New Waves in Philosophy
Series Editors: Vincent F. Hendricks and Duncan Pritchard
Titles include:
Jesús H. Aguilar, Andrei A. Buckareff and Keith Frankish (editors)
NEW WAVES IN PHILOSOPHY OF ACTION
Michael Brady (editor)
NEW WAVES IN METAETHICS
Otavio Bueno and Oystein Linnebo (editors)
NEW WAVES IN PHILOSOPHY OF MATHEMATICS
Boudewijn DeBruin and Christopher F. Zurn (editors)
NEW WAVES IN POLITICAL PHILOSOPHY
Allan Hazlett (editor)
NEW WAVES IN METAPHYSICS
Vincent F. Hendricks and Duncan Pritchard (editors)
NEW WAVES IN EPISTEMOLOGY
P.D. Magnus and Jacob Busch (editors)
NEW WAVES IN PHILOSOPHY OF SCIENCE
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NEW WAVES IN PHILOSOPHY OF RELIGION
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NEW WAVES IN PHILOSOPHY OF TECHNOLOGY
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NEW WAVES IN APPLIED ETHICS
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NEW WAVES IN PHILOSOPHY OF LANGUAGE
Kathleen Stock and Katherine Thomson-Jones (editors)
NEW WAVES IN AESTHETICS
Nikolaj J. L. L. Pedersen and Cory D. Wright (editors)
NEW WAVES IN TRUTH
Forthcoming:
Thom Brooks (editor)
NEW WAVES IN ETHICS
Maksymilian Del Mar (editor)
NEW WAVES IN PHILOSOPHY OF LAW
Greg Restall and Gillian Russell (editors)
NEW WAVES IN PHILOSOPHICAL LOGIC
Future Volumes:
NEW WAVES IN PHILOSOPHY OF MIND
NEW WAVES IN FORMAL PHILOSOPHY
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New Waves in Metaethics
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New waves in metaethics / [edited by] Michael Brady.
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ISBN 978–0–230–25162–5 (pbk.)
1. Ethics. I. Brady, Michael, 1965–
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Contents
Notes on Contributors vii
Series Editors’ Preface x
Introduction 1
Michael Brady
1 Ethical Non-Naturalism and Normative Properties 7
William J. FitzPatrick
2 Naturalistic Metaethics at Half Price 36
Joshua Gert
3 In Defense of Moral Error Theory 62
Jonas Olson
4 The Myth of Moral Fictionalism 85
Terence Cuneo and Sean Christy
5 Expressivism, Inferentialism and the
Theory of Meaning 103
Matthew Chrisman
6 How Not to Avoid Wishful Thinking 126
Mark Schroeder
7 Internal Reasons and the Motivating Intuition 141
Julia Markovits
8 Beyond Wrong Reasons: The Buck-Passing
Account of Value 166
Ulrike Heuer
9 A Wrong Turn to Reasons? 185
Pekka Väyrynen
10 Shmagency Revisited 208
David Enoch
11 The Authority of Social Norms 234
Nicholas Southwood
12 Moral Epistemology 249
Alison Hills
v
vi Contents
13 Aesthetics and Particularism 264
Sean McKeever and Michael Ridge
Bibliography 286
Index 299
Contributors
Michael Brady is Senior Lecturer at the University of Glasgow. His main
research interests are in metaethics, philosophy of emotion, and epistemol-
ogy. He is editor, with Duncan Pritchard, of Moral and Epistemic Virtues
(Blackwell, 2003), and has published articles in such journals as Philosophical
Studies, Philosophical Quarterly, and American Philosophical Quarterly.
Matthew Chrisman is Lecturer at the University of Edinburgh working on
ethics (especially metaethics), epistemology (especially epistemic norma-
tivity), philosophy of language, and philosophy of action. He has published
articles in The Journal of Philosophy, Philosophy and Phenomenological
Research, Oxford Studies in Metaethics, Philosophers’ Imprint, and Philosophical
Studies.
Sean Christy is a recent graduate of Calvin College in Grand Rapids,
Michigan, where he received a BA in Philosophy. He currently works in the
financial services industry.
Terence Cuneo is Associate Professor at the University of Vermont. He works
primarily in the areas of metaethics and history of modern philosophy. He is
the author of The Normative Web: An Argument for Moral Realism (Oxford
University Press, 2007) and the editor of six volumes, including The Cambridge
Companion to Thomas Reid (with Rene Van Woudenberg) (Cambridge
University Press, 2004) and Foundations of Ethics: An Anthology (with Russ
Shafer-Landau) (Blackwell, 2007).
David Enoch is Associate Professor of Philosophy and Jacob I. Berman
Associate Professor of Law at the Hebrew University of Jerusalem. He works
primarily in moral, political, and legal philosophy. His papers have been
published in such journals as Ethics, Philosophical Review, Mind, Noûs,
Philosophy and Phenomenological Research, Philosophical Studies, Oxford Studies
in Metaethics, Philosopher’s Imprint, Law and Philosophy, Legal Theory, and
Oxford Studies in the Philosophy of Law. His book Taking Morality Seriously: A
Defense of Robust Realism is forthcoming from Oxford University Press.
William J. FitzPatrick is Associate Professor in the Department of Philosophy
at the University of Rochester. His work in metaethics focuses on defending
a robust ethical realism involving a non-naturalistic metaphysics of ethical
facts and properties and an external reasons theory that allows for the cate-
goricity of moral requirements. In addition to critiquing neo-Kantian con-
structivism, neo-Humean theories of reasons, and naturalistic forms of
realism, he has also worked on critiques of appeals to natural teleology and/
vii
viii Contributors
or evolution in metaethical or ethical arguments. Recent publications in
metaethics appear in Oxford Studies in Metaethics, Ethics, and Mind.
Joshua Gert is Professor of Philosophy at the College of William and Mary.
His primary research interests are in practical rationality and reasons for
action, ethical theory, and philosophy of color, generally informed by a
Wittgensteinian perspective in philosophy of language. He has published
one book, Brute Rationality: Normativity and Human Action (Cambridge
University Press, 2004), and numerous articles on color and value in such
journals as The Philosophical Review, Journal of Philosophy, Noûs, Ethics and
Philosophy and Phenomenological Research.
Ulrike Heuer is Lecturer in Philosophy at the University of Leeds. Her main
interests are in theories of practical reasons, metaethics, and normative eth-
ics. Her recent publications appear in Oxford Studies in Normative Ethics,
Ethical Theory and Moral Practice, and Philosophical Studies.
Alison Hills is Lecturer in Philosophy at the University of Oxford and a
Fellow and Tutor of St John’s College. She is interested in all aspects of moral
philosophy. She is the author of The Beloved Self, forthcoming from Oxford
University Press.
Julia Markovits joined the MIT philosophy faculty as an Assistant Professor
in 2009, after spending three years as a Junior Fellow at the Harvard Society
of Fellows. Her research focuses on ethics and, more specifically, on ques-
tions concerning the nature of moral reasons. She has published articles in
The Philosophical Review and Oxford Studies in Metaethics, and is currently
writing a book providing an internalist defense of universally shared moral
reasons, which will be published by Oxford University Press.
Sean McKeever is Associate Professor of Philosophy at Davidson College. He
works on contemporary moral theory and is co-author, with Michael Ridge,
of Principled Ethics: Generalism as a Regulative Ideal (Oxford University Press,
2006).
Jonas Olson is a Research Fellow and Lecturer at Stockholm University. His
main interests are metaethics, value theory, and history of moral philoso-
phy. He has contributed to several collections and has published articles in
journals such as Australasian Journal of Philosophy, Philosophical Quarterly,
Philosophy and Phenomenological Research, Mind, Utilitas, Theoria, Ethical
Theory and Moral Practice, Inquiry, and Ratio.
Michael Ridge is Professor of Moral Philosophy at the University of Edinburgh.
His research interests include metaethics, especially issues surrounding expres-
sivism and the debate over particularism and generalism. He has co-authored
(with Sean McKeever) several articles and a book, Principled Ethics: Generalism
as a Regulative Ideal (Oxford University Press, 2007), on the latter topic.
Contributors ix
Mark Schroeder is Associate Professor of Philosophy at the University of
Southern California and author of Slaves of the Passions (Oxford University
Press, 2007), Being For: Evaluating the Semantic Program of Expressivism (Oxford
University Press, 2008), and Noncognitivism in Ethics (Routledge, 2010). His
articles on metaethics have appeared in Ethics, Noûs, Philosophical Studies,
Philosophers’ Imprint, Philosophy and Phenomenological Research, Oxford Studies
in Metaethics, and other journals.
Nicholas Southwood is currently a Junior Research Fellow at Jesus College,
Oxford University, and an assistant professor in the Philosophy Program of
the Research School of Social Sciences at the Australian National University.
He works mainly in moral and political philosophy, with a particular interest
in questions concerning practical reason and normativity. He has published
widely in these areas in journals including Ethics, Noûs, Philosophical Studies,
and Politics, Philosophy and Economics. His book, Contractualism and the
Foundations of Morality (Oxford University Press, 2010), defends a distinc-
tively deliberative model of contractualism as an account of ultimate grounds
of our moral duties.
Pekka Väyrynen is Senior Lecturer in Philosophy at the University of Leeds.
He works primarily in metaethics and has published widely in this area in
journals and collections including Ethics, Philosophy and Phenomenological
Research, and Oxford Studies in Metaethics.
Series Editors’ Preface
New Waves in Philosophy Series
The aim of this series is to gather the young and up-and-coming scholars in
philosophy to give their view of the subject now and in the years to come,
and to serve a documentary purpose: that is, ‘this is what they said then, and
this is what happened.’ It will also provide a snapshot of cutting-edge re-
search that will be of vital interest to researchers and students working in all
subject areas of philosophy.
The goal of the series is to have a New Waves volume in every one of the
main areas of philosophy. We would like to thank Palgrave Macmillan for
taking on this project in particular, and the entire New Waves in Philosophy
series in general.
Vincent F. Hendricks and Duncan Pritchard
Editors
Editor’s Acknowledgements
I would like to thank Vincent Hendricks and Duncan Pritchard for the invi-
tation to edit this volume; Melanie Blair, Sue Clements, Priyanka Gibbons at
Palgrave Macmillan and Vidhya Jayaprakash and her team at Newgen for
their sterling work throughout the editorial and production process; Simon
Prosser, for permission to use his photograph for the front cover; and the
authors for their help, patience, and of course their contributions.
x
Introduction
Michael Brady
The plan for this volume was simple: to invite some of the best young phi-
losophers working in metaethics to write on topics they found most interest-
ing. The resulting collection represents something of the state of play in this
core area of analytic philosophy, and provides an indication of the direc-
tions that metaethical thinking might take in the future. In addition, the
contributions also provide coverage of a suitably broad range of metaethical
issues: included here are questions about naturalism and non-naturalism,
about expressivism and cognitivism, about the nature of reasons and values,
about particularism, aesthetics, moral epistemology, and social normativity.
So I hope that this volume not only presents an insight into the distinctive
research of individual thinkers, but also stands as an introduction to the
contours of the general subject.
There are certain subsidiary themes that can play an organizational role.
The first four papers are focused on broadly metaphysical issues. The open-
ing paper, William J. FitzPatrick’s ‘Ethical Non-Naturalism and Normative
Properties,’ defends and then expands on the view that moral or ethical prop-
erties or facts are not natural properties or facts, where these are traditionally
understood as being the proper subject of scientific inquiry. Moral facts and
properties are, instead, sui generis or irreducibly normative. FitzPatrick is con-
cerned to counter Allan Gibbard’s recent claims that a form of expressivism
can capture everything the non-naturalist wants, without being committed
to any mysterious or extravagant metaphysics. (Expressivism is, roughly, the
view that moral language serves the function of expressing ‘non-cognitive’
mental states like desire or approval.) FitzPatrick argues, contra Gibbard, that
any such ‘quasi-realist’ expressivism is in fact at a significant disadvantage
when compared with non-naturalism. The case for non-naturalism does not
stop here, however: FitzPatrick goes on to argue that (i) ethical naturalism
faces a number of serious problems of its own, and that (ii) non-naturalism
has the means to avoid other objections.
Joshua Gert seeks to make a positive case for a metaethical naturalism
in his ‘Naturalistic Metaethics at Half Price.’ In particular, Gert wishes to
1
2 Michael Brady
develop a form of ‘linguistic naturalism’ that appeals to facts about human
behavior and linguistic capacities to explain why we shouldn’t worry about
the metaphysical status of things – such as numbers or normative reasons –
that might initially appear problematic from a naturalistic standpoint.
Gert’s account – which he terms ‘Global Expressivist Response-Dependence’
or GERD – involves combining and modifying the naturalistic metaethical
views developed by Huw Price and Philip Pettit. Gert proceeds to defend
GERD against a number of criticisms, and deploys GERD to undermine
views of practical reasons and moral language learning put forward by
Michael Smith and Michael Ridge, respectively.
The focus then shifts to metaethical positions that might be attractive for
naturalists, but which have more of a revisionary outlook. While non-natu-
ralist and naturalist proposals maintain that some moral or evaluative state-
ments are true, moral error theory defends the skeptical possibility that all
such claims are false. In particular, error theorists usually hold that (i) moral
judgments involve claims about categorical reasons, and that (ii) there are
no such reasons, in which case moral judgments are false. Jonas Olson’s
contribution to the volume, ‘In Defense of Moral Error Theory,’ considers a
number of problems for an error-theoretical approach, and shows how the
error theorist can solve them. Olson first formulates moral error theory so
that it is not itself committed to any first-order moral claims (which would,
by the theory’s own lights, be false). He then responds to recent criticisms
due to Stephen Finlay, according to which ordinary speakers do not make
the error of which they are accused, and finally responds to the challenge
that error theory casts doubt upon the existence of hypothetical reasons
and therefore proves too much. Olson argues that the error theorist can
provide an account of hypothetical reasons – in terms of non-normative
relations between means and ends – that is metaphysically unproblematic.
A position closely related to error theory is that of moral fictionalism.
Whereas error theory encompasses claims about language and ontology,
moral fictionalism is more centrally a theory about moral language, and
in particular maintains that such language is ‘fictive.’ Terence Cuneo and
Sean Christy argue against this theory in ‘The Myth of Moral Fictionalism.’
According to fictionalism, moral discourse is (or should be) a ‘mode of pre-
tense,’ and we are (or should be) ‘fictioneers’ about moral facts and entities.
A fictioneer is someone who performs speech acts that appear to commit
her to the belief in the existence of moral facts and entities, but who isn’t,
in fact, committed to their existence. Cuneo and Christy argue against both
the ‘hermeneutic’ version of fictionalism of Mark Kalderon, according to
which ordinary subjects are in fact fictioneers when engaging in moral
discourse, and the ‘revolutionary’ version, due to Richard Joyce, accord-
ing to which ordinary subjects ought to take up the fictive stance. Cuneo
and Christy raise doubts about the claim that ordinary people engaged in
moral discourse are actually moral fictioneers; and they maintain that any
Introduction 3
benefits revolutionary fictionalism brings can be generated by naturalistic
theories that don’t have the costs of fictionalism.
The next two papers in the collection focus on different issues raised by
non-cognitive approaches to moral thought and judgment, which maintain
(again, roughly) that moral claims or statements are not capable of being true
or false. Matthew Chrisman’s paper ‘Expressivism, Inferentialism and the
Theory of Meaning,’ starts with the question of how an expressivist account
of the meaning of ethical sentences fits in with a more general account of
sentence meaning. Chrisman argues that this question poses a serious prob-
lem for expressivism, but not for his preferred sort of non-representationalist
account, namely inferentialism. Inferentialist (or conceptual-role) theories of
meaning maintain that a sentence means what it does, not in virtue of what it
represents or in virtue of the thought it expresses, but in virtue of its inferen-
tial relations – and, in particular, its inferential commitments, entitlements,
and obligations. Chrisman’s main aim is to show that inferentialism is a via-
ble option in metaethics, and one that fits much better than expressivism
with a general account of the meaning of sentences.
Mark Schroeder is also concerned with presenting problems for non-
cognitivism in his paper ‘How Not to Avoid Wishful Thinking.’ Schroeder
takes his lead from Cian Dorr’s 2002 challenge to non-cognitivism, which
has become known as the ‘wishful thinking problem.’ The challenge is that
non-cognitivist expressivist approaches seem committed to the claim that it
is sometimes rational to form beliefs on the basis of one’s desires. But then,
contra common sense, expressivism is committed to thinking that wishful
thinking is a rational method of acquiring beliefs. Schroeder aims to assess
the current state of play with respect to this problem, by focusing on the
attempted solutions offered by David Enoch and James Lenman. Schroeder
argues that neither is particularly plausible, and suggests that any solution
will require that the non-cognitivist develops a better understanding of
epistemological notions of evidence and justification.
The next three papers mark a shift from a focus on moral facts and ethi-
cal language to a consideration of two more central themes in metaethics,
namely (the nature of) practical reasons, and the relation between rea-
son, agency and value. Julia Markovits’s paper, ‘Internal Reasons and the
Motivating Intuition,’ addresses Bernard Williams’s seminal paper ‘Internal
and External Reasons,’ and in particular looks at the ‘motivating intuition’
that drives Williams’s argument. This is the thought that reasons must be
capable of explaining action: a reason for an agent to act must be a pos-
sible source of motivation for her to act, at least in so far as she is rational.
Markovits argues that, despite its initial air of plausibility, there are a host
of counterexamples that force us to reject the motivating intuition. Some of
these are examples where reasons we have for acting would no longer apply
to us if we were fully rational. Other examples show that reasons that do
apply to us when fully rational are nevertheless incapable of motivating us.
4 Michael Brady
This does not, however, mean that we should reject an internalist account
of reasons; instead Markovits explains that there are good grounds to think
that there is a necessary connection between our reasons and our motives.
Ulrike Heuer’s paper, ‘Beyond Wrong Reasons: The Buck-Passing Account
of Value,’ investigates the prospects for explaining or understanding good-
ness in terms of reasons for certain responses or behaviors. Heuer is con-
cerned, in particular, with the ‘metaphysical’ version of buck-passing,
which holds that the fact that something is valuable consists in the fact that
it has some other property which constitutes a reason to respond favorably
or to behave in certain ways towards it. Heuer argues that, in so far as buck-
passing accounts incorporate a ‘fitting attitude’ analysis of value, they are
susceptible to a familiar problem termed the ‘wrong kind of reasons prob-
lem.’ Although Heuer thinks that there are solutions to this problem, she
also holds that they are unavailable to the buck-passer, and so concludes
that those who favor buck-passing should reject fitting attitude analyses of
value. In the final section of her paper Heuer assesses the prospects for such
a buck-passing account.
In ‘A Wrong Turn to Reasons?’ Pekka Väyrynen addresses attempts to
explain normative and evaluative phenomena – such as right, wrong, admi-
rable, required, just, terrifying, etc. – by appealing to reasons. (Väyrynen
considers the buck-passing account of goodness as a ‘local’ instance of a
‘turn to reasons;’ but this explanatory strategy can take a ‘global’ form and
seek to accommodate a broader range of normative notions.) In particu-
lar, Väyrynen wishes to investigate whether an appeal to reasons – for act-
ing, thinking and feeling – is a better way for us to account for normative
and evaluative phenomena than appealing to value or any other concept.
Väyrynen is skeptical about this claim of priority on behalf of reasons. He
argues that reasons relations themselves require explanation, and it is diffi-
cult to see how such demands can be met in a way that is compatible with
the claim that reasons are fundamental. If so, we can doubt whether the
turn to reasons offers any explanatory advantages with respect to normative
and evaluative notions.
Questions concerning the nature of normativity are prominent in the
two papers that follow Väyrynen’s contribution. David Enoch’s ‘Shmagency
Revisited’ focuses on the claims of constitutivism, which maintains that nor-
mativity is grounded in norms or standards or motives or aims that are
constitutive of agency. Despite its intuitive appeal, constitutivism faces a
serious problem, which is that agents need not care about being agents,
or care about their behavior being action. They might, instead, be happy
to be ‘shmagents,’ who lack that which is constitutive of agency but are in
other respects very similar to agents. Enoch initially raised this challenge
to constitutivism in 2006, and here responds to constitutivist responses –
focusing on David Velleman’s discussion – in order to assess the current
state of play with regard to this particular objection, and (more broadly) to
Introduction 5
promote a better understanding of what constitutivism is and of the motiva-
tions behind it.
In ‘The Authority of Social Norms,’ Nicholas Southwood considers the
question of how we should understand social normativity. A central prob-
lem with any such attempt is that social norms are both normative and a
matter of custom or convention, and these aspects can seem to be in con-
flict. Attempts to capture the customary nature of such norms run the risk
of failing to capture the fact that they are genuine requirements; but propos-
als that focus on the normativity of social norms can fail to capture their
customary aspect. After criticizing standard accounts of social normativity,
Southwood explains an approach that promises to accommodate both the
customary and the normative nature of social norms. On this view, social
norms are collections of normative judgments that are, nonetheless, differ-
ent from other normative judgments of morality and prudence because they
are grounded in social practices. This allows social norms to have a particu-
lar kind of social authority.
The final two papers address metaethical questions raised by issues in
epistemology and aesthetics. The topic of ‘Moral Epistemology’ by Alison
Hills is an epistemic puzzle that generates a problem for certain metaethical
views: in particular, for versions of moral realism that insist that there are
mind-independent, objective moral facts and properties, and for versions of
non-cognitivism maintaining that moral claims have an expressive rather
than a representational function. The puzzle is that moral epistemology has
certain central features that appear to be in tension. Thus, we think that
there is something suspect about forming moral beliefs purely on the basis
of testimony; that deferring to the beliefs of others in moral matters is ille-
gitimate; that we tend not to give weight to the opinions of others in moral
matters, whereas we are happy to in non-moral affairs; and, finally, that tak-
ing advice from others about moral issues is often a good idea. Hills argues
that standard forms of moral realism and of non-cognitivism will struggle
to accommodate all four features of moral epistemology. Nevertheless, all
four features can be captured, Hills proposes, provided we recognize that
the target of moral thinking and inquiry is (and should be) moral under-
standing rather than moral knowledge.
In ‘Aesthetics and Particularism,’ Sean McKeever and Michael Ridge consider
a challenge to a generalist position in ethics that is raised by a particularist
approach in aesthetics. Generalism maintains, roughly, that there are sound
and informative principles governing some domain; particularism about some
domain denies this. McKeever and Ridge are concerned because they regard
particularism about aesthetics and aesthetic judgment as true, but wish to
defend a generalist approach in ethics. Their worry, then, is that their defense
of generalism in ethics might prove too much if it rules out a plausible view
in aesthetics. The authors seek to address this worry by first recapping their
arguments for generalism in ethics, and by then proceeding to show why such
6 Michael Brady
arguments do not apply with respect to aesthetics. Central to their argument is
the idea that aesthetic knowledge requires a kind of ‘direct engagement’ with
the art work – a kind of non-conceptual, non-inferential, and global appre-
hension of the object of appreciation – that is not essential in ethics, and that
this requirement makes particularism in aesthetics a good deal more plausible
than its ethical cousin. There is thus sufficient asymmetry between ethical
and aesthetic evaluation to undermine the challenge to generalism in ethics.
Although the papers have been grouped together according to broad
themes, this is, in a sense, rather artificial. For another of the notable fea-
tures of the contributions is the extent to which they show how metaethical
questions and issues are interrelated and interlinked. So we see discussions
of categorical reasons informing claims about moral language, accounts of
linguistic capacities having a bearing on theories about moral facts, issues
in (moral) epistemology generating views about the plausibility of expres-
sivism, statements about (internal) reasons leading to theses about the
nature of normativity, thoughts about normativity in the social and aes-
thetic realms grounding arguments about normativity in other areas, and
so on. The papers in this collection thus stand as testimony to the very high
quality of research in metaethics being produced by younger philosophers,
and also to the rich, complex, and holistic character of this vibrant area of
analytic philosophy.
1
Ethical Non-Naturalism and
Normative Properties
William J. FitzPatrick
Ethical non-naturalism, as I shall understand it, is the view that there are
real ethical properties and facts that are not among the natural properties
and facts of the world. This is to say that ethical properties (such as moral
rightness or goodness) and facts (such as the fact that an act is wrong, or
that a certain consideration is a reason for acting) are neither among the
properties and facts that are the proper subject of scientific inquiry, nor
constructible from those that are. They are instead sui generis. Ethical non-
naturalists are thus ethical realists who reject naturalistic construals of
ethical properties and facts.
It is no secret that many theorists find ethical non-naturalism intolera-
bly mysterious and extravagant. Allan Gibbard, an expressivist who rejects
both ethical non-naturalism and ethical realism, describes non-natural
properties as ‘strange and incredible things’ (Gibbard, 2008, p. 20). He
finds it puzzling ‘why [one] should think that the universe contains prop-
erties that are non-natural, or how a primitive, non-naturalistic concept
could be a legitimate part of our thinking’; and he wonders how anyone
‘could have learned of a non-naturalistic subject matter’ (Gibbard, 2010,
p. 2). Indeed, the latter may seem especially problematic given that we are
evolved creatures with epistemic faculties forged by natural selection in
ancestral environments.
Instead of embracing non-naturalism, Gibbard argues that we can
capture everything attractive about non-naturalist realism within a
quasi-realist expressivism that ‘exactly mimics a [non-naturalist] norma-
tive realism’ (Gibbard, 2010, p. 9).1 My aim here is to take some steps
toward answering Gibbard’s questions, and in the process (i) to clarify
non-naturalism as contrasted with both quasi-realist expressivism and
non-reductionist ethical naturalism, (ii) to explore the significant short-
comings of quasi-realist expressivism as an alternative to non-naturalism
(focusing on Gibbard’s current view), while also raising problems for some
forms of ethical naturalism, and (iii) to address some further objections
to non-naturalism.
7
8 William J. FitzPatrick
1. Irreducible normativity and non-naturalism:
concepts and properties
To begin with Gibbard’s first question, the reason why some of us posit
non-natural properties and facts is that this seems to us necessary in order
to accommodate a conviction that ethics contains an element of irreduc-
ible normativity.2 There is in fact a point of commonality here between the
non-naturalist and an expressivist such as Gibbard in that both agree that
(at least some) normative claims – claims about what is good or bad, right
or wrong, or ought to be done or avoided – cannot be captured in non-
normative or purely descriptive terms. The question, however, is why this
is and what follows from it. Gibbard’s view is that whatever apparently irre-
ducible normativity there is in ethics can be isolated to the realm of our
ethical thinking, and so can be accounted for without positing non-natural
properties (Gibbard, 2003, section III; 2006). The non-naturalist, by contrast,
holds that irreducible normativity is a feature of real ethical properties and
facts, which requires that they themselves be understood as non-natural.
For Gibbard, normativity is a feature only of normative concepts and
thoughts – not of properties, facts or states of affairs in the world – and it is
simply a matter of the essential practicality of normative concepts. Such con-
cepts are ‘directive’ or ‘plan-laden’ in that thoughts employing them have
a certain practical function involving planning what to do. In this way,
normative concepts and thoughts may be said to be ‘non-naturalistic’ in
so far as they are not in the business of expressing propositions with natu-
ralistic representational content, but instead have an essentially practical
role to play.3 But this non-naturalism about directive concepts and thoughts
clearly doesn’t imply ethical non-naturalism as defined earlier. In particu-
lar, it doesn’t imply that normative claims express any irreducibly normative
representational content, purporting to describe irreducibly normative facts,
the grasping of which might in turn explain our corresponding normative
beliefs. Gibbard rejects any such account. For him, the irreducible normativ-
ity consists just in the practicality of the role played by directive concepts
and thoughts. As far as properties, facts, or states of affairs are concerned,
they are all perfectly natural or ‘prosaic,’ and any explanatory work they do
is likewise fully naturalistic (Gibbard, 2003, p. 181; 2006).4
By contrast, ethical non-naturalists maintain that an account such
as Gibbard’s fails to capture the irreducible normativity found in ethics.
Instead, they will argue, in so far as ethical concepts and thoughts are irre-
ducibly normative, this is precisely because they have irreducibly normative
representational content. Ethical claims purport to state irreducibly norma-
tive facts, ascribing irreducibly normative properties to things – ‘irreducibly
normative’ in the sense that they are properties for which we can have only nor-
mative concepts, due to the normative nature of these properties themselves.
(This contrasts with Gibbard’s natural properties for which we can have both
Ethical Non-Naturalism and Normative Properties 9
normative and non-normative concepts, to be discussed later.) Of course,
even an error theorist, who believes all positive ethical claims to be false,
might agree with this much: indeed, he may hold that it is precisely because
ethical claims have this rich content that they are all false, the world being
devoid of irreducibly normative properties. So the non-naturalist, by con-
trast, crucially holds that there are such properties and facts, and that at
least in some cases it is just such irreducibly normative facts that explain
our ethical beliefs, in so far as we have the beliefs we do because we have
grasped such facts.5 On this view, then, the irreducible normativity of the
concepts and thoughts is derivative, pointing to the more fundamental irre-
ducible normativity of the ethical properties and facts that are the proper
subject matter of ethical inquiry.
This clarifies the differences between the non-naturalist and the expressiv-
ist. While Gibbard agrees that normative concepts are in a sense non-natural
(they are not used to express propositions with naturalistic representational
content), he does not ultimately believe in irreducible normativity, but in
effect reduces normativity to the practicality of directive, plan-laden con-
cepts and of the mental states associated with them.6 The non-naturalist, by
contrast, insists that irreducible normativity is just that: a feature of certain
properties and facts themselves that cannot be cashed out or understood in
terms of anything other than normativity itself. This is the crucial difference
between them and will figure importantly in elucidating the non-naturalist’s
dissatisfaction with Gibbard’s proposal for capturing normativity.
The other part of the non-naturalist’s claim is that this irreducible norma-
tivity cannot be accommodated within ethical naturalism any more than it
can within expressivism. As with Gibbard, however, many ethical natural-
ists will likewise offer something that purports to capture a kind of irreduc-
ible normativity in ethics. A non-reductionist naturalist, for example, might
claim that normative terms such as ‘good’ and ‘right’ cannot be replaced
by any non-normative terms such as ‘pleasant’ or ‘optimific,’ because,
although the former terms pick out fully natural properties, constructible
from scientific ones, the properties in question are unique complexes that
are not the referents of any other, non-normative terms we possess. Indeed,
this will be cited as part of the explanation for the ‘open questions’ Moore
repeatedly encountered in connection with the naturalistic identifications
he considered (for example, the fact that the question ‘is X good?’ seems to
remain open even after granting that X is pleasant). He found open ques-
tions in part because all such identifications (such as goodness = pleasure)
were simply inapt: the natural property to which ‘goodness’ refers, which we
attribute to things in our ethical judgments, is far more complex than the
natural properties picked out by terms such as ‘pleasant’. Such open ques-
tions, therefore, tell not against ethical naturalism itself but only against the
crude identifications imagined by Moore (see Sturgeon, 2003; 2006; and, for
a good discussion of this ‘one-term naturalism’, Dancy, 2006a).
10 William J. FitzPatrick
Sophisticated naturalists might thus claim that they can accommodate
something like irreducible normativity in this sense: although all properties
and facts are natural, ethical ones are ‘irreducibly normative’, at least in the
weak sense that no non-normative concepts in fact track them, so that nor-
mative vocabulary is indispensable. This is indeed a weak sense, however,
and is importantly different from the non-naturalist’s notion of irreduc-
ible normativity, as there is no claim here that ethical properties possess
any special normative nature. Non-normative concepts fail to track these
properties only because of the complex constitution and organization of these
properties, the patterns of which make sense only from the perspective of
ethical inquiry and concern, within which they also play useful roles in
historical and sociological explanations (Boyd, 1988; Brink, 1989; Sturgeon,
1988; 2006). But again, there is nothing special about the nature of these
properties themselves: they are just specially grouped clusters of prosaic
natural properties.
Alternatively, an ethical naturalist might adopt part of Gibbard’s expres-
sivist strategy for capturing the apparent element of irreducible normativ-
ity by appeal to moral semantics and pragmatics. David Copp, for example,
has argued for a naturalistic ‘realist expressivism’ according to which eth-
ical terms have a ‘coloring’ as part of their meaning, such that sincere
assertions of ethical claims express not only ethical beliefs (which have
objective truth conditions, and so can be straightforwardly true) but also –
through conventional implicature – a conative state of mind consisting
roughly in an endorsement of the standards relevant to the claim and an
intention to comply with those standards (Copp, 2007). Ethical assertions
are thus unlike assertions in non-normative terms in that the former carry
the implication of these attitudinal and motivational elements while the
latter do not. This again can be used to help answer Moore’s open question
objections to naturalism: the gaps Moore found are real, but instead of tell-
ing against naturalism they merely reflect the fact that ethical terms have
a special coloring whereby they are used to express conative states as well
as beliefs; this is why ethical claims cannot be fully captured using merely
descriptive terms (Copp, 2007, p. 199). An ethical naturalist might thus
argue that he can capture a kind of irreducibly normative element in eth-
ics in much the same way as Gibbard does: ethical terms and assertions are
irreducibly normative in the sense that they serve in part to express spe-
cial, practical mental states that are not expressed by assertions employing
merely descriptive terms.
As before, the crucial question is whether these naturalistic moves suc-
ceed in adequately capturing whatever irreducible normativity there may
be in ethics. Where one finds oneself in this debate, therefore, depends on
whether one agrees that there is some kind of irreducible normativity in
ethics, and, if so, whether it can be fully accommodated in terms of moral
semantics or pragmatics of one kind or another, or instead requires locating
Ethical Non-Naturalism and Normative Properties 11
irreducible normativity more deeply in the nature of ethical properties and
facts themselves, committing one to ethical non-naturalism.
2. Ethical realism vs. quasi-realist expressivism
I have elsewhere explored the motivations for non-naturalism (as part of a
robust ethical realism) in contrast to various forms of ethical naturalism,
and sketched the form that a robust non-naturalism might plausibly take
(FitzPatrick, 2008a).7 One response to that discussion, however, might be
that much of what is said there to motivate non-naturalism is fully consist-
ent with expressivism. Indeed, this is precisely Gibbard’s line about non-
naturalism: ‘pretty much everything non-naturalists say in elucidating
their position is right, properly understood,’ where this last qualification
means: understood as applied only to normative concepts, not to properties,
and given an expressivist construal (Gibbard, 2010, p. 2). In fact, however,
the quasi-realism he offers the non-naturalist – and the realist more gener-
ally – falls far short of allaying the concerns of people with even moderate
leanings in these directions, failing to provide an account of normativity
that we should find attractive or tempting. Gibbard’s version of quasi-realist
expressivism is especially useful to explore in this connection because,
in addition to seeking to accommodate non-naturalism in his treatment
of normative concepts, Gibbard seeks to accommodate ethical realism by
incorporating a central metaphysical claim of ethical naturalism, thus speak-
ing simultaneously to the concerns of realism, non-naturalism, and ethical
naturalism, all without leaving an expressivist framework. In bringing out
the unsatisfactory aspects of Gibbard’s approach, we will thus have occasion
to examine not only the limits of expressivism in accounting for normativ-
ity in terms of the practicality of concepts, but also the problems with forms
of ethical naturalism that overlap partly with his metaphysical view of the
properties picked out by normative concepts.
To begin, then: realists and expressivists have traditionally squared off
precisely over the question whether or not there are real properties along
the lines of being what one ought to do, with realists affirming and expres-
sivists denying that there are. No longer. Gibbard has changed all that by
accommodating just such properties within his expressivist view, thus pur-
porting to take much of the wind out of the realist’s sails. His claim is that
‘some broadly natural property constitutes being what one ought to do’
(Gibbard, 2006, p. 324). This sounds a lot like an embrace of ethical natural-
ism, but it’s not.
First, while he does grant the existence of such properties, he doesn’t take
them to be ethical or normative properties (recall that he rejects the idea of
normative properties): they are just prosaic natural properties, for which we
can have both normative and non-normative concepts – where the concept
of ‘being that which one ought to do’ is an example of the former. So he
12 William J. FitzPatrick
would not endorse the typical ethical naturalist claim that ethical or norma-
tive properties are natural properties; he merely says that certain properties
for which we have normative concepts (as well as non-normative ones) are
real, natural properties. Second, and more importantly, unlike the ethical
naturalist, Gibbard denies that the function of normative concepts in nor-
mative judgment is to attribute such properties to things: to judge that a
person in a burning building ought to leave it is not to attribute to this act
the natural property of being what one ought to do, but to engage in an act
of contingency planning (Gibbard, 2006, p. 324; 2003, pp. 102–3).8 So there
are some metaphysical similarities and also important semantic differences
between Gibbard’s expressivism and ethical naturalism, and Gibbard takes
this to allow him both to capture attractive elements of naturalist ethical
realism and to retain a distinctive expressivism that better captures norma-
tive thinking.
How does Gibbard deliver the metaphysical result that is supposed to
speak to the concerns of naturalist ethical realists? He begins, in typical
expressivist fashion, by focusing on the mental states involved in norma-
tive judgment, and proposes that what it is to think that a person ought to
do A in circumstances C is to plan for a contingency: that is, to plan to do
A in the event of ever finding oneself in C. Without getting distracted by
the (impressively developed) details, we can sketch the basic move to the
naturalistic property as follows. Imagine someone with a ‘hyperplan,’ that
is, a plan covering every possible contingency, naturalistically described: if
in C1, do A1; if in C2, do A2, and so on. If normative judgment consists in
contingency planning, then for such a person there is a naturalistic prop-
erty that constitutes being what one ought to do, namely, the following mas-
sively disjunctive property an act may have: being {A1 in C1, or A2 in C2, or
A3 in C3, and so on}. If, for example, an act has the property of being A2 in
C2 (leaving the building when it is on fire and one is not engaged in a life
or death matter), then it satisfies that disjunct and so has the property of
being what one ought to do, relative to the hyperplan in question (Gibbard,
2006, pp. 324–7).
Now, although not even the most hyper planners among us actually pos-
sess anything approaching a hyperplan, Gibbard claims that, in having the
incomplete plans we do have, we are similarly committed to the existence of
some such disjunctive property that is consistent with all our actual plans as
far as they go. That is, in having the incomplete contingency plans I have,
involving acts A1–An for circumstances C1–Cn, I am thereby committed
to performing precisely those acts that possess the disjunctive property in
question by satisfying one of the disjuncts (and this commitment holds
regardless of how I might go on to fill out my plan more fully, as long as I
don’t change my mind). So, if such contingency planning captures norma-
tive judgment – if to think one ought to do A1 in C1 just is to plan to do A1
if ever in C1 – then an act’s having the disjunctive property in question
Ethical Non-Naturalism and Normative Properties 13
(which is a natural, if contrived, property), must just be what it is for the
act to be what one ought to do, according to the person with the plan in
question. Thus, Gibbard argues that every agent, in so far as she engages
in planning, is committed to the ‘natural constitution claim,’ the idea that
there is some natural property that constitutes being what one ought to do
(Gibbard, 2006, pp. 325, 328).
Now this move may seem to deliver something attractive to naturalist
ethical realists, inasmuch as it gives us a real, natural property that consti-
tutes being what one ought to do, which acts can straightforwardly possess
or fail to possess. But the reduction of normative judgment to contingency
planning, which underlies Gibbard’s derivation of the natural property in
question, is problematic in its own right as well as leading to a view with lit-
tle to tempt anyone with even mildly realist leanings. Indeed, the proposed
naturalistic property identification fails in any case, and the nearest more
plausible candidate is far from the sort of property that might be interesting
to a realist, failing to accommodate much of real concern (as quasi-realism
is supposed to do). Let me take these up in turn.
2.1. Normative judgment and planning
Even in the simplest first-personal cases, where thoughts about what I ought
to do are at least clearly related in some way to my own planning activity
(as in thinking about what I ought to do in the event of a fire in my build-
ing), there are puzzles to raise about the proposed reduction of normative
judgment to contingency planning. But set this aside for a moment. A more
striking worry is that for a variety of other cases such a reduction will be so
plainly contrived as to be a non-starter. Someone worried about the prob-
lem of evil, for example, who opines that God ought to have prevented the
earthquake in Haiti, is surely not thereby making hypothetical plans (just
in case), in the event of finding himself to be God on 12 January 2010, to
prevent an earthquake from happening in Haiti. The problem with such
a construal is not that thinking about such far-removed ‘oughts’ is useless
and impractical, being disconnected from actual decision-making. Gibbard
is quite right to point out that even highly fanciful normative thinking and
conversation serves many important purposes in clarifying, refining and
communicating our normative beliefs and commitments (Gibbard, 2003,
p. 52). The problem is just that, as useful as it may be to think or to talk about
what God, Caesar, or the Cat in the Hat ought to have done, it is plainly not
a matter of planning for such wild contingencies. Planning in such a context
(‘what will I do if I ever find myself, per impossibile, in the circumstance of
being God prior to the earthquake?’), where there is a total disconnect from
actual decision-making, would be a transparently bizarre undertaking. We
do need some way of making sense of such exercises of normative thinking
divorced from actual decision-making, but planning is rather clearly not the
key to understanding this (Brink, 2007, pp. 270–1).
14 William J. FitzPatrick
To be sure, we might well think imaginatively about what we would do in
such circumstances, were we to find ourselves occupying the role of deity,
say; this needn’t be bizarre and again may serve important reflective and
social purposes. But it is not planning: it is simply and irreducibly an exer-
cise in normative thinking, where the ‘would’ functions as it does in the
question ‘what would you do?’ asked of someone presented with a moral
quandary. What is sought here is not a weirdly dislocated plan (‘what will
you do in the event of your being in such circumstances?’) or a psycho-
logical prediction (‘what do you expect you would in fact do if in such cir-
cumstances?’), but just thoughts about what one should do in the imagined
circumstances. And, importantly, proposed answers will depend for their
very intelligibility on being backed up with appeals to the relevant kind of
normative factors or values at play in the situation – a condition that doesn’t
similarly apply to planning what one will do as such. (We can easily under-
stand that someone plans to do something stupid, eccentric or evil, even if
we fail to understand why, but we cannot similarly understand his claim
that one should so act without being supplied with the right kind of story to
make the claim at least intelligible. See Foot, 1978.)
If we must put everything in terms of planning (and it is unclear why we
must), we may say that we’re imagining how we ought to plan were we, say,
to find ourselves being God. But the construal of this thought as itself being
a form of planning here and now has no plausibility. Perhaps Gibbard will
say that these cases of normative thinking about circumstances we know we
will never face aren’t themselves cases of planning but only of pretending to
plan (Gibbard, 2003, pp. 50 f.). But, while it is certainly possible to pretend
to plan – as one might, for example, pretend to plan for a trip to Italy as part
of fantasizing about a dream vacation one is in no position actually to plan
for – there is no reason to think that this is what is going on whenever we
make normative judgments about people in circumstances we’ll never be
in. Is it really plausible to claim that, while my judging that I ought to work
to reduce my debt consists in planning to do so, my judging that Congress
ought similarly to work to reduce the national debt consists in pretending
to make plans to do so (in the event of finding myself to be Congress?), just
like pretending to plan for a trip I’d take if I were rich? Making such judg-
ments about Congress, or God, or historical or fictional characters doesn’t
feel remotely like fantasy planning an itinerary for a trip to Tuscany: it feels
simply like employing normative concepts and citing relevant considera-
tions to support them, exactly as we do in realistic first-person cases.
I suggest, then, that the plan-based expressivist account fails for the wide
range of normative judgments we’ve been considering, where construals
in terms of planning are implausible and the move to pretend planning is
contrived and ad hoc. But if so, this in itself casts doubt on the appropriate-
ness of Gibbard’s account even for the more central first-personal cases: for
it would be quite surprising if we needed completely different basic accounts
Ethical Non-Naturalism and Normative Properties 15
of normative judgment for different contents; surely it would be better to
have a unified basic account of normative judgment, whether the content
involves God’s preventing earthquakes, Caesar’s crossing the Rubicon, or
people leaving burning buildings or balancing their budgets. Independently
of this, however, the reduction of normative thinking to planning is implau-
sible even in first-personal cases.
This is because, while normative thinking is certainly related to plan-
ning, the relation seems to be simply that normative thinking should (and
typically does) inform our planning, and when it does it partly explains
our planning, rather than normative thinking itself just consisting in plan-
ning (Brink, 2007, p. 271). A normatively unreflective, purely opportunis-
tic schemer, for example, is appropriately criticized precisely for failing to
inform her planning with general normative reflection and judgment, and
a piece of immoral planning will be criticized by saying that it should have
been informed by better normative reflection and judgment. Moreover, peo-
ple often knowingly make plans against their own better normative judg-
ment: an akratic adulterer, for example, might make elaborate contingency
plans to do things he well knows he shouldn’t be doing. All of this suggests
that judging that something ought to be done is not just the same thing as
planning or deciding to do it, but is instead something that ought to inform
planning or deciding.9
Gibbard, of course, recognizes this obvious line of objection, but he is wary
of drawing any such distinction because he thinks it opens up a problematic
gap between settling what we ought to do and settling ‘what to do’ (Gibbard,
2003, pp. 9–17, 55).10 But it doesn’t follow from the fact that settling what
we ought to do is not itself identical to deciding what to do that there is some
problematic practical gap between the two, such that the very relevance
of normative judgment for decision-making becomes mysterious. There is
in fact no gap here, because, while normative judgment isn’t identical to
decision-making, it is intimately related to it, and the relation is itself an
irreducibly normative one: our decision-making ought to be properly informed
by adequate normative reflection and judgment (such as ‘ought’ judgments);
that is just part of what it is to be a rational agent (cf. Wedgwood, 2004, 406
f.; 2007). Settling what we ought to do isn’t itself deciding or planning to do
it (recall the akratic agent), but it is nonetheless the appropriate way of reach-
ing decisions or settling what to do (at least in cases where there is something
one ought to do), and this is the link between ‘ought’ judgments and deci-
sion: we don’t need identity to forge the necessary tie.11
It is, of course, easy to generate a misleading sense of a deep gap if we
simply posit some meaningless placeholder property – as Gibbard does by
positing some mystery property referred to by the term ‘exnat’ – and then
try to imagine reaching a decision on what to do simply on the basis of
attributing this dummy property to an act; and surely Gibbard is right that
merely going on to stipulate that this property is ‘non-natural’ doesn’t help
16 William J. FitzPatrick
one bit (Gibbard, 2003, p. 16). But this is a misguided objection to both
realism and non-naturalism. The property we’re talking about isn’t just
some random property that would require some special magical connection
to action, having no more internal connection with action than color or
mass to begin with. It is rather a property such as being best to do, or being
what ought to be done, and we shouldn’t pretend that settling this would
still leave us completely in the dark when trying to decide what to do, as
if we’d merely been told that an act was ‘exnat’. And, as for this property’s
being non-natural, it is just a misrepresentation of the dialectic to portray
the non-naturalist as proposing that agents have to believe that normative
properties are non-natural in order to move from normative judgment to
decision (Gibbard, 2003, pp. 9, 55). The non-naturalist makes no such claim,
which would indeed be ‘a little fantastic,’ as Gibbard puts it.
Whether normative properties are non-natural or not is of concern only
to philosophers, and the reasons for thinking them to be non-natural will
be philosophical ones having to do with doubts (such as the ones raised
in this chapter) about whether natural properties could ever do the work
needed to make sense of normativity. Ordinary agents needn’t be concerned
with this issue at all, and they certainly needn’t take a stand on such meta-
physical issues in order to have preferences and make decisions. For that
matter, neither do they have to succeed in grasping non-natural properties
(without necessarily knowing they are doing so) in order to have preferences
and make decisions or plans. The non-naturalist’s claim is just that there are
normative properties such as being what ought to be done, that these are in
fact non-natural properties, and that they are what agents ought to be try-
ing to discover (though they needn’t conceive of them as non-natural) in
the course of deciding what to do, because grasping such properties is typi-
cally important to planning and deciding well.
2.2. Normative properties and resultance base natural properties
Gibbard further wonders, though, why any such non-natural property
should matter – what role it could play in settling what to do, over and
above the ordinary natural properties and facts we cite when giving our
reasons for a decision (Gibbard, 2003, p. 16). For example, Gibbard claims
that a universal hedonist should understand his normative view as imply-
ing (roughly) that the property of being pleasant is identical to the property
of being what one ought to do (just as the property of being water is identical
to the property of being H2O, though the concepts are different). If we ask
‘why eat chocolate?’ the answer will be: ‘because it is pleasant,’ and that
will be the end of that story; so doesn’t that show that being pleasant just is
being what one ought to do, according to the hedonist? How could the latter
be a distinct property with any real role (Gibbard, 2006, pp. 328–30)?
Gibbard is, of course, correct in claiming that ‘because it is pleasant’ is
the end of a certain line of explanation, that is, the one that answers the
Ethical Non-Naturalism and Normative Properties 17
question: ‘why eat chocolate?’ It would indeed be a mistake to suppose that
we need to add some non-natural property alongside pleasantness within this
same line of explanation (‘we ought to eat chocolate because it is pleasant
and furthermore it has the non-natural property of being something we
ought to do’). But this does not imply that (according to the hedonist) to be
pleasant just is what it is to be what ought to be done – and this is true despite
its being the case, according to the hedonist, that all and only pleasant
things are things that ought to be done. To see why the normative property
remains distinct from the natural properties that realize it and provide a
complete explanation in answer to a certain line of questioning, it is useful
to consider a simple parallel involving artifacts.
If asked why a given computer is a good one, a proper answer will cite cer-
tain natural properties: it has a certain clock speed, memory capacity, paral-
lel processing capabilities, and so on. These are its good-making properties,
the ones by virtue of which it qualifies as a good computer. And, if asked for
reasons for attributing goodness (the ‘resultant’ evaluative property) to it,
we simply cite those properties (the ‘resultance base’ properties).12 It doesn’t
follow, however, that its being a good computer just consists in its having
these properties. The evaluative fact that it is a good computer, after all, con-
sists not simply in the fact that it has these properties considered in them-
selves, but in the more complex fact that it has these properties and that
by virtue of having these properties it satisfies the standards of excellence
appropriate for this kind of computer, enabling it to carry out the function
of such a computer successfully.
As a general point, two objects may share many of the same base proper-
ties but differ in their resultant evaluative properties precisely because in
one case those properties count as good-making while in the other they do
not (as sharpness is a good-making property in a knife but not in a book-
mark). This shows that it is a mistake simply to identify the evaluative prop-
erty with the base properties by virtue of which the evaluative property
is realized in a given case. This is true even though we typically needn’t
mention anything other than the base properties themselves in answering
the question ‘why is this a good computer?’ We still need to look beyond
the base properties and facts themselves in order properly to identify the
resultant evaluative properties and facts, which consist also in relations to
relevant standards of goodness for the kind of thing in question, which they
stand in by virtue of possessing the base properties in question.13
This does not, of course, show that the evaluative properties of artifacts
are non-natural, nor do I wish to claim that they are; they are plausibly natu-
ral, grounded in natural facts about the intentions and practices of design-
ers and users. If ethical properties (such as the moral goodness of people)
are non-natural, that will be a further point – one that we come to by con-
cluding that in the case of ethics, unlike that of artifacts, the facts about
appropriate standards (the standards of goodness for human action as such)
18 William J. FitzPatrick
cannot ultimately be derived from natural facts, as standards for artifacts
can. I’ll return to this. What the parallel with artifacts does illustrate, how-
ever, is that having an answer to a normative ‘why?’ question in terms of
resultance base properties – an answer that is complete within that particu-
lar line of explanation – does not imply that the normative or evaluative
resultant property is identical to the resultance base properties in question.
To return, then, to Gibbard’s example: although ‘it’s pleasant’ is a suf-
ficient and complete answer to ‘why ought one to eat chocolate?’, it is a
mistake to suppose, even on simple hedonist assumptions, that this means
that the property of being pleasant is identical to the property of being what
one ought to do. Even if all and only pleasant things are things one ought
to do, the fact that one ought to do something does not consist simply in
the fact that it is pleasant, as such, any more than the fact that a computer
is good consists simply in the fact that it has certain descriptive features
such as speed. The fact that one ought to do something would instead con-
sist (roughly) in the fact that that it is pleasant and that by virtue of being
pleasant it satisfies relevant standards of goodness or practical rationality
appropriate to human action. The property of being what one ought to do
is similarly complex, rather than being simply identical to the property of
being pleasant – even though it is sufficient to cite the latter in answer-
ing the question why something ought to be done, as in the case of eating
chocolate.
Likewise, if we go on to argue substantively with the hedonist, we are not
disagreeing over whether the property of being pleasant is really identical
to the property of being what one ought to do (on the model of arguing
over whether water is really H2O, as Gibbard claims). Rather, we are arguing
about whether the standards of goodness or practical rationality for human
action are really such that the only base property relevant for satisfying
those standards is pleasantness. The analogue would be arguing with some-
one who claims that the only thing that matters to goodness in computers
is memory capacity, our suspicion being that he has an overly simplistic
understanding of what matters to being a good computer.
If Gibbard is mistaken, then, in just identifying resultant properties (such
as being what one ought to do) with the resultance base properties by virtue
of which the resultant properties are attributed, then we may unapologeti-
cally see the resultant property as a distinct, normative property. What role
does it play, then? Not, as we’ve said, providing something to tack on to
the natural resultance base properties in an explanation of why one ought
to do something (‘one ought to eat chocolate because it is not only pleas-
ant but also possesses a nifty, distinct normative property!’). Instead, the
role played by the distinct normative property is the one mentioned earlier:
for a rational agent, planning or decision-making ought to be informed by
responsible normative reflection and judgment, which means seeking to
determine what there is genuine reason to do, or sometimes what there is
Ethical Non-Naturalism and Normative Properties 19
most reason or decisive reason to do, or what one ought to do. The norma-
tive concepts function to focus our deliberation on the normative proper-
ties our acts must have to be choice-worthy, which in turn is what focuses
and gives point to our practical thinking about the various potential natural
resultance base properties.
We think about these various natural properties, after all, not simply in
their own right as various particular natural properties, but as good-making,
say, and thus contributing to an act’s having the normative property – being
something one has reason or ought to do – that we should be treating in our
deliberations as the gateway to decision. If pleasantness matters, for example,
it matters not simply qua pleasantness, but in so far as being pleasant, in the
given circumstantial context, is a good-making property, making the action
something good to do or something that ought to be done, which in turn
is what we should be trying to determine as we responsibly make plans and
decisions.
If this is right, then we have an answer to Gibbard’s challenge. Normative
properties are distinct from the base properties by virtue of which they are
attributed to things, both in the simple case of artifacts (where the norma-
tive properties are plausibly natural) and in the case of ethics (where the
normative properties may instead be non-natural). Our normative views
(such as hedonism, in the simple illustration above) do not commit us to
identifying these properties, and so do not commit us to regarding nor-
mative properties as not really normative properties at all but just natural
properties for which we can also have normative concepts (as Gibbard holds,
arguing that on hedonist assumptions, for example, the property of being
what one ought to do is just identical to the property of being pleasant,
as water is identical to H2O, though we here refer to it using a normative
concept). Moreover, we can explain the role of both normative concepts
and normative properties in rational deliberation: far from being superflu-
ous to the process of deciding what to do, they play – or ought to play – an
organizing and guiding role in thinking about natural properties in the way
we ought to think about them in deliberation, namely, in so far as they are
significant in helping to make an action good or rational to perform in the
given circumstances, all things considered, which in turn ought to inform
our planning or decision-making.
2.3. Normative properties and coextensive
disjunctive natural properties
Beyond answering Gibbard’s challenge, however, we are also now in a posi-
tion to see why Gibbard’s earlier identification of the natural property he
takes to constitute being what one ought to do is dubious. The identification
that would actually follow from the rest of his view is different, and bring-
ing this out reveals just how little such a metaphysical claim about ‘ought’
properties really speaks to the concerns of anyone sympathetic to ethical
20 William J. FitzPatrick
realism – which quasi-realism is supposed to do, showing us that we can
have everything worth having within an expressivist framework.
Recall that Gibbard’s general claim is that the property of being what one
ought to do is constituted by some natural property, D, understood as a
disjunction of circumstance–act pairs specified by a complete plan (that is,
being A1 in C1, or A2 in C2, or A3 in C3, and so on); as planners, he argues,
we are each committed to the existence of some such natural property that
constitutes being what one ought to do, since it is coextensive with it: all
and only acts that have the property of being what one ought to do are
acts that have D. But coextension does not imply constitution, for reasons
already brought out in connection with artifacts. The property of being a
good computer may be coextensive with the property, N, of having N1, or
N2, or N3 (where each of these is some combination of resultance base prop-
erties sufficient to qualify for goodness as a computer); but being a good
computer is not simply a matter of having N as such, but rather something
more complex: namely, having N together with N’s being such as to make a
computer satisfy the standards of excellence S for computers. It is this meta-
physical structure of facts about goodness or of the property of being good
that explains, after all, why we aren’t in a position to know whether or not
an unfamiliar object is good just by knowing its various descriptive proper-
ties: if we don’t also know relevant facts about what it is and the standards of
goodness appropriate to such things, we won’t know whether, for example,
its sharp edges make it a good knife or a lousy bookmark. This also shows
that merely attributing ordinary descriptive properties to something, which
we can do without knowing anything about the evaluative standards for
such things, does not amount to evaluation, a point I’ll return to later.
Now the very same lessons apply to Gibbard’s natural property D above.
We can grant that on Gibbard’s approach there is a contrived, disjunctive
natural property D that is coextensive with the property of being what one
ought to do: all and only acts that have D are acts one ought to do. But this
doesn’t imply that what it is to be something one ought to do is simply having
property D. The identification actually implied by Gibbard’s plan-based view
is instead a more complex one: what it is to be something one ought to do
is to have the property of being consistent with a given plan P by having D,
which an act does by being A1 in C1, or A2 in C2, or A3 in C3, and so on. This
relation of consistency with a given plan is the analogue here of the relation of
satisfying a relevant set of standards of goodness in the artifact case (and, I’ve
suggested, in the case of ethics too, on a realist view, though I haven’t said
anything here about what those standards are grounded in for ethical evalu-
ation, beyond noting the non-naturalist’s skepticism that they can be fully
accounted for by appeal only to natural properties and facts).14
So, for example, according to the plan in question the answer to ‘what
ought to be done in C2 (when the building is on fire and one is not engaged
in a life or death matter)?’ is simply ‘A2! (leave the building)’; but such an
Ethical Non-Naturalism and Normative Properties 21
evacuation’s being what one ought to do consists not simply in its being A2 in
C2 and thereby being D (by satisfying that disjunct of it), but in its thereby
being consistent with plan P. This makes explicit the plan-relative nature of the
property in question. D is relevant at all only because possessing it makes
an act consistent with plan P; it is not relevant in its own right simply as a
strange objective natural property. So we cannot use plan P to define this
property D as being relevant to what one ought to do and then forget P and
focus simply on D in itself as constituting the property of being one what
ought to do.
