the One who is Truth Himself.
Personalism Applied:
How John Paul II’s Personalism Serves Evangelization
How, then, might JP II’s personalism serve such vital humandivine activities as evangelization, given his trenchant insights into the
uniqueness of each person and the centrality of human dignity and selfdetermination in properly relating to oneself and others? Numerous
possible answers to this question may be found in JP II’s Redemptor
Hominis:
In reality, the name for that deep amazement at man’s worth and
dignity is the Gospel, that is to say: the Good News. It is also
called Christianity. This amazement determines the Church’s
mission in the world and, perhaps even more so, “in the modern
world” . . . The Church’s fundamental function in every age and
particularly in ours is to direct man’s gaze, to point the awareness
and experience of the whole of humanity towards the mystery of
God, to help all men to be familiar with the profundity of the Redemption taking place in Christ Jesus. 34
Briefly, two reflections on JP II’s words can provide aid for those
concerned with the Church’s calling to evangelize others and who seek
to do so in an intentionally personalist manner.
When It Comes to the Gospel Message and Mission,
Human Dignity Is Essential
Notice how JP II brilliantly interweaves the subjects of human
dignity, the Gospel, and Christianity: “the name for . . . man’s worth
34
John Paul II, Redemptor Hominis, 10.
Human Dignity, Self-determination, and the Gospel
247
and dignity is the Gospel . . . It is also called Christianity.” 35 Though
certainly not reductionist, in just a few words JP II recognizes that to
speak of Christianity is to speak of the Gospel, and to speak of the Gospel is to speak of the worth and dignity of each person to whom the
Good News is freely offered—which is every person. Thus, in keeping
with JP II’s declaration concerning evangelization in Redemptoris Missio, that “no believer in Christ, no institution of the Church can avoid
this supreme duty: to proclaim Christ to all peoples,” 36 the fundamental
personalist presupposition of all who evangelize is that the good news
of the Gospel entails an affirmation of human dignity, insofar as it is
the Gospel’s aim, among others, to recover the fullness of that dignity
as man returns to the God who came to man in the Person of Jesus
Christ. Recognizing the human dignity that is effaced by sin and yet
restored by grace, the eyes of every evangelizer are focused on the
unique person that God is lovingly seeking to reach through them in
each evangelizing encounter.
JP II also recognizes that the Church’s mission of evangelization
in every age, and particularly in the modern (and now post-modern)
age, is motivated by the “deep amazement at man’s worth and dignity”37 of which the Gospel is God’s mission of love to all persons. It is
not only that the Gospel message is intertwined with the recognition of
human dignity, but what the Church is to do with the Gospel—her mission—is inspired by the awe that each person’s dignity as image bearers
of God entails. The Church shares the Gospel message of human dignity and the Church’s mission, if thought of as a moving train, travels
along rails formed and informed by that amazing dignity. “The missionary—declares JP II—is the ‘universal brother’, bearing in himself
35
Ibid.
John Paul II, Redemptoris Missio (Rome 1990), 3. Available online—see the section
References for details.
37
John Paul II, Redemptor Hominis, 10.
36
248
Thomas J. Gentry II
the Church’s spirit, her openness to and interest in all peoples and individuals . . . He is a sign of God’s love in the world—a love without
exclusion or partiality.”38 If the Church ever doubts her mission, or confuses the message to proclaim as she fulfills her mission, she need only
look at one person, any one person, and therein is the reminder, focus,
and hope of the mission—that each person’s dignity as God’s special
creation is the impetus to sharing the Gospel “without exclusion or partiality.”
As the Church Evangelizes with Respect to Human Dignity,
Self-determination is Assumed
Just as human dignity is fundamental to the message of the Gospel and the Church’s mission of evangelization, so self-determination—
itself a hallmark of JP II’s personalism and a necessary concomitant to
human dignity—is assumed regarding each person’s choice in rejecting
or accepting God’s offer of forgiveness and redemption. Consider the
words JP II chose in describing the conduct of the evangelizer, which is
“to direct man’s gaze, to point the awareness and experience of the
whole of humanity toward the mystery . . . to help all men to be familiar with the profundity of the Redemption.”39 This is not the language
of coercion, or of proselytizing, or of manipulation—rather, this is the
language of loving invitation, rational persuasion, and it tacitly assumes
each person’s self-determination. While it is true that “the redemption
event brings salvation to all,” it is also fundamental to remember that
“this new life is a gift from God, and people are asked to accept and
develop it, if they wish to realize the fulness of their vocation in conformity to Christ.”40
38
John Paul II, Redemptoris Missio, 89.
John Paul II, Redemptor Hominis, 10.
40
John Paul II, Redemptoris Missio, 7. Italics added.
39
Human Dignity, Self-determination, and the Gospel
249
Evangelization from a personalist perspective recognizes the free
moral agency of the hearer, and, if it is based on the example of Christ
offering himself freely to “whosoever will” (John 3:16), will always be
carried out in a manner respectful of each person’s self-determination.
As JP II elucidates, “Can one reject Christ and everything that he has
brought about in the history of mankind? Of course one can. Man is
free. He can say ‘no’ to God. He can say ‘no’ to Christ.”41 This is never
the desired end, and prayers should be offered that it will not be any
person’s final choice to reject God. Should the evangelizer answer
questions? Yes. Make reasonable and impassioned presentations? Certainly. Encourage a decision of belief and repentance? Of course. Never, though, is human dignity and its innate self-determination to be
trampled upon or disrespected by those who—possessed of unchecked
zeal that may otherwise be indicative of a good intention—earnestly desire to see others come to know the love and mercy of God.
Conclusion
Although much more might be researched and articulated related
to JP II’s thought with its attendant insights regarding human dignity
and self-determination, what has been discussed here has, hopefully,
clearly enough shown that JP II’s philosophical personalism provides
an effective means for supporting efforts to make the love of God for
all persons known, i.e., to evangelize people in the modern world.
In closing, consider one final selection from JP II’s Redemptor
Hominis, a selection that ensconces all that personalism, human dignity,
self-determination, and evangelization come together to express:
The man who wishes to understand himself thoroughly—and not
just in accordance with immediate, partial, often superficial, and
41
“Homily for the celebration of the Eucharist in Krakow, June 10, 1979,” Acta Apostolicae Sedis 71 (1979): 873. Cited after John Paul II, Redemptoris Missio, 7.
250
Thomas J. Gentry II
even illusory standards and measures of his being—he must with
his unrest, uncertainty and even his weakness and sinfulness,
with his life and death, draw near to Christ. He must, so to speak,
enter into him with all his own self, he must “appropriate” and
assimilate the whole of the reality of the Incarnation and
Redemption in order to find himself. If this profound process
takes place within him, he then bears fruit not only of adoration
of God but also of deep wonder at himself. 42
Human Dignity, Self-determination, and the Gospel:
An Enquiry into St. John Paul II’s Personalism and
its Implications for Evangelization
SUMMARY
St. John Paul II’s (JP II) personalism is explored along the following lines of enquiry:
What is personalism vis-à-vis JP II? What is the significance of human dignity and selfdetermination in JP II’s personalism? How might JP II’s personalism serve evangelization? Findings suggest that JP II’s philosophical personalism, especially at the nexus of
its understanding of human dignity and self-determination, provides a robust and faithfully Christian anthropology that can effectively inform efforts in evangelizing all persons, as all persons are image bearers of God that are necessarily self-determining and
possessed of profound dignity and worth.
KEYWORDS
John Paul II, personalism, human dignity, self-determination, evangelization, anthropology.
REFERENCES
Aguas, Jove Jim S. “The Notions of the Human Person and Human Dignity in Aquinas
and Wojtyla.” Kritike 3, no. 1 (June 2009): 40–60.
Brettmann, Stephanie Mar. Theories of Justice: A Dialogue with Karol Wojtyla and
Karl Barth. Eugene: Pickwick, 2014.
Coughlin, John J. “Pope John Paul II and the Dignity of the Human Being.” Harvard
Journal of Law and Public Policy 27, no. 1 (2003): 65–79.
Dulles, Avery. “John Paul II and the Mystery of the Human Person.” America: The
Jesuit Review (February 02, 2004). Available online at:
42
John Paul II, Redemptor Hominis, 10.
Human Dignity, Self-determination, and the Gospel
251
https://www.americamagazine.org/issue/469/article/john-paul-ii-and-mysteryhuman-person. Accessed Dec. 16, 2019.
Dulles, Avery. “John Paul II and the Truth about Freedom.” First Things (August
1995). Available online at: https://www.firstthings.com/article/1995/08/004john-paul-ii-and-the-truth-about-freedom. Accessed Dec. 16, 2019.
Gaudium et Spes. Pastoral Constitution on the Church in the Modern World. Promulgated by Pope Paul VI, December 7, 1965. Available online at:
http://www.vatican.va/archive/hist_councils/ii_vatican_council/documents/vatii_const_19651207_gaudium-et-spes_en.html. Accessed Dec. 16, 2019.
Jałocho-Palicka, Małgorzata. “Spiritual Substance: The Essence of Man-Person According to Karol Wojtyła.” Studia Gilsoniana 6, no. 1 (January–March 2017):
97–130.
John Paul II. Redemptor Hominis. Rome 1979. Available online at:
http://www.vatican.va/content/john-paul-ii/en/encyclicals/documents/hf_jpii_enc_04031979_redemptor-hominis.html. Accessed Dec. 16, 2019.
John Paul II. Fides et Ratio. Rome 1998. Available online at:
http://www.vatican.va/content/john-paul-ii/en/encyclicals/documents/hf_jpii_enc_14091998_fides-et-ratio.html. Accessed Dec. 16, 2019.
John Paul II. Redemptoris Missio. Rome 1990. Available online at:
https://w2.vatican.va/content/john-paul-ii/en/encyclicals/documents/hf_jpii_enc_07121990_redemptoris-missio.html. Accessed Dec. 16, 2019.
Rostworowski, Tadeusz. “Self-Determination. The Fundamental Category of Person in
the Understanding of Karol Wojtyła.” AGATHOS: An International Review of
the Humanities and Social Sciences 2, no. 1 (2011): 17–25.
Smith, David Woodruff, “Phenomenology.” In The Stanford Encyclopedia of Philosophy (Summer 2018 Edition), edited by Edward N. Zalta. Available online at:
https://plato.stanford.edu/archives/sum2018/entries/phenomenology/. Accessed
Dec. 16, 2019.
Tarasiewicz, Pawel. “The Common Sense Personalism of St. John Paul II (Karol
Wojtyla).” Studia Gilsoniana 3 (2014): 619–634.
The Second One Thousand Years: Ten People who defined a Millennium, edited by
Richard John Neuhaus. Cambridge: Eerdmans, 2001.
Waldstein, Michael. “Three Kinds of Personalism: Kant, Scheler and John Paul II.”
Forum Teologiczne 10 (2009): 151–171.
Williams, Thomas D., and Jan Olof Bengtsson. “Personalism.” In The Stanford
Encyclopedia of Philosophy (Winter 2018 Edition), edited by Edward N. Zalta.
Available online at:
https://plato.stanford.edu/archives/win2018/entries/personalism/. Accessed Dec.
16, 2019.
Studia Gilsoniana 9, no. 2 (April–June 2020): 253–265
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090210
Mark Herrbach*
The Soul of Goethe’s Thought
Goethe’s philosophical writings all ultimately stem from his efforts to understand the creative act, which he experienced as essentially
the same in all the various forms of activity he engaged in, the writing
of his poems, novels and plays, his scientific investigations, his service
to the Weimar state and participation in the life of its court. In contemplating his creative experience, he developed a unique conception of the
soul, which this article seeks to analyze.
The Soul’s Ideal Potential
For Goethe, the soul (Seele) is the “starting point” of an individual’s development and activity in the world and the means of realizing
the ideal of his existence in activity. It is that in terms of which the individual’s inner life (Gemüt) is latently a whole (Ganzes) or world
(Welt), a “circle” (Kreis), with the soul as its center; and it is the power
or faculty enabling an individual to act as a whole and express his realized inner wholeness in a created work that is itself a whole:
[S]tarting points . . . that I term souls . . . [They] are wont to pull
. . . everything that approaches them into their circle and transform it into something that belongs to them. They continue this
Mark Herrbach — Zürich, Switzerland
e-mail: mherrbach@swissonline.ch ▪ ORCID: 0000-0001-7844-8372
*
ARTICLE — Received: Jan. 6, 2020 ▪ Accepted: Apr. 11, 2020
254
Mark Herrbach
process until the small or greater world, whose intention lies spiritually within them, also appears outwardly in bodily form.1
Both as inner potential, eventual inner reality, and as outer concrete
manifestation of the individual’s inner wholeness, “the whole becomes
visible only in the . . . soul.”2
Goethe terms the “material out of which the soul is constructed
and in which it lives a purgatory, where all infernal and heavenly forces
are interwoven and active together.”3 In this statement it appears that
the soul is constructed (gebildet) out of opposing forces of the inner
life, but in fact it indicates that the soul is initially only a latent power
or faculty, not yet active in unifying them. Or in other words, the inner
life—as consisting of “the necessary, immediately given limited individuality of a person pronounced at birth . . . in terms of which the individual . . . differs from (others),”4 inborn characteristics such as talents and abilities, as well as all manner of inclinations and passions,
from nefarious ones to spiritual ones, that have been acquired in the
course of the individual’s development in the outer real or empirical
world—is not yet a whole. It is then the soul, when active in living
fashion, that “weaves” the elements of the inner life together in its purgative activity, constructs or makes of them a unified multiplicity or
whole in accord with its ideal potential.
1
J. D. Falk, Jan. 25, 1813 (22 673–674).
The author’s translations of Goethe’s statements are based on the Artemis edition of his
works, letters and conversations: J. W. Goethe, Artemis Gedenkausgabe der Werke,
Briefe, und Gespräche, vol. I–XXIV, ed. Ernst Beutler (Zürich 1948–1954). In each
case, statements are cited according to the volume and page number of the Artemis
edition, with 22 673–674 here, for example, referring to volume 22, pages 673–674.
Further, it is to be noted that conversations are cited by the name of the person who
recorded them (e.g., J. D. Falk, Eckermann) and that all ellipses, italics and parenthetical emendations in the quotations are the author’s.
2
Xenien, 47 (2 504).
3
Letter to Lavater, May 7, 1781 (18 587).
4
“Primal Words • Orphic” Commentary (2 617).
The Soul of Goethe’s Thought
255
Essentially the same conception of the soul is reflected in Faust’s
famous lament, where he sighs:
Two souls live, alas, in my breast,
Each seeks to separate itself from the other;
The one cleaves to the world with its organs,
The other raises itself forcibly from the dust
To the realm of its high ancestors. 5
The one soul, i.e., the multiplicity of Faust’s limited particular individuality and experience of the world in relation to which the soul proper
for him is at this point in the drama still only a latent potential, cleaves
to the sphere of the senses, the earthly real or empirical world. The second soul, i.e., the soul proper as eventually active for Faust, forms his
inner life into the wholeness that is then expressed in his works, and
that thereby raises (erhebt) both Faust himself and his works “from the
dust” to an otherworldly realm of “high ancestors.” The whole as Goethe conceives it is not an ideal rational order transcending or negating
the limitation of the individual and of his existence in the real or empirical earthly sphere, but a concretely existing human creation in which
that limitation is elevated to something higher.
Thus when Goethe asserts that “in the psychology of man we are
concerned always only with one and the same soul,” 6 he does not mean
that the real existence of every individual’s soul is one and the same.
Rather, he means that the striving of individuals to realize their ideal
potential is always the same, regardless of the limitations of their particular individualities and existences in the empirical sphere. For while
truth (Wahrheit) for Goethe, i.e., inner and outer appearances of the
soul as wholes, “is simple and always the same, however it appears,”
error (das Irrtum) “is varied to the highest degree, different in itself and
5
6
Faust I (5 177).
Letter to F. Förster, May 1829 (23 586).
