Journal of Viral Hepatitis, 2011, 18, e117–e125
doi:10.1111/j.1365-2893.2010.01379.x
Correlation between mutations in the core and NS5A genes
of hepatitis C virus genotypes 1a, 1b, 3a, 3b, 6f and the
response to pegylated interferon and ribavirin combination
therapy
K. Kumthip,1 C. Pantip,1 P. Chusri,1 S. Thongsawat,2 A. OÕBrien,1 K. E. Nelson3 and
N. Maneekarn1 1Department of Microbiology; 2Department of Internal Medicine, Faculty of Medicine, Chiang Mai University, Chiang Mai,
Thailand; and 3Department of Epidemiology, Bloomberg School of Public Health, Johns Hopkins University, Baltimore, MD, USA
Received June 2010; accepted for publication August 2010
SUMMARY. Several
studies have reported correlation
between mutations in core and NS5A proteins of hepatitis
C virus (HCV) and response to interferon (IFN) therapy. In
particular, mutations in NS5A protein have been shown to
correlate with responsiveness to IFN treatment of HCV-1b
in Japanese patients. This study investigated whether
amino acid (aa) mutations in the core and NS5A proteins
of HCV-1a, 1b, 3a, 3b and 6f correlated with the response
to pegylated interferon (Peg-IFN) plus ribavirin (RBV)
therapy in Thai patients. The entire sequences of core and
NS5A of HCV from 76 HCV-infected patients were analysed
in comparison with corresponding reference sequences. The
data revealed that the number of aa mutations in fulllength NS5A, its C-terminus, IFN sensitivity-determining
region, variable region 3 (V3) and V3 plus flanking region
of HCV-1b NS5A protein were significantly higher in
responders than in the treatment failure group (P = 0.010,
INTRODUCTION
Hepatitis C virus (HCV) infection remains a serious health
problem worldwide. WHO estimates that about 180 million
people, representing 3% of the worldÕs population, are
Abbreviations: aa, amino acid; ALT, alanine aminotransferase; AST,
aspartate aminotransferase; HCV, hepatitis C virus; IFN, interferon;
Peg-IFN-a, pegylated interferon alpha; ISDR, IFN sensitivity-determining region; NS5A, nonstructural protein 5A; PKR, protein
kinase R; PKRBD, protein kinase R binding domain; RBV, ribavirin;
RT-PCR, reverse transcription-polymerase chain reaction; STAT,
signal transducers and activator of transcription; SVR, sustained
virological response; V3, variable region 3.
Correspondence: Niwat Maneekarn, DVM, PhD, Department of
Microbiology, Faculty of Medicine, Chiang Mai University, Chiang
Mai 50200, Thailand.
E-mail: nmaneeka@med.cmu.ac.th
2010 Blackwell Publishing Ltd
0.031, 0.046, 0.020 and 0.006, respectively). Similar
results were found in a putative protein kinase R binding
domain region in HCV-6f NS5A protein (P = 0.022).
Moreover, specific aa substitutions in NS5A that appeared
to be associated with responders or the treatment failure
group were observed at positions 78 and 305 for HCV-1b
(P = 0.028), 64 and 52 for HCV-1a (P = 0.033) and 6f
(P = 0.045). Nevertheless, analysis of aa sequences of core
protein revealed highly conserved sequences among HCV
genotypes and no significant differences between the viruses from responders and the treatment failure group. Our
findings indicate that mutations in aa residues of NS5A of
HCV-1a, 1b and 6f correlated well with responsiveness to
Peg-IFN and RBV combination therapy.
Keywords: core, hepatitis C virus, mutations, NS5A, pegylated interferon, ribavirin.
infected with HCV. About 130 million of HCV-infected
patients are chronic HCV carriers and are at risk of developing liver cirrhosis and hepatocellular carcinoma. While a
protective vaccine for HCV is not available, the combination
of pegylated interferon alpha (Peg-IFN-a) and ribavirin
(RBV) is the only approved treatment regimen for patients
chronically infected with HCV[1]. However, the rate of
patients who achieve a sustained virological response (SVR)
is different depending on multiple factors, such as treatment
regimens, disease-related factors, host factors and viral factors [2]. It is believed that both host and viral factors are the
main factors that contribute to the outcome of IFN therapy.
The HCV genotype is also a striking predictive parameter for
SVR. Patients infected with HCV genotypes 1a and 1b show
response rates of 38–52% whereas those infected with
genotypes 2 and 3 achieve SVR rate up to 66–88% [3,4].