Gibbard has not, therefore, shown that his view implies that there is some
objective natural disjunctive property such as D that constitutes being
what one ought to do (or, more precisely, that as planners we are commit-
ted to there being some such objective natural property that constitutes
being what one ought to do). Being what one ought to do, on his plan-based
account, is instead properly identified as being consistent with a given plan P;
and a particular act’s being something one ought to do is constituted by its
being consistent with a given plan P by virtue of possessing D, which it does
in turn by satisfying one of the disjuncts. The focus on D in itself, then,
is misleading: the relevant natural property is essentially a relational one
involving some plan or other, and it will vary from person to person, each of
us being committed to a different such property depending on the content
of our contingent, particular plans. It is still a natural property, but it is a
radically relativized one, much like the sort of property posited by a subjec-
tivist naturalist. And for this reason it falls far short of capturing any idea
of real normative properties that might be attractive to anyone with even
moderate realist inclinations. As quasi-realism goes it is far more quasi than
realist: the promise of giving us a real, natural property that constitutes
being what one ought to do has turned out to be a hollow one, at least from
a realist perspective.
To take stock, then: we have seen two main reasons why Gibbard’s attempt
to capture normativity in a way that speaks to the basic concerns of realists,
all the while remaining within an expressivist framework, does not deliver
on that promise. First, the reduction of normative judgment to planning
does not seem to succeed in capturing the nature or role of normative judg-
ment in practical reasoning, which suggests that the attempt to account
for normativity simply in terms of the practicality of normative concepts is
inadequate (at least for a plan-based approach such as Gibbard’s). Second,
the identification of a property such as being what one ought to do with a
coextensive, objective, disjunctive natural property is erroneous, and the
more accurate identification (given Gibbard’s plan-based approach) turns
out to be a radically relativized property – relative to the contingent plans
each person makes for her life (cf. Brink, 2007, p. 270). That sort of property
is no closer to capturing what a realist might find plausible for normative
properties than are the natural properties proposed by subjectivists.
22 William J. FitzPatrick
2.4. Plan-relativism and normative relativism
Gibbard has recently addressed this last issue of relativism, denying that
his view is problematically relativist. His strategy is the same one Blackburn
has long employed in arguing that expressivism can avoid relativism and
give us all the mind-independence and objectivity we could legitimately
want: when accused of relativism, simply shift from metaethical theoriz-
ing to first-order normative claims and build non-relativistic elements into
the content of those claims (Blackburn, 1993; 1998). For example, Gibbard
considers a practice among the Hopi he calls ‘chicken pull’ (described in
the 1940s by Richard Brandt), where young men try to pull a mostly buried
chicken out of the ground by its neck as they ride by on horses (Gibbard,
2010, pp. 3 f.). Now, many of us would like to say, non-relativistically, that
this cruel sport is wrong by virtue of the unnecessary suffering it causes the
animals, and that it is wrong not merely for us to engage in but equally for
the Hopi, despite the fact that they do not believe it to be wrong (as they do
not take animal suffering to be a sufficient reason for refraining from the
sport). How can Gibbard accommodate this in a quasi-realist fashion? Like
Blackburn, he notes that, as a moral agent himself, engaging in first-order
normative judgment, he can say everything above and even make claims of
mind-independence in the same vein: chicken pulling is wrong, he’ll say,
and he doesn’t make his normative judgment here contingent on anyone’s
beliefs or attitudes, but comes to it based simply on the unnecessary suf-
fering caused to the chickens for sport; so the wrongness is in this sense
independent of contingent moral beliefs or attitudes and the practice thus
remains wrong even when done by the Hopi.15
Gibbard’s construal, however, of what he is doing when he says such
realist-sounding things is that he is planning for how he is to treat chick-
ens under various circumstances: in claiming that, despite the pleasure it
brings young Hopi men, it is wrong for them to engage in chicken pulling
given the suffering it causes, he is planning ‘for how to weigh considera-
tions for the case of being ... a Hopi’ – that is, planning that if he finds
himself a Hopi and his buddies suggest a bracing game of chicken pull,
he’ll weigh the suffering of the chicken more heavily than the pleasure of
the game and decide against it. I will not repeat the earlier worries about
the conversion of what seems to be a straightforward normative judgment
into a markedly peculiar act of planning for an impossible situation.16 The
present point is that, if this is all the realist-sounding normative judg-
ments amount to, then we have not, after all, eliminated the relativistic
elements but have only papered them over at the first-order level with
personal commitments. No doubt Gibbard and Blackburn can make the
content of their first-order commitments as non-relativistic as they like:
there is nothing in the structure of expressivism to force the content of
first-order commitments in a relativist direction. But that was never the
objection.
Ethical Non-Naturalism and Normative Properties 23
The real worry is this: while Gibbard can make humane plans that rule
out chicken pulling, and express these plans in first-order judgments that
sound realist, his metaethical view entails that any number of other people
can make any number of different plans, including inhumane ones, and
likewise express these plans in first-order judgments endorsing such things
as chicken pulling (perhaps just as non-relativistically as Gibbard condemns
it) and condemning efforts to constrain sports in the name of animal wel-
fare (again, just as non-relativistically as Gibbard endorses them). Here lies
the deep and abiding relativism in the expressivist approach: at the end of
the day, there are just various agents with various plans, making conflict-
ing normative judgments and committed to different, plan-relative natural
properties as constituting what one ought to do. Each can say, in a plan-
laden way from within his own plan-based first-order perspectives, that the
others are mistaken, and there are no objective normative facts by appeal to
which such disputes could even in principle be adjudicated.
Now, the way I have just put this point might make it sound like a merely
methodological or epistemic one: how could we ever be in a position reli-
ably to trust, and to show to everyone’s satisfaction, that our perspective
on a normative issue such as chicken pulling is correct and the others are
mistaken, thus settling such normative disputes? But that is not the problem
realists have with expressivism. Indeed, this epistemic challenge is one that
realists themselves must wrestle with, as Gibbard points out, and it is in fact
especially pressing for non-naturalists (like myself) who reject any deriva-
tion of ethical standards from some ethically neutral foundation (such as an
ethically prior theory of human nature or societal needs) in principle avail-
able to all parties to substantive ethical debates – some Archimedean point
that would allow us to escape reliance on our own ethical lights in ethical
inquiry. I have addressed this issue elsewhere and fully acknowledge the
limitations in our ability to demonstrate the correctness of our views to oth-
ers with very different views, though without conceding that this should
by itself undermine our confidence in the reliability or correctness of our
views (FitzPatrick, 2008a).17 But to repeat: the realist objection to expressiv-
ism is not one about methodological or epistemic limitations. It is rather
that on the expressivist view there are simply no normative facts that make
it objectively the case (not merely relative to one contingent plan or another) that
one normative view is correct while another is mistaken (never mind whether or
how we could know or demonstrate this difference). At the end of the day,
it’s all just plan-relative, each plan denouncing the others, but all ultimately
on a par with one another apart from such defects as internal inconsist-
encies, non-moral factual errors, or lack of reflection; each has no greater
claim on us (except trivially from within its own plan-laden perspective)
than any other.
Once again, the quasi-realist ambition has not been achieved: merely point-
ing out that a given person can say realist-sounding things in expressing
24 William J. FitzPatrick
his own plans (while others can with equal legitimacy say the opposite in
expressing theirs) does not mitigate the deep normative relativism and
mind-dependence built into expressivism. Plan-relativism, and quasi-realist
expressivism more generally, saddles us with an unattractive normative rela-
tivism after all, and it is precisely in order to avoid this result that realists
posit not merely normative concepts understood in terms of practicality, but
objective normative properties and facts that can properly ground deeply non-
relativistic normative claims.18
3. Jackson’s disjunctive descriptive properties
The contrived natural property Gibbard cites as constituting being what
one ought to do is metaphysically very similar to the ‘possibly infinite dis-
junctive descriptive properties’ Frank Jackson claims to be identical to ethi-
cal properties (Jackson, 1998, p. 124). Jackson does not derive his natural
properties via the idea of hyperplans, so his account is not plan-relative like
Gibbard’s and he is not similarly vulnerable to objections concerning rela-
tivism. Moreover, he uses these disjunctive properties to pose a challenge
to non-naturalists: for whatever view the non-naturalist puts forward for
a given ethical property E, as long as acts possess E by virtue of possessing
various relevant natural properties (the resultance base properties we cite in
explaining why acts have E), Jackson’s method allows him to define a dis-
junctive natural property D that is necessarily coextensive with E, such that
all and only acts that possess that disjunctive natural property will also pos-
sess E; and Jackson argues that necessary coextension entails identity, thus
resulting in ethical naturalism after all.19
I believe there are compelling arguments against the inference from neces-
sary coextension to identity, as already suggested. Alvin Plantinga has also
recently pressed this case forcefully (Plantinga, 2010). For example, consider
divine command theory – the view that an act’s being morally obligatory
consists in its being commanded by God. Suppose it is essential to God to
command people to treat each other in ways that satisfy certain conditions
C involving honesty, kindness, respect, and so on, and not to issue other
commands beyond these. Since conditions C are naturalistic ones (ruling out
lying, cheating, coercion, etc.), it turns out that there is a naturalistic property
equivalent to moral obligation: necessarily, all and only acts that possess prop-
erty D (where an act possesses D by satisfying conditions C, in whatever way)
are morally obligatory. Yet, as Plantinga points out, D is plainly not identical
to the property of being morally obligatory according to divine command
theory: for D does not entail God’s existence, whereas the property of being
morally obligatory does, since (according to divine command theory) the lat-
ter is the property of being commanded by God (Plantinga, 2010, p. 20).20
Whatever one thinks of divine command theory (and I am not suggesting
it has any plausibility), this clearly illustrates the problem with Jackson’s
Ethical Non-Naturalism and Normative Properties 25
inference from necessary coextension to identity: merely identifying a nec-
essarily coextensive property does not suffice to establish property identity;
if it did, it would make divine command theory simply incoherent in a way
that it is not. And this criticism is very much in line with the argument
I made earlier against Gibbard’s identification, using the parallel case of
artifacts and their evaluative properties. A given computer’s being a good
computer consists not simply in its possessing certain natural properties in
themselves, but in its satisfying the standards of goodness for computers by vir-
tue of possessing natural properties that make it meet those standards; like-
wise, an act’s being what one ought to do, given Gibbard’s approach, should
be understood not simply as its possessing the disjunctive natural prop-
erty he identifies, but as its being consistent with a given plan P, by virtue of
possessing the naturalistic property in question, which is relevantly related
to P. (In both cases, the italicized descriptions correspond, in Plantinga’s
example, to an act’s being required by God’s commands, which property it will
have by virtue of having natural properties relevantly related to those com-
mands.) The argument against Jackson’s identification is therefore similar:
an act’s possessing ethical property E (for example, being right) does not
consist simply in its possessing natural property D, but in something more
complex, such as the act’s satisfying the standards of rightness for human action
(whatever exactly those are, and however exactly they are grounded) by
virtue of possessing natural properties that make it meet those standards
(which latter will be equivalent to possessing D).
Just as attributing sharpness to some object is not, in itself, to evaluate
it (even if the object happens to be a knife and sharpness is precisely what
makes a knife a good one), so too merely attributing a natural property such
as D to an act is not to evaluate it at all – and neither is merely attributing a
set of ordinary natural properties of the sort we cite in explaining why an act
is good or ought to be done (that is, the resultance base properties, parallel
to sharpness in a knife). On this, I agree entirely with Gibbard, but for a very
different reason. Gibbard denies that attributing a natural property to some-
thing is in itself to make a normative judgment because making a normative
judgment is a matter of planning, using special, plan-laden concepts. This,
I claim, is the wrong explanation: the reason why merely attributing such
properties as D or various resultance base properties falls short of evalua-
tive or normative judgment is simply that these aren’t evaluative or normative
properties, though they’re importantly related to them.
This doesn’t show, of course, that no natural properties are evaluative
properties. As noted earlier, I grant that some natural properties are evalu-
ative properties, as in the case of artifacts, where it seems plausible that the
property of being a good computer can be fully cashed out in terms of natural
properties involving functional standards that can in turn be understood
in terms of facts about design, intention, use and so on. But the evalua-
tive property isn’t identical to or exhaustively constituted simply by the
26 William J. FitzPatrick
resultance base properties we cite in explaining why a certain computer
is a good one. It is, rather, the natural property of satisfying the relevant
standards of goodness by virtue of its particular base properties and their
relation to those standards – natural because the standards are all a matter
of natural facts in this case. To attribute that property to a computer is both
to attribute a natural property to it and to evaluate it (which is, of course,
what the ethical naturalist says also about ethical judgment).
While it is true, then, that we ought to reject forms of ethical naturalism
that identify ethical properties with properties such as Jackson’s D, or that
take ethical properties to be exhaustively constituted by the resultance base
properties by virtue of which they are ascribed in a given case, this doesn’t
yet show that ethical naturalism must be rejected altogether. For, if a fully
naturalistic account could be provided of the facts about ethical standards
of goodness for human action, which avoided excessive relativism and suc-
ceeded in capturing the normative authority of such standards for reflective
human agents, showing them to be appropriately binding on us, then this
might allow a form of ethical naturalism that a fairly robust ethical realist
could be happy with: ethical properties could be complex natural properties
on the standard-based model of other evaluative properties.
I am a non-naturalist because I don’t think this can be done. One can
certainly take some plausible steps in that direction, as Copp has done, for
example, in his society-centered moral naturalism (Copp, 1995). On that
view, a set of moral standards M is justified relative to a given society S in
terms of its being instrumentally rational for S to adopt and live according
to M in so far as that will allow S to meet its basic societal needs (such as
continued existence, stable cooperation among members, internal harmony,
and peaceful relations with other societies), where these needs and their
relevant weightings and priorities can all be specified in a naturalistic way.
I have argued elsewhere (FitzPatrick, 2008a) that there are a variety of dif-
ficulties with any such naturalistic approach, at least if we aim to preserve
several central elements of a fairly robust ethical realism. Space permits only
a brief summary of some of those considerations here.
The claims advanced about basic social needs and their relative weight-
ings, first of all, are themselves matters of evaluative judgment about what
constitutes the sort of social flourishing we have most reason to care about;
and while some needs may seem obvious (such as the need for survival),
there will be lots of substantive and controversial questions about lots of
other claims of need and how they should be prioritized in order for a soci-
ety to be relevantly succeeding. To take a currently salient example: has a
society best ‘met its needs’ when its people live under significant economic
constraints but enjoy universal health care coverage, or when they are less
encumbered by taxes but a significant portion lack access to health care?
Which is more important? It is hard to see how to answer such questions
without already appealing to evaluative standards. And if one proposes to
Ethical Non-Naturalism and Normative Properties 27
derive such standards in turn from purely natural facts, such as facts about
human biology or psychology, it is far from clear that this will result in
standards that would be genuinely binding on us as reflective agents, hav-
ing the kind of normative authority for us that moral requirements seem (to
many of us) to have.
Why accept the deliverances of some ethically prior psychological theory
about human needs and priorities, when our own ethical reflection may
suggest other alternatives that seem like better ways to live? How could any
purely natural facts here amount to the fact that these naturalistically grounded
standards are the ones we have most reason to live by – even for people who
may not happen to care about the sort of societal flourishing in question?21
There will also be worries about whether such an instrumental approach
can adequately explain moral facts such as the wrongness of slavery, which
seem to require a different sort of explanation than one in terms of the fail-
ure of moral codes permitting slavery to meet distinct societal needs such
as long-term social stability. If the wrongness of slavery is instead primarily
to be explained directly in terms of its violation of human dignity, giving
everyone decisive reason to avoid it, the question is again how such facts
can plausibly be made out to be natural ones.
These brief remarks are not intended as a sufficient critique of natural-
ist approaches, which is not my purpose here. They should, however, at
least illuminate the motivation for non-naturalism in opposition to ethical
naturalism. Certain forms of naturalism, such as Jackson’s, miss evaluation
altogether by misidentifying evaluative properties – a misidentification very
similar to Gibbard’s own identification of (what most of us would call) nor-
mative properties with certain disjunctive natural properties. Other forms
of naturalism may get closer, but the non-naturalist remains skeptical that
they can account for all the necessary facts about unqualified standards for
human action in a purely naturalist way. If there are to be robustly real-
ist facts about normatively authoritative and non-relative ethical standards,
those of us sympathetic to non-naturalism suspect, they are going to have
to be non-natural facts. I have suggested, for example, that they are rooted
in irreducibly evaluative or normative features of an essentially value-laden
world; facts about basic human rights, for example, may be rooted in an
irreducibly normative property of basic dignity or inviolability attaching to
persons as such (FitzPatrick, 2008a).22
4. Evolution, normative concepts and normative properties
Let me conclude by considering one last worry Gibbard has raised about
non-naturalism. As we have seen, he agrees that our ethical concepts are
non-naturalistic, but he does not take them to be primitive: they can be
further explained in terms of the role they play in planning, which is their
evolved ‘biological function’ inasmuch as ‘we evolved to have directive
28 William J. FitzPatrick
concepts’ because ‘we evolved to act and to be intelligent about it’ (Gibbard,
2010, p. 2). By contrast, the non-naturalist rejects the reduction of the nor-
mativity of ethical concepts to anything like planning; instead, ethical con-
cepts are taken to be irreducibly normative because they have irreducibly
normative representational content and so are used to attribute irreducibly
normative properties to acts or persons (properties for which there can be
only normative concepts), thus stating irreducibly normative facts, as in
claiming that a certain act is wrong. It is this primitiveness of normative
concepts that Gibbard finds mysterious. How could we have acquired such
concepts? And how could they be a legitimate part of our practical thinking
(Gibbard, 2010)?
The first point to emphasize here is that, while Gibbard’s treatment of the
normativity of normative concepts is quite general, by understanding their
normativity to consist in their plan-ladenness across the board, the non-
naturalist’s position is structurally different. The claim is not about norma-
tive concepts themselves, but only about certain employments of them. I
have not claimed that all employments of normative or evaluative concepts
involve attributions of irreducibly normative or evaluative properties, but
only that this is true of ethical employments of normative or evaluative con-
cepts. When we employ the concept of goodness to computers, the evalua-
tive property we are attributing is plausibly a (complex) natural one, as I’ve
said, which means that this employment of the concept of goodness does
not involve using that concept in a non-naturalistic way. Similarly, we can
grant that there are employments of normative concepts such as ‘ought’
that involve no non-naturalistic commitments, as when it is clear from the
context that we are using it purely instrumentally relative to a presumed
end, in which case its content can plausibly be cashed out naturalistically
simply in terms of an act’s instrumentality to an end. Such restricted uses of
evaluative or normative terms do not require non-naturalistic claims about
either the attributed properties or the concepts themselves – which is pre-
cisely why Mackie was happy to allow for them as falling outside the scope
of his skeptical attack on ‘objective values’ (Mackie, 1977, pp. 25–7).
The non-naturalist is not, then, claiming that a whole class of concepts –
evaluative or normative ones – are primitively non-naturalistic. The con-
cepts themselves admit of all sorts of mundane uses, where they attribute
properties no more mysterious or non-natural than the goodness of a com-
puter or of a spearhead, or than the ‘oughtness’ of avoiding dropping one’s
computer or eating a poisonous plant. This means that there is no mys-
tery as to how we could have come to possess such evaluative or normative
concepts themselves: we came to possess them because it has always been
important in countless ways to be able to evaluate things and to recom-
mend or discourage actions, even for our distant ancestors (the point of
the reference to spearheads and poisonous plants). There is simply nothing
surprising in the development of evaluative or normative language used,
Ethical Non-Naturalism and Normative Properties 29
at least initially, in these obviously practical ways. So, if there is any ques-
tion here about etiology, it will be not about how we could have come to
have certain special concepts, but about how we could have come to employ
these concepts in ethical contexts in a way that does involve non-naturalistic
commitments.
That is a legitimate question, but not one that should leave us shaking our
heads in disbelief that it has even been asked. My suggestion has been that
ethical employments of evaluative and normative concepts are structurally
similar to others, involving judgments about (for example) an act’s relations
to appropriate standards, such as standards of goodness for human action as
such, by virtue of the act’s natural properties, so that it meets or fails to meet
those standards. So there is, so far, no special problem for ethical employ-
ments of such concepts. The only difference is in the nature and grounding
of the standards: the non-naturalist I’ve been considering maintains that
these standards cannot be derived from natural facts alone, whether objec-
tive facts about basic needs and the conditions of meeting them, or about
biology or psychology, or subjective facts about what we would approve
of, or want, or be motivated by under various ethically neutrally specifi-
able idealizing conditions involving empirical information and delibera-
tion. The facts embodied in the non-relativistically correct set of standards
for evaluating human action, we claim, cannot be fully accounted for in
terms of natural facts alone, and neither can the very fact that a given set of
standards is a non-relativistically correct one. So our question becomes: how
could human beings have come to employ evaluative or normative concepts
in their ethical thinking in a way that at least seeks to be accountable to
such non-naturalistic standards?
Though I cannot here develop a complete answer to this important ques-
tion, a sketch of the answer goes as follows. Human evolutionary history
has provided human beings with large brains equipped not only with
‘domain-specific’ modules for solving particular adaptive problems, but
also with an evident capacity for reflection and reasoning that follows
autonomous standards appropriate to various subjects of inquiry, such as
mathematics, philosophy, or the sciences; our thinking in these areas is
not compelled to proceed slavishly in the service of evolutionarily given
instincts merely filtered through cultural forms or applied in novel envi-
ronments. Such reflection, reasoning, and judgment are autonomous in the
sense that they involve exercises of thought that are not themselves significantly
shaped by specific evolutionarily given tendencies, but instead follow independent
norms appropriate to the pursuits in question (Nagel, 1979). It would be hard
to deny the existence of such mental capacity in the face of such abstract
pursuits as algebraic topology, quantum field theory, population biology,
or modal metaphysics, all of which plainly involve precisely such autono-
mous applications of human intelligence. And, while there are undoubt-
edly complications regarding the extent to which we possess and exercise
30 William J. FitzPatrick
this capacity for autonomous reflection and reasoning in ethics, and the
extent to which specific evolutionary influences on emotional dispositions
may interfere with it, there have been no good, non-question-begging
arguments – whether scientific or philosophical – to show that we do not
possess and at least often exercise this capacity to a significant degree in
the realm of ethical thought (FitzPatrick, 2008b).
My proposal, then, is that it is precisely through the emergence of such
autonomous reflection and reasoning in the sphere of ethics that human
beings came to employ evaluative and normative concepts in relation to
standards of human conduct that resist purely naturalistic construals. It is
precisely because our ethical inquiry is autonomous in this way that our
ethical questions are not settled for us by appeals to standards grounded
in ethically neutrally specifiable facts about biology, psychology, or even
our own hypothetical attitudes, desires or motivation: whenever we are
presented with claims underwritten by such standards, there is always a
kind of ‘open question’ about why we should take those standards as being
normatively authoritative for us, allowing them to govern our lives. Again,
inasmuch as our own ethical experience might suggest alternative ways of
living that seem ethically better upon reflection, why should we defer to the
deliverances of some such ethically prior theory of human needs or flour-
ishing, for example? Or, if the appeal is to a theory rooted in our own ideal-
ized psychological responses (in what we ourselves would desire to desire,
say, if we were fully empirically informed and deliberated rationally), why
should we defer even to that, as opposed to thinking that perhaps even
our own ‘idealized’ responses may be distorted by ethically impoverished
starting points given our own limited experience and imperfect character
development (Rosati, 1995; 2003)?
Now if, despite all this, there remains a fact of the matter as to what the
correct standards are, and that fact is to have normative authority for us, it
will not be a natural fact but a non-natural one, because it will have to be
irreducibly evaluative or normative, rooted simply in facts about the objec-
tive values we are at least seeking to discern in our autonomous ethical
reflection. It will not, for example, consist in the natural fact that these are
the standards that, if followed, would bring us most satisfaction as meas-
ured by an ethically neutral psychological metric, or in the natural fact
that if we deliberated consistently with full empirical information we would
approve of these standards: for these are precisely the kinds of fact that fail
to carry normative authority for autonomous ethical agents, always leaving
open questions. Instead, the fact in question will simply be the evaluative
or normative fact that the objective values there are entail a certain set of
standards S for human action. Nothing, of course, guarantees that we will
correctly grasp this fact in our autonomous ethical reflection, but it will in
any case be S that we are seeking in our ethical reflection, as we try to get
our ethical judgments right; and, while we can always wonder whether or
Ethical Non-Naturalism and Normative Properties 31
not we have things right, there is no open question of the sort that arises for
standards based in natural facts, as long as we avoid trying to ground S in
some non-evaluative, non-normative way.23 So we learn to apply evaluative
or normative concepts in a non-naturalistic, irreducibly evaluative or nor-
mative way by learning to think ethically in an autonomous way, where the
standards on which we strive to base our judgments are not naturalistically
given, but are rooted in irreducibly evaluative or normative features of the
world (at least according to a robust version of non-naturalism).
While this is only a sketch of an answer to Gibbard’s question about how
we could come to employ normative concepts in a way that involves irre-
ducibly normative, non-naturalistic content, it is enough to make some
progress. The story does not, after all, require an etiology for a whole spe-
cial class of concepts, but only an account of how familiar normative con-
cepts might come to be employed in ways that go beyond more restricted
employments, to make unqualified evaluative or normative judgments
about human actions in connection with standards that, if they exist at all,
will not be naturalistically given but will be grounded in irreducibly evalu-
ative or normative features of the world (such as human dignity, to take the
example mentioned earlier). This is not a surprising step for beings with
autonomous mental capacities to make in the course of reflectively employ-
ing evaluative or normative concepts in their practical thinking.
The more difficult question, which Gibbard also raises, is how we could
actually have come to know about a non-naturalistic subject matter: how
do we, to the extent that we do, actually grasp non-natural facts about rea-
sons and values? This is an important and difficult question for the non-
naturalist: an epistemology for non-naturalist ethical realism is certainly
owed and remains the most difficult challenge for such a view. It is espe-
cially difficult in connection with a robust non-naturalist view such as the
one I favor, which posits irreducibly evaluative or normative aspects of cer-
tain features of the world (for example, dignity as an irreducibly normative
feature of human beings). We have to have something to say about how it is
that we are capable of employing our epistemic faculties, which we possess
largely as a result of human natural selection history, in such a way as reli-
ably to discover and track such features of the world, given that these fea-
tures have nothing as such to do with the story of how these basic faculties
evolved in the first place (Gibbard, 2010, pp. 9, 13; Street, 2006).
There are indeed things to say here: for example, we can note that we are
evidently able to employ our evolved mental faculties to discover all kinds of
facts that are equally irrelevant to the story of how and why our mental facul-
ties evolved, such as facts about metaphysical necessity (water is necessarily
H2O, and so on) or higher mathematics or quantum field theory (FitzPatrick,
2008b). It is just a mistake to suppose that we need evolution to have shaped
our faculties specifically to detect truths of a certain kind in order for us now to
be able to use our evolved faculties reliably to do so; we need no evolutionary
32 William J. FitzPatrick
‘vindication’ for the thinking we do in philosophy (backing up claims we
make about metaphysical necessity, personal identity, universals, and so on),
and we need none for the thinking we do in ethics: all we need is good rea-
son to think that, despite some evolutionary influences on our thinking, we
are also able to exercise our intelligence reasonably autonomously in ethics
just as in other spheres, and that our methods of ethical reasoning are sound
enough that we needn’t fall into wholesale doubt about them.
Deep challenges remain, however, especially if we have to posit, in the
ethical case, direct acquaintance with non-natural evaluative or norma-
tive properties, such as another person’s inherent value and dignity. I do
not want to downplay the work needed here, which will require epistemic
models going well beyond familiar pictures involving nothing but natu-
ralistic causal mechanisms, and so will likely strike some as extravagant
and ‘spooky’ for that reason alone. What I hope to have shown is that
there is better motivation for carefully exploring this non-naturalist alter-
native than many who are quick to dismiss it appreciate, both (i) because
many of the common objections can in fact be answered, and (ii) because
the alternatives – such as Gibbard’s quasi-realist expressivist attempt to
accommodate everything plausible about non-naturalist realism simply in
terms of directive concepts, planning, and contrived, disjunctive natural
properties – actually do a far from satisfactory job of really speaking to the
concerns that have led some of us in the direction of non-naturalist realism
to begin with.
Notes
1. More precisely, quasi-realism is intended to mimic claims made by realists that are
‘in line with common sense’ and admit of interpretation within an expressivist
framework, such as the claim that many facts about wrongness are independent
of our moral beliefs or attitudes, as discussed later. Obviously the very claims that
are definitive of realism and distinguish it from expressivism cannot themselves
be accommodated by expressivism without losing the very terms of the metaethi-
cal debate. (On this problem, see Dreier, 2004.) For example, Gibbard does not take
quasi-realism to seek to mimic ‘the claim that understanding normative proper-
ties and relations as objective matters of fact is basic to explaining how judgments
of wrongness work’, which is a claim he just takes to be mistaken, and for which
he substitutes an expressivist explanatory account (Gibbard, 2010, p. 11).
2. This is an important theme developed in Parfit (2010).
3. While Gibbard concedes that ethical concepts are non-naturalistic in this sense,
he does not hold that they are primitively so: he takes himself to have much more
to say about them than ethical non-naturalists claim is possible. On his view, for
example, we can explain the normative concept of warrant in terms of planning
(2010, pp. 2, 5).
4. For Gibbard, insofar as normative concepts pick out properties, the properties they
pick out are natural ones, for which we can also have non-normative, naturalistic
concepts (2006, p. 323). This is denied by the ethical non-naturalist, as noted just
below.
Ethical Non-Naturalism and Normative Properties 33
5. Dreier (2004) appeals to this sort of difference in explanatory accounts as the key
to distinguishing realism from sophisticated quasi-realist expressivism. Cf. the
quote from Gibbard about explanation in note 1 above.
6. This amounts to an expressivist analogue of the neo-Kantian constructivist
reduction of normativity to practical necessity associated with the conditions of
agency. For critiques of the latter approach, see FitzPatrick (2005) and Enoch
(2006). I will not explore neo-Kantian constructivist views here.
7. By a robust non-naturalism I mean one that has significant metaphysical implica-
tions: the world turns out to have non-natural features along with its familiar
natural ones (FitzPatrick, 2008a). Some non-naturalists instead adopt a non-
metaphysical alternative, holding that non-natural properties and facts – in par-
ticular, facts about reasons – do not strictly ‘belong to the world’ in a way that
would require a metaphysical account, being perhaps more like mathematical
properties and facts than natural ones (Parfit, 2010; Scanlon, 1998).
8. Given Gibbard’s understanding of what the natural property in question is, as
discussed below, one could attribute that same property using non-normative
concepts, yet such an attribution would clearly not be a normative judgment;
two people, for example, could agree on this property attribution and yet disa-
gree about whether the action is ‘the thing to do,’ since they are committed to
different plans.
9. For simplicity, I am here focusing on ‘ought’ judgments as representative norma-
tive judgments, but there are in fact lots of normative judgments that cannot
plausibly be treated in terms of ‘ought’ judgments, such as judgments about con-
tributory reasons, as Jonathan Dancy argues (Dancy, 2006b). Nothing I say here
is meant to deny the subtleties and complexities of normative judgment that
Dancy helpfully explores.
10. There is again an interesting parallel here between Gibbard’s worries about a gap
between realist normative judgment and decision-making and Korsgaard’s attack
on realism as involving a deep gap between the grasping of independent norma-
tive truths and exercising the will.
11. A closely related point about normativity and motivation: non-naturalists reject
any reduction of facts about normative reasons to facts about motivation (actual
or hypothetical), but this doesn’t mean we deny the intimate relation between
reasons and motivation: there is undoubtedly such a relation, but it is itself an
irreducibly normative one. If R is a decisive reason for me to do A, then, while noth-
ing is guaranteed about my actual motivations or even my hypothetical moti-
vations under ethically neutrally specifiable idealizing conditions (such as full
empirical information and consistent deliberation), it remains true that in light
of R I ought to be motivated to do A, and that is the only connection we need to
grant. I defend this position in FitzPatrick (2004). Cf. also Scanlon (1998, p. 58).
12. I am here adopting Dancy’s helpful terminology (Dancy, 1993, pp. 73–7;
2004c).
13. I develop these points more fully in FitzPatrick (2008a, pp. 186 f.).
14. Again, I explore the motivations for non-naturalism about basic ethical stand-
ards, and sketch the beginnings of a non-naturalist account of ethical standards,
in FitzPatrick (2008a).
15. This exactly parallels Blackburn’s earlier discussion of ‘bear baiting’ in Blackburn
(1993, p. 153).
16. It’s worth noting, though, that the considerable strain of reducing all norma-
tive judgment to planning shows up even more clearly here: for the planning in
question is planning here and now for the case of being a Hopi who doesn’t care
34 William J. FitzPatrick
about animal suffering, to refrain from playing the game simply on the grounds
that it hurts the chicken (Gibbard, 2010, p. 7). One would thus be planning now
to do something that under the circumstances wouldn’t make any sense to one-
self. This is, to say the least, not merely a different notion of planning from the
ordinary one (which Gibbard acknowledges), but a highly peculiar notion in its
own right, and one might again wonder whether this much stretching is really
worth it just to avoid positing non-natural properties and facts, which are not
obviously any ‘stranger’ or more ‘incredible’ than such strained construals of
simple normative judgments.
17. On my (partly Aristotelian) view, we should not expect to be able to convince oth-
ers with very different moral upbringings of our ethical views simply through
argument, but this casts doubt neither on the existence of ethical truths nor on
the possibility of being justified in thinking we are (sometimes) grasping such
truths that others are missing. The latter will depend on the quality of our sup-
port for our views (Nagel, 1979) together with the plausibility of our theories of
error for rival views, such as those of Hopi youth, who accord no normative sig-
nificance to animal suffering. There have in fact been many plausible responses
to the ‘argument from disagreement’ that Gibbard finds so compelling against
realism, and he gives up far too easily on the possibility of good explanations for
fundamental disagreement in moving from (i) the thought that if we had been
raised Hopi we would believe the same things they believe to (ii) the concession
that their normative views are no less justified than ours, and (iii) the idea that
the only legitimate condemnation of their views as mistaken is therefore the
plan-laden judgment we make from within our own first-order commitments
(while they can, of course, say the same with regard to our views). That is, how-
ever, an issue to explore elsewhere.
18. Horgan and Timmons (2006) have recently offered what is perhaps the most thor-
ough defense of expressivism against the relativism objection. They show that,
in so far as expressivism allows ascriptions of truth or falsity to moral claims,
it is not committed to any objectionably relativistic uses of ‘true’ or ‘false’: in
morally engaged contexts, ‘true’ can be used in a minimalist fashion simply to
endorse the non-relativistic moral content expressed in first-order moral judg-
ments (p. 88); in morally detached contexts, expressivism denies any role for
positive ascriptions of truth or falsity to moral judgments (except as embedded
in descriptive reports of others’ moral beliefs, as in saying that Jones believes it
is true that stealing is okay, and such uses obviously do not involve any endorse-
ment and so do not imply moral relativism; pp. 89–90). While their points are
very well taken, however, and complicate the project of articulating the relativ-
ism objection properly, they do not get to the heart of the real worry underlying
accusations of relativism – a point they seem to recognize in the final section
of the article (pp. 95–6). The real objection is what I have tried to bring out in
the text above, and, while they might resist framing this in terms of relativism, I
think the problem in question is very naturally described as a form of relativism
(though we can always give up the word if it proves distracting). For a similar line
of objection to expressivism, though put in terms of an inappropriate dependence
relation rather than in terms of relativism, see Enoch (2010, pp. 133–6).
19. The idea is roughly to string together disjunctively all the various sets of natural
properties possessed by any possible acts that also possess E. That disjunctive
property D is then one which will be possessed by every act that possesses E (since
that act’s natural properties will be included as one of the disjuncts in D) and
Ethical Non-Naturalism and Normative Properties 35
only by acts that possess E (given that the disjuncts in D are just sets of natural
properties possessed by acts that are E).
20. Plantinga offers much further argument to cast doubt on the move from neces-
sary coextension to identity, but this is enough to indicate the basic problem for
present purposes.
21. Here a naturalist might appeal to idealized subjective approaches to account for
normative reasons in terms of facts about motivation under various hypotheti-
cal conditions specified in an ethically neutral way. I critique such approaches
in FitzPatrick (2004) and (2008a), and will return to this briefly in the next
section.
22. One objection Gibbard has to a robust realism is that he takes it to posit basic
normative facts beyond our power to grasp them, and it seems dubious that there
could be such facts (Gibbard, 2010, p. 10). But a robust realist needn’t be commit-
ted to such facts at all. Denying that ethical facts are a function of our beliefs,
desires, attitudes, or decisions – whether actual or idealized via ethically neu-
trally specifiable idealizing conditions – does not entail that ethical facts could
outrun our ability, even in principle, to discover them. They may, for example,
still be functions of evaluative or normative aspects of human life that are in
principle accessible to us, at least if we have the right kind of upbringing and
experience and engage in sufficient ethical reflection. Indeed, this seems most
plausible if these are really going to be ethical facts about human life, provid-
ing norms for human beings. If they were rooted in something inaccessible to us,
how could they constitute normative facts about how we should live and against
which we could fairly be judged? Gibbard’s skepticism about this is warranted,
but it is equally shared by plausible forms of even robust ethical realism.
23. That is, there is no open question of the form: ‘Granted, S is the set of stand-
ards entailed by the objective values there are, which anyone would recognize
as appropriate who was properly sensitive to the full range of genuine values,
through proper upbringing, suitable experience, and sound reflection, but is S
really the appropriate set of standards to live by?’ Open questions arise when S
is characterized in natural terms, and they could equally arise if S were char-
acterized somehow in non-natural terms that were also non-evaluative or non-
normative, such as facts about Gibbard’s ‘exnat’ mentioned earlier. But they don’t
arise if S is characterized in irreducibly evaluative or normative terms, as above,
which again is why the appeal to the non-natural is necessary (though again we
can always worry about whether or not we’ve got S right, which isn’t the same
kind of problematic open question as a question about the normative authority
of a non-normatively grounded candidate for S). See FitzPatrick (2008a) for more
on this.
2
Naturalistic Metaethics at
Half Price
Joshua Gert
Let us call the world of facts studied by science ‘the naturalistic world.’ And
let us call ‘naturalism’ the view that all facts have to fit neatly into the natu-
ralistic world. The relevant notion of ‘fitting into’ is meant to be quite broad,
but one obvious way in which a fact could fit into the naturalistic world
would be for that fact simply to be a fact about the naturalistic world.1 On
this interpretation, naturalism amounts to the view that all facts are natu-
ralistic facts. One can make this view more or less controversial by having
a more or less restricted view of what counts as science, and therefore as
the naturalistic world. But a problem for anyone who wishes to defend a
version of this simple sort of naturalism is that certain kinds of facts have
seemed difficult to understand as a part the naturalistic world, even quite lib-
erally conceived: facts about evaluative matters, facts about the meanings of
words, facts about conscious experiences, and about mathematics and logic,
to name just a few. One promising strategy for dealing with these threats to
naturalism is to move to a more sophisticated understanding of ‘fitting into’
the naturalistic world. This strategy begins by appealing to the kinds of facts
that do not seem problematic, even on the simpler understanding of what
it is to fit into the naturalistic world: facts about human behavior and about
our linguistic capacities. It then seeks to show that our ways of thinking and
talking about the problematic topics – including in many cases our regarding
them as being factual – are completely unproblematic and unsurprising. This
is the strategy I will pursue in the present paper, and I will call it ‘linguistic
naturalism.’ It is important to keep linguistic naturalism distinct from other
strategies that place language at the center of philosophy, since it is possible
to think of language in another way: as our best evidence for the structure of
thought, and so also as the starting-point for philosophy.2 A danger associ-
ated with this second kind of linguistic strategy is that there are strong non-
naturalistic temptations once we begin to focus our attention on the nature
of thought, and the relation of thought to the world. As a result of these
temptations, interesting discoveries in the structure of language can easily
lead to extravagant metaphysical pictures of the nature of the world.3
36
Naturalistic Metaethics at Half Price 37
There are, I think, two importantly distinct, though compatible, forms
of linguistic naturalism. One focuses primarily on whole domains of dis-
course: normative or moral talk, mathematics, psychological talk and so on.
The other focuses on particular words: ‘red,’ ‘good’ and ‘wrong’ have been
very popular choices. One of the most ardent and eloquent contemporary
defenders of the first form is Huw Price.4 And one of the ablest contem-
porary defenders of the second form is Philip Pettit.5 I do not think it is a
coincidence that both Price’s view and Pettit’s can be seen as global versions
of strategies that have been employed more frequently as local solutions
to more specific philosophical problems. It is no coincidence because both
Price and Pettit explicitly find the seeds of their accounts in the philosophy
of the later Wittgenstein, who had no reluctance to follow his insights out to
their furthest reaches. I find very much to admire in both Price’s and Pettit’s
views. The present paper is an attempt to combine them and put the result
to work in defense of some metaethical claims I have made elsewhere.
1. Price’s pragmatism
Perhaps the best way to explain Price’s view is to begin with a local version.
Consider moral discourse. For those with naturalistic impulses and a certain
view of the paradigmatic function of descriptive discourse, moral discourse
presents a problem to be solved. The view of the paradigmatic function
of descriptive discourse is that it is used to represent the way things are;
property-words pick out properties, object-words pick out objects, and the
claim ‘Object O has property P’ represents the fact that O does indeed have
property P. In this explanation the words ‘pick out’ and ‘represent’ are
intended to be understood in a substantive way. What precisely this means
is not clear, as various attempts to clarify them have shown.6 But let this
pass for the moment; all that is required is that they are more robust, in an
important way, than the minimal deflationary sense soon to be explained.
Now, moral discourse seems to ascribe moral properties to actions. But these
properties have seemed to many philosophers to be properties that cannot
be understood as naturalistic. For example, some have thought that a clear
perception of the moral wrongness of an action has some kind of necessary
link to an unwillingness to perform it. For present purposes, it does not
matter what this link is understood to involve, or indeed whether or not a
‘naturalistically respectable’ property could somehow manage to do the job.
What is important is that many philosophers have thought that no natural-
istic property could in fact do the job, and have therefore claimed that the
surface grammar of moral assertions is misleading. Rather than representing
facts, or expressing beliefs, moral claims, according to these philosophers,
serve a different function: they give expression to non-cognitive attitudes.
But the view cannot stop here; it must also explain why it is that moral dis-
course exhibits all the syntactical trappings of descriptive discourse. That
38 Joshua Gert
is, it must explain why we say that moral claims are true or false, why they
function in inferential contexts in the same way as descriptive claims, why
we speak of moral facts and beliefs, and so on.
Now, for the view just explained – ethical expressivism – to remain a
local view, it must mark a clear and coherent distinction between ethical
claims and those for which the surface grammar is not misleading. And for
the ethical expressivist to mark this distinction he will need to give a clear
sense to expressions such as ‘is true’ or ‘expresses a belief,’ taken as literal
or robust. But, given the success of the non-cognitivist, and given the well
known philosophical difficulties involved in providing robust accounts of
truth and the related notions of reference, assertion, and belief, it should
start to seem doubtful that there is a clear contrast between moral discourse
and the kind of discourse that has seemed less problematic to naturalists.
The problem here is not with the ethical expressivist’s claim that moral
claims express motivational attitudes, or with his explanation of our talk of
moral properties, facts, and beliefs. Rather, the problem is with the assump-
tion that there is a clear distinction between moral talk and other kinds of
talk – a distinction that we can draw in terms of truth, reference, and related
semantic notions. And this assumption – excusable in someone who has not
considered the view that all the characteristic behavior of semantic terms
such as ‘true’ and ‘refers’ can be explained without assuming that they are
substantive – is strangely persistent even among those who have not only
considered this view, but have taken great pains to demonstrate it.
There are a number of candidate accounts of the notions of truth and
reference that are sufficiently insubstantial that they cannot be used to dis-
tinguish evaluative talk from talk about tables or elementary particles. One
is the disquotational view, according to which ‘... is true’ serves to construct
a sentence with the same content as the sentence mentioned in the truth
claim. On this view, the usefulness of talk about truth comes from the abil-
ity to use ‘... is true’ to construct claims, the content of which one is not in a
position to express explicitly, as in ‘whatever Victoria told you is true.’7 Use
of the term ‘refers’ and its cognates can also be understood in similar ways.8
Now, one problem with this kind of theory of truth and reference is that
it calls out for an explanation as to why it is only assertions, and not, say,
questions or commands, that are liable to be constructed via a disquotational
device. In providing an explanation for this fact, Price makes what may be
his most distinctive contribution to linguistic naturalism: an explanation
for the fact that we have, in human languages, utterances that function as
assertions do, and words such as ‘true’ and ‘false’ with which we voice our
agreement or disagreement with the utterance of someone else. Here is not
the place to present Price’s view in detail.9 But a central point is that for
some psychological states – ones that we do not antecedently have to think
of as representational, which would commit us to a prior understanding of
truth and reference – it turns out that a linguistic community does better,
Naturalistic Metaethics at Half Price 39
in the long run, if there is pressure towards uniformity. One way of applying
such pressure is for people to be disposed to confront anyone whose utter-
ances express psychological states that are in conflict with their own, and
to try to eliminate the conflict. Now, this kind of story requires us to under-
stand the relevant notion of conflict without appeal to semantic notions. It
will not do to gloss ‘in conflict’ as ‘incapable of simultaneous truth.’ Price
has something to say about this as well, in terms of signaling, and the need
to distinguish significant failures to signal from what we might call mere
failures to signal (say, because one has died). Although Price does not say it,
his story here actually seems applicable to plants and non-verbal animals as
much as to human beings, which supports his claim that it need not rely on
any semantic notions.10
On Price’s view, we have a uniform explanation of some central features
of descriptive talk, whether that talk is about mathematics, evaluative
matters, or the world of middle-sized dry goods. All that the explanation
requires is that the psychological states to which assertions in these various
domains give voice be such that it is advantageous in the long run that there
is pressure towards uniformity, and that there are ways, in cases of conflict,
of applying that pressure. That explanation doesn’t require that all such
talk be representational in any robust sense; indeed it is consistent with the
view, which Price also defends, that different domains of descriptive talk
perform very different functions. Blackburn’s quasi-realism about norma-
tive talk can be seen as a local version of this view. Price simply recognizes
that Blackburn’s project can be pushed further – and that, indeed, there is
no principled stopping-point, unless one can provide a plausible substantive
account of truth and reference: a daunting task.
Price’s view suggests that there is a prima facie case against attempts to reduce
the objects and properties of any given domain to those of science – much less
to those of physics in particular. As he and John Hawthorne put it:
Once we have an adequate explanation for the fact that the folk talk of
Xs and Ys and Zs, an explanation which distinguishes these activities
from what the folk are doing when they do physics, why should we try to
reduce the Xs and Ys and Zs to what is talked about in physics?11
Although Price and Hawthorne intend this question to be rhetorical, in fact
it need not always lack an answer. In some cases – for example the case of
water and H2O – it might well be appropriate to reduce one kind to another.
But in other domains – the normative, the mathematical, the modal – there
is no particularly compelling way to challenge the prima facie case against
reduction.
Now, the passage quoted above most directly concerns explanation. And
certainly there can be explanations of talk of Xs and Ys that show that such
talk is deeply confused or incoherent or in error in some other ways. A good
40 Joshua Gert
candidate for a domain of discourse that has these defects might be astrol-
ogy. It is not very mysterious that we human beings go in for astrology. But
it is not very controversial amongst philosophers that astrology is simply
bogus: that our best philosophical theory of astrology would be an error
theory. There is a danger that the view I am defending in this paper will
be taken to commit me to the idea that there is no more to be said against
astrology than against talk of normative reasons for action. I will address
this worry later. For the moment I only want to signal my awareness of it.
The worry might be put in the following way: the project I am engaged in
seems to want to vindicate certain domains that have historically been hard
to square with naturalism, but all I actually offer is naturalistic explanations
for their existence.12
As Price has been remarking with increasing poignancy for twenty years,
the view just explained is surprisingly invisible in contemporary philos-
ophy. There are many possible explanations for this invisibility, some of
which Price himself explores. I would like to mention a number of other
possible explanations. The first is a kind of exasperated impatience on the
part of those to whom it is presented, when it is presented as the basis for a
rival account of a common subject. The exasperation stems from a desire to
talk about the subject itself, and not about language. But, of course, in talk-
ing about anything one must use language, and it is naïve to suppose that
we can take for granted that language is related to the world in a sufficiently
simple way that we can mentally ‘subtract’ the linguistic medium in which
we are discussing, for example, value, or color, or desire, and then, with
this subtraction completed, hold the remainder – the objects and properties
themselves, as it were – clearly in mind. This is obvious when one consid-
ers domains of philosophical theorizing that have seemed appropriate for
local versions of expressivism or deflationism. A philosopher who exhibited
impatience with a theory of the function of words such as ‘true’ and ‘false,’
and who said that he simply wanted to talk about the properties of truth
and falsity, would be overlooking an eminently plausible view of what is
going on when we make assertions about the truth or falsity of propositions.
But why think that anything is importantly different when one is offering
a theory of color, or value, or desire?
Another reason some philosophers are averse to linguistic naturalism is
that they are quick to take its focus on language to imply that it is simply
ordinary language philosophy of the sort that attempts to systematize the
platitudes to which competent speakers of the language would immediately
assent. The messiness of what actual speakers tend to say, and the ease with
which they can be brought to paradox, do seem to count against this form
of philosophy. As a result, one sees the following sort of claim:
From the point of view of the biologist, the word ‘food’ is applied by
ordinary people in a somewhat arbitrary way. According to them, the
Naturalistic Metaethics at Half Price 41
synthetic cooking oil Olestra, which has no nutritional value at all, is a
food, but vitamin tablets and beer are not. An investigation of how ordi-
nary people use the word ‘food’ is not particularly relevant to biology.
What is relevant is an investigation into the sorts of substances human
beings can digest, whether or not the biological category of the digestible
lines up exactly with the folk category of food. The problem of color realism
is like the investigation of what humans can digest, not the investigation of the
folk category of food. The enquiry concerns certain properties that objects
visually appear to have, not how ordinary people use color words, or how
they conceptualize color categories.13
These reflections are offered by Alex Byrne and David Hilbert as a reason for
pursuing the question of color realism by focusing exclusively on ‘various
especially salient properties that objects visually appear to have,’ and pay-
ing no attention to the issue of how it is human beings acquire and use color
language. This seems to me to be a crucial mistake.14
A related reason for the invisibility of linguistic naturalism is a strong
and understandable resistance to the idea that philosophy, properly done, is
essentially the construction of plausible stories regarding the evolutionary
history of human linguistic behavior. That would constitute a discipline-
wide change of subject, and it is not surprising that many philosophers do
not want to leave off their investigations into, say, the nature of color or
value, and sign up for anthropology instead. One response to this worry
is to assure such philosophers that there is still room, within the linguis-
tic practices that the linguistic naturalist seeks to explain, to make illumi-
nating claims. Indeed, there is room within linguistic naturalism for the
idea that whole domains of discourse are systematically mistaken in their
ontological presuppositions, just as astrology is. There is much philosophi-
cal work to be done in determining whether or not a domain is like this –
indeed, much contemporary metaphysics does not need much modification
to be seen as engaged in precisely this work. At its most modest, linguistic
naturalism can be seen simply as an argument that the default status for
domains that seem to be working pretty well – such as the domains of prac-
tical rationality, probability, mathematics – should be ‘unproblematic,’ even
if the objects and properties that figure in those domains are not under-
stood as the objects of scientific investigation. A second response is to point
to the work of Wittgenstein, Price, Pettit, and others, as examples of the
obviously philosophical nature that the relevant form of ‘speculative lin-
guistic anthropology’ can take.
2. Pettit’s response-dependence
Philip Pettit is another contemporary philosopher whose views are clearly
inspired by those of the later Wittgenstein. In particular, his global
42 Joshua Gert
response-dependence is offered as an interpretation of Wittgenstein’s views
on rule-following. The picture of rule-following that Wittgenstein was try-
ing to combat was one that required that the grasp of a rule – paradigmati-
cally a rule for the use of a word – involved something like the presence
in one’s mind of a representation of the rule that would guarantee correct
applications. Wittgenstein’s point was that any such representation – a pic-
ture, say – simply could not fulfill that role. For imagine that it really was a
picture that we had in our heads, or minds, when we applied a rule; still we
would need to have some rule to follow in order to apply the picture, and
from this point the regress is obvious. Of course, if there were only one way
in which a picture (or whatever) could be applied, then there would be no
problem. But it is characteristic of rules that they apply to an open-ended
number of instances, and that there are any number of ways of extrapolat-
ing from a finite set of initial instances.
Pettit’s solution to the problem of rule-following is clearly inspired by
Wittgenstein’s own claims about forms of life. Pettit begins by noting that
we human beings are, as a matter of contingent fact, set up to extrapolate in
more or less the same ways from a finite stock of initial examples. That does
not mean that we cannot see that other ways are logically consistent with
that same initial stock. But it does mean that we can teach each other how
to use words, and that those who learn those words will tend to go on as we
ourselves do. Pettit also notes that within a linguistic community there is
a disposition to note discrepancies in the application of words, and to seek
explanations for these discrepancies. While not explicitly noted by Pettit
himself, this claim is correct whether or not the ‘application’ of the word is a
naming or describing of something, since the same story goes for all words.
In some cases a discrepancy in application is explained by appeal to the fact
that one speaker was in what both speakers can come to regard as distort-
ing conditions. For the application of a color term, this might involve the
presence of a strong after-image. In other cases neither speaker need have
been in any such distorting condition, but one speaker might nevertheless
have what both can come to regard as an advantage: for example, a supera-
bundance of relevant additional information. For simplicity, let us ignore
this distinction and focus only on the fact that there can be differences in
how well placed two speakers can be, and that these differences can explain
why they apply a common term in different ways. We can then give a func-
tional characterization of the ‘favorable conditions’ that figure in response-
dependent biconditionals such as
X is red ↔ X would appear red under favorable conditions.
That functional characterization is something like the following. Consider
cases of conflict in the application of some term – cases that are explained by
differences in the conditions of the two speakers. In such cases the speakers
Naturalistic Metaethics at Half Price 43
can select one set of conditions and decide that the application of the term
in those conditions is to be preferred over the application of the term in the
other set. Some ways of selecting which conditions to prefer will be better
than others in terms of producing long-term convergence in the application
of the term. Favorable conditions are those that are best in this way: appealing
to them in order to resolve discrepancies in the application of a term would
maximize expected long-term convergence in the application of that term.
Obviously the favorable conditions of relevance for the biconditional that is
true of color terms will be different from the favorable conditions of relevance
for the biconditional that is true of terms like ‘living,’ ‘bad,’ and so on.
What is to some degree surprising in Pettit, especially given his
Wittgensteinian inspiration, is his almost exclusive focus on what he takes
to be referential words. Here is a characteristic remark:
The favourable conditions that interest me are those conditions that are
favourable for the detection of how things are: those conditions that
serve to connect what is with what seems and what seems with what is.
[...] The conditions that interest me are favourable-for-detection in a seri-
ous and literal sense of ‘detection’.15
But, clearly, a contingent uniformity in human extrapolative capacities also
helps to explain how it is that we learn to use such words as ‘ouch,’ ‘goodbye’
and ‘unless’ in consistent ways. Similarly, it can explain how we learn to use
such words as ‘true’ and ‘false,’ even if deflationists are correct about their
non-representational function. One point Price makes that Pettit should cer-
tainly take on is that it is better not to rely on robust semantic notions such
as reference if one can help it, and that in theorizing about language one
can often help it. That is, the global response-dependence of Pettit – whether
Pettit appreciates it or not – need not take ‘going on in the same way’ to
mean ‘referring to things of the same kind.’ Pettit’s story about our coming to
master the rules for the use of words in public languages is the same whether
(a) we take such words to be robustly referential or (b) we take them to be
verbal pieces in the various functionally characterized language-games that
Price, and Wittgenstein, describe: pieces that can only be said to refer unmys-
teriously if we take reference to be understood in some non-substantive way.
Pettit seems to rely heavily on substantive semantic vocabulary. For exam-
ple, in introducing his response-dependent story, he writes:
Consider how we are each capable of being directed to a certain prop-
erty – and therefore to the semantic value that is to attach to a corre-
sponding term – by means of a finite list of examples.16
... mastery of [...] basic terms, and possession of the corresponding con-
cepts, is dependent on that person’s being responsive in a certain way to
the referents of those terms: say, to the properties picked out by them.17
44 Joshua Gert
These claims certainly suggest reliance on a robust view of semantic rela-
tions. It is possible that this suggestion is misleading. After all, even Price,
who is explicit in his repudiation of a substantially representationalist view
of the function of descriptive language, will not complain about a story
about our acquisition of the concept of ‘red’ that makes mention of red
objects; that is, objects that have the property of redness; that is, objects
that have the property referred to by ‘red;’ that is, the semantic value of
‘red.’ Price might regard the latter formulations as excessively technical and
dangerously liable to robust readings, but, given the availability of defla-
tionary views of ‘property,’ ‘reference’ and even ‘semantic value,’ he can-
not say that they are simply false. I suspect that Pettit does subscribe to a
more robust metaphysical picture than Price. But the fact that his language
need not actually commit him to such a picture is an interesting one, and
it means that it need not be so difficult to combine Price and Pettit into a
Wittgensteinian unified view.
3. Wittgensteinian superglobalism
I have been trying to suggest that Price’s and Pettit’s distinct global views
can be seen as filling out two different levels of a unified Wittgensteinian
view: a view that sees language as a collection of heterogeneous and par-
tially overlapping language-games. Price asks ‘Why have a game with
this form?’ and Pettit asks ‘How do we learn the rules?’ It is true that, for
Pettit’s view to be fully consistent with Price’s, Pettit should make explicit
that his reliance on semantic vocabulary is not to be taken robustly, and
that he endorses Price’s views regarding the pluralistic nature of asser-
tion and belief.18 I do not expect that he would be willing to do this. But
my concern is not to show that he would, or even that he should: it is to
construct a unified Wittgensteinian account that has all the advantages of
both views.
Since I see myself as closer to Price than to Pettit in many ways, my strat-
egy in this section will first be to offer a few relatively minor emendations
to Price’s views, in order to establish my starting point. From there I will
modify and incorporate Pettit’s view. Once Pettit has been made more con-
genial to the global expressivist, I will appeal to some of Pettit’s insights to
make a number of further points regarding the nature of assertion, fact, and
property.