256
Mark Herrbach
struggling, not only against the good and true, but against itself, opposing itself.”7 The individual’s particular nature, his peculiarities and his
experience of the empirical world are, relative to the whole of the inner
life and the whole in which they are expressed, “erroneous facing without, but true facing within” and are “forms of the living existence and
activity of particular perfect, but limited beings.”8 In this sense, “every
form,” that is to say, every created whole, “has something untrue in it;
however, it is once and for all the glass by means of which we collect
holy rays of light . . . for a glimpse of fire” 9—that fire or flame being
the act of acting as a whole when creating a whole:
The circle of the years has quietly been rounded,
The lamp awaits the flame that is lit. 10
Goethe also holds that actually existing individual souls differ as
to the degree of their strength (Kraft) or power (Macht):
I assume different classes and hierarchies of the . . . starting
points of all appearances that I term souls, because the animation
of the whole proceeds from them. . . . Now some of these . . .
starting points are . . . small, . . . negligible, . . . others, on the
other hand, are strong and powerful. . . . Strictly speaking, I prefer to term only the latter souls. 11
It is this strength or power determines the relative capacity of an individual to assimilate from and develop himself in terms of the outer
world and then express his assimilation as a whole in his works:
The objects that we perceive are a vast multitude . . . Souls that
have an inner strength to unfold themselves begin ordering, in
7
Maxims and Reflections (9 630).
“The Court Lady” (14 352).
9
“From Goethe’s Pocket Book” (13 48).
10
“Primal Words • Orphic” (1 523).
11
J. D. Falk, Jan. 25, 1813 (22 673–674).
8
The Soul of Goethe’s Thought
257
order to facilitate knowledge, begin matching and uniting, in order to achieve satisfaction. 12
On the other hand, in the poem “Monologue of a Connoisseur”
Goethe holds that all works of art and the legacy of culture (Überlieferung) generally, as well as nature itself, are “useless” to the individual
in their earthly or empirical aspect, without true significance, prior to
the individual’s assimilation and transformation of them in activity, or
unless “loving power of creation” fills his soul:
What use to you is glowing nature
Before your eyes,
What use the objects
Of art all about you,
If loving power of creation
Does not fill your soul
And is not productive again
In your fingertips?13
Or, as expressed by the chorus representing the ideals of ancient Greek
culture in response to Phorkyas (Mephistopheles) in the third act of
Faust:
Let the sun’s radiance vanish
When day breaks in the soul:
We find in our own hearts
What the whole world is denied. 14
Leonore in Torquato Tasso characterizes the poet in like fashion, while
adding that his poems, imitating the “harmony of nature” in their
wholeness, animate (belebt) or give life to the created works of the legacy of culture that the poet’s soul has transformed or recreated in his
works:
“Study after Spinoza” (16 842).
“Monologue of a Connoisseur” (1 392).
14
Faust II (5 448).
12
13
258
Mark Herrbach
His eye hardly rests on this earth;
His ear perceives the harmony of nature;
What history offers, that gives life,
He willingly takes it up at once:
His soul collects what is widely scattered
And his feeling breathes life into what is unanimated.15
Considering now Goethe’s philosophical understanding of the
creative process in its universal import for mankind generally, his early
remark in a letter to Jenny von Voigts is of seminal importance:
I try daily to develop myself further according to the best traditions and the always living truth of nature, and let myself be led
in each of my efforts, acting, writing and reading, by the goal of
coming closer to that which hovers above all our souls as the
highest being, although we have never seen it and can’t name it. 16
In the further course of his philosophical development, Goethe maintains then that the highest being, God, or the world soul (Weltseele), as
he also terms it, is the foundation of an actually existing ideal world,
the whole of all works that are wholes, his world of culture (Kulturwelt). Goethe thereby conceives morality, the philosophy of right and
proper conduct, in terms of the creative life of the individual in relation
to the divine being underlying his ideal world:
[The moral life came into the world] through God Himself, as all
good things. It is not a product of human reflection, but rather it
is acquired and inborn beautiful human nature. Possessed more
or less by man generally, it appears to a high degree in a few particularly gifted souls, whose beautiful appearance captured the
love of others and drew them irresistibly to reverence and emulation. 17
15
Torquato Tasso (6 218).
Letter to Jenny von Voigts, June 21, 1781 (18 598).
17
Eckermann, April 1, 1827 (24 614–615).
16
The Soul of Goethe’s Thought
259
—and asserts that “if a poet’s soul has a high inner content . . . his effect on others will always be a moral one, however he presents himself.”18 Similarly, Goethe conceives the beautiful appearance of art
works to be produced by “a few particularly gifted souls,” souls that are
themselves beautiful:
You can see [in Lorrain] a perfect human being, . . . who thought
and felt beautifully and in whose inner life there lay a world. . . .
[His] paintings have the highest truth, but not a trace of reality.
Claude Lorrain knew the real world in the smallest of details by
heart, and he used it as means of expressing the world of his
beautiful soul. And this is the true idealism that knows how to so
employ real means that appearing truth produces the illusion that
it is real.19
Two of Goethe’s late poems of a philosophical nature not only
summarize the preceding analysis of his conception of the soul’s ideal
potential, but express the points considered artistically as a whole—first
“One and All,” and then “Testament:”
World soul, come and fill us!
Struggling then with the world spirit
Will be the high calling of our powers.
Good spirits taking part and guiding,
Highest masters gently leading
To Him, who creates and has created all.
And unending, living activity works
To recreate what was created,
In order that it does not become lifeless.
And what hasn’t been, now it wants to become
Pure suns, colorful earths;
In no case may it rest.
It shall move itself, act creatively,
First form itself, then transform itself;
18
19
Eckermann, March 28, 1827 (24 607).
Eckermann, April 10, 1829 (24 355).
260
Mark Herrbach
It only seems for moments still.
The eternal is ceaselessly active in them all . . .20
The individual “struggles” with the world soul or world spirit in the
sense that his individuality, existence and strength or power to assimilate from the world of culture in realizing his soul’s “high calling” are
limited relative to other individuals and the highest being itself, but
remain necessary moments of the concrete wholeness of his actions.
The works of previous creative individuals or masters inspire or animate his creative life and gently lead him “to Him, who creates and has
created all.” And the individual’s own works recreate and animate their
works, in such a way that the ideal world continues to have life and
exist.
“Testament” amplifies on these themes, while focusing more on
a given individual’s experience of the ideal world and the truth of individual actions in their membership within that whole:
Truth was found already long ago,
It united a noble community;
Ancient truth, seize hold of it!
...............
Now turn within at once:
You will find the center there inside
That no noble soul may doubt in.
You will miss no rule there:
For an independent conscience
Is the sun of your day of virtue.
...............
With fresh gaze observe with joy
And stroll confidently but impressionably
Across meadows of a richly endowed world.
...............
The past is lasting then,
20
“One and All” (1 514).
The Soul of Goethe’s Thought
261
The future living in advance,
The moment is eternity . . .
The true works of the individual’s “high ancestors” united a “noble
community,” i.e., served to make that community an ideal whole or
world. In so far as the onlooking individual “seizes” or appropriates it
in his development and finds the center of his circle, expresses his latent and realizable wholeness in relation to that community, he will find
the sun of his moral “day of virtue” despite, but only in terms of, the
particularity of his individuality and existence, his “independent conscience.” If he is then successful in acting as a whole, he will be able to
“examine the universal dominion,” know himself to be participating in
the ideal world’s eternal life, and know his works to be true or beautiful
in inspiring others to act in similar fashion:
And if you are finally successful,
And full of the feeling:
Only what is fruitful is true—
You will examine the universal dominion,
It will rule in its own manner,
Join the smallest company.
And just as in former times, secretly,
A work of love in his own manner
Was created by the philosopher, the poet,
You also will achieve most beautiful favor:
For feeling ahead of noble souls
Is a most desirable calling. 21
Realization of the Soul’s Potential
It is not yet clear how the soul realizes its ideal potential in Goethe’s thinking. For though error or falsity have been shown to be possible for him in terms of an individual’s limited individuality and experi21
“Testament” (1 515–516).
262
Mark Herrbach
ence in the world prior to the wholeness that the soul achieves, it has
not been shown how an individual can fail to realize the soul’s ideal
potential. Or though Goethe concedes that “the soul loses the consciousness of itself in pleasant and good circumstances,”22 it is also not
clear how in his view the individual can become conscious of his soul if
he isn’t already conscious of it. And why for that matter does Goethe
write “if you are finally successful” in his “Testament”? In short, if “the
circle of the years has been rounded,” if “the lamp awaits the flame that
is lit,”23 how does an individual light the flame?
Goethe provides an answer to these questions in Faust:
[W]hen in our narrow cell
The lamp burns brightly again,
There will be light in our breast . . .24
—and in this passage from Torquato Tasso:
O, that we forget so much to follow
The pure and quiet wink of the heart.
Wholly silently, a god speaks in our breast . . .25
For when, he says, the individual seeks to create a whole, he must concentrate both on his projected work, his plans and intentions with respect to it, the traditions and conventions of his form of activity, the
works that he has assimilated from the world of culture, and this point
in his breast (Brust). Only then is he conscious of the “starting point” of
his soul from which “the animation of the whole proceeds,” 26 will he
find that a “pure middle point” arises in his breast and will the multiplicity of his inner life become a whole “moving in circles” about that
point:
22
Letter to Lavater, Oct. 4, 1782 (18 700).
J. D. Falk, Jan. 25, 1813 (22 673–674).
24
Faust I (5 179).
25
Torquato Tasso (6 261–262).
26
“Primal Words • Orphic” (1 523).
23
The Soul of Goethe’s Thought
263
How can the individual stand before the infinite being, unless he
collects all of his spiritual powers, pulled as they are in many directions, in his inmost, deepest being, unless he asks himself: can
you even think of yourself as standing in the middle of this living
order, if something constant and moving in circles about a pure
middle point does not arise in you? And even when it is difficult
to find this middle point in your breast, you will recognize it by
the fact that a benevolent and beneficial effect proceeds from it
and gives witness to it.27
The physical existence of this point in the individual’s breast, though
“difficult to find” or having a “secret existence,” can be found—but only during the creative act:
In the human spirit, . . . nothing is above or below, everything demands the same right in terms of a common middle point, whose
secret existence manifests itself precisely in the harmonious relation of all its moments to it.28
How this recognition takes place, how the “multiple confusing relations” of the inner life are unified by the soul in creative activity, is
incomprehensible to the individual’s rational understanding, “seems a
spontaneous and special gift of God,” but it can nevertheless be known
to take place with complete certainty:
[W]hen men construct a whole according to their abilities, . . . the
inner life . . . must become ever simpler, [they] must concentrate
on one point and renounce multiple confusing relations, and only
then can [they] find [themselves] with all the more certainty in a
condition of good fortune that seems a spontaneous and special
gift of God.29
Why are there so few and so easily overlooked references to the
physical location of the soul in Goethe’s philosophical writings? Two
27
Years of Wandering (8 131).
Aphorisms and Fragments (17 778).
29
“Study after Spinoza” (16 843–844).
28
264
Mark Herrbach
factors are involved in the author’s opinion. On the one hand, since he
believed that “it is one’s duty to only say to others only that which they
are capable of receiving,”30 Goethe sought to avoid confounding or alienating readers and listeners who had not experienced his creative principle with utterances seeming to claim that he himself was in possession of it in some absolute sense. On the other hand, however, he hoped
that his utterances dealing with the creative life would encourage or
stimulate others to discover the soul and participate in the life of his
ideal world. For believing as he did that “philosophers can . . . only
offer us life forms” and that “how they fit us, whether we are able according to our individual natures and abilities to provide those life
forms with the necessary content, that is our concern,”31 Goethe left his
readers and listeners such a life form with respect to the soul, “results”
of his philosophical reflections that, “since we do not know the occasion of their utterance, . . . force us to go backwards by means of reverse discovery and invention and so if possible understand the derivation of such thoughts from a distance, from the bottom upwards.”32
The Soul of Goethe’s Thought
SUMMARY
Goethe’s philosophical writings all ultimately stem from his efforts to understand the
creative act, which he experienced as essentially the same in all the various forms of
activity he engaged in, the writing of his poems, novels and plays, his scientific investigations, his service to the Weimar state and participation in the life of its court. In contemplating his creative experience, he developed a unique conception of the soul, which
this article seeks to analyze.
Wilhelm Meister’s Years of Wandering (8 38).
J. D. Falk, undated (23 817).
32
Years of Wandering (8 137).
30
31
The Soul of Goethe’s Thought
265
KEYWORDS
Goethe, creative principle, soul, wholeness, legacy of culture (Überlieferung), inborn
individuality, real world/ideal world, world soul/God.
REFERENCES
Goethe, Johann Wolfgang. Artemis Gedenkausgabe der Werke, Briefe, und Gespräche,
vol. I–XXIV, edited by Ernst Beutler. Memorial edition of Goethe’s works,
letters, and conversations in 24 volumes. Zürich: Artemis Verlag, 1948–1954.
Studia Gilsoniana 9, no. 2 (April–June 2020): 267–285
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090211
Joanna Kiereś-Łach*
The Causes of the Crisis of Rhetoric
and Its Role in Social Discourse.
In Terms of Chaim Perelman
Why Rhetoric?
Contemporary social discourse that takes place in social media,
especially in the so-called virtual reality (and globalized reality), opens
up to everyone the opportunity to speak on any issue regardless of their
competencies and language cultures. Therefore, one can observe the socalled “communication chaos” and the widespread lack of communication skills, especially the ignorance or even flagrant disregard for the
criteria of discourse. Such phenomena as brutalization or vulgarization
of the language and an evident lack of understanding of the issues
which are considered, what is being said and spoken about, mean that
the social debate in its semantic context is largely reduced to an exchange of opinions which is cognitively empty. What is worse, although these opinions express different attitudes and views of a worldview nature, and therefore are largely subjective, in the absence of the
aforementioned universal discourse criteria, they are considered to be
cognitively equivalent.
Joanna Kiereś-Łach — John Paul II Catholic University of Lublin, Poland
e-mail: joanna.kieres-lach@kul.pl ▪ ORCID: 0000-0002-4716-8674
*
ARTICLE — Received: Jan. 27, 2020 ▪ Accepted: Apr. 19, 2020
268
Joanna Kiereś-Łach
On the other hand, it is often enough to use professional terminology and build one’s statement as well-shaped in order for one to
pretend to be an expert in a given matter. In other words, superficial
competence and linguistic efficiency, expressing only someone’s opinion, can be considered binding on media and internet forums users. It is
also emphasized that due to the possibility of anonymous participation
in the discourse, which is enabled by social forums, responsibility for
spoken (written) words disappears. In addition, using the media, which
are communication intermediaries, impairs the ability to engage in real,
ongoing tête-à-tête communication or exchange of views. For this reason, people who face the necessity of public speaking, often experience
paralyzing fear, have difficulty with formulating their own thoughts and
revealing the intentions of their speech. 1
The literature emphasizes that democratization of social discourse is undoubtedly valuable, but on the other hand it is also clearly
emphasized that there must be social concern for the culture of expression/communication, especially for the development and implementation of universal principles or criteria of this discourse. This postulate
supports increased interest in rhetoric, as—simply speaking—the art of
beautiful and convincing argumentation in relation to the issues which
are addressed. The return to rhetoric, that is a sort of reminder that it
has shaped the culture of the word in Europe since Greek antiquity, is
also supported by the so-called political transformation, which in Poland and in countries that have freed themselves from the regime of
political totalitarianism is simply necessary. Changing the profile of
social discourse to democratic and the economy to a market style requires shifting social mentality and intensifying life dynamics in social
spaces.
1
For more on the role of communication in social discourse, see Paweł Gondek,
“Communio and Communicatio: The Role of Communication for Participating in Public Life,” Studia Gilsoniana 4, no. 1 (January–March 2015): 17–28.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
269
The so-called “soft” competency, the ability to communicate
with other people, is becoming one of the more desirable and socially
expected features of civic life. Therefore, ways of improving communication skill are created, such as coaching (which is a form of development in which an experienced person supports a learner or client in
achieving a specific personal or professional goal by providing training
and guidance2), mentoring (which is a relationship in which a more
experienced or more knowledgeable person helps to guide a less experienced or less knowledgeable person3), public relations (“PR” which is
the practice of deliberately managing the spread of information between
an individual or an organization and the public 4), marketing (which is
the action or business of promoting and selling products or services 5),
or career counseling (which is a professional intervention made by a
specialized person who is focused on how the individuals manage their
journey through life, learning and work6), etc. The purpose of these
forms of education is to prepare modern people to skillfully move in the
space of broadly understood interpersonal communication.7 It should be
noted, however, that these forms of education fulfill a need of the mo2
Excellence in Coaching: The Industry Guide, ed. Jonathan Passmore (London/Philadelphia: Kogan Page, 2016), 11.