The core and NS5A proteins of HCV have been demonstrated
e118
K. Kumthip et al.
to inhibit the antiviral activity of IFN through interaction
with cellular proteins, STAT1 and RNA-activated protein
kinase (PKR), respectively [5–7]. The role of amino acid (aa)
mutations within the functional regions of core and NS5A in
correlation with the response to IFN-a-based therapy has
also been reported by several groups of investigators. Initial
data indicate that aa variations within the NS5A protein
play a significant role in the response of HCV to IFN therapy
[8]. A correlation between a high number of mutations in
the IFN sensitivity-determining region (ISDR) and a SVR to
IFN-a monotherapy in patients infected with HCV-1b was
demonstrated in Japanese patients [9]. The strong correlation between ISDR mutations and treatment response has
been confirmed by several studies, and the results may be
used as a predictive index of response to IFN therapy in
Japanese patients [10–12]. Furthermore, mutations around
variable region 3 (V3) within the carboxy-terminal part of
the NS5A protein were found to be correlated with treatment
response [13–16]. In addition to NS5A, substitutions of aa
residues found in the core region of HCV-1b, at positions 70
and/or 91, were shown to be a significant factor associated
with nonresponsiveness to IFN and RBV combination therapy [17,18]. However, most of the studies have been carried
out mainly on HCV-1b genotype while the information of
other genotypes is still limited. In Thailand, the HCV genotypes currently circulating are genotypes 1, 3 and 6 and
each of them comprised about 30% of the population [19].
In the present study, we investigated the correlation between
mutations in the entire sequences of core and NS5A of HCV
genotypes 1a, 1b, 3a, 3b and 6f and the clinical outcome in
patients treated with Peg-IFN-a and RBV combination
therapy in Thai patients.
MATERIALS AND METHODS
Patients, treatment regimens and HCV genotypes
Serum samples were collected from HCV-infected patients
who visited Chiang Mai University Hospital during August
2003 to December 2009 and stored at )70 C until use. The
patients were chronically infected with HCV as indicated by
anti-HCV positivity. These patients were treated with 180
lg/week of Peg-IFN-a-2a (Pegasys; Hoffmann-La Roche,
Nutley, NJ, USA) or 1.5 lg/kg/week of Peg-IFN-a-2b
(Pegintron; Schering-Plough, Innishannon, County Cork,
Ireland) in combination with RBV (800–1200 mg/day). The
patients infected with HCV genotypes 1 and 6 were treated
for 48 weeks whereas those infected with genotype 3 were
treated for 24 weeks according to the protocol of the Thailand Consensus Recommendations for Management of
Chronic Hepatitis C virus 2005. HCV genotype was initially
identified by reverse hybridization assay (InnoLiPATM HCV
II; Innogenetics, Gent, Belgium) and confirmed with reverse
transcription-polymerase chain reaction and nucleotide
sequencing. A total of 76 patients (38 infected with HCV-1,
25 with HCV-3 and 13 with 6f) who had completed treatment were included in this study.
Definition of response
The sera were collected before, during and at the end of
treatment, and at 6 months after treatment. The pretreatment
sera were tested for HCV viral load by the branched DNA
assay (Quantiplex HCV RNA assay kit; Chiron Corporation,
Emeryville, CA, USA), and the viral load was concomitantly
monitored during the course of treatment. The sera collected
at the end of treatment and at 6 months afterwards were also
tested for the presence of viral RNA to assign the types of
response to the Peg-IFN-a and RBV therapy. The patients
were classified into three groups based on the presence of viral
RNA at both time points. Responders were designated as
patients who had undetectable HCV RNA in the sera (<600
IU/mL) at the end of therapy and at the 6 months follow-up
visit and nonresponders those who had detectable HCV RNA
at both time points. If HCV RNA was undetectable at the
completion of therapy but could be detected at 6 months
posttreatment, these patients were considered as relapsers.
Viral RNA extraction and reverse transcription
Viral RNA was extracted from 140 lL of serum by using a
commercial kit (QIAamp Viral RNA Mini Kit; Qiagen, Hilden,
Germany) according to the manufacturerÕs protocol. The
viral RNA was heated at 65 C for 5 min and for reverse
transcription by using 0.5 lL (200 U/lL) of SuperScript III
reverse transcriptase (Invitrogen Life Technologies, Carlsbad,
CA, USA) and 0.5 lL (40 U/lL) of RNase inhibitor with
antisense primer 3UTR1 (5¢-ACATGATCTGCAGAGAGGCC3¢, nucleotide (nt) positions 9646-9627) for synthesis of
full-length HCV genome cDNA. Reverse transcription was
performed at 50 C for 60 min, and then the reverse
transcriptase enzyme was inactivated at 70 C for 15 min.