3.1. Modifying Price
One point that can seem obvious to a critic of Price is that it is impos-
sible to begin theorizing about language without making some ontologi-
cal assumptions. If so, Price himself cannot avoid commitment to a ‘real
world’ of basic entities and properties, and this commitment will entail
a clear contrast between these ‘genuine’ entities and properties and the
Naturalistic Metaethics at Half Price 45
‘quasi’ entities and ‘quasi’ properties that are referred to – in a deflationary
way – by the relevant terms in the language-games he is at such pains to
explain.19 Price himself confronts this objection by appeal to something
like Carnap’s point that there are internal and external existence ques-
tions that we can raise regarding any domain. Within the domain of math-
ematics, for example, we can ask whether there exists an irrational number
which, when raised to an irrational power, yields a rational number. From
outside the domain, it can seem that we can ask a superficially similar
question: do numbers exist? But, unlike the internal answer, for which
there can be a clear justification for an affirmative or negative answer, the
external question – like all such external existence questions – is simply
ill-posed. Now, when we theorize about the origins of linguistic practices,
we are operating within a certain kind of scientific domain. Within that
domain our explanatory ontology includes human beings and the kinds of
objects with which they interact: stones, trees, other animals. But within
that domain we need not appeal to values or – perhaps – to numbers or pos-
sibilities. For Price this means that, within the project of linguistic natural-
ism, we can say such things as ‘ “human beings” refers to human beings’
and this will be true for disquotational reasons. But we need not talk about
values at all. It is thus an artifact of the project we are engaged in – scien-
tific explanation – that we must accept a certain (scientific) ontology, but
need not accept another (say, the ontology of values).20 This can seem to
favor the scientific ontology, but in fact merely reflects the commitments
of one domain amongst many.
Perhaps Price’s explanation is correct. My own response to the challenge,
however, is (I think) different. I do not think we should concede robust
reference to any ontology at all to the scientific realist. Rather, we should
simply start with the assumption that our language is in perfect working
order as it is, and that most of us know how to use it quite well.21 This does
not even commit us to robust reference to an entity referred to by ‘our lan-
guage’ (or, therefore, by ‘it’), since we have not yet theorized in any way
about what we are doing with the sentence ‘our language is in perfect work-
ing order as it is.’ Of course, the idea that our language is in perfect working
order is consistent with our using it to make false claims on occasion – even
with our using it to make systematically false claims (say, about witches or
phlogiston). But if we rely only on claims that no one would ever dream
of disputing, and claim that language is working unproblematically when
we make these claims, we need not go beyond this and say anything at all
about what this unproblematic functioning consists in. In particular, we
need not claim that the property words we use in providing our explana-
tions for the emergence and structure of, say, evaluative talk are referring
words in any other sense than the deflationary sense. I think this response
to the scientific realist avoids Price’s potentially problematic idea of ‘the
scientific perspective.’
46 Joshua Gert
3.2. Modifying Pettit
We have seen that Pettit at least seems to appeal to semantic notions in his
explanation of our acquisition of words for properties. For example, in the
following passages he is explaining our tendency to look for an explanation
when there is a discrepancy in the application of a term as between two
speakers of the same language:
It is not surprising that we look for an explanation of such discrepancy.
Given the assumption that the term has constant semantic value across the
discrepant sides and that it is introduced ostensively, say to designate a
property that is allegedly salient from examples, we could not comfortably
treat the discrepancy as inexplicable.
The constancy of the semantic value means that we have to think of one
and the same property – or the absence of that property – as registering
with one side and not with the other.
[T]heir practices commit people to supposing, that there is a property or
other entity there for a term like ‘red’ or ‘regular’ to designate.
[I am offering a] theory of how the relevant terms come to be semantically
attached to corresponding properties or other entities.22
What is surprising in these explanatory remarks is the apparent appeal to a
clear understanding of what a property is, and that such a thing might be the
semantic value of a term: an understanding that language-learners evidently
have prior to acquiring any particular property-words. Instead of making this
problematic claim, Pettit would have done better to adopt something simi-
lar to Price’s explanation for the emergence of such a thing as assertion, but
directed instead at the existence of property-words. I am not sure precisely
how such an explanation would go; it would have to say something about
the usefulness of the subject/predicate form of a class of basic sentences, and
about what it is that distinguishes subject words from predicate words. And
it would have to do this without relying on substantive representational rela-
tions. I expect that the seeds of such an explanation could be found in the
work of Ruth Millikan, but I do not have space to explore this issue here.
Another surprising omission by Pettit is his failure to note that his own
examples of response-dependent terms span a range of property-words that
are extremely variable in their apparent degree of what we might call ‘objec-
tivity.’ For example, he remarks that his response-dependent story of con-
cept acquisition goes as well for ‘funny’ as it does for ‘straight’ or ‘smooth.’23
In this case he does note that ‘funny’ is more dependent on culture. But he
does not note the existence, in the case of ‘funny,’ of a much more extensive
class of no-fault disagreements – which puts pressure on the idea that an
objective property is picked out by the term. Similarly, in illustrating the
practice of looking for explanations of discrepancies in the application of
Naturalistic Metaethics at Half Price 47
some term, one of Pettit’s examples is the originality of a painting or build-
ing or piece of music.24 But surely even lay people may respond to a question
such as ‘Which of these two buildings is more original?’ with a dismissive
wave of the hand. Still, it is true that we sometimes do try to persuade each
other that a failure to agree is the result of prejudice or some other distorting
fact. A plausible Wittgensteinian view should make room for these phenom-
ena, which include the idea that some property-words do not seem to pick
out genuine or objective properties.
In attempting to avoid the conclusion that response-dependence involves
infallibility, Pettit points out that there is no effective procedure for deter-
mining when we are in favorable conditions.25 This is both correct and
important. But, given the unavailability of any such effective procedure,
there is no real pressure to assume that there is a unique but unknowable set
of favorable conditions. We can simply say that in the case of certain words
we have a practice of noting discrepancies and seeking to resolve them.
When we engage in this practice we sometimes find that there is a further
discrepancy: a discrepancy in the application of such terms as ‘distortion.’
When this happens we can either seek to explain this further discrepancy, or
not. And so on. As Pettit should be the first to admit, language use is at bot-
tom a matter of the manifestation of dispositions – dispositions that tend to
overlap imperfectly but extensively within a linguistic community.26 How
much agreement must there be in the application of some term, and how
successful must our efforts to resolve disagreements be, in order to vindicate
the claim that the word picks out a property? The answer to this question
is, of course, a matter of the correct application of the word ‘property.’ One
important point, with which Pettit is in agreement, is that the existence of
some ineliminable disputes does not undermine the appropriateness of such
claims as ‘redness is a property.’27
3.3. Price again
As we have seen, Price offers more than a merely disquotational account
of truth. One advantage of his view is that it helps to explain why there is
a term that functions disquotationally only within the domain of asser-
tion. Again, the reason is that assertion itself is explained in terms of the
usefulness of a form of expression that invites dispute in cases of conflict-
ing behavioral dispositions. And talk of truth need only function disquota-
tionally in order to make an important contribution to this sort of conflict
resolution. But those who are sympathetic to more local versions of this
sort of view (ethical expressivists, for example) might well feel unsatisfied if
we stop at this point. After all, there remains a strong intuition that some
claims that take the form of assertion are, as we might say, literally truth-apt,
while others merely function as if they were truth-apt. I think that Price is
generally correct in the particular arguments that he offers against those
who express this worry, and who either offer no account of the distinction
48 Joshua Gert
or offer an account that relies on unexplained semantic notions or some
other philosophically vexed criteria. But I also think that someone sympa-
thetic to Pettit’s form of global response-dependence has the materials to
hand for an explanation of intuitions of robust truth that both Price and
(some of) those with whom he is arguing could accept. And similar argu-
ments may also allow for intuitions that some property-words refer to genu-
ine properties, while others only function as if they do.
In fact, Price does not object to the idea that some assertions are, as we
might say, less truth-apt than others. And, given the link between the truth
of an assertion and the ascription of properties to entities, he should not
object to the idea that some property-words are less objective (or genuine
or robust or whatever) than others. In Facts and the Function of Truth Price
spends a fair amount of energy showing that, in the domains of probability
and morality, some disagreements simply evaporate when more information
comes to light – and not always because the parties come to agree. This is
because no long-term advantage is to be had from treating the disagreement
as factual in such situations. These disagreements do not fit what Price calls
the ‘factual pattern’ of disagreement, the crucial feature of which is that ‘it
requires us to say that of any pair of conflicting judgments, at least one must
be false.’28 Given a range of explanations for these kinds of non-factual disa-
greements, he therefore thinks that he can capture many of the intuitions
that lead philosophers to adopt local versions of anti-realism. Although he
might not put it this way, Price could say that disagreements that stray suffi-
ciently far from the factual pattern involve assertions that are less truth-apt
than those involved in disagreements that fit the pattern more strictly.29
There is a further reason why Price should be open to the idea that some
kinds of assertion are not to be regarded as genuinely fact-stating. His per-
spective on language is evolutionary and anthropological. This kind of
perspective immediately opens up space for what we might call ‘exaptive’
uses of various linguistic devices. That is, just as an organ that evolved to
perform one particular function can be co-opted by evolution to perform
other distinct functions, so too might the assertoric form be co-opted in
such a way that we can distinguish relatively sharply between a number of
distinct functions that it serves. For Price the primary function is one that
brings along with it the appropriateness of talk of truth and falsity. My point
is that, even if this is the primary function, it need not be the only one. If
so, we may be able to understand the assertoric form as applicable to ethi-
cal and evaluative claims without having to say that they express belief in
facts. This would allow us to stop the ‘creep’ of minimalism that threatens
to obliterate the distinction between realism and anti-realism in various
domains.30
I think that Pettit’s response-dependence can help us draw some limits
around the notion of a robust fact. Some sorts of claims – ones that take
the form of assertions, and that we can endorse or disagree with by making
Naturalistic Metaethics at Half Price 49
use of ‘true’ and ‘false’ in their minimal senses – might lack so many of the
features of paradigmatic fact-stating assertions that they simply are not seen
in the same way as we see such claims as ‘grass is green.’ Price identifies the
existence of a large class of no-fault disagreements within a certain domain
of indicative sentences as one way in which utterances in that domain can
differ from paradigmatic assertions. But there are others. One idea, appealed
to by many non-cognitivists about evaluative issues, is that the mere posses-
sion of a belief cannot by itself provide motivation to a particular action; for
that some desire is also required. Non-cognitivists who hold this view may
be latching onto a sort of proto-theory that resonates with lay people, and
running with it in a characteristically philosophical way (that is, in a way
that is both overly simple and incredibly sophisticated). But the proto-theory
may resonate with people not because it is true, but because directly moti-
vating action is sufficiently uncharacteristic of belief to count against that
belief’s being a belief in a fact (or against its being a robust or genuine belief).
Recognition of the direct motivational role of the state so expressed might
be part of what is latched onto by our mechanisms of response- dependent
concept-acquisition, and it might help to classify such utterances as non-
factual, when it is present in conjunction with other departures from the
factual pattern. These reflections on the nature of evaluative discourse are,
importantly, consistent with Price’s pluralism about factual domains. That
is, it does not undermine the factual nature of probabilistic discourse, math-
ematical discourse, or color discourse, since in those domains no particular
assertion by itself tells us how someone will act, unless we posit some other
independent motivational state. Moreover, it is also consistent with these
reflections that some evaluative talk will still be rightly regarded as factual.
Perhaps only in combination with a sufficiently high proportion of evapora-
tive or no-fault disagreements does the link to motivation push an assertion
out of the privileged circle of the robustly factual.
There is something especially nice about providing a response-dependent
account of such concepts as those that correspond to the terms ‘fact’ and
‘property,’ or perhaps to those that correspond to the terms ‘real,’ ‘robust,’ or
‘genuine’ as applied to ‘fact’ and ‘property.’ This move allows Price’s account
to avoid representing itself as a rival of various forms of non-cognitivism –
even those that operate with a commitment, explicit or otherwise, to ‘gen-
uine’ assertoric discourse. Rather, it can represent itself simply as a more
general theory that gives some sense to the distinction between genuine
assertion and something else. Of course the notion of ‘the genuine’ here
will disappoint non-cognitivists of a certain temperament. But disappoint-
ment need not amount to disagreement. Moreover, given a large class of
no-fault disagreements in the application of terms such as ‘robust,’ it may
well be that robustness itself is a non-robust property, much like, perhaps,
funniness. This may initially sound paradoxical, but in fact it involves noth-
ing objectionable. This strategy also helps combat the worry that, on the
50 Joshua Gert
Wittgensteinian view, any term that functions grammatically as a predicate
will count as a property-word. For, even without a set of necessary and suf-
ficient conditions, it may not be very difficult to show that the rules of use
of some predicates (say, ‘true’ and ‘false,’ if the disquotationalist is correct)
differ so wildly from the rules of use of paradigmatic property-words as to
make it unmysterious that we spontaneously and correctly regard them as
failing to correspond to any real, robust, or genuine property.
4. Wittgensteinian metaethics
The view I have so far tried to make clear combines the global expressivism
of Price with the global response-dependence of Pettit. I have been referring
to it as a Wittgensteinian view, but in order to acknowledge my debt to Price
and Pettit we might also call it ‘Global Expressivist Response-Dependence,’
or GERD for short. One problem with this label is that the term ‘expressiv-
ism’ in Price’s phrase ‘global expressivism’ may misleadingly suggest a view
on which all our assertions express motivational or conative attitudes, as
metaethical versions of expressivism typically do. Worse, it may suggest a
view on which our assertions do not express beliefs. But that is no part of
the view. Indeed, one of the virtues of Price’s view, as I see it, is that it allows
(some) evaluative assertions to express beliefs in as robust a sense as math-
ematical assertions or assertions about the shapes of objects. But, as long as
one keeps these points in mind, the label should not confuse anyone.
In order to combine Price and Pettit into a unified view, Pettit’s view
needs to be understood as avoiding, initially, any reliance on theoreti-
cally significant interpretations of semantic notions. Given the heavy use
he makes of such notions, this may seem to involve a radical rereading
(but, interestingly, little if any rewriting) of Pettit, and perhaps it does go
against his intentions.31 But it also seems perfectly possible. Price’s view
is not in need of modification as much as supplementation. In particular,
Price should acknowledge that there is some point to a distinction between
genuine fact-stating assertions and other kinds of assertions. Of course,
this distinction is not metaphysically freighted: rather, it can be under-
written by a response-dependent account of the notion of the genuine, or
of the robustly factual. This distinction may go beyond a mere matter of
degree, even if it is underwritten by little more than differences in degree.
As Price remarks elsewhere, there seems to be a real difference between
the behavior of ‘red’ and of ‘bitter’ – a difference that may have its origins
in the extent of the overlap in response shared by normal human beings,
but that is reflected in more than merely quantitative ways.32 In the case
of ‘red,’ those who fail to have the appropriate response are classified as
color-blind, and are convicted of error. But the corresponding notion of
taste-blindness does not really seem useful, and there is typically no term
for such a sensory defect.
Naturalistic Metaethics at Half Price 51
GERD makes it easy to see that when one approaches any philosophical
issue there are two kinds of questions that one should ask. The first is: why
do we – human beings in general – have the category of discourse in which
the issue arises? Why, for example, do we have normative discourse? Or if,
as is likely, that is too broad a question, perhaps we can ask why we have
specifically moral discourse, or the practice of giving and asking for practi-
cal reasons. The second kind of question is: how do we – particular human
beings – come to master the discourse? An answer to the first question will
give us an account of the origins of the practice as a whole, while the second
will give us an account of how someone can be inducted into the ongoing
practice. Let us call these two questions ‘the question of origins’ and ‘the
question of inheritance,’ respectively. Just as a working knowledge of physi-
ology can help even a sculptor with a very good eye for external shapes,
answers to the origin and inheritance questions can yield a greater insight
into the actual shape of our linguistic practices than can be achieved by the
most careful ‘external’ observation.
I hope it will relieve some skeptical readers to know that one consequence
of a plausible answer to the question of origins might well be an equally
plausible conviction that the discourse is deeply flawed, and that it cen-
trally involves commitments that ought to be discarded. To repeat my stock
example, astrology is like this. It is not really surprising that there are sys-
tems like those of astrology, giving people various things that they want:
explanations for misfortune, hope for the future, and so on. So we may well
be able to explain the origins of astrology. But astrology, unlike many of the
domains that make trouble for philosophical naturalists, does seem to make
causal claims, and these causal claims compete with (and lose badly to)
other causal claims. The fact that astrology makes causal claims means that
it is not autonomous in a certain way; we must obey rules that do not belong
merely to astrology when we are doing astrology.33 Wittgensteinian views
are sometimes wrongly thought to suggest (and sometimes wrongly do sug-
gest) that we cannot call whole domains of discourse into question: that, if
they function for us and serve their purposes, they cannot be taken to be
making systematically false claims. But that is no part of GERD. Instead,
GERD holds that for some discourses – those of probability, mathematics,
and practical reason, for instance – it is quite plausible to hold that they are
autonomous in the sense of not essentially involving claims that are put in
doubt by uncontroversial claims in other domains. In particular, I do not
think that probability or mathematics or practical reason need be taken to
commit us to any substantive empirical claims. Probably the same can be
said of morality as well. But I do not want to make any of these claims a pri-
ori. Indeed, I want to suggest that at least some of those who argue for error
theories or eliminativist views in these areas are best understood as having
a straightforward disagreement with me about what it is that mathematical
or normative talk commits us to. That is another reason why acceptance
52 Joshua Gert
of the Wittgensteinian picture does not spell the end of philosophy as we
know it. The important point to take from GERD is not that every domain
is in good working order. Rather, it is that if a domain is in good working
order, then the fact that it involves talk of properties and entities that can-
not be reduced to the physical is no reason to deny that those properties
and entities are as real as those that can be so reduced. Of course they are
not physical properties and entities. But it simply begs the question against
GERD to take this admission as equivalent to the admission that they are
not real properties and entities.
I believe that I have been operating with something like GERD in the
background for many years without explicitly formulating it, and therefore
without really understanding it. But I did understand enough of it to see
that both the question of origins and the question of inheritance needed
to be addressed by any adequate account of any philosophical issue, and
to see that once the question of an explanation for our use of a term was
satisfactorily answered – and it was shown that such use committed us to
no false claims – no metaphysical questions could linger. In this section
I want to show how attention to the two questions about linguistic prac-
tice, and GERD’s way of answering them, can undermine views that fail
to take them sufficiently into account, and can lend support to rival views
that I have tried to support. It may be worth noting that not all of the
commitments of GERD are required to motivate the points in sections 4.1
and 4.2 below. In particular, the criticisms of Michael Smith and Michael
Ridge that I am about to present probably go through with the same force
even if we take it that there is a metaphysically basic ‘real’ ontology of the
sort I tried to argue against in section 3.1 above. But I take GERD to be
independently motivated, so it does not matter to me that my criticisms
need not appeal to every aspect of GERD. By taking on the full account,
however, one can apply the techniques of the following subsections to
many more domains than merely those of rationality, reasons, and moral
discourse.
4.1. Rationality and the first-person perspective
In order to see the importance of the question of origins, it will be useful to
take a look at the views of Michael Smith on practical reasons. Smith offers
us an analysis of the notion of a pro tanto normative reason for action. One
way of expressing the view is the following:
An agent has a normative reason to perform a certain action if and only
if an ideally rational version of that agent would have some desire that
she – the unidealized agent – perform that action.34
Since Smith also thinks that it is part of our idea of a normative reason that
such reasons are objective in a certain way, he also holds that, if there are
Naturalistic Metaethics at Half Price 53
to be normative reasons, there must be convergence in the hypothetical
desires of idealized agents. That is, if there is a normative reason to perform
a certain action in a certain situation, this is because the idealized version of
any agent would have the relevant desire that her unidealized self perform
the action.
Smith understands rationality in terms of coherence of desires and beliefs,
and he also takes it that there are automatic rational mechanisms that serve
to push our beliefs and desires in the direction of coherence.35 There are
many questions and worries about Smith’s view. But, in order to illustrate
the virtues of GERD, I want to focus on the following question: why should
we human beings have developed a convenient linguistic means for talk-
ing about the desires of ideal versions of ourselves for our own, unidealized
selves?
One might suggest the following answer to the above question: we have
the concept of a practical reason because it is so useful to become clear
about such reasons by being able to talk and think about them. After all,
if we are clear about them, then we will tend to act rationally. And surely
that is a desirable thing. But a problem with this answer is that we are,
according to Smith, already set up to move towards coherence in our beliefs
and desires. Allowing higher-order beliefs about the desires of our idealized
selves to enter the mix does not seem a very promising way to augment the
functioning of our automatic rational mechanisms. Indeed, they represent
a real danger. On the basis of claims by one’s friends or other people whose
opinion one respects, one could become convinced that one’s idealized self
would have certain desires without having any conception of why she would
have them. If we allow these higher-order beliefs to exert motivational
force we open ourselves up to manipulation by people we regard – perhaps
rightly, perhaps wrongly – as smarter and more insightful than ourselves.
Better if rational persuasion had to appeal to genuine substantive reasons –
facts of the following sort: that one will be burnt or imprisoned or made
unhappy in some other way, or that someone else will suffer some such
consequence. And, indeed, these are the considerations that are typically
offered in arguments.
In my view, Smith commits an error that one sees in almost every corner
of ethics: theorizing about normative notions from the first-person point of
view, and trying to explain their functioning without asking why a group
of language users would end up having a certain form of discourse. This is
the ethical version of a standard problem that Wittgenstein identifies most
famously when talking about sensation language. From the first-person
point of view, it certainly seems possible simply to refer to one’s own private
sensations. And it is unlikely that someone who takes the simple referential
model of sensation language to be correct will ask ‘why do we have sensa-
tion language?’ After all, isn’t the point of language to give us the means
to name things and talk and think about them? And isn’t this as useful
54 Joshua Gert
to an isolated individual as to an individual considered as a member of a
group? Returning to Smith, the first-personal point of view regarding rea-
sons seems plausible because reasons do indeed seem easily accessible to
us in deliberation. Moreover, from that perspective they seem intimately
connected with motivation. After all, one tends to take into account only
those considerations that one antecedently cares about. But, in the case of
sensation language, the Wittgensteinian perspective allows us to see that
sensation language serves a social function, and that, from an exclusively
first-personal perspective, such language doesn’t seem very useful (indeed,
it may not even be possible, but that point is distinct). Similarly, we should
be looking for a social explanation for the emergence of the forms of lan-
guage we use to talk about reasons and rationality.36
What are the social origins of the notions of practical rationality and rea-
sons for action? In ‘Response-Dependence and Normative Bedrock’ I tried
to suggest that rationality is a response-dependent notion, and that the
response of relevance is a failure of an automatic first-pass interpretive mech-
anism that presents the behavior of other human beings as intentional.37 It
is easy to see why we might have developed a way of picking out, describing,
and discussing such actions. When people’s actions fail to make immedi-
ate sense, one of two things may be true. First, they may actually not make
sense. That is, they may be irrational actions, caused by various mental mal-
functions. On the other hand, they may make sense if we understand more
about the context in which they are performed. In either case, it is useful to
know what is going on. For it is always useful to know why the people with
whom one interacts are acting as they are, and it is also useful to know if
someone is in fact irrational in some way. This story explains in a very sim-
ple way why ‘irrational’ functions as a dissuasive term: those of us who are
rational are, of course, disposed to avoid irrational action. As a result, if we
are convinced that some proposed course of action is irrational, it will tend
to dissuade us from pursuing it.
On the basis of the above response-dependent account of practical ration-
ality, we can also understand why there would be a notion of a practical
reason. At least, this is true on the assumption that there are certain kinds
of considerations that make systematic contributions to the rational status
of an action. To me this seems extremely plausible; risk of death or injury to
the agent, for example, seem to place an action in need of some rational jus-
tification (that is, they seem to yield prima facie requirements that we avoid
certain actions), and the promise of pleasure, or knowledge, or longer life,
for example, seem to provide that justification. GERD makes it much easier
to see that practical reasons can play these two roles (requiring and justify-
ing), and thus that they are appropriately characterized in terms of two sorts
of normative strength. Once one sees this a whole vista opens up – one that
I have explored in a number of other papers.38
Naturalistic Metaethics at Half Price 55
4.2. Ethical expressivism and language-learning
In order to see the importance of the question of inheritance, let us turn
our attention to a problem it poses for ethical expressivists. I will be using
‘ethical expressivism’ here as a name for a local doctrine according to which
ethical claims function primarily to express pro- and con-attitudes of vari-
ous sorts, in contrast to claims that express beliefs. In ‘Expressivism and
Language Learning’ I argued that, even if ethical expressivism provides a
good account of some normative terms, it should not be taken to be a mono-
lithic account of all normative terms.39 Rather, any proposed account of any
normative term – indeed, of any term whatsoever – must meet the following
condition:
(C) Given the actual way in which human beings learn language, the
appropriateness of the proposal must be preserved from one genera-
tion of language-speakers to the next.
I then suggested that, when we are evaluating the plausibility of an expres-
sivist account of a particular normative term, the task of determining
whether or not the expressivist proposal meets (C) requires us to ask the
following question:
(Q) Is the presence of the purportedly essential attitude in the language-
learner part of the criteria by which the language-learner’s own utter-
ances are judged to be acceptable?
Since for some normative terms the answer to (Q) is ‘Yes,’ while for others it
is ‘No’, my conclusion was that some normative terms should receive expres-
sivist analyses, and others should not. As an example of a normative term
that failed to meet condition (C) – because the answer to (Q) was ‘No’ – I
offered ‘morally wrong.’ My paper was first, therefore, a challenge to moral
expressivists to show how their semantics met condition (C), and, second,
an effort to show that their prospects for doing so were not good.40
Michael Ridge responded to my challenge on behalf of moral expressiv-
ists, accepting (C), but calling the importance of (Q) into question.41 My
argument for the importance of (Q) depended on the assumption that chil-
dren would not be able to pick up an expressivist usage for a normative term
merely by observing adults, even if those adults were (consciously or not)
using the term in accord with such a usage. Rather, those children would
have to be taught how to use the terms correctly, and such teaching would
have to involve correcting the child when that child’s use of the term wasn’t
accompanied by the appropriate attitude. I put this assumption in terms of
the rejection of a neo-Augustinian view of language learning, in favor of a
more Wittgensteinian view. Ridge’s strategy for meeting my challenge was
56 Joshua Gert
to question that assumption. He argued that, in the case of ‘morally wrong’
at least, there is plenty of reason to think that the neo-Augustinian view is
close enough to correct to allow (C) to be met even when the answer to (Q)
is ‘No.’
In his response to my paper, Ridge admitted that it is ‘almost certainly
true ... in the majority of cases’ that ‘children will ... learn to associate a par-
ticular descriptive meaning with “morally wrong” on the basis of their par-
ents’ correcting them when they call something morally wrong that the
parents take not to be morally wrong.’42 But he held that this descriptive
meaning would be secondary, while the expressivist meaning would be
primary. For, as children grow up, they note that people whose usage of
‘morally wrong’ does not match their own, or that of their parents, are not
accused of linguistic confusion. But, unless we are to suppose that non-
philosophers are in the habit of distinguishing linguistic from substantive
error, it will be very hard to draw any conclusions from this piece of data.
When two people disagree about some moral matter, the assumption may
be that they actually could resolve the problem if they just came to agree-
ment on the non-moral facts and eliminated various distorting influences
on their judgment. Moral argument very often consists in a back-and-forth
about the consequences and antecedents of a certain action. And, as Pettit’s
view suggests, this kind of argument is characteristic of normal property-
words, and with the idea that in favorable circumstances there would indeed
be agreement. If, on the other hand, it becomes clear that there is complete
agreement on all the relevant facts, and moral disagreement persists, it would
not be surprising to hear one or both participants express themselves in the
following way: ‘if you think that’s [not] wrong, I just don’t understand what
you mean by “wrong”.’ I do not mean to suggest, with this, that the par-
ticipants would certainly regard each other as linguistically confused. I only
mean to point out that the data Ridge appeals to here are not transparent
in their implications, and are certainly consistent with the idea that moral
wrongness is a univocal property.
If expressivism about moral wrongness is to be plausible, it is necessary
that there be some specification of the particular non-cognitive attitude that
‘morally wrong’ and its cognates serve essentially to express. Blanket disap-
proval will not do, for we disapprove of many things that we would not wish
to call ‘morally wrong.’ Thus, correct usage of ‘morally wrong,’ according to
the expressivist, requires that we call an action ‘morally wrong’ only in cir-
cumstances in which we disapprove of the action in the relevant way. In order
to bolster the neo-Augustinian view, Ridge explains why there is ample data
available to a child regarding the expressivist function of moral language.
Such data result from the fact that the frustrating work of raising children
means that parents ‘are prone to transparent displays of emotion.’ Because of
this, ‘even the most self-controlled parents sometimes become exasperated
enough to display not merely stern firmness but anger, disappointment and
Naturalistic Metaethics at Half Price 57
frustration.’43 But is the child then to learn that ‘morally wrong’ serves to
express stern firmness, anger, disappointment, or frustration? In fact, it can
be none of these, for the attitude that makes it appropriate to call an action
‘morally wrong’ must be one that is appropriate in all and only circum-
stances in which it would be appropriate to call an action morally wrong.
Since neither stern firmness, nor anger, nor disappointment, nor frustration
have this feature, the child will have to note the underlying attitudinal
regularity not only in the face of the misleading descriptively centered cor-
rection by its elders, but also in the face of a host of very salient negative atti-
tudes that also obscure the issue. This is why, in anticipating a worry about
my reliance on a contentious view of language learning, and when I pointed
out that a neo-Augustinian view would be attractive to expressivists, I added
that ‘it would have to be supplemented by the claim that we have extremely
acute perception of extremely subtle attitudes.’44
Ridge’s head-on response to my argument forced him to link the use of
moral vocabulary to attitudes such as anger, frustration and disappointment.
As I have just remarked, it does not seem to me that any of these attitudes are
capable of sufficient nuance to serve the moral expressivist’s purposes. Nor,
as I have also just argued, does the existence of moral disagreement seem by
itself to provide any very powerful argument that a child’s understanding
of moral terms could be refined in the way that Ridge’s view requires. But
let us put all of this aside for the moment. What is much more interesting
and important is that Ridge seems to have forgotten all about the question
of inheritance as soon as he turned his attention towards constructing his
own preferred version of ethical expressivism: a view he calls ‘ecumenical
expressivism.’
According to ecumenical expressivism, a moral utterance expresses both a
belief and a pro-attitude. The pro-attitude expressed is one that the speaker
holds towards actions in so far as they would be approved of by a certain
sort of advisor – an advisor whose nature varies from speaker to speaker. And
the belief expressed is that the action one is judging to be morally wrong
would be approved of by that kind of advisor. The reference to the advisor
is achieved by an anaphoric mechanism; that is, we can usefully think of
the belief as including an actual indexical such as ‘that’ in the phrase ‘that
kind of advisor.’ As a result we need not assume that the speaker even has a
very detailed conception of the advisor. This view requires us to have a con-
ceptual item available to play the role of the initiator of an anaphoric chain.
This means, at a minimum, that there must be an element of the speaker’s
psychology that refers to a kind of advisor. Now, it may be that part of
our conceptual endowment as human beings is a psychological architecture
that includes such an item. But as an empirical hypothesis the claim that
there is such an item is wildly speculative. Moreover, Ridge has given us no
plausible (or implausible) mechanism by which initial instruction in moral
discourse, coupled with subsequent exposure to people with other moral
58 Joshua Gert
outlooks, could train speakers in such a way that his ecumenical expres-
sivist semantics would accurately capture the application conditions for
their moral vocabulary. What Ridge has done is precisely what I claimed too
many philosophers do: he has constructed a semantics for moral discourse
that very cleverly explains a number of features of that discourse, but that
is thought of only in terms of a timeless community of speakers who pop
into the world already having mastered the use of the relevant vocabulary.
No attention at all has been paid to the problem of explaining how it is that,
given the mechanisms of language transmission, these semantics could also
plausibly characterize the moral discourse of the next generation of lan-
guage speakers. I am not saying that Ridge could not come up with such an
explanation; the question is largely empirical. But I am saying that no atten-
tion has been paid to this important issue, and that the problem it presents
is formidable. One avenue for Ridge to explore might first point to religious
discourse, in which moral injunctions are transparently connected with
approval by God, and might then try to interpret secular morality as some-
how inheriting and obscuring this appeal to a moral authority. Another
avenue might exploit data about actual moral development, and our initial
understanding of rules as backed by the force of our elders. But I am not
optimistic on Ridge’s behalf, since GERD suggests an alternate picture of
moral discourse quite generally: one in which the expression of conative
attitudes is not essential to sincere moral utterances.
GERD urges us to think of the origins of moral discourse in terms of the
social functions it performs – allowing certain kinds of sanctions, perhaps,
that help to inculcate certain behavioral tendencies in each new generation:
tendencies that help to coordinate behavior and solve prisoners’ dilemmas.
Surely something like this is extremely plausible. If this general picture is cor-
rect, then there will be certain kinds of considerations that it makes sense
to urge in arguments about what is morally correct. Individual speakers
will learn both the general extension of moral terms, and also the kinds
of considerations that can be brought to bear in justifying moral claims.
An important consequence of this explanation is that it does not imply
anything at all about what an individual need be doing with a moral asser-
tion. It will not matter if a certain proportion of people fail to have their
motivations engaged by moral norms. These people will still be able to
learn all there is to learn about the use – and therefore the meaning – of
moral vocabulary. There is a tendency for philosophers – especially ethical
expressivists – to think that such people will only be using moral terms in
an ‘inverted comma’ sense. But what pressure is there to say this, once the
social function of moral discourse is acknowledged? Surely we have words
such as ‘food,’ ‘poison,’ and so on, partly because of the importance to
human beings of eating food and avoiding poison. But there is no reason at
all to suppose that someone who wants to starve to death, or who wants to
poison herself, is using these words in any but their standard senses.
Naturalistic Metaethics at Half Price 59
5. Conclusion
GERD is, of course, more of a program for the construction of various theo-
ries than a theory itself. One part of that program consists of clearing the
ground where the new theory will be built. In the case of theories of ration-
ality, GERD provides some useful machinery for clearing that ground. In
particular, it provides reasons to doubt any theory that takes a primarily
first-personal perspective on practical reasons, and ignores or downplays
the use of our talk of rationality and reasons from a third-person perspec-
tive. Given that language is essentially social, the third-person perspective
should really be the default perspective from which any initial attempts at a
theory – of anything – begin. Most versions of internalism about reasons do
not recognize this. Similarly, GERD provides reasons to doubt the adequacy
of any theory that posits a semantics that it would be hard to teach to peo-
ple. Virtually all expressivist accounts of moral language need to include
more or less ingenious complications in order to account for the surface
grammar of moral claims. But these very complications make them an easy
target for GERD-inspired criticism.45
Notes
1. Timothy Williamson (forthcoming) takes this view of naturalism, claiming that
‘naturalists hold that everything is part of the natural world, and should be stud-
ied as such.’ I agree with Daniel Callcut that naturalists really ought to include
claims such as ‘There is a table in the living room’ as unproblematic. I am less
sure whether this requires changing the formulation of naturalism, or under-
standing science in a sufficiently broad way.
2. See Dummett (1978, p. 458) for this characterization of Frege.
3. I am thinking of Wittgenstein (1922) and Russell (1986).
4. Price (1988, chapter 8; 1992; 1997). Of course Price also focuses on some particular
words: ‘true,’ ‘assertion,’ and ‘belief,’ for example. But part of the reason for this
focus is to reconcile their uniform use with his pluralism about discourses. Earlier
defenders of related views include Carnap and Quine, and the later Wittgenstein.
5. Pettit (2002), essays 1–5. Pettit’s view has some connection with that of Johnston
(1989), McDowell (1985) and Wiggins (1998) and the later Wittgenstein.
6. Wiggins (1980).
7. Quine (1970).
8. Brandom (1984).
9. See Price (1988; 1992; 1997; 2003). See also Wright (1993), pp. 66–7.
10. In fact, much signaling can be understood in terms of opponency: a signal that
is not merely an on/off condition, but is a positive/negative condition that can be
greater or lesser in degree. This makes cases in which there could be a confusion
between no signal and a significant but neutral signal extremely rare.
11. O’Leary-Hawthorne & Price (1996, pp. 291–2). See also Price (2009), pp. 122–3.
12. Korsgaard (1996).
13. Byrne & Hilbert (2003), p. 4.
14. One reason it seems to be a mistake is that it makes the naïve assumption that
we can think, talk and write about ‘properties that objects visually appear to
60 Joshua Gert
have’ without making use of concepts that we have learned as we learned the
language.
15. Pettit (1999), pp. 22–3.
16. Pettit (1999), p. 29.
17. Pettit (1998), p. 113.
18. Pettit (1991, p. 593) makes it clear that he is understanding truth disquotation-
ally, and gives a structural description of assertion. His later use of semantic
vocabulary – say, in Pettit (1999) – might be forced into this same mold, or might
be seen as backsliding.
19. I am not sure, but this objection may be at the root of Simon Blackburn’s (2009)
remarks on Price.
20. Price (1997), p. 259.
21. Compare Wittgenstein (1953, §124); Kripke (1982, p. 146).
22. These passages (my italics) are from Pettit (1999), pp. 31, 31, 34 and 39, respectively.
23. Pettit (1999), p. 29.
24. Pettit (1999), p. 32.
25. Pettit (1999), pp. 41–2.
26. In fact, Pettit (1990, p. 16) makes remarks that are much more congenial to the
present suggestion, when he is pointing out that he has not offered a reductive
account of rule-following.
27. Pettit (1991), 618–19.
28. Price (1988), p. 161.
29. Compare Gert (2007b).
30. See Dreier (2004), p. 29.
31. See Wright (1993), p. 69.
32. Price (1988), p. 196.
33. Compare Shafer-Landau (2007), pp. 322–3.
34. Smith’s most extensive presentation of this view can be found in Smith (1994a).
But he still adheres to it in its essentials. See, for example, Smith (2007).
35. It may be worth noting that coherence does not obviously push towards conver-
gence; coherence may be a formal matter, for which different ‘input’ beliefs and
desires yield different ‘output’ beliefs and desires. Smith does not try to argue
that this might not be true – only that, if it is true, then there will sometimes be
no fact of the matter as to what reasons an agent has.
36. A dim awareness of this point may be behind a move away from what might be
called ‘individual internalism’ to what might be called ‘community internalism.’
See Dreier (1990), pp. 10–11. But, once one sees the practice-based reason for the
move to the level of community, then even the claim that most people must be
motivated by their beliefs about reasons should seem too simple. Why couldn’t
normative language have arisen even without this empirical fact being true?
Couldn’t normative language perform an important function without relying on
a background in which most people, or even most ‘normal’ people, are motivated
by their beliefs about reasons and rationality, let alone morality?
37. Gert (2009).
38. Most of these are collected in Gert (2004). But see also Gert (2007a) and, for an
argument that Smith himself should accept my account, see Gert (2008).
39. Gert (2002).
40. For the purposes of this paper, ‘moral expressivism’ can be taken to mean ‘ethi-
cal expressivism about terms that are more-or-less synonymous with “morally
wrong”.’
41. Ridge (2004).
Naturalistic Metaethics at Half Price 61
42. Ridge (2004), p. 309. Here the Wittgensteinian should understand ‘descriptive
meaning’ as something like ‘meaning characterized by the marks Pettit picks out
as characterizing property-words.’
43. Ridge (2004), pp. 307–8.
44. Gert (2002), p. 307.
45. Thanks to Bernard Gert, Heather Gert, Cei Maslen, Huw Price, participants in
the Evolution, Emotion and Metaethics Workshop in Sydney, audiences at Otago,
Wellington, and Auckland, and especially to Daniel Callcut for comments on an
earlier version of this paper.
3
In Defense of Moral Error Theory
Jonas Olson
1. Introduction
My aim in this essay is largely defensive. I aim to discuss some problems for
moral error theory and to offer plausible solutions. A full positive defense
of moral error theory would require substantial investigations of rival meta-
ethical views, but that is beyond the scope of this essay. I will, however, try
to motivate moral error theory and to clarify its commitments.
Moral error theorists typically accept two claims – one conceptual and
one ontological – about moral facts. The conceptual claim is that moral facts
are or entail facts about categorical reasons (and correspondingly that moral
claims are or entail claims about categorical reasons); the ontological claim is
that there are no categorical reasons – and consequently no moral facts – in
reality. I accept this version of moral error theory and I try to unpack what
it amounts to in Section 2.1 In the course of doing so I consider two prelimi-
nary objections: that moral error theory is (probably) false because its impli-
cations are intuitively unacceptable (what I call the Moorean objection) and
that the general motivation for moral error theory is self-undermining in
that it rests on a hidden appeal to norms.
The above characterization seems to entail the standard formulation of
moral error theory, according to which first-order moral claims are uni-
formly false. Critics have argued that the standard formulation is incoherent
since – by the law of excluded middle – the negation of a false claim is true.
Hence if ‘Torture is wrong’ is false, ‘Torture is not wrong’ is true. Contrary to
what moral error theorists contend, then, moral error theory seems to carry
first-order moral implications that by the theory’s own lights are uniformly
false. In Section 3 I suggest a formulation that is consistent with the stand-
ard formulation of moral error theory, free of first-order moral implications,
and subject to no logical difficulties.
In Section 4 I consider and rebut Stephen Finlay’s recent attack on moral
error theory. According to Finlay the conceptual claim is false because
all moral claims – and indeed all normative claims – are, or should be
62
In Defense of Moral Error Theory 63
understood as, relativized to some moral standard or system of ends. Moral
error theorists thus attribute to ordinary speakers an error that simply isn’t
there. I argue that Finlay’s view has some very implausible implications and
that it does not avoid commitment to various forms of error theory. This
becomes especially clear when we focus on fundamental moral claims.
In Section 5 I consider the worry that error theorists’ rejection of categori-
cal reasons proves too much; in particular, the worry that error theorists’
qualms about categorical reasons apply equally to claims about hypothetical
reasons, that is, claims to the effect that there is reason to take the means to
one’s ends. In my view error theorists such as Mackie and Joyce have failed
to pay due consideration to this problem. What the challenge establishes, I
submit, is that error theorists cannot just take for granted that hypothetical
reasons are metaphysically unproblematic; they must offer an account of
hypothetical reasons that shows that they are. I argue that the only plau-
sible account available to error theorists is one according to which claims
about hypothetical reasons reduce to non-normative claims about relations
between means and ends.
2. Motivating moral error theory
Ever since John Mackie’s seminal discussion, standard arguments for moral
error theory are routinely lumped together under the label ‘arguments from
queerness’ (Mackie, 1977: ch. 1). In my view some of these arguments have
considerably more force than others. The most acute of Mackie’s queerness
worries about moral facts is not that moral facts – that is, facts to the effect
that some agent morally ought to do or not to do some action; that there
are moral reasons for some agent to do or not to do some action; that some
action is morally permissible; that some institution, character trait, or what
have you, is morally good or bad; and the like – would be intrinsically moti-
vating in the sense of exerting a motivational pull on anyone who takes
herself to be aware of them. This worry presupposes a version of motivational
internalism.2 But, as many critics have pointed out, motivational internalism
is after all a highly controversial view (e.g. Brink, 1984; Dworkin, 1996). In
other words, it is far from clear that it is part of ordinary speakers’ concep-
tions of moral facts that they exert a motivational pull on anyone who takes
oneself to be aware of them.3
Richard Garner and other commentators have noted that the most acute
of Mackie’s queerness worries is, rather, that moral facts would have to be,
as Mackie said, objectively prescriptive. What makes moral facts queer is that
they make demands from which we cannot escape (Finlay, 2008; Garner,
1990; Joyce, 2001; Robertson, 2008).4
Ronald Dworkin has complained that Mackie’s talk about the objective
prescriptivity or ‘inbuilt to-be-pursuedness’ of moral facts is overly meta-
phorical (1996: 114). I agree that Mackie’s discussion is sometimes opaque,
64 Jonas Olson
and I will therefore try to unpack what it is that Mackie and other moral
error theorists object to.5
As Mackie and other error theorists have noted, there is a sense in which
we are all familiar with objective prescriptivity as instantiated in the real
world.6 For instance, it is a familiar fact that chess players ought not to move
the rook diagonally and that there are reasons for soccer players not to play
the ball to their own goalkeeper when under pressure. But these are not
examples of the kind of objective prescriptivity Mackie objected to. Mackie
did not deny that there are rules and standards according to which certain
agents in certain situations ought or have reason to behave in certain ways
(Mackie, 1977, pp. 25–7).
The kind of objective prescriptivity Mackie did object to is one that
involves categorical reasons. To say that there are categorical reasons for some
agent, A, to behave in some way, Φ, is to say that there is reason for A to Φ
irrespective of whether A’s Φing would promote satisfaction or realization
of some of A’s desires or aims, or promote fulfillment of some role A occu-
pies, or comply with the rules of some activity A is engaged in. Suppose, for
instance, that torturing animals for fun is morally wrong and that donating
20 per cent of one’s income to charity is morally required. It seems com-
monsensical that there would then be reasons for any agent not to torture
animals for fun and to donate 20 per cent of her income to charity, even if
doing so would not satisfy or realize one of her desires or aims, or promote
fulfillment of some role she occupies, or comply with the rules of some
activity she is engaged in. In other words, moral facts entail facts about cat-
egorical reasons and moral claims entail claims about categorical reasons.
Elsewhere I have distinguished between transcendent and immanent norms
(Olson, forthcoming). The former apply to agents categorically; their rea-
son-giving force transcends particular aims, activities, or roles. Immanent
norms, by contrast, are those whose reason-giving force depends on agents’
engagement in certain goal-oriented or rule-governed activities or their
occupation of certain roles, such as institutional or professional roles; the
reason-giving force of immanent norms does not transcend goal-oriented
or rule-governed activities or roles, which is why immanent norms imply
merely non- categorical reasons.7 Another way of putting it is to say that,
while immanent norms determine correct behavior according to rules or
fixed standards, it does not follow that there are categorical reasons to com-
ply with these norms. For transcendent norms, it does follow that there are
categorical reasons for compliance.
As mentioned above, it is a plausible conjecture that on the commonsense
conception of moral norms these are examples of transcendent norms,
whereas the norms of, for instance, chess, soccer, grammar, and etiquette
are prime examples of immanent norms. To say that a norm is a moral norm
is to say that there are reasons for any agent to comply with that norm,
irrespective of her desires, ends, or roles.8 To say that some norm is a norm
In Defense of Moral Error Theory 65
of etiquette or grammar, by contrast, is not to say that there are categorical
reasons to comply with it, but rather to say that some sort of behavior would
be incorrect relative to a certain standard of etiquette or relative to the rules
of grammar.9 In my terminology, norms are transcendent or immanent and
reasons are categorical or non-categorical.
Error theorists do not object to the existence of immanent norms and
non-categorical reasons. There is nothing metaphysically queer about the
fact that there is (conclusive) non-categorical reason for chess players not
to move the rook diagonally, since this is just the fact that moving the rook
diagonally is incorrect according to the rules of chess; there is nothing met-
aphysically queer about the fact that there is (non-conclusive) reason for
soccer players not to play the ball to their own goalkeeper when under pres-
sure, since this is just the fact that such play tends to give the opposing team
opportunities to score (and preventing the opposing team from scoring is
one of the goals in soccer). Similarly, there is nothing metaphysically queer
about the fact that there is non-categorical reason for a soldier to comply
with the orders of a general, since this is just the fact that complying with
the orders of those superior in military rank is part of the role of being a sol-
dier. Note that a soldier might not desire to comply with the general’s order,
and he might have no ends that would be served by his compliance. The
same goes for chess players and soccer players; they might not desire to play
by the rules and they need not even desire to win. That is why I add that
error theorists can recognize non-categorical reasons that depend on agents’
roles and goal-oriented or rule-governed activities. Agents can occupy roles
they have no desire to fulfill and engage in activities they have no desire to
succeed in.
Moral norms and moral reasons, as we have seen, are a different a matter.
The reason-giving force of moral norms transcends agents’ desires, aims,
and roles. One way of unpacking the popular view that moral facts are
non-natural is in terms of categorical reasons. On this interpretation, what
non-naturalist realists mean to capture in claiming that moral facts are non-
natural is precisely that these facts are or entail categorical reasons.10 By
contrast, facts about, for example, etiquette and rules of grammar are natu-
ral since they do not entail categorical reasons.
Following others (e.g. Miller, 2003; Smith, 1994a), we can call the claim
that moral facts are or entail categorical reasons (and correspondingly that
moral claims are or entail claims about categorical reasons) the conceptual
claim. Moral error theorists accept the conceptual claim, but they also
accept the ontological claim that there are no such reasons in reality. Some
naturalist realists aim to demystify moral facts by denying the conceptual
claim (e.g. Brink, 1984). I shall consider and reject one such recent attempt
in Section 4 below.
Other realist critics of moral error theory accept the conceptual claim but
deny the error theorist’s ontological claim.11 The problem for these realists
66 Jonas Olson
is precisely to explain how there can be facts that in themselves, that is, irre-
spectively of the desires, aims, roles, or activities of human beings and other
agents, require, or count in favor of, certain forms of behavior.12 A popular
realist rejoinder is to adopt a ‘partners in guilt (or innocence)’ strategy and
claim that moral facts are not metaphysically queerer than, for example,
mathematical and logical facts, or facts about set theory (cf. Scanlon, 1998:
62–4).13 The latter kinds of facts about abstracta may be metaphysically
problematic in a number of ways, but they do not display the feature that
moral error theorists find especially queer about purported moral facts –
they do not entail categorical reasons.
Someone might object that, for example, logical facts do entail categori-
cal reasons for belief. An example might be that the fact that p and if p
then q entail q entails that, if one believes p and if p then q, there is reason
to believe q or give up at least one of the prior beliefs. The error theorist’s
response is that the reason here is non-categorical, since the claim that, if
one believes p and if p then q, there is reason to believe q, or give up at least
one of the prior beliefs, simply amounts to the claim that, according to the
modus ponens rule, if one believes p and if p then q, it is correct to believe q, or
give up at least one of the prior beliefs (cf. Olson, forthcoming). The modus
ponens rule is an example of a rule that tells agents what there is reason to
do qua (occupying the roles of) reasoners, or qua engaging in the activity
of reasoning. But such rules do not give categorical reasons to comply with
them. By contrast, when we make moral claims we do not merely mean to
state or express correct moral rules for behavior; we mean to say that there
are categorical reasons to comply with these rules.
2.1. Two initial objections: the Moorean
argument and the hidden appeal to norms
At this point one might object that metaphysical doubts about transcend-
ent norms and categorical reasons are based on pretty advanced, or at least
controversial, philosophical theorizing. And are we not comparatively more
certain that some actions – for example, torturing animals or children for
fun – really are morally wrong than we are that reality harbors no categori-
cal reasons and consequently no moral truths? Since it marshals common-
sense against philosophical theorizing, let us call this argument the Moorean
argument against moral error theory.14
But metaphysical qualms about categorical reasons are not the sole cor-
nerstone of the case for moral error theory. Moral error theorists often give
debunking explanations of why we humans tend to believe that there are
moral facts (Joyce, 2001; 2006; Mackie, 1977, pp. 105–24). One important
ingredient in these debunking explanations is the evolutionary advantages
of moral beliefs. For instance, moral norms against stealing, harming, cheat-
ing, and so on tend to promote senses of trust and security, which facilitate
cooperation, which in turn raise prospects of survival. As Mackie said, in
In Defense of Moral Error Theory 67
human evolutionary history morality serves as a ‘device for counteracting
limited sympathies’ (1977, p. 107).15
Belief in transcendent norms and correlative categorical reasons is useful
in other respects too: it puts pressure on individual agents and makes them
less likely to succumb to temptations to maximize expected short-term ego-
istic or parochial benefits. In short, morality persists in the world of human
thinking partly because of its socially useful coordinating and regulative
functions.
In addition, there are plausible hypotheses, which are congenial to moral
error theory, as to how and why belief in moral facts originates in the indi-
vidual human mind. Shaun Nichols (2004) argues that belief in moral
norms originates partly because of the linkage to affect. Witnessing suffer-
ing in others tends to give rise to intense distress in most human beings,
and this is at least part of the explanation for why most people are strongly
motivated to enforce and comply with norms against harming innocents,
such as animals and children. Reactive distress causally explains beliefs to
the effect that violations of norms against harming are generalizably wrong
(Nichols, 2004, p. 180). This clearly echoes Hume’s famous dictum that
moral judgement stems from a ‘productive faculty, [that] gilding or stain-
ing all natural objects with the colours, borrowed from internal sentiment,
raises, in a manner, a new creation’ (1998, p. 163).
These are rough sketches of attempts at debunking explanations of moral
beliefs. Other writers have offered highly impressive and detailed elabora-
tions, and I won’t delve deeper into the matter here (see, e.g., Joyce, 2006;
Nichols, 2004). Suffice it to say that these elaborations have enough plau-
sibility to undermine the Moorean argument. For, once we take these
debunking explanations into consideration, it is far from clear that we are
more certain that some actions – such as torturing animals or children for
fun – really are morally wrong than we are that there are no categorical rea-
sons and consequently no moral truths (Joyce, 2010; Mackie, 1977, p. 42).
Proponents of the Moorean argument might protest that we are compara-
tively more certain that certain actions really are morally wrong than we
are about the correctness of debunking explanations of these beliefs. But
proponents of debunking theories à la Mackie, Joyce, and Nichols have the
upper hand here, since these theories predict that certain moral beliefs will
be held with a high degree of certainty, and also explain why this is so. The
explanation is simply that the regulative and coordinating functions they
facilitate are of such vital importance to us.
It is fairly obvious that the argument against categorical reasons that pro-
ceeds via Mackie’s queerness worry and debunking explanations of moral
beliefs is based on an appeal to Occam’s Razor. The gist of the argument,
after all, is that error theory offers a theoretically simpler and hence preferable
explanation of the phenomena to be explained (i.e. moral thought and talk)
than do competing realist explanations.16 But appeals to Occam’s Razor and
68 Jonas Olson
considerations of theoretical simplicity seem to be appeals to norms. And
consequently the moral error theorist’s argument against the existence of
some norms, such as moral norms, seems to involve a hidden appeal to
other norms, which makes it smack of self-defeat (cf. Sayre-McCord, 1988,
p. 277f.).
In response, the moral error theorist should concede that appeals to
Occam’s Razor and considerations of theoretical simplicity are indeed
appeals to norms. But these are immanent rather than transcendent norms.
To say that a theory T offers a theoretically simpler explanation of some
phenomenon than a distinct theory T’ is not to say that the comparative
simplicity of T is a categorical reason to prefer T to T’. It is just to say that T is
in one respect preferable to T’ according to a standard of theory assessment
commonly accepted by many philosophers, naturalists and non-naturalists
alike, and commonly adopted in many natural and social sciences, to wit,
that T is preferable to T’ if T makes fewer problematic assumptions without
loss of explanatory power. This is the case with moral error theory as com-
pared with realism. The greater theoretical simplicity of the former as com-
pared with the latter is therefore a non-categorical reason to prefer moral
error theory to realism. Appeals to norms such as Occam’s Razor are hence
unproblematic from the moral error theorist’s naturalist perspective.
I hope that what has been said so far makes moral error theory seem, if
not a promising theory, then at least not a dead end in metaethics. That
much suffices as a rationale for my defensive project in the remainder of the
essay. I shall consider three challenges to moral error theory, starting with
the most basic one, according to which the standard formulation of moral
error theory is incoherent.
3. Formulating moral error theory
It is routinely said that, according to moral error theory, first-order moral
claims are uniformly false. A first-order moral claim is a claim that entails
that some agent morally ought to do or not to do some action; that there
are moral reasons for some agent to do or not to do some action; that some
action is morally permissible; that some institution, character trait, or what
have you, is morally good or bad; and the like. But this raises the question
of what to say about the truth-values of negated first-order moral claims,
which leads to two worries: Is the standard formulation of moral error the-
ory coherent?17 Can it be maintained that moral error theory lacks first-
order moral implications?
Mackie insisted that his error theory is purely a second-order view and as
such logically independent of any first-order moral view (1977, pp. 15–17).
But this can be doubted. According to the standard interpretation of Mackie’s
error theory, a first-order moral claim like ‘Torture is morally wrong’ is false.
According to the law of excluded middle it follows that its negation, ‘Torture
In Defense of Moral Error Theory 69
is not morally wrong’, is true. That torture is not morally wrong would seem
to imply that torture is morally permissible. More generally, then, the appar-
ent upshot is that, contrary to Mackie’s contention, moral error theory does
have first-order moral implications. And rather vulgar ones at that; if moral
error theory is true, any action turns out to be morally permissible!
But it seems that we can also derive an opposite conclusion. According
to moral error theory, ‘Torture is morally permissible’ is false. According to
the law of excluded middle it follows that torture is not morally permissible,
which seems to entail that torture is morally impermissible. More generally,
then, the apparent upshot is that any action is morally impermissible! This
may not be a vulgar first-order moral implication, but it is surely absurd. It
also transpires that the standard formulation of moral error theory leads to
a straightforward logical contradiction, since we have derived that it is true
that, for instance, torture is morally permissible (since any action is morally
permissible) and that it is false that torture is morally permissible (since
any action is morally impermissible). Ronald Dworkin has argued that this
demonstrates the impossibility, indeed the incoherence, of being ‘sceptical
about value [...] all the way down’ (1996, p. 91).
Walter Sinnott-Armstrong has suggested the following way out of the pre-
dicament: the scope of moral error theory is to be restricted, to the effect
that only positive first-order moral claims are deemed uniformly false (2006,
pp. 34–6). A positive first-order moral claim is defined as a claim that entails
something about what some agent morally ought to do or not to do, what
there are moral reasons for some agent to do or not to do, and so on and so
forth; or what would be morally good or bad, or morally desirable or unde-
sirable, and so on. It says nothing about mere permissibility.
Restricting moral error theory to positive first-order moral claims only
rids moral error theory from incoherence and from the absurd implication
that anything is morally impermissible. But one may object that it remains
the case that a negative first-order moral claim such as ‘Torture is not mor-
ally wrong’ entails ‘Torture is morally permissible,’ since it seems to be a
platitude that any action that is not morally wrong is morally permissible.
In other words, moral error theory would still imply vulgar first-order moral
nihilism, according to which anything is morally permissible. But Mackie’s
contention that his error theory is purely a second-order view and as such
logically independent of any first-order moral view must be taken to include
the first-order moral view that anything is morally permissible. In other
words, Mackie’s moral error theory holds that no first-order moral claims
are true, and claims about moral permissibility are no exception.18
A better way out is to deny that the implications from ‘not wrong’ to
‘permissible’ and from ‘not permissible’ to ‘wrong’ are conceptual, and
maintain instead that they are instances of conversational implicature. To
illustrate, ‘not wrong’ conversationally implicates ‘permissible,’ because
normally when we claim that something is not wrong we speak from within
70 Jonas Olson
a system of moral norms, or moral standards for short. According to most
moral standards, any action that is not wrong according to that standard is
permissible according to that standard.19 General compliance with Gricean
maxims that bid us to make our statements relevant and not overly informa-
tive (Grice, 1989, p. 26ff.) ensures that we do not normally state explicitly
that we speak from within some moral standard when we claim that some-
thing is not wrong. But the implicature from ‘not wrong’ to ‘permissible’
is cancellable. The error theorist can declare that torture is not wrong and
go on to signal that she is not speaking from within a moral standard. She
might say something like the following: ‘Torture is not wrong. But neither
is it permissible. There are no moral properties and facts and consequently
no action has moral status.’ This would cancel the implicature from ‘not
wrong’ to ‘permissible.’ (Analogous reasoning, of course, demonstrates why
the error theorist’s claim that torture is not morally permissible does not
commit him to the view that torture is morally impermissible and hence
morally wrong.) On this view, error theory has neither the vulgar implica-
tion that anything is permissible nor the absurd implication that anything
is impermissible.