3
Caela Farren, “Eight Types of Mentor: Which Ones Do you Need?,” Available online—see the section References for details.
4
James E. Grunig, Todd Hunt, Managing Public Relations (Orlando, Fla.: Harcourt
Brace Jovanovich, 1984), 7.
5
Shelby D. Hunt, “The Nature and Scope of Marketing,” Journal of Marketing 40, no.
3 (1976): 17.
6
Raoul Van Esbroeck and James A. Athanasou, “Introduction: An International Handbook of Career Guidance,” in International Handbook of Career Guidance, ed. James
A. Athanasou, Raoul Van Esbroeck (Springer Science+Business Media B.V., 2008), 2.
7
For more about it, see Robert St. Bokacki, Leadership Tool Box – ludzki kontekst
przywództwa (Warszawa: Kontekst HR International Group, 2014); Ken Blanchard,
The Heart of a Leader (Colorado Springs: David C. Cook, 2007); Sara Thorpe, Jackie
Clifford, Podręcznik coachingu: compendium wiedzy dla trenerów i menedżerów, trans.
Anna Sawicka-Chrapkowicz (Poznań: Rebis, 2004).
270
Joanna Kiereś-Łach
ment, which is why they are often created spontaneously, outside the
social control of their quality. As a result, teaching these competencies
takes on a sophistic character in that it becomes the art of manipulation
of another person. 8 It happens that people who are considered experts in
the field of communication or speech do not necessarily personify the
ethos of the speaker in any way, which results in ignoring the fundamental principles of building a persuasive message. 9
As mentioned earlier, inquiries about rhetoric and universal criteria for cultural discourse have been going on since Greek antiquity, and
their intention is to define timeless and supra-cultural norms and principles that would also be resistant to any—not always beneficial to man
—changes taking place in social life. Ultimately, it seems that concern
for social discourse is concern for rhetoric, its proper face and important, if not crucial, role in this discourse. From its beginnings, rhetoric
has been associated with philosophy, and philosophy claims to be the
cognitive foundation of human culture and human activity in the world.
In this connection, the truth about rhetoric should be recognized, namely that it is theoretical knowledge of the essence of the practice of social
communication. Such knowledge conditions the practice, it determines
the general criteria for this practice, but the practice itself is already an
art, because it concerns specific, life-important issues.
8
Manipulation is difficult to praise, because it invalidates an important and good aspect
of social discourse. The essence of manipulation is to evoke the illusion of communing
with the good and the true in another person, which is done by secret or unknown
means. Manipulation is therefore a fraud, as a result of which a person persists in the
erroneous belief that the decision he/she has made is the result of his/her free and conscious choice. For more on it, see Piotr Jaroszyński, “Manipulacja,” in Powszechna
Encyklopedia Filozofii, vol. 6, ed. Andrzej Maryniarczyk (Lublin: Polskie Towarzystwo Tomasza z Akwinu, 2006), 779–780.
9
For more about the speaker’s ethos, see Maria J. Gondek, “Ethos jako forma perswazji
retorycznej w ujęciu Arystotelesa,” Wistnik Charkiwskowo Nacionalnowo Uniwersitetu, no. 1057 (2013): 114–120; Maria J. Gondek, “Ethos mówcy w ‘Gawędzie o gawędzeniu’ o. Jacka Woronieckiego,” Studia Gilsoniana 6, no. 3 (July–September 2017):
425–449.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
271
This article engages these considerations that have been conducted in the field of culture since ancient times, when the first concepts of
rhetoric began to emerge and when the first attempts were made to
solve practical problems arising in social discourse. In this connection,
it is worthwhile to recall the first concepts of rhetoric and the related
attempts to define these criteria in their practical application.
Historically, the rise of rhetoric is associated with events that
took place in ancient Greece. In literature related to the study of rhetoric, three such events are often indicated, namely, first of all, the creation of the poleis (800–700 BC); secondly, the overthrow of the rule of
the tyrant Trazybulos in Sicily (465 BC); thirdly, the arrival to Athens
in the Sicilian mission of the sophist Gorgias (427 BC). Thus, thanks to
the emergence of the poleis and, as a consequence, the emergence of
various forms of social life (civilization), both politicians and citizens
had to learn to speak in public. Convincing others about their point depended on the ability to recall the appropriate argumentation. The example is the case of Sicily, where democracy was brought after the
overthrow of the tyrant’s rule. This gave the oppressed citizens a
chance to recover previously lost goods and lands. However, since
there were many cases of vindications, but much fewer lawyers who
could represent injured persons, citizens had to go on trial and vindicate
their rights. This situation caused many Greeks to think about the
speeches, their types and the criteria of persuasion. Corax of Syracuse
and his student Tisias made a particular contribution to this issue. The
third event, which is recognized as a breakthrough for Greece and the
birth of rhetoric, was associated with the arrival of Gorgias to Athens,
whose speeches increased awareness of the important role that the spoken word played in public life. Thus, problems related to everyday civic
life became the main reason for the rise of rhetoric and for its development. Theoretical considerations of language, its structure and functions, as well as its persuasive capacity followed the spontaneous “de-
272
Joanna Kiereś-Łach
velopment” of rhetoric. In other words, reflection on rhetoric, its essence and principles is something secondary to rhetorical practice, but
necessary in that it is actually cognitively primary. 10
Chaim Perelman on the Causes of the Rhetoric Crisis
The work of contemporary thinker, Chaim Perelman, creator of
the so-called new rhetoric, deserves to be recognized as a “classic” of
rhetorical thought. It is impossible to deal with issues in the theory of
rhetoric without recalling the concepts of this thinker, especially his
views on the philosophical foundations of rhetoric. He is definitely a
point of reference and authority on the basis of reflection on rhetoric
and its philosophical foundations. He not only restored rhetoric to its
rightful place in scientific and social discourse, but, above all, he renewed key issues and solutions related to it, but first and foremost he
pointed out the reasons for its crisis and, then, its fall. This proposal has
many supporters and opponents who appreciate its contribution to research on rhetoric, but do not remain uncritical of its claims. This article will take into account and refer critically to both attitudes.
Perelman agrees with the view that rhetoric was discovered by
ancient thinkers, but emphasizes that its rational basis was created only
by Aristotle, who stressed the connection between rhetoric and dialectic. The beginnings of the crisis of rhetoric, i.e., the loss of its understanding and role in social debate, are associated with the Middle Ages,
because, in Perelman’s opinion, during this period rhetoric was gradually reduced to a divagation over the ornamentation of speech. However,
the proper beginnings of the rhetoric crisis are associated with the ReCf. Anna Kucz, “Retoryka i oratorstwo w starożytności,” in Retoryka, ed. Maria
Barłowska, Agnieszka Budzyńska-Daca, Piotr Wilczek (Warszawa: PWN, 2008), 17–
19; Mirosław Korolko, Sztuka retoryki. Przewodnik encyklopedyczny (Warszawa:
Wiedza Powszechna, 1990), 27–34.
10
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
273
naissance thinker Petrus Ramus, who, contrary to Aristotle and tradition, separated dialectics and rhetoric, and combined dialectics with
logic. It was Ramus’s opinion that both logic and dialectics are only
about justifying the judgments, and it is irrelevant whether the justification is necessary or related to the opinion and what is probable/possible.
But then, as Perelman points out, the opinion, which is probable, is the
domain of rhetoric. As a result, rhetoric without rational bases turns
into stylistics, i.e., the theory of tropes, stylistic figures and verbal expression techniques. 11 It follows that the key reason for the fall of classical rhetoric was its break with philosophy, and especially with Aristotle’s Organon (a collection of his logical writings), which made it an
area close to poetry, that is not about persuasion, but about aesthetic
catharsis.12
Perelman also notes that there were many significant attempts in
history to restore rhetoric to its proper place and role. He draws particular attention to the Anglo-Saxon philosophical tradition and its empiricist-nominalist trend (F. Bacon, J. Locke, D. Hume, Th. Reid), up to
contemporary broadly understood analytical philosophy (J. Searle, J. L.
Austin, P. Grice and others), in which psychological (emotional) and ideologically (worldview) determined aspects of discourse and their persuasive usefulness (value) in justifying judgments and decisions and in
persuading the interlocutor were appreciated. Perelman also treats American tradition, little known in Europe, with great appreciation. He
associates his own concept of rhetoric with this achievement, as well as
the hope of overcoming Europe’s antipathy to this culturally important
discipline. He praises the American tradition of the likes of Samuel
Cf. Chaim Perelman, “The New Rhetoric: A Theory of Practical Reasoning,” in The
New Rhetoric and the Humanities: Essays on Rhetoric and its Applications (Dordrecht:
Holland/Boston: U.S.A./London: England: D. Reidel Publishing Company, 1979), 1–2.
12
Cf. Chaim Perelman, L’empire rhétorique. Rhétorique et argumentation (Paris: Libraire Philosophique J. Vrin, 2002), 13–15.
11
274
Joanna Kiereś-Łach
Silas Curry, James Albert Winans, Charles S. Baldwin, Harry Caplan,
Lane Cooper, Everett Lee Hunt and Richard McKeon. The American
view emphasizes the importance of rhetoric in social discourse: in politics, in law, in ethics, in philosophy, and in religion. It also emphasizes
the persuasive nature of this discourse. Accordingly, it treats rhetoric as
an art of persuasion, and therefore, which is close to Perelman, focuses
on distinguishing various techniques used in rhetorical argumentation.13
As mentioned, Perelman proclaims that rhetoric is closely related
to philosophy, but he is aware that the problem of philosophy itself
should be resolved, namely, the answer to the question: what (which)
philosophy resolves the issue of the essence of rhetoric? Philosophy—
its specific tradition or current or school—can favor rhetoric or depreciate its role in human life, or even ignore it. Historically, an excellent
illustration of the above thesis is the position of the rationalist Parmenides. He excluded rhetoric from the sphere of rational discourse, not
unlike the general views of sophists who based all cultural and philosophical discourse on persuasion, such that the goal was seen as influencing the will of the listener and obtaining his/her approval; sophists
also emphasized the role of authority in the discourse. Plato placed
rhetoric under the so-called maieutics, for he saw in it a dialectical tool
for persuading about or guiding toward the discovered truth. Plato condemned the sophistic concept of rhetoric because he saw in it only the
art of manipulation. In turn, Aristotle, who settled this dispute on the
basis of the division of philosophy into theoretical and practical ones,
placed rhetoric in the sphere of practical discourse and associated it
with what is possible and probable, namely with art. He based his conception of rhetoric on experience and common sense, but he treated it
as the art of persuasion, i.e., the art of influencing one’s judgment and
decision. However, the aforementioned Petrus Ramus threw rhetoric
13
Cf. Perelman, “The New Rhetoric: A Theory of Practical Reasoning,” 4–5.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
275
beyond philosophy as a rational discourse, and eventually French rationalist Rene Descartes ousted it from philosophy with his concept of
evidence as a criterion of truth, from which it follows that what is possible and probable is not evident and thus does not fit in terms of truth.
According to Perelman, Cartesian absolutism (rationalism) dominated the philosophy and theory of science, but, as he emphasizes, the
view was criticized: Karl Popper turned out to be the ultimate conqueror of rationalism, who challenged the Cartesian dogma of evidence (obviousness) as the infallible criterion of truth. He stated that science creates hypotheses, and its domain is the search for convincing arguments
that will support their acceptance. He also emphasized the role of the
scholar’s culture, authority and personality. Popper’s thought changes the
face of philosophy and science, because it departs from traditional apriorism and absolutism (rationalism), and makes them self-critical disciplines, open to the modification (falsification) of assumptions and
views. According to Perelman, a contemporary change in the criterion
of rationality demands a renaissance of rhetoric, because it gives rhetoric a strong theoretical foundation. 14
Perelman is convinced that his own insight into the history of the
relationship between philosophy and rhetoric proves that the situation
of rhetoric depends on the concept of philosophy and that errors in the
field of philosophy (absolutism, formalism, scientism) cast a shadow on
rhetoric, limit its scope and applicability, and in extreme cases they
eliminate it from cultural discourse. He also emphasizes that changes
taking place in European culture, and especially in politics that implements the idea of liberal democracy and the civil state, demand a return
of rhetoric. These changes suppose that worldview dialogue is the heart
of social life and culture, and rhetoric, understood as a general theory of
persuasive speech, covers the “extensive field of informal thought,” i.e.,
14
Cf. Perelman, L’empire rhétorique, 169–195.
276
Joanna Kiereś-Łach
thought measured by worldview, values and beliefs. For this reason, he
believes, culture is ruled by a “rhetorical empire” in which rhetoric, as
Walter Jens put it, is “the old and new queen of the humanities.” 15
According to popular opinion, Perelman’s investigations contributed to the 20th-century rhetorical revolution, the growing interest about
rhetoric in the academic environment. Perelman demanded a respect for
the ancient rhetoric and also referred to it in substantive terms, although
as evidenced by the label “new rhetoric” nominally used by Perelman
himself, his demand intends to improve rhetoric and develop its important themes. He thinks that modern times are challenging, since they are
dominated by changes taking place in philosophy, science and social
policy. He adds that the re-flourishing of rhetoric and argumentation
theory was also largely due to the rehabilitation of colloquial language
associated with the changing times, which until now—especially in formal disciplines—was accused of ambiguity and lack of accuracy.16
What Is New in the New Rhetoric?17
An assessment of key aspects of Perelman’s concept of rhetoric
with the intention of determining its novelty yields that, first of all, the
“new rhetoric” is not limited to style, it is also not focused on one of the
components of traditional rhetoric, namely on the demonstrative type.
Moreover, it certainly is not reduced to the rationally understood logos
(and its criteria of consistency and evidence) and thus is not a formal
15
Cf. ibid., 198–199: “Ainsi conçue, elle couvre le champ immense de la pensée nonformalismée: on peut parler, à ce propos, de l’empire rhétorique; c’est dans cet esprit
que le professeur W. Jens, de l’université de Tübingen, l’a qualifiée d’ancienne et nouvelle reine des sciences humaines (alte und neue Königin der Wissenschaften).”
16
Cf. Michel Meyer, Manuel Maria Carrilho, Benoit Timmermans, Historia retoryki od
Greków do dziś, trans. Zuzanna Baran (Warszawa: Aletheia, 2010), 263–264.
17
This issue was indicated in Joanna Kiereś-Łach’s book, Filozofia i retoryka. Kontekst
myślowy “nowej retoryki” Chaima Perelmana (Lublin: Wydawnictwo Academicon,
2015).
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
277
discipline, so it does not fall within the scope of logic. It is also not a
collection of stylistic figures that explicitly serve manipulation, diverting the attention of the listener or interlocutor from the immoral idea of
the speaker. Perelman’s rhetoric in the strict sense, as a set of argumentative techniques, is not bound to formal standards and ideals of logic,
in the name of which the colloquial language would be unified (“mummified”) or deprived of its vitality and dynamism. Thus, at the root of
his “new rhetoric” lies the key thesis that rationality is not just the domain of logicism (formalism). In other words, not everything that is
formally illogical is ex definitione senseless. This belief is associated
with the distinction of two functions of reason, namely its rational function and reasonable function. This second function, what is reasonable,
is based on its own arguments and related argumentation, which naturally precede decision-making and action. In the context of the above
reflection, Perelman formulates his definition of rhetoric as a theory of
argumentation for which the object is to study discursive techniques allowing us to induce or to increase the mind’s adherence to the theses
presented for its assent.18
In Perelman’s opinion, rhetoric—defined in this way—has to serve
philosophy, has to be its methodological tool, useful in the practical
sphere, e.g., in ethics, law and politics. In connection with the above, it
was aptly emphasized that Perelman’s concept of philosophy should be
18
Cf. Chaim Perelman, Lucie Olbrechts-Tyteca, Traité de l’argumentation. La nouvelle
rhétorique (Bruxelles: Editions de l’Universite de Bruxelles, 2008), 5: “[D]e meme, la
théorie de l’argumentation ne peut se developper so toute prevue est conçue comme
reduction à l’évidence. En efet, l’objet de cette théorie est l’étude des techniques discursives permettant de provoquer ou d’accroître l’adhésion des esprits aux theses
qu’on présente à leur assentiment.” And Chaim Perelman, Lucie Olbrechts-Tyteca, The
New Rhetoric. A Treatise on Argumentation, trans. John Wilkinson, Purcell Weaver
(Notre Dame: University of Notre Dame Press, 1969), 4: “In the same way, the theory
of argumentation cannot be developed if every proof is conceived of as a reduction to
the self-evident. Indeed, the object of the theory of argumentation is the study of the
discursive techniques allowing us to induce or to increase the mind’s adherence to the
theses presented for its assent.”