Amplification of full-length core and NS5A genes
Nested and semi-nested polymerase chain reaction (PCR)
were used to amplify the core and NS5A genes from fulllength cDNA by using Phusion High-Fidelity DNA Polymerase (Finnzymes, Espoo, Finland). Full-length core was
first amplified using outer sense primer CEF and antisense
primer EAP (Table 1). The PCR mixture consisted of 5 lL
of 5 · Phusion HF buffer containing 7.5 mM MgCl2, 0.5 lL of
10 mm dNTPs, 1.25 lL of primer CEF (10 lm), 1.25 lL of
primer EAP (10 lm), 0.25 lL of Phusion High-Fidelity DNA
Polymerase (2U/lL) and 2.5 lL of cDNA template. RNasefree water was added to the above reaction mixture to make
a final volume of 25 lL. The reaction mixture was initially
activated at 98 C for 30 s and PCR amplification was performed for 35 cycles according to the following profiles:
denaturation at 98 C for 10 s, annealing at 55 C for 30 s,
2010 Blackwell Publishing Ltd
Core and NS5A of HCV genotypes 1, 3, 6 and Peg-IFN plus RBV
e119
Table 1 Sequences of primers used for amplification of full-length core and NS5A genes
Primer name
Primer sets
CEF
EAP
CIF
IAP
Primer sets
5A1F
NS5A1R
5A1F2
Primer sets
5A3aF
NS5A3R
5A3F
5A3aR
Primer sets
5A3F
NS5A3R
5A3bR
Primer sets
NS5A6F
5A6fR
5A6fF
Polarity
for core
External
Sense
Antisense
Internal
Sense
Antisense
for NS5A; HCV genotype
External
Sense
Antisense
Internal
Sense
for NS5A; HCV genotype
External
Sense
Antisense
Internal
Sense
Antisense
for NS5A; HCV genotype
External
Sense
Antisense
Internal
Antisense
for NS5A; HCV genotype
External
Sense
Antisense
Internal
Sense
Sequence (5¢ fi 3¢)
Position (nt)*
Primer specificity
CTTGTGGTACTGCCTGATAGG
CGTAGGGGACCAGTTCATCATCAT
GCCTGATAGGGTGCTTGCGAGTG
GTTCATCATCATATCCCATGCCAT
280–300
1328–1305
291–313
1316–1293
Conserved
Conserved
Conserved
Conserved
GGGCAGTGCARTGGATGAACCGGC
GTCCAGAACTTGCAGTCTGTCA
TCCCCCACGCACTATGTGCC
6073–6096
7784–7763
6129–6148
Genotype-specific primer
Genotype-specific primer
Genotype-specific primer
GTACAGTGGATGAACAGGC
AAGGTAACCTTCTTCTG
CRCACTATGTYC CCGAGAGCG
GGCAGTTTCTCYTCCTCAGCACT
6094–6112
7795–7779
6136–6156
7666–7644
Subtype-specific primer
Genotype-specific primer
Genotype-specific primer
Subtype-specific primer
CRCACTATGTYC CCGAGAGCG
AAGGTAACCTTCTTCTG
CAACGAATTCCTGAGTGGACTGATAG
6136–6156
7795–7779
7725–7700
Genotype-specific primer
Genotype-specific primer
Subtype-specific primer
CAGTGGATGAACAGRCTVATAG
GCGCTGCGTGACGTTGTTGAGT
ACAAAGATACTCAGCTCCCTCACC
6084–6105
7753–7732
6171–6194
Genotype-specific primer
Subtype-specific primer
Subtype-specific primer
primer
primer
primer
primer
1
3a
3b
6f
HCV, hepatitis C virus. *Nucleotide positions are according to HCV reference strains : H77 (accession no. NC_004102) for 1a;
HCV-J (accession no. D90208) for 1b; NZL1 (accession no. D17763) for 3a; HCV-Tr (accession no. D49374) for 3b; and
C-0044 (accession no. DQ835760) for 6f.
and extension at 72 C for 30 s with a final extension at 72
C for 10 min. At the end of the cycling, the reaction mixture
was kept at 4 C. The second amplification was performed
with inner sense primer CIF and antisense primer IAP
(Table 1) using the same PCR cycling condition as described
earlier. Full-length NS5A was amplified by using the set of
primers shown in Table 1. Two rounds of PCR amplification
for genotypes 1 and 6 were performed for 35 cycles
according to the following profiles: denaturation at 98 C for
10 s, annealing at 55 C for 30 s, and extension at 72 C for
1 min with a final extension at 72 C for 10 min.