But one might object that the problems remain. The law of excluded mid-
dle entails that if ‘Torture is wrong’ is false, then ‘Torture is not wrong’ is
true. If the latter claim is a first-order moral claim, the standard formulation
of moral error theory still has first-order moral implications, that is, implica-
tions that by its own lights are false.
In response, recall that, according to our above definition, first-order
moral claims are claims that entail that some agent morally ought to do or
not to do some action; that some action is morally permissible; that some
institution, character trait, or what have you, is morally good or bad; and so
on. Now, according to the view on offer, a negated claim like ‘Torture is not
wrong’ does not entail that torture is permissible; it merely conversationally
implicates that it is, since the implicature from ‘not wrong’ to ‘permissible’
is cancellable. Likewise, ‘Torture is not morally permissible’ does not entail
that torture is impermissible and hence wrong; it merely conversationally
implicates that torture is impermissible and hence wrong. Thus negated
atomic claims involving moral terms are not strictly speaking first-order
moral claims, but some such claims conversationally implicate first-order
moral claims.20 Since claims like ‘Torture is not wrong’ are true, we cannot
derive that their negations (such as ‘Torture is wrong’) are true. This saves
the standard formulation of moral error theory from the threat of incoher-
ence and from implausible first-order moral implications. I shall continue
to say, then, that according to moral error theory first-order moral claims
are uniformly false.21
Having defended moral error theory against the most basic challenge, I
turn in the next section to the challenge that the theory is ill motivated, since
the error it claims to identify in ordinary moral discourse is a chimera.
In Defense of Moral Error Theory 71
4. Defending the conceptual claim: the error in
‘The error in the error theory’22
Although many philosophers accept the conceptual claim, it hasn’t gone
unchallenged.23 In his recent article ‘The Error in the Error Theory’ (2008),
Stephen Finlay argues that moral claims – and indeed all normative claims –
are, or should be understood as, relativized to some (contextually implicit)
end or system of ends.24 According to this view, for a fact, F, to be a reason to
Φ, relative to an end, E, is for F to explain why Φing would be conducive to
E (2006, p. 8). Whether some fact is a reason is thus independent of agents’
aims, desires, and roles. It appears, then, that Finlay’s view does not rule
out the notion of categorical reasons as characterized in Section 2 above.
But Finlay adds that whether a reason matters to an agent does depend on
the agent’s attitudes, in particular her cares or concerns (2006, p. 17). There
might be moral reasons for an agent to donate 20 per cent of her income to
charity irrespective of her attitudes, but these reasons will matter to her just
in case her donating 20 per cent of her income to charity would conduce to
satisfaction of her cares and concerns.
I want to resist the distinction between a fact being a categorical reason
and that fact mattering normatively.25 I believe it is of the essence of a cat-
egorical reason to matter normatively (i.e. to count in favor of, to demand),
irrespective of agents’ attitudes. If F is a categorical reason for some agent,
A, to Φ, then F matters normatively to A irrespective of whether A has the
relevant cares or concerns, because even if she does not have them she ought
to have them. So let me add explicitly to the characterization in Section 2
that to say that F is a categorical reason is to say that F matters normatively,
irrespective of agents’ desires, aims, or roles. With this addition in place,
it is clear that Finlay rejects the notion of categorical reasons. As Finlay
sometimes puts it, moral claims lack ‘absolute authority’ (2008, p. 351f.).
According to Finlay, then, the error in the error theory is that it attributes
to ordinary moral discourse an error that simply isn’t there; ordinary moral
claims are not and do not entail claims about categorical reasons, so the
error theorists’ conceptual claim is false.
I shall argue that the view that all moral claims are relativized to some
end has some very implausible implications and that it does not avoid com-
mitment to various forms of error theory. This becomes especially clear
when we focus on fundamental moral claims.
4.1. On the disputation evidence for the conceptual claim
Finlay seeks to undermine various sources of evidence for the conceptual
claim (2008, pp. 352–60). I shall comment on one such source, since this
ties in with my arguments against Finlay’s relativistic view to be offered in
Section 4.2. We tend to pursue moral arguments even with people whom
we take not to share our fundamental moral views, and we do so with the
72 Jonas Olson
objective of convincing them that we are right and they are wrong. This
suggests that we do take moral judgements to be absolutist rather than rela-
tivistic. Following Finlay (2008, p. 355), we can call this ‘disputation evi-
dence’ for the conceptual claim.
Finlay makes two points in response. First, he claims, ‘most moral dis-
course takes place between people who share their fundamental moral val-
ues, and assume that they share these values’ (p. 356). Second, Finlay claims
that, to the extent that disputation between speakers who do not share
fundamental moral values does occur, withholding relativizations of moral
judgements is to be seen as a pragmatic device to win the opponent over.
Withholding the moral standards or system of ends to which one’s moral
judgements are relativized ‘is a rhetorical way of expressing the expectation
(demand) that the audience subscribes to the speaker’s ends or standards’
(p. 357, Finlay’s italics).26
Finlay’s first point underestimates the prevalence of fundamental moral
disagreement in many current societies. Even a cursory glance at public polit-
ical debate in many countries will reveal fundamental moral disagreements
between conservatives and feminists; socialists and neoliberals; cosmopoli-
tans and nationalists; and so on. Moreover, fundamental moral disagreement
between, for example, ‘ethical vegetarians’ (who believe that animal suffering
is on a par morally with human suffering) and speciesists (who believe that
humans are especially valuable qua being humans), and between ‘pro-choice’
and ‘pro-life’ activists regarding abortion, are not uncommon in everyday
conversations.27 In fact, we need not step outside the confines of academic
moral philosophy to find many cases of fundamental moral disagreement
between utilitarians and deontologists; Rawlsians and Nozickians; anarchists
and communitarians; and so on. Finlay asks us to ‘survey the moral judge-
ments made on television or radio talk shows and news broadcasts, and try to
recall the last time [we] engaged in moral discourse with someone like Charles
Manson or a neo-Nazi’ (2008, p. 356). But why assume that the person with
whom you have a fundamental moral disagreement is such a depraved char-
acter? She might, rather, be a utilitarian, a Nozickian, a liberal, a conservative,
a socialist, a nationalist, an ethical vegetarian, or a ‘pro-life’ activist.28
Finlay’s second point backfires. The idea that moral judgements are partly
rhetorical devices used to put pressure on people to behave in certain ways
is congenial to both moral error theory and Finlay’s relativist theory, but
it fits better with the former. First, it fits well with the already mentioned
hypothesis that part of the reason why moral thought and talk evolved is
that their coordinating and regulative functions are highly useful from an
evolutionary perspective (recall Mackie’s view of morality as ‘a device for
counteracting limited sympathies’). It is a plausible conjecture that moral
discourse fulfills these functions better if moral claims entail claims about
categorical reasons than if they are reduced to claims about what would
conduce to some end (cf. Joyce, 2006; Olson, 2010).29
In Defense of Moral Error Theory 73
Second, the most straightforward explanation of why moral claims have
the kind of rhetorical force that demand certain behavior is that the con-
ceptual claim is true: moral claims have rhetorical force because they are or
entail claims about categorical reasons. Compare the following two claims:
(1) ‘It is bad manners to eat peas with a spoon.’
(2) ‘It is morally wrong to cheat on your tax declaration.’
In both (1) and (2) the standard or end to which the claims are supposedly
relativized are withheld. But (1) and (2) differ in that (2) has a lot more rhe-
torical force than (1). Finlay’s proffered explanation is that ‘[m]oral stand-
ards or ends are of pressing concern to [us], [and this explains] why we are
much more serious and intransigent about our moral appraisals than we are
about our appraisals of manners’ (2008, p. 354). But one would expect the
difference in seriousness and intransigence between moral claims and eti-
quette claims to be reflected in the concepts we use to make them. The con-
ceptual claim makes good on this expectation: the fact that moral standards
or ends are of especially pressing concern to us explains why moral claims
entail claims about categorical reasons.
Furthermore, if moral claims and etiquette claims were of the same status,
in so far as both kinds of claims reduce to claims about what would con-
duce to some end or accord with some standard, it is hard to see how moral
claims could maintain their greater rhetorical force – someone who does
not care about the relevant standard or end could waive (2) just as easily as
someone who does not care about table manners could waive (1). The con-
ceptual claim provides a straightforward explanation of why moral claims
maintain greater rhetorical force than etiquette claims. It also explains
straightforwardly why (2) cannot be waived as easily as (1).30 This is simply
because, unlike etiquette claims, moral claims entail claims about categori-
cal reasons.
4.2. Against Finlay’s relativist theory
Finlay holds that the essential application conditions for moral terms, that is,
‘the criteria on which a [moral] concept or term is applied’, are relational,
even in the use of those who avowedly accept the conceptual claim: ‘An
action is judged to be morally wrong if and only if it is supposed that it frus-
trates certain ends or violates certain standards’ (Finlay, 2008, p. 365).
Taken in one sense, Finlay’s claim about essential application condi-
tions for moral wrongness is entirely innocuous. Any ordinary moralizer
who judges, for example, a particular action wrong will agree that that par-
ticular action violates the moral standard she endorses at the time of her
utterance.31 To cut any ice, then, Finlay’s contention must be that all moral
claims, and not just moral claims about particular actions, are relativized
to standards.
74 Jonas Olson
It is a plain fact that we make moral judgements not only about particular
actions but also about other things, including persons, institutions, socie-
ties, and moral standards. For instance, one might judge that some utilitarian
moral standard is correct and that deontological moral standards are incor-
rect, or that some utilitarian moral standard is more likely to be correct than
deontological moral standards. But on Finlay’s relativist theory such claims
become problematic.
Consider the following claim, which many utilitarians endorse:
(3) Utilitarian standard U – according to which an action is right if
and only if it would bring about at least as great a balance of happi-
ness over unhappiness as any other available alternative, and wrong
otherwise – is the correct moral standard.
It should be uncontentious that (3) is a moral claim.32 But utilitarians who
utter (3) certainly don’t mean to say that U is correct relative to some dis-
tinct moral standard or ends; they mean to say that U is the correct funda-
mental moral standard.
At this point there are two main options for relativists such as Finlay. One
is to take fundamental moral claims like (3) to deviate from the general pat-
tern of analysis in that they are not to be relativized to ends. Perhaps funda-
mental moral claims could be given an expressivist analysis, or perhaps they
could be analyzed along the lines of error theory or fictionalism (cf. Finlay,
2009, p. 334f.). The drawback of this option is that it leads to an unhappily
disunified metaethical theory. If expressivism, error theory, fictionalism, or
some other non-relativist account gives a plausible analysis of fundamental
moral claims one would expect that account to give an equally plausible
analysis of non-fundamental moral claims, such as claims about the moral
status of particular actions. Moreover, disunified theories are unattractive
in that they invite a double load of critique. For example, a disunified the-
ory that gives an expressivist analysis of fundamental moral claims and a
relativist analysis of non-fundamental moral claims is vulnerable both to
standard objections to expressivism and to relativism. These may not be
conclusive criticisms, but they place a heavy burden of proof on defenders
of disunified metaethical theories.
The second main option is to hold that fundamental moral claims do not
deviate from the general pattern of analysis and maintain that they be rela-
tivized to themselves. An advantage of this option is that it leads to a uni-
fied metaethical theory. Finlay has recently made a suggestion along these
lines (2009, p. 334).33 The thought is that fundamental moral claims express
tautologies. More specifically, any normative claim is implicitly or explicitly
prefixed by an ‘In order that e’ clause, where e is some end. ‘In order that e,
it ought to be the case that one perform Φ’ expresses the claim that, if one
performs Φ, the likelihood that e be realized is greater than it would be if
In Defense of Moral Error Theory 75
some alternative to Φ were performed. The utilitarian fundamental moral
claim that one ought not to perform actions that fail to maximize happiness
is thus to be understood as the following tautological claim: ‘In order that
one does not perform actions that fail to maximize happiness, it ought to
be the case that one not perform actions that fail to maximize happiness.’
It is, of course, trivially true that if one does not perform actions that fail to
maximize happiness the likelihood that one does not perform actions that
fail to maximize happiness is greater than it would be if some alternative
actions were performed. Let us call this suggested analysis of fundamental
moral claims the ‘tautology approach.’
The tautology approach has many troublesome implications. Here I shall
briefly highlight four interrelated problems.34
(i) No absolutely correct fundamental moral standard. I said above that utili-
tarians who endorse (3) do not mean to say that U is correct relative to some
distinct moral standard. Neither do they mean to say that U is correct rela-
tive to itself. It is trivially true that any fundamental moral standard is cor-
rect relative to itself, but utilitarians who endorse (3) mean to say something
that is not trivially true, namely that U is correct in a non-relativized way,
that is, that U is the absolutely correct fundamental moral standard.35 But,
according to the tautology approach, there is no absolutely correct funda-
mental moral standard. Hence the approach vindicates error theory about
absolutely correct fundamental moral standards.
(ii) No incorrect fundamental moral standard. Ordinary speakers normally
assume that it is possible to be mistaken about which fundamental moral
standard is correct. They normally deem incorrect any fundamental moral
standard that appears incompatible with the ones they endorse. For instance,
an ethical vegetarian might believe that any fundamental moral standard
that sanctions eating meat is incorrect; a ‘pro-life’ activist might believe that
any fundamental moral standard that sanctions abortion is incorrect. But,
according to the tautology approach, these beliefs are false.36 As we saw in
(i), any claim to the effect that some fundamental moral standard is correct
is trivially true, so there is no such thing as an incorrect fundamental moral
standard. Hence the tautology approach implies an error theory accord-
ing to which claims to the effect that some fundamental moral standard is
incorrect are uniformly false.
(iii) No disagreement in asserted content. What has been said in (ii) illustrates
that speakers who apparently disagree about fundamental moral standards,
such as utilitarians and deontologists or ethical vegetarians and speciesists,
disagree at most ‘in attitude’ but not in what is asserted. This means that
the common belief – that when speakers make incompatible fundamental
moral claims they disagree in what they assert – is false.37
(iv) No informative fundamental moral claims. Many moral philosophers,
as well as many ordinary speakers, believe that their fundamental moral
claims are informative, often unobviously true, and perhaps even highly
76 Jonas Olson
controversial. But the tautology approach implies that these beliefs too are
false.
Finlay might retort that attributing false beliefs about fundamental moral
standards to ordinary speakers is not a big cost, since fundamental moral
claims rarely appear in ordinary moral discourse. When they do, they func-
tion as conversation stoppers, the point of which is to demand motivation
and action, rather than to convey semantic content (Finlay, 2009, p. 334).38
But this is unconvincing. First, as has already been indicated, it is not
uncommon for ordinary speakers to appeal to fundamental moral standards
in, for example, debates about ideology, vegetarianism, or abortion. It is,
of course, debatable how frequently cases of fundamental moral disagree-
ments occur. (Finlay suspects they occur a lot less frequently than I do.) But,
irrespective of this empirical issue, it is clear that fundamental moral beliefs
and disagreements are of crucial importance to many people. Many peo-
ple take very seriously their doubts about whether the fundamental moral
standard they accept is really correct. In asking such questions they do not
doubt or ponder trivial truths. The tautology approach, then, implies error
theory about possibly large, and definitely crucial, parts of ordinary moral
discourse.
Second, and relatedly, I agree that fundamental moral claims often func-
tion to demand motivation and action, but it is implausible that they do
not normally also function to convey semantic content. After all, many
ordinary speakers, not just moral philosophers, are willing to engage
in debates about fundamental moral standards. It is implausible that
fundamental moral claims function merely as conversation stoppers in
such debates. Open-minded participants typically hold their views about
fundamental moral standards open to scrutiny and revision. As points
(i)–(iv) have already suggested, they do not normally take them to be
trivially true. 39
Let us sum up. The tautology approach agrees with moral error theory
in taking claims to the effect that some fundamental moral standard is
absolutely correct to be uniformly false, and even goes beyond it in taking
claims to the effect that some fundamental moral standard is incorrect also
to be uniformly false. Furthermore, it attributes to most moral philosophers
and users of ordinary moral discourse false beliefs about disagreement over
fundamental moral standards and over the logical and epistemic status of
fundamental moral claims – while they are normally taken to be informa-
tive, often unobvious, sometimes highly controversial and mutually incon-
sistent, they are all trivially true. Attributing all these errors to ordinary
moral discourse seems more far-fetched than attributing error about moral
metaphysics.
Relativists such as Finlay might, of course, attempt an alternative to the
tautology approach to fundamental moral claims. But it seems that any such
alternative view leads to a disunified metaethical theory. And, as suggested
In Defense of Moral Error Theory 77
above, defenders of disunified theories must accept a heavy burden of
proof. Until relativists such as Finlay have elaborated a plausible analysis of
fundamental moral claims, the case against the conceptual claim remains
unconvincing. I conclude that Mackie’s theory fits better than Finlay’s with
ordinary moral thought and talk.
5. Does the rejection of categorical reasons prove too much?
It was argued in Section 2 above that the most powerful argument from
queerness targets categorical reasons. It is easy to see that the argument
generalizes: those who accept it are committed to error theory not just about
moral discourse but about any discourse that involves commitment to cat-
egorical reasons. Some critics have argued that this is an embarrassment for
moral error theory. For instance, it has been argued that epistemic reasons
should be – from the error theorist’s perspective – equally problematic as
moral reasons (Cuneo, 2007; Stratton-Lake, 2000). I discuss this issue else-
where (Olson, forthcoming) and won’t pursue it further here.40
It has also been argued that moral error theorists’ argument against cat-
egorical reasons apply to claims about hypothetical reasons, that is, claims
to the effect that there is reason to take the means to one’s ends. This is
a potential problem for many moral error theorists, who have wanted to
accept hypothetical reasons. Consider Mackie:
‘If you want X, do Y’ (or ‘You ought to do Y’) will be a hypothetical
imperative if it is based on the supposed fact that Y is, in the circum-
stances, the only (or the best) available means to X, that is, on a causal
relation between Y and X. The reason for doing Y lies in its causal connec-
tion with the desired end, X. (1977, pp. 27–8, emphases added)
Later on, Mackie says that ‘the reason for doing Y is contingent upon the
desire for X by way of Y’s being a means to X’ (p. 29, emphasis added), and
later still that the desire for X ‘creates the reason for doing Y.’ (p. 75, empha-
sis added)41
One might ask what exactly it means to say that hypothetical reasons
are ‘contingent upon’ desires (Hampton, 1998). That is a fair question.
And it is not answered by Mackie’s claims that hypothetical reasons are
‘based on’ or ‘created by’ desires, or that they ‘lie in’ desires. Clearly, error
theorists cannot hold that there is a transcendent norm to the effect that
agents take (what they believe to be) the means to their ends, for that
would mean that error theorists are committed to there being categorical
reasons after all.
I said above that error theorists find it puzzling how there can be facts
that count in favor of certain courses of behavior. But why would it be any
the less puzzling for facts about desires, and facts about what would bring
78 Jonas Olson
about satisfaction of those desires, to count in favor of certain courses of
behavior? In other words, if categorical reasons are metaphysically puzzling,
why believe that hypothetical reasons are any the less metaphysically puz-
zling (Bedke, 2010)?
This is yet another fair question. In response, error theorists should deny
that hypothetical reasons are properly understood in terms of the counting-
in-favor-of relation. According to error theory, claims about hypothetical
reasons are true only if they reduce to empirical claims about agents’ desires
and (actual or believed) efficient means of bringing about the satisfaction
of these desires. So, for instance, the claim that there is hypothetical reason
for some agent to Y can be true if and only if it reduces to the claim that
doing Y will or is likely to bring about the satisfaction of some of the agent’s
desires.42 Such claims are clearly dependent for their truth on agents’ desires
and ends. Hence hypothetical reasons, thus understood, are instances of
what I called non-categorical reasons in Section 2 above. Note, however,
that error theorists need not claim that all hypothetical reasons claims are
reducible to empirical claims. Those that are not so reducible are false, just
as categorical reasons claims are uniformly false.
It might be objected that reducing claims about hypothetical reasons to
empirical claims about agents’ desires and means to bringing about their
satisfaction removes the normativity of claims about hypothetical reasons,
since no mention is made of facts counting in favor of certain courses of
behavior. That is true, but from the error theorists’ perspective it is just as it
should be; reducing claims about hypothetical reasons to empirical claims
is the only way of saving them from being uniformly false.
A related objection is that, since claims to the effect that some action will
or is likely to bring about the satisfaction of some desire are empirical and
not normative, it is a violation of ordinary language to say that such claims
are claims about reasons in any sense of the term. But this objection can
be safely dismissed. ‘Reason’ is notoriously ambiguous and there is clearly
a sense of the term that fits the proposed understanding of hypothetical
reasons. For instance, we might say that there is reason for Sleepy to have an
extra cup of black coffee this evening, meaning by this nothing more than
that Sleepy desires to stay up late and were he to have an extra cup of black
coffee he would be less likely to fall asleep early. To make it even clearer that
such claims need not be normative, consider the fact that we might say that
there was reason for Hitler to invade Britain during World War II, meaning
by this nothing more than that Hitler wanted to win the war and had he
invaded Britain he would have been more likely to do so. Thus there clearly
is a usage of ‘reason’ in ordinary language according to which the term
merely signifies connections between agents’ desires and means to bringing
about their satisfaction.
I conclude that moral error theory can meet the challenges considered in
this paper.43
In Defense of Moral Error Theory 79
Notes
1. There are other ways of arriving at moral error theory, some of which are dis-
cussed in Joyce (forthcoming). They won’t be considered here.
2. According to this version, when one judges that an action has a moral property
one judges that it has a property that exerts motivational pull. This allows for the
possibility of judging that an action has a moral property without being moti-
vated to act (since the judgement might be mistaken, as it necessarily is, according
to moral error theory), though it would be incoherent to judge that an action has
a moral property and to judge simultaneously that one is not motivated to act.
Thus Mackie’s version of motivational internalism does not postulate a neces-
sary connection between making a moral judgement and being motivated to act
accordingly (cf. the next footnote).
3. Recently, critics have argued that Mackie made the mistake of mislocating this
kind of queerness. Mackie claimed that moral properties and facts are queer
because intrinsically motivating, but motivational internalism is often taken to
be a view about a necessary connection between making (sincere) moral judge-
ments and being motivated to act. In other words, Mackie should have located the
queerness in moral judgements rather than in what they are about (Dreier, 2010;
cf. Copp, 2010, p. 146). He should then have concluded either that there are no
moral judgements or that moral judgements are not beliefs, but rather some kind
of non-cognitive attitude. The former conclusion is wildly implausible, while the
latter vindicates non-cognitivism. To Jamie Dreier, Mackie’s ‘mistake of misloca-
tion’ ‘seems very strange’ (2010, p. 82). But, on a plausible reading of Mackie, there
is no mistake. When Mackie presents his queerness arguments (1977, pp. 38–42)
he takes himself to have established already that that moral judgements are beliefs
and hence that non-cognitivism is false (1977, p. 32f.). Now, Mackie obviously
thought that some version of motivational internalism (see the previous footnote)
is a conceptual truth, but, since he had already argued that moral judgements are
beliefs and since beliefs are not necessarily motivating, where could he locate the
motivational force, if not in the subject matter of moral beliefs, that is, in moral
properties and facts? In other words, I take Mackie’s idea to have been that our
ordinary conception of a moral property is a conception of a property that ‘makes
[one] pursue’ what one correctly judges to possess it (Mackie, 1977, p. 40). Given
Mackie’s dialectic, I fail to see that he mislocated queerness in the way Dreier and
Copp suggest. However, as noted in the main text above, I agree with Mackie’s
critics that it is highly disputable whether intrinsic motivational pull is a fea-
ture of ordinary speakers’ conceptions of moral facts and properties. This kind of
queerness might well be a chimera.
4. Two clarifications: first, moral facts may be facts about moral permissibility. Such
facts would not be objectively prescriptive but rather, as we might say, objectively
permissive. Second, the fact that an agent ought morally to Φ would not neces-
sarily entail that there are conclusive reasons for that agent to Φ. It is a common
view that morality does not exhaust normativity; there are other normative rea-
sons besides moral reasons, and the former may trump the latter. But see Tännsjö
(2010) for a dissenting view.
5. One example of opacity in Mackie’s discussion has already been mentioned: his
failure to distinguish clearly between the claim that moral facts would be queer
because intrinsically motivating and the claim that they would be queer because
objectively prescriptive. Another example is the overly compressed discussion of
why moral supervenience is troublesome for realists (1977, p. 40). I won’t expand
80 Jonas Olson
on this point here; see, for instance, Sobel (2001) for a clarifying discussion of
metaphysical qualms about moral supervenience.
6. Mackie (1977, pp. 25–27, 79–82); Joyce (2001, pp. 30–41). Joyce distinguishes
between ‘strong’ and ‘weak’ categorical imperatives, and his version of error
theory denies the existence of the former but grants the existence of the lat-
ter (p. 36). Joyce’s strong categorical imperatives correspond to what I will call
categorical reasons, while weak categorical imperatives correspond to what I will
call non-categorical reasons. I prefer my terminology because, first, Joyce’s ter-
minology suggests, implausibly, that categoricity comes in degrees; secondly, it is
not clear why weak categoricity would be less metaphysically queer.
7. To clarify: I take norms to be facts expressible by universally quantified sentences
that imply that there are, for some class of agents in some set of circumstances,
reasons to behave in a certain way, or that, for some class of agents in some set
of circumstances, some form of behavior would be (in)correct or (im)permis-
sible. Reasons I take to be facts that explain why some agent ought (pro tanto) to
behave in certain ways, or why some form of behavior would be (in)correct or
(im)permissible. I allow for the possibility that some norms are self-explaining –
that some norm holds might itself be a reason to behave in certain ways. See also
Olson (forthcoming).
8. As mentioned in footnote 2 above, some moral norms are norms of permissi-
bility. Norms of moral permissibility are transcendent too. For instance, to say
that homosexual activity is morally permissible is to say that one may engage in
homosexual activity, irrespective of agents’ aims, desires, or roles. Note also that
some claims about moral permissibility entail claims about categorical reasons.
The claim that homosexual activity is morally permissible entails the claim that
there are categorical reasons not to prevent people from engaging in homosexual
activity. Thanks to Christian Coons and Jussi Suikkanen for discussions here.
9. It is possible, of course, that some transcendent (e.g. moral) norms require com-
pliance with some immanent (e.g. etiquette) norms.
10. A common charge against naturalistic realism is that it cannot account for the nor-
mativity of moral claims (e.g. Dancy, 2006a, pp. 132–8; Parfit, forthcoming). This is
often taken to mean that moral naturalism cannot account for the fact that moral
claims are or entail claims about categorical reasons. Cf. Mackie: ‘[Naturalism]
leaves out the categorical quality of moral requirements’ (1977, p. 33).
11. Among them are Nagel (1986), Scanlon (1998), and Shafer-Landau (2003; 2009).
Dworkin (1996) spends a fair bit of time criticizing Mackie’s claim that moral
facts are queer because they would be intrinsically motivating. As I note above,
this queerness worry is not particularly forceful. Dworkin is much swifter about
Mackie’s claim that moral facts are queer because they would be or entail non-
categorical reasons. Dworkin says: ‘There is nothing bizarre in the idea that a
moral duty necessarily supplies a moral reason for action, however. That can
be true only in virtue of what “duty” and “reason” mean’ (p. 115). It is easy to
see that Dworkin simply restates the conceptual claim. He does not attempt to
answer the question of how there can be facts that in themselves, that is, inde-
pendently of desires, aims, roles, or activities, of human beings and other agents,
count in favor of certain behavior.
12. The ‘counting in favor of’ locution is currently the most popular way of spelling
out the notion of a normative reason. See, for example, Scanlon (1998) and Parfit
(2001).
13. For a thorough critique of using ‘partners in guilt (innocence)’ strategies in
defense of normative realism, see Lillehammer (2007).
In Defense of Moral Error Theory 81
14. An early proponent of the Moorean argument against moral error theory was
A.C. Ewing (1947, pp. 30–3). For recent versions, see Huemer (2005, pp. 115–17)
and Shafer-Landau (2009).
15. Mackie cites Protagoras, Thomas Hobbes, David Hume, and G.J. Warnock as
sources of inspiration.
16. A full positive defense of moral error theory would, of course, have to specify
what is wrong with expressivist and naturalistic accounts of moral thought and
talk. I cannot offer such a defense here. But I am inclined to believe that there
are several aspects of ordinary moral discourse that even the most sophisticated
versions of expressivism and naturalism cannot account for. This means that
these views will have to be put forward as revisionary rather than descriptive
metaethical theories, or they will be committed to some form of error theory. For
recent critiques of expressivism along these lines, see Cuneo (2006), Bykvist &
Olson (2009) and Olson (2010). For critiques of naturalism, see Timmons (1999,
ch. 3), and Horgan and Timmons (2009).
17. This problem has been discussed by, for example, Pigden (2007), Sinnott-
Armstrong (2006), Sobel (MS) and Tännsjö (2010).
18. Joyce (2001, pp. 6–9) suggests a version of moral error theory according to which
moral claims are neither true nor false because they rest on false presuppositions
(though he does not do so in the context of attempting to solve the error theorist’s
problem with negated moral claims). But Joyce gives no principled argument for
why moral claims would be neither true nor false, rather than false. In general, I
take claims that predicate non-instantiated properties of some individual or indi-
viduals to be false. For instance, a claim to the effect that some person is a witch
(where being a witch involves being a woman with magical powers) is false. (Joyce,
in fact, seems to admit this; 2001, p. 96.) The same, as another example, goes for
a claim to the effect that acts of torture are morally wrong. This latter claim too is
false, because it predicates a non-instantiated property of an action type. I assume
a liberal account of properties, according to which there is a property P if there is
in some natural language a predicate that purports to pick out P and P gives rise
to no Russellian paradoxes. The predicate ‘morally wrong’ fits this description,
so there is a property of moral wrongness, but error theorists maintain that it is
metaphysically impossible for this property to be instantiated.
19. Some moral standards allow for moral dilemmas, in which one and the same
action token is simultaneously not wrong and impermissible, or simultaneously
not wrong and wrong.
20. Some, but not all. For instance, the claim that it is not the case that Dick believes
torture is wrong does not conversationally implicate a first-order moral claim.
21. Pigden (2007) calls the problem of formulating moral error theory the Doppelganger
Problem. My solution is similar to Pigden’s (p. 453f.), barring some differences.
Pigden does not appeal to conversational implicatures, and in the summary of
his article he states that moral error theory should be formulated as the view that
‘non-negative atomic moral judgements are all false’ (p. 455, Pigden’s italics). On
my view, however, ‘non-negative’ is a superfluous proviso since, as I say above,
negated atomic claims involving moral terms are not strictly speaking first-order
moral claims, but they may conversationally implicate first-order moral claims.
22. ‘The Error in “The Error in the Error Theory”‘ is also the title of Joyce’s forthcom-
ing response to Finlay. I note with satisfaction that Joyce acknowledges that I
‘beat him to the punch’ in using this title (Joyce, forthcoming).
23. Foot (1972) delivered an early attack on the conceptual claim. Joyce (2001)
responds to Foot; Finlay’s 2008 article is largely a rejoinder to Joyce.
82 Jonas Olson
24. By an ‘end’ Finlay means ‘a possible aim for action or object of desire’ (2006, p.
8). He also makes clear that his view amounts to ‘a naturalistic reduction of the
relation of “counting in favour of” to a relation specifiable in only nonnormative
terms’ (p. 8). But, as I argue in the main text above, I believe that the ‘counting
in favor of’ relation cannot be reduced to a naturalistic relation. To say that F
counts in favor of Φing is to say not merely that F explains why Φing would be
conducive to some end, but also that F matters normatively.
25. Here I side with Shafer-Landau (2009) and Parfit (forthcoming) on what it is for
a fact to be a categorical reason. Unlike Shafer-Landau and Parfit, however, I do
not believe that there are any categorical reasons.
26. It’s a familiar fact that we sometimes withhold relativizations to standards or
ends for rhetorical purposes and in cases where the relativizations are obvious
to the involved parties. Finlay points out that it would be strange for a rugby
captain to prefix his advices about rugby tactics with an ‘in order to win the
game’, or ‘in order to score a try’ (2008, p. 353). But a crucial disanalogy is that
it would not be strange for a moralizer to make moral claims such as ‘Irrespective
of your desires, aims, roles, or activities, you ought not to torture animals for
fun.’ By contrast, it would be strange for a rugby captain to express his advice
about tactics by saying something like ‘Irrespective of the aim to win or score,
and irrespective of your role as teammate, you ought to play so and so.’ Were the
moralizer to prefix his claim that one ought not to torture animals for fun with
an ‘in order to fulfill your desires’, or ‘in order to fulfill a certain role or comply
with the rules of certain activities’, the claim would likely change its character
or lose a good deal of its rhetorical force (as I argue in the main text). Were the
rugby captain to prefix his advice about rugby tactics with an ‘in order to win
the game’, or ‘in order to score a try’, he would at most be unnecessarily explicit.
Cf. Joyce (forthcoming).
27. It is a familiar fact that seemingly fundamental moral disagreement sometimes
stems from non-moral, such as empirical or theological, disagreement (Finlay,
2008: pp. 356–8). But it would be implausible and uncharitable to consider all,
or even most, cases of seemingly fundamental moral disagreement as stem-
ming from non-moral disagreement. Furthermore, people sometimes doubt or
wonder whether the fundamental moral standard they accept is correct. When
people ask such questions they are not merely doubting or wondering whether
some courses of behavior conduce to some end. (I get back to this in Section 4.2
below.)
28. Finlay argues that it is not enough merely to locate fundamental moral disagree-
ment between speakers. In order to count as evidence, it must also be established
that speakers recognize that they are involved in fundamental moral disagree-
ment (2008, p. 356f.). I believe it is not uncommon for people to recognize that
they are involved in fundamental moral disagreements. This often happens in
ideological debates, for example.
29. There is the possibility that ordinary speakers believe falsely that moral claims
do entail claims about categorical reasons when in fact they reduce to claims
about what would conduce to some end. In other words, there is the possibility
that ordinary speakers are systematically mistaken about the meaning of moral
terms. But this view seems considerably less likely to be true than the view that
ordinary speakers are systematically mistaken about moral metaphysics. (See,
further, Section 4.2 below.)
30. Cf. Joyce’s response to C.L. Stevenson’s claim that moral claims are imperatives
disguised as assertions (2001, pp. 14–15).
In Defense of Moral Error Theory 83
31. Even moral particularists will agree. They will add only that the standard in
question is irreducibly situation-specific.
32. Might Finlay avoid the problem by denying that (3) is a moral claim? In addition
to being blatantly ad hoc, this move would allow moral conclusions to be derived
from non-moral premises. For instance, it follows from (3) that, if some possible
action, Φ, would bring about a greater balance of happiness over unhappiness
than some distinct alternative, ψ, then ψ is wrong. The claim that ψ is wrong,
and that it is wrong because it would be suboptimal in this way, seems a clear
example of a moral claim. But then Finlay’s theory would violate Hume’s Law,
in that it would entail that some moral claims – for example, the claim that ψ is
wrong – are entailed by some non-moral claims – for example, (3) in conjunction
with some further non-moral premises.
33. Finlay acknowledges that this analysis of fundamental moral claims is ‘prelimi-
nary’ and ‘speculative’ (2009, p. 334).
34. Finlay himself considers some of them (2009, p. 334).
35. Similarly, as Matt Bedke pointed out, those who reject (3) do not mean to deny a
trivial truth. They normally mean to deny that U is the absolutely correct funda-
mental moral standard.
36. A speciesist moral standard, S, is of course incorrect relative to a non-speciesist
moral standard, NS. But the claim that S is incorrect relative to NS is not a claim
to the effect that S is an incorrect fundamental moral standard. To maintain that
S is an incorrect fundamental moral standard, the ethical vegetarian must make
the false claim that S is incorrect relative to itself.
37. The tautology approach, of course, shares this problem with expressivism. Unlike
the former, however, expressivism is not committed to the implausible view that
any fundamental moral claim is trivially true.
38. Finlay takes this conversational function of fundamental moral claims to be ‘quite
compatible with their being tautologous’ (2009, p. 334). Cf. 2009, p. 334, note 41.
39. Finlay acknowledges in a footnote that it is a ‘serious objection’ that ‘since peo-
ple don’t ordinarily take themselves to be asserting end-relational propositions
when they utter ought-sentences, it is most unlikely that they are’ (2009, p. 335,
note 41). The serious objection I press above is that, since people don’t ordinarily
take themselves to be asserting tautologies when they make fundamental moral
claims, it is most unlikely that they are. Finlay postpones a full response to these
objections to a future occasion, but advertises that his response will rely on ‘dis-
tinguishing sharply between what we mean by our words and what we think
we mean’ (2009, p. 335, note 41). This amounts to an error theory according to
which ordinary speakers are systematically mistaken about what they mean by
(some of) their words.
40. Let me just comment on one such line of criticism. It is sometimes suggested that
error theory is self-undermining because it offers reasons to believe that there
are no reasons (see, e.g., Stratton-Lake, 2000). In response, it should be borne in
mind that consistent versions of error theory offer arguments to the effect that
error theory is true (i.e. that there are no categorical reasons); they do not offer
offer arguments to the effect that there are reasons to believe that error theory is
true. See Olson (2009, 177f.; forthcoming) for further discussion.
41. Mackie thinks that once we have dispensed with categorical reasons it will be of
no particular consequence whether Y actually is a means to X, or whether the
agent knows or merely believes (truly or falsely) that it is: ‘In each of these cases,
the statement that [the agent] has a reason, and ought to [Y], is a thoroughly
intelligible implementation of the general meanings of the terms’ (p. 77).
84 Jonas Olson
42. Note that doing Y need not cause the satisfaction of the relevant desire. Suppose
Romeo desires to embrace Juliet. Romeo’s embracing Juliet does not cause the
satisfaction of Romeo’s desire; it is rather that Romeo’s embracing Juliet brings it
about that his desire is satisfied. Another example is that omissions sometimes
bring about satisfaction of desires. But omissions do not cause anything.
43. Earlier versions of this paper were presented at a seminar at Stockholm University;
at Filosofidagarna in Lund, June 2009; at the RoME congress in Boulder, Colorado,
August 2009; and at a workshop on naturalism in ethics and metaphysics at
Leeds University, September 2009. I thank the participants, in particular Selim
Berker, Ross Cameron, Christian Coons, David Copp, Daniel Elstein, Ulrike
Heuer, Jonathan Ichikawa, Gerald Lang, Daniel Nolan, Jan Österberg, Karl
Pettersson, Wlodek Rabinowicz, Ted Sider, Jussi Suikkanen, Pekka Väyrynen, and
Ralph Wedgwood, for helpful discussions. I am especially grateful to Matt Bedke,
Stephen Finlay, Jens Johansson, Niklas Möller, and the editor of this volume, for
their generous feedback.
4
The Myth of Moral Fictionalism
Terence Cuneo and Sean Christy
Naturalists wonder whether there is a place in the world for moral facts. Some
believe not, advocating either a view according to which moral discourse is
massively in error or one in which it fails to express moral propositions alto-
gether. Other naturalists believe there is a place for moral facts, but only if
they are identical with (or perhaps constituted by) natural facts. According
to these philosophers, moral discourse embodies no fundamental error and
is straightforwardly assertoric. For some time, many philosophers believed
that these positions exhausted the options for naturalists. Recently, how-
ever, a new position has emerged as an alternative. This position, dubbed
moral fictionalism by its advocates, maintains that moral thought and dis-
course either are or should become modes of pretense, wherein we pretend
that there are moral facts.
In this paper, we explore the issue of whether moral naturalists should
accept moral fictionalism. We argue that they should not. Understood as
a view about actual moral discourse, we claim that the position is false.
Understood as a position about how we ought to revise such discourse, we
claim that it is unfeasible. We do not deny that moral fictionalism has its
allure, especially for those of an anti-realist bent. But naturalists, we con-
tend, should resist its attractions.
1. Fictionalism: two elements
Fictionalism is a type of view that comes in multiple, incompatible varieties.
This raises the question of whether there is a common core to the various
positions that are called fictionalist. About this issue we remain agnostic;
we do not know whether there is such a common core. We do, however,
believe that there are two claims that any plausible fictionalist position will
incorporate.1 In this section, our task is to identify them.
To identify these claims, it will be helpful to have some terminology at
hand. Suppose we stipulate that the expression ‘the Fs’ can stand for entities
of any type whatsoever – possible worlds, material objects, gods, moral facts,
85
86 Terence Cuneo and Sean Christy
or the like. Suppose, further, that we say that an existential proposition with
respect to the Fs is a proposition such that, were it true, it would imply that
there are Fs. Fundamental to fictionalism of any variety with respect to the
Fs is the claim that an agent can take up the fictive stance toward them.2 An
agent S takes up the fictive stance toward the Fs, we shall assume, just in case
the following three conditions are satisfied.
First, S performs speech acts in a range of circumstances C that appear to
imply that she believes that there are Fs. That is, in C she performs speech
acts the awareness of which would, were one not ‘in the know,’ naturally
lead one to believe that she had thereby committed herself to the truth of
some existential proposition with respect to the Fs. Second, in perform-
ing these speech acts S does not genuinely express any commitment to
there being Fs. In these circumstances, she doesn’t (intentionally) commit
herself to the truth of any existential propositions with respect to the Fs.
Third, when performing these speech acts, S does something else with
regard to the existential propositions regarding the Fs: she plays the role
of the believer, pretending to accept them. 3 It may bear emphasizing that
the person who takes up such a stance might do so in such a way that she
offers no clues to her audience that she is doing so. That she takes up the
fictive stance, then, may be something of which her audience is entirely
unaware.
For ease of reference, let us say that a fictioneer with respect to the Fs is
a (mentally competent) adult agent who takes up the fictive stance with
regard to the Fs in a range of circumstances C. (We should add that the fic-
tioneer with respect to the Fs is not to be identified with the fictionalist with
regard to the Fs. The latter, in our terminology, is someone who accepts a
fictionalist theory regarding the Fs. We assume, however, that the fictioneer
may have no views about a fictionalist theory and, so, needn’t be a fiction-
alist.) The fictioneer with respect to the gods, for example, is someone who
in a given range of circumstances takes up the fictive stance with respect to
the gods, performing speech acts that would appear to commit her to belief
in the existence of the gods but in fact do not.
We can now identify the two claims that we take to be common to any
plausible version of fictionalism with respect to the Fs. The first claim is
what we shall call:
No Commitment: The agent who is a fictioneer with respect to the Fs
needn’t (qua agent) take up one type of doxastic stance toward the Fs
rather than another.
Philosophers typically maintain that an agent can take up any of three dox-
astic stances toward a proposition at a time: she can believe that it is true,
she can withhold judgment about its truth, or she can believe that it is not
true. No Commitment tells us that the fictioneer with regard to the Fs can
The Myth of Moral Fictionalism 87
maintain any of these stances toward the Fs when she takes up the fictive
stance toward them.
To illustrate, consider once again the subject of the gods. The fictioneer
with regard to the gods may believe that there are no gods. That would give
her excellent reason to take up the fictive stance toward the gods, especially
if she believes that there are good practical reasons to be part of a com-
munity most of whose members believe in the gods. Somewhat differently,
the fictioneer might simply be unsure about whether the gods exist. In this
case, she might take up the fictive stance toward the gods for similar practi-
cal reasons. Finally, the fictioneer might firmly believe in the gods, but she
might find it beneficial to strike the fictional stance with regard to them in
some circumstances, as she might find that projecting fictions about them
is helpful for teaching others about the gods. To which it is worth adding
an additional point: it is, we assume, epistemically possible that either the
atheist or the theist is correct about the gods. If this is right, a plausible
fictionalism with regard to the Fs can remain noncommittal about whether
the Fs exist. Fictionalism with respect to the Fs needn’t have any particular
ontological commitments with respect to them.4
The second claim that is central to fictionalism we term:
Back-off: In critical contexts, the fictioneer with respect to the Fs disa-
vows (qua fictioneer) any commitment to there being Fs, all else being
equal.
There are several types of critical context in which the fictioneer with
respect to the Fs disavows any commitment to there being Fs. On this occa-
sion, we limit our attention to only one.
The type of critical context we have in mind is one that carries a strong
presumption of truth-telling, such as the court room or the philosophy sem-
inar room. Suppose that, after having sworn to tell the truth and nothing
but the truth, Fred, who is a fictioneer with respect to the gods, takes the
witness stand. Fred is asked whether he believes that the gods have recently
meddled in human affairs. If Fred is sincere and an atheist, he will disavow
any commitment to such claims. His answer will be: ‘I believe in no gods
and, hence, no recent activity on their part.’ Likewise, if Fred is a believer
he will say something like this: ‘Yes, I do believe in the gods. But when I
was speaking of their recent exploits, I didn’t express any such belief. I was
simply telling an edifying story.’ Or, somewhat differently, if Fred is an athe-
ist and a trained philosopher, then (all else being equal) when he enters the
philosophy seminar room he will shed any pretense regarding belief about
the gods that he may exhibit in religiously infused contexts. Among other
things, when in the seminar room, he will not spin edifying stories about
divine exploits. For, if fictionalists about morality, such as Richard Joyce, are
correct, the philosophy seminar room is a critical context. It is a place where
88 Terence Cuneo and Sean Christy
philosophical reflection and the pursuit of truth are held in high regard and
pretense held in low regard (Joyce, 2001, ch. 7, section 4). Or, to put it more
guardedly, it is so under suitably idealized conditions.
2. Moral fictionalism: two types
Let us now turn our attention from fictionalism broadly understood
to moral fictionalism. If our discussion has been on the mark, we know
that any plausible version of moral fictionalism will accept both No
Commitment and Back-off. What, however, renders a position a species of
moral fictionalism?
If recent philosophical discussion is any guide, it is the acceptance of one
of two claims. According to hermeneutic moral fictionalists, such as Mark
Eli Kalderon, sufficient for being a fictionalist about morality is accepting
the claim that ‘actual moral practice is best described in fictionalist terms’
(Kalderon, 2005, p. 140). In our terminology, hermeneutic moral fictional-
ism is the view that, when engaging in ordinary moral discourse, ordinary
agents are fictioneers regarding the moral domain. By contrast, according to
revolutionary moral fictionalists, such as Richard Joyce, sufficient for being
a moral fictionalist is accepting a thesis about the character of ordinary
moral thought and discourse and a recommendation for how they should be
revised. Proponents of revolutionary moral fictionalism maintain that ordi-
nary moral thought and discourse are massively mistaken, for they purport
to represent moral facts, which do not exist. However, philosophers such
as Joyce also claim that the folk needn’t be mired in their commitment to
moral falsehoods. There is an exit strategy, which is that the folk collectively
take up the fictive stance toward moral propositions. This is the revolution-
ary aspect of the position. The revolutionary moral fictionalist recommends
a radical revision of our moral practices.
Moral fictionalism, then, is the view that either ordinary thought and moral
discourse are fictive or that they should be. Kalderon offers various reasons
to accept the former view, while Joyce furnishes reasons to embrace the latter
position. In what follows, we shall largely pass over the reasons offered for
accepting either of these positions, opting instead to engage with the views
themselves. Our central contention is that neither of these views should be
accepted. Hermeneutic moral fictionalism offers us an incorrect account of
the character of ordinary moral discourse, while revolutionary moral fiction-
alism fails to offer compelling reasons to believe that it is the best response to
the recognition that the moral beliefs of the folk are in massive error.
3. Against hermeneutic moral fictionalism
Hermeneutic and revolutionary moral fictionalism offer us strikingly dif-
ferent accounts of the nature of ordinary moral discourse. Proponents of
The Myth of Moral Fictionalism 89
the former view maintain that it is fictional in character, while defenders
of the latter view do not. Do we have reason to prefer one of these views to
the other? We believe so. To make our case, let us begin by working with an
example in which we compare the moral domain with one in which we are
clearly fictioneers.
Many of us were reared by adults who were fictioneers about ‘creatures of
the holidays.’ Among other things, these adults told us about Santa Claus
and his holiday doings. As children, many of us accepted this testimony at
face value, believing for some time all sorts of things about Santa and his
activities. Then some of us figured out that there couldn’t be such a man.
We subsequently had our suspicions confirmed by peers, parents, teachers,
and the like. Others of us, who didn’t figure this out for ourselves, were told
by adults the (often jarring) truth. The adults we knew disavowed any com-
mitment to the existence of Santa and other creatures of the holidays, teach-
ing us how properly to employ language that expresses fictional concepts.
Do we find any parallel to this in the moral domain? As best we can tell,
no. Most of us were reared by adults who taught us that there are moral prin-
ciples which are to be followed. Many of us accepted this testimony at face
value. We accepted that stealing really is wrong, honesty is required, and so
forth. This teaching was reinforced by an elaborate program of social con-
ditioning in school, church, synagogue, youth camps, and the like. Perhaps
some of us harbored doubts about whether there really is such a moral code
or whether there is any reason to follow it. Still, in our youth, if we raised
doubts about the reality of morality, our doubts were not by and large con-
firmed by peers, parents, priests, and teachers. Few of us had any parallel
in the moral domain to the experience of being told there is no Santa. Few
of us discovered that our parents or priests were fictioneers about morality;
they never backed off the claim that, when they said that stealing is wrong,
they were committing themselves to the wrongness of stealing.
Earlier we said that an important mark of fictional discourse is that, in
critical contexts, fictioneers with respect to the Fs disavow any commit-
ment to the Fs. We have drawn attention to a type of pedagogical context in
which children are taught the proper application of paradigmatic fictional
and moral concepts, noting the differences between them. If pedagogical
contexts are a type of critical context (in our sense of this term), then we
have identified evidence that the folk are not fictioneers about morality.
Let us now round out the case for this claim. Following Joyce, we sug-
gested that the philosophy seminar room is a critical context (under suit-
ably idealized conditions), where truth is held in high regard and pretense
held in low regard. If hermeneutic fictionalism were true, then one would
expect to hear philosophers in the seminar room disavowing the claim that
their ordinary moral discourse commits them to moral truths, admitting
to one another that they, with the rest of the folk, are moral fictioneers. As
most readers will know, this is not what one in fact hears when one steps
90 Terence Cuneo and Sean Christy
into a philosophy seminar room. Rather, one hears philosophers defending
all manner of metaethical views, ranging from Platonism to constructiv-
ism to expressivism. In their defenses of these views, some philosophers
hazard generalizations about the character of ordinary moral discourse,
maintaining that ordinary moral discourse is best viewed as being asser-
toric (or expressive, as the case may be). Conspicuously lacking, however,
is any indication that these philosophers have ‘come clean’ about the fact
that they, along with the rest of the folk, are engaged in pretense when they
participate in ordinary moral discourse outside the seminar room.
We could go on in this vein for some time, pointing out that it is rare
to find ordinary people disavowing their commitment to morality in other
critical contexts, such as the courtroom or in situations in which there is a
high welfare cost to being committed to moral principles. To be sure, furnish-
ing additional cases of these types would strengthen the case against herme-
neutic moral fictionalism, providing us with additional reasons to believe
that hermeneutic moral fictionalism falls afoul of Back-off. Arguably, how-
ever, adducing more cases of this variety would make little headway against
hermeneutic moral fictionalism. Why? Because hermeneutic moral fictional-
ists such as Kalderon hold that the folk unwittingly take up the fictive stance
toward morality. In Kalderon’s view, it is no surprise that the folk fail to back
off any apparent commitment toward morality in critical contexts. They do
not do so because they do not understand that, when they engage in moral
discourse, they are taking up the fictive stance at all (2005, p. 153).
The claim that ordinary people are massively and unwittingly in error
about what they are doing when they engage in actual moral discourse
offends Davidsonian sensibilities: it is an uncharitable view of the folk.
Kalderon is sensitive to this worry. He contends, however, that it can be
addressed satisfactorily, offering several reasons to believe that it is not
implausible to think that the folk are in the dark about the character of
ordinary moral discourse. After all, our attitudes and actions, Kalderon
points out, are often not transparent to us. We sometimes don’t know what
we really believe or want. Furthermore, we cannot discern the character
of moral discourse simply by looking more closely at the ‘content of moral
vocabulary’ (2005, p. 154). Accordingly, if one is not already ‘in the know’
about how such discourse is being used, it is impossible to discern genuinely
assertoric from fictional discourse. Finally, Kalderon claims, our ‘representa-
tional idioms’ are ambiguous. ‘Sometimes’, Kalderon writes, ‘by “represent-
ing o as F” we mean that the proposition that o is F is being put forward as
true. Sometimes by “representing o as F” we mean that the proposition that
o is F is expressed whether or not that proposition is being put forward as
true’ (2005, p. 155). The folk cannot be expected to mark the difference.
Is Kalderon’s response adequate? Well, suppose we focus for the moment
on the character not of moral thought but of moral discourse. And suppose
we assume that, unusual cases aside, such as slips of the tongue, performing
The Myth of Moral Fictionalism 91
a speech act of a given type is an intentional or deliberate action. Asserting
a proposition is not something that happens to us; it is an action that we
deliberately perform. Suppose, further, that expressing a fictive stance is a
speech act of a given kind (or something very similar thereto) and, hence,
one that is usually intentionally performed.5 Given these assumptions, is
it plausible to believe that we are entirely in the dark about our speech act
intentions when we engage in moral discourse?
We think not. We human beings, after all, are story-telling animals.
Competent adults know well the difference between spinning fictions and
telling the sober truth about some matter. We navigate the distinction all
the time. Admittedly, here and there we may unintentionally ‘fall into’ tak-
ing up the fictive stance. But, highly unusual cases aside, we are capable of
discerning when we have done so. If this is right, then we can concede that
our representational idioms are sometimes ambiguous. And we can concede
that we cannot grasp the character of moral discourse simply by examining
moral vocabulary. And we can concede that we can be mistaken about our
attitudes and intentions. It is, however, one thing to concede all this and
another to maintain that nearly all of us all of the time are mistaken about
what we are doing when we engage in moral discourse – that, for some rea-
son, when it comes to the moral domain in particular, we are unable to draw
a distinction that we naturally and easily make in other domains, namely,
between believing a proposition and taking up the fictive stance toward
it. In our judgment, to attribute this mistake to the folk would require an
extraordinary justification. The justification, as best we can tell, is not avail-
able. Given certain assumptions about meaning, we can imagine that ordi-
nary people do not know what some of their claims mean. But we do not see
how the folk would fail to have any inkling about what types of speech act
they intend to perform when they engage in moral discourse.
Indeed, we suspect that the following, more robust claim is true: it is impos-
sible that the folk be systematically deceived about whether they are taking
up the fictive stance toward moral facts when engaging in moral discourse.
For suppose it is true that performing a speech act of a given type is typically
an intentional or deliberate action: unusual cases aside, an agent performs a
speech act of a given type only if he intends to perform it. Suppose, further-
more, that taking up the fictive stance with respect to the Fs is to engage in
pretense, pretending to commit oneself to there being Fs. Suppose, finally,
that, if moral fictionalism is true, moral discourse consists in expressing the
fictive stance toward moral facts (or propositions). If these three claims are
true, then it is difficult to see how it could be that, when engaging in ordi-
nary moral discourse, agents systematically and unwittingly pretend that
there are moral facts. What, after all, would it be for someone systematically
and unwittingly to pretend that there are things of a certain kind?
Rather than drop the matter here, let us offer a conjecture about what may
have led Kalderon to the position that we are all unwitting fictioneers with
92 Terence Cuneo and Sean Christy
regard to morality. In a fine chapter about expressivism, Kalderon notes that
expressivist attempts to solve the Frege–Geach problem suffer from a failure
to distinguish the state of believing from its object (2005, pp. 61–4). Leaving
aside the details of Kalderon’s argument for the moment, it is worth noting
that the term ‘fiction’ is systematically ambiguous in much the same way as
the term ‘belief’. The word ‘fiction’ can be used to talk of the act of project-
ing a fiction, such as when we say ‘John is engaged in an elaborate fiction,’
or the object of a propositional attitude, such as when we say that ‘What
John believes is an elaborate fiction.’ In his official presentation of the view
(chapter 3), Kalderon works with the first use of the term. He maintains that
to be a fictioneer is not to be identified with directing one’s attitude toward a
fiction but to take up the fictive stance toward a proposition. In the last chap-
ter of his book, however, when Kalderon furnishes examples of unwitting
fictioneers, such as the members of Moore’s Bloomsbury group, he employs
the term ‘fiction’ in the second sense to denote not the fictive stance but the
object of an attitude. ‘Moore’s Principia,’ according to Kalderon, ‘functioned
as the master fiction’ of the Bloomsbury group (2005, p. 162).
Note, however, that, if one uses the term in this latter sense, it is natural
to think that one can unwittingly be a fictioneer. According to this under-
standing, so long as the object of one’s attitude is a fiction, one is thereby
a fictioneer. Moore, we concede, may have been a fictioneer in this sense.
Non-naturalism may, after all, be a fiction in the sense that it is a rather fan-
tastic position that is false. (This is one way to interpret J.L. Mackie’s argu-
ment from queerness: non-naturalism is just too fantastic to be true.) If it
is, then this is something of which Moore may have been entirely unaware.
But, even supposing that one can unwittingly project a fiction, we find it
incredible to believe that a philosopher of Moore’s sophistication and his
followers were unwittingly engaged in pretense when defending moral non-
naturalism. Accordingly, we balk at attributing such a position to Kalderon.
Hence our conjecture: what accounts for the characterization of Moore as
a moral fictioneer is that Kalderon has lost sight of the difference between
taking up the fictive stance toward a proposition and having a fiction as
the object of one’s propositional attitudes. Similarly, we conjecture that any
plausibility that attaches to the claim that the folk are unwitting fictioneers
is due to the fact that we are thinking of them as fictioneers only in the
sense that the object of their moral attitudes is a fiction. We concede that
this may be the case. But it should not lead us to believe that, when engag-
ing in actual moral discourse, ordinary people are moral fictioneers in the
sense we described at the outset of our discussion.