278
Joanna Kiereś-Łach
referred to as the new rhetoric sensu largo, and that of rhetoric as the
proposed methodological tool of the new rhetoric sensu stricto.19 As he
often emphasizes, rhetoric is almost an antipode of logic, because logic
does not have sufficient tools to deal with problems of all kinds. Especially nowadays, logic is reduced to a formal discipline which purpose
is the logical analysis of language and the examination of the correctness of formal proofs.20 In short, Perelman understands rhetoric as an
argumentative practice wherever logical proof cannot be used or evidence cannot be found.21
Perelman’s argumentation is defined as “an extended form of Reason and Rationality”22 and opposed to the aforementioned rhetoric of
style which uses language figures for stylistic purposes. Rhetoric, however, emphasizes the persuasive power of these figures. The theory of
argumentation will therefore be a treasury of figures that have argumentative power, and thus help the speaker to convince the audience,
not to give the audience mere aesthetic or psychological satisfaction.
Style rhetoric, or simply stylistics, gathers figures that have a decorative function, while rhetoric sensu stricto, i.e., the theory of rhetorical
argumentation, provides knowledge about the mechanisms by which
one’s own beliefs are justified. These justifications are based on proba19
The distinction between the new rhetoric sensu largo and the new rhetoric sensu
stricto was taken from Anna Frąckiewicz’s doctoral dissertation, “Nowa retoryka
Chaima Perelmana jako komunikacyjne ujęcie prawa” (PhD diss., The John Paul II
Catholic University of Lublin, 2007).
20
Cf. Chaim Perelman, Cours de logique, vol. 3 (Bruxelles: Presses Universitaires de
Bruxelles, 1964), 5–7; Ryszard Kleszcz, “Od analizy do argumentacji. Wprowadzenie
do Perelmana,” Studia Filozoficzne 283, no. 6 (1989): 131.
21
For more about the issue of obviousness, see Chaim Perelman, “Évidence et preuve,”
in Justice et raison (Bruxelles: Presses Universitaires de Bruxelles, 1972), 140–154;
Chaim Perelman, “O oczywistości w metafizyce,” trans. Adam Węgrzecki, in Szkice
filozoficzne: Romanowi Ingardenowi w darze, ed. Zofia Żarnecka (Warszawa–Kraków:
PWN, 1964), 159–171.
22
Cf. The Rhetorical Tradition: Readings from Classical Times to the Present, ed.
Patricia Bizzell, Bruce Herzberg (Boston: Bedford/St Martins, 1990), 1410.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
279
ble (enthymematic) reasoning, acquired experience and established
custom, or on the basis of so-called common sense. The rhetorical approach to knowledge as a sphere of permanent discourse protects it
from the error of absolutism (apriorism) and mental inertia, which often
unreflectively absolutizes and accepts a certain opinion. As Perelman
thinks, contemporary philosophers are ready to agree with this approach; they point out that scientific knowledge is the fruit of continuous discussion that takes place within societies that share common beliefs, assumptions, ideals and values, and in various ways make them
concrete. Emerging positions and disputes are a source of cognitive
progress and moral improvement for humans as social beings. Perelman
adds that belief in absolutism destroys all discussion and results in reductionist and inhuman ideologies. 23
Culture and the “New Rhetoric”
It is the cultural duty of rhetoric to show that not all statements
are obvious and “closed,”24 i.e., absolute, and that key discourses for
human culture are persuasive, and therefore based on justifications and
arguments that take into account the role of the audience, and even cor23
Ibid.
Perelman refers here to the conception which was very popular in the 1950s, namely
conception of the so-called “open concepts,” which was characteristic for one of the
varieties of British analytical philosophy—linguistic philosophy—inspired by the views
of Ludwig Wittgenstein, from the second period of his activity. Proponents of this conception distinguish “closed concepts,” appropriate to formal disciplines (logic, mathematics, geometry) whose scope and content are explicitly defined, from “open concepts,” i.e., all qualitative concepts (e.g., man, love, truth, justice, value), whose scope
and content are perennially flexible, perennially debatable and subject to constant modification. The consequence of this position is the thesis that universal definitions of open
terms are logically precluded—one can only create their reporting definitions and critically highlight those uses that are fertile cognitively and practically. This view took the
name of “anti-essentialism.” Cf. Morris Weitz, The Opening Mind: A Philosophical
Study of Humanistic Concepts (Chicago: The University of Chicago Press, 1977).
24
280
Joanna Kiereś-Łach
respond to the will and intention of the audience. In assessing his own
program of renewing rhetoric, Perelman emphasizes that it is discovering the importance of such concepts as discussion, persuasion, audience
and dialectic in the field of practical life. These concepts are part of the
canon of reasoning analysis based on probable premises which, thanks
to their persuasive power, lead to important decisions. Reversing the
order, it can also be said that thanks to the understanding of rhetorical
mechanisms it is possible to justify the value of deeds that are the result
of decisions based on rhetorical argumentation. 25
Perelman constantly repeats that rhetoric, understood as the theory of persuasive speech or the theory of rhetorical argumentation, includes every statement which purpose is not to express an impersonal
truth, but through which one aims to influence another person or persons. Exerting influence on somebody can, however, consist in both
attempting to direct another’s thinking, arousing or calming another’s
emotions, as well as inducing another to act. At this point it is important
to note that Perelman distinguishes cultural abstract values from concrete values. The former are hidden behind denominations common to
all mankind, e.g., good, love, holiness, but they are specified and hierarchized in specific cultural contexts, so they are given a specific meaning, i.e., a specific concept of good, love or holiness. In other words,
abstract values are made concrete in a specific culture, its history, experiences and goals. All these goals should harmonize with the concrete
values assumed by the speaker, around which he wants to gather his
listeners. Such values gain acceptance, if they are associated with abstract values adopted at the starting point by the participants in the discourse. Consensus on specific values presented for acceptance is there-
25
Cf. The Rhetorical Tradition, 1410.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
281
fore only possible in a community already organized around a purpose,
and recognizing the same abstract values. 26
According to Perelman, the cultural and universal value of the
“new rhetoric” that differentiates it from ancient rhetoric is that it can
be directed to any type of audience. So it can be both a crowd gathered
in a public place, a team of specialists in a particular field, a single person, or all humanity. It can be practiced in an intra-subjective mode,
i.e., considering arguments that arise during internal deliberation (arguments that we direct to ourselves when we consider a given issue,
before making a decision or before taking action). In other words, the
domain of rhetoric includes any statement aimed at conviction or persuasion. It deals with all types of reasoning that are not formal (they are
not formally correct inferences), nor are they mechanical calculations.
Therefore, the argumentation is rhetorical regardless of to whom it is
addressed or with what it deals; it does not concern the obvious in the
sense that it neither provides it nor is directed against it; it deals with
the area of reality where there is simply no sufficient reason to take
something as self-evident, or there are doubts about something and it is
necessary to justify one or another choice. Perelman points out that by
distancing rhetoric from logic and formal evidence, he does not claim
that rhetoric has nothing to do with evidence. If the speaker is convinced that he is sure about something, then he uses arguments to propagate what he is sure of. One might think that Perelman’s remark concerns what could be called subjective evidence, i.e., the speaker’s internal conviction or faith in the rightness of the argumentation that he
used. Such evidence cannot be a criterion of truth, even if the preferred
judgments correspond with intuition or with common sense—so important in Perelman’s conception. Perelman constantly emphasizes that
rhetoric is a tool of philosophy if it is considered that philosophical
26
Cf. Perelman, L’empire rhétorique, 197–199.
282
Joanna Kiereś-Łach
statements are only some kind of hypothesis that can be an optional
solution and not be treated as unchanging and ahistorical truths.27
Conclusion
Perelman strongly emphasizes the dialogical nature of culture.
According to him, dialogism is a universal recipe for developing culture. The key to cultural discourse is for its participants to be aware that
their living is a constant dialogue. Only this universal awareness will
protect culture and its participants from such threats as civilizational totalitarianism and cultural monism. Not without significance is Chaim
Perelman’s personal experience of the evil of World War II, especially
the crimes of genocide (the Holocaust). This painful experience led him
to believe that the history of European culture is the history of overcoming traditional absolutism in favor of epistemological and worldview pluralism, as well as egalitarianism, which in turn underlies a democratic civil state. Rhetoric, understood as the theory of persuasive
speech (rhetoric sensu stricto), would then be the foundation and at the
same time an instrument of social and cultural dialogue.
It is absolutely necessary to appreciate Perelman’s claims, and
see the validity of his criticism of rationalism (absolutism, scientism,
logicalism) which—let us emphasize—is one (beside irrationalism) of
the currents of the tradition of idealism. For this reason, his thesis, according to which the entire cultural and social discourse, and consequently the whole philosophy, is rhetorical, leads to circular reasoning
in justification, and ultimately to relativism, according to which abstract
values (truth, good and beauty) are gradual, changeable and dependent
on the civilizational and cultural context. What is more, the adoption of
relativism as the basis of philosophy leads directly to relativism as the
27
Ibid., 15–23.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
283
basis of rhetoric, which concerns what is possible and what may—but
does not have to—happen, but is ultimately based on acts of will (voluntarism) and on a contract (conventionalism). Rhetoric in the classical
(Aristotelian) approach takes into account what is really possible and
probable, and thus finally becomes valid in the context of real experience. In other words, rhetoric considers what is possible in the future,
but is always based on the past and the present. This criticism, nevertheless, does not entirely undermine Perelman’s achievements in the
field of argumentative techniques, which can be successfully used as
part of and within the context of classical (Aristotelian) rhetoric.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse.
In Terms of Chaim Perelman
SUMMARY
This article is an attempt to answer the question about the causes of the rhetoric crisis
and its role in social discourse. The theoretical basis of these considerations and their
reference point is the concept of new rhetoric in terms of the contemporary rhetoric and
argumentation theorist Chaim Perelman. The first part briefly describes contemporary
cultural discourse that takes place in a democratized society in the era of so-called new
media. It indicates that inquiry into rhetoric (which started in antiquity) is also inquiry
into universal criteria for cultural discourse, as well as the timeless and supra-cultural
norms and principles that regulate this discourse (taking into account ongoing social
and cultural changes). The second part of the article refers directly to the position of
Chaim Perelman on the crisis of rhetoric. Perelman saw the main reason for this crisis
in the separation of rhetoric from philosophy. The third part characterizes the new rhetoric in terms of its novelty and timeliness, as well as its reference to classical (Aristotelian) rhetoric. The fourth part points to the application of the concept of new rhetoric in
cultural discourse. It discusses Perelman’s concept of universal audience, as well as the
problem of concrete and abstract values, the understanding of which by the members of
a given audience does or does not enable the communication (consensus) between each
other. The end of the article briefly assesses Perelman’s contribution to understanding
rhetoric and his role in restoring rhetoric to its rightful place in social discourse.
284
Joanna Kiereś-Łach
KEYWORDS
Chaim Perelman, rhetoric, new rhetoric, philosophy, social discourse, communication,
crisis of the rhetoric.
REFERENCES
Blanchard, Ken. The Heart of a Leader. Colorado Springs: David C. Cook, 2007.
Bokacki, Robert St. Leadership Tool Box – ludzki kontekst przywództwa. Warszawa:
Kontekst HR International Group, 2014.
Esbroeck, Raoul Van, and James A. Athanasou. “Introduction: An International Handbook of Career Guidance.” In International Handbook of Career Guidance, edited by James A. Athanasou, Raoul Van Esbroeck, 1–19. Springer Science
+Business Media B.V., 2008.
Excellence in Coaching: The Industry Guide, edited by Jonathan Passmore. London
/Philadelphia: Kogan Page, 2016.
Farren, Caela. “Eight Types of Mentor: Which Ones Do you Need?,” Available online
at: https://www.yumpu.com/en/document/read/11607000/eight-types-ofmentors-which-ones-do-you-need-masteryworks. Accessed Jan. 23, 2020.
Frąckiewicz, Anna. “Nowa retoryka Chaima Perelmana jako komunikacyjne ujęcie prawa.” PhD diss., The John Paul II Catholic University of Lublin, 2007.
Gondek, Maria J. “Ethos jako forma perswazji retorycznej w ujęciu Arystotelesa.”
Wistnik Charkiwskowo Nacionalnowo Uniwersitetu, no. 1057 (2013): 114–120.
Gondek, Maria J. “Ethos mówcy w ‘Gawędzie o gawędzeniu’ o. Jacka Woronieckiego.” Studia Gilsoniana 6, no. 3 (July–September 2017): 425–449.
Gondek, Paweł. “Communio and Communicatio: The Role of Communication for Participating in Public Life.” Studia Gilsoniana 4, no. 1 (January–March 2015):
17–28.
Grunig, James E., and Todd Hunt. Managing Public Relations. Orlando, Fla.: Harcourt
Brace Jovanovich, 1984.
Hunt, Shelby D. “The Nature and Scope of Marketing.” Journal of Marketing 40, no. 3
(1976): 17–28.
Jaroszyński, Piotr. “Manipulacja.” In Powszechna Encyklopedia Filozofii, vol. 6, edited
by Andrzej Maryniarczyk, 779–780. Lublin: Polskie Towarzystwo Tomasza z
Akwinu, 2006.
Kiereś-Łach, Joanna. Filozofia i retoryka. Kontekst myślowy “nowej retoryki” Chaima
Perelmana. Lublin: Wydawnictwo Academicon, 2015.
Kleszcz, Ryszard. “Od analizy do argumentacji. Wprowadzenie do Perelmana.” Studia
Filozoficzne 283, no. 6 (1989): 123–135.
Korolko, Mirosław. Sztuka retoryki. Przewodnik encyklopedyczny. Warszawa: Wiedza
Powszechna, 1990.
Kucz, Anna. “Retoryka i oratorstwo w starożytności.” In Retoryka, edited by Maria
Barłowska, Agnieszka Budzyńska-Daca, Piotr Wilczek, 17–34. Warszawa:
PWN, 2008.
Meyer, Michel, and Manuel Maria Carrilho, Benoit Timmermans. Historia retoryki od
Greków do dziś. Translated by Zuzanna Baran. Warszawa: Aletheia, 2010.
The Causes of the Crisis of Rhetoric and Its Role in Social Discourse
285
Perelman, Chaim. Cours de logique, vol. 3. Bruxelles: Presses Universitaires de Bruxelles, 1964.
Perelman, Chaim. Justice et raison. Bruxelles: Presses Universitaires de Bruxelles,
1972.
Perelman, Chaim. L’empire rhétorique. Rhétorique et argumentation. Paris: Libraire
Philosophique J. Vrin, 2002.
Perelman, Chaim. “O oczywistości w metafizyce.” Translated by Adam Węgrzecki. In
Szkice filozoficzne: Romanowi Ingardenowi w darze, edited by Zofia Żarnecka,
159–171. Warszawa–Kraków: PWN, 1964.
Perelman, Chaim. The New Rhetoric and the Humanities: Essays on Rhetoric and its
Applications. Dordrecht: Holland/Boston: U.S.A./London: England: D. Reidel
Publishing Company, 1979.
Perelman, Chaim, and Lucie Olbrechts-Tyteca. The New Rhetoric. A Treatise on Argumentation. Translated by John Wilkinson and Purcell Weaver. Notre Dame: University of Notre Dame Press, 1969.