For genotypes 3a and 3b, the amplification cycle was the
same as those for genotypes 1 and 6 except for the annealing
temperatures which were 48 C for 30 s and 53 C for 30 s
for the first and second amplification, respectively. The
amplified PCR products were purified by using the QIAquick
PCR Purification Kit (Qiagen) and then subjected to direct
nucleotide sequencing.
Nucleotide sequencing and sequence analysis
The purified PCR products of core and NS5A were sequenced
using a dye terminator sequencing kit (BigDye Terminator
v3.1 Cycle Sequencing Kit; Applied Biosystems, Foster city,
CA, USA) and an ABI 310 DNA Sequencer (Applied Bio 2010 Blackwell Publishing Ltd
systems). The sense and antisense sequencing primers for
full-length core and NS5A were the same sets as used for the
second-round PCR amplification. The nucleotide sequences
obtained from direct sequencing of the purified PCR products
were edited manually based on the sequencing trace profile
to correct the sequences through the programs FinchTV
(Geospiza) and BioEdit Sequence Alignment Editor (Tom
Hall, Ibis Therapeutics), and then nucleotide sequences were
translated into amino acid sequences using the BioEdit
program. Multiple alignments of deduced amino acid
sequences were performed with ClustalX (Conway Institute
UCD Dublin). Amino acid substitutions were determined by
comparison with reference sequences from each genotype:
accession numbers NC_004102 (H77) for HCV-1a, D90208
(HCV-J) for HCV-1b, D17763 (NZL1) for HCV-3a, D49374
(HCV-Tr) for HCV-3b and DQ835760 (C-0044) for HCV-6f.
Nucleotide sequence accession numbers
The nucleotide sequences for core and NS5A of HCV genotypes 1a, 1b, 3a, 3b and 6f reported in this study have been
submitted to GenBank under the accession numbers
GQ913854 to GQ913864 and HM041973 to HM042037
for core and GQ913865 to GQ913874 and HM042038 to
HM042096 for NS5A.
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K. Kumthip et al.
Statistical analysis
Statistical analyses were performed using the SPSS software
(SPSS Inc., Chicago, IL, USA) to analyse the correlations
between the mutations of amino acid sequences in the core
and NS5A genes of HCV and the clinical outcomes of HCVinfected patients treated with Peg-IFN-a and RBV. Nonparametric tests, Mann–Whitney U and Kruskal–Wallis
tests, were used to determine the difference in the number of
mutations in the core and NS5A proteins between two
(responders and treatment failure group) or three (responders, nonresponders and relapsers) groups of patients with
different clinical outcomes in response to Peg-IFN-a and RBV
treatment. The chi-square and FisherÕs exact probability tests
were used to determine the correlation between specific
point mutations that occurred in the core and NS5A proteins
and clinical outcome in the patients. A P-value of <0.05
indicates a statistically significant difference.
RESULTS
Pretreatment characteristics of patients and clinical
outcome in response to Peg-IFN-a plus RBV therapy
The baseline characteristics of patients and the response to
therapy are summarized in Table 2. Seventy-six patients
with chronic HCV infection were included in this study.
Sixteen patients were infected with HCV-1a, 22 with HCV1b, 21 with HCV-3a, 4 with HCV-3b and 13 with HCV-6f.
These patients had a mean age of 50.8 ± 8.0 years; range
from 27 to 76 years (data not shown) and 49 were male.
Most of the patients had high levels of alanine aminotransferase (ALT; >42 U/L) and aspartate aminotransferase
(AST; >37 U/L). Of 76 patients, 56 were responders,
8 were nonresponders, and 12 were relapsers. It was
interesting to note that a high proportion of nonresponders
(71.4%) and relapsers (83.3%) had high viral loads (>500
000 IU/mL) when compared to responders (48.1%). The
difference was statistically significant (P = 0.049). The data
implied that patients with high viral loads were prone to
unsuccessful treatment. However, the levels of ALT and AST
in responders, nonresponders and relapsers were more or
less the same.