4. Against revolutionary moral fictionalism
Earlier we claimed that hermeneutic and revolutionary moral fictionalism
offer very different accounts of the nature of moral discourse. Hermeneutic
The Myth of Moral Fictionalism 93
moral fictionalists, we said, defend the view that actual moral thought and
discourse are fictional. Revolutionary moral fictionalists do not, maintain-
ing that actual moral discourse is both straightforwardly assertoric and mas-
sively in error. Unlike other error theorists, however, revolutionary moral
fictionalists do not leave it at that. They offer a proposal for responding to
the discovery of this error, which is that we transform moral discourse into
fictive discourse.
Let us assume, for argument’s sake, that moral discourse is in error in the
way that error theorists believe. Revolutionary moral fictionalists recognize
that fictionalism is not the only response to the discovery of moral error.
There are other options, of which Joyce identifies three. The first is aboli-
tionism, which is the view that a proper response to the discovery of error is
the elimination of the use of moral concepts. The second is propagandism,
which is the view that the elites, who are those philosophically sophisticated
enough to engage in metaethics, hush up the evidence of the error so that
the folk can continue engaging in moral discourse and thinking in ordinary
moral terms. The third option, which goes unnamed in Joyce’s book, but we
call intransigentism, says that the proper response to the discovery of error
is to carry on with business as usual, refusing to entertain seriously any evi-
dence that contradicts the claims made in moral discourse.
According to Joyce, none of these options is satisfactory. Abolitionism, says
Joyce, is too extreme. If Joyce is correct, adopting it will result in a loss of the
practical benefits of morality, such as its ability to provide a foundation for
social cohesion. Propagandism, in contrast, is inherently unstable. To imple-
ment it is to run the risk that the folk will find out about the deception,
resulting in ‘a very confused group of people, unsure of what to believe, and
unable to trust their normal belief-producing mechanisms’ (2001, p. 214).6
Intransigentism, finally, would merely be a temporary response to the dis-
covery of error, for ‘[n]o policy that encourages the belief in falsehoods, or
the promulgation of false beliefs in others, will be practically stable in the
long run’ (ibid.). Fictionalism is the best option among the four because it
allows moral thought and discourse still to be practiced and, hence, the folk
to reap their benefits.
What are the practical benefits of continuing to engage in moral thought
and practice? Joyce points to two. First, engaging in moral thought and dis-
course, says Joyce, bolsters self-control. Moral obligation ‘imbues certain
desirable actions with a “must-be-doneness”, which raises the likelihood of
their being performed’ (2001, p. 181). Likewise, moral prohibition imbues
certain undesirable actions with a must-not-be-doneness, which decreases
the likelihood of their being performed. Second, moral thought and dis-
course provide a foundation for social cohesion. Morality binds communi-
ties together and is an economical way of prescribing which actions are for
the benefit or the detriment of the community. Joyce concedes that choos-
ing fictionalism over its competitors may not result in the folk enjoying
94 Terence Cuneo and Sean Christy
these benefits exactly as they did before the error was discovered. Still, fic-
tionalism, Joyce claims, stands a better chance than the other three options
of preserving these benefits. Because of this, Joyce recommends implement-
ing the revolutionary program, claiming that it is the best response to the
discovery of error.
Of this we are dubious. In our judgment, there are other non-fictionalist
responses to the discovery of error that are at least as promising as revo-
lutionary fictionalism. In this regard, consider propagandism once again.
Recall that, according to Joyce, propagandism is the view that the elites,
who are those philosophically sophisticated enough to engage in metaeth-
ics, hush up the evidence of error so that the folk can continue using moral
discourse and thinking in ordinary moral terms. It is worth emphasizing,
however, that this view can be understood more expansively than Joyce
describes it. Let us call a more expansive version of this position propagan-
dism in the broad sense. Fundamental to propagandism in the broad sense are
the following three claims.
First, the error theorist’s diagnosis of ordinary moral discourse is correct.
Actual moral discourse is by and large in fundamental error.
Second, while those aware of the error should be prepared to cover up evi-
dence of it were the need to arise, the need in fact rarely arises. Why not? If
propagandists in the broad sense are correct, for at least the following reasons.
For one, the folk generally have neither the time nor the resources to dedicate
to thinking through metaethical matters. Philosophy, for most, is a luxury.
Moreover, many are unable to appreciate the reasons for believing that an
error has been committed. After all, to appreciate the nature of the error and
the reasons for believing that it has been committed requires not only suf-
ficient time, effort, and training, but also a level of conceptual sophistication
not possessed by most people. (It may be worth reminding ourselves of the
degree of sophistication required to understand, say, Blackburn’s argument
from supervenience or Horgan and Timmons’ Moral Twin Earth argument.)
Finally, appreciating the error requires being open to seriously considering
of views that are opposed to deeply entrenched convictions about morality –
convictions that are often grounded in religious beliefs and practices. Many
of the folk do not exhibit openness of this sort. If propagandists in the broad
sense are right about all this, attempting to communicate to the folk what is
at stake in metaethical debates and what should be done about it is not worth
the trouble. Better to let sleeping dogs lie.
Third, and finally, those aware of the error must often engage in moral
deliberation with the folk. Propagandists in the broad sense maintain that
the best way to do so is not to take up the fictive stance toward moral propo-
sitions in which we pretend to assert them. Rather, they recommend that
the elite take up various types of non-doxastic stances toward moral propo-
sitions, employing them in ordinary speech not to pretend to assert them,
but to do such things as encourage, edify, or blame their interlocutors.
The Myth of Moral Fictionalism 95
Admittedly, to the uninitiated, the linguistic expression of these non-
doxastic stances will often appear to be one or another species of assertion.
But in reality they are not. To use the vernacular of speech act theory, when
engaging in ordinary moral discourse, the elite present moral propositions
not so as to assert them (or pretend to assert them) but to have various kinds
of perlocutionary effects on their audience, such as their feeling encouraged
or guilty.7
Is this view any less plausible than revolutionary moral fictionalism?
Suppose we approach this question by doing a miniature cost–benefit anal-
ysis, comparing the virtues and vices of each view. It is clear that there
is one sense in which revolutionary moral fictionalism appears to have a
clear advantage over propagandism in both senses we distinguished earlier.
All else being equal, having massive amounts of false beliefs is bad. (We
assume, for the moment, that the value of truth is not merely instrumental.
There is, we assume, something non-instrumentally worthwhile about get-
ting into cognitive contact with reality.) Accordingly, if someone were to
find himself with packs of false beliefs about what Locke called ‘matters of
maximal concernment,’ such as morality and religion, then he should want
to remedy this. To its credit, revolutionary moral fictionalism recognizes
this. And it offers a strategy for remedying the problem, at least when it
comes to morality. Propagandism, in contrast, does not.
Still, once the problem is recognized, one should like to have a strategy
that has a decent chance of fixing it. The worry about the strategy that revo-
lutionary moral fictionalists recommend is that it will not fix the problem.
In what follows, we raise four difficulties with their view.
The first is that successfully implementing the revolutionary strategy
requires convincing enough people that their moral views are massively in
error. The problem is not so much the practical issue of how one would go
about communicating this message to the world (late night infomercials?).
Nor is it that it is unclear who would communicate the message. (According
to our count, even among philosophers, there are rather few error theorists
to communicate it.) It is rather that, according to revolutionary fictionalists
such as Joyce, the reasons for believing that there is an error are philosophi-
cal arguments. The arguments themselves, moreover, are run-of-the-mill
philosophical arguments. That is, they are extremely contentious; they do
not command anything like widespread assent even among those who dedi-
cate their lives to considering them.
Consider, for example, the most celebrated of these arguments, namely,
Mackie’s so-called argument from queerness. It purports to show that, if
moral truths exist, then they would be very odd, unlike anything else we
encounter in our ordinary lives. Suppose the argument is correct in its cen-
tral contention. The fundamental problem with the argument, at least as
far as the revolution goes, is that many philosophers are willing to believe
strange things. More importantly, so also are the folk. The vast majority of
96 Terence Cuneo and Sean Christy
the folk, after all, believe in God. To inform the folk that morality is strange
in roughly the way that God is strange would hardly be to offer them a
(psychologically) compelling reason to believe that their moral views are in
massive error. Indeed, if we appreciate the degree to which moral views are
intertwined with religious ones, we can better see how much the revolution
must accomplish. Arguably, it must convince the folk not merely that moral
facts do not exist, but also that God does not exist. This is a tall order. It
has been tried before on a national scale (Soviet Russia comes to mind) with
limited success.
So, revolutionary moral fictionalism faces the formidable problem of con-
vincing the folk of the truth of error theory. Progagandism in the broad sense
does not face any similar problem. It does not even attempt to convince
ordinary people of the fact that their moral views are in massive error.
A second difficulty with the strategy that revolutionary fictionalists rec-
ommend concerns moral pedagogy. Suppose we assume that the unlikely
has occurred: through a process of rational persuasion and what Richard
Rorty calls ‘sentimental education,’ error theorists have ushered in the fic-
tionalist eschaton. In the eschaton, most of the folk have been convinced
of the error of both their moral and religious views. Moreover, they have
revolutionized their moral practices in such a way that they now conduct
their moral discourse as fictioneers. The fictioneers, however, now face a
question: how do we ensure that this way of moral thinking and talking is
passed down to and endorsed by the next generation?
Let us assume that, to reap the social and personal benefits of morality,
the children must be taught that stealing is really and truly wrong, honesty
is really and truly the best policy, and so on. At no point in their younger
years will there be anything in their moral training analogous to being told
that Santa does not exist. The risks of doing so would be too high: confusion,
mistrust, and disorientation might ensue, justifications could not be com-
municated well enough because most lack the conceptual sophistication to
understand them, and some might legitimately wonder why moral thought
should be taken so seriously if it is mere pretense. In effect, then, the youth
will be reared in such a way that they will be given little indication of moral-
ity’s true status. This has two results worth highlighting.
First, revolutionary moral fictionalism is not so different from propagan-
dism in the narrow sense introduced earlier. In the eschaton, those ‘in the
know’ must engage in an extensive hushing-up of the truth to the youth.
We have already noted that Joyce believes that this position is unsustain-
able, at least when it comes to morality. But if it is, say, because it risks the
result of a confused people unsure of whom to trust and what to believe,
then so also is revolutionary moral fictionalism. Admittedly, the confused
and disorientated will likely not be the adult fictioneers but the youth. Still,
the risk of this seems severe enough that it is very difficult to see how rev-
olutionary moral fictionalism can be recommended as a superior option
The Myth of Moral Fictionalism 97
to propagandism. Both views share, if not the same problem, at least very
similar ones.
Second, suppose that in the eschaton the induction into the life of being a
moral fictioneer were deferred until later in life – say, until the age of matu-
rity (Joyce, 2001, p. 229). If so, then justifications would have to be offered
anew. And presumably these would be the same justifications mentioned
earlier, namely, philosophical arguments of various kinds, perhaps but-
tressed by various manipulative techniques. But it is not a predetermined
outcome that, upon engaging with them, the uninitiated would become
fictioneers about morality. Consider a parallel. Imagine that most people
were fictioneers about God but raised their children in a religious envi-
ronment, which gave no indication that their parents, priests, and teach-
ers did not believe that God exists. Upon being told the truth about what
their parents, priests, and teachers believe about God, it would be, we think,
overly optimistic to expect that the youth would become fictioneers about
religion. Presumably the youth would have varied reactions to the news
concerning the true views of their parents, priests, and teachers. They might
continue to be theists, or become Mackie-style atheists, or embrace expres-
sivism about religion. Similarly, when told the truth about what their par-
ents, priests, and teachers believe about morality, we should expect similar
reactions. Those made privy to the real views of their parents, priests, and
teachers might continue along just as they were, embracing something like
realism. Alternatively, they might become disenchanted with all the secrecy
and accept abolitionism. To expect a homogeneous response would be to
expect too much.
So, there is a second problem for revolutionary moral fictionalism. It is a
problem that propagandism in the broad sense does not face. If propagan-
dism of this sort were true, there would be no need to try to indoctrinate the
youth in such a way that they, too, become fictioneers about morality. In a
phrase, there is no problem of propagation for propagandists.
We now turn to the third problem. In various places, Joyce compares revo-
lutionary moral fictionalism to Hume’s position regarding skepticism about
the external world (2001, pp. 190–94). Recall that, according to Hume, when
he is in his study, he can become quite exercised about skeptical problems,
finding himself deeply perplexed by the issues. But, when he steps out of his
study for a game of backgammon with his friends, these skeptical worries
recede. His indigenous belief-forming faculties take over and Hume finds
himself unable to accept skepticism about the external world, comporting
himself like an ordinary human being.
Now suppose morality were similar to skepticism of this sort. In critical
contexts such as the seminar room, one finds oneself convinced by various
anti-realist arguments. But, when one emerges, one finds oneself thinking
and acting as if certain acts really are wrong and certain character traits
really are morally admirable. One’s indigenous belief-forming faculties take
98 Terence Cuneo and Sean Christy
over and one cannot help but accept these things. The phenomenology
of moral experience forces this upon us.8 But if this were the case, then
revolutionary moral fictionalism would have a problem. The point of the
revolution, after all, is to extricate the folk from error. But if, in ordinary
contexts, the folk were to find themselves accepting moral propositions,
then the error would not have been averted. The folk would find themselves
continually backsliding into their indigenous realist habits of mind (recall
that, for revolutionary moral fictionalists such as Joyce, this is our natural
disposition). Admittedly, if this were true, the error would not be on the
same scale as it was before the revolution. In critical contexts at least, the
folk would accept the truth. Still, the error would be considerable. It would
be bad enough that the point of implementing the revolution would have
been largely scuttled.
Let us be clear about what we are claiming. We have not claimed that, were
the fictionalist eschaton to be realized, the folk would lapse into their realist
habits. Rather, our claim is twofold. First, revolutionary moral fictionalists
cannot lean too heavily on parallels with Humean critical contexts. Were
the parallels close, their project would be jeopardized. Second, and more
importantly, it is critical for the revolution to guarantee that when operat-
ing in ordinary contexts most agents do not lapse into the habit of actually
accepting moral propositions. Rather, were revolutionary moral fictionalism
to achieve its aim, ordinary moral agents would have to become like expert
actors. They would have to become people who are capable of bracketing
their ordinary beliefs, wholeheartedly immersing themselves into fictional
roles, and yet not believe what they say when occupying them (Joyce, 2001,
p. 219). We worry that this is to demand too much of the folk. To oper-
ate in this way requires not only that the folk reliably keep critical and
ordinary contexts distinct, but also that they exercise remarkable discipline
and imagination when in ordinary contexts, governing their belief-forming
faculties in such a way that they do not produce moral beliefs. Perhaps this
could be accomplished in some way. But we imagine that for many this will
prove psychologically very difficult. We are not hopeful that the folk will
want to put forward the effort.
A third difficulty for revolutionary moral fictionalism, then, is that it asks
the folk reliably to accomplish something that is psychologically very dif-
ficult to do. Propagandism in the broad sense, by contrast, requires none of
this. If it were implemented, ordinary people would be able to go on largely
as they always have.
We have just pointed out that, even if the folk were persuaded to become
moral fictioneers, there is no guarantee that they could reliably immerse
themselves in this role. It may prove too challenging. Imagine, however,
that this concern could be addressed satisfactorily. There is still another dif-
ficulty worth raising, and that is whether the institution of morality would
survive if the folk were to become moral fictioneers.
The Myth of Moral Fictionalism 99
When Joyce addresses the issue of why abolitionism is unacceptable,
his eye is on the benefits of morality. He observes that engaging in moral
practice has certain practical benefits: it promotes self-control and social
cohesion. Let us now add that, for the institution of morality to have these
benefits, certain stability conditions must be satisfied. Among other things,
the practices that the institution recommends must be such that they can
be reliably passed on from generation to generation, they must be such that
there is a fairly high degree of conformance with them, and they must be
such that the people think it makes sense to engage in them.
Suppose, however, that, instead of emphasizing the benefits of morality,
we were to focus on its costs. We know that morality is hard. It can demand
great sacrifices of us, sometimes suffering or death. Presumably, in the fic-
tionalist eschaton, the folk would be aware of this. Not only would they be
aware of this, but, as moral fictioneers, they would also realize that they can
move back and forth between ordinary and critical contexts with relative
ease. They will realize that, while one is in an uncritical context, a critical
context in which one backs off the fictive stance is only a step away, as it
were. This prompts a question: if most people realized all this, would the
stability conditions that attach to the institution of morality be satisfied?
The last thing we want to do is issue dire predictions about the death of
morality in the fictionalist eschaton. Perhaps morality would keep chugging
along as it has for millennia. But we have our doubts. We do not doubt that,
when the cost of commitment to morality is high, some fictioneers will hold
fast. For example, we can imagine people becoming so attached to their role
of being a moral fictioneer that they could not bear backing off morality
when it calls for sacrifice. And we can imagine others being gripped by the
fear that backing off would threaten to undermine the institution, which
they greatly value. Still, in the eschaton we suspect that many others would
find it difficult to see why they should sacrifice anything of importance
for morality’s sake. These people know full well that morality has its uses
(although it is worth noting that the values appealed to by philosophers
such as Joyce are general, impersonal ones, such as helping to secure social
cohesion). But they realize that their commitment to it is at bottom pretense;
they are playing the role of being a true believer. We suspect that many will
rightly wonder whether maintaining the pretense is worth it when the costs
of conforming to morality are high, such as when it threatens one’s own
well-being or that of one’s loved ones.
The standard justifications for standing fast, after all, are unavailable.
Moral fictioneers do not believe that moral norms are the expressions of the
will of a benevolent deity who will reward the faithful for conforming to
them. And they do not believe that moral norms are somehow ‘magnetic’,
as Plato believed of the Form of the Good. Nor do they believe that these
norms have rational authority in Kant’s sense or hook into our deepest cares
in broadly Aristotelian fashion. If any of these views were true, there would
100 Terence Cuneo and Sean Christy
be a robust story to tell about why morality should command our allegiance,
even when the cost of conforming to it is high. But none of these stories is
available to the moral fictioneer. Or, more exactly, they are available, but
only as mere stories, fictions alongside many others that have pragmatic
uses. Revolutionary moral fictionalists maintain that moral practice will go
on in much the same way as it did prior to the revolution. The worry we
wish to raise is that we do not have sufficient reason to expect that it will.
Fictionalism may have the paradoxical consequence that accepting it will
undermine the very purpose for which it was introduced, namely, sustain-
ing the institution of morality.
So, there is a fourth difficulty that revolutionary moral fictionalism must
face, which is whether it can sustain allegiance to morality in such a way
that the institution is stable. Propagandism in the broad sense, by contrast,
has no similar difficulty. The folk have at their disposal all the standard jus-
tifications for believing that conforming to morality, even when the costs
are high, is well worth it. On the assumption that the folk generally would
be unmoved by the types of considerations that move some philosophers to
become moral anti-realists, then the folk can appeal to these justifications
when the price of conforming to morality is high.
When assessing his own case for revolutionary fictionalism, Joyce is
modest, writing:
I do not pretend to have firmly established the case that taking the fic-
tive stance towards morality will definitely bring pragmatic gains. It is
an empirical matter, and I have only put forward some considerations in
favor of the hypothesis, not a mature theory ... .[M]y argument doesn’t
depend upon the fictive stance providing an enormous practical gain:
if the returns are reliably just slightly higher than those of its com-
petitors, then the case for moral fictionalism is made. (2001, p. 228; cf.
pp. 230–31)
In a similar spirit, we acknowledge that the cost–benefit analysis we’ve pro-
vided would have to be expanded considerably to establish decisively that fic-
tionalism is not a better option than its competitors. Still, we submit that we
have furnished enough evidence to induce doubt that the returns of fictional-
ism are at all higher than some of its competitors. These doubts, we submit,
leave us with no more reason to accept revolutionary moral fictionalism than
other alternatives such as propagandism in the broad sense identified earlier.
5. Conclusion
We began our discussion by raising the following question: should natural-
ists be moral fictionalists? There is no denying that in some respects fic-
tionalism should be attractive to naturalists. In its most plausible forms,
The Myth of Moral Fictionalism 101
fictionalism promises to sidestep thorny ontological issues. In principle,
naturalists who are fictionalists could simply remain non-committal about
whether there are moral facts – why not wait until science gives us reason
to jump one way or the other? – while recommending a view about moral
discourse according to which the folk needn’t commit any mistake of the
sort error theorists countenance. Moreover, the view may avoid the stand-
ard pitfalls of expressivist views, such as making sense of moral argumenta-
tion. According to fictionalism, the object of moral judgments is, or should
be, moral propositions.9 Still, identifying a plausible version of moral fic-
tionalism has proved elusive. Fictionalism does not capture the character
of ordinary moral discourse. And it is not apparent that we could revise
moral discourse in the way some fictionalists recommend. We conclude that
our leading question should be answered in the negative. There are better
options for naturalists to embrace than moral fictionalism.
Among these options, we believe, is the view we have called propagan-
dism in the broad sense. In our engagement with revolutionary moral fic-
tionalism, we presented the rudiments of this rival position, suggesting that
it should be attractive to naturalists of an anti-realist bent. As we presented
it, propagandism in the broad sense accepts the error theorist’s diagnosis of
ordinary morality: large portions of ordinary moral discourse are in mas-
sive error. But it rejects the revolutionary moral fictionalist’s remedy: the
response to this error is not to transform moral discourse. Rather, it is to
more or less leave things as they are. Of course, moral anti-realists must
often engage with the folk in moral deliberation. Propagandists in the broad
sense suggest that the best way to do so is to take up various types of non-
doxastic stances toward the moral propositions that the folk assert. As we
say, we think there is much to like about this view. But an elaboration of it
will have to wait for another day.10
Notes
1. For those familiar with Mark Eli Kalderon’s and Richard Joyce’s work on moral fic-
tionalism, the first claim is inspired by Kalderon’s Moral Fictionalism (2005), while
the second is inspired by Joyce’s The Myth of Morality (2001).
2. Or toward the existential propositions with respect to the Fs, depending on
whether one thinks of such an attitude along de re/predicative or de dicto lines.
We shall slide between both ways of characterizing the fictive stance. Clearly,
fictionalism must be understood in such a way that taking up the fictive stance
toward the Fs does not imply that the Fs exist. There are several ways to secure this
result, among which is to stipulate that the expression ‘the Fs’ designates a role of
a certain kind that may or may not be occupied. Oddie (2005, pp. 12–13) offers a
helpful discussion of this approach.
3. Kalderon (2005, pp. 119–29) canvasses several ways in which pretense of this sort
can be understood.
4. Two points bear mention: first, some might wonder whether it is possible to take
up the fictive stance toward a proposition that one believes is true. To see that
102 Terence Cuneo and Sean Christy
this is indeed possible, it is helpful to recognize, first, that a fiction needn’t be
a false proposition and, second, there is nothing about the concept ‘the fictive
stance’ which implies that its object be a proposition that the fictioneer believes
is false. Think of historical fiction in this regard. Presumably, when projecting a
work of historical fiction, authors such as James Michener take up the fictive stance
toward a wide range of propositions that they believe are true. Still, in projecting
such a world, they do not present them as true. Second, some fictionalist positions
commit themselves to the claim that fictional discourse about the Fs such as ‘The
Fs are P’ should be glossed as ‘In the fiction, the Fs are Ps.’ Claims such as this,
it is said, are true just in case in the fiction the Fs are P. And, on the assumption
that some such claims are true, fictionalism implies that there are some fictional
truths. We do not attribute this position to moral fictionalists, as neither of its
main defenders, Kalderon or Joyce, explicitly embraces it. (In fact, Joyce rejects it.)
For a discussion, see Kalderon (2005), p. 121 and Joyce (2001), p. 200.
5. Alston (2000) defends the view that, in the paradigmatic case, speech acts are
intentional, while Wolterstorff (1980) defends the position that projecting a fic-
tion is an illocutionary act.
6. Here Joyce quotes from Richard Garner.
7. Those familiar with the literature on fictionalism know that there are two main
schools of thought regarding the character of fictive discourse. Some, such as
John Searle (1979), maintain that it consists in pretending to assert propositions.
Others, such as Nicholas Wolterstorff (1980), believe that it consists in taking up
other non-doxastic attitudes toward them with the purpose of having some per-
locutionary effect on an audience. Propagandism in the broad sense, in effect,
appropriates this latter view without maintaining that it best captures the char-
acter of fictive discourse.
8. Horgan and Timmons (2007), though not themselves moral realists, maintain
that moral phenomenology has many of the features that realists claim it does.
9. Although see Joyce (2001), p. 200 for a contrary view.
10. We wish to thank Dan Hooley, Don Loeb, Rik Peels, and René van Woudenberg,
as well as an audience at the Vrije Universiteit, Amsterdam for their comments.
5
Expressivism, Inferentialism and
the Theory of Meaning
Matthew Chrisman
1. Introduction
One’s account of the meaning of ethical sentences should fit – roughly, as
part to whole – with one’s account of the meaning of sentences in general.
When we ask, though, where one widely discussed account of the meaning
of ethical sentences fits with more general accounts of meaning, the answer
is frustratingly unclear. The account I have in mind is the sort of metaethi-
cal expressivism inspired by Ayer, Stevenson, and Hare, and defended and
worked out in more detail recently by Blackburn, Gibbard, and others. So,
my first aim (Section 1) in this paper is to pose this question about expressiv-
ism’s commitments in the theory of meaning and to characterize the answer
I think is most natural, given the place expressivist accounts attempt to
occupy within metaethics. This involves appeal to an ideationalist account
of meaning. Unfortunately for the expressivist, however, this answer gener-
ates a problem; it’s my second aim (Section 2) to articulate this problem.
Then, my third aim (Section 3) is to argue that this problem doesn’t extend
to the sort of account of the meaning of ethical claims that I favor, which is
like expressivism in rejecting a representationalist order of semantic expla-
nation but unlike expressivism in basing an alternative order of semantic
explanation on inferential role rather than expressive function.
2. Expressivism and the theory of meaning
Metaethics is often taught as beginning – in a way that has any clear distinc-
tion from normative ethics – with Moore’s (1903, chapter 1) discussion of
the ‘naturalistic fallacy’ and presentation of the ‘open-question argument’
against the reduction of moral terms like ‘good’ to non-moral terms like
‘what’s desired.’ To be sure, almost no contemporary metaethicist thinks
that the ‘naturalistic fallacy’ really is a fallacy or that the ‘open-question
argument’ shows everything that Moore thought that it showed. However,
it is widely assumed that one’s metaethical view must take a stand on
103
104 Matthew Chrisman
Moore’s contention that moral terms cannot be analyzed in natural terms.
In response, I think we see four basic kinds of theories favored by most con-
temporary metaethicists:
● Non-naturalists agree with Moore’s initial proposal, at least in its spirit
even if not its details. That is, they argue that the only plausible way to
accept Moore’s negative argument and to continue to take ethics seriously
is to posit the existence of sui generis moral properties, which can then be
seen as the referents of moral terms.1
● Naturalists balk at the ontological commitments involved in non-
naturalism. So, they argue that Moorean arguments for unanalyzability
either can be met or are beside the point. If they think they can be met,
they propose an analysis of moral terms in non-moral terms. If they think
it’s beside the point, they argue that, even if we cannot analyze moral
terms in non-moral terms, that doesn’t show that moral properties aren’t
natural properties any more than the fact that we cannot analyze the
term ‘water’ with the coextensive term ‘H2O.’2
● Fictionalists see an easier way to ontological parsimony. They argue that we
can accept Moore’s negative argument and agree with the non-naturalist
about the ostensible referents of moral terms, but we can think of our
language referring to these sui generis properties as a convenient fiction
rather than as manifesting actual ontological commitments.3
● Expressivists propose something quite different. They argue that we can
accept Moore’s negative argument while avoiding commitment to sui
generis moral properties by arguing that ethical claims have a distinctive
expressive role in our discourse, which obviates any need for a theory of
the referents of moral terms.4,5
One traditional way to think about these divisions is in terms of each view’s
commitments in the theory of reality. In this regard, non-naturalism and
naturalism are usually seen as forms of moral realism because they are com-
mitted to the reality of moral facts alongside other sorts of facts (physical,
biological, economic, etc.). By contrast, fictionalism and expressivism are
usually seen as forms of moral anti-realism because they seek to avoid com-
mitment to the reality of moral properties and correlative facts. There may
be ways of talking about ethics that seem to commit one ontologically, but,
if expressivists and fictionalists engage in these, they’ll insist on an account
of them that evades commitment in the final ontological reckoning.
Another way to think about these divisions is in terms of each view’s
commitments in the theory of meaning. Here, non-naturalism, naturalism,
and fictionalism are allied in a ‘descriptivist’ (or ‘factualist’) order of expla-
nation for the meaning of ethical claims. The idea is basically that ethical
claims mean what they do, ultimately, in virtue of how they describe the
world as being. (Of course, non-naturalists and naturalists hold that some of
Expressivism, Inferentialism and the Theory of Meaning 105
these descriptions are literally correct, while fictionalists deny this, but the
basic style of semantic explanation is the same.) By contrast, expressivists
reject the descriptivism6 implicit in the other theories, asserting instead that
ethical claims mean what they do in virtue of their distinctive expressive
role in our discourse.
This rejection of descriptivism purports to have two dialectical advan-
tages. First, it lays the foundation for a novel account of the way ethical
discourse seems distinctively connected to action. If ethical claims get their
meaning in virtue of their distinctive expressive role, then, as long as what
they express is connected to action in a special way, it’s no surprise that
ethical claims are distinctively connected to action. Second, it vindicates
the expressivist’s stance on the theory of reality without needing to treat
ethical discourse as in any way fictional or second-rate. The idea is that,
because ethical claims aren’t in the business of describing the world, we
have no theoretical need to account for the facts other theorists think they
describe.
But what do expressivists mean by ‘distinctive expressive role’? Or, more
pertinently, what could they mean by this phrase, given that their view is
intended as a view about the meaning of ethical claims that undercuts a
core semantic assumption of the main competitors to expressivism, while
fitting with a broader view of meaning in the philosophy of language?
Let’s approach the second part of this question first by considering what
seems to me to be a deep theoretical choice point in the philosophy of lan-
guage. In a recent survey of general developments in the theory of meaning,
Loar writes, ‘Twentieth-century theory of meaning is divided into two: truth
theories, and use theories’7 (2006, p. 85). I take it his idea is that, while all
philosophers of language will want to have an explanation of the relation-
ships between meaning, truth-conditions, and rules of use, some theories
of meaning afford explanatory priority to truth-conditions, while others
afford explanatory priority to rules of use. In order to afford explanatory
priority to truth-conditions, however, one must think that truth is more
than merely a device of semantic ascent and generalization.8 Thus, a ‘truth
theory’ of meaning will assume a non-deflationary, indeed typically a real-
ist, notion of truth.9 And this, I think, makes it into what Fodor and Lepore
refer to as the ‘ “Old Testament” story, according to which the meaning of
an expression supervenes on the expression’s relation to things in the world’
(1991, p. 329). The idea, at its core, is that meaning is a matter of word-world
representational purport, which is why I will refer to it as a representationalist
account of (what constitutes) meaning.
By contrast, use theories don’t depend on any particular conception of
truth, but they do need an account of how use and the correlated rules of
use constitute meaning. And, typically, the idea is to start with the obser-
vation that meaning (linguistic meaning, anyway) is a conventional and
thus rule-governed affair. Given rules of correct use, the use theorist claims
106 Matthew Chrisman
that some of these rules – the semantic rules – are constitutive of an expres-
sion’s meaning. So far this is purposefully vague, and I’ll only call it anti-
representationalism at this stage, because I want to distinguish between two
versions of the idea below. But, if we are so inclusive, then I think anti-
representationalism about meaning is what Fodor and Lepore refer to as the
‘ “New Testament” story, according to which the meaning of an expression
supervenes on the expression’s role in a language’ (ibid.).
So, the choice I think we should press expressivists to make at this point
is between representationalism and anti-representationalism as a general
theory of meaning. For, if their account of the meaning of ethical claims is
to fit with a broader theory of meaning in the philosophy of language, then
they’ll have to find a place on one or the other side of this divide. We’ve
already seen that the expressivist’s main competitors are allied in what I
referred to as a descriptivist view of the meaning of ethical claims; and I
think this fits pretty clearly with representationalism, as an application of a
general theory to a specific case. The anti-expressivist idea (slightly recast) is
that, just like non-ethical claims, ethical claims mean what they do in vir-
tue of how they represent the world as being, that is, in virtue of their word-
world representational purport.10 And different anti-expressivist theories
will differ based on what kinds of facts they think ethical claims purport to
represent. Since expressivism begins with an attempt to undercut this idea,
it may seem as if the expressivist must take the other side of the divide, that
is, endorse an anti-representationalist account of meaning, in general.
Although I think all contemporary expressivists do endorse a form of anti-
representationalism, it’s not initially as straightforward as I’ve just made it
sound. For there is a way to be a representationalist in the theory of mean-
ing while nonetheless endorsing what is widely thought to be a form of
expressivism. This is to say that meaning can, in general, be explained rep-
resentationally, but to go on to insist that, strictly speaking, ethical expres-
sions have no meaning. In fact, this seems to be very similar to Ayer’s idea
that the mixed ethical–non-ethical sentence ‘Your stealing that money was
wrong’ has as its ‘factual meaning’ that you stole that money, and that the
correlative ethical generalization ‘Stealing money is wrong,’ as he puts it,
‘has no factual meaning – that is, expresses no proposition which can be
either true or false’ (1936/1946, p. 107). This view is consistent, of course,
with thinking that ethical expressions have something broader than factual
meaning: call it ‘linguistic significance.’ It’s just that this sort of expressivist
will stress the fact that linguistic significance outstrips what we’re account-
ing for in a theory of meaning as word-world representational purport.
I think this version of expressivism is appropriately dubbed the ‘boo-
hooray theory’ of the meaning of ethical expressions. For terms like ‘boo’
and ‘hooray’ arguably do not have meaning, when that is construed as
word-world representational purport, though they clearly do have linguis-
tic significance. So, if the expressivist thinks that ethical terms function
Expressivism, Inferentialism and the Theory of Meaning 107
roughly like those terms, he can continue to endorse a representational-
ist account of meaning, while disagreeing with non-naturalists, naturalists,
and fictionalists that this general theory of meaning should be applied to
ethical expressions. We might thus view the expressivist’s position in the
theory of meaning as a version of semantic representationalism (about the
non-ethical) plus semantic nihilism (about the ethical).
The problems with this way of developing the expressivist idea have
become glaringly obvious over the past fifty years of metaethical debate.
In the following two paragraphs, I sketch what I take to be the core of the
problem.
Because of the productivity and learnability of language, it’s highly plau-
sible that meaning is compositionally systematic, in the sense that, if two
sentences have the same deep grammatical form, then the meaning of each
sentence can be represented as a single function on the meaning of the
correlative parts. We can make the point at the level of subsentential parts,
such as predicates, which compose with things like terms, quantifiers, and
other predicates to form whole sentences. But the same point applies at the
level of logically simpler sentences, which compose with sentential connec-
tives and operators to form logically more complex sentences. So, for exam-
ple, the meaning of a sentence such as ‘Grass is green’ can be represented as
a function SUBJPRED from the meanings of ‘Grass’ and ‘is green.’ Likewise,
the meaning of a logically complex sentence ‘If grass is green, then chloro-
phyll is green’ can be represented as a function COND from the meaning of
‘Grass is green’ and ‘Chlorophyll is green.’
The problem this generates is that, by the normal standards of syntacti-
cians, each ethical claim seems to have the same deep grammatical form as
some non-ethical claim. If that’s right, it means that we should be able to
represent the meaning of a sentence such as ‘Tormenting is wrong’ as the
(exact same) function SUBJPRED from the meanings of ‘Tormenting’ and
‘is wrong’ as before. Likewise, we should be able to represent the meaning
of a logically complex sentence such as ‘If tormenting is wrong, then tor-
turing is wrong’ as the (exact same) function COND from the meanings of
‘Tormenting is wrong’ and ‘Torturing is wrong’. However, the boo-hooray
version of expressivism is incompatible with this idea, since it denies that
predicates such as ‘is wrong’ and sentences such as ‘Tormenting is wrong’
have meaning. Because of this, the boo-hooray expressivist is committed to
defending a highly implausible presupposition of his theory, that is, that the
deep grammatical form of ethical sentences such as ‘Tormenting is wrong’
and ‘If tormenting is wrong, then torturing is wrong’ is radically different
from the deep grammatical form of non-ethical sentences such as ‘Grass is
green’ and ‘If grass is green, then chlorophyll is green.’11
This is one way of viewing Geach’s (1965) and Searle’s (1962) point in
arguing that (early) expressivists cannot make sense of the semantic similar-
ity between a logically unembedded occurrence of an ethical sentence, such
108 Matthew Chrisman
as ‘Tormenting the cat is wrong,’ and a logically embedded occurrence, such
as ‘If tormenting the cat is wrong, then getting your little brother to torment
the cat is wrong.’ The problem is not – as it has sometimes been supposed –
that expressivists have nothing they can say about why endorsing these two
sentences licenses endorsing the sentence ‘Getting your little brother to tor-
ment is wrong.’ Of course, they are theoretically prevented from saying that
the meaning of the unembedded sentence and the antecedent of the con-
ditional are both a function of their representational purport, but they can
tell some other story linking the linguistic significance of the unembedded
sentence to the linguistic significance of the conditionalized sentence. The
problem, rather, is that a commitment to the compositional systematicity
of meaning puts a very heavy explanatory burden on anyone who would
explain the semantic relationship between these three sentences in any way
different from the explanation of the semantic relationship between the
non-ethical sentences ‘Tormenting the cat is loud’ and ‘If tormenting the
cat is loud, then getting your little brother to torment the cat is loud’ and
‘Getting your little brother to torment the cat is loud.’ In short, the meaning
of conditionalized sentences – whether ethical or non-ethical – needs to be
represented as a uniform function of the meanings of their antecedents and
consequents. That is encouraged by viewing meaning as compositionally
systematic across deep grammatical similarity.12
Although I think this problem undermines expressivism, understood
as committed to semantic representationalism plus nihilism, it’s not clear
whether it undermines expressivism tout court. For, given the broader dis-
tinction between representationalist and anti-representationalist accounts
of meaning in the philosophy of language, it remains open for expres-
sivists to reject representationalism, quite generally, and go in for some
form of anti-representationalism. Recall that these theories are ones that
start their explanation of meaning not from a notion of representational
purport but from a notion of rule-governed linguistic role. So, the expres-
sivist who wants to avoid the problems with the boo-hooray theory will
need to appeal to an account of how rule-governed linguistic role consti-
tutes meaning, which comports with the compositional systematicity of
meaning.
Here, the strategy which motivates the name ‘expressivism’ is, I believe,
to cash out the notion of linguistic role in terms of expressing a mental state.
For example, Gibbard writes, ‘[W]hat “rational” means is explained by say-
ing what it is to call something “rational”, and to call something “rational”,
the analysis says, is to express a state of mind’ (1990, p. 84). This approach
to linguistic meaning is not a new one created for the purposes of salvag-
ing metaethical expressivism. It draws inspiration from a general theory of
meaning tracing back to Locke, who wrote ‘Words in their primary or imme-
diate Signification, stand for nothing, but the Ideas in the Mind of him that
uses them’ (1690/2008, chapter II). Grice (1957), Schiffer (1972) and Davis
Expressivism, Inferentialism and the Theory of Meaning 109
(2003) have made this idea much more plausible by distinguishing between
speaker-meaning and sentence-meaning, and then arguing that a sentence’s
meaning could be explained in terms of mentalistic notions such as belief
and intention, linguistic regularities, and conventions created and eventu-
ally ossified by the speaker-meanings in a community of language users.
The general idea is to start with the observation that people outwardly
express what’s going on internally in all sorts of ways (e.g. wincing, smil-
ing, winking, giving a thumbs-up, etc.), and this can be either intentional
or unintentional. One more way people express what’s going on internally
is by using language with the intention of indicating what’s going on inter-
nally. However, for this to work, there must be tractable regularities between
the use of certain sign/sound-designs and certain mental states. Thus, over
time, conventional rules develop, which govern the use of these sign/sound-
designs. And in light of these conventional rules we can speak not just of the
mental state token expressed by some person in doing something but also
of the mental state type expressed by a particular sign/sound-design. If we
allow the term ‘idea’ to refer to mentally instantiated concepts which can
be expressed in language and the term ‘thought’ to refer to combinations
of such concepts into judgments (the mental analogues of making a claim),
the core thought here is to understand meaning as constituted by what we
might call word-idea/thought (conventional) expressive function. And, as
a version of anti-representationalism, this general program in theory of
meaning is sometimes called ideationalism.
How does ideationalism fit with a commitment to the compositional sys-
tematicity of meaning? It was violating this plausible commitment in the
theory of meaning that undermined the boo-hooray version of expressivism.
But it looks as though ideationalists can do better, since, like the represen-
tationalists, they have a generic formula for specifying the meaning of any
predicate and sentence. So, for example, while the representationalist can say
that the meaning of the predicate ‘is green’ is its purporting to represent some
property, in this case greenness, the ideationalist can say that this predicate’s
meaning is what concept conventionally expresses, that is, the concept of
greenness. And, while the representationalist says that the meaning of the
sentence ‘Grass is green’ is its purporting – via the systematic contribution
(represented above by the function SUBJPRED) of the representational pur-
port of its parts – to represent the fact that grass is green, the ideationalist can
say that the meaning of the whole sentence is its conventionally expressing –
via the systematic contribution (also representable as the function SUBJPRED)
of the expressive function of its parts – the thought that grass is green. This is
similarly the case with logically complex sentences such as ‘If grass is green,
then chlorophyll is green.’ Here the representationalist says that the mean-
ing is the sentence’s purporting – via the systematic contribution (represent-
able as the function COND) of the representational purport of its parts – to
represent the fact that, if grass is green, then chlorophyll is green. And the
110 Matthew Chrisman
ideationalist has a parallel story: this sentence’s meaning is its conventionally
expressing – via the systematic contribution (also representable as the func-
tion COND) of the expressive function of its parts – the thought that, if grass
is green, then chlorophyll is green. And so on.13
So the general strategy available to the ideationalist for capturing the sys-
tematicity of the meaning of whole claims through an isomorphism with
the structure of thoughts is much like the representationalist’s strategy of
appealing to an isomorphism with the structure of what is represented.
Given that compositional systematicity is precisely the stumbling block for
any form of expressivism that signs up to a representationalist plus nihilist
account of the theory of meaning, ideationalism would seem to be a very
good general theory of meaning for expressivists to opt for instead. If they
do so, it seems that they can provide a uniform account of the meaning of
ethical and non-ethical claims by saying that all claims mean what they do
by virtue of the conventional word-idea expressive function of their parts
and the systematic contribution of these parts to the conventional sentence-
thought expressive function of whole sentences.
3. A problem
So far, I’ve argued that the most natural general account of meaning for an
expressivist to endorse is an ideationalist account, which explains linguistic
meaning in terms of word-idea expressive function. However, those who
favor representationalism in the general theory of meaning are unlikely to
see the ideationalist’s switch from word-world representational purport to
word-idea expressive function as making much progress in accounting for
meaning. For, even if it’s true that sentences mean what they do in virtue of
the mental states they conventionally express, the representationalist will
insist that this is true only because mental states have the content that they
have in virtue of how they represent the world as being. That is, from the
representationalist’s point of view, ideationalism will not look like a free-
standing account of meaning but only a ‘dogleg’ through ideas/thoughts
(mentalistically construed) on the way to representations of the world. And,
in so far as this is correct, the representationalist will insist that it’s the
notion of representational purport, rather than expressive function, that is
doing the fundamental explanatory work. And, moreover, whatever expla-
nation the ideationalist has of the systematic compositionality of meaning
in terms of the compositional structure of the content of thoughts it’s deriv-
ative of the representationalist’s explanation in terms of the compositional
structure of the facts represented.
An ideationalist might argue in response that words are mere scribbles or
sounds until they are imbued with their representational purport. Then, the
ideationalist could argue that what imbues some scribbles and sounds with
representational purport is, quite generally, their incorporation in a human
Expressivism, Inferentialism and the Theory of Meaning 111
practice via the generation of expressive conventions linking scribbles and
sounds to human ideas (i.e. parts of human thoughts). The idea is that scrib-
bles and sounds that represent parts of the world do so only because they
are linked via conventional rules to ideas and thoughts, which themselves
represent parts of the world. More abstractly, the claim is that the notion of
word-world representational purport could not even be attached to words
without first appealing to the notion of word-idea expressive function.
Hence, although the former notion can attach to words, the latter notion is
more explanatorily fundamental. This, I take it, is what many ideationalists
in the philosophy of language would say in response to the representation-
alist’s criticism that their theory is a mere dogleg. And, moreover, it pre-
serves the primacy of the structure of the content of thoughts in explaining
the systematic compositionality of meaning.
However, it’s unclear whether this line of response can work for the expres-
sivist who wants to give an ideationalist explanation of the systematic com-
positionality of meaning while underwriting the view that ethical claims
and non-ethical claims play a distinctive expressive role. More specifically, it
seems that an expressivist who endorses ideationalism as a general theory of
meaning will nonetheless have to hold that, while ethical and non-ethical
claims both mean what they do in virtue of the thoughts they express,
ethical thoughts do not have their contents in virtue of the representational
purport attached to them via human expressive practices. Otherwise, the
expressivist hasn’t really denied the representationalism implicit in non-
naturalism, naturalism, and fictionalism. To appreciate this, notice how
these anti-expressivists can, as far as their debate with the expressivist goes,
accept that ethical claims mean what they do in virtue of their distinctive
expressive role. They’ll say that ethical claims express ethical thoughts and
non-ethical claims express non-ethical thoughts. However, that’s not yet a
metaethically interesting contrast. For, by the same token, physical claims
express physical thoughts, biological claims express biological thoughts,
economic claims express economic thoughts, etc.
Thus, expressivists need an expressive contrast drawn not in terms of the
differing contents of the mental states expressed but in terms of the differ-
ent kinds of mental states expressed. More specifically, it seems that expres-
sivists need to cash out their core thesis that ethical claims mean what they
mean in virtue of playing a distinctive expressive role by arguing that non-
ethical claims express beliefs, while ethical claims express something like
desires, intentions, or plans. This is a familiar distinction from Humean psy-
chology of motivation, which is often characterized in terms of a difference
in direction of fit.14 Beliefs function like maps in that they are meant to fit
the way the world is, while desires, intentions, and plans function more like
orders in that they’re meant to get the world to fit them. However, what this
makes apparent, in light of our discussion of general theories of meaning, is
that the expressivist cannot endorse a standard form of ideationalism that
112 Matthew Chrisman
accepts a strict isomorphism between the semantic content of sentences and
the mental content of the ideas they conventionally express. For, although
he’s happy to say that a non-ethical sentence, such as ‘Tormenting is loud,’
means what it does in virtue of expressing the belief that tormenting is loud,
he must deny the structurally isomorphic explanation of the meaning of an
ethical claim, such as ‘Tormenting is wrong.’ This, on his view, expresses a
desire, intention, or plan.15
However, it should now be clear that this spells trouble for the sort of
expressivist I’ve been discussing in this section. For the main advantage of
adopting ideationalism in the theory of meaning rather than the represen-
tationalism plus nihilism adopted by early expressivists was that ideation-
alism can explain the semantic content of whole sentences as a systematic
function of the semantic content of their parts and the ways that they com-
bine. However, if the expressivist now says that ethical and non-ethical
claims both mean what they do in virtue of expressing thoughts, but the
relevant way in which these thoughts differ is not directly in their contents
but in their nature as beliefs or desires/intentions/plans, this undermines
the ideationalist’s ability to explain the meaning of whole sentences as a
systematic function of the meaning of their parts and the deep grammar of
ways they are combined.
That’s all a bit abstract. Perhaps an example will help to make the point
more concrete. Recall the logically complex sentences:
‘If grass is green, then chlorophyll is green’
‘If tormenting is wrong, then torturing is wrong.’
If we accept the expressivist’s idea that non-ethical thoughts are beliefs,
which aim to fit the world, then the ideationalist account of the meaning of
the first sentence amounts to the following. The logically simple sentence
‘Grass is green’ means what it does in virtue of expressing the belief that grass
is green, whose content can be viewed as a systematic function (SUBJPRED)
of the combination of the ideas of grass and greenness into a thought, and
similarly with the logically simple sentence ‘Chlorophyll is green.’ Then, the
conditionalized combination of these two sentences means what it does in
virtue of expressing the conditionalized belief whose content can be viewed
as a systematic function (COND) of the thoughts expressed by its parts, that
is, the belief that, if grass is green, then chlorophyll is green. That’s compo-
sitional systematicity of meaning at its finest.
What does the expressivist say about the meaning of the second con-
ditionalized sentence? Well, compositional systematicity encourages us
to break it into its logically simple parts as before: ‘Tormenting is wrong’
and ‘Torturing is wrong.’ However, according to the expressivist these are
not the conventional expression of ethical beliefs (as the anti-expressivists
say); rather, they’re the expression of desires, intentions, or plans.16 The
Expressivism, Inferentialism and the Theory of Meaning 113
problem is that, although desires, intentions, and plans may be thought to
have contents, it’s clear that their contents are not isomorphic to the sen-
tences that express them. If ‘Tormenting is wrong’ expresses a desire, inten-
tion, or plan, then surely it’s not the desire that tormenting is wrong, or the
intention that tormenting is wrong, or the plan that tormenting is wrong.
Rather, it’s something like the desire that people not torment, or the inten-
tion to stop people from tormenting, or the plan not to torment.
That already means that the expressivist cannot give a standard ideation-
alist explanation of the meaning of logically simple sentences as a system-
atic function of their parts determined by their deep grammar. The needed
isomorphism between the contents of thoughts and the contents of sen-
tences must break down in the ethical case, for the expressivist. The situa-
tion just gets worse when we consider logically complex ethical sentences.
What thought does the second conditionalized sentence blocked out above
express, according to the expressivist? Even if we agree that it does express a
desire, intention, or plan, it’s clear that the content of this desire, intention,
or plan is not isomorphic to the content of the conditionalized sentence. It’s
not obviously even intelligible to desire, intend, or plan that, if tormenting
is wrong, then torturing is wrong.
One way out of this problem is suggested by Blackburn’s (1998, pp. 71–4;
2002) talk of ‘being tied to a tree.’ His idea is that logically complex claims
should be seen, quite generally, as committing one to a predictable pattern of
beliefs and attitudes. This would be consistent with the ideationalist idea that
all sentences mean what they do in virtue of thoughts they express only if it
is interpreted as the view that all logically complex claims – both ethical and
non-ethical – express a complex desire-like disposition, which, depending on
their combination with different claims that one endorses, leads one to have
further thoughts and endorse further claims that express them. For example,
on this kind of view, a claim such as ‘If Grass is green, then chlorophyll is green’
would be said to express not the belief that if grass is green then chlorophyll is
green but something like the desire, intention, or plan that (i) if one thinks that
grass is green then one thinks that chlorophyll is green and (ii) if one thinks
that chlorophyll is not green, then one does not think that grass is green.
The problem I see with this way of respecting the systematicity of mean-
ing across similar logical contexts is that it misplaces the distinction
between claims that describe the world and claims that don’t describe but
express desires, intentions, or plans. For, on it, any logically complex claim
comes out as non-descriptive. For example, ‘Grass is green’ would be said
to describe the world in virtue of expressing a belief, but ‘It is not the case
that grass is not green’ would be said to express a desire, intention, or plan
that is characterizable as ‘being tied to a tree.’ I don’t know if that is how
Blackburn intends his view to be interpreted (he speaks of ‘commitments’
that are specifiable in terms of what other mental states it ‘makes sense’
to hold in combination). However, I think this is the most natural way to
114 Matthew Chrisman
interpret the idea within an ideationalist account of meaning. As we’ll see
below, there is an inferentialist tradition in the theory of meaning that may
subvert the distinction between descriptive and non-descriptive sentences,
and another way to interpret Blackburn’s idea is in inferentialist terms,17
but within an ideationalist version of expressivism I think it would be quite
awkward if the only sentences thought to express beliefs and so to describe
the world were atomic non-ethical sentences such as ‘Grass is green.’
For these reasons, it seems to me that the only way an expressivist, who is
committed to ideationalism as a general theory of meaning, can avoid this
problem is to return to the core ideationalist idea that all claims express the
same kind of mental state, whose differing contents explain differences in
meaning. However, that is inconsistent with the expressivist’s aspirations
in metaethics to draw an ontologically and psychologically interesting con-
trast between ethical and non-ethical discourse in a plausible way.18
4. A different way
In Section 1 I suggested that two different forms of expressivism emerge
when we query the view’s underlying assumptions in the theory of meaning.
Early versions of expressivism seem to be committed to semantic representa-
tionalism (about the non-ethical) plus semantic nihilism (about the ethical),
whereas later versions of expressivism seem to be committed to a form of
anti-representationalism called ideationalism. I’ve pointed to the problems
almost everyone agrees undermine early versions of expressivism, and I’ve
rehearsed a related problem for the later versions of expressivism. In this sec-
tion I want to argue that this is not enough to strike anti-representationalist
accounts of the meaning of ethical claims off the list of theoretical options
in metaethics. And I want to do so by again focusing on foundational issues
in the theory of meaning that I believe should underpin the metaethical
debate about the meaning of ethical claims.
Ideationalism is not the only anti-representationalist theory of meaning
one finds in the philosophy of language. Indeed, in their presentation of ‘Old
Testament’ theories of meaning, which are founded on word-world relations,
it’s clear that Fodor and Lepore mean to contrast these not with ideationalist
theories but with inferentialist or conceptual-role theories of meaning, which
are founded instead on the inferential/conceptual connections between
words.19 These ‘New Testament’ theories are anti-representationalist in that
their most basic explanation of what constitutes the meaning of words and
sentences doesn’t rest on word-world representation relations. But they’re
not ideationalist forms of anti-representationalism, since they also don’t
take word-idea/thought expressive function as the most basic. Rather they
focus on the inferential (and perhaps more broadly conceptual) connections
between words and (more importantly) between the sentences they can be
used to compose.
Expressivism, Inferentialism and the Theory of Meaning 115
I think such theories of meaning are very promising, but I won’t argue in
general for them here, as my purpose is not to defend a general theory of
meaning but to point out its near absence20 in the metaethical debate about
the meaning of ethical claims and to argue that it has some advantages over
expressivism. To this end, however, it is necessary to sketch enough of an
inferentialist theory of meaning to contrast it with representationalist and
ideationalist theories sketched above.
Recall that representationalists hold that a declarative sentence means
what it does in virtue of what fact it can be used to represent, and ideation-
alists hold that a declarative sentence means what it does in virtue of what
thought it can be used to express. Thus, for example, the sentence ‘Grass is
green’ would be said, by the representationalist, to mean what it does in vir-
tue of representing the fact that grass is green, and, by the ideationalist, to
mean what it does in virtue of conventionally expressing the thought that
grass is green. The inferentialist position, in contrast, can be put in terms
of the notion of an inferentially articulable commitment. The idea is that a
sentence means what it does in virtue of what commitment it can be used
to undertake.
Such commitments are not conceived ontologically, that is, as commit-
ments to the existence of some fact in the final ontological reckoning. This
is what makes the view a form of anti-representationalism. But neither are
they conceived psychologically, as some part of an agent’s mind. This is
what makes the view a form of anti-representationalism that is different
from ideationalism. There may be connections to commitments conceived
ontologically or psychologically, but, in the first instance, the commitments
I have in mind are conceived in terms of the inferential entitlements and
obligations that undertaking them carries. 21
The idea is that one can gain entitlement to a commitment (e.g. to grass’s
being green) by undertaking another commitment (e.g. to grass’s being full
of chlorophyll and chlorophyll’s being green); and one can be obligated by
one commitment (e.g. to grass’s being green) to undertake another com-
mitment (e.g. to grass’s being colored). The inferentialist contends that the
meaning of a claim is constituted by its place in a network of these sorts of
connections. Thus, in contrast to representationalism and ideationalism,
inferentialism says that the claim ‘Grass is green’ means what it does in
virtue of the fact that it can be used to undertake a commitment to grass’s
being green; and this commitment is constituted by the network of inferen-
tial entitlements and obligations that commitment carries.
It’s important to appreciate that this style of semantic explanation offers
a completely generic formula for explaining the meaning of a claim, which
extends to any degree of logical complexity. So, for instance, the inferential-
ist will also say that the conditionalized sentence ‘If grass is green, then chlo-
rophyll is green’ means what it does in virtue of the inferentially articulable
commitment it can be used to undertake. In this case, it’s a commitment
116 Matthew Chrisman
to chlorophyll’s being green in case grass is green. But if the sentence were
instead ‘If grass is red, then chlorophyll is purple,’ we’d get the structur-
ally isomorphic result: it means what it does in virtue of being usable to
undertake a commitment to chlorophyll’s being purple in case grass is red.
The general theory, then, is that a claim means what it does in virtue of the
inferentially articulable commitment it can be used to undertake.
I want to flag and try to put aside two questions about this general theory
of meaning before exploring the different path I think it offers in the meta-
ethical debates about the meaning of ethical claims.
First, a representationalist might wonder: isn’t the commitment to some-
thing’s being a certain way best understood in representationalist terms? This
question points to a vexed issue about the notions of being, fact, and repre-
sentation that I won’t delve into deeply here. But I do want to recognize that
one way to understand the notion of a commitment to something being a
certain way (e.g. a commitment to grass being green) is in terms of the notion
of representing the world as containing the fact that this thing is that way
(e.g. the fact that grass is green). However, either this is a trivial and ontologi-
cally neutral reformulation, or it gets one very deep into questionable onto-
logical commitments. For instance, most philosophers are committed to its
being impossible that 1 1 = 3 and to its being unlikely that the sun will rise
an hour later tomorrow. However, in so far as ontology goes, it’s up for debate
whether these commitments entail commitment to the world containing the
fact that 1 1 = 3 is impossible and the fact that it is unlikely that the sun will
rise an hour later tomorrow. For commitment to something being impossible
might plausibly be thought to be about not merely what’s a fact in this world
but what could and couldn’t be a fact, as we sometimes say, in other unreal
but possible worlds. And commitment to something being unlikely might
plausibly be thought to be not about what will in fact happen but about the
strength of someone’s evidence for thinking that something will happen.
There are, of course, realist views of impossibility and improbability, but they
raise naturalist qualms even more than realist views about what’s ethically
right and wrong. So, I think there is considerable theoretical room to resist
the idea that commitment to something being a certain way is best thought
of as an ontological commitment in implicitly representationalist terms.