Perelman, Chaim, and Lucie Olbrechts-Tyteca. Traité de l’argumentation. La nouvelle
rhétorique. Bruxelles: Editions de l’Universite de Bruxelles, 2008.
The Rhetorical Tradition: Readings from Classical Times to the Present, edited by Patricia Bizzell and Bruce Herzberg. Boston: Bedford/St Martins, 1990.
Thorpe, Sara, and Jackie Clifford. Podręcznik coachingu: compendium wiedzy dla trenerów i menedżerów. Translated by Anna Sawicka-Chrapkowicz. Poznań: Rebis, 2004.
Weitz, Morris. The Opening Mind: A Philosophical Study of Humanistic Concepts. Chicago: The University of Chicago Press, 1977.
Studia Gilsoniana 9, no. 2 (April–June 2020): 287–315
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090212
Jason Nehez*
In Pursuit of True Wisdom:
How the Re-Emergence of Classical Wonder Should
Replace Descartes’s Neo-Averrostic Sophistry
At the heart of many scientific and philosophical debates and discussions today lies a layer underneath that can be missed by our times’
propensity toward mathematical physics. That layer is ultimately a question of what fundamentally is wisdom and science. If we call ourselves
“lovers of wisdom”(philosophers/scientists) and what we are doing is
the “love of wisdom” (philosophy/science), then, apparently, we would
know, and agree on what constitutes that wisdom for which we are in
pursuit. This syntopical presentation aims to take a look at the writings
and thought of St. Thomas Aquinas in comparison and contrast to the
writings and thought of Rene Descartes, who has come to be known as
the “Father of modern philosophy.”
In this comparison, it will be shown that the modern concept of
wisdom fundamentally diverges with the thinking of Descartes, that,
strictly speaking, at least in his metaphysical first principles, if not in
his chief aim, he may be a sophist, no philosopher at all. It will also be
shown that St. Thomas Aquinas anticipated this divergence and gave a
defense in his writing against it. It will be concluded with what constitutes real philosophy and science as presented by St. Thomas Aquinas.
Jason Nehez — Holy Apostles College and Seminary, Cromwell, Conn., USA
e-mail: jnehez@holyapostles.edu ▪ ORCID: 0000-0002-6252-127X
*
ARTICLE — Received: Feb. 22, 2020 ▪ Accepted: Mar. 30, 2020
288
Jason Nehez
In his work, Summa Contra Gentiles, St. Thomas writes concerning wisdom, “Of all human pursuits, the pursuit of wisdom is the more
perfect, the more sublime, the more useful, and the more agreeable. The
more perfect, because in so far as a man gives himself up to the pursuit
of wisdom, to that extent he enjoys already some portion of true happiness.”1 St. Thomas recognizes that it is in the pursuit of wisdom that
man pursues true happiness. This is because, as he mentions in the
same work, the lover, or pursuer, of wisdom rightly directs the order of
things. A human being who recognizes right order in something must
consider that thing’s proper end or aim.
According to St. Thomas, the proper end or aim of something is
that for which it is naturally striving to reach its perfection. Therefore,
the proper end or aim of anything is its proper good.
It follows then that the proper end or aim of human wisdom is all
good, which would end in true happiness for man, because man’s true
end and aim is happiness. Any philosophy or science so called that does
not direct its aims toward good, or true, human happiness cannot rightly
be called wisdom. For, just as we would hardly call someone who used
the medical arts to end human life as opposed to promote it a health
professional, we ought to be just as discerning in what we call true wisdom.
According to St. Thomas, a human being who seeks to pursue
true wisdom must start in the following way: “That they seek to escape
from ignorance is made clear from the fact that those who first philosophized and who now philosophize did so from wonder about some
cause.”2 St. Thomas recognized that wonder essentially motivated the
1
Thomas Aquinas, Summa Contra Gentiles, I, 2, trans. Joseph Rickaby, S.J. (London:
Burns and Oates, 1905). Available online—see the section References for details.
2
St. Thomas Aquinas, Commentary on the Metaphysics of Aristotle, I, 3, trans. John P.
Rowan (Chicago: Regnery, 1964). Available online—see the section References for details.
In Pursuit of True Wisdom
289
first philosophers and motivates all philosophers throughout all time.
Those who rightly philosophize perceive some event, or effect, and seek
to relieve a personal perplexity, ignorance, that arises from lack of understanding of the cause of that event.
St Thomas and Aristotle had recognized that, in a way (analogously), even the early Greek poets were philosophers because they
perceived effects, and even though they theomorphized them, they
sought to discover the causes to remove their ignorance. Later philosophers only needed to understand more precisely the true nature of these
causes, not change the method, habit of discovering causes, or deny
their reality altogether.
For St. Thomas, wisdom necessarily assumes that we are: (1) receiving some accurate information from our sense perception, and (2)
able to apprehend the cause of effects. It takes for granted that those
causes are apprehensible by us, not outside of the ability of human understanding and not, as some have claimed, lying only in God’s knowledge, or others have said, unknown entirely to the nature of human understanding. A crucial point to recognize regarding the true starting
point of philosophical activity.
Through our intellectual de-materializing, or abstracting, ability
related to our sense perception, every psychologically-healthy human
being has the natural ability to perceive real effects and determine true
causes. As the Latin saying goes, Nihil est in intellectu quod non sit
prius in sensu (“Nothing is in the intellect that was not first in the senses”).
Philosophy’s history from the ancient Greeks to the Rene Descartes is a fascinating topic, and one that is beyond the purview of this
presentation. Sufficient here is for me to mention Peter A. Redpath’s
work, Cartesian Nightmare: An Introduction to Transcendental Sophistry. In this work Redpath presents a compelling argument that, strictly
speaking, what Descartes was presenting at the time was not the first
290
Jason Nehez
birth of true philosophy. It was really a new species of sophistry, a product, and continuation, of the influence on him of Italian renaissance humanism (rhetoric) and what he had considered to be a Jesuit education
too much focused on the trivium as if it had comprised the whole of
worthwhile knowledge, philosophy.3
While Descartes’s reactions against philosophy thus understood
might not have been against philosophy per se as understood by the ancient Greeks, or a proper understanding of St. Thomas teaching about
philosophy’s nature (but a reaction against a prevailing misunderstanding of these at the time), for us to note it suffices for a main aim of this
paper: to show that Descartes’s method did not initiate a true understanding of philosophy, wisdom. It created a new kind of sophistry.
In his Discourse on the Method, Descartes provides his reaction
to what he understood to be philosophy,
Of philosophy I will say nothing, except that when I saw that it
had been cultivated for many ages by the most distinguished
men, and that yet there is not a single matter within its sphere
which is not still in dispute, and nothing, therefore, which is
above doubt, I did not presume to anticipate that my success
would be greater in it than that of others; and further, when I
considered the number of conflicting opinions touching a single
matter that may be upheld by learned men, while there can be but
one true, I reckoned as well-nigh false all that was only probable. 4
As can be seen in the preceding passage, young Descartes’s attitude toward philosophy as he understood it at the time (as a kind of
sophistry) is extremely negative. He perceives that, while philosophy
has been studied for many centuries by many distinguished individuals,
3
Peter A. Redpath, Cartesian Nightmare: An Introduction to Transcendental Sophistry
(Amsterdam–Atlanta, GA: Rodopi B.V., 1997), 81.
4
Rene Descartes, A Discourse on Method, trans. John Veitch (Project Gutenberg, 2008;
ebook edition), loc. 92.
In Pursuit of True Wisdom
291
no perceived consensus has been reached among these individuals about
what constitutes true philosophy.
Normal is for human beings, sometimes, to express feelings of
frustration at a lack of universal agreement about a solution of a complex problem; but to use that frustration as a test for the method’s veracity is a different matter. To base any test of veracity on universal
assent or agreement itself appears dubious. Nonetheless, at this juncture, Descartes claims to say farewell to the philosophy, or sophistry, of
his time as if it represented the whole of philosophy as those prior to
him had understood and practiced philosophy.
Why he thinks that, by (1) removing himself from the present
conversation as if it constituted the whole of the historical discussion
prior to him and his time and (2) creating a “new system” is not also
another understanding of philosophy about which people will agree and
disagree is, also, something he does not explain. It is difficult for an
impartial observer not to assume he is asking for special pleading of his
Method.
Whatever the case, this move will prove to be a short-term, Pyrrhic victory for him, at best. Essentially based upon a flawed understanding of human nature as one of his first principles, Descartes will
initiate a new form of cultural psychology and misunderstanding of philosophy/science still being felt today in all our modern institutions of
intellectual learning and culture.
Immediately after expressing his opinion about the pathetic condition of philosophy in his time as he understood it, he provides this
opinion about science, “As to the other sciences, inasmuch as these
borrow their principles from philosophy, I judged that no solid superstructures could be reared on foundations so infirm.” 5 So, in addition to
eliminating from consideration philosophy (which Descartes appears to
5
Ibid., loc. 93.
292
Jason Nehez
be conflating with metaphysics, what for centuries prior to him, following Aristotle, university professors and their students in the West had
called “first philosophy”), apparently recognizing philosophy (metaphysics) to be the source of other species of philosophical/scientific understanding, Descartes chose to ignore these other “sciences” as well.
This move appears to have been an intentional casting into doubt
of a main assumption in the teachings of St. Thomas Aquinas and the
leading ancient Greek philosophers, especially Aristotle, as they had
understood the correspondence to reality of our sense perceptions and
the hierarchical order of our knowledge from first principles known to
us, in chronologically-first order through the senses and later (as we ascend from sensory effects to higher causes), eventually known in light
of metaphysical first principles.
Considered in themselves as more perfect in being, according to
Aristotle and St. Thomas, these metaphysical first principles and immaterial causes are the qualitatively highest of knowable beings and qualitatively widest and deepest of causes. Nonetheless, our first apprehension of them in and through sense perception is weak and remote. Only
analogously did Aristotle and Aquinas speak of principles and causes in
the lower sciences.
In setting the stage for his method where he will say we can no
longer start discovery with trust in the information from our sense perceptions, Descartes unwittingly cut himself off from centuries of previous thinking on the subject. In so doing, he had eliminated the route to
immaterial, metaphysical first principles, causes from abstraction of
sense perceptions; and to a proper understanding of classical philosophy; and especially metaphysics and how it relates to other divisions of
philosophy/science.
Before going any further into the cave of doubt started by Descartes, helpful, at this point, is to consider how St. Thomas had understood order and science because doing so now will allow me later in
In Pursuit of True Wisdom
293
this paper to make a proper comparison between the teachings of Aquinas and Descartes about the nature of philosophy/science.
Toward the start of his Commentary on the Nicomachean Ethics
of Aristotle, Thomas states, “It is the business of the wise man to order.
The reason for this is that wisdom is the most powerful perfection of
reason whose characteristic is to know order. Even if the sensitive powers know some things absolutely, nevertheless to know the order of one
thing to another is exclusively the work of intellect or reason.” 6
As it has been discussed already, for ancient Greeks and Aquinas, philosophy consists mainly in discovery of the causes of effects,
the discovery of first principles. In addition, to some extent, it involves
discovery of how, once we know them, to apply first principles, causes,
to generate effects.
We discover those causes by ordering of the intellect and the relationship of effects to causes and causes to other causes and effects.
While our senses might produce some true image that initiates this discovery, dematerializing, ordering, and judging is a product of our unique human intellect. No other creatures possess this power; and even
within us this power is used in degrees. Hence, the reason some people
are wiser than others.
Thomas continues,
Now a twofold order is found in things. One kind is that of parts
of a totality, that is a group, among themselves, as the parts of a
house are mutually ordered to each other. The second is that of
things to an end. This order is of greater importance than the
first. For, as the Philosopher says . . . the order of the parts of an
6
St. Thomas Aquinas, Commentary on Nicomachean Ethics, Bk. 1, L. 1, trans. C. I.
Litzinger, O.P. (Chicago: Henry Regnery Company, 1964). Available online—see the
section References for details.
294
Jason Nehez
army among themselves exists because of the order of the whole
army to the commander.7
Here lies a crucial understanding of the approach of St. Thomas
to wisdom and philosophy/science. In things, composite wholes, an order of parts to a whole exists. The example he provides is of parts of a
house mutually ordered. These parts must have unequal possession of
the whole: the house. For example, the foundation will be unlike the
framing, the framing unlike the insulation, the insulation unlike the
roofing, and so on. But we can say these many parts are all one, albeit
unequally, in possession of the whole, or genus, of being of the house.
This is not, as some people are known to say, that the whole of a
thing is the sum of the parts. On the contrary, the whole, or real genus,
unifies the parts of a whole by a measure or limit of having parts. By
their sum, the parts do not produce the whole of which they are parts.
How could they? None of them is the whole in itself and the juxtaposition of them does not necessarily make a unified whole.
Given our example, someone might imagine the parts arranged in
such a way as to have the same shape of a “house;” but were it to be
used as a barbershop, is it still a house? The parts did not make the
whole. The whole makes this “house” a place of business.
Another example offered by Aristotle is of a human and a corpse.
When the body is ensouled, it is a one unified human person. But when
the soul has left the body, the whole has changed. It is no longer qualitatively the same organization. No longer is it a human person. It is a
corpse, a soulless body.
While a corpse might carry some moral dignities and rights, most
human beings would not say it is the qualitatively same whole as that of
a fully-ensouled human person. And so it is the measure of the whole
7
Ibid.
In Pursuit of True Wisdom
295
that has a unifying and limiting factor making a one unified thing out of
a multitude of parts.
The concept of unity and plurality is crucial to St. Thomas’s understanding of order. In A Not-So-Elementary Christian Metaphysics,
Redpath explains precisely why:
The one is undivided, does not possess, is deprived of, division,
and is the opposite of division or plurality. Plurality, not number,
is the first-conceived opposite of unity and the ground of all division and difference. Hence, Aquinas maintained, we derive the
idea of unity from the idea “of order or lack of division.” The
concept of unity entails, depends upon, negation and privation
(species of opposition) for its intelligibility.8
This may turn an uncritical understanding of unity of some readers on its head. What is being said immediately above is that unity is
not primarily number. We do not first conceive of, know, find a one because some whole is one in number. We find a one because some continuum body qualitatively resists division into a plurality.
This might appear to be a semantic backflip, but its truth can be
seen when we press a little passed our first, broad and confused, sensory grasp of things and perceive how a thing is first understood as one.
All unities are a negation of plurality. This group of unrelated
men becomes one army by the lack of division into unrelated parts by
the unity provided by a real genus (whole) comprised of the parts and
purpose ordered to the whole by the aim of a highest commander. This
one man Socrates lacks division into corpse and disembodied soul
when he is united as one in nature and substance in a real genus (organizational whole) and species of man whose chief organizational aim is
happiness.
8
Peter A. Redpath, A Not-So-Elementary Christian Metaphysics (St. Louis, MO: En
Route Books and Media, 2015; kindle edition), loc. 2624.
296
Jason Nehez
Because breaking a composite, organizational, whole into its essentially constituent parts is the way we human beings first know everything, this concept (unity as understood as a lack of, resistance to,
division, or breakability, into plurality) as understood by St. Thomas is
crucial to understanding the nature of all philosophy/science, and especially how Aquinas and Aristotle had understood these.
No wonder, then, that St. Thomas says understanding the end of
a whole is the most crucial principle to grasp in order to know how any
finite being is ordered, or organized. For example, squads, platoons,
and companies or even the Army, Navy, and Air Force, are all ordered
to each other inasmuch as they are ordered to a chief organizational aim
or purpose through a highest commander.
Without the aim of the highest commander, the highest in the genus unifying the parts to a common goal or aim, the parts have no organizational unity. Again, the sum of the platoons does not constitute
an army. The commander unites an army to the platoons for the goal of
militaristic success.
If we consider the house example, the parts are ordered to the
whole of a house so that a house is ordered to its aim as a shelter for a
person or family. Change the chief aim, say from a shelter to family to a
storage facility, or place of business, and now (without affecting a single part individually or specifically), you have fundamentally changed
the thing by changing its genus, or organizational unity.