Analysis of full-length amino acid sequences of NS5A
protein of HCV in pretreatment sera
The number of nonresponders and relapsers included in this
study was relatively small compared to the number of
responders (Table 2). However, the frequency and pattern of
aa mutations in the ISDR, protein kinase R binding domain
(PKRBD) and V3 regions in NS5A obtained from nonresponders and relapsers were very similar. Therefore, for the
purpose of aa mutation analysis in correlation with clinical
outcome, the numbers of nonresponders and relapsers were
combined together as a treatment failure group to compare
with the responder group. The data shown in Table 3
revealed that the mean number of aa mutations in fulllength NS5A, its C-terminus, ISDR, V3 and V3 plus flanking
regions of HCV-1b obtained from responders were significantly higher than those from the treatment failure group
(nonresponders and relapsers) with P-values of 0.010,
0.031, 0.046, 0.020 and 0.006, respectively. In the fulllength NS5A, responders had 25–51 aa mutations while the
treatment failure group had 24–29 aa mutations. The
number of aa mutations in the ISDR and V3 regions was also
higher in responders than in the treatment failure group.
The viruses from responders revealed 1–11 aa mutations in
Table 2 Baseline characteristics and factors associated with clinical outcome in HCV-infected patients treated with Peg-IFN-a
and ribavirin combination therapy
Characteristics and HCV genotypes
Responders
Nonresponders
Relapsers
P-value
Number of patients (%)
Age (years)
Gender (M/F)
Patients with high level of ALT > 42 U/L (%)
Patients with high level of AST > 37 U/L (%)
HCV RNA > 500 000 IU/mL (%)
HCV genotypes (number)
1a (16)
1b (22)
3a (21)
3b (4)
6f (13)
56 (73.7)
50.3 ± 7.6
34/22
81.3
84.8
48.1
8 (10.5)
51.0 ± 7.9
7/1
100
100
71.4
12 (15.8)
53.2 ± 10.3
8/4
88.9
88.9
83.3
–
0.519
0.289
0.428
0.666
0.049
12
17
17
3
7
2
2
2
0
2
2
3
2
1
4
–
–
–
–
–
ALT, alanine aminotransferase (normal range 7–42 U/L); AST, aspartate aminotransferase (normal range 3–37 U/L);
F, female; M, male; HCV, hepatitis C virus; Peg-IFN-a, pegylated interferon alpha. Age is expressed as mean ± standard
deviation (SD). Significant factor associated with clinical outcomes is identified by univariate analysis.
2010 Blackwell Publishing Ltd
2010 Blackwell Publishing Ltd
27.8 ± 6.6
25.3 ± 2.2
0.693
34.8 ± 8.5
25.8 ± 2.5
0.010
23.9 ± 6.6
22.5 ± 5.7
0.831
38.0 ± 7.1
38.0
1.000
19.1 ± 5.4
16.2 ± 3.3
0.566
0.67 ± 0.8
0.56 ± 0.7
0.340
3.9 ± 2.1
3.2 ± 1.3
0.474
2.1 ± 1.4
1.0 ± 0.8
0.128
14.0 ± 1.7
13.0
0.637
2.0 ± 1.0
0.5 ± 0.8
0.023
= 4)
= 5)
= 4)
= 1)
= 6)
Full-length
NS5A
(aa 1973–
2419)
7.7 ± 1.8
8.4 ± 2.6
0.449
16.0 ± 1.4
18.0
0.221
12.4 ± 2.7
12.0 ± 1.6
0.788
10.9 ± 2.6
8.2 ± 2.5
0.054
11.3 ± 2.5
12.5 ± 1.7
0.353
N-terminus
of NS5A
(aa 1973–2208)
11.4 ± 5.2
7.8 ± 1.5
0.246
22.0 ± 5.6
20.0
1.000
11.4 ± 4.9
11.0 ± 4.5
0.830
23.9 ± 6.8
17.6 ± 1.8
0.031
16.6 ± 4.6
13.5 ± 1.9
0.168
C-terminus
of NS5A
(aa 2209–
2419)
2.9 ± 2.2
1.2 ± 0.5
0.076
2.5 ± 2.1
1.0
0.480
1.1 ± 1.5
1.8 ± 2.2
0.361
3.3 ± 2.7
1.2 ± 0.5
0.046
1.4 ± 1.1
1.0 ± 0
0.553
ISDR
(aa 2209–
2248)
3.6 ± 2.7
1.4 ± 2.6
0.022
7.0 ± 4.2
5.0
1.000
4.3 ± 1.7
5.0 ± 2.7
0.658
7.6 ± 4.4
5.0 ± 1.0
0.224
3.0 ± 1.9
1.5 ± 0.6
0.064
PKRBD
(aa 2209–
2274)
5.0 ± 2.2
4.0 ± 1.0
0.557
5.0 ± 2.8
4.0
1.000
4.3 ± 2.0
3.0 ± 1.4
0.258
6.1 ± 1.4
4.6 ± 0.6
0.020
3.4 ± 2.2
2.0 ± 0.8
0.169
V3
(aa 2353–
2379)
ND
ND
ND
8.0 ± 1.9
5.4 ± 0.9
0.006
9.0 ± 2.8
7.3 ± 1.5
0.260
V3 plus
flanking
(aa 2332–2385)
IFN, interferon; ISDR, IFN sensitivity-determining region; ND, not determine; PKRBD, protein kinase R binding domain; V3, variable region 3; HCV, hepatitis C virus.