Second, someone impressed with truth-conditional theories of the com-
positional systematicity of meaning might ask: what does the inferentialist
say about the meaning of subsentential parts of sentences? In the case of
representationalism and ideationalism, a ‘bottom-up’ explanation of mean-
ing seems to be in the offing. For example, the representationalist could say
that a predicate means what it does in virtue of the property, the having of
which would make the predicate true of something. And the ideationalist
could say that a predicate means what it does in virtue of the concept, the
falling under which would make the predicate true of something. Then facts
can be viewed as built (at least partially) out of properties, while thoughts
can be viewed as built (at least partially) out of concepts. Again, there are
Expressivism, Inferentialism and the Theory of Meaning 117
vexed issues here that I will not delve into deeply. However, I think it’s
important to appreciate that, although the inferentialist’s explanation of
meaning starts at the level of full claims, which are the proper relata of
inferential/conceptual relations, this doesn’t preclude a ‘top-down’ expla-
nation of the meaning of subsentential parts of sentences. For example, the
account could represent the meaning of predicates as sets of inferentially
articulated commitments. The meaning of ‘is green’, for instance, could be
seen as the set of inferentially articulable commitments one gets by sub-
stituting into ‘x is green.’ This is by no means the end of the story, but it
should be clear enough that, by generalizing across claims with equivalent
subsentential parts, we can represent the meaning of these subsentential
parts by a process of top-down abstraction.22
Having flagged and put aside those two difficult questions, I now want
to consider how the inferentialist theory of meaning applies to the meta-
ethically interesting case of ethical claims. The discussion above suggests
that an inferentialist will say that a sentence such as ‘Tormenting is wrong’
means what it does in virtue of the fact that it can be used to undertake an
inferentially articulable commitment to tormenting being wrong. What it
means for this commitment to be inferentially articulable is the same as
before. It carries with it a network of entitlements and obligations to other
commitments. So, it’s ultimately the network of these inferential relations
that constitutes the claim’s meaning.
This style of explanation extends to logically complex ethical sentences
in the expected way. So, for instance, the claim ‘If tormenting is wrong,
then torturing is wrong’ means what it does in virtue of the inferentially
articulable commitment it can be used to undertake. In this case, the com-
mitment will be a commitment structurally isomorphic to the commit-
ments undertaken with the conditional claims above: ‘If grass is green,
then chlorophyll is green’ and ‘If grass is red, then chlorophyll is purple.’
That is, it’s the commitment to torture being wrong in case tormenting is
wrong.
So far, it seems that representationalism, ideationalism, and inferential-
ism – considered as general theories of meaning – have importantly differ-
ent but parallel formulas for explaining the meaning of claims in a way that
respects the compositional systematicity of meaning. They’re explained in
terms of the fact represented, the thought expressed, or the commitment
undertaken. And, as long as there is a systematic function between the deep
grammar of the claim and the structure of the fact, thought, or commit-
ment, the explanation can respect the compositional systematicity of mean-
ing on which early expressivists floundered.
Above, however, I argued that more recent expressivists, who assume an
ideationalist order of semantic explanation, flounder in a more subtle way
on the compositional systematicity of meaning. This is because their metae-
thical convictions force them to violate the systematic connection between
the deep grammar of some claims and the structure of the thought they
118 Matthew Chrisman
express. In order to fund the purported difference in expressive role between
ethical and non-ethical claims, contemporary expressivists have to tell a
different story about ethical claims and their logical parts from the stand-
ard story about non-ethical claims and their logical parts. For, in order to
challenge the semantic assumption underlying non-naturalism, naturalism,
and fictionalism, they have to defend an anti-representationalist account of
the meaning of ethical claims. But, in order to do this, they draw a distinc-
tion between thoughts that are like maps in representing the world and
thoughts that are like commands in guiding one through the world, which
in turn leads to the idea that the thoughts expressed by ethical claims are
not beliefs but, rather, something like desires, intentions, or plans. But it
turned out to be implausible to think that the content of desires, intentions,
or plans bears the same systematic structural relation to the deep grammar
of the sentences that express them as the content of beliefs. Would similar
metaethical convictions force an inferentialist to make a similarly problem-
atic move?
I don’t think so. If we conceive of the commitments that constitute a
claim’s meaning not in ontological or psychological terms but in inferential
terms, then we already have a general theory of meaning that challenges the
semantic assumption underlying non-naturalism, naturalism, and fictional-
ism. It seems that this cannot be undermined by an analogue of the dogleg
argument against ideationalism sketched above. For inferentially articula-
ble commitments do not have the content they do in virtue of the facts
they represent the world as having. Rather, it’s precisely the point of calling
them ‘inferentially articulable’ that their content is articulated in terms of
inferential/conceptual connections to other claims and not in terms of their
representational connection to facts putatively in the world.
So far as that goes, however, inferentialism may seem to undermine the
contrast between ethical and non-ethical claims that was supposed to carry
two dialectical advantages for anti-representationalist metaethical views
such as expressivism over representationalist views such as non-naturalism,
naturalism, and fictionalism. In my view, that’s only partially right, which
we can appreciate by reconsidering these putative dialectical advantages
from the point of view of inferentialism.
The first putative dialectical advantage mentioned above was that the
expressivist’s way of being an anti-representationalist provides the basis for
a novel and compelling explanation of the distinctive connection between
ethical discourse and action. So stated, this is ambiguous between the idea
that ethical claims seem to be distinctively connected to their authors’
being motivated to act in certain ways, and the idea that ethical claims
seem to be distinctively connected to the justification or legitimization of
certain actions from their authors’ point of view. I think that both of these
ideas can, when properly understood, be better captured by the inferential-
ist than by the expressivist.
Expressivism, Inferentialism and the Theory of Meaning 119
Early expressivists were sometimes animated by the thought that one
who sincerely makes an ethical claim will be at least somewhat motivated
to act in its accord. However, this form of judgment-internalism is clearly
too strong. Often ethical claims are not about anything that their author
expects to have a bearing on how he or she acts (e.g. claims about the rights
and wrongs of international policy or about what some historical figure
did), or they are about pro tanto considerations that their author considers
outweighed (e.g. about what would most please one’s mother), or they are
abstract enough to leave one cold (e.g. that one ought to act in such a way
that one could will one’s maxim as universal law), or they simply do leave
one cold because of akrasia or some other disconnect between conviction
and motivation. So, whatever form of judgment-internalism is true, it must
be weak enough to allow motivations and sincere ethical claim-making to
diverge. But, if that is the case, then I think the inferentialist can say two
plausible things about judgment-internalism. First, perhaps sincere ethical
claim-making is indeed better correlated with having the sorts of desires,
intentions, and plans that explain motivation, but the exceptions to this
psychological correlation indicate that it shouldn’t dictate our explanation
of the meaning of the relevant claims. We can recognize that certain sorts
of ethical claims conventionally express desires, intentions, and/or plans
without holding that they mean what they do in virtue of expressing these
things. Second, if ethical commitments are inferentially connected to the
core concepts deployed in practical reasoning in a way that doesn’t hold for
all other commitments – as I will suggest below – then it wouldn’t be sur-
prising if agents generally, though defeasibly, acquired motivation to act in
ways justified by (at least some of) their ethical commitments. Perhaps the
reason we expect one who claims that giving to charity is morally required
to be motivated to give to charity is that this claim expresses a commitment
that inferentially supports the practical commitment to give to charity; and
we generally expect people to be defeasibly motivated to do what they’re
committed to in virtue of the commitments undertaken by their claims.
The other way to disambiguate the idea of a distinctive connection
between ethical discourse and action is about justification or legitimiza-
tion of action rather than directly about motivation. I think this idea is
even more easily captured by the inferentialist than by the expressivist.
To see this, notice that the expressivist has to say that it’s something about
the desire, intention, or plan expressed by ethical claims that explains why
related actions are justified or legitimate, from the agent’s point of view.
Whether one finds that compelling will depend on whether one thinks
desires, intentions, and plans can play this justifying or legitimating role.
Perhaps they can, but, depending on how passively acquired such states are,
one might also reasonably worry that they can’t play that justificatory role
until the agent endorses them. In contrast, the inferentialist can build the
notion of a justifying or legitimating connection into his account of the
120 Matthew Chrisman
meaning of ethical claims. The details can be worked out differently for
different ethical claims depending on how tight one thinks the connection
is. But, as an example, consider a claim of the following form: ‘I ought, all
things considered, to ϕ.’ It would not be implausible to think that part of the
inferential articulation of the commitment undertaken by this claim con-
strues it as obligating its author to a further directly practical claim that we
might express as ‘I shall ϕ when the appropriate time comes.’ And we could
then capture the apparent contrast with non-ethical claims by pointing out
that they do not carry similar inferential connections to the core ‘I shall’
type claims involved in practical reasoning.
So, I think the inferentialist can actually do better than the expressivist
in capturing the apparently distinctive practicality of ethical discourse in
comparison to non-ethical discourse. If right, this means that the first dia-
lectical advantage claimed for expressivism over non-naturalism, natural-
ism, and fictionalism actually counts more in favor of inferentialism than
expressivism. But what about the second dialectical advantage? This had
to do with the expressivist’s stance in the theory of reality towards osten-
sible ethical properties and facts. By adopting expressivism, one is able to
maintain a kind of naturalist-inspired anti-realism about the ethical, which
obviates the need for certain controversial sorts of explanations crucial to
non-naturalism, naturalism, and fictionalism. Can an inferentialist claim
the same advantage?
In one sense, the answer is clearly ‘yes,’ since inferentialism – at least as
far as it’s been sketched here – is a thoroughgoing anti-representationalist
theory. Unlike the ideationalist, who says that claims mean what they do in
in virtue of the thoughts they express but then goes on to grant that some
thoughts (i.e. beliefs) have the content they have in virtue of how they rep-
resent the world as being, the inferentialist doesn’t have to appeal to the
notion of representing the world as being a certain way even as a secondary
explanatory notion in his theory. This means that there is a way to be an
inferentialist that generalizes the expressivist’s naturalist-inspired anti-realist
stance towards the ethical into a general anti-realist stance across the board.
However, I suspect that many metaethicists would view that way of vali-
dating a naturalism-inspired anti-realist stance towards the ethical as sub-
verting the relevant debate in the theory of reality rather than capturing
the anti-realist motivation for expressivism. That is to say that, if the rea-
son ethical claims don’t commit us ontologically to ethical facts is that no
claims ever commit us ontologically, then the issue of ontological commit-
ment and naturalism-inspired anti-realism is spurious.
Even if it is spurious, that still leaves inferentialism looking better than
expressivism with respect to issues about the compositional systematicity
of meaning and the apparently distinctive practicality of ethical discourse.
And it would appear better than naturalism, non-naturalism, and fictional-
ism, in so far as they make supposedly spurious ontological claims. However,
Expressivism, Inferentialism and the Theory of Meaning 121
I think a more subtle form of inferentialism wouldn’t spurn the ontologi-
cal debate, but would rather seek to reconstruct it in directly inferentialist
terms. In characterizing inferentially articulable commitments above, I said
that they are not conceived in the first instance as ontological commitments.
That is to say, they are not constituted by which facts they commit one
admitting into one’s ontology. On this way of thinking of things, one can
be committed to the impossibility that 1 1 = 3, the unlikelihood that the
sun will rise an hour late tomorrow, and the wrongness of torture, with-
out being committed ontologically to the existence of some piece of reality
that corresponds to these commitments. However, that doesn’t rule out the
possibility that something else would commit one ontologically, and that
something else could make a difference between the types of commitments
just canvassed and commitments to things like grass being green and grass
being full of chlorophyll, about which we may want to be more realist.
The question of what else could commit one ontologically is a difficult
question in meta-ontology, and there are vexing related issues about how
best to understand the notions of nature, observation, and explanation. I
won’t be able to address these issues here, but I do want to explain how a
historically prominent idea might serve as a placeholder for a more fully
worked-out account.
What I have in mind is the idea that ontological commitment tracks
with commitment, not to something being true, but to something being
part of the best natural explanation of what we can observe. The rough
idea is that our theory of reality is an implicit and incomplete attempt to
explain our actual and potential observations of the world. If that’s right,
and an inferentialist wants to be a realist about a claim such as ‘Grass is full
of chlorophyll,’ then she can say that this claim is implicitly explanatory.
That is to say that part of what it obligates one to, inferentially, is a certain
explanatory claim – that is, that grass’s being full of chlorophyll explains
why we can observe certain things about grass. What’s important is that
there’s theoretical space to go in the other direction as well. If an inferen-
tialist wants to be an anti-realist about a claim such as ‘It’s unlikely that the
sun will rise an hour late tomorrow,’ then she can say that this claim is not
similarly explanatory in its inferential implications. Perhaps it doesn’t com-
mit its author ontologically to facts about what has the property of being
unlikely, but rather commits its author practically to treating certain future
contingents as settled.
Whichever way this contrast is refined, I think we can begin to see the-
oretical space for the inferentialist to reconstruct the realism/anti-realism
debate in metaethics in directly inferentialist terms. If an inferentialist
wants to be an ethical realist, then he’ll argue that the commitments under-
taken when one makes an ethical claim are implicitly explanatory. That is,
his account of the inferential implications of this claim will be similar to
the one just sketched for the claim ‘Grass is full of chlorophyll.’ However, if
122 Matthew Chrisman
an inferentialist wants instead to be an ethical anti-realist, then he’ll have
to argue that the commitments undertaken when one makes an ethical
claim are not implicitly explanatory in this way. That is, his account of the
inferential implications of this claim will be similar to the one just sketched
for the claim ‘It’s unlikely that the sun will rise an hour late tomorrow.’
I think something like this provides a more nuanced version of inferen-
tialism that is able to capture not only the idea that there is a distinctive
connection between ethical discourse and action, but also the prospects of
a naturalism-inspired form of anti-realism about the ethical. Since these
were the two dialectical advantages expressivists claim over traditional anti-
expressivists, and since expressivism faces a problem with the systematicity
of its form of semantic explanation that is not faced by the inferentialist, I
think this means that inferentialism has better prospects than expressivism
as an anti-representationalist theory in metaethics.
5. Conclusion
The guiding thought of this paper is that one’s metaethical account of the
meaning of ethical sentences should fit with one’s account of the meaning
of sentences in general. In metaethics, one finds non-naturalist, natural-
ist, fictionalist, and expressivist accounts of the meaning of ethical claims.
And, in the theory of meaning, one finds representationalist theories, which
take word-world representational purport as their fundamental explanatory
notion, ideationalist theories, which take word-idea expressive function as
their fundamental explanatory notion, and inferentialist theories, which
take claim-claim inferential connections as their fundamental explana-
tory notion. So, my guiding thought led me to ask how those more specific
metaethical theories fit with these more general theories of meaning. In the
case of non-naturalism, naturalism, and fictionalism, the answer is rela-
tively straightforward: they are implicitly forms of representationalism (per-
haps allowing for the possibility of a ‘dogleg’ through mentalistic notions).
However, in the case of expressivism, the answer was not so straightforward.
The crux of this paper has been searching for this answer, articulating prob-
lems with it, and using those problems to motivate a kind of metaethical
theory that is not on the standard maps of theoretical options in metaeth-
ics. This is the theory that fits with or is an application of a more general
inferentialist theory of meaning.
I don’t take myself to have defended or even articulated this theory
fully. My aim here was more modest. I want inferentialism to be consid-
ered one of the viable theoretical options in metaethical debates about
the meaning of ethical claims. To this end, I’ve tried to place it as a form
of anti-representationalism that differs from expressivism in important
respects. First, by appealing to the notion of an inferentially articulable com-
mitment undertaken rather than to a thought conventionally expressed by a
Expressivism, Inferentialism and the Theory of Meaning 123
claim, I think inferentialism has resources to respect the compositional
systematicity of meaning, which both early and later versions of expressiv-
ism lacked. Second, I think inferentialism retains old resources and brings
new resources to explaining the distinctive connection between ethical dis-
course and action. Third, there is room in the inferentialist theory to recon-
struct the realism/anti-realism distinction in a way that doesn’t depend on
different directions of fit with the world that different types of mental states
(beliefs or desires) might be thought to have.
That being said, however, I’d like to close by voicing a worry about infer-
entialism in metaethics. Even if the sort of account I’ve pointed to does to
some extent work to explain the meaning of ethical claims, one might think
that it does so by merely pushing the metaethical question back a level.
Inferentialism explains the meaning of ethical claims in terms of the infer-
entially articulable commitment they can be used to undertake, but what
is its account of the meaning of claims about the entitlements and obliga-
tions involved in a commitment’s inferential articulation? For instance, the
claim ‘One who is committed to grass’s being green is committed to grass’s
being colored’ is not an ethical claim, but it seems to be a normative claim.
Doesn’t it raise all of the same metaethical issues as ethical claims? It does,
but I think it’s already some advance if we’re able to locate the metaethi-
cal issue about meaning and normative character of ethical claims within
a broader meta-normative issue about normative claims more generally.
However, I think there is also a deep and difficult question about the gen-
esis and nature of these norms. Here, I think more work needs to be done to
determine to what extent the metaethical debate will simply be re-engaged
at a more fundamental level, or to what extent pursuing it at that level
affects the relative attractiveness of the various theoretical options.23
Notes
1. Cf. Shafer-Landau (2003, ch. 3), Parfit (forthcoming: ch. 24). Distinguishing
what is non-natural from what is natural is notoriously difficult, especially since
non-naturalism is usually thought to involve the denial that moral properties
are supernatural as well as the denial that they are natural. See Ridge (2008) and
Sturgeon (2009) for useful discussion. Another way, then, to organize theories
into the first two camps would be to distinguish between reductionists who see
moral properties as reducing to some other sort of property, and anti-reductionists
who deny this. The differences between these ways of organizing the kinds of
metaethical views are not important for my present purposes, which are more
focused on the semantic assumptions of these theories.
2. Boyd (1988), Sturgeon (1985; 2003), Brink (1986; 1989), Railton (1989), Smith
(1994a, ch. 5–6).
3. Mackie (1977, ch. 1) defends a form of Error-Theory, which is the progenitor to
modern fictionalism. Cf. Joyce (2001), Kalderon (2005).
4. Blackburn (1984; 1992; 1998), Gibbard (1990; 2003), Timmons (1999), Ridge
(2006).
124 Matthew Chrisman
5. A view that does not show up explicitly on my list is the sort of metaethical con-
structivism defended by Korsgaard (2003) and Street (2008). I remain unsure of
its distinctiveness, but I also don’t know where to slot it in. See Fitzpatrick (2005)
and Hussain and Shah (2006) for useful discussion of constructivism. Response-
dependent views such as McDowell (1985) are also hard to place, but that is
because it’s hard to know whether or not the facts about response dependence to
which he appeals are to be thought of as natural facts. In any case, the location of
views such as Korsgaard’s and McDowell’s won’t matter for the critical discussion
of expressivism to follow.
6. This is consistent with a later attempt to reclaim whatever talk of description
is part of ordinary ethical discourse, as the quasi-realist does (Blackburn, 1993;
1998; Gibbard, 2003). It’s just that, at the more basic theoretical level, the expres-
sivist doesn’t think the idiom of description can serve in the best account of the
meaning of ethical claims.
7. He is perhaps omitting the verificationist theories that were prominent at the
beginning of the twentieth century, but I think he is right that contemporary
philosophers of language are often divided into these two broad camps.
8. Admittedly, spelling out the notion of explanatory priority here is not straight-
forward. For all theorists of meaning will want to recognize that meaning is
conventional, in the sense that it’s only because of regularities of use that some
arbitrary sign/sound-designs have meaning while others don’t. However, the
truth-theorist sees that as pragmatic background and takes the notion of a truth-
condition to be semantically more basic than the notion of a rule of correct use,
whereas a use-theorist thinks that we can explain why sentences have the truth-
conditions that they have only via semantic rules of use.
9. It would, of course, be possible instead to endorse a non-realist but non-
deflationary conception of truth, such as pragmatism or coherentism about
truth. However, as theories of truth, these are quite implausible, although prag-
matist and coherentist ideas have found their way into general philosophical
views naturally allied with deflationist or minimalist accounts of truth. See
Wright (1992), Rorty (1995) for relevant discussion.
10. This may involve, as a corollary, a connection to mental states. More specifically,
the anti-expressivists mentioned above may want to say that ethical claims serve
to express beliefs – but they’ll want to understand the contents of these beliefs in
representationalist terms. I return to this issue in Section 2.
11. Schroeder (2008, ch. 2) and Blome-Tillmann (2009) make similar points.
12. Schroeder (2008, ch. 3–5) makes a similar point.
13. Compare Schroeder (2008, ch. 4–5). The representationalist’s and ideationalist’s
functions COND and SUBJPRED are not strictly identical but isomorphic. The
important point is that, whatever one’s favored order of semantic explanation,
there’s a uniform semantic function between parts and wholes for sentences
with the same deep grammatical form.
14. See, especially, Smith (1994a, ch. 4) and citations therein.
15. Some expressivists may be happy with the ordinary practice of calling these
states ‘beliefs,’ but they’ll have to insist that their underlying nature is different
from descriptive beliefs. See Gibbard (2003, pp. 181–3), Ridge (2009).
16. Again, at one level, the expressivist may insist that there is no problem in call-
ing these ‘beliefs,’ of a sort. But, in order to maintain his distinctive position in
metaethics, he’ll have to argue that, at a deeper explanatory level, they’re not on
a par with descriptive beliefs but more like desires, intentions or plans.
Expressivism, Inferentialism and the Theory of Meaning 125
17. See Blackburn (2006, p. 247) where he seems to interpret himself in these
terms.
18. There may be implausible ways to draw the contrast that are inconsistent with
ideationalism. One of these would be to extend recent hybrid views of ethical
claims (e.g. Ridge, 2006) to claim that all claims express a hybrid belief–desire
state. Another comes from Schroeder (2008, ch. 4–9) who argues that the best
way for an expressivist to respect the compositional systematicity of meaning
is to treat all claims as expressing a state he calls being for, which one can take
towards different contents. However, Ridge agrees that it would be problematic if
we had to say that a descriptive claim such as ‘Grass is green’ means what it does
in virtue of expressing a hybrid belief–desire state (personal communication);
and the remainder of Schroeder’s book involves drawing out many implausible
consequences for the view that all claims express states of being for.
19. See, for instance, Sellars (1969; 1974), Rosenberg (1974), Harman (1982), Block
(1987; 1993), Brandom (1994; 2000; 2008).
20. Wedgwood (2001; 2007, ch. 4–5) has championed a conceptual-role account of
the meaning of ethical terms. This bears some resemblance to the sort of infer-
entialism I will go on to sketch, except in the important respect that Wedgwood
sees his theory as resolutely realist and so it is in a sense deeply representation-
alist. As mentioned above, Blackburn (2006) now interprets his own previous
views in inferentialist terms.
21. This is consistent, I believe, with the thought that one hasn’t fully accounted
for meaning until one has explained the conventional expression relations that
stand between public language and private thoughts and the representation
relations that stand between language/thought and the world. It’s just that the
inferentialist thinks that inferential-role is most fundamental for understanding
semantic content, which means that, in so far as these other notions are relevant
to meaning, they must be conceived ultimately in inferential terms rather than
vice versa.
22. See Brandom (2008, ch. 5) for discussion of the top-down strategy for capturing
compositional systematicity in an inferentialist framework.
23. I’d like to thank Michael Ridge and the audiences at the University of Glasgow
and the University of Sydney for helpful feedback on material for this paper.
6
How Not to Avoid Wishful Thinking
Mark Schroeder
In 2002, Cian Dorr offered a new challenge to metaethical non-cognitivism:
the wishful thinking problem. Based on considerations from epistemol-
ogy, it is quite distinct from the usual problems associated with the title
‘Frege–Geach’ which assail non-cognitivists in the philosophy of language,
and, in contrast to the Frege-Geach Problem, it poses a challenge for non-
cognitivist views in ethics which does not arise for similar views about, for
example, probability judgments, epistemic modals, or conditionals. But,
after an immediate round of attempted solutions from sympathists (James
Lenman) and critics (David Enoch) of non-cognitivism alike, the ripples in
the pond have somewhat quieted.
The aim of this paper is to critically assess the state of play with respect to
the wishful thinking problem by putting Enoch’s and Lenman’s attempted
solutions into context with one another, and placing them in a space of possi-
ble solutions. The morals are (1) that Enoch’s solution is very unpromising, (2)
that Lenman’s solution takes on very strong commitments that from many
points of view are problematic in themselves, and (3) that doing better than
Lenman’s solution may require non-cognitivists to develop better tools – in
particular, acquiring a better understanding of how to think about concepts
such as evidence and justification within a non-cognitivist framework.
1. The target: non-cognitivism
We may start by getting straight on a little bit of terminology. Dorr uses the
term ‘non-cognitivism’ specifically for the class of views shared paradig-
matically by Simon Blackburn (1984; 1993; 1998) and Allan Gibbard (1990;
2003), which might more properly be called ‘non-cognitivist expressivism.’
As a historical matter, the term ‘non-cognitivism’ began life as a name for
metaethical theories according to which moral sentences lack truth val-
ues, and was used to describe theories such as those of Ayer (1936), Carnap
(1935), Stevenson (1937), and Hare (1952). But, by the early 1990s, work by
Simon Blackburn in particular made it clear that there could be a view that
126
How Not to Avoid Wishful Thinking 127
in many ways resembled these earlier ‘non-cognitivist’ theories, but held
that moral sentences do have truth-values.
Rather than abandoning the label ‘non-cognitivism,’ Michael Smith
(1994a, b) and others showed how it could be reclaimed as a name for views
like Blackburn’s, by being reinterpreted to mean that moral judgments
are not beliefs, but, rather, are desire-like attitudes. The meaning of ‘non-
cognitivism’ thus became tied to a view shared by Blackburn and Gibbard,
but which was not part of the picture of Ayer, Carnap, Stevenson, or Hare,
whose views were formulated primarily about language, rather than about
thought. It turns out that we can raise variants of the wishful thinking
problem for many of these other views, but I’ll follow Dorr in this article
in restricting attention to contemporary versions of non-cognitivist expres-
sivism (henceforth, following Dorr, ‘non-cognitivism’), emphasizing that
it is important to appreciate the differences from these earlier views and to
consider separate cases separately.
In any case, we may understand contemporary non-cognitivist expres-
sivism, for purposes of the wishful thinking problem, as primarily a the-
sis about moral thoughts: that for any moral sentence, ‘P’, to think that P
is to be in a desire-like state of mind. This state of mind may be an ‘atti-
tude’ (Blackburn, 1998) or a state of ‘norm-acceptance’ (Gibbard, 1990) or a
‘planning state’ (Gibbard, 2003) or an ‘ought-belief’ (Horgan and Timmons,
2006a) or a ‘preference’ (Dreier, 2006) or a state of ‘being for’ (Schroeder,
2008); the important thing is that this state is not and moreover does not
involve any ordinary belief about an ordinary matter of fact. This characteri-
zation is important; as Michael Ridge (2007) has rightly emphasized, any
‘hybrid’ theory that maintains that, where ‘P’ is a moral sentence, to think
that P is to be in a complex state of mind which involves both a desire-
like attitude and an ordinary belief about an ordinary matter of fact has
the resources to escape the wishful thinking problem. The problem is thus
directed solely at ‘pure’ non-cognitivist theories.
2. The wishful thinking problem
The idea behind the wishful thinking problem is that, intuitively, we ordinar-
ily think that forming beliefs about what the world is like only on the basis of
your desires about how you would like things to be is a kind of irrationality –
it is ‘wishful thinking.’ But, if expressivism is right, then it should sometimes
be rational to form beliefs about what the world is like, on the basis, essen-
tially, of desires. You do this whenever you accept the conclusion of a moral-
descriptive modus ponens argument on the basis of accepting its premises.
For example, consider the following moral-descriptive modus ponens argu-
ment, borrowed from Dorr’s original article:
P1 If lying is wrong, the souls of liars will be punished in the afterlife.
128 Mark Schroeder
P2 Lying is wrong.
C The souls of liars will be punished in the afterlife.
It is intuitively possible for someone (let’s follow Dorr in calling him ‘Edgar’)
to rationally come to accept the conclusion of this argument, for the very
first time, on the basis of reasoning from these premises. For example, Edgar
might start by accepting P1 and at the time have no other evidence for C,
and then later come to accept P2 – at which point he may rationally go on
to infer C on the basis of this argument.
All of this is very intuitive. But it presents expressivists with a dilemma.
Either all of this is right, and Edgar really can rationally come to accept C
on the basis of P2, having started out only by accepting P1, or it is not right,
and Edgar cannot rationally come to accept C on this basis. If it is not right,
then that is its own problem, because, on the face of it, this is a completely
rational inference. So, on the first fork of the dilemma, the expressivist fails
to explain the rationality of what is intuitively a perfectly rational infer-
ence. But if it is right, then, by expressivism’s lights, it is rational for Edgar
to form an ordinary descriptive belief about the world (after all, to accept C
is to have an ordinary descriptive belief about what will happen to the souls
of liars in the afterlife) on the basis of a desire-like attitude (after all, accord-
ing to expressivists, to accept P2 is simply to have a desire-like attitude). But
in that case it looks like wishful thinking. So, on the second horn of the
dilemma, the expressivist is committed to allowing that wishful thinking is
sometimes rational.1
As noted earlier, the problem as stated is a problem specifically for non-
cognitivist expressivism, rather than for earlier related views, such as those
of Ayer, Carnap, Stevenson, or Hare. It is contemporary non-cognitivist
expressivists who think that coming to accept P2 involves coming to want
something – to have a certain desire-like attitude. And the charge, on the
second fork of the dilemma, is that it is wishful thinking to come to accept a
conclusion about the world on the basis of a change in what you want. So
the charge is one that applies specifically to these contemporary views.
But there is a related problem for these other related views. Suppose, for
example, that coming to accept P2 is a matter of issuing a special sort of
command or prescription, or of trying to create a special sort of influence,
as other kinds of views hold. Now, someone who changes her mind about
what the world is like only in order better to fit with the commands she is
issuing, or only in order better to fit with the influence that she is trying to
create, is not engaged in something that we would ordinarily call ‘wishful
thinking,’ precisely. But it does not appear to be any more rational of her to
do so. Moreover, any view on which coming to accept P2 is different from
coming to have any new belief or other cognitive state would appear to
have this same general property – how could that make it rational to draw
a conclusion about how things are? So it seems that the wishful thinking
How Not to Avoid Wishful Thinking 129
problem generalizes to a problem for a family of related views. Nevertheless,
I will continue to set these other views aside, just to fix the issues.
3. The shape of the problem
It is important to appreciate the difference between the wishful thinking
problem, which invites expressivists to explain the rationality of inferring C
on the basis of P1 and P2, and the problem of explaining the inference-licensing
property of valid arguments.2 An argument has the inference-licensing prop-
erty just in case someone who accepts its premises is rationally committed to
going on to accept its conclusion. Famously, it doesn’t follow from this that
it is actually rational for him to go on and accept the conclusion; it could be
that the only rational course would be for him to stop accepting one of the
premises. For example, if Edgar has much better evidence against C than he
has for P1 or P2, then the rational thing is not to accept C, but to give up on
P1 or P2. Or, alternatively, if the only reason Edgar accepts P1 is that he is con-
fident that P2 is false (compare: ‘if the moon is made of green cheese, then I’m
a billy goat’), the rational response to coming to accept P2 is to stop accepting
P1 – not to accept C, even in the absence of other evidence against C.
So the inference-licensing property applies to every case of a modus ponens
argument – whenever you accept the premises, you are rationally committed
to accepting the conclusion. But only in some cases is it rational for you to
discharge this commitment by going on to accept the conclusion. In other
cases, the only rational way of dealing with the commitment is to give up
on one of the premises.
It has been a part of the traditional Frege–Geach Problem to explain the
inference-licensing property, which applies to each and every case, because
one of the desiderata of the Frege–Geach Problem is to explain the valid-
ity of moral arguments, and non-cognitivists have proposed to turn the
usual order of explanation on its head, and to explain validity in terms of
the inference-licensing property, rather than following the usual strategy
of expecting the inference-licensing property to be explained by validity.
But the wishful thinking problem concerns only the rationality of actually
going on to accept the conclusion, which applies only in some cases. So the
wishful thinking problem is not a problem about logic or about validity; it
is a problem in epistemology – about justification.
Another way of seeing that the wishful thinking problem is distinct from
the Frege–Geach Problem – a point that Dorr himself highlights – is that
the Frege–Geach Problem arises in full force for expressivist theories in
any domain – including theories about probability judgments, epistemic
modals, or indicative conditionals. For example, an expressivist about prob-
ability judgments might hold that to think that the probability of P is 60 per
cent is to have a credence of 60 per cent in P, an expressivist about epistemic
modals might hold that to think that Jack might be in Seattle is to have a
130 Mark Schroeder
positive credence that Jack is in Seattle, and an expressivist about indicative
conditionals might hold that to have a confidence of n that, if you ask, she’ll
say ‘yes,’ is to have a conditional credence of n in the proposition that she’ll
say ‘yes,’ conditional on the proposition that you ask.
All of these theories face the traditional Frege–Geach Problem, and need
to explain how the sentences of which they seek to provide a special account
can combine in complex sentences with the right semantic properties –
including validating the right arguments. The Frege–Geach Problem is a
general problem for expressivist theories. But none of these theories face the
wishful thinking problem or any analogue of it, for there is nothing prob-
lematic about the idea that a subject could come to be justified in forming
an ordinary descriptive belief about a matter of fact, on the basis of having a
credence of 60 per cent in P, on the basis of having a positive credence that
Jack is in Seattle, or on the basis of having full credence in the proposition
that she’ll say ‘yes,’ conditional on the proposition that you ask. Forming
beliefs on the basis of other cognitive attitudes – such as levels of credence or
conditional credence – is not intuitively problematic in the way that wishful
thinking is, so there is no second fork to the dilemma.
In short, in light of these considerations it should be clear that the wishful
thinking problem is not just a part of the Frege–Geach Problem, wrapped
up in new trappings; it is a distinct problem that arises for non-cognitivist
expressivism within epistemology, and is neither a problem about logic nor
a general problem for expressivism.
4. Mapping out strategies for a solution
Because, as we noted in the last section, the wishful thinking problem
focuses on a problem about justification that does not arise in the case of
every valid argument or every case in which a subject entertains some valid
argument whose premises she accepts, I’m going to introduce a distinction
between the cases in which it is intuitively rational for Edgar to go on to
accept C – which I’ll unimaginatively call the target included cases – and the
cases in which it is not intuitively rational for Edgar to go on to accept C –
which I’ll call the target excluded cases. A ‘case’ is just a situation in which a
subject entertains some valid argument whose premises she accepts.
Using this terminology, the first horn of the dilemma is that not all cases
are target excluded cases. At least some cases are target included cases. We
can then think of the dilemma as arising separately for each of the target
included cases. Either – on the first horn – our expressivist theory denies that
it is really rational for Edgar to accept the conclusion in that case, or – on the
second horn – our expressivist theory claims that it is rational for Edgar to
accept the conclusion in that case, in which case Dorr argues, first, that the
conclusion is adopted only because of a change in desire-like attitudes, and
second, that it consequently counts as a case of wishful thinking.
How Not to Avoid Wishful Thinking 131
It is helpful to think of the dilemma as arising separately for each case,
because one way of responding to the problem is to make further assump-
tions about Edgar’s case, and to try to use those assumptions in order to
explain why Edgar’s rationality in coming to accept C is not just a case
of wishful thinking, because in that case Edgar has independent, ordinary
descriptive, evidence for C, so that it is supported on the basis of Edgar’s
other, ordinary descriptive beliefs, and hence not only supported on the
basis of P2, his desire-like attitude. In evaluating each of the proposals that
this might be the case, the important thing for us to be keeping track of is
not so much whether any such explanation works, as whether some such
explanation works for every target included case. All that it takes for there to
be a problem is that there are some target included cases for which no such
explanation is possible.
On the other hand, a solution to the problem along these lines would
not need to offer a one-size-fits-all solution that needs to apply to each and
every case – it could be that different solutions go for different sorts of case,
but each target included case is adequately covered by some such solution.
So what we should be looking for, in evaluating these solutions, is whether
they jointly cover the target included cases. The closer they come to jointly
covering the target included cases, the less unintuitive residue will remain.
But if any target included cases are left over, then the wishful thinking
problem will not have been completely discharged.
Now, in principle several different responses to the wishful thinking
problem are possible. The first is to embrace the first fork, biting the bullet
and allowing that, even though a given case is intuitively one in which it is
rational for Edgar to accept C, in fact this is really not so. A second response
is to embrace the second fork, biting the bullet and agreeing that wishful
thinking really is sometimes rational. A third response – which I’ll say more
about later on – is to agree that it is rational to accept C on the basis of no
further evidence than P2 (together with P1), but to deny that this is really
wishful thinking. But the main sort of response to the problem, offered in
both published responses to date, is to try to find a way between the forks
of the dilemma, by arguing that, in every target included case, Edgar is in
possession of ordinary descriptive evidence for C, which can justify his con-
cluding C without it being a case of wishful thinking.
This last strategy, of course, requires an account of where Edgar’s descrip-
tive evidence for C comes from. We can distinguish two possibilities for how
this might happen. Since the only thing that changes when Edgar comes to
accept P2 is that he comes to have a certain desire-like attitude, the first pos-
sibility is that the fact that Edgar has this attitude is itself ordinary descriptive
evidence that Edgar comes by for C, by coming to accept P2. David Enoch
(2003) has tried to exploit this possibility, by arguing that anyone who is
justified in accepting P1 would also be justified in inferring C from the fact
that he has the attitude expressed by P2.
132 Mark Schroeder
A second possibility is that, since Edgar is justified in coming to accept P2
(otherwise this wouldn’t be a target included case, because it’s never jus-
tified to draw a conclusion on the basis only of unjustifiedly accepting a
premise), he must have some evidence for it. So perhaps it is Edgar’s evi-
dence for P2 that is also evidence for C, and hence guarantees that Edgar’s
acceptance of C is, because it is supported by ordinary descriptive evidence,
not merely wishful thinking. This second possibility is exploited by James
Lenman (2003) in his response to Dorr. In Section 2 we’ll look at how far
these two possibilities can take us, starting with Enoch and the first, and
moving on to Lenman and the second.
5. Enoch on accepting P2
The main idea of Enoch’s proposed solution to the wishful thinking problem is
that in every target included case, when Edgar comes to accept P2, he comes to
have available an independent, purely descriptive, argument for C, which can
justify him in accepting C without any wishful thinking. The new premise which
Enoch holds becomes available to Edgar when he comes to accept P2 is P2*:
P2* I disapprove of lying.3
And so, to get a descriptive argument for C, Edgar must also have available
the additional premise P1*:
P1* If I disapprove of lying, the souls of liars will be punished in the afterlife.
So, for Enoch’s strategy to work, every target included case must be one in
which Edgar is justified in accepting P1*.
His strategy for establishing this is piecemeal: noting that it can be rational
for Edgar to conclude C on the basis of P1 and P2 only if he is justified in
accepting P1, Enoch proposes to consider the different ways in which Edgar
could be justified in accepting P1, and, for each, to argue that if that is how
Edgar is justified in accepting P1 then he would also be justified in accept-
ing P1*.4 In this way, he proposes to cover all of the target included cases,
dividing and conquering. One of the illustrative cases that Enoch considers
is the case in which Edgar’s justification for P1 comes from inductive evi-
dence for its universal generalization, ∀P1:
∀P1 For any action A, if it is wrong to do A, then the souls of those who
do A will be punished in the afterlife.
So let’s walk through this case and evaluate whether someone with induc-
tive evidence for ∀P1 would also have to have inductive evidence for ∀P1*,
as Enoch claims.
How Not to Avoid Wishful Thinking 133
∀P1* For any action A, if I disapprove of doing A, then the souls of those
who do A will be punished in the afterlife.
The reason why Enoch thinks that anyone with inductive evidence for P1
would also have inductive evidence for ∀P1* is straightforward. It is that get-
ting inductive evidence for ∀P1 involves having come across a significant
series of cases of actions A, for which he thinks, ‘doing A is wrong and the
souls of those who do A will be punished in the afterlife,’ without having
come across any actions, B, for which he thinks, ‘doing B is wrong and the
souls of those who do B will not be punished in the afterlife.’ But, Enoch
reasons, every case in which Edgar thinks, ‘doing A is wrong and the souls
of those who do A will be punished in the afterlife’ is one in which he is in a
position to recognize that he disapproves of doing A, and hence in a position
to think, ‘I disapprove of doing A and the souls of those who do A will be
punished in the afterlife’, thereby collecting inductive evidence for ∀P1*.
This is clearly a very clever idea. But we should be suspicious of it. For one
thing, the very same sort of reasoning would seem to predict that anyone is
justified in accepting the following thesis:
hubris For any action A, doing A is wrong just in case I disapprove of
doing A.
But surely expressivists should not accept a ‘friendly suggestion’ that leads
to this hubristic prediction.5
In fact it turns out not to be hard to see that Enoch’s reasoning is prob-
lematic in at least a couple of places. First, whenever Edgar thinks that doing
A is wrong without thinking that he disapproves of doing A, he will col-
lect inductive evidence for ∀P1 without collecting inductive evidence for
∀P1*. Second, it is possible – even rationally possible – for Edgar to be wrong
about what he disapproves of. Suppose, for example, that Edgar does not
disapprove of viewing pornography, but that consultation with his trusted
psychotherapist has led him to believe that he does. And suppose, moreover,
that Edgar further thinks that the souls of pornography-viewers are not,
as it turns out, punished in the afterlife. In that case, Edgar will accept ‘I
disapprove of viewing pornography and the souls of pornography-viewers
will not be punished in the afterlife’ and hence be in possession of conclu-
sive counter-evidence for ∀P1*, without being in possession of any counter-
evidence for ∀P1. So he could be inductively justified in accepting ∀P1
without being inductively justified in accepting ∀P1*.
Enoch’s reasoning also fails in a third way. Even if Edgar justifiedly thinks
that he disapproves of something in precisely all and only the cases in which
he does justifiedly disapprove of it, things can still go wrong. And that is
because the appropriateness of inductive inferences depends on the suitability
of the predicates that are being applied – on their projectability. Observation
134 Mark Schroeder
of a series of eagles to determine whether they fly will lead to a successful
generalization to the effect that eagles fly. But observation of the same series
of birds to see whether birds fly will not lead to a successful generalization.
You might observe many birds that do fly, and generalize that all do, but the
class of birds is heterogeneous with respect to locomotion in a way that the
class of eagles is not. Enoch’s reasoning requires the inductive evidence to
work equally well when Edgar generalizes on what he thinks as when he gen-
eralizes on what is wrong. But there does not seem to be any a priori reason to
think that this is so. In fact, Edgar may explicitly think that it is not.
So, in conclusion, it doesn’t appear that Enoch’s account could apply to
all cases in which Edgar is inductively justified in accepting P1. Of course, it
might, for all that, apply to some such cases. But it doesn’t appear that it will
succeed in covering the full range of target included cases, and the forego-
ing discussion makes it look like a poor candidate to cover even some of the
most central and common sorts of cases.
6. The structure of Lenman’s solution
On the face of it, it shouldn’t be too surprising that Enoch’s strategy ran into
trouble. For it doesn’t even make use of the full set of resources that ought to
be available for explaining how Edgar is justified in accepting C. As Enoch
points out, it is rational for Edgar to accept C on the basis of P1 and P2 only if
he is justified in accepting P1 and P2. But Enoch’s explanations only appeal to
the assumption that Enoch is justified in accepting P1 – no work is done by the
assumption that Edgar is justified in accepting P2 – only by the assumption
that Edgar does in fact accept P2. This both overgeneralizes the explanation of
Edgar’s justification for accepting C to cases in which intuitively Edgar should
not be justified in accepting C (because he is not justified in accepting P2), and
leaves a whole set of possible resources for solving the problem unutilized.
So a different strategy hopes to explain why Edgar always has ordinary
descriptive evidence for C in target included cases, by trying to show that
the evidence Edgar has for P1 and P2 must itself be descriptive evidence for
C. I think this is the right way to understand the strategy taken by James
Lenman (2003), in his reply to Dorr, and, when described in this way, it is
easy to see why this is a more promising strategy than Enoch’s, for the rea-
sons just articulated.
Lenman actually adopts a very strong version of this strategy; he holds
that whenever Edgar is justified in accepting both P1 and P2, it is on the
basis of beliefs which, independently of P1 and P2, can be used to directly
argue for C. The clearest example that he gives for how this might work is
the following argument:
R1 Derek never contravenes the Decalogue.
R2 All and only contraventions of the Decalogue are wrong.
How Not to Avoid Wishful Thinking 135
R3 Therefore: Derek never does anything wrong.
R4 Therefore: if looking at a woman with lustful intent is wrong, then
Derek never looks at a woman with lustful intent.
R5 Looking at a woman with lustful intent contravenes the Decalogue.
R6 Therefore: Looking at a woman with lustful intent is wrong.
R7 Therefore: Derek never looks at a woman with lustful intent.6
In the example, R4 and R6 constitute a moral-descriptive modus ponens argu-
ment for R7 (just like Edgar’s argument for C). But R4 is justified on the basis
of R1 and R2, and R6 is justified on the basis of R2 and R5, and R1 and R5
(which are part of the justification of R4 and R6) constitute an independent,
direct, descriptive argument for R7. So, given the way that R4 and R6 are
justified, coming to accept R7 on the basis of R4 and R6 can’t lead Edgar any
more astray than his beliefs have already led him – because it is independ-
ently supported by R1 and R5.
7. How far does this solution go?
Lenman’s case shows that there are at least some examples of target included
cases that needn’t involve wishful thinking in any objectionable way. So it
solves the problem for at least some cases. But recall that there is still a prob-
lem, unless Lenman’s solution covers all target included cases. This is exactly
what Lenman claims his solution can do. He alleges that all target included
cases are like this case, except perhaps simply a little bit more complicated.
What Lenman says is that, if Edgar does not have background beliefs guar-
anteeing that he is in possession of an independent descriptive argument
for C, then in that case the non-cognitivist may readily concede that Edgar,
so characterized, is irrational. Such a concession is altogether harmless, as
it is independently highly plausible – whether we are non- cognitivists or not. If
Dorr insists on considering a case where this disconnection is total, we get
irrationality by anybody’s standards.7
What Lenman is saying here is that every case that doesn’t meet the con-
dition laid down in his account should be classified as being a target excluded
case – one in which it is intuitively irrational for Edgar to come to accept the
conclusion of the argument, anyway.
This is intuitively quite a surprising claim. There is no reason to suspect
that, in non-moral arguments, someone is rational in accepting their con-
clusion only if they are in possession of some further, different, argument,
which would independently justify its conclusion. In fact, that can’t be the
case, because it would lead to a vicious regress. Some arguments have to sup-
port their conclusions without the help of further arguments, or no argu-
ments would support their conclusions at all. So, if Lenman’s assumption
is true of moral-descriptive modus ponens arguments, that would be quite a
surprising and restrictive conclusion.
136 Mark Schroeder
It is important, in order to see what is going on, to distinguish Lenman’s
thesis that the evidence for P1 and P2 must provide an independent justifica-
tion for C from the weaker and more plausible thesis that the evidence for
P1 and P2 must provide a justification for C. This latter thesis is compelling
because, since C follows from P1 and P2, any evidence sufficient to justify
both of them would also be sufficient, derivatively, to justify C by way of
justifying P1 and P2. What Lenman’s solution requires is the stronger thesis
that there must be a direct argument from the evidence for P1 and P2 to C, as
in his Decalogue case. This is what we’ve seen no reason to think is satisfied
in the full range of target included cases.
8. What could Lenman be thinking?
What we’ve seen so far is that Lenman’s claim that the assumptions
required for his solution are independently plausible, ‘whether we are non-
cognitivists or not,’ is clearly false. His argument requires the assumption
that, every time someone is justified in accepting a moral thesis, it is justi-
fied partly on the basis of non-moral assumptions, which themselves suffice
to justify any further non-moral conclusions that can be drawn from that
moral thesis. Lenman claims that this is ‘independently highly plausible –
whether we are non-cognitivists or not,’ but so far we’ve seen no reason
why ordinary cognitivists must accept this assumption – indeed, it is easy to
think of cognitivist views which are committed to denying it. For example,
any intuitionist theory is committed to the view that at least some moral
theses are directly justified – and hence not justified on the basis of any
non-moral assumptions.
It is worth trying to sort out, however, what Lenman must have been
thinking, and his Decalogue example is instructive here. In the Decalogue
example, it is not the non-moral premises alone that justify the premises
of the moral-descriptive modus ponens argument, but rather the non-moral
premises in combination with the moral premise, R2, which says that all and
only contraventions of the Decalogue are wrong. So there is at least one pic-
ture of the structure of moral epistemology which has the feature that, if we
accept it, then we can adopt Lenman’s solution. According to this picture of
moral epistemology, anyone who is justified in accepting any moral thesis
whatsoever is so justified on the basis of her acceptance of a completely
general moral theory of the form ‘all and only actions which are **** are
wrong.’
If this is a correct thesis about moral epistemology, then, in any case in
which a subject is justified in accepting the premises of a moral-descriptive
modus ponens argument, it will have to be because she has derived them from
this general moral theory, along with auxiliary non-moral assumptions – as
in the Decalogue example. And hence these non-moral assumptions will
be available to justify the conclusion of the moral-descriptive modus ponens
How Not to Avoid Wishful Thinking 137
argument. Perhaps Lenman accepts this overall picture of moral epistemol-
ogy. Perhaps he even thinks that everyone should accept it. That may be
what guides his thinking here. But this is an extraordinarily controversial
thesis about moral epistemology – it is very implausible that most ordinary
people even accept any perfectly general generalization of the form of R2,
and even less plausible that their ordinary moral views are justified on that
basis.
If I had to speculate, I would guess that Lenman may be being misled by
considerations about supervenience. It is very plausible that the superveni-
ence of the moral on the non-moral is an a priori constraint on competence
with moral terms, and it is a familiar fact that strong supervenience entails
the truth of some generalization of the form of R2 – provided that we are
sufficiently liberal with what can be substituted for ‘contraventions of the
Decalogue.’ But it is simply a mistake to think that this entails what Lenman
needs; it is perfectly coherent to believe that the moral supervenes on the
non-moral and even to think that things are wrong because of their non-
moral features, without knowing just which non-moral features make some-
thing wrong. Indeed, the whole point of introducing talk of supervenience
into philosophy in the first place was that we often find ourselves in this
kind of situation: we know that there is a supervenience basis, but we don’t
know exactly what it is. So considerations about supervenience lend no sup-
port to the very strong assumptions about moral epistemology that Lenman
needs in order for his solution to the wishful thinking problem to work.
What we’ve been observing about Lenman’s solution is not that it is wrong,
but that it relies on an extremely strong assumption about the structure of
moral epistemology that – contra Lenman – is not at all obviously plausible
independent of a commitment to non-cognitivism, or even independent
of the wishful thinking problem, for that matter. What his solution shows is
that non-cognitivists can solve the wishful thinking problem by taking on
this kind of very strong picture about the structure of moral epistemology.
And if you find it independently plausible, as Lenman does, that everyone
accepts a comprehensive moral theory and bases his judgments about cases
on that theory, then you might be happy with this solution. But, if this is
the only way around the wishful thinking problem, then it is fair to say
that the wishful thinking problem places very sharp constraints on moral
epistemology – constraints that we might wonder whether non-cognitivists
can do without.
9. What about the second fork?
So it seems that neither Enoch’s nor Lenman’s suggestions do quite what
they are presented as doing. But it does seem to me that it is worth thinking
about the merits of the second fork of the dilemma. A first observation is
that ‘wishful thinking’ is something of a persuasive definition. True cases
138 Mark Schroeder
of wishful thinking are cases of wanting it to be the case that p, and com-
ing to believe that p. That is clearly a bad way of proceeding, and deserves
a special name. But it is not obvious that the connection between P2 and C
looks like this, unless it turns out that ‘lying is wrong’ expresses the state of
wanting the souls of liars to be punished in the afterlife. So it could be that
some cases of getting to descriptive conclusions from, among other things,
a desire-like attitude are not as bad as the paradigm cases of wishful think-
ing, and hence the name of the problem is itself efficacious in dissuading us
from the second fork. If so, it would seem, we should be cautious.
A second observation is that, even though Dorr describes cases in which
Edgar starts by accepting P1 and comes to accept P2, his acceptance of P1
is not, itself, irrelevant to the justification for C. But, though it is clear that
accepting P2 is just having a desire-like attitude, it is not clear what sort of
state is involved with accepting P1, until an adequate expressivist solution
to the embedding problem and account of logical inconsistency and logical
entailment is on the table. Whatever such a state turns out to be like, it will
have to have the property that it can be involved in joint inconsistency with
both beliefs and desire-like attitudes at the same time. It must turn out, for
example, that it is inconsistent to be in the state expressed by P1, the desire-
like attitude expressed by P2, and the belief expressed by the negation of C.
It is very puzzling how there could be any state that could make this so, and
that is an important part of why an especially hard part of the Frege–Geach
Problem in the first place is to give an account that deals adequately with
mixed moral-descriptive conditionals.8
So perhaps non-cognitivists should embrace the second fork of the
dilemma, and argue that this is nevertheless sufficiently different from the
ordinary cases of wishful thinking that it is not at all obvious that what-
ever is so bad about such ordinary cases carries over. Making good on this
strategy would require making good on an explanation of precisely what is
so objectionable about paradigm cases of wishful thinking, and an explana-
tion of why those objectionable features don’t arise in superficially similar
cases like Edgar’s. To make good on such explanations, we would need a
much more complete understanding both of wishful thinking and of non-
cognitivist theories of moral thought and inference.
10. Tools for progress
In this paper, we’ve been considering just one significant problem for non-
cognitivism in epistemology – the wishful thinking problem. I have focused
on it because it is relatively new and interesting, and because the responses
to date on behalf of non-cognitivism have been intriguing but less than
convincing, and it is not clear what satisfactory view could come out of it.
But there are a variety of other significant problems for non-cognitivists in
epistemology, and it is worth thinking about the wishful thinking problem
How Not to Avoid Wishful Thinking 139
in this broader context. For example, all along in the discussion in this
paper, I have followed both Enoch and Lenman in assuming that, within a
non-cognitivist framework, it will make sense to talk about ‘evidence’ for P1
and P2, and assumptions that ‘justify’ Edgar in accepting one or the other.
But it is very hard to see what account can be given of evidence for P2, in
an expressivist view, or of what it is to be justified in one’s moral views, as
opposed to being justified in an ordinary descriptive belief. This is not to
say that these concepts are beyond the reach of non-cognitivists, but they
are certainly ones for which it is natural to expect that a better understand-
ing of the non-cognitivist approach will lead us to further resources for get-
ting our heads around the wishful thinking problem.
Consider the following comparison. Mathematicians worked for a long
time with only an intuitive notion of continuity, because they didn’t have
the resources available to define it properly, which required the epsilon-
delta definition of a limit. Discussing problems that turn on the notions of
evidence and justification is like working with the intuitive notion of conti-
nuity – something like ‘can you trace it without taking your finger off of the
graph?’ In the absence of the right tools for understanding how justification
and evidence really work in a fully fledged non-cognitivist framework, it
may in some cases be hard to tell whether we have a problem about justifica-
tion, or a place in which our hand-wavy intuitive notion is breaking down.
The problem with this is that epistemological notions promise to be
some of the hardest to get straight regarding what the right non-cognitivist
account of them should be – not least because these epistemological notions
are controversial in their own right. This is because, if someone knows some-
thing only if they truly believe it, then providing an expressivist account
of knowledge will be at least as hard as providing an expressivist account
of belief and providing an expressivist account of truth, put together – but
non-cognitivist accounts of belief and of truth are themselves complicated
topics, each in its own right. And that still leaves out whatever further con-
dition is required to turn true belief into knowledge, which epistemologists
have had enough trouble understanding, even on the assumption that non-
cognitivism is false. So, all told, there are excellent reasons to expect the
epistemological issues facing expressivism to be very difficult, as well as
being particularly difficult to resolve without first resolving general issues
about logic, truth, and belief.
Notes
1. Note that neither Dorr nor either of his commentators, Enoch (2003) or Lenman
(2003), characterizes the problem as a dilemma; all assume that the second fork is
obviously to be avoided.
2. See, for example, Schroeder (2009a; 2010, especially ch. 6).
3. Here I’m following the practice I’ve used elsewhere of using ‘disapprove’ as a
generic term for that desire-like attitude toward lying, whatever it is, which is
140 Mark Schroeder
what it is to think that lying is wrong, according to the non-cognitivist theory
under discussion.
4. This gloss isn’t completely accurate; things are slightly more complicated in the
case in which Edgar is justified in accepting P1 only on the basis of testimony. In
that case, the non-moral conditional which Enoch’s account requires Edgar to be
justified in accepting has the form, ‘If Jack thinks that it is wrong to lie, then the
souls of liars will be punished in the afterlife.’ I believe that Enoch’s treatment of
this case is also flawed, but it isn’t necessary to go into it for our purposes here.
5. See Schroeder (unpublished) for further discussion.
6. Lenman (2003, p. 272).
7. Lenman (2003, p. 269), italics in original.
8. See, for example, Hale (1993), Kölbel (2002), and Schroeder (2008), especially
chapters 7–10.
7
Internal Reasons and the
Motivating Intuition
Julia Markovits
Internalist theses, as they are usually stated, describe a necessary rela-
tion between an agent’s having a reason and some other, usually moti-
vational, fact about the agent. So, for example, internalists might claim
that an agent can have a reason to perform some act only if he has a
relevant desire, or only if he would be motivated to perform it in suit-
ably idealized circumstances. Why should we accept internalism about
reasons?
I’ll begin by exploring the thought, appealed to by Bernard Williams
and often cited in support of internalism, that reasons must be capable of
explaining action: it must be possible for a fact that is a reason for an agent
to act to be the reason he acts – the reason that motivates him. I’ll call this the
Motivating Intuition. As I will argue (in Section 1), it represents a key step in
Williams’ argument for internalism. And (as I will try to show in Section 2),
the Motivating Intuition has much to be said for it. The problem is that ver-
sions of internalism that reflect the Motivating Intuition are vulnerable to
numerous counter-examples, and that attempts to revise the internalist the-
sis to avoid these counter-examples introduce a divide between normative
reasons and possible explanations of action. The result is that workable ver-
sions of internalist theses lose the support of the Motivating Intuition, and
so begin to appear unmotivated. But the same counter-examples that forced
the modification of internalist theses, and others, should also lead us to
reconsider the Motivating Intuition itself. Indeed, I will argue (in Sections 3
and 4) that we should reject the Motivating Intuition, and that examples of
reasons we have to act which cannot, or should not, be the reasons why we
act are in fact quite common.
Where does this leave internalism? If the Motivating Intuition is mis-
guided, should we reject the internalist thesis? Are there any other grounds
for thinking there is a necessary connection between facts about our reasons
and facts about our current motivational profile? I will close (in Section 5)
by suggesting that there are.