Understanding this concept we can continue with St. Thomas,
Now order is related to reason in a fourfold way. There is one order that reason does not establish but only beholds, such is the
order of things in nature. There is a second order that reason establishes in its own act of considerations, for example, when it
arranges its concepts among themselves, and the signs of concept
as well, because words express the meanings of the concepts.
There is a third order that reason in deliberating establishes in the
operations of the will. There is a fourth order that reason in plan-
In Pursuit of True Wisdom
297
ning establishes in the external things which it causes, such as a
chest and a house.9
In the above examples, the house and the military, order was discussed as St. Thomas expressed in the fourth order he gives: planning
established in external things by a human agent. But philosophy/science
chiefly considers things of the highest, or first, order, things not established (humanly caused, produced: products), but contemplatively beheld, such as things in nature.
Yet we still understand these products, like manufactured items,
as they pertain to unity, privation and possession: the parts to the whole,
or the one to the many. In things found in physical nature lies the ability
for possession of contrary opposite parts. Some numerically one thing
can actually or possibly possess a multitude of potentially contrary opposite qualities, causes, and activities. A person may be hot or cold, sick
or healthy, white or black; but, still, the one person possesses the contrary opposites.
In order to possess these contrary opposites, some substance (organizational whole) must underlie, cause, generate, the opposites and
be that in which these contraries inhere: some real cause that unifies
proximate, per se effects or per se accidents into an organizational
whole. Some real substance, organization, must exist, unifying the per
se accidents to produce numerically-one unified, organizational whole.
These essential accidents (properties) are ordered to the substance, such as we find existing in the physical universe around us,
which we behold and do not create. As an example, numerically-one
tree, although consisting of its multitude of parts (bark, leaves, roots,
cells, chlorophyll) possesses an internal, harmoniously-generated unity
of parts: a limit, or measure of its existence as a tree identified by its
lack of division of these parts.
9
Aquinas, Commentary on Nicomachean Ethics, Bk. 1, L. 1.
298
Jason Nehez
Numerically-one tree possesses the real genus of tree, its associated effects; and, by its specificity and by the human intellect, we are
able to understand and comprehend a united-one-thing composed of
many unequal parts (an organizational whole, or substance) working
together for a common aim.
It has already been discussed that, in his Discourse on the Method (which he appears to have conceived as an organizational whole),
Descartes had expressed negative opinions about philosophy/science as
he understood its nature to be existing during his time. Within that
work, he had laid out (ordered, organized) a seemingly careful plan to
remove all those “ancient, archaic, unhelpful” ideas and methods from
his mind and method so as to be open for entirely and immediately true
knowledge.
Further, trying to approach their methods with an “open mind,”
he decided even physically to remove himself from the environment
and travel so as to experience other cultures and the ideas of different
lands. After a decade or so of operating as the cultural observer, he sat
down in a cabin in Germany and began more exactly to contemplate his
method. It is not intended to cover all the steps of his method—only
those as allow us a good comparison to St. Thomas in understanding
how they differ in each approach to order, perception, and wisdom.
In Descartes’s own words,
It is sometimes necessary to adopt, as if above doubt, opinions
which we discern to be highly uncertain . . . but as I then desired
to give my attention solely to the search after truth, I thought that
a procedure exactly the opposite was called for, and that I ought
to reject as absolutely false all opinions in regard to which I
could suppose the least ground for doubt, in order to ascertain
whether after that there remained aught in my belief that was
wholly indubitable.10
10
Descartes, A Discourse on Method, loc. 355.
In Pursuit of True Wisdom
299
Notice this is not Descartes saying he will exercise a kind of extreme caution in the judgment of the intellect about what the senses
perceive. That kind of approach might be warranted in treading on new
scientific territory or discovery.
This is the mistaken assumption some people today attribute to
the Cartesian doubt to bolster Descartes’s flawed method as a good philosophical system. They might claim that Descartes is simply being a
“good scientist,” or a “good skeptic:” not hastily making judgments or
forcing a hypothesis to a predetermined conclusion.
It is not a proper understanding of Descartes’s own words. Descartes is saying that anything not absolutely certain (and we have not
yet received his definition of certainty) or, at least, anything that is not
absolutely certain to Descartes, he will reject as if it were false.
Descartes has entirely changed the name of the game. Historically prior to him, wisdom was (and, properly understood, still is) the
satisfaction of wonder in the pursuit of knowledge of causes from sensory effects, as we read in St. Thomas. On the contrary, Descartes
maintains that no sensory effects can be used as a starting point for philosophical/scientific activity.
He severs the lifeline to wisdom, to sense wonder, and to first, or
any, causes. Unless we start already with certain, indubitable, knowledge about the whole of a thing, we will start with a false attribution.
Wisdom, for Descartes, does not start in sense wonder, does not chiefly
aim at satisfying wonder about causes of effects. It does not even start
with truth tables or truth values. Anything with any imaginable, apparent, doubt associated to it, no matter how small, equals False. If and
only if absolutely no imaginable doubt exists will that item equal True.
The cultural, civilizational, consequences of this move are great.
No longer is pursuit of wisdom the pursuit of right understanding of
causes of real effects. For Descartes, sense reality becomes known by a
kind of mathematical logic. If a thing is clearly and distinctly (mathe-
300
Jason Nehez
matically, as he will argue about physical things) true, then it is true in
all cases related to sense reality.
If something is not clearly and distinctly true then it is false in all
such cases. While this may appeal to some who appreciate mathematical precision, this method has a difficult time corresponding even to
physical reality, much less to moral and political ones; and even Descartes recognized this in his own time, as we will see later he will need
God to make his system intelligible.
Descartes continues,
Accordingly, seeing that our senses sometimes deceive us, I was
willing to suppose that there existed nothing really such as they
presented to us; and because some men err in reasoning, and fall
into paralogism, even on the simplest matters of geometry, I, convinced that I was as open to error as any other, rejected as false
all the reasonings I had hitherto taken for demonstrations; and finally, when I considered that the very same thoughts (presentations) which we experience when awake may also be experiences
when we are asleep, while there is at that time not one of them
true, I supposed that all the objects (presentations) that had ever
entered into my mind when awake, had in them no more truth
than the illusions of my dreams. 11
An ancient Greek axiom that St. Thomas had adopted, translated
as “Nothing is in the intellect that was not first in the senses,” shows the
striking and dramatic shift of the first example here in Descartes’s new
method. Because our senses sometimes deceive us, he is willing to throw
out all experience and all knowledge that may come via sense perception. This begins to reveal some of the framework of Descartes’s new
method.
If, as St. Thomas would understand, intellectual knowledge does
not first enter by the senses, the sensory data amalgamated into a phan-
11
Ibid.
In Pursuit of True Wisdom
301
tasm by the imagination (and abstracted by the agent intellect), then the
only other alternative is that the intellectual apprehension of something
must have some direct access, some uninhibited avenue or path to the
intellect. If this is true, as we will later see, this has striking consequences for the nature of man, the body, the physical world, knowledge, and essentially all reality.
Before understanding the consequences, need exists to consider
the next item of Descartes’s doubt. After doubting the senses, Descartes
does not stop. He continues to doubt any judgments he may have made,
such as those that he may have erred about in geometry. He even calls
into question any thought at all, since he has had some thoughts that
appeared to be very real that turned out to be just the workings of a
dream.
Initially, concerning the doubts of judgment, such as those attributed to errors in geometry, Descartes calls into question the first order
spoken about above in the writings of St. Thomas of which man beholds order in the nature of things. For if we have already cast into
doubt our sense perceptions, then those abstracted concepts from the
phantasms, such as mathematical and geometrical truths, or true causes
of apparently true effects, cannot also be trusted.
Descartes increasingly moves further and further away from the
ancient Greek concept of wisdom, satisfaction of wonder at the cause of
the sensory effects of things. Finally, as he calls into question every sensory appearance, since even some things appear to be very real even in
dreams, Descartes goes all the way to casting doubt on the intellect
itself, or at least the intellect as understood by ancient wisdom. For, if
our senses are in doubt, and the judgments made by the imagination and
the concepts abstracted by the imagination, then nothing abstracted by
the intellect can provide anything to science and wisdom.
302
Jason Nehez
Having systematically dismantled the ancient view of wisdom,
what does Descartes offer as an alternative? Following the quotation above, Descartes says,
But immediately upon this I observed that, whilst I thus wished
to think that all was false, it was absolutely necessary that I, who
thus thought, should be somewhat; and as I observed that this
truth, I think, therefore I am (COGITO ERGO SUM), was so certain and of such evidence that no ground of doubt, however extravagant, could be alleged by the sceptics capable of shaking it,
I concluded that I might, without scruple, accept it as the first
principle of the philosophy of which I was in search. 12
In an age of an overemphasis on mathematics and efficient causes,
to accept this discovery of his as what he claims it to be may be tempting: a solid and sure foundation, an indubitable, irrefutable, first principle of wisdom. But his new-found first principle eliminates the possibility of possession of all other first principles known by science/wisdom
and replaces it with a kind of extreme of Plato’s Cave, where the person released from the chains, turns to the light, and finds out that no
outside light had ever existed to begin with. All that person ever was,
was a cave-dwelling thinking thing.
The cave and all the impressions are, and always have been, his
true surroundings. The cave is just like a boat to a sailor, a vehicle of
locomotion for the intellect within which to move, surroundings not truly one with the person. Descartes’s new metaphysical foundation firmly
and definitively reduces man from a composite of body and soul to a
thinking thing only, a separated substance, inexplicably tied to a body,
if we can even trust that the body is real.
We can further understand Descartes’s thinking on this from an
example he gives of wax in his other famous work, Meditations on
First Philosophy.
12
Ibid.
In Pursuit of True Wisdom
303
Let us take, for example, this piece of wax: it has been taken
quite freshly from the hive, and it has not yet lost the sweetness
of the honey which it contains; it still retains somewhat of the
odour of the flowers from which it has been culled; its colour, its
figure, its size are apparent; it is hard, cold, easily handled, and if
you strike it with the finger, it will emit a sound. Finally all the
things which are requisite to cause us distinctly to recognize a
body, are met with in it. But notice that while I speak and approach the fire what remained of the taste is exhaled, the smell
evaporates, the colour alters, the figure is destroyed, the size increases, it becomes liquid, it heats, scarcely can one handle it,
and when one strikes it, no sound is emitted. Does the same wax
remain after this change? We must confess that it remains; none
would judge otherwise. 13
Above, when discussing his Discourse on the Method, to avoid
any possible error, no matter how small, Descartes was willing to jettison any possible truth associated with perception. But here, in the Meditations, he is capable of purporting great error because of this approach.
At least two mistakes can be perceived in his statement concerning the wax above that especially relate to our comparison to the writings of St. Thomas. First, since he has removed himself from the method of wisdom found in ancient philosophy, he is essentially unable to
recognize how a many can be united in a unity, that numerically-one
thing can possess contrary opposite things, can be a composite, or organizational, whole. Such being the case, how this same wax can be
both cold and hot, hard and viscous, obtain and lose smell?
The substance, the organizational whole, that is, the wax is what
unites the per se accidents and maintains the organizational unity of the
thing among the qualitatively different, possible contrary opposite con13
Rene Descartes, Meditations on First Philosophy, trans. Elizabeth S. Haldane (Cambridge: Cambridge University Press, 1911), 11. Available online—see the section References for details.
304
Jason Nehez
figurations. Without confusing the different circumstances with errors
in our perception, the wax in the first set of conditions can, indeed, be
the same wax in the second set of conditions. As a thing, organizational
whole, undergoes change, such as the growth of a child to an adult, the
one person remains while vastly different accidental changes occur, because the substance (organizational whole) is what unites the contrary
opposites in the thing.
Secondly, if Descartes does not first recognize the substance of a
thing (it being an organizatinal whole united by organizational parts in
organizational relations), then he cannot recognize when the substance
changes. Just as the earlier example of the man and the corpse, a fully
alive person, after having undergone the removal of the soul (death), a
corpse remains that is of a qualitatively different substance (qualitatively different organizational whole) than the original man. Or, take
the other famous ancient example of the burned log. A wooden log,
when exposed to fire and burned, undergoes a substantial change where
the log is no longer a log, but becomes ash. The log no longer remains,
but is changed to such an extent that it becomes a new substance (organizational whole).
So, some would disagree with Descartes when he says “none
would judge otherwise.” Yes, some would correctly judge otherwise. I
do! The understanding of true wisdom leads some people to true judgements of true unity.
The question that someone may reasonably ask at this point is
whether anything truly and complete new exists under the Sun? Is Descartes’s new method truly new, or is it something old re-packaged for a
new time?
A case can be made that Descartes shares many similarities with
an Averrostic understanding of the soul. If this is accurate, we end up
with a sort of neo-Averroism in Descartes. Let us return to the writings
of St. Thomas to further investigate whether there is some credibility to
In Pursuit of True Wisdom
305
this argument. In his writing De unitate intellectus contra Averroistas,
Thomas says,
Averroes held that the principle of understanding which is called
the possible intellect is not a soul or a part of the soul, except equivocally; rather, it is a separated substance. He said that the
separate substance’s understanding is mine or yours insofar as
possible intellect is joined to me or you through the phantasms
which are in me and you. He says that comes about in this way:
the intelligible species which becomes one with the possible intellect as its form and act has two subjects, one those phantasms,
the other the possible intellect. Therefore the possible intellect is
continuous with us through its form by way of phantasms, and
thus when the possible intellect understands, this man understands.14
Here in the Averroistic position we see an analogue of Descartes’s “thinking thing.” Averroes, as we understand from St. Thomas,
held the possible intellect to be a separated substance. This means the
true understanding of the person, how numerically-one human being
really comes to know a thing, is truly separate from the body/soul composite. Does this sound familiar? Although it appears that perhaps
Averroes did not go so far as to deny that the body is needed as a part
of the human person as did Descartes, striking similarities appear to
exist between the teachings of Averroes and Descartes regarding the
method described whereby true apprehension of knowledge is achieved: our knowledge truly subsists in a possible intellect that is a
substance separate from the individual human body.
A challenge for Averroes and Descartes alike is that they want
and need some method for this separateness of soul, or intellect, to
bridge the gap of individual physical and sense experience. For, as in-
14
St. Thomas Aquinas, De unitate intellectus contra Averroistas, Ch. 3, n. 66. Available online—see the section References for details.
306
Jason Nehez
dividual human beings, we appear to experience, as numerically-one,
body/soul composite physical things existing in the external world.
Averroes tries to bridge that gap by use of the phantasms existing
in the sensory human imagination, a faculty other than the human intellect. He says the phantasms unite this separated substance to this person’s understanding. Later, Descartes will say that any clear and distinct idea presented directly to the thinking thing without any distractions of the senses will be what man truly understands. In other words,
a kind of direct phantasm presented to the thinking thing unites the separated substance to this person’s understanding. While not exactly the
same, the similarities of their position is enough that a defense against
Averroes may prove profitable as a defense against Descartes.
What, then, was St. Thomas’s response to Averroes? St. Thomas
initially offered three replies to the Averroist position. His second one
presents the most trouble for Descartes’s new “philosophical” method.
As a result, this is the one that is focused on in this paper. It reads,
If then the intelligible species is the form of possible intellect only insofar as it is abstracted from phantasms, it follows that [possible intellect] is not united with phantasms through the intelligible species but rather is separated from them. Unless perhaps it is said that the possible intellect is one with phantasms in
the way in which the mirror is one with the man whose image is
reflected in the mirror; but such a union manifestly does not suffice for the union of the act. For it is obvious that the act of the
mirror, which is to represent, is not on this account attributed to
the man. No more could the action of possible intellect on the basis of the foregoing conjunction be attributed to this man Socrates in order that this man might understand. 15
In his response, St. Thomas says that union of knower and thing
known cannot provide an actual and essential union if it is only “known”
15
Ibid., Ch. 3, n. 65.
In Pursuit of True Wisdom
307
by the knower via the action of a separated intellect (which does the
knowing) on the human imagination. He gives the example of a union
like that of a mirror, the image of a man in the mirror represents, is not
truly one with, the man. No matter how exact and clear the representation, the mirror cannot and will not be one with the man. Actually to be
a knower, a human being must actually be one with the thing known,
not with a likeness of it (phantasm) generated by a non-human intellect
within the human imagination.