*Treatment failure refers to nonresponders and relapsers, which failed to eliminate the virus at 6 months posttreatment follow-up. Significant differences between responders
and treatment failure group as determined by Mann–Whitney U test, P < 0.05.
Genotype 1a
Responders (n = 12)
Treatment failures* (n
P-value
Genotype 1b
Responders (n = 17)
Treatment failures* (n
P-value
Genotype 3a
Responders (n = 17)
Treatment failures* (n
P-value
Genotype 3b
Responders (n = 3)
Treatment failures* (n
P-value
Genotype 6f
Responders (n = 7)
Treatment failures* (n
P-value
HCV genotype and
clinical outcome
Full-length
core
(aa 1–191)
Table 3 Number of amino acid mutations (mean ± SD) within the core and NS5A proteins of HCV-1a, 1b, 3a, 3b and 6f in responders and the treatment failure group in
comparison with those of corresponding reference strains
Core and NS5A of HCV genotypes 1, 3, 6 and Peg-IFN plus RBV
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K. Kumthip et al.
Table 4 Amino acid substitutions in NS5A of HCV in pretreatment sera obtained from patients with different clinical outcomes
in response to Peg-IFN-a and ribavirin combination therapy
HCV genotypes and
aa substitution site
Genotype 1a
A at position 64
Genotype 1b
R at position 78
R at position 305
Genotype 6f
V at position 52
Responders
(%)
Treatment
failure* (%)
P-value
Odds ratio
(95% confidence
interval)
9.1
75.0
0.033
30.0 (1.410–638.2)
6.3
6.3
60.0
60.0
0.028
0.028
22.5 (1.510–335.3)
22.5 (1.510–335.3)
0
60.0
0.045
NA
A, alanine; NA, not available; R, arginine; V, valine; HCV, hepatitis C virus; Peg-IFN-a, pegylated interferon alpha. *Treatment
failure refers to nonresponders and relapsers which failed to eliminate the virus at 6 months posttreatment follow-up. Significant differences between responders and treatment failure group as determined by FisherÕs exact probability test, P < 0.05.
the ISDR and 4–9 in V3, while the treatment failure group
had 1–2 and 4–5 mutations in the ISDR and V3, respectively
(data not shown). In addition, a higher rate of aa mutations
in responders in comparison with those from the treatment
failure group was also observed in the V3 and flanking sequences (aa positions 2332–2385) and the C-terminal end
of NS5A; responders had 6–12 aa mutations in V3 plus
flanking region and 16–36 aa mutations in the C-terminus,
whereas those from the treatment failure group had 4–6 and
15–20 mutations, respectively (data not shown). However,
the number of aa mutations observed in the N-terminus and
PKRBD regions of NS5A of HCV-1b was not significantly
different between the two groups. Overall, the results indicated that HCV-1b with a higher number of aa mutations in
several regions of NS5A appeared to respond to treatment.
Similar analysis was performed in HCV-1a, 3a, 3b and 6f.
The results showed that the mean number of aa mutations
in the putative PKRBD of HCV-6f obtained from responders
was also significantly higher than those from the treatment
failure group (P = 0.022, Table 3). The responders had 2–8
mutations whereas the treatment failure group 1–2 mutations. Nevertheless, the number of aa mutations in several
regions of NS5A was not significantly different between
HCV-1a, HCV-3a and HCV-3b genotypes obtained from
responders and the treatment failure group.