141
142 Julia Markovits
1. Two arguments for internalism
According to Bernard Williams’s version of internalism about reasons, which
will serve as the hook on which I hang my own observations, for some agent
A to have a reason to perform some action Φ, that action must be related
to A’s ‘motivational set’ in a particular way. Specifically, it must be the case
that ‘A could reach the conclusion that he should Φ ... by a sound delibera-
tive route from the motivations that he has in his actual motivational set –
that is, the set of his desires, evaluations, attitudes, projects, and so on.’1
Williams’s formulation is somewhat misleading. One can have a reason to
perform an action that is not a ‘winning’ reason – that is, a reason that is
outweighed by other reasons not to perform the action. For something to
be a reason for an agent to perform an action on the standard internalist
picture, it must be the case that the agent would be motivated to some extent
to perform the action if he deliberated rationally. But it need not be the case
that he would be moved to perform the action, or that he would reach the
conclusion that he should perform the action, all things considered.
Put in an oversimplified way, an internal interpretation of reasons is one
that takes an agent to have a reason to perform an action only if she has
some desire, the satisfaction of which will be served by her doing so.2 The
internalist account of reasons does not entail that any of our desires give us
reasons, or that we will always be motivated by our reasons. False beliefs or
bad deliberation may cause us to fail to recognize or be motivated by some of
our reasons, and can give rise to desires we have no reason to fulfill. But the
essential feature of an internalist account of reasons is that it ties the truth
of a reasons claim to the presence of a suitable element in an agent’s moti-
vational set: according to internalism, what we have reason to do depends
fundamentally on what ends, broadly understood, we already have.3
The first argument. Williams’s argument for internalism about reasons
in his seminal article ‘Internal and External Reasons’ seems to begin from
the assumption that the concept of a reason is the concept of a considera-
tion that could explain the actions of a rational agent. Williams thinks that,
when we say someone has a reason to Φ, what we mean is that he would be
motivated to Φ if he were rational. Though this claim is sometimes presented
as the internalists’ conclusion, it is in fact the starting point of Williams’s
argument. (For example, Williams claims that an external reasons statement
(not just an internal reasons statement) ‘implies that a rational agent would
be motivated to act appropriately.’4) He then points out that it’s easy enough
to see what it would take for an internal reasons statement to be true of an
agent. If A has an internal reason to Φ, this means that A would be moti-
vated to Φ if he deliberated in a procedurally rational way from his existing ends
and motivations (that’s the internalist part), and it’s easy enough to see why
such procedurally rational deliberation might give rise to a new motivation,
derived from one of the old ones. It’s no mystery, Williams suggests, to see
Internal Reasons and the Motivating Intuition 143
how an internal reason might serve to explain the actions of an agent who
deliberates rationally.
It’s much harder, Williams argues, to understand what it would take for
an external reasons statement to be true of an agent. Because if claiming that
an agent has a reason to Φ amounts to claiming that he would be motivated
to Φ if he were rational, and if claiming the reason is external amounts to
claiming that it does not apply to the agent in virtue of any of his existing
motivations, then the external reasons theorist must explain how it could be
true of the agent that a process of rational deliberation would motivate him
to Φ, despite the fact that, by hypothesis, he need have no existing motiva-
tions from which the new motivation to Φ could be derived. And Williams
finds it hard to imagine a process of rational deliberation that could give
rise to a motivation to act, but not by taking any existing motivations as a
starting point.
Williams considers the possibility that an external reason could explain
the action of the agent whose reason it is, provided the agent is rational,
by means of the agent’s coming to believe he has the reason to act. Rational
agents, after all, will form true beliefs about their reasons, and will be moti-
vated to do as they believe they have reason to do, so, if an agent comes
to believe an external reason to Φ applies to him, then if he is rational
he will be motivated to Φ, regardless of his former motivations. And this,
the thought goes, is enough to establish the truth of the external reasons
claim.
An example might make this possibility clearer. The external reasons
theorist will want to claim that Jim has a reason to give to charity, say,
regardless of whether he has any desire, broadly understood, which might
give rise, after procedurally rational deliberation, to a motivation to give
to charity. That is to say, Jim has an external reason to give to charity. But
if Williams is right about what all reasons claims (including external rea-
sons claims) must mean, than this statement amounts to the claim that Jim
would be motivated to give to charity if he were rational, regardless of his
actual motivations. How could that be true? The suggestion under consider-
ation is that the external reasons claim is true because, if Jim were rational,
he would recognize that he has reason to give to charity, and (because he
is rational) this recognition would motivate him to do so (regardless of his
prior motivations).
But, Williams asks, what would Jim’s ‘recognition’ amount to? If, again,
Williams is right about our concept of a reason, it would have to amount to
the recognition, on Jim’s part, that he would be motivated to give to charity
if he were rational (regardless of his existing motivations). It is a true belief
in this proposition that is supposed to trigger in the rational Jim a motiva-
tion to give to charity. But now we do seem to have put the cart before the
horse. After all, we were trying to determine how that proposition could be
true. It doesn’t seem to help to say that it can be true, because if it were true,
144 Julia Markovits
and rational Jim therefore believed it and were motivated accordingly, then
it would be true. So, Williams concludes, we can make sense of the idea of
a normative reason, which, Williams says, just is the idea of a consideration
that would motivate a rational agent, only if we accept the internalist thesis:
that an agent can have a reason to perform some action only if he could be
motivated to perform it by following a sound deliberative route from his
existing ends and motivations.
The second argument. Some of the central claims of Williams’s defense of
internalism sow the seeds of another argument Williams himself does not
make, but which is often attributed to internalists.5 This argument begins
from something like Williams’s conceptual claim about reasons: ‘It must be
a mistake,’ Williams writes, ‘to simply separate explanatory and normative
reasons. If it is true that A has a reason to Φ, then it must be possible that
he should Φ for that reason; and if he does act for that reason, then that
reason will be the explanation of his acting.’ Similarly, the first premise of
this second argument claims:
(1) It must be possible for me to be motivated by the reasons that apply
to me. So a consideration can be a reason for me to Φ only if it can
motivate me to Φ.
A second premise also looks familiar:
(2) A consideration can motivate me to Φ only if it is relevantly con-
nected to my ‘motivational set’ – that is, only if it would motivate
me to Φ if I were deliberating in a procedurally rational way from my
existing ends and motivations.
The internalist conclusion follows from these premises:
(3) Therefore, a consideration can be a reason for me to Φ only if it would
motivate me to Φ if I were deliberating in a procedurally rational way
from my existing ends and motivations.
What should we make of this argument? One question it raises immediately
is whether the notion of possibility at work in premise (1) is plausibly the
same as the notion of possibility at work in premise (2), as it must be if the
argument is to go through. The ‘can’ in premise (2) suggests psychological
possibility: it identifies the conditions under which an agent who begins
with a particular psychological profile might be motivated to perform some
action. Is this also a plausible interpretation of the ‘can’ at work in premise
(1)? Is it plausibly a conceptual constraint on when a consideration can count
as a reason for an agent that there are circumstances in which that agent,
burdened, at least at the outset, with his actual psychological profile, might
Internal Reasons and the Motivating Intuition 145
be motivated by that consideration to act? If we take seriously Williams’s
claim that our concept of a reason is the concept of a conditional explana-
tion of the actions of the agent for whom it is a reason, then this does strike
me as a reasonable way of interpreting the argument’s first premise. And the
premise seems to gain some support from the ought-implies-can principle:
it’s very plausible that we ought to be motivated by the reasons that apply to
us, so it’s also plausible that it must be psychologically possible for us to be
motivated by those reasons.
The second premise raises some additional worries. It looks like a ver-
sion of what is sometimes called the Humean Theory of Motivation. Hume
wrote:
Where ... objects themselves do not effect us, their connexion [of effect
to cause, which reason makes evident to us] can never give them any
influence; and ‘tis plain, that as reason is nothing but the discovery of
this connexion, it cannot be by its means that the objects are able to
affect us. ... [R]eason alone can never produce any action, or give rise to
volition. ... Nothing can oppose or retard the influence of passion, but a
contrary impulse. ... Reason is, and ought only to be the slave of the pas-
sions, and can never pretend to any other office than to serve and obey
them.6
In its crudest form, the Humean Theory of Motivation claims that all moti-
vation depends on a relevant antecedent desire. The argument I’ve outlined
refines this thesis in one important respect: it expands the set of attitudes
that can ground motivation to include more than just desires (narrowly
understood). Williams makes clear that he means agents’ ‘motivational sets’
to include, in addition to straightforward desires, ‘such things as disposi-
tions of evaluation, patterns of emotional reaction, personal loyalties, and
various projects, as they may be abstractly called, embodying commitments
of the agent.’7
Even so, the second premise of the argument is controversial at best. It
looks to be making an empirical assertion about psychology – an assertion
about what kinds of mental events can trigger the formation of new moti-
vations – without backing it up with empirical research (never a promising
strategy in philosophical argument). Why should we believe that the forma-
tion of a belief never triggers the formation of a new motivation?8 After all,
even a knock on the head could do that.
But we might again revise the premise to make it more plausible. Alfred
Mele, for example, defends a view he calls the ‘antecedent motivation the-
ory’ and attributes to Hume. He writes:
in actual human beings, all motivation nonaccidentally produced by
practical reasoning issuing in a belief favoring a course of action derives
146 Julia Markovits
at least partly from motivation-encompassing attitudes already present
in the agent before he acquires the belief.9
Mele allows that beliefs might sometimes motivate, but claims that rea-
soning can motivate us non-accidentally only on the back of an antecedent
motivation.10
It is not obvious how we are to understand the notion of non-accidental
motivation, but it is possible that if we spell that notion out, and adjust our
first premise accordingly, a version of the above argument for internalism
may still go through. We might interpret the idea of practical reasoning
non-accidentally producing motivation in terms of rational motivation –
motivation that drives us when and because we are rational. If we amend
the premises of the internalist argument accordingly, it reads:
(1*) It must be possible for me to be rationally motivated by the reasons
that apply to me. So a consideration can be a reason for me to Φ only
if it can rationally motivate me to Φ: that is, motivate me to Φ when
and because I am rational.
(2*) A consideration can rationally motivate me to Φ only if it is rele-
vantly connected to my ‘motivational set’ – that is, only if it would
motivate me to Φ if I were deliberating in a procedurally rational
way from my existing ends and motivations.
(3*) Therefore, a consideration can be a reason for me to Φ only if it
would motivate me to Φ if I were deliberating in a procedurally
rational way from my existing ends and motivations.
Our new premise (1*) stays true to the intuition from which we began: that a
reasons-statement – even a normative reasons statement – must still be able
to serve as an explanation. After all, it was never the internalist’s claim that
any normative reason will serve as the actual explanation of the actions of
the agent to whom it applies, since agents frequently fail to act as they have
reason to act, whether because of ignorance or poor judgment or weakness of
will. Rather, internalists appeal to the intuition that reasons should explain
our actions when things go well – when we’re not subject to such irrationali-
ties. Reasons must be able to explain how we act when we are rational.
And consider the support the premise got from the ought-implies-can prin-
ciple. I suggested earlier that premise (1) was plausible because it is entailed
by ought-implies-can and another plausible claim: that we ought to be moti-
vated by the reasons that apply to us. But it seems that we can plausibly
claim more than this: it’s better to be rationally responsive to our reasons
than to be merely accidentally motivated by them. In other words, we ought
to be not just motivated by our reasons, but rationally motivated by them.
Our new premise (2*) also improves upon the old premise (2). It no longer
makes overreaching empirical claims about the conditions under which
Internal Reasons and the Motivating Intuition 147
motivation of any kind is possible. And it sticks closer to its Humean origins
in its focus on the role Reason can play in generating motivation. (3*) is
identical to (3): our two new premises issue in the internalist conclusion as
surely as the original ones did.
2. Motivating intuitions
Fleshing out the second argument for internalism along these lines brings out
a striking similarity between this argument and the argument for internal-
ism that Bernard Williams actually makes in ‘Internal and External Reasons.’
For it is now clear that the central premises driving both arguments are the
same: both rely, first, on the claim that a consideration could be a reason for
me to act only if it would motivate me to act if I was rational, and second
on the claim that no process of rational deliberation could produce in me a
new motivation to act except by taking my existing motivations as a starting
point. Nonetheless, the arguments – at least their first central premises – are
powered by different intuitions. Williams takes his first premise to be sup-
ported by intuitions about what our reasons statements mean. The second
argument’s first premise is supported by appeal to a conceptual connection
between reasons (even normative reasons) and action-explanations, and
also, I have suggested, by a plausible assumption about how we ought to be
motivated, taken together with the ought-implies-can principle.
The argument’s second central premise – the Humean one – has been
the chief focus of the philosophical disagreement about the nature of rea-
sons for action. Defenders of internalism about reasons have touted their
theory’s ability to reflect the myriad intuitions captured by the arguments’
first premise: that practical reasons must be capable of motivating rational
agents. Externalists have defended their view by attempting to block the
implication from that first premise to the internalists’ conclusion, largely
by attacking the Humean Theory of Motivation in its various forms. But
the first premise itself, and the intuitions underlying it, have received less
scrutiny.
In what follows, I will describe in detail some of the varied intuitions
that might be taken to support the claim that it must be possible for us
to be motivated by the reasons that apply to us, at least if we are rational.
Next, I will describe a series of counter-examples intended to undermine
our confidence in that premise: reasons to act that cannot, or should not,
motivate us to act are, I will argue, quite common. But, I will suggest, this
should not lead us to abandon internalism. Some of the intuitions that were
taken to support the internalists’ first premise might nonetheless provide
some direct support for a version of internalism that does not rely on that
premise. And, because this version of internalism also does not rely on the
Humean Theory of Motivation, it may be better placed to withstand the
externalist attack.
148 Julia Markovits
So: why think that some consideration cannot be a reason for us to act
unless it could motivate us to act, and would do so if we were rational? I
touched on some of the reasons for thinking this in setting out the two
arguments for internalism above. I’ll begin with the intuition about the
meaning of our reasons statements that, I have suggested, is the driving
force behind the first argument for internalism – the one Williams actually
makes explicitly. Why does Williams think that the conception of reasons –
as facts that would motivate us if we were rational – is one that internalists
and externalists share? Williams writes:
There are of course many things that a speaker may say to one who is not
disposed to Φ when the speaker thinks that he should be, as that he is
inconsiderate, or cruel, or selfish, or imprudent; or that things, and he,
would be a lot nicer if he were so motivated. Any of these can be sensible
things to say. But one who makes a great deal out of putting the criticism
in the form of an external reason statement seems concerned to say that
what is particularly wrong with the agent is that he is irrational. It is this
theorist who particularly needs to make this charge precise: in particular,
because he wants any rational agent, as such, to acknowledge the require-
ment to do the thing in question.11
The whole point of ascribing a reason to someone, either internal or exter-
nal, Williams thinks, is to make clear to them that, if they fail to act accord-
ingly, they are failing by their own lights – they are failing to live up to
a standard whose bindingness on them they must themselves, as rational
agents, acknowledge: the standard of rationality. This is what makes such a
charge different from saying merely that it would be better if they acted this
way, or that we would wish them to do so, or would do so in their place. The
shared etymology of reason and rationality is no accident. (Williams’s claim
is that, on this understanding of what reasons statements mean, only inter-
nal reasons statements can be true.) Reasons statements aim at objectivity,
or at least intersubjectivity, and they add something to our arsenal only if
we can use them, in this way, to appeal to the requirements of this shared
standard.12
Williams’s claim about what our reasons statements mean is backed up
by an additional claim about the conceptual link between reasons and
explanation. It is also no accident of etymology that we use the same word,
‘reason,’ to describe both the grounds on which we act – sometimes called
motivating reasons – and the reasons for us to act – sometimes called norma-
tive reasons. In both cases, Williams suggests, reasons statements explain
action: motivating reasons explain why we actually act the way we do, and
normative reasons statements explain how we would act if all went well – if
we did not succumb to weakness of will, or confusion, or ignorance, or poor
judgment: if, in other words, we were rational.
Internal Reasons and the Motivating Intuition 149
So, Williams takes it to be a conceptual truth about reasons that they are
the considerations that would move good practical reasoners. This certainly
seems plausible, and it is reinforced by a claim that is often made about
practical reasons: that they must be action-guiding. Reasons, the thought is,
are not purposeless: they guide us in how to behave. But a reason that could
not motivate us, even if we were perfect practical reasoners, could not play
this action-guiding role. So all reasons must be capable of motivating us in
so far as we are reasoning well.
Michael Smith has called the claim that ‘what we have normative reason to
do is what we would desire to do if we were fully rational’ a ‘platitude’ about
practical reasons. He argues that it follows naturally from considering what is
involved in identifying our reasons: from how we should go about deciding
what to do. When we deliberate about how to act, he says, we ask for advice.
But we don’t ask just anyone for advice; we look for advice from people who
are better situated than we are to know what we should do – who are better
informed, and more rational, and less subject to our weaknesses of will – but
who know us, and what drives us, well. In other words, Smith suggests, suit-
ably idealized, we are ourselves best placed to give ourselves advice. When we
look for our reasons, what we want to know is how we would act if we were
better placed than we actually are: if we were fully rational.13
Then there is the claim that I appealed to in support of the second argu-
ment for internalism, above. Surely, we ought to be motivated by any reason
that applies to us – indeed, we ought to be so motivated when and because
we are rational. Since ought implies can, it must follow that we can be moti-
vated by any reason that applies to us, when we are rational. This thought
becomes all the more forceful if we accept the very plausible claim that vir-
tue is a matter of motivational responsiveness to practical reasons. For if we
accept that thought, but deny that we ought always to be responsive to our
reasons, then we are denying that we ought always to be virtuous.
The power of reasons to motivate rational agents might also help explain
another fact that often comes up in the literature on internalism about rea-
sons: that rational agents are reliably motivated to act as they judge they
have reason to act. If considerations that provide reasons themselves have
the power to motivate rational agents, this fact is neatly explained: rational
agents are motivated to act by their judgment that they have reason to act
because rational agents’ judgments about their reasons are true, and are the
discovery of facts that themselves have the power to motivate those agents
when they are rational.
Finally, some philosophers have appealed to a somewhat more nebulous
idea in support of the claim that our normative reasons must be capable
of motivating us, at least when we are rational. They have suggested that
a conception of reasons that allows that we might have reasons that could
get no motivational grip on us, even when we’re reasoning as we should,
would unacceptably alienate us from our reasons. Peter Railton has made
150 Julia Markovits
a point like this as part of a defense of an internalist account of an agent’s
good: ‘it would be an intolerably alienated conception of someone’s good,’ he
writes, ‘to imagine that it may fail in any way to engage him.’14 It’s appeal-
ing to think something similar may be true of our reasons more generally.
As Williams and others have argued, it may be a limiting condition on our
moral obligations that they somehow reflect what drives us.15 And there
must be something about the reasons for me to act that makes them mine.
Shouldn’t it be a requirement on some consideration’s providing me with a
reason to Φ that I can appeal to it to justify myself when I do Φ? But I can
appeal to such a consideration honestly only if it was one of the (motivat-
ing) reasons I did Φ. If a consideration can’t motivate me to Φ, than how can
I point to it to justify myself for having done so?
Taken together, these considerations provide compelling support for the
claim that reasons must be capable of motivating the agents whose reasons
they are, and will motivate them if they are rational. I will call this claim the
Motivating Intuition. As I have argued, the Motivating Intuition plays an essen-
tial role in at least two important arguments for internalism about reasons.
Unfortunately, as examples will show, the Motivating Intuition is false.
3. Counter-examples to the Motivating Intuition
The counter-examples to the Motivating Intuition that I will describe fall
into three classes. The first, and most commonly discussed, class of counter-
examples encompasses reasons we have because we are not perfectly rational.
Some of these examples put pressure on the idea, which is reflected in part
of the Motivating Intuition, that how we should act is determined by how
we would act if we were more ideally rational than we are. Here are two such
examples, both of which are, in some version, familiar from the literature
on internalism:
The student of reasoning. We surely have reason to take measures to
improve our ability to reason: we have reason, for example, to take les-
sons in chess, or logic, and it is becoming increasingly common for uni-
versities to require students to take courses in ‘reasoning and critical
thinking.’ But, if we were fully rational, we would not be motivated to
take any such measures.
Even if our reasoning ability itself is unexceptionable, lack of self-control
or weakness of will can also present us with obstacles that we ought to take
into account:
The sore loser. A squash player, who, after suffering an embarrassing
defeat, rightly believes he will hit his opponent out of anger if he does
not leave the court immediately surely has reason to leave, although if
Internal Reasons and the Motivating Intuition 151
he were fully rational, and so not weak-willed, he would be motivated
instead to shake his opponent’s hand.16
As these examples bring out, facts about how we would act if we were ide-
ally rational can seem irrelevant to our actual, non-ideal circumstances, in
which we face impediments that our perfectly rational counterparts do not.
And we might wonder, more generally, why we should care about the moti-
vations of people who are, after all, quite fundamentally different from us:
what makes sense for Spock may make no sense for Captain Kirk.
What can we learn from these examples? They suggest that the Motivating
Intuition, as I’ve stated it, is false; that (contra Smith) it is not, after all, a
‘platitude’ about practical reasons that what we have reason to do is what
we would be motivated to do if fully practically rational; and certainly that
Williams’s claim about what our reasons-statements mean is mistaken: if we
think someone has reason to improve his reasoning skills, despite acknowl-
edging that he would not be motivated to do so if he were fully rational, we
cannot plausibly mean by our reasons claim that he would be motivated to
improve his reasoning skills if he were fully rational.
Where does this leave internalism? Examples such as these show that
a simple version of the internalist formula, like the one that emerges
as the conclusion of the two influential internalist arguments I set out
above, is guilty of the ‘conditional fallacy.’ Our reasons can’t be restricted
to what we would be motivated to do if we were perfectly procedurally
rational – rational relative to our existing ends and motivations. If we
were fully rational relative to our existing ends and motivations, we would
not be motivated to do things like taking chess or reasoning lessons, or
abruptly walk off the squash court to avoid instigating a fight. So many
internalists, Smith included, have replaced the simple internalist thesis
with a more complicated thesis that avoids the conditional fallacy: they
have suggested, for example, that we have reason to do what our fully pro-
cedurally rational counterparts would desire or advise us to do in our actual
situation.17
Responses of this kind have some virtues. They allow internalism to retain
the appeal to the shared standard of rationality that Williams considered
so central to understanding reasons claims. And they also retain the tie
between reasons and advice from a well-placed advisor that Smith appealed
to in support of the supposed ‘platitude’ about practical reasons. But Robert
Johnson has argued that revisions like this sacrifice the most appealing fea-
ture of internalism about reasons – its accommodation of the intuition that
a reason for an agent to act must be capable of serving also as an explana-
tion of how the agent acts, in the right circumstances:
Once one moves away from [simple internalism about reasons] in such
ways in order to avoid the conditional fallacy, an explanatory gap opens
152 Julia Markovits
up – in this case, between your better self desiring that you should do
something and you yourself being motivated to do it. The gap opens
because it may be impossible for the desire had by your rationally ideal
self to play any role in the explanation of your actions.18
Johnson suggests that, if internalists are to retain their advantage over exter-
nalists, they must find a way of avoiding the conditional fallacy while con-
tinuing to satisfy the ‘explanatory requirement’ – the requirement that an
agent’s normative reasons be capable of explaining his actions, by serving as
his motivating reasons for acting. The two examples I’ve discussed so far do
nothing to undermine the force of that requirement: we can be motivated by
the reasons we have not to harm people to walk away instead of instigating
a fight, and we can be motivated by the reasons we have to improve our rea-
soning skills to take chess lessons or courses in critical thinking, even if our
ideally rational counterparts cannot. But, as other counter- examples to the
Motivating Intuition show, including the example on which Johnson him-
self focuses, the case for internalism about reasons would not be strength-
ened by its satisfying the explanatory requirement, because reasons need
not be capable of motivating us, after all.
Let’s start with Johnson’s own example:
‘James Bond.’ Let’s say I become convinced I am James Bond. The fact
that I am suffering from such a delusion may give me an excellent reason
to see a psychiatrist for treatment. But it cannot motivate me to see the
psychiatrist. For if this fact could motivate me to seek help, I would no
longer be convinced I was James Bond. Someone who firmly believes he
is James Bond cannot be motivated to seek a psychiatrist by the fact that
his belief is a delusion.
Johnson is right that the versions of internalism about reasons that are
revised to avoid the conditional fallacy must allow that ‘James Bond’ has
such a reason, since it seems hard to deny that ‘James’s’ perfectly rational
counterpart would advise him to seek psychiatric help, or would wish that
he’d seek help fortuitously, were he to suddenly find himself in ‘James’s’
less-than-ideal position. And he is right that this shows that such revised
versions of internalism do not satisfy the explanatory requirement. But the
‘James Bond’ example is as much a counter-example to the explanatory
requirement itself as it is to simple, unrevised internalism. It suggests that
internalists should perhaps not be trying to accommodate the explanatory
requirement in the first place.
The story of ‘James Bond’ has the characteristic neatness and outland-
ishness of a philosopher’s example. But I hope to demonstrate that cases
of normative reasons that cannot motivate the agents for whom they are
Internal Reasons and the Motivating Intuition 153
reasons are in fact quite common and familiar. I’ll begin with an example
from theoretical reasoning:
My Fallibility. I currently have some unjustified beliefs. Let’s call this
plausible proposition my fallibility. My current unjustified beliefs are rea-
sons for me to believe that I have some unjustified beliefs. But they can’t
be the reasons why I believe in my fallibility. Because if I were convinced
of my fallibility by the fact that I have those beliefs, then I would no
longer count as having them. For example, imagine that I believe that
Elvis is still alive, despite overwhelming good evidence to the contrary.
Call the fact that Elvis lives BEL. I’m aware of BEL, and BEL provides good
evidence of my fallibility. But I can’t be convinced of my fallibility by BEL.
If I were, I wouldn’t really count as believing that Elvis lives, and so BEL
would not obtain (and, of course, could no longer provide support for my
fallibility).
Similarly (given that I believe Elvis lives), the fact that Elvis is dead
and this has been well documented (call this fact ED) provides me with
a good reason to believe in my fallibility. And I undoubtedly ought to
believe in my fallibility. But I can’t be justified in believing in it by ED,
because if I believed ED, I couldn’t really believe Elvis lives. In which case
ED would no longer provide support for my fallibility.
We might respond to this case by questioning whether the fact that I believe
that Elvis lives really gives me a reason to believe in my fallibility. But it
clearly gives you a reason to believe in my fallibility, if you have access to
exactly the same information as I have, both about Elvis and about my
beliefs. And it would be strange if a fact that provided you with a reason
didn’t also provide me with a reason, when you and I have access to the
same evidence. Similarly, I’m not tempted to conclude that, since I believe
Elvis lives, ED isn’t really evidence I have for my fallibility, and so isn’t a rea-
son for me to believe in my fallibility. It seems indisputable that I have reason
to believe ED, and ED clearly establishes my fallibility.
The examples I’ve discussed so far all involve reasons we have because
we are not perfectly rational. These reasons could not motivate us if we
were fully rational, because they would not apply to us if we were fully
rational. But there are other circumstances in which our reasons might not
be capable of motivating us. One interesting class of counter-examples to
the Motivating Intuition concerns things we have reason to do (and can
do), but which we cannot do for those reasons, and so could not do if we were
fully rational – and so fully responsive to our reasons – even if we wanted
to. In a paper investigating some apparent paradoxes of deterrence, Gregory
Kavka describes circumstances, which he calls ‘Special Deterrent Situations’
(or SDSs), in which agents would find themselves faced with reasons of this
154 Julia Markovits
sort. An SDS arises when we have reason to intend to apply a very harmful
sanction, affecting many innocent people, in retaliation for what would be
a similarly extremely harmful and unjust offense, because intending to apply
such a sanction is the likeliest means of deterring the offense. But, because
the sanction is so harmful and its victims innocent, we have no reason to
actually apply the sanction should the offense occur.19 Such circumstances
are likely not just the stuff of philosophy papers: a plausible real-life SDS
(which Kavka discusses) is provided by:
Nuclear Deterrence. Perhaps the most likely way to deter a nuclear attack
is to intend to retaliate against any attacking nation by responding in
kind.20 But, if an attack should occur, no good could come of actually
retaliating. So, if I am responsible for the defense strategy of a nation
threatened by nuclear attack, I have reason to intend to retaliate against
any such attack with a nuclear attack targeting the aggressor. But I have
no reason to actually retaliate. Because of this I cannot be motivated to
form the intention to retaliate if I am fully rational: rational agents do
not form intentions to act against their own (correct) assessment of the
balance of reasons. And, what’s more, they cannot intend to perform
actions they know they will not perform when the time for performance
comes: if the nuclear attack occurs, and I know I have conclusive reason
not to retaliate, I won’t retaliate. And since I know, now, that I won’t
retaliate were an attack to occur, I cannot intend to retaliate.
Kavka’s familiar Toxin Puzzle provides a similar, if more fanciful, example:
Toxin Puzzle. If I am offered a million dollars today to simply form the
intention tonight to drink a (non-lethal, but ill-making) toxin tomorrow, I
cannot (certainly not if I am rational) be motivated to form the intention
to drink the toxin by the reason (the million-dollar prize) I have to form
it, since I know now that I will not need to drink the toxin to win the
prize, and so have no reason to drink the toxin, and conclusive reason
not to. When tomorrow rolls around, drinking the toxin can make me no
richer, and will make me considerably sicker. So I would have to be very
irrational to drink it. If I’m resourceful, I may succeed in finding another
way to motivate myself to intend to drink the toxin (and to drink it) –
for example, by betting a friend a substantial sum of money that I will
drink it; but in this case I will not be motivated to form the intention by
the original reason I had to form it – that is, by the million-dollar prize
(though the prize will have motivated me to make the bet).21
The Toxin Puzzle and the problem of Nuclear Deterrence differ from the cases
I’ve already discussed: they do not turn on reasons that I have because I am
not fully rational. (If anything, the problems of motivation they bring to
Internal Reasons and the Motivating Intuition 155
light afflict us because we are, in a sense, prisoners of our own rationality.)
The reasons I have to intend to drink the toxin, or to intend to initiate a
retaliatory attack, might not be capable of motivating me even when I’m
not fully rational. This is simply not how the process of intention-formation
works. The forming of intentions to act is driven by our motivations to per-
form the intended act. I cannot, through sheer force of will, form an inten-
tion to do something I believe I have no reason to do, and conclusive reason
not to do, even if I believe I have reason to form the intention.
In being non-voluntary in this way, intention-formation resembles belief-
formation. We cannot believe at will, simply because doing so would benefit
us in some way, when our perception of the balance of epistemic reasons
tips the other way. So here is a second counter-example to the Motivating
Intuition from the realm of reasons for belief:
Pragmatic Belief. I may have overwhelming pragmatic reasons to believe
some proposition – perhaps that my disease is curable, if optimism would
make me more likely to recover. But I cannot believe my disease is curable
for that reason – I cannot be motivated to believe this by the fact that
believing it will increase my chances of survival. Again, I may be able to
bring myself to believe it by some other means; but I cannot believe it for
the only genuine reason I have to believe it: my pragmatic reason.
Should we perhaps conclude that reasons such as these – reasons for believ-
ing that are not generated by the believed proposition’s truth, or reasons for
intending that are not generated by the intended action’s value – are not
genuine reasons after all? I don’t believe so. After all, it may be possible for
me to get myself to form the relevant intention or belief by other means: I
might, in Toxin Puzzle (as I suggested), make a bet with a friend that gives me
reason to actually drink the toxin, and so motivates me to form the inten-
tion to drink it; or I might, in Nuclear Deterrence, encourage in myself the
kind of jingoistic fervor that I know will reduce my level of concern for the
potential victims of a retaliatory attack to the point where I could intend
to retaliate; or I might, in Pragmatic Belief, purposefully seek out medical
opinions only from doctors with a reputation for optimism. If any of these
methods of manipulating my own beliefs and intentions have a chance of
success, I may have reason to undertake them. The very facts that could not
motivate me to form the relevant beliefs and intentions give me reasons to
try to bring it about that I form them in some other way. But it would be
very strange if I had a reason to bring it about that I believe or intend some-
thing I have no reason to believe or intend. If I have no reason to believe or
intend something, why trick myself into doing so? In order to explain why
we might sometimes have reasons to manipulate ourselves in this way, we
need to acknowledge that we can have reasons to believe or intend some-
thing that cannot motivate us to believe or intend it.
156 Julia Markovits
As Kavka notes, SDSs also bring out the somewhat surprising conclu-
sion that we might sometimes have reason to corrupt ourselves – to bring
about in ourselves dispositions to act against the balance of moral reasons,
or to fail to be properly motivationally sensitive to some moral reasons.
An agent faced with a genuine SDS, like Nuclear Deterrence, ought (if she
can) to bring it about that she forms the deterrent intention – in this case,
to retaliate – even though this means reducing her sensitivity to genu-
ine moral reasons. This has important implications for our consideration
of the Motivating Intuition. In particular, it seems to run counter to a
thought which played an important role in our defense of the motivating
intuition: that we ought always to be as virtuous as we can be, and there-
fore, since it’s plausible that being virtuous is a matter of being appropri-
ately motivationally sensitive to our moral reasons, that we ought always
to be motivated by the reasons that apply to us. This thought, I argued,
underlies the crucial first premise of the second argument for internalism I
set out in Section 1. But, as Kavka’s SDSs show, we sometimes have reasons
to lessen our own sensitivity to reasons.
In Nuclear Deterrence and Pragmatic Belief we may have reason to corrupt
ourselves because, unless we do, we will not be able to form intentions or
beliefs we have good reason to form. In Nuclear Deterrence, the problem
arises because of the partly involuntary nature of intention-formation: we
cannot, at will, form the intention to do something we believe we have
no reason to do. And cases where we have reason to intend to do some-
thing we have no reason to do may be quite rare. But the problem for the
Motivating Intuition is in fact much broader than the example of SDSs
suggests. It is, in fact, often true that we ought not to be motivated by
reasons that apply to us.
Usually, when it is true that we ought not be motivated by our reasons,
this is because we are more likely to succeed at doing what we have reason
to do if we aren’t motivated by those reasons.22 A particularly grim ver-
sion of this problem is faced by soldiers fighting in a justifiable war. The
military historian Richard Holmes, who interviewed veterans of many wars,
describes the problem faced by the soldier in this way:
[a] soldier who constantly reflected upon the knee-smashing, widow-
making characteristics of his weapon, or who always thought of the
enemy as a man exactly like himself, doing much the same task and
subjected to exactly the same stresses and strains, would find it difficult
to operate effectively in battle. ... Without the creation of abstract images
of the enemy, and without the depersonalization of the enemy during
training, battle would become impossible to sustain. ... If ... men reflect
too deeply upon their enemy’s common humanity, then they risk being
unable to proceed with a task whose aims may be eminently just and
legitimate.23
Internal Reasons and the Motivating Intuition 157
This might be so even if the ‘enemy’s common humanity’ underlies the
justification for the war itself, and so provides a fundamental reason for
fighting. That is:
Soldier in a Just War. In a war fought on humanitarian grounds, soldiers
may have reason to desensitize themselves to the common humanity of
the inhabitants of an enemy state so that they can more effectively fight
a war whose very justification is provided by that common humanity. If
they have reason to fight in the war, and fight effectively then they ought
not be motivated to fight by that reason.24
Pragmatic grounds not to be motivated by the reasons that apply to us are
often generated when we are forced to act in emergency situations and
against great odds, a fact that was strikingly demonstrated by post-crash
interviews of Captain Chelsey Sullenberger, the US Airways pilot who
miraculously succeeded in landing a commercial jetliner with no working
engines on New York’s Hudson River, improbably saving the lives of all 155
passengers and crew on board:
Emergency Landing. On January 15th, 2009, Captain Sullenberger suc-
cessfully emergency-landed an Airbus A320, which had lost all thrust
in both engines due to a double bird strike, in the icy waters of the
Hudson River, with no loss of life. Asked, in a 60 Minutes interview by
Katie Couric, whether he had been thinking about the passengers as his
plane was descending rapidly towards the waters of the Hudson, Captain
Sullenberger replied, ‘Not specifically. ... I mean, I knew I had to solve
this problem. I knew I had to find a way out of this box I found myself
in. ... My focus at that point was so intensely on the landing ... I thought
of nothing else.’25
While the fact that many lives depended on his successfully landing the
aircraft undoubtedly provided Captain Sullenberger with a reason to do so,
it is also clear that it was a very good thing that the Captain was not in fact
motivated by this reason as he guided the plane onto the water. Indeed, it
seems likely that years of training in emergency preparedness coached the
Captain, with good reason, not to think about the ultimate reasons for suc-
cessfully handling a crisis situation when faced with the need to do so.
The lessons of Soldier in a Just War and Emergency Landing generalize. A spe-
cialist in a rarely curable disease may be able to cure more patients if she’s in
it for the social prestige than if she’s in it chiefly to save lives, since her low
success rate might otherwise drive her to quit. A surgeon may operate more
successfully if she learns to suppress some normal sympathy for patients in
unavoidable pain,26 and she may be less likely to make nervous mistakes in
delicate procedures if she is not thinking of the life that is at stake. In fact,
158 Julia Markovits
many of us have found ourselves in situations in which we were fortunate
that we were driven by ulterior motives, habit, instinct, or ‘auto-pilot’ rule-
following to make decisions or react to threats which we would have likely
reacted to less well if we had been responding motivationally to our reasons
for doing so. If a child runs into the street right in front of my car, I hit the
brakes automatically – I am not motivated by a concern for the well-being
of the child. In a surprising number of cases, there is much to be said for not
being motivated by our reasons.
4. What these counter-examples can teach us
What can we learn from these counter-examples? Has anything survived of
the intuitions that supported the Motivating Intuition?
The examples of the Student of Reasoning and the Sore Loser show us that
‘A has a reason to Φ’ cannot mean ‘A would be motivated to Φ if she were
rational,’ as Williams suggested, and that the Motivating Intuition does
not state a ‘platitude’ about practical reason, as Smith suggested. We read-
ily ascribe reasons to the Student of Reasoning and the Sore Loser despite the
fact that we are perfectly aware that they would not be motivated to act on
those reasons if they were perfectly rational (because they would not have
those reasons).
While the Student of Reasoning and the Sore Loser would not be motivated
by their reasons if they were perfectly rational (because the reasons would,
in that case, no longer apply), their reasons could nonetheless serve as expla-
nations of their actions in their actual circumstances – the circumstances in
which they do apply. So does the conceptual link between normative rea-
sons and possible explanations of actions, to which Williams also appeals,
hold up? No: the examples of the deluded ‘James Bond’ and of My Fallibility
show that we can have reasons for both action and belief that could not
possibly serve as explanations of our actions or beliefs, even in the circum-
stances in which they do apply to us.
Moreover, the problem is not just a result of our imperfect rationality,
as the cases of the Student of Reasoning, the Sore Loser, ‘James Bond’, and My
Fallibility might suggest. The predicaments presented by Nuclear Deterrence,
the Toxin Puzzle, and the problem of Pragmatic Belief show that, even if we’re
fully rational, we might have reasons to act or believe that could not moti-
vate us to act or believe accordingly. It won’t always be possible for us to do
as we have reason to do, for the reason we have to do it. In other words, it
won’t always be possible for us to act virtuously.
And finally, as the cases of the Soldier in a Just War and the Emergency
Landing show, and as our own experience will confirm, even when we can
be motivated to do something by the reason we have for doing it, it’s not
always true that we ought to be motivated by that reason. Sometimes, we are
significantly more effective in doing what we have reason to do if we train
Internal Reasons and the Motivating Intuition 159
ourselves to be motivated differently. If it’s not always true that we ought to
be (rationally) motivated by the reasons that apply to us, we cannot appeal
to the ought-implies-can principle to derive the conclusion that we can always
be (rationally) motivated by the reasons that apply to us.
Remember that the First Argument for internalism about reasons, the one
explicitly made by Williams in ‘Internal and External Reasons,’ depended
on the claim that the Motivating Intuition captures what our reasons-
statements mean: that what we mean when we ascribe a reason to Φ to
someone is that they would be motivated to Φ if they were rational. And
remember my suggestion that the Second Argument for internalism about
reasons, which also includes the Motivating Intuition as a premise, gained
support from the ought-implies-can principle. As the counter-examples to the
Motivating Intuition show, both of these influential arguments for inter-
nalism about reasons fail before we’ve even considered their controversial
Humean premises. If, as Williams and Johnson have suggested and as the
structure of the debate about internalism implies, internalism’s ability to
accommodate the Motivating Intuition were its chief virtue, then consider-
ing the counter-examples I’ve described should lead us to abandon internal-
ism about reasons.
But I don’t think we should abandon internalism. I believe internalism
still receives some direct support from some of the considerations I appealed
to in defense of the Motivating Intuition in Section 2. And I believe we have
other good grounds for taking internalism about reasons seriously.
5. Why be an internalist about reasons?
I’ve argued that Williams was wrong to present the Motivating Intuition as
an account of what our reasons-statements mean. But I think he was right to
point out that, when we attribute a reason to someone, we intend to appeal
to a shared standard of conduct that that person must, as a rational agent,
recognize as authoritative. This is, indeed, what makes our ascription to
someone of a reason to do something different from our merely claiming we
would like him to do it, or would do it in his place: as I said before, reasons
statements aim at objectivity. And internalist accounts of reasons may fit
better with this idea that reasons-ascriptions appeal to a shared standard of
rationality than externalist accounts.
I’ve also argued that Smith was wrong to suggest that the Motivating
Intuition expressed a platitude about practical reasons. But, nonetheless, his
suggestion that when we deliberate about our reasons we’re interested in the
advice of people who share our basic commitments but are better informed
and more rational than we are may provide some direct support for the inter-
nalist view of reasons. This thought may spell out one way in which reasons
may be action-guiding – not irrelevant to moral deliberation – even though,
as I’ve argued, they cannot always motivate the agent whose reasons they
160 Julia Markovits
are: an agent’s reasons should at least guide us, when we advise her about
how she should act.
And finally, even if we reject the Motivating Intuition, internalism about
reasons may still help capture our instincts that what our reasons are should
reflect what we care about – that an account of reasons that leaves it possible
that we have reasons to act that do not reflect any of our value commit-
ments unacceptably alienates us from our reasons.
In fact, I think internalism about reasons is supported by each of these
more basic motivating intuitions – intuitions that motivated the Motivating
Intuition. But the simple version of internalism with which I began – the
version defended by Williams – must be false, since it entails the Motivating
Intuition. A reason cannot be a consideration that would motivate me if I
were deliberating in a procedurally rational way from my existing ends and
motivations.
The essential feature of an internalist account of reasons is that it ties
the truth of a reasons claim to the presence of a suitable element in an
agent’s motivational set: according to internalism, what we have reason to
do depends fundamentally on what ends, broadly understood, we already
have. Externalism, by contrast, holds that facts about our reasons do not
fundamentally depend on facts about what we care about. The distinction
is sometimes put differently: internalism embraces a procedural conception
of practical rationality, according to which the rational requirement to hold
certain ends is generated indirectly by the relation of those ends to other
ends we already hold, as a result, in particular, of requirements of internal
consistency and coherence. One might compare this to the case of theoreti-
cal reason, which may require us, by means of standards of internal consist-
ency and coherence, to hold certain beliefs in virtue of their relationship to
other beliefs that we hold. According to an externalist, substantive notion of
rationality, reason may require us to hold some (moral and prudential) ends
directly, and regardless of what else is true about us.
These ways of thinking about the disagreement between internalists and
externalists make it clear that the internalists’ claim about the necessary
motivating or explanatory power of reasons is not an essential feature of
the view. Our reasons depend on our antecedent ends not because those
ends are the source of the (supposed) motivating force of normative reasons,
but rather because those ends are the source of the justifying force of those
reasons. As the example of a non-motivating theoretical reason provided
by My Fallibility shows, a consideration (in that case, the fact that I have
the unsupported belief that Elvis lives) can throw its justificatory weight
behind my performing or believing an action or proposition (in that case,
the proposition that I have some unjustified beliefs), even if it cannot move
me to perform the action, or convince me of the proposition.
According to the version of internalism about reasons for action27 that I
am most interested in defending, a reason for an agent to Φ is a consideration
Internal Reasons and the Motivating Intuition 161
that counts in favor of Φing – that throws its justificatory weight behind
Φing – in virtue of the relation it shows between Φing and the agent’s existing
ends (for example, by showing that Φing is a means to one of those ends, or
constitutive of it, or valuable in consequence of the value of that end). My
account is internalist, because it takes what we have reason to do to depend
fundamentally on what ends we already have. But, unlike many internal-
ist accounts of reasons, my account does not rely on the claim that rea-
sons must be capable of motivating rational agents, or necessarily motivate
agents who recognize them: in my view, facts give us reasons when they
are the source of a certain kind of evidence (given our other ends), not when
they are the source of a possible motivation (given our other ends).
It may be helpful to think through how this version of internalism, unlike
Williams’s, can recognize the reasons for action and belief I’ve appealed to
as counter-examples to the Motivating Intuition in the cases I’ve discussed.
Take, for example, the case of Captain Sullenberger: although the Captain
should not and perhaps could not have been motivated to take the necessary
actions to land the plane safely by the fact that over 150 lives depended on
his doing so, it is clear that the fact that his taking those actions would save
those lives was evidence, relative to his antecedent value commitments, that
taking the actions in question would be a valuable thing to do. The value of
that end, in other words, was entailed by the value of his other ends and the
consistency and coherence requirements of procedural rationality.
Similar arguments can be used to show that the soldier in my Just War
example has an internal reason (as I understand it) to fight effectively (pro-
vided by the common humanity of the inhabitants of the enemy state); that
the sick person in my example of Pragmatic Belief has a (practical) internal
reason to believe her cancer is curable (provided by the survival benefits of
believing this); that I have an internal reason to intend to drink the toxin
when faced with the Toxin Puzzle (provided by the fact that so intending
will win me the million-dollar prize); that the defense strategist in Nuclear
Deterrence has an internal reason to intend to retaliate (provided by the
deterrence benefits of the intention); that Johnson’s James-Bond-delusional
patient has an internal reason to see the psychiatrist (since, presumably, it is
one of his important ends that he not be deluded); that the Sore Loser has
an internal reason to leave the court without shaking hands (since this will
prevent him from punching his opponent); and that the Student of Reasoning
has an internal reason to take rationality-improving lessons. In each case the
agents have value-commitments that, taken together with requirements of
consistency and coherence and the reason-providing fact, entail the value of
their taking such actions, despite the fact that they either should not, can-
not, or could not if fully rational be motivated by those reason-providing
facts to act.28
This version of internalism about practical reasons retains some of the
features of Williams’s internalism about reasons that made it an attractive
162 Julia Markovits
view. It captures his thought that, when we attribute a reason to someone,
we intend to appeal to a shared standard of conduct that the person must,
as a rational agent, recognize as authoritative. Remember that the notion
of rationality that plays a central role in the internalist account of reasons
is procedural, not substantive (i.e., it concerns standards for proper relations
between ends, but doesn’t specify any end as rationally required, per se,
regardless of its relation to things we already care about). The procedural
standard of rationality, if not exactly uncontroversial, might nonetheless be
agreed on by someone who disagrees with the internalist at the outset about
what her reasons are. So it could serve as a kind of Archimedean point against
which we might brace ourselves in disputes about reasons. Externalists, by
contrast, if they want to appeal to a supposedly shared standard of rational-
ity, must appeal to a substantive standard – one that simply incorporates, as
a rational requirement, the need to respond to the very reason whose exist-
ence their interlocutor disputes. If she disputes the existence of the reason,
she’ll also dispute the existence of the corresponding rational requirement.
The account of internalism I defend also avoids alienating us from our rea-
sons: in the picture of reasons it presents, reasons are firmly rooted in facts
about what matters to us.
Finally, the version of internalism I’ve defended here may still lay partial
claim to a virtue that drew many philosophers to the Motivating Intuition,
and thereby to Williams’s internalism: its ability to explain the apparent
motivating force of moral judgments. If, as the Motivating Intuition claims,
considerations that provide reasons must be such as to motivate rational
agents, we should expect rational agents to be reliably motivated to act
as they have reason to act: rational agents’ judgments about their reasons
are true, and are the discovery of facts that themselves have the power to
motivate those agents when they are rational. But counter-examples to the
Motivating Intuition such as those presented by Nuclear Deterrence, Just War,
and Emergency Landing show that, even if we are motivated to act as we judge
we have reasons to act, it may not be those reasons doing the motivating.
So the Motivating Intuition cannot explain the motivating force of such
moral judgments. Nonetheless, the version of internalism I have sketched,
which does not rely on the Motivating Intuition, should lead us to expect
that the agents in these examples will be motivated to act as they judge they
ought: after all, they have such reasons, on my account, because they each
have ends that will be furthered by acting in this way, and (we’ve assumed)
have the means to bring it about that they act as they ought – just for other
reasons.
I have not undertaken a full defense of internalism about reasons here.29
I have primarily been concerned with sketching a version of internalism
that preserves the essential characteristics of the view without relying on
or entailing the Motivating Intuition, and with arguing that this version
Internal Reasons and the Motivating Intuition 163
retains some of the main attractions of traditional internalism about rea-
sons. Even without the Motivating Intuition, there is, I believe, plenty to
motivate internalism.
Notes
1. Williams (1995), p. 35.
2. Williams (1981b), p. 101. This way of stating the view oversimplifies the mat-
ter in at least two ways: firstly, as I have noted, Williams intends ‘desires’ to be
understood broadly – they may include, in addition to ordinary present desires,
evaluations, attitudes, projects, commitments, and so on – anything for the sake
of which we act. Secondly, the notion of an action’s ‘serving’ a desire suggests
that reason plays a purely instrumental role. Williams, however, wants to allow
for the possibility that we have reason to act in ways that serve our ends non-
instrumentally – perhaps the action in question is constitutive of some end or
commitment, or expresses that commitment (see p. 104).
3. This dependence does not necessarily rule out the possibility of universal rea-
sons – reasons we all share. Some internalists defend the existence, for example,
of universal internal moral reasons. See, for example, Michael Smith (1994a); I
also defend a Kantian account of the existence of such reasons – see, for example,
my (forthcoming). What makes such universal reasons internal is that they apply
to us in virtue of the relation they stand in to our actual ends and desires, what-
ever those happen to be. But the possibility of such universal internal reasons
will not occupy us here.
4. Williams (1981b), p. 109.
5. Thomas Nagel offers it on behalf of internalism (1970, p. 27), although he rejects
one of the premises.
6. Hume (1739/1975), pp. 414–15.
7. Williams (1981b), p. 105.
8. That is, one not derived from our existing motivations.
9. Mele (2003), p. 89.
10. He contrasts this view with the ‘cognitive engine theory,’ which asserts: ‘in actual
human beings, some instances of practical evaluative reasoning, in or by issuing
in a belief favoring a course of action, nonaccidentally produce motivation that
does not derive at all from antecedent motivation.’ (p. 89)
11. Williams (1981b), p. 110.
12. My own view is that thick moral concepts such as cruel or selfish also aim at
objectivity – and so can be appropriately applied only when a reason-ascription
is also appropriate. The charge of selfishness, for example, does not merely imply
that the selfish person is more protective of her own interests than we would like
her to be, say, or than is normal, but rather that she is more protective of her own
interests than she has reason to be.
13. Smith (1994a), pp. 150–1.
14. Railton (1986), p. 9.
15. As Williams puts it, ‘[t]here can come a point at which it is quite unreasonable
for a man to give up, in the name of the impartial good ordering of the world of
moral agents, something which is a condition of his having any interest in being
around in the world at all’ (Williams, 1981a, p. 14).
164 Julia Markovits
16. The example is due to Michael Smith (1995, p. 111), who is elaborating on a char-
acter introduced by Gary Watson.
17. See, for example, Smith (1994a), p. 151.
18. Johnson (2003). See also Johnson (1999).
19. Kavka (1978).
20. Kavka (1978) notes that ‘writers on strategic policy frequently assert that nuclear
deterrence will be effective only if the defending nation really intends to retaliate’
(p. 287).
21. Kavka (1983), pp. 33–34.
22. We can design science-fictiony cases to show that it might be possible for an
agent to find herself in a situation where she cannot successfully do what she has
reason to do if she is motivated by that reason. Phillip Stratton-Lake describes
the following example:
Consider a world in which there is an omnipotent, evil demon whose aim is to
stop good people from doing what they should in the light of the normative
reasons why they should so act ... He achieves this by making it the case that if
a good person ever acts from the normative reasons why she should so act, he
will make it such that this action is wrong, and he tells them this. Every good
person knows, therefore, that she cannot do the right thing from the norma-
tive reasons why this is right. For they know that if they are motivated to act
in this way, then their actions will be morally wrong. (2000, p. 18)
In Stratton-Lake’s evil-demon world, we cannot do what we have reason to do
for that reason, because the demon will ensure that the actions of well-motivated
people bring about horrific consequences. But my focus in this paper is on real-
world cases in which the motivating intuition fails.
23. Holmes (1985), p. 361. Soldiers in war also use the expression ‘tango down’ to
indicate that a hostile human ‘target’ has been eliminated (‘tango’ represents the
‘t’ in ‘target’), whereas they use the expression ‘man down’ when one of their
own fellow soldiers has been hit.
24. I don’t want to suggest that such desensitization is easy to justify or usually justi-
fied. Indeed, the fact, described by Holmes, that soldiers often must be desen-
sitized in this way to be effective soldiers is, I believe, one of the reasons why
wars are hard to justify. Not only do wars require participants to ‘corrupt’ them-
selves to be effective soldiers (a cost with immediate and long-term effects that
should not be underestimated), but the need for such self-corruption also creates
a significant risk that soldiers will prosecute a potentially justifiable war in a
manner that makes it unjustified; as Holmes says, ‘if the abstract image [of the
enemy, internalized by soldiers in training] is overdrawn or depersonalization is
stretched into hatred, the restraints on human behavior in war are easily swept
aside’ (p. 361).
25. Katie Couric interviewed Captain Sullenberger on 60 Minutes, airdate 8 February
2009, copyright CBS News. A summary of the interview that includes the quoted
passages can be found at: http://www.cbsnews.com/stories/2009/02/08/60minutes/
main4783580 _page2.shtml?tag= contentMain;contentBody (accessed 17
September 2009).
26. As Kavka (1978) also suggests – see note 20, p. 287.
27. For reasons I won’t go into here, but that I address elsewhere, I take the arguments
for internalism about practical reasons – reasons for action – to be considerably
stronger than parallel arguments one might make for internalism about theoreti-
cal reasons – reasons for belief. There are, I believe, much stronger candidates for
Internal Reasons and the Motivating Intuition 165
considerations that might count in favor of our adopting some belief regardless
of the relation it stands in to our existing beliefs (e.g. basic sense-experiences). In
fact, I think that thinking carefully about the ways in which practical and theo-
retical rationality come apart, and about what internalism and externalism about
theoretical reasons might look like, gives us some reason to doubt that there
could be external practical reasons. I make this argument in my (forthcoming).
28. I omit the case of My Fallibility because it concerns epistemic reasons for belief,
and I am not concerned with the possibility of internal epistemic reasons here.
29. I undertake a more developed defense in my (forthcoming, supra note 27).
8
Beyond Wrong Reasons: The
Buck-Passing Account of Value
Ulrike Heuer
The buck-passing account of value (BPA) is very fertile ground, which has given
rise to a number of interpretations and controversies. It has originally been
proposed by T.M. Scanlon as an analysis of value: according to it, being good
‘is not a property that itself provides a reason to respond to a thing in certain
ways. Rather, to be good or valuable is to have other properties that constitute
such reasons.’1 And also: ‘being valuable is not a property that provides us with
reasons. Rather, to call something valuable is to say that it has other properties
that provide reasons for behaving in certain ways with regard to it.’2
As Pekka Väyrynen,3 and subsequently Mark Schroeder4 and Roger Crisp,5
have pointed out, the account comprises two theses:
(BPA−) The fact that something is good or of value is not itself a reason to
respond to it favorably or to behave in certain ways with regard to it.
(BPA) The fact that something is good or of value consists in the fact
that it has some other property P which is a reason to respond to it favo-
rably or to behave in certain ways with regard to it.6,7
The two claims are, in principle, independent. As Crisp emphasizes, (BPA−)
does not entail (BPA). Perhaps goodness is not a reason, but it does not
follow from this that goodness must consist in there being other properties
that provide reasons.8 The converse is also true: (BPA) can be true, even if
(BPA−) is false. Even if goodness consists in there being some other property
P that provides a reason, goodness itself could also be a reason – in the way
in which, if R is a reason, the fact that R obtains could also be a reason.9
Scanlon’s original arguments attempt to show that (BPA) is true because
(BPA−) is. But these arguments are flawed.10 I will not be concerned with
them here. The most influential of these arguments – the one that Crisp11
aptly dubbed ‘the redundancy argument’ – has been extensively discussed,
and shown to be unsuccessful.12
Of course, the buck-passing account may be correct even if the arguments
for it are not. But, since (BPA−) and (BPA) are independent of one another, it
166
Beyond Wrong Reasons: The Buck-Passing Account of Value 167
may be asked why we should accept either of them. Some13 have focused on
(BPA−) as the claim the buck-passing account is ultimately concerned with.
Viewed thus, (BPA) may have been introduced only as an explanation of
(BPA−), and an unsuccessful one at that. I am inclined, however, to think
that (BPA) is the more central of the two theses, and the theoretically more
important one, as it suggests a metaphysical account of the relation of values
and reasons. In this paper, I will therefore focus on (BPA). I should add that,
while I am going to discuss (BPA) as suggesting a metaphysical account,
there is also an interpretation of buck-passing as a conceptual analysis of
‘good,’ and of course the metaphysical and conceptual interpretations are
compatible and could both be true.14 Mainly for simplicity’s sake, I will not
run the two interpretations in tandem, but focus on the metaphysical one.
(But I will draw your attention to the semantic alternative occasionally.)
In Section 1, I will show that BPA is not as obviously a successor of the
fitting-attitude (for short: FA) analysis of value as some have thought. The
much discussed wrong-kind-of-reasons (for short: WKR) problem afflicts
buck-passing only in so far as it incorporates a version of FA analysis, or at
any rate is expressed in terms of reasons for attitudes. There can be a buck-
passing account of value that is not affected by the problem: one that limits
the account to reasons for actions.15 However, in so far as BPA does inherit
elements of FA analysis, it also has a WKR problem. In Section 2, I will dis-
cuss this problem and its solution. I will show that it has been misidentified
in the current literature, and that – once we understand the problem cor-
rectly – its solution is likely to be unavailable to the buck-passer. Hence we
should reject any account of BPA that incorporates FA analysis. That leaves
us with versions that do not: versions that formulate BPA in terms of rea-
sons for actions only, rather than reasons for attitudes. Finally, in Section
3, I will discuss at least briefly why buck-passing seemed to be appealing to
begin with, and whether a version of BPA that does not incorporate FA anal-
ysis is a viable alternative to a version of BPA that does, and hence whether
such a version can enable us to move beyond the WKR problem.