So, if the substances are separated (are not essentially united, essentially constituting one organizational, knowing/known whole), the
image caused to exist as a phantasm in the human imagination cannot
be in the man as causing knowledge. To try another analogy, if cargo is
in the boat, a sailor does not truly possess it in the same way he possesses sight of the cargo. Does he not truly possess in a more real way
in his person the image created by the sensory experience of sight of the
cargo than the cargo itself. In other words, if the thing is separate, not
united as an internal part of its organizational being with something else
that its organizational being causes to be organizationally one with it,
difficult, if not impossible, is to say how they can be organizationally
united.
Later, Descartes will have a similar struggle. After defining man
as truly a thinking thing, how, then, can anything physical, any sense
perception, be trusted as representing a truly real thing?
Ultimately, Descartes will take a route not taken before in the
history of philosophy and sophistry. He will use the existence of God to
bridge the gap of trustworthiness of the physical. As his argument goes,
his imperfection leads him to think that something wholly perfect must
exist to account for the existence of something imperfect like himself.
For if he were perfect and the only thing existing, he might have created himself to be different, very much more capable, and less limited.
308
Jason Nehez
But he finds himself in the unhappy state of not being perfect nor capable of such powers.
Were something to exist more perfect than he, no deception could
exist in that thing. For the most perfect thing is the good, and deception
is the opposite of the good. Therefore, this perfect being (God) would
not deceive; for deception is an imperfection.
Now knowing that God exists, and he has created Descartes as
this thinking thing, God would certainly not deceive Descartes in the
impressions that are so clearly and distinctly understood by his mind
and senses. And so, despite being a separated substance, his sensory
experiences are justified via the existence and trustworthiness of God.
While Averroes attempts to bridge the gap of intelligibility by the separated possible intellect acting on Descartes’s imagination to produce a
phantasm in it, Descartes uses clear and distinct ideas from God as the
bridge, thinking he has achieved his grounds for all future philosophy.
And so, despite many striking similarities, we see there are also some
differences between Averroes and Descartes.
In defending against the idea of a human intellect as a separated
substance, St. Thomas, goes a step further and shows that, if we consider numerically-one person, Socrates, as though Socrates is a sailor
driving a boat, we will not be able to escape the incoherency of the position.
But if you should say that Socrates is not some one thing absolutely, but one by the coming together of mover and moved,
many incoherencies follow. First, indeed, that since anything is
one in the manner in which it exists, it would follow that Socrates is not a being and does not belong in a species or genus; and
further, that he would have no action, because only beings act.
Hence we do not say that understanding the sailor is the grasp of
the whole made up of sailor and boat, but of sailor alone; similarly, understanding would not be Socrates’s activity, but only
that of the intellect using the body of Socrates. The action of a
In Pursuit of True Wisdom
309
part is the action of the whole only when the whole is one being.
Anyone who says otherwise speaks improperly. 16
In the first place St. Thomas considers our understanding of all
things in existence being in the organizational unity of the thing, composite whole. If Socrates exists as a some, numerically-one, separate
thing like a soul or separated substance, in locational attachment to the
body (but not as intrinsically one as part of a human being’s organizational nature), then no way exists to say that he is, indeed, a composite,
or organizational whole. And, if he is not a composite whole, he would
not have a true genus or species. If he has no true genus or species, then
he is not really a composite being.
The example of the sailor provided is a classic, but helpful, analogy to understand this concept. When we want to grasp the sailor as a
whole, we do not grasp the sailor and the boat. We comprehend the
sailor alone. The boat is accidental, incidental, to the sailor as it pertains
to the understanding of the sailor as this one human being. The parallel
Thomas is making is that, when we want to grasp the man Socrates as
Socrates, we have to do so as one composite whole. Socrates, not Socrates as body and Socrates as soul, or sailor and boat. The body is not,
and cannot be, accidental to Socrates, if we are to understand Socrates
as a composite whole.
As Thomas says, the action of the part can only be the action of
the whole when the whole is one being. Descartes’s new method, and
that of Averroes, made man, the human being, into two things inexplicably in synchronization in their actions. Thus, this method leads to the
question: why have a body at all, if it is only incidental to our true nature? Why fear or discourage separation of the body and soul (death), if
man’s true nature is to be separated from the body? These and many
16
Ibid., Ch. 3, n. 69.
310
Jason Nehez
more questions arise when we do not consider man as a composite
whole.
Still later, St. Thomas explains that an act of an instrument is not
in the thing, but is in the subject.
Second, because the proper act of the mover is attributed neither
to the instrument nor to the moved. On the contrary, the action of
the instrument is attributed to the principal mover. It cannot be
said that the saw makes the artifact, although the artisan can be
said to saw, which is the work of the saw. Understanding is the
proper activity of intellect; hence even granting that understanding is an action passing on to another like moving, it does not follow that understanding belongs to Socrates if intellect is united to
him only as a mover.17
What St. Thomas is maintaining immediately above is that an
axe does not chop down a tree, a person chops down a tree using an
axe. Strictly speaking, the eye does not see; the person sees by means of
the eye. Finally, the intellect does not know, but the person knows by
means of the intellect. In all instances of a tool being used, the whole
person is what performs the action, not the tool itself.
Therefore, if the intellect or the soul were using the body of Socrates as an instrument, we could not properly say that Socrates knows.
That would be like saying the axe chops, or the eye sees. For Socrates
to know, the soul and body must be a one whole thing, not something
used as an instrument so that the intellect as part of the soul can be said
to know a thing.
In relation to Aquinas’s argument just given, Descartes takes a
more significant departure. While an ancient philosopher, even someone later, like an Averroes, might still contend for a kind of unity in the
body and soul, albeit unsuccessfully, Descartes has no reservations about
completely divorcing the human person from the body.
17
Ibid., Ch. 3, n. 72.
In Pursuit of True Wisdom
311
In so doing, Redpath claims that Descartes was not truly behaving like a philosopher. In his book A Not-So-Elementary Christian Metaphysics, Redpath states,
For Descartes, to know, to possess truth, is identical with knowing scientifically. As Étienne Gilson (b. 1884; d. 1978) tells us,
Descartes’s grand project consisted in knowing everything by
one method with the same amount of certainty or knowing nothing at all. Descartes had reduced truth, all knowledge (including
wisdom) to science and was condemned to possess the whole of
science or no truth at all.18
According to Descartes, this one method for determining truth, as Redpath describes,
consisted of an elaborate reduction of philosophy to systematic
logic (a logical system of supposedly clear and distinct ideas) as
a means of separating mathematics and physics from the influence of metaphysics and revealed theology, while, simultaneously, identifying mathematics and physics with the whole of science, understood as rational, logically-systematic, knowledge of
sense reality.19
Descartes conflated truth, knowledge, wisdom, and philosophy
with systematic logic. With systematic logic as the only means of
knowledge; mathematics and mathematical physics, become the only
test of truth about the physical universe, to a being he has just established as not really endowed with a body, but only having a body accidentally. At this point in the presentation, what is becoming increasingly apparent is how far this strays from wisdom and philosophy as St.
Thomas and the ancient Greeks understood them; and that this helps to
explain why, strictly speaking, Descartes should not truly be called a
philosopher.
18
19
Redpath, A Not-So-Elementary Christian Metaphysics, loc. 219.
Ibid.
312
Jason Nehez
Discovering a real subject that unifies a multitude through real
knowledge gained by sense experience is a far cry from removing from
philosophy/science true subjects that can unify a multitude as numerically-one whole, and conflating knowledge with systematic logic alone,
making only abstracted mathematical physics a means of knowledge of
sensible being.
Despite being such a dramatic change Descartes’s new movement caught momentum and its effects are still felt today in our highest
institutions of learning and Western culture at large.
In conclusion, St. Thomas offers us a definition of true wisdom
and true philosophy that just may help in our comparison of these two
thinkers. He says in his Commentary on the Metaphysics of Aristotle,
Therefore, since philosophical investigation began with wonder,
it must end in or arrive at the contrary of this, and this is to advance to the worthier view, as the common proverb agrees,
which states that one must always advance to the better. For what
that opposite and worthier view is, is evident in the case of the
above wonders, because when men have already learned the
causes of these things they do not wonder. . . . Hence the goal of
this science to which we should advance will be that in knowing
the causes of things we do not wonder about their effects. From
what has been said, then, it is evident what the nature of this science is, namely, that it is speculative and free . . . and also what
its aim is, for which the whole inquiry, method, and art must be
conducted. For its goal is the first and universal causes of things,
about which it also makes investigations and establishes the
truth. And by reason of the knowledge of these it reaches this
goal, namely, that there should be no wonder because the causes
of things are known. 20
It seems that, though the Cartesian view has been taken up, tried,
tried again, and found wanting, such a neo-sophistic, counterintuitive,
20
Aquinas, Commentary on the Metaphysics of Aristotle, I, 3, n. 68.
In Pursuit of True Wisdom
313
non-scientific/non-philosophical system was not needed in his time and
is still not needed now.
On the contrary, it has had devastating effects historically, and in
our time. Sound argument can be made that a method such as that of
Descartes leads to utopian socialistic ideas, and these ideas hardly have
proven to be wise or fruitful; on the contrary, quite the opposite. As
Redpath say, “Knowledge that has become divorced from wisdom tends
to degenerate into a tool of malevolence, tends to divorce itself from
right relation to other forms of human knowledge and become despotic.”21
St Thomas, on the other hand, following the ancient Greeks, rightly recognized that wisdom is initiated in sense wonder. Love of wisdom, philosophy, then, pursues and, in its most excellent form, terminates in satisfaction of wonder: achievement of the contrary opposite,
or true knowledge of causes of effects.
To be able to achieve this, we must necessarily be able to use our
senses, and trust the information being given is of real effects of real
unities communicating intelligible substances to intelligent substances.
This is necessary because it is the only way we can make sense of contrary opposite parts being united into a one organizational whole. Far
from giving us wisdom, Descartes’s method leaves us in a separated
world where we can never really know that we are receiving true information about true substances. In fact, we cannot make sense of science or wisdom at all; for all knowledge becomes a kind of sensereality mathematical physics; but mathematical physics is not able to
explain why mathematical physics should be the only or pinnacle form
of knowledge about the physical universe. And so this syntopical presentation is brought to a close with the hope that, by comparing and contrasting St. Thomas’s writings with those of Descartes this paper might
21
Redpath, A Not-So-Elementary Christian Metaphysics, loc. 514.
314
Jason Nehez
contribute to an increase in critical aversion to all knowledge and wisdom being reduced to systematic logic. Renewing philosophy/science
in our time demands recovering an understanding of true wisdom, of
sense wonder initiating pursuit of true causes of true effects, and an
investigation into the complicated problem of the relationship between
the one and the many, which the ancient Greeks found so puzzling.
In Pursuit of True Wisdom:
How the Re-Emergence of Classical Wonder Should Replace
Descartes’s Neo-Averrostic Sophistry
SUMMARY
Modern mathematical physics often claims to make philosophy obsolete. This presentation aims to show that the modern concept of wisdom fundamentally diverges with the
thinking of Descartes, that, strictly speaking, at least in his metaphysical first principles,
if not in his chief aim, he may be a sophist and no philosopher at all. Descartes denies
the classical understanding of philosophy and thereby reduces the human person to an
intellect separate from the body. Descartes initiated a popular understanding of sophistry that reverberates to today in our modern institutions of philosophy and science. But
St. Thomas Aquinas anticipated this divergence and gave a defense of true wisdom in his
writing against Averroes. This presentation concludes with what constitutes real philosophy and science as presented by St. Thomas Aquinas, namely sense wonder that creates a search for the true knowledge of the unity responsible for true causes of true effects. For a true restoration of philosophy and science we will need a re-emergence and
recovery of this understanding of wisdom.
KEYWORDS
Averroes, Aquinas, Descartes, wisdom, science, skepticism, wonder, metaphysics, one,
many.
REFERENCES
Aquinas, St. Thomas. Commentary on Nicomachean Ethics. Translated by C. I. Litzinger, O.P. Chicago: Henry Regnery Company, 1964. Available online at:
https://isidore.co/aquinas/english/Ethics1.htm#1. Accessed Feb. 21, 2020.
Aquinas, St. Thomas. Commentary on the Metaphysics of Aristotle. 2 vols. Translated
by John P. Rowan. Chicago: Regnery, 1964. Available online at:
https://isidore.co/aquinas/english/Metaphysics1.htm#3. Accessed Feb. 21, 2020.
In Pursuit of True Wisdom
315
Aquinas, St. Thomas. De unitate intellectus contra Averroistas. Available online at:
https://isidore.co/aquinas/DeUnitateIntellectus.htm#3. Accessed Feb. 21, 2020.
Aquinas, St. Thomas. Summa Contra Gentiles. Translated by Joseph Rickaby, S.J.
London: Burns and Oates, 1905. Available online at:
https://maritain.nd.edu/jmc/etext/gc.htm. Accessed Feb. 21, 2020.
Descartes, Rene. A Discourse on Method. Translated by John Veitch. Project Gutenberg, 2008. Ebook edition.
Descartes, Rene. Meditations on First Philosophy. Translated by Elizabeth S. Haldane.
Cambridge: Cambridge University Press, 1911. Available online at:
https://yale.learningu.org/download/041e9642-df02-4eed-a89570e472df2ca4/H2665_Descartes'%20Meditations.pdf. Accessed Feb. 21, 2020.
Redpath, Peter A. A Not-So-Elementary Christian Metaphysics. St. Louis, MO: En Route
Books and Media, 2015. Kindle edition.
Redpath, Peter A. Cartesian Nightmare: An Introduction to Transcendental Sophistry.
Amsterdam–Atlanta, GA: Rodopi B.V., 1997.
Book Reviews
Studia Gilsoniana 9, no. 2 (April–June 2020): 319–324
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090213
Brian Welter*
Des vérités devenues folles
by Rémi Brague*
Philosopher Rémi Brague, a traditional and Catholic voice in
France, covers virtue and values, anthropology, nature and creation, and
the family and culture in this collection of English lectures translated
back into French. His call for a return to the Middle Ages is in fact an
apology of the Catholic and Thomistic perspective. Des vérités devenues folles is written for Catholics who are engaged in building an alternative to modernity. The book succeeds through its nuanced yet clear
argument: It is to a certain medieval culture that Brague skillfully and
persuasively calls us. Unfortunately, this nuance will be lost on careless
readers.
Building—and rebuilding—culture does not demand the reinvention of the wheel. Underpinning the argument is the not very original
notion of a civilization founded on logos, “on the discourse that allows
for rationalism and that has defined human beings since the Greek philosophers. Logos provides us with the principle that sense and intelligibility are present in the world in some manner, and that we are in some
way home here.”1 Logos already founded and underpinned medieval
Brian Welter — Taipei, Taiwan
e-mail: brianteachertaiwan@gmail.com ▪ ORCID: 0000-0001-6796-6561
*
*
Rémi Brague, Des vérités devenues folles (Paris: Salvator, 2019), 189 pages. ISBN:
978-2706718427.
1
Brague, Des vérités devenues folles, 18.
BOOK REVIEW — Received: Mar. 22, 2020 ▪ Accepted: Apr. 26, 2020
320
Brian Welter
European civilization, and Brague optimistically asserts that such a
civilization is still possible through tradition. He echoes Jose Ortega y
Gasset and Charles Duponte in arguing, “Among the fundamental
rights of humanity, there is one that needs to occupy first place. . . . It’s
the right to continuity.”2 Such thoughts pit Brague sharply against the
mainstream and alongside Alaisdair MacIntyre and Roger Scruton. Like
Scruton, Brague envisions a rich, nuanced, and forward-thinking tradition that can inform the present and the future based on a conversation
between the present and the past, making history “a form of conversation.”3 Brague contrasts this conversation with the barbarity of forgetting the past and thereby dropping our identity, something that he sees
happening in contemporary France.