In addition to determination of the total number of aa
mutations in several regions of NS5A, we had also analysed
whether any specific aa residues at particular positions in
the NS5A were associated with response or treatment failure. For HCV-1b, we found a significant difference in aa
mutation at positions 78 and 305 between responders and
the treatment failure group with a P-value of 0.028 at both
positions. At positions 78 and 305, most of the treatment
failure group had arginine (60.0%) as opposed to only 6.3%
in responders (Table 4). The difference was also observed at
position 64 of HCV-1a and at position 52 of HCV-6f (P =
0.033 and 0.045, respectively). The NS5A of most viruses
obtained from treatment failure cases had alanine at position
64 (75%) and valine at position 52 (60%) while those from
responders contained alanine at position 64 in 9.1%, of cases
and no responders had valine at position 52. The data
suggested that specific aa substitutions observed in the NS5A
proteins of HCV-1a, 1b and 6f might be associated with the
responsiveness of the virus to the treatment. However, this
association was not observed in HCV-3a and 3b genotypes.
Analysis of full-length amino acid sequences of core protein
of HCV in pretreatment sera
Similar to the analysis of the NS5A protein, full-length aa
sequences of core protein of HCV from responders and the
treatment failure group were also analysed in comparison
with corresponding reference sequences of genotypes 1a, 1b,
3a, 3b and 6f. It was found that the core protein of the
circulating HCV genotypes was relatively highly conserved
compared to the reference strains. Only a small number of
mutations were observed over the entire sequence of core;
0–2 residues for HCV-1a, 1–8 for 1b, 0–5 for 3a and 0–3 for
6f, except for HCV-3b in which 12–15 aa mutations were
observed. In addition, the number of mutations in the core
protein of the viruses from responders were not significantly
different from those obtained from the treatment failure
group, with the exception of HCV-6f where the mean
number of mutations in the core protein was significantly
higher in the viruses obtained from responders compared to
the treatment failure group (P = 0.023). Furthermore, it
should be noted that there was no specific aa substitution in
the core protein of HCV-1a, 1b, 3a, 3b and 6f that seemed to
be associated with responders or the treatment failure
groups.
2010 Blackwell Publishing Ltd
Core and NS5A of HCV genotypes 1, 3, 6 and Peg-IFN plus RBV
DISCUSSION
The basis for response or nonresponse of chronic HCV
infection to IFN-a and RBV therapy has been documented to
be associated with various factors, host and viral factors,
including HCV genotype [2,20,21]. It is well established that
HCV genotype 1 is more resistant to IFN treatment than
genotypes 2 and 3 [3,4,22]. HCV genotype 1 is predominant
worldwide and has become a target for study of IFN-resistance. However, very few data are available for other HCV
genotypes. The present study investigated the correlation
between mutations in the core and NS5A genes of various
HCV genotypes, including 1a, 1b, 3a, 3b and 6f, with different clinical outcomes in Thai patients treated with PegIFN-a and RBV. According to EnomotoÕs studies [8,9], a high
number of aa mutations in the ISDR of HCV-1b correlated
with the response to IFN monotherapy. Most recently,
additional studies conducted in Japan [23] and Taiwan [24]
have provided more data to support this notion. However,
contradictory data have been reported from European and
United States investigators [25–27]. The discrepancy may be
explained, at least in part, by host and viral factors. It is well
documented that host factors, particularly the race of subjects is also an important factor contributing to HCV treatment responsiveness. Comparative studies of the efficacy of
Peg-IFN and RBV treatment in African-Americans (AA) vs
Caucasian-Americans (CA) demonstrated that AA with
HCV-1 infection showed SVR rate significantly lower
(19–28%) than CA (39–52%) [28,29]. Regarding viral factors,
the HCV strains of the same genotype circulating in different
geographical areas may differ in a fine-tuned genetic background. In fact, it has been demonstrated by meta-analysis
of ISDR sequences that the prevalence of wild-, intermediateand mutant types of ISDR sequences of HCV-1b differ significantly between the viruses isolated from 655 Japanese
patients (44.1%, 37.6% and 18.3%) and those from 525
European patients (24.8%, 63.4% and 11.8%), respectively
[30]. The present study also revealed that the number of aa
mutations within the ISDR of HCV-1b obtained from Thai
patients was significantly correlated with the response to
Peg-IFN-a and RBV combination therapy (P = 0.046)
(Table 3). Our results are in good agreement with those
reported from Japan, which investigated HCV-1b infected
Japanese patients [8–12]. The agreement of our data with
those of Japanese investigators, in contrast to those from
Europe and the United States, might be explained by the
viruses circulating in Thailand having greater genetic similarity to those from Japan than those circulating in Europe