1. Some background: buck-passing and FA analysis
Buck-passing stands in a complicated relation to the fitting-attitude analy-
sis of normativity that reaches back to the work of Brentano and Ewing.16
Proponents of FA analysis hold that, as a matter of conceptual analysis of
goodness, something is good if it is fitting to have pro-attitudes of a certain
kind towards it. The ambition of FA analysis is to explain all practical nor-
mativity in terms of the fittingness of attitudes, which – while being itself a
normative concept – is the only normative concept that grounds all others.
Wlodek Rabinowicz and Toni Rønnow-Rasmussen17 welcomed BPA as a
contemporary version of FA analysis, and others have followed this sugges-
tion.18 But whether BPA should be regarded as a version of FA analysis is a
168 Ulrike Heuer
moot point. First of all, the second disjunct in both formulations above – the
phrase ‘reasons ... to behave in certain ways with regard to [something that
is of value]’ – has no obvious role in FA analysis. Let me begin, therefore,
by dropping it for the moment and by focusing on the following shortened
formulations of (BPA−) and (BPA) (I will come back to the left-out disjunct
later):
(BPA FA –) The fact that something is valuable is not itself a reason to
respond to it favorably.
(BPA FA ) The fact that X is valuable consists in the fact that X has some
other property P that is a reason to respond to it favorably.
The FA subscript indicates that in this form the formulations can be under-
stood as part and parcel of FA analysis. Or can they? It depends on whether
the fact that there is a reason to respond favorably to something is the same
fact as the fact that it is fitting to have a favoring attitude to that thing. Thus
the question is whether (BPAFA) is equivalent to:
(FA BPA) The fact that X is valuable consists in the fact that X has some
other property P that makes it fitting to have certain favoring attitudes
towards X.19
There are at least two worries about this. First, not all reasons that we have
by virtue of something being good are reasons to have favoring attitudes.
Some of them are reasons to act. This is not a problem for BPA, because the
second disjunct that I left out in the FA formulations of the view are pre-
cisely about reasons for actions: in Scanlon’s formulation, there are reasons
‘to behave in certain ways towards something that is good.’ Adding this
expressly, as in (BPA−) and (BPA), shows that the account is not restricted
to reasons for attitudes. It also shows that there is no assumption that rea-
sons for actions can simply be derived from reasons for attitudes. But FA
analysis would claim just that. If BPA were a version of FA analysis, rea-
sons for actions would have to be derived from reasons for attitudes. That
the original BPA formulations distinguish between reasons for attitudes and
reasons for actions may be due to their author’s skepticism about the FA
project.20 But, if so, BPA lacks the neatness, and perhaps also part of the
motivation, that drives FA analysis.
Secondly, there is an obvious difference between ‘there is a reason to
have attitude A’ and ‘it is fitting to have attitude A.’ Reasons are, pro tanto,
requiring:21 if there is a reason to have an attitude (and the reason is not
defeated) I am at fault if I don’t have it. Thus, if I have a reason to admire
something (say), then, other things being equal, I am at fault if I fail to
admire it. Fittingness is different: if I have an attitude, and it is fitting to
have it, I am justified in having it, but it does not follow that I would have
Beyond Wrong Reasons: The Buck-Passing Account of Value 169
been at fault if I had not had the attitude at all. An example might help to
show this. Take fear: it is fitting to feel fear only if there is danger – but a
person who is not afraid, even though she is aware of danger, is not always
(if ever) at fault. In other words: that it is fitting to have an attitude is not
a reason to have it. Thus, it is not obvious that FA analysis could explain
why a person may be required to have an attitude.22 The normative force of
‘there is a reason to have an attitude’ and ‘it is fitting to have an attitude’
appears to be different. Perhaps ‘fittingness’ is a normative concept, but,
if so, it is not clear how it translates into the language of reasons. It is not
clear, therefore, that BPA is a version of FA analysis at all, even in its BPA FA
formulations. None of this, of course, is any skin off the buck-passer’s nose.
There may be good reasons for departing from FA-analysis in the way she
does. But those reasons have yet to be uncovered.
But, whether or not buck-passing is a version of or a development from FA
analysis, it inherits one of its problems: the so-called wrong kind of reasons
(WKR) problem.
2. The WKR problem
2.1. The problem
The so-called WKR problem is the problem that, intuitively, there seem to be
reasons to have favoring attitudes towards objects that are devoid of value,
as, for instance, when an evil demon orders you to admire him or else he’ll
torture you. You then have a reason to admire him, but he is not in any way
good. Hence, the buck-passing account is false. The buck-passer’s solution to
the problem must be to narrow down the kinds of reasons of which BPA is
true. Put schematically, the solution to the problem is to reformulate (BPA)
in a WKR-proof way, such as:
The fact that X is valuable consists in the fact that X has some other prop-
erty P which provides a reason of the right kind to respond to it favorably.
The difficulty is to describe the relevant kind of reasons in a non-circular
way. Obviously, saying that only those reasons that obtain when the atti-
tude’s object is of value will not do. In the semantic interpretation, this
would make BPA circular; in the metaphysical one, the account would
become uninformative and uninteresting.23
There have been a number of attempts to solve this problem. Early on,
Wlodek Rabinowicz and Toni Rønnow-Rasmussen suggested that a reason is of
the right kind if it has the ‘dual role’ of both providing the content of the pro-
attitude and justifying it: for instance, that a person is courageous is a reason
for admiring her, and she is admired for her courage. The evil demon, on the
other hand, is admired on account of his threat (the avoidance of the threat-
ened punishment is the justifying reason for having the admiring attitude),
170 Ulrike Heuer
but he is not admired for being threatening (in this case, it seems quite unclear
what, if anything, he is being admired for). However, Rabinowicz and Rønnow-
Rasmussen themselves are skeptical about the solution, because it meets with
problems if the demon requires us to admire him for his own sake ‘on account
of his determination to punish us if we don’t.’ In this case, ‘the demon’s deter-
mination to punish us if we don’t comply provides the reason for our admira-
tion and at the same time appears in the intentional content of that attitude as
the feature for which its object is being admired.’24 The dual role solution has
nonetheless received much attention, and a number of suggestions for develop-
ing it have been advanced in the recent literature.25
I am not going to discuss them in any detail here, though. One reason for
not doing this is that I believe that the problem has not yet been identified
clearly enough (I’ll explain below). I want to approach the issue in a somewhat
different way that will also allow us to place it within a broader context.
The WKR problem is a problem only for reasons for attitudes. There are no
‘wrong reasons’ for actions26 – or so I will argue. Once we see why this is, the
solution will take a different shape (I think).
2.2. Reasons for actions and reasons for attitudes
Only the reasons for attitudes disjunct of BPA gives rise to the WKR prob-
lem. Let me firstly explain why, and then, secondly, show how we can take
a lead to solving the problem from this observation.
How do the evil demon examples work out if we focus on reasons for
actions? Assume that the evil demon orders you to express your admiration
for him (or for a saucer of mud) by bowing three times, or he will torture
you. Clearly you now have a pro tanto reason to bow three times and do
whatever else it takes to express admiration, and this reason is not of the
wrong kind: it is a typical instrumental reason. If BPA were phrased in
terms of reasons for action only, there would be no problem: the value of
Φing (bowing, in our case) may consist in Φing’s having other properties
(e.g. being necessary to averting the demon’s wrath) that give you a reason
to Φ. The value in question is instrumental value. Thus, there is no problem
with giving a buck-passing account of the value that relates to reasons for
action – it is quite straightforward.27
But BPA has sometimes been suggested as an account of ‘final value:’
‘being valuable for one’s own sake.’ The account sets out to capture rea-
sons to admire something for its own sake. Isn’t it problematic, then, that
the value of the action is instrumental value? But actions typically have
instrumental (rather than final) value: their point is to achieve something,
or bring something about. Yet there are exceptions: some actions may have
final value (such as doing one’s duty,28 acting kindly or whistling a tune).
How about those actions, then? If an evil demon orders you to do your duty
(or else he’ll torture you), you don’t have a wrong reason – you just have
an additional one. There may be a reason for doing your duty because of
Beyond Wrong Reasons: The Buck-Passing Account of Value 171
the final value of doing so, and there is now a further reason, because the
demon orders you to do it, and you will be avoiding the punishment if you
obey. This is no more problematic than, say, the reason to do your duty
because if you don’t you may lose your job. Perhaps the reason to do your
duty because doing so has final value29 is a sufficient reason, but there can
nonetheless be additional reasons that are unrelated to the final value of so
acting. As above, the evil-demon-reason is simply a typical instrumental
reason. There is instrumental value in doing whatever it is that you are
ordered to do, and there is no particular problem with giving a buck-passing
account of this kind of value – I therefore don’t see a reason for restricting
the account to final value.
But what if the demon ordered you to do your duty for its own sake (or
because of a sense of duty)? Again, there is no problem, since you have a
reason to do that anyway. And finally, what if the demon ordered you to
express your admiration of his final value, or to express that you admire
him for his own sake? You may feel a bit pressed. But it is not because the
reason is of the wrong kind, but because complying with it involves a kind
of pretense or lying. You don’t believe that the demon has ‘final value’ – but
you could try to play-act. If the order is understood more stringently, as
involving that you act out of the right attitude (and, being a demon, your
torturer will know if you don’t), the problem is with having the attitude, not
with acting in a certain way.
I cannot at this point offer a general explanation for why reasons for
actions do not give rise to the WKR problem, but I will be able to do so by
the end of our journey (in Section 2.7). Bear with me.
Let us now look more closely at the WKR problem with reasons for atti-
tudes. If the demon orders you to admire him, or else he’ll torture you, the
reason is of the wrong kind, because, while you now have a reason to admire
the demon, this is not because admiring him is a fitting response to his
value – ex hypothesi, being evil, the demon has no value.30
This description brings back the circularity worry: we know independ-
ently that the demon is ‘evil,’ and therefore the reason to admire him must
be of the wrong kind: it is of the wrong kind because it does not relate to
his value. This explanation is suspicious if offered by the buck-passer. If
our only way of ascertaining that certain reasons are ‘the wrong reasons’
were that our independent understanding of value allowed us to character-
ize them as ‘wrong’ from the perspective of the analysis, one might begin to
wonder why the analysis seemed tempting to begin with. It seems that we
already understand value, independently of the analysis, and, furthermore,
this understanding is presupposed by the analysis.
But, since this worry is couched in epistemic terms, the buck-passer can shrug
it off: buck-passing is not offered as an account of our knowledge of values.31
The proponent of BPA may reply that the lesson that the ‘evil demon’
recipe for generating counter-examples teaches us is a different one: the
172 Ulrike Heuer
disvalue of the evil demon is stipulated, and thus does not show that we
have epistemic access to value that is independent of our knowledge of rea-
sons. The examples, rather, show that there could be reasons for admiring
anything – because there are no limits to what the evil demon can order you
to admire. But we know that it is not true that just anything is of value.
Hence some of the reasons must be of the wrong kind. While the examples
make this clear by stipulating the evilness of the demon, the general point
is independent of this.
Yet, there is a more important worry lurking behind the epistemic one.
Take a neutral example: some person, P, orders you to admire something, X,
or else P will punish you. Neither P nor X are described in evaluative terms,
and you don’t know whether P is a good person, or X is an admirable thing.
Is your reason for admiring X of the wrong kind? It seems to me that it is.
We can say that much without knowing whether X has value or not: even
if it does, its value does not consist in the reason that is provided by being
ordered to admire it. But why is the reason of the wrong kind? Not because
you know independently that X has no value – we assumed that you don’t
know this. X may be the most admirable thing. This, I believe, is a start
towards showing what is wrong with the way the WKR problem has been set
up: the reason is of the wrong kind, but not because the thing in question
has no value. Or, to put it differently, whether or not a reason for admiring is
of the wrong kind does not depend on the value of what is to be admired.
To see this more clearly, let’s take out the uncertainty (and the epistemic
taint of the previous example). Imagine that your benign and caring ben-
efactor wants you to love a beautiful painting that she is going to bequeath
to you. You have one reason for loving the painting anyway, namely that it
is beautiful, and you have a further reason, because your benefactor wishes
it. Your reason is not the avoidance of a torture threat in this case, but per-
haps a reason of gratitude or a reason not to disappoint your benefactor. This
reason you would have even if your benefactor, not being the best judge in
matters aesthetic, were mistaken on this occasion, and the painting were but
a poor, inept attempt at artwork. And, furthermore, this second reason for
loving the painting is of the wrong kind in the very same way as the reason
to admire the evil demon. In this example it is not because we stipulated
that your benefactor is evil and has no value – on the contrary: we stipulated
that she is good. Of course, the object of the attitude is not your benefactor
but the painting. But, even if we assume that the painting is indeed beautiful
and deserves to be admired, the reason of gratitude towards your benefac-
tor for loving it is of the wrong kind. It is just not true that the goodness of
a beautiful painting consists in its having other properties, such as being
commended by a kindly person to whom you owe a debt of gratitude. If any-
thing, its value consists in its aesthetic qualities – this we know a priori.
Thus, perhaps, the problem has not been identified clearly enough. It is
not the problem that there can be reasons for pro-attitudes towards things
Beyond Wrong Reasons: The Buck-Passing Account of Value 173
that are devoid of value. Some reasons for admiring things are of the wrong
kind, whether or not those things are of value or admirable.
2.3. Placing the problem
Let me, therefore, make a fresh start. Quite intuitively speaking, there are
different kinds of reasons for having attitudes. If I am being promised £100
if I believe that it’s sunny outside, I have a reason to believe it, even in the
face of pouring rain, the reason being that it will earn me the money. But
that seems to be a peculiar reason. The example has nothing to do with the
buck-passing account of value and the WKR problem, since BPA is not con-
cerned with reasons for belief. However, the reason is peculiar, in perhaps
the same way as wrong reasons are.
Joseph Raz has recently suggested that the mark of reasons of this kind is
that they cannot be followed directly.32 That is, I cannot form a belief that it is
sunny directly in response to the reason that it will earn me £100. I can com-
ply with the reason, however. Perhaps I mistakenly happen to believe that it
is sunny anyway; or I can undergo hypnosis, and end up with the relevant
belief, thereby earning the money. In either case I would comply with the rea-
son for having the belief. But I cannot form the belief directly, for that reason.
We can respond directly to reasons for belief only if they are truth-related.
This is not meant to be a remark about psychology. The idea is not that
we are psychologically unable to form beliefs in certain ways directly (even
though that may by and large be true); it is, rather, a claim about the norma-
tive structure of belief: if someone were to form a belief about the weather
directly in response to finding that this would earn her £100, then she must
be conceptually confused (not understanding what ‘it is sunny’ means) or
irrational.
Raz proposes to distinguish the two kinds of reasons as ‘standard’ and
‘non-standard’ reasons. As Raz sees it,
[s]tandard reasons are those which we can follow directly, that is have
the attitude ... for that reason. Non-standard reasons for ... an attitude are
such that one can conform to them, but not follow them directly.33
Standard reasons for belief are truth-related reasons. But there are other rea-
sons for having beliefs – perhaps again reasons of the evil demon variety,
but also more mundane ones: believing that Iraq has biological or chemical
weapons might help a politician to get along with allies and colleagues.
Hence, she has a reason for having the belief, but she can’t directly follow
that reason. As before, she can do so indirectly: by having the false belief
anyway, by visiting a hypnotist, by being self-deceived, and so on. And,
again, the ‘can’ and ‘cannot’ should not be understood as being supported
by empirical findings about our psychology, but as claims about the nature
of belief. If a person were to follow that reason directly, it wouldn’t show
174 Ulrike Heuer
that it was, after all, a standard reason, but, rather, that she was conceptu-
ally confused or self-deceived.
Reasons for affects and emotions are similar: take reasons for admiration
or fear. Perhaps it would be good to be afraid in a certain situation because
it would make you more alert to changes in your enviroment, or perhaps it
would be good if you admired your boss, because that would make it more
likely that you would get promoted. Therefore you have reasons to be afraid,
or to admire, which are independent of danger and admirability. But you
cannot be afraid or admire someone for those reasons (even though they are
perfectly good reasons for having those attitudes).
The so-called ‘wrong reasons’ that haunt BPA are non-standard reasons for
attitudes. They, too, are reasons that cannot be followed directly. But they can
be conformed with. A person can take steps towards acquiring the attitude
that the evil demon command requires, even if she cannot form it directly.
Or she can just happen to have it (for no reasons, or bad reasons). The non-
standard reason itself provides a perfectly ‘good’ reason for having the atti-
tude, albeit one that cannot be followed. An example of John Skorupski’s
illustrates this nicely:34 a demon orders someone to admire a lousy violin per-
formance. She can conform with this reason in various ways, one being that,
having bad taste in music, she believes that it is an excellent performance and
therefore admires it. While her false belief that the performance is excellent is
no reason to admire it, the demon’s order (as ever, backed by threat) is.
Raz identifies non-standard reasons with practical reasons – reasons to
bring about or take steps towards having the relevant attitude. But the exam-
ple shows that this is a bit rash: complying with a non-standard reason may
require taking action of some kind, but it need not. Non-standard reasons
can on occasion give rise to practical reasons – but they are not themselves
practical reasons. The reason to admire the bad concert is not itself a practi-
cal reason, since it can be complied with in the absence of taking any action
(simply by being a bad judge), but it is nonetheless true that the reason can-
not be followed directly. Even the bad judge cannot respond directly with
admiration to the demon’s threat.
2.4. Explaining non-standard reasons
But why is it, then, that there are these two kinds of reasons for the attitude?
Because attitudes, it seems – at least those attitudes we have been consider-
ing so far – have an inherent standard. As Raz sees it,
[r]easons are adaptive [i.e. ‘standard reasons’] if they mark the appropri-
ateness of an attitude in the agent independently of the value of having
that attitude, its appropriateness to the way things are. (p. 46)
Truth is the standard in the case of belief; admirability (or perhaps excel-
lence in its various forms) in the case of admiration; danger in the case of
Beyond Wrong Reasons: The Buck-Passing Account of Value 175
fear. All those attitudes can be formed directly only in response to reasons
that relate to the respective standards.
In the case of belief, it is not difficult to explain why some reasons are
standard reasons whereas others are not: the non-standard ones are unre-
lated to the truth of the belief. Admiration is similar: the standard reasons for
admiring are those that speak to the admirability of that which is admired;
the non-standard reasons are unrelated to admirability. They are, however,
related to value: there is a non-standard reason to admire something if and
because it would be good to have the attitude, or because the having of the
attitude is of value.35
2.5. Parfit’s distinction of state- and object-given reasons
Derek Parfit discusses, but rejects, a somewhat similar distinction between
state- and object-given reasons for attitudes (such as beliefs or desires).36
Parfit does not introduce the distinction in the context of buck-passing.
While he endorses a version of BPA, he does not address the WKR problem.
This is not, I think, an oversight on his part; it is because his brand of buck-
passing doesn’t have a WKR problem. Parfit’s buck-passing account is only
concerned with reasons for actions37 and, as explained above, there is no
WKR problem with reasons for actions. But let’s investigate the suggestion,
since it may be of use to the buck-passer who wishes to include reasons for
attitudes and has a problem with non-standard reasons.
Parfit rejects the idea that there could be both state- and object-given rea-
sons for attitudes. A state-given reason for an attitude would be a reason to
have that attitude because it would be good to have – it is ‘grounded’ in prop-
erties of the attitude.38 An object-given reason is provided by properties of
the ‘object’ towards which the attitude is held. That is to say, there is reason
to believe that 2 2 = 4, because it does. The object of the belief is ‘2 2
= 4’, and it is true. Parfit considers whether there could be a state-given rea-
son to believe that 2 2 = 1, if – the move is familiar now – an evil demon
will torture you unless you do. Parfit thinks we should reject this idea.39 His
worry is that, if there were both state- and object-given reasons for forming
beliefs about the sum, those reasons could compete or conflict. It would then
be a sensible question to ask: ‘Do I, all things considered, have most reason
to believe that 2 2 = 4, or that 2 2 =1?’ Parfit wishes to reject this ques-
tion, because he imagines that, in some circumstances, the reason to avoid
the demon’s threat could be conclusive: you would then have most reason to
believe that 2 2 = 1. Since your reason to believe that 2 2 = 1 is stronger
than your reason to believe the alternative, we would have to conclude that,
in this situation, it is rational to believe that 2 2 = 1. But it plainly isn’t. It
would be good if you did, but it would not be rational. To avoid this problem,
Parfit suggests that we should distinguish between reasons for having beliefs
(and other attitudes), which are all object-given, and reasons for causing our-
selves to have such attitudes (which may be state-given). A reason for causing
176 Ulrike Heuer
ourselves to have an attitude is not a reason for the attitude, and therefore
there are not both state- and object-given reasons for attitudes. If we make
this distinction, it becomes clear that the reasons respond to different ques-
tions. State-given reasons are practical reasons, and object-given reasons are
epistemic reasons (at least in the case of belief). Hence, state-given reasons
in this sense do not speak to the rationality of belief. They are relevant with
regard to the rationality of taking certain actions.
The problem with accepting the possibility of state-given reasons for atti-
tudes that Parfit points out is real enough. It gets us as close as we will
come (in this paper) to understanding what is wrong with ‘wrong reasons.’
However, I think that we should reject Parfit’s distinction for a number of
reasons.
First, the idea of an object-given reason is confusing. Take epistemic reasons:
that it’s overcast is an epistemic reason to believe that it will rain – hence,
according to Parfit, an object-given reason. But the reason is not a property
of the belief, or of the content of the belief, that it’s going to rain. ‘That it
is overcast’ is not a property of ‘it’s going to rain.’ It is an epistemic reason
because it is truth-related, not because it is a property of the object of the
belief. Something similar holds for the math example above: that 2 2 = 4 is
not itself a reason for believing that 2 2 = 4.40 Any reason for believing this
will not be a property of the ‘object’ of the belief.
Raz’s distinction of standard and non-standard reasons is more helpful.
The distinctive characteristic of standard reasons is not that the reason is
provided by a property of the object of the attitude, but that the reason
relates to the standard that determines the appropriateness of the kind of
attitude it is.
The second reason for rejecting Parfit’s approach is that it rests on too frail
a distinction: the distinction between a ‘reason to have an attitude’ and a
‘reason to cause oneself to have an attitude.’ The reason to cause oneself to
have an attitude could quite naturally be regarded as a reason for having
that attitude. To keep the distinction in place we would have to regiment
language, and make it terminological.
But, even if we did, we would come up against a third problem: state-given
reasons are reasons to cause oneself to have an attitude only if one doesn’t
have it anyway (due to mistaken beliefs, bad taste, etc). Since state-given rea-
sons can be complied with without ‘causing oneself ...’, they are not properly
captured by that phrase. (They are not, as such, practical reasons.) They are,
in the first place, reasons to have the attitude, just like object-given reasons –
the ‘causing’ comes in only as one way of acquiring it, because the attitude
cannot be acquired by following the reason directly.41
Luckily, Parfit’s distinction between causing and having an attitude is not
necessary for avoiding the problem. As we have seen in the context of Raz’s
discussion, standard and non-standard have very different explanations.
Only standard reasons for beliefs are epistemic reasons, because only they
Beyond Wrong Reasons: The Buck-Passing Account of Value 177
relate to the epistemic standard. Hence they are the only reasons that deter-
mine the epistemic rationality of believing. That there are non-standard rea-
sons for believing (independently of epistemic reasons) does not undermine
this. ‘You have most reason to believe that 2 2 = 1’ is a statement that
could mislead someone into thinking that having this belief is, in some cir-
cumstances, epistemically rational. But it would not be difficult to explain
why this is not the case: the reasons for having the belief aren’t epistemic
reasons – hence, they cannot establish the epistemic rationality of the belief.
Similarly in all other cases: ‘there is most reason for admiring the evil demon’
could mislead someone to conclude that the evil demon is admirable. But the
explanation of the reason would make it clear that it is unrelated to admira-
bility. That is simply what ‘non-standard reason’ means.
2.6. Buck-passing and the standard /non-standard
reasons distinction
We have now found a way of distinguishing between different kinds of rea-
sons for attitudes, which maps onto the buck-passer’s distinction between
right and wrong reasons. Does it then help the buck-passer? Is the story we
told available to her?
If the suggestion I have been exploring is correct, then the wrong reasons
are non-standard reasons in the sense that they cannot be followed directly.
The explanation for why some reasons are standard reasons that can be fol-
lowed directly, and others aren’t, is that some reasons relate to the inherent
standard that governs the forming of the attitude, whereas others are pro-
vided by the value of having the attitude. The problem for the buck-passer is
to explain the distinction in a non-circular way: to avoid explaining reasons
for those attitudes that BPA is concerned with in terms of value. Does the
standard / non-standard reasons distinction escape the circularity worry?
You may think that it does, because the standard that governs the attitude
needn’t be evaluative at all: truth-relatedness is not (I think) an evaluative
standard. It doesn’t govern beliefs because it is good to have true beliefs.
Even if, by and large, the point of forming true beliefs is that it is good for
us to have them, there’ll be some beliefs that are not good to have (for some
person, in some circumstances), and yet they are appropriate and conform
to the relevant standard.
However, the standards of evaluative attitudes, such as ‘admirability’, are
evaluative standards. But it doesn’t follow that having the attitude is in any
way good. There may be no point at all in my admiring some admirable
things (e.g. if I will never have a chance to engage with them; they aren’t
accessible to me; they are beyond the reach of my sensitivities, etc.). Yet it
would be appropriate. Forming attitudes in accordance with their inherent
standard, then, needn’t be of any value. At the very least we should regard it
as an open question whether there is value in having true beliefs (let alone
believing all that is true), or in being afraid when there is danger (let alone
178 Ulrike Heuer
fearing everything that is dangerous). Having a standard reason for having
an attitude is independent of the value of having that attitude.
There is value, however, in complying with non-standard reasons. There
is a non-standard reason for having an attitude if and because it is good to
have the attitude. While non-standard reasons are provided by the value of
having the attitude, and thus relate to value in a very direct way, standard
reasons only relate to whatever standard governs the appropriateness of the
attitude, and, even if this is an evaluative standard, it doesn’t follow that
having the appropriate attitude is ipso facto of value.
The buck-passer is not concerned with just any attitudes but only with
pro-attitudes, like desiring, respecting, loving. Of the ones I have discussed
above, only ‘admiring’ comes within her purview. Furthermore, her claim is
not that having the attitude is of value, but that some object’s, X’s, being of
value is the same property as there being a reason for having an attitude of a
certain kind towards X, which is provided by some property of X, P, and P ≠
‘being good.’ According to our suggestion, a standard reason for admiring X
is that X has some property, P, that makes X admirable.
Is this just a simplified version of BPA? It isn’t. First, there is no suggestion
that X’s admirability is the same property as there being a standard reason
for admiring it. There is no property identity claim involved. (I’ll get back to
this point in Section 3 below.) Secondly, there is no reason to assume that P
(the standard reason for admiring) couldn’t be that X is (in a certain respect)
good. Therefore, none of the distinctive features of BPA finds its way into
the standard / non-standard reasons distinction.
Furthermore, the suggestion differs from BPA not only in detail, but
also in spirit: it explains reasons for admiring in relation to an evaluative
standard, admirability. It therefore abandons the buck-passer’s ambition to
explain value in terms of reasons and instead explains reasons (for evalu-
ative attitudes) by their relation to value. Therefore, as a response to the
WKR problem, the distinction of standard / non-standard reasons is circu-
lar in the way that the buck-passer needs to avoid. We said that the wrong
reasons are reasons for admiring that cannot be followed directly because
they are unrelated to the admirability of the thing in question. The buck-
passer needs a distinction between right reasons that are independent of
admirability (or of value) and wrong reasons. The standard / non-standard
reasons distinction does not help her. It explains both the standard and the
non-standard reasons for pro-attitudes in terms of value: the relation to the
evaluative standard and to the value of having the attitude, respectively.
If the explanation thus far has been convincing, then, as far as I can
see, there is no way of spelling out the distinction that salvages the buck-
passing account. Starting from the distinction between wrong and right
reasons that the buck-passer brought to our attention led us to a distinc-
tion between reasons for attitudes that can be followed directly and those
that can’t, which has applications beyond evaluative attitudes – in the case
Beyond Wrong Reasons: The Buck-Passing Account of Value 179
of reasons for belief, for instance. Thinking about the significance of the
WKR problem – which is a circularity worry that arises for the FA analysis
of value and for BPA, in so far as it purports to explain value in terms of rea-
sons for attitudes – leads me to the view that we should not try to solve the
problem, but should abandon BPA. If we eschew BPA, there is a distinction
between different kinds of reasons for attitudes – as described above – but
none of them is the ‘wrong kind,’ and there is no problem with them being
of different kinds.42
2.7. Reasons for actions and wrong reasons
I started the section by arguing that there are no wrong reasons for actions.
Alternatively, we could (and perhaps should) reject the distinction as applied
to reasons for actions. We explained standard reasons (‘right reasons’) as
reasons that we can follow directly in forming an attitude. If the only way
of forming an attitude in response to a reason would be by taking some
action that results in having the attitude, the reason for doing so would be a
non-standard reason. (But remember that I rejected Raz’s and Parfit’s claims
that non-standard reasons are practical reasons.) Viewed from this angle,
it seems that either practical reasons do not fit into the standard / non-
standard reasons distinction, or they are all non-standard reasons. I think
we should accept the former claim, because the latter is just needlessly con-
fusing. The standard / non-standard reasons distinction is really concerned
only with reasons for attitudes.
The main reason why the distinction sits badly with reasons for action
is that there is no equivalent to reasons that can be followed directly with
regard to actions. After all, following a reason by taking actions is a typical
instance of complying with a reason that cannot be followed directly.
What should we say, then, about a buck-passing account that is couched
in terms of reasons for action only? The following thesis would perhaps
describe it:
(BPA PR ) ‘X is good’ consists in X’s having some other property, P,43 that
provides a reason for action.44
There could be a circularity worry here as well: it might turn out that we
can explain reasons for action only in relation to value. But this worry is not
a variant of the WKR problem. The problem is not that a certain intuitive
difference between kinds of reasons needs to be explained, while avoiding
circularity. There are no such different kinds of reasons when it comes to
reasons for action. The problem is simply to come up with a substantive
account of reasons for action that does not explain them by their relation
to value (or as deriving from reasons for attitudes, lest the WKR problem
return). Thus, even if the WKR problem cannot be solved, this version of
buck-passing could still be viable.
180 Ulrike Heuer
Two qualifications: it does encounter the old WKR problem in all those
cases where a reason for action requires that the action is done with a cer-
tain attitude – if acting out of gratitude requires that you actually feel grati-
tude, for instance, the problem is back, for there could be an evil demon ...
Secondly, this is neither a version nor a development of FA analysis.
Whatever can be said in its favor will be independent of FA analysis. What
can be said in its favor?
3. Why buck-passing?
The buck-passing account of value brought back a theme that had retreated
somewhat into the background of philosophical discussions:45 the expla-
nation of the relation of values and reasons. BPA explains this relation by
putting forward two theses: BPA and BPA−.
As before, I will focus on the positive claim and on its metaphysical rather
than the semantic interpretation, and I will now be only concerned with
BPA PR, assuming that BPA FA falters because of the WKR problem. In its
metaphysical interpretation BPA is a claim about property identity.
Why does the buck-passer suggest property identity of the particular kind
that BPA describes? BPA’s characteristic emphasis is on the claim that
being of value consists in there being properties other than being of value
which are reasons. It is not altogether clear why the buck-passer takes this
view. One reason that has been offered is that being good itself is not a rea-
son; that is, BPA− is offered as a reason for accepting BPA. As shown in the
beginning, BPA− does not entail BPA; and, as shown elsewhere, BPA− is
false. I will therefore disregard this consideration.
Could an argument for BPA be grounded in some view about the rela-
tion of being good and the other properties that are alleged to provide rea-
sons? It cannot, for two reasons: even if there is a necessary relation between
goodness and the reason providing properties, such as pleasantness (as there
would be, if the relation is one of supervenience, say), there wouldn’t be
property identity. A supervening property is not identical with any of the
properties it supervenes upon. More importantly, we would be looking for
property identity at the wrong level. According to the buck-passer, goodness
is a second-order property. It is not identical with any first-order property
(or properties). The claim is that goodness is the same property as the prop-
erty of there being a reason to act or to have a pro-attitude of some kind.
But there does not seem to be any (valid) argument in favor of this view,
and furthermore, as has been pointed out by a number of philosophers, it
begs the question against some deontological views of normative ethics.46
Some deontologists claim that, while there is a reason to keep one’s prom-
ises (say), or not to kill an innocent person, it doesn’t follow that it would be
good to act in these ways. It also begs the question against some accounts of
reasons, such as Williams’s internalism, which rests on the assumption that
Beyond Wrong Reasons: The Buck-Passing Account of Value 181
an account of practical reasons has to explain the difference in meaning
and truth conditions between the propositions ‘there is a reason to Φ’ and ‘it
would be good to Φ.’47 The same goes for value-based views of practical rea-
sons, which explain reasons through values, claiming that there is a reason
because acting in some way is good. The identity claim does not allow for the
explanatory distance of the ‘because.’ It seems that the buck-passer (of the
metaphysical variety) will have to claim that the deontologist, the reasons
internalist, and the reasons externalist who offers a value-based explanation
of reasons are all mistaken; the semantic buck-passer would add that they
are also conceptually confused. Both are strong claims – and, as far as I can
see, the buck-passer has provided no reason to accept them.
I take it that the virtue of BPA is that it raises interesting questions, in
particular the question of how to explain the close (perhaps necessary) rela-
tion of values and reasons. Yet, we are not quite sure how closely related the
two are – various normative theories and theories of reasons allow for dif-
ferent kinds of distances. Assuming that none of their proponents is simply
conceptually confused, can we settle the issue by going for metaphysical
buck-passing? This seems to be closing off certain possibilities by fiat and
without argument.
Therefore, while the question is important, I don’t see any reason to accept
the buck-passer’s answer.48
Notes
1. Scanlon (1998), p. 97.
2. Ibid., p. 96.
3. Väyrynen (2006).
4. Schroeder (2009b).
5. Crisp (2008).
6. Perhaps the thesis should allow that goodness consists in a plurality or combina-
tion of other properties and thus BPA should read: ‘The fact that something is
good or of value consists in the fact that it has some other properties P1, P2, ... Pn
which are reasons to respond to it favorably or to behave in certain ways with
regard to it.’
7. The formulations are mine, but I take it that they are in keeping with Väyrynen’s,
Crisp’s and Schroeder’s views. Väyrynen, in his formulation of BPA, emphasizes
that goodness is supposed to be the higher-order property of other properties
that provide reasons. I will discuss the property identity claim that this formula-
tion brings out in Section 3.
8. Crisp wishes to argue that, while BPA− is a plausible claim, we should not com-
mit ourselves to BPA. I disagree with him on this point in more than one way: I
don’t find BPA− plausible at all, but I also don’t believe that there is much interest
in it independently of its connection with BPA.
9. For a more detailed argument, showing how this could be so, see my ‘Wrongness
and Reasons,’ as well as Schroeder (2009b).
10. I have argued for this point in detail in Heuer (2006) and Heuer (2010), and so
have Crisp (2005), Väyrynen (2006) and Schroeder (2009b).
182 Ulrike Heuer
11. Crisp (2005).
12. In Heuer (2006) I called the argument ‘the argument from explanation,’ but I think
that Crisp’s label is better, and more to the point, and I will therefore adopt it here.
13. As for instance Crisp (2008), also Parfit, if not quite as explicitly.
14. For instance, Rabinowicz and Rønnow-Rasmussen, as well as Daniellson and Olson,
take this view. Scanlon seems to vacillate between the two interpretations.
15. I take it that Parfit’s version of BPA is an example of this.
16. Brentano (1934), Ewing (1947). For a recent discussion see Bykvist (2009).
17. Rabinowicz and Rønnow-Rasmussen (2004).
18. See for instance, Daniellson and Olson (2007).
19. I use the subscript ‘BPA’ for the version of FA, because it emphasizes that it is
properties other than being valuable that make the attitude fitting.
20. In his first book (1998), Scanlon claims that all reasons are reasons for attitudes –
beliefs and intentions, respectively. But he does not seem to pursue this approach
anymore. Scanlon (2008) claims that intentions are based on reasons for action,
rather than the other way around.
21. Unless there are, as Jonathan Dancy (2004b) has it, ‘enticing reasons’ – reasons
that do not require compliance (other things being equal). However, if Dancy is
right and there are enticing reasons in this sense, they wouldn’t be relevant in
our context, because BPA is concerned with all reasons for pro-attitudes, whereas
‘enticing reasons’ would be a subclass of those, distinguished by their content.
22. Joseph Raz suggested to me that a proponent of FA analysis may claim that an atti-
tude is required if it is fitting to have it and unfitting not to have it. This requires
that ‘unfitting’ is different from the negation of fitting (different from ‘non-fit-
ting’). Or rather: if it is fitting to have an attitude, it is not eo ipso unfitting not to
have it – as the example of fear above has shown. It may be fitting to be afraid,
but it is not unfitting not to be afraid. In those cases, where to have the attitude
is fitting and it is also the case that it would be unfitting not to have it, the agent
may have a reason to have the attitude. If the proponent of FA analysis can make
sense of these concepts and their logical relations, she may have a way of analysing
‘required’ – but, as this shows, the explanation is not straightforward.
23. I take it that the problem is roughly the same on both interpretations: a circular
analysis fails, because it presupposes an understanding of the concept that it sets
out to explain, and similarly a metaphysical account that is uninformative fails
because it does not provide the kind of explanation that it is supposed to establish:
in our case, showing that reasons for attitudes are explanatorily prior to value.
24. Ibid., p. 419.
25. Olson (2004); Rabinowicz and Rønnow-Rasmussen (2006); Lang (2008).
26. Pace Schroeder (forthcoming) who recently argued that there are.
27. Parfit (2001) agrees that BPA is particularly well suited to account for instrumen-
tal value of this kind.
28. At least, according some deontological accounts thereof.
29. I assume that it does for the sake of argument.
30. And the demon does not even have instrumental value – it is only acting in a
certain way that has.
31. Interestingly, Wallace (forthcoming) argues that the buck-passing view ought to
be defended as a view about the epistemology, rather than the metaphysics, of
values. He observes that we are sometimes unsure whether a certain feature or
property is evaluative or normative. He suggests that if we wonder whether (for
example) the pleasantness of a resort is a normative property, the question to
pose and answer is whether it provides reasons. Thus our knowledge of reasons
may be prior to our knowledge of values. However, in the current context this
Beyond Wrong Reasons: The Buck-Passing Account of Value 183
approach would probably fail. If, in doubt whether being the order of an evil
demon is an evaluative property, you ask ‘does it provide reasons?’, the answer is
‘yes’. Why, then, presume that the reason in question is a ‘wrong reason’, if you
don’t have independent knowledge of value? By the way, I do not doubt Wallace’s
observation, or his suggestion that we ‘test’ the normativity of alleged evaluative
properties by trying to figure out whether they provide reasons. All this seems
entirely accurate to me. But I am doubtful that it should be seen as underwriting
a buck-passing account of values.
32. Raz (2009).
33. Raz (2009), p. 40.
34. Skorupski (2007).
35. This relation of non-standard reasons to value seems to be Raz’s reason for claim-
ing that non-standard reasons are ‘practical reasons’. As remarked above, this
doesn’t seem quite right, as it is not necessary to take any action in order to
comply with a non-standard reason.
36. Parfit (2010), Appendix B.
37. To my knowledge, while Parfit (2001 and 2010) endorses buck-passing, he does
not spell out anywhere the proposition that describes his version of the account.
But, judging from the context, his claim is probably something like: ‘x is good’
consists in x’s having other properties that provide reasons for acting in certain
ways. Furthermore, he explicitly discusses buck-passing for instrumental value
(which is important in the context of reasons for action, as I have explained in
Section 2.2 above).
38. Following Olson (2004, p. 297), we should perhaps say more precisely that it is
the properties (or properties of consequences) of having of the attitude that pro-
vide the reason.
39. Both Rabinowicz and Rønnow-Rasmussen (2004) and Olson (2004) reject the
distinction for a different reason: properties of the attitude can be recast as
properties of the object of the attitude. Hence there is no real distinction here.
(For a discussion of the many responses and counter-responses, and further
suggestion along these lines, see Lang, 2008.) I will not concern myself with
this worry, because I believe that the introduction of Raz’s distinction helps
to put it to rest. The distinctive characteristic of standard reasons is not that
the reason is provided by a property of the object of the attitude, but that the
reason relates to the standard that determines the appropriateness of the kind
of attitude that it is.
40. Alternatively, we could allow that the fact that it rains (for example) is a reason
for believing that it rains. I think that this is a mistake, but I don’t have space to
argue this point. But, even if we were to accept that the fact that p is a reason to
believe that p, it would at best be a reason for the belief – most reasons will be dif-
ferent. Normally, the reason for believing that p will be the fact that q, and q ≠ p.
Therefore, normally the reason for believing that p will not be ‘object-given’ (on
the understanding of the term that I explored above).
41. For a related comment see Rabinowicz and Rønnow-Rasmussen (2004), p. 411f.
42. The WKR problem simply is the circularity worry for BPA – there is no other
problem. In a recent response to Olson, Rabinowicz and Rønnow-Rasmussen
(2006) seem to embrace the circularity. It is not clear to me what is left of the
buck-passing view if it allows that reasons can be explained in terms of values.
43. Or other properties, P1 ... Pn
44. The ‘PR’ subscript stands for ‘practical reason’.
45. Having been in the foreground, especially in early twentieth-century ethics, as a
question about the relation of the right and the good.
184 Ulrike Heuer
46. See, for instance, Dancy (2000b), Crisp (2008). Olson (2007) suggests a reply to
this objection, on behalf of the buck-passer.
47. It is one of the express aims of Williams’s internalism to uncouple values and
reasons. Take the following example from Williams (1995): ‘I shall presumably
say, whatever else I say, that it would be better if [a cruel husband] were nicer
to [his wife]. There is one specific thing the external reasons theorist wants me
to say, that the man has a reason to be nicer. [ ... ] The question is: what is the
difference between saying that the agent has a reason to act more considerately,
and saying ... that it would be better if they acted otherwise’ (p. 39f). Williams
assumes that there is a difference.
48. I am grateful to Joseph Raz and Michael Brady for very helpful comments.
9
A Wrong Turn to Reasons?
Pekka Väyrynen
1. Introduction
Much of recent metaethics, and meta-normative inquiry more generally, dis-
plays a turn to reasons. In the air wafts a confidence, even if not a definite
program easily attributable to particular people, that appealing to reasons –
in the normative sense in which reasons are good grounds for acting, think-
ing, or feeling in certain ways – will better enable us to account for various
normative and evaluative phenomena than appealing to value or any other
notion. This paper argues that it is hard to reconcile taking reasons as fun-
damental in explaining various evaluative and normative phenomena with
certain explanatory demands regarding reasons themselves. Its aim is to
sound a skeptical note against the confidence that turning to reasons will
offer special advantages in dealing with real theoretical problems when it
comes to explaining various normative and evaluative phenomena.
Section 2 sets the stage: it describes why evaluative and normative phe-
nomena typically call for explanation and what constraints apply to such
explanations under a turn to reasons. Section 3 quickly delineates some
different forms that such explanations might take. Sections 4–7 then argue
that various explanations of each form either fail to favor turning to rea-
sons in particular or else are inadequate with respect to the constraints that
apply to them, unless perhaps a kind of reductionism about reasons, which
is typically rejected by those who favor turning to reasons, is true. Their way
of turning to reasons thus enjoys no special advantages over other ways of
meeting comparable explanatory demands regarding normative and evalu-
ative phenomena. Turning to reasons offers no short cut.
2. Normative explanation and reasons
It is widely agreed that nothing is brutely right or wrong, good or bad, admi-
rable or terrifying, just or unjust. Things bear normative and evaluative
properties in virtue of some other properties. The distribution of normative
185
186 Pekka Väyrynen
and evaluative properties over these other properties seems neither acciden-
tal nor groundless; there should be some explanation of their distribution.
If this piercing feeling in my neck is bad, that is no brute fact; or so I want
to say. Suppose I say that the feeling is bad in virtue of being painful. This
looks like an explanation: it specifies something because of which the feeling
is bad, something that is at least part of why it is bad.1
But now I have another evaluative fact to explain. For the explanation
that I gave presumes that the painfulness of the feeling makes it bad to
some degree or in some way. The truth of this kind of evaluative claim isn’t
a brute fact either; or so I want to say.2 When such claims are true, in virtue
of what are they true?
Normative facts concerning reasons for actions or for attitudes are, on
the face of it, no different: they aren’t groundless and they typically call for
explanation. Here I mean ‘normative’ reasons: units or considerations that
make systematic contributions to, and thereby explain, the overall norma-
tive statuses (such as ‘required,’ ‘permitted,’ ‘appropriate,’ etc.) of the actions
or attitudes for which they are reasons. Normative reasons can be stated by
saying that some considerations are a reason, weaker or stronger, for some
person in certain circumstances to do something.3 Such statements refer to
a relation that holds between a proposition or a fact P, a set of conditions
C, and an activity of Φing (such as taking a course of action or adopting an
attitude like belief, intention, approval, etc.), when P is a reason (of degree of
strength D, at time T) for someone in C to Φ.4 When I talk about reasons, I
have in mind this type of relation. When I talk about properties or features
that ‘provide’ reasons, I mean properties ascribed to things by the facts or
propositions that slot in for ‘P’ in reason relations. I’ll simplify by omitting
degree and time references and by taking ‘conditions’ or ‘circumstances’ to
include the properties of agents. (This doesn’t sacrifice theoretical neutral-
ity; normative reasons may still be held to depend on whether they bear
some suitable relation to some motivational fact about the agent.5) Reason
relations can then be expressed by a relational predicate R(P, C, Φ). Reason
claims of this form entail that, when there is a reason to Φ, there must be
something that is the reason, something that speaks in favor of Φing or
makes Φing sensible in C. This fact or proposition P will often, if not always,
be some ordinary fact or proposition about the world. It will be a further
normative fact about P that P is a reason to Φ in C.6
Now consider some specific examples. If the only way I can save my life is
to jump out of the window, the fact that jumping will save my life is a reason
to jump. If I promised my mother that I would call her, the fact that calling
her will fulfill a promise is a reason to call her (but, one hopes, not the only
reason). The fact that there is loud music and chatter coming from across
the street is, in many circumstances, a reason to believe that the neighbors
are having a party. Many people would allow that the fact that parachuting
is thrilling is, in many circumstances, a reason for those who desire a thrill
A Wrong Turn to Reasons? 187
to go parachuting. What I want to say is that the truth of claims about what
is a reason for what isn’t a brute fact. So, again, we should be able to ask in
virtue of what these normative claims, when true, are true.
Suppose I say that the fact that jumping will save my life is a reason to
jump because prudence requires me to save my life, and that the fact that
calling will fulfill a promise is a reason to call because morality requires
me to fulfill my promises. These explanations presume that requirements
of prudence and morality distribute in a certain way over other facts.7 But
what I want to say is that their distribution isn’t a brute fact. Various facts
about reasons call for explanation as much as any other normative and eval-
uative facts. Just as one wants not merely a list of valuable things but also an
explanation of why value distributes in that way, so one wants not merely
a distribution of reason relations over facts, circumstances, and actions or
attitudes, but also an explanation of why that distribution is the one that
holds.
It feels difficult to find a satisfactory explanation of many of these sorts
of normative and evaluative facts. So I take it that there is a real problem
concerning their explanation.8 Would turning to reasons advance this
enterprise? Such hope is in the air. For instance, some people find it hard
to assess whether something is of intrinsic value (roughly in the sense of
Moore, 1922) until they begin to consider how they have reason to act or
feel towards it.9 Such a response suggests that reasons can be invoked to ana-
lyze or explain what it is to be intrinsically valuable.10 But, although the idea
is in the air, little has been done to state it clearly. I’ll articulate my target by
describing different forms a turn to reasons might take.
It is common to claim that the normativity of all that is normative consists
in its relation to reasons. But claims to this effect can be more or less inclusive
with respect to the category of the normative.11 If ‘normative’ means ‘deon-
tic,’ as contrasted with ‘evaluative,’ such claims entail only that reasons are
fundamental with respect to other deontic notions, such as right, wrong, and
ought. This is compatible with thinking that reasons are grounded in consid-
erations of value or explained thereby, or that neither deontic nor evaluative
notions are explained by the other.12 If ‘normative’ includes also the evalu-
ative (for instance, if value is, inter alia, such as to generate reasons), then
taking reasons as fundamental in the normative domain entails that they
are fundamental with respect to other deontic and evaluative notions.13 My
interest concerns this more inclusive turn to reasons.
Irrespective of its scope, a turn to reasons can take at least three forms,
depending on whether reasons are supposed to be conceptually, metaphysi-
cally, or explanatorily fundamental. A conceptual turn holds that the con-
cept of a reason is the fundamental normative concept, in the sense that
this concept is the sole normative element in any normative concept. Most
of those who endorse this claim also take the concept of a reason to be
primitive: it can be at most paraphrased, but not analyzed, in other terms,
188 Pekka Väyrynen
normative or otherwise. A common paraphrase is that a reason to Φ is a
consideration that ‘counts in favor’ of Φing.14 So reasons are conceptually
fundamental in the domain of normativity.
A metaphysical turn to reasons holds that the nature of normative prop-
erties of various sorts – moral rightness and wrongness, various forms of
value, or whatever the normative includes – has to do with the relation to
reasons for actions or for attitudes. One local instance of a metaphysical
turn is the claim that moral rightness (wrongness) consists in having prop-
erties that provide reasons of certain kind and strength for (against) action.
If the normative includes the evaluative, then other local instances include
the kind of ‘buck-passing’ account of value according to which to be good or
valuable is to have some other properties that provide reasons of an appro-
priate kind to favor their bearers,15 and the view that such evaluative facts
as that something is terrifying or that something is amusing consist in there
being reasons of an appropriate kind to be terrified by it or amused by it. So
reasons are metaphysically fundamental in the domain of normativity in
the sense that the nature of normative properties, or at least their normativ-
ity, consists in their relations to reasons.
An explanatory turn to reasons holds that normative notions are to be
accounted for in terms of reasons. One local instance of this kind of turn to
reasons is the kind of ‘buck-passing’ view of value according to which the
fact that something is valuable is explained by its having other properties
that provide reasons of an appropriate kind to favor it. In general, in so far
as evaluative and normative facts generally call for explanation in the way
discussed above, they can be understood or explained in terms of reasons
that there are, in certain circumstances, for actions or for attitudes such as
beliefs, intentions, or feelings. So reasons are explanatorily fundamental in
the domain of normativity.
Explanation of normative facts might not be a concern to all of these
versions of the turn to reasons. A conceptual turn to reasons, for instance,
might not be troubled by a demand for such explanations. It allows that
when some fact is, in some circumstances, a reason to Φ, there is an expla-
nation why, but it appears to carry no particular commitment as to what
explains this. It is perfectly possible that the concept of a reason has no
analysis in other terms, normative or otherwise, and yet picks out a rela-
tion that consists in some complex of independently characterizable factors,
such as the promotion of value or of desire satisfaction, or the instantiation
of which can be explained in some such terms.
The explanatory turn to reasons, however, is subject to the explanatory
demand. It grants that various normative and evaluative facts call for expla-
nation. Since the grounds for thinking that they do so seem to apply equally
well to facts about reasons, then reasons also call for explanation. Much the
same holds for the metaphysical turn to reasons in so far as it grants that
normative facts to the effect that some fact P is a reason to Φ in C aren’t
A Wrong Turn to Reasons? 189
brute or groundless. My interest in what follows lies in an explanatory turn
to reasons, understood to include this sort of a metaphysical turn. The idea
of such a turn is in the air, even if no writer has fully articulated it or explic-
itly endorsed it in full generality.16 How far an appeal to reasons in under-
standing various normative and evaluative phenomena can be pushed is
also of significant interest independently of whatever actual currency the
idea happens to enjoy.
One might still wonder whether it really is reasonable to hold an explana-
tory turn to reasons to the demand that there must typically be an expla-
nation of why some fact P is a reason to Φ in some circumstances C (or,
for short, why a reason to Φ is a reason to Φ).17 One sort of thought is that
reasons will need no explanation in so far as reason relations hold neces-
sarily, when they hold at all, and that at least the fundamental reason rela-
tions do hold necessarily. (The particular facts that provide reasons often
hold contingently, when at all, but contingent facts can stand in necessary
relations.)
Many necessary truths, however, call for explanation and don’t seem
brute. One example is the widely accepted, if not uncontroversial, super-
venience of the normative on the non-normative. Supervenience relations
hold necessarily, when they hold at all, but most philosophers agree that if
there can be no normative difference (and hence no difference in reasons)
without a non-normative difference, this requires explanation.18 But surely
it isn’t the mere number of metaphysical impossibilities in how reasons and
non-normative facts may be recombined that makes supervenience require
explanation. Just the same demand for explanation applies to such specific
claims as that it is metaphysically impossible that the entire universe could
be exactly like it actually is in all non-evaluative, non-normative respects
but the fact that my mother is my mother is a reason for me to torture her
(Schroeder 2007, p. 71). But now notice that we are at least very close to
thinking that reason relations also typically require explanation even if they
hold necessarily. Why should they be special in requiring no explanation?
Another sort of thought is that some reasons need no explanation because
it strikes us as obvious that they are reasons. Suppose that the fact that a
person’s child has died is a reason for her to feel sad. Or suppose that, for a
person in control of a car, the fact that if the steering wheel isn’t turned the
car will injure or perhaps kill a pedestrian, but if the wheel is turned the car
will hit no one, is a reason to turn the steering wheel.19 If these claims strike
us as obviously true, then explanations of the reasons they report might be
superfluous with respect to many epistemic functions which explanations
typically serve.
This doesn’t, however, mean that a theoretical demand for an explana-
tion of reasons is out of place. For a fact may be obvious and yet not brute or
inexplicable. Nor does it follow that there is nothing more to say about why,
or in virtue of what, a fact cited as a reason to Φ is a reason to Φ. To illustrate,
190 Pekka Väyrynen
suppose that value is normative in the sense that something is good (bad)
only if there are reasons to favor (or disfavor) it. So far as this goes, it could
be that it is the goodness of something that explains the reasons to favor it
or that some third factor explains both its goodness and the reasons, rather
than that the reasons to favor it explain its goodness. So there had better be
something to say in explanation of these reasons which shows why explana-
tions that don’t involve turning to reasons are closed off.
These considerations suggest a constraint on explanations of reasons
under an explanatory turn to reasons. If reason relations typically require
explanation but they are explanatorily fundamental relative to other nor-
mative and evaluative notions, then explanations of reasons must typically
satisfy a ‘normative fundamentality’ constraint:
NF constraint: When a fact P is under conditions C a reason to Φ, expla-
nations of this normative fact may not appeal to any evaluative or nor-
mative factors which don’t themselves concern reasons.
The NF constraint is by no means trivial. It would be a substantive claim to
say that every explanation of why P is a reason to Φ in C is itself a reason,
even if by other name. (Clear cases of this kind, as when a derivative reason
is explained by the reason whence it derives, don’t exhaust explanations of
reasons.20) But, in so far as explanations of reasons failed the NF constraint,
reasons wouldn’t be metaphysically or explanatorily fundamental in the
normative domain. If reasons to Φ could be explained, for instance, in terms
of the prospective value of Φing, then it wouldn’t seem to be very plausible
that what it is for Φing to be of value is for it to have other properties that
provide reasons of an appropriate kind to Φ. Or, if what it is for something
to be a reason to Φ were for it to play a role in explaining why one ought to
Φ, then it wouldn’t seem to be very plausible that reasons are explanatorily
fundamental with respect to what one ought to do, since their normativity
would derive from that of ought.
An explanatory turn to reasons can take different forms depending on
what counts as an appropriate explanation of reasons. We saw that, even if
some evaluative and normative facts don’t call for explanation relative to
some epistemic functions of explanation, a demand for some other type of
explanation can still be legitimate. One type of explanations which figure
in understanding a wide variety of phenomena are ‘constitutive’ or ‘ground-
ing’ explanations. These explain phenomena by laying out the conditions
in which those phenomena consist or in virtue of which they obtain. The
fact that I am older than my sister consists in my age, her age, and a certain
ordering between them. And something is a member of the singleton {Pinky}
by being Pinky, not Pinky in virtue of being a member of {Pinky}; the fact
that something is a member of {Pinky} consists in the fact that it is Pinky.21
If reason relations aren’t explanatorily brute or groundless, a demand for a
A Wrong Turn to Reasons? 191
constitutive explanation of why P is a reason to Φ in circumstances C would
often seem to be legitimate. Surely at least sometimes, when such a reason
relation holds, there will be conditions in which the fact that P is a reason
to Φ in C is grounded or consists, or in virtue of which the reason relation
holds.22
One might doubt that a demand for a constitutive explanation of rea-
sons is typically legitimate. Contextually variable reasons clearly call for
explanation. If some facts are a reason to Φ in some circumstances but not
others, then there should be some explanation as to why those facts are a
reason to Φ, when they are, and why they aren’t a reason to Φ, when not. But
explanations in these cases might work by contrasting some cases in which
those facts are a reason with other cases in which they aren’t and by relat-
ing the case at hand to that contrast, or they might work by laying out the
circumstances in a certain kind of way or order. Such explanations might,
in other words, rest on coherence or narrative relations among various non-
normative features of situations, instead of appealing to factors in virtue of
whose presence or absence the facts in question are or aren’t a reason to Φ.
Even here, however, it seems to be legitimate to ask why some particular
contrasts or differences between circumstances, but not others, make for
a difference in what certain facts are a reason to do or what it is about the
particular contextual constellation of features that makes it the case that
those facts are a reason to do one thing and not a reason to do something
else. How else is laying out the circumstances of the context or contrasting
them with others supposed to explain why some facts are a reason to Φ, if
not by indicating why some contextual features or differences are relevant
to whether those facts provide reasons? One might have thought the norma-
tive bedrock to run deeper than that.
What I take away from all this is that it remains reasonable to demand
that an explanatory turn to reasons provide constitutive explanations of why
a reason to Φ is a reason to Φ which satisfy the NF constraint. One way to
explain reasons consistently with the NF constraint would be to show that
reason relations reduce to some non-evaluative, non-normative properties or
relations. (An example would be the view that the reason relation reduces to
some non-evaluatively specifiable utility property, such as happiness, plus the
maximizing relation.) Such a reduction base wouldn’t consist in evaluative or
normative factors which don’t themselves concern reasons. And yet, if As are
reducible to Bs, then we can use the B-phenomena in the reduction base to
explain the reducible A-phenomena (Horgan, 1993). Note here that, if reasons
were so reducible, other evaluative and normative notions might be reducible
in a parallel way. A substantial question would remain whether those notions
could also be systematically explained in terms of reasons, leaving reasons
explanatorily fundamental within the normative domain.
In fact, however, most of those who are sympathetic towards turning to
reasons reject reductionism about reasons. They would therefore have to
192 Pekka Väyrynen
try to satisfy the