Such conversations with both the past and tradition are vital because of modernity’s wide-ranging failures. Any attempt at reforming
modernity, such as with a fundamentalist interpretation of biblical creation stories, is doomed to failure. We need something subtler, both-and
rather than either-or. Brague seems to relish the creative tension between Scripture and Greek thought. The ancient Greeks’ cosmological
view of creation, which envisions an end or purpose to every created
good or being, far surpasses the modern downgrading of nature to lifeless material available for exploitation. The much humbler yet richer
medieval view, according to the author, looked on nature as a book of
wisdom and even occasionally as our master. Enigmatically connected
to this, the medieval mind was much more poetic than ours, Brague
contends. Medieval poets envisioned birds singing in their Latin, a dignified and holy liturgical language, rather than in a rustic vernacular.
Such asides enrich the argument and convey aspects of the medieval
personality that the author has in mind for us today.
2
3
Ibid., 160–161.
Ibid., 162.
Book Review
321
Anthropology and nature form the core of Des vérités devenues
folles. Brague contrasts modernity’s project-based thinking with the
medieval task. While a project is defined by a human or human society,
a task is given us by something or someone higher. This part lacks in
detail and coherence. Perhaps the word vocation better expresses Brague’s thinking in both English and French. The author could have expanded his argument to include the Benedictine ora et labora (“pray
and work”), which gave dignity and a spiritual quality to the most menial jobs. Today’s aspirational capitalist cultures could do with more
dishwashing and floor sweeping, something that the author fails to emphasize.
As with many Catholic thinkers, such as Popes John Paul II and
Benedict XVI, one of Brague’s strengths lies in both his definition of
man and his insight into how modernity compromises the integrity of
the human being. A market-first socio-economic viewpoint reduces the
person to a mere consumer, which also harms the family: “The market
introduces its own patterns of thought into the sacred fortification of the
family.”4 This leads to a clarification of personhood: “The dimension
according to which there is something in us that possesses an intrinsic
value is the personal dimension. A person is a being whom we should
and must respect as such, independently of performance.” 5 Modernity’s
atomization of humans contrasts with the medieval view of the person
as part of an organic society that thought long-term and prioritized family and religion.
So what would this “medieval” society look like today? It would
be civilized. Brague memorably contrasts barbarity with civilization.
Barbarians fail to communicate. Conversely,
4
5
Ibid., 140.
Ibid., 142.
322
Brian Welter
civilization establishes an ideal of communication. It is not just
any type of communication, but that which is based on or needs
to be based on the city, among people who enjoy the attribute
civis, and who therefore deserve to be called civilis. The city [is]
a space that defines itself by the possibility of linguistic communication, a space in which the objective is to make communication among people possible, even easy and spontaneous. The
city’s ideal is the flourishing of communication among men. 6
Such a city allows for the political nature of humans to develop. This
nature “stems from our capacity to use the logos,”7 though Brague
makes the fascinating point that too much reason leads to excess and a
return to barbarity. He notes how overly-civilized societies attempt to
rejuvenate themselves by inviting in the apparently more barbaric. Such
observations parallel those made by the controversial French novelist
Michel Houellebecq. In fact, Houellebecq’s notorious cynicism regarding modernity is not so far off from that of Brague, though the latter
offers an appealing solution in contrast to Houellebecq’s apparent hopelessness. As with other parts of Des vérités devenues folles, the easilyoffended will be provoked into all sorts of pearl-clutching and swooning.
Brague’s discussion of liberty will undoubtedly fall on deaf
modernist ears while chiming with traditionalist Catholics. In a sense,
then, Brague fails with these lectures because few modernists will question their viewpoint if they read the book. But Catholics, on the defensive for decades, need buttressing. Des vérités devenues folles provides
this. Brague challenges, for instance, the mainstream yet childish view
of liberty based on endless consumer choice and the satisfaction of our
natural impulses. He doesn’t rely exclusively on Catholic and medieval
6
7
Ibid., 154–155.
Ibid., 155.
Book Review
323
thought, and cites, for instance, Kant’s concern that by following our
instincts we allow ourselves to become enslaved to them.
Identifying science and the scientific mindset as underpinning
much of modernity, Brague contends that Galileo’s revolution, which
superseded the Thomistic-Aristotelian scheme whereby each thing in
creation is ordered to an end, separated man from the universe. It
shrank humanity’s vision of itself and of the cosmos. Creation became
mere matter, something to manipulate. Mathematics became the ultimate explanation for everything. Nature lost its meaning to us, and we
in turn lost something of our personhood. As with other Catholics interested in science, such as the physicist Father Stanley Jaki, Brague sheds
light on the deficiency of the scientistic mindset. This does not entail a
rejection of science, but only, and again paralleling other Catholic writers, the observation that science needs to take a humbler position. Science cannot provide the foundation to humanity’s relationship with
nature or satisfy our metaphysical concerns.
Consistency, nuance, and detail contribute to making Des vérités
devenues folles convincing, even though the book is not so accessible to
those without theology and philosophy backgrounds. Brague calls us
back to the profound insights of the medieval mind. Traditionalists,
anyone inspired by the New Evangelization, and those dismayed by
society’s current direction will surely take heart in Brague’s series of
lectures. He helps us see that our noble and urgent task consists in
handing on a living tradition to the next generation and beyond. It is a
vocation worth taking up because the spirit of modernity pales in comparison to this logos-inspired medieval vision.
324
Brian Welter
Des vérités devenues folles by Rémi Brague
SUMMARY
This paper is a review of the book: Rémi Brague, Des vérités devenues folles (Paris:
Salvator, 2019). The book is a collection of Brague’s lectures that cover virtue and
values, anthropology, nature and creation, and the family and culture. The author highlights that Brague (1) calls his readers back to the profound insights of the medieval
mind, and (2) helps them see that their noble and urgent task consists in handing on a
living tradition to the next generation and beyond.
KEYWORDS
Rémi Brague, virtue, value, anthropology, nature, creation, family, culture, modernity.
REFERENCES
Brague, Rémi. Des vérités devenues folles. Paris: Salvator, 2019.
Studia Gilsoniana 9, no. 2 (April–June 2020): 325–331
ISSN 2300–0066 (print)
ISSN 2577–0314 (online)
DOI: 10.26385/SG.090214
Brian Welter*
Sagesse: Savoir vivre au pied d’un volcan
by Michel Onfray*
French philosopher Michel Onfray, author of books on philosophy, religion, and history, examines ancient Roman views on wisdom,
sagesse, under three parts, “The Self,” “Others,” and “The World.” The
author takes readers into ancient Roman daily life, starting the book off
with a typical day in Pompei just before the volcanic end, and Pliny the
Elder’s stoic reaction to the eruption. This ancient writer’s actions paralleled his beliefs, something Onfray considers as philosophy’s highest
form. Practical virtue forms the heart of the book’s analysis. Onfray
argues that Roman philosophy surpasses Greek thought on account of
this practicality. Onfray admires Roman masculine virtue and sees it as
part of a solution to the postmodern, post-Christian condition. Readers
with an interest in philosophy or Roman history will find Sagesse fascinating reading because of the author’s belief that these teachings are not
abstract or outmoded, but have much to tell us today. These living philosophies have practical contemporary applications.
Onfray clearly conveys his admiration for the Romans such as by
addressing Christian criticism of gladiatorial violence. These critics
proved their lack of acquaintance with Roman philosophy. Gladiatorial
Brian Welter — Taipei, Taiwan
e-mail: brianteachertaiwan@gmail.com ▪ ORCID: 0000-0001-6796-6561
*
Michel Onfray, Sagesse: Savoir vivre au pied d’un volcan (Paris: Albin Michel,
2019), 500 pages. ISBN: 978-2226-440624.
*
BOOK REVIEW — Received: Jan. 6, 2020 ▪ Accepted: Apr. 2, 2020
326
Brian Welter
combat stemmed not from a love of bloody violence, but, surprisingly,
from virtue, particularly stoic virtue, which Onfray repeatedly elevates
above the other streams of philosophy and moral instruction. The gladiators reaped the crowd’s love or hatred depending on whether or not
they faced death through honor, courage, and even-temperedness. Onfray’s depiction of such virtues contrasts sharply with the modern sugar-coating of courage and deep fear of suffering. Romans faced pain the
Roman way, accepting its inevitability and bearing it like men.
The tone and purpose are corrective. Onfray offers refreshing
perspectives on well-known ancient personnages, including the emperor Marcus Aurelius:
Marcus Aurelius does not live in a world of reason and rationality, employing philosophy as a way to detach himself from the
gods . . . he lives like an initiated searching to imitate the perfection of the gods who really exist and not only metaphorically . . .
there is for Marcus Aurelius no philosophical conversion, but a
utilitarian use of philosophy for religious edification.1
Despite Roman practicality, Roman religion concerned itself with the
gods, and not simply with a pragmatic or materialistic approach to life:
Wisdom, according to Marcus Aurelius, is therefore less a conquest of oneself by the application of reason . . . than the imitation of the gods who do not have much to do with reason and the
rational. His philosophical project is closer to hermeticism and
the mystery cults than to philosophical rationalism. 2
Onfray reads these philosophers as interested in healing the soul. Sagesse therefore has much to say to the spiritually-parched modern person.
Ancient philosophy saw itself as medicine for the soul, which
means for the author that it can help to heal the modern soul. The proper philosopher steers clear of burdensome, abstract thoughts that lack
1
2
Onfray, Sagesse, 405.
Ibid., 404–405.
Book Review
327
connection to life or that weigh us down. Onfray esteems Lucien of
Samosata, a Greek thinker, for “inventing the idea that it is effective
philosophizing to mock philosophy . . . when it proposes tasks that are
impossible to achieve,” which makes a clown out of philosophy. 3 Lucien and another philosopher, Demonax, exemplify cynicism’s true
spirit, “a cynicism of being and not of appearances.”4 Other cynics’
clownish or disgusting public behavior defeated any service to philosophy. Onfray, praising Lucien for revealing philosophical frauds, admires the most Roman, that is, the most practical, aspect of the Greeks.
It is this practicality that helps to heal the soul. Thus Onfray applauds
the pythagorean daily examination of conscience, which allowed for a
“dialectic between theory and practice, principles and actions, philosophy and life, that which needs to be done and that which is done.”5
Larger issues, such as cosmology, can also provide something practical:
“The role of the philosopher consists of indicating the appropriate place
held by man in the universe’s immensity as well as the type of relationship that he must maintain with the great Everything.”6 Such words
convey a sense of humility and therefore of light-heartedness toward
oneself.
Roman philosophy reaches neither for the gods nor for a perfect
metaphysical world, but reveals man’s true nature and limits. Simple
virtues such as courage and honor matter more than abstract ideals.
Nevertheless, not all Romans succeeded philosophically: “Throughout
his life, Seneca loved glory and honors; he accumulated wealth without
ever following philosophy.” 7 Onfray characterizes him as a pseudo-
3
Ibid., 363.
Ibid., 367.
5
Ibid., 377.
6
Ibid., 380.
7
Ibid., 232.
4
328
Brian Welter
philosopher: someone who writes and reads about philosophy without
living it.
Roman philosophy granted a special place to friendship, according to Onfray, who laments what he considers Christianity’s later destruction of it. The Romans characterized true friendship as rare. One
could usually have at most only one true friend at a time: “Only those
possessing high moral quality” were capable of friendship; “friendship
was not for the mediocre.”8 Cicero thus differentiated between vulgar
and authentic friendship. The former, for “those who only look for their
own interests and utility,”9 contrasts with friendship that “contribute[s]
to the achievement of virtue and, especially, to wisdom” built on mutual aid.10 Friendship heals the soul. “Friendship permits two individuals
to obtain what each by themselves could not: a superior degree of being.”11 Such discussions illustrate the critical role of virtue for the Romans. Onfray finds it fascinating and inspiring that the Romans sought
the virtuous and moral life without belief in a rewarding or punishing
Abrahamic God. The lack of a strong belief in the afterlife, in fact,
made Roman courage all the more courageous: The Christian, in facing
death, looked with certainty toward a wonderful afterlife whereas the
Roman saw nothing sure. He died into a void, not eternal bliss.
For Onfray, Plutarch reveals the Roman spirit, including this preChristian moral capacity.12 Though born in Boeotia, Greece,
Plutarch incarnates the Roman way of doing philosophy. First,
because he is totally indifferent to questions of pure theory; second, because each text proceeds from an occasion given by life;
8
Ibid., 257.
Ibid.
10
Ibid., 259.
11
Ibid.
12
Ibid., 269.
9
Book Review
329
finally, because all of his thought aims at serving to edify existence.13
Plutarch’s unconcern with metaphysics and ontology contrasts with the
main tendencies of Greek thought, which Onfray scorns for abstract
ideals and unconcern for the ideals’ application to reality: “Plato could
write a dialogue on friendship” that, purely intellectual, lacked any direct knowledge. “He could have not loved his entire life and written
nonetheless on love.”14 Plutarch, on the other hand, “first lived and then
philosophized. He philosophized on his life, in the direction of his life,
to sculpt his own statue.”15 Such philosophy shares little with the contemporary university philosophy department. Perhaps this explains Onfray’s accessible writing style, without the usual scholarly footnotes
and index.
Onfray juxtaposes Roman courage and valor with Christianity’s
supposedly “crybaby” mentality, which he spots in Augustine. He regards the North African saint as, at best, exemplifying some Roman
ideals under a Christian hue. The Middle Ages, a wasteland of unRoman Christian tears and decadence, only ends with the “detoxification”
of the Renaissance, 16 at which time Plutarch’s Parallel Lives helped
“heal the souls of one thousand years of Christian poisoning.” 17 Yet
readers do not have to wade through page after page of lecturing about
Christianity. Only in a later chapter, “Celse, le dernier païen,” does
Onfray really go after Christianity.
The author aims to open the way for Roman values to re-energize
the contemporary West. Following Michel Foucault in some ways, Onfray sees the pre-Christian Roman West as a guide to the floundering
13
Ibid.
Ibid., 271.
15
Ibid.
16
Ibid., 269.
17
Ibid.
14
330
Brian Welter
post-Christian West. He continues Nietzsche’s project. Decadent (post-)
Christian culture needs ancient values, though Onfray rejects much of
the ancient Greeks. Isn’t Christianity merely ancient Greek philosophy
in fresh clothing? “Christianity is spiritually Greek—Pythagoras’s dualism; Protagoras’s sophism; Plato’s immaterial soul; Aristotle’s metaphysics of substance; Plotinus’s hypostases; this long list of idealism
intellectually nourished Christianity,” 18 something that Christianity in
turn bequeathed to German university philosophy, Onfray observes.
By the book’s end, readers are clearly aware of the author’s
stance, and why. Ancient Roman philosophy, interwoven with ancient
Roman virtue and without Greek abstraction, can steer us clear of the
German idealism (e.g., Husserl and Heidegger) and French thinking
(e.g., Sartre, Lacan, Deleuze) that so confuses us. Such modern philosophy will not stand the test of time. We no longer read Deleuze, who
was with us only years ago, yet continue to read Michel de Montaigne
almost half a millennium later because of the latter’s classicism, Onfray
observes. The Romans expressed and embodied the peak of ancient
philosophy, and can provide guidance to us today.
The appendix, subtitled “Du bon usage dans l’Antiquité,” and the
annotated “Bibliographie” provide much more than the titles suggest, as
here Onfray directly discusses modern, mostly French, academic discussions of the ancient Romans and applications to today. This provides
an excellent resource on recent French scholarship and political debates
inspiring various perspectives. The book as a whole is an excellent resource for Christians who want to understand why many are tuning out
to the Christian message even while feeling dissatisfied with the modern post-Christian world.
18
Ibid., 501.
Book Review
331
Sagesse: Savoir vivre au pied d’un volcan
by Michel Onfray
SUMMARY
This paper is a review of the book: Michel Onfray, Sagesse: Savoir vivre au pied d’un
volcan (Paris: Albin Michel, 2019). The author highlights that: (1) by arguing that Roman philosophy surpasses Greek thought on account of its practicality, Onfray sees Roman masculine virtue as part of a solution to the postmodern, post-Christian condition;
(2) Onfray’s book provides Christians with understanding why many are tuning out to
the Christian message even while feeling dissatisfied with the modern post-Christian
world.
KEYWORDS
Michel Onfray, wisdom, Roman philosophy, Greek philosophy, Christianity.
REFERENCES
Onfray, Michel. Sagesse: Savoir vivre au pied d’un volcan. Paris: Albin Michel, 2019.