and the United States. The lower frequency of detection of
ISDR mutant types in Europe may lead to a negative correlation between ISDR mutations and IFN response as
observed in virus strains circulating in Europe [12]. It is
interesting to point out that the percentage of ISDR mutant
types detected in our study in Thai patients was 27.3% and
in Japanese patients 18.3%, which are significantly higher
2010 Blackwell Publishing Ltd
e123
than the 11.8% in the European strains [30]. Additionally,
the ethnicity of the patients, Asian vs Caucasian, may also
play a role in the observed discrepancy of the response to IFN
and RBV treatment between the viruses obtained from
patients in Japan and Thailand vs those from Europe and the
United States. Accordingly, mutations in the ISDR might be
more relevant in predicting response to IFN therapy in Thai
patients and patients in other Asian countries. One mechanism that has been proposed to explain the resistance to IFN
of HCV genotype 1b is the interaction of the NS5A protein
with antiviral protein PKR which results in blocking PKR
activity [5,6]. Regarding the ISDR, multiple mutations in the
ISDR may result in a conformational change in NS5A protein structure and thereby impairing the interaction between
NS5A and PKR. This would allow the PKR to play a role in
inhibiting viral protein synthesis and virus replication and
finally leading to SVR. By the same token, more mutations in
other regions within the NS5A protein may affect the
structure and/or biological functions of NS5A in inhibiting
IFN activity. As in the case of genotype 3, it has been
reported that the NS5A protein does not repress PKR function
[31]. The data are in line with our study that there was no
correlation between mutations in the NS5A protein of HCV3 and clinical outcome. Furthermore, several studies demonstrated that aa substitution in the core and NS5A regions
are associated with responsiveness to IFN therapy. It has
been proposed that patients infected with HCV-1b who had
aa mutations in NS5A at positions 2209, 2216 and 2227
more frequently achieve SVR than those without mutations
at these positions [11]. In addition, mutations at positions 70
and/or 91 of the core protein have also been suggested to be
correlated with responsiveness to IFN and RBV combination
therapy [17,18,23,32]. In the present study, the association
of aa substitution at specific positions in the core and NS5A
proteins with response to Peg-IFN-a and RBV treatment
have also been investigated. We did not find a difference
between the viruses obtained from responders (patients who
achieved SVR) and those from the treatment failure group at
aa positions described previously. Nevertheless, we found
that aa substitution at positions 78 (K2050R) and 305
(K2277R) within the NS5A protein of HCV-1b, and positions
52 (I2023V) and 64 (T2056A) of HCV-6f and 1a, were
significantly correlated with treatment failure (P = 0.028,
0.028, 0.033 and 0.045, respectively). The NS5A is a
membrane-associated protein and is an active component of
the HCV replicase with a pivotal role as a regulator of HCV
replication. The protein consists of three domains and contains an unconventional zinc binding motif within the
N-terminal domain. Mutations disrupting either the membrane anchor or the zinc binding domain of NS5A are lethal
for RNA replication [33,34]. In our study, we found mutations in the N-terminus of NS5A at aa residues 52, 64 and
78, which are located in the zinc binding domain (aa
39–80). It is likely that these mutations may affect the
function of NS5A, particularly, zinc coordination which in
e124
K. Kumthip et al.
turn may reduce the overall replication fitness of the HCV
strains. However, the precise mechanistic effect of these
amino acid substitutions on protein function remains to be
elucidated.
The higher number of mutations in the core region of HCV6f was also highly associated with responsiveness to Peg-IFN-a
and RBV treatment. Similar to NS5A, the HCV core protein
has been reported to inhibit the antiviral activity of IFN
through interaction with cellular protein, STAT1, which is
the protein involving in the Jak-STAT signalling cascade [7].
The higher number of mutations that occurred in the core
region may affect the inhibitory function of the protein on the
IFN signalling pathway. However, we could not find specific
mutation(s) that may be responsible for IFN-responsiveness.
In conclusion, the present study revealed that mutations
of amino acids found in the NS5A protein of HCV-1a, 1b and
6f are significantly correlated with responsiveness to PegIFN-a and RBV combination therapy in Thai patients. The
data provide a better understanding of the correlation
between mutations in the core and NS5A proteins of various
HCV genotypes and responsiveness to IFN and RBV combination therapy.
ACKNOWLEDGEMENTS
This study was jointly supported by the Royal Golden Jubilee
(RGJ) PhD Program under the Thailand Research Fund
(TRF), the National Research Council of Thailand (NRCT),
the Faculty of Medicine and the Graduate School of Chiang
Mai University, Chiang Mai, Thailand.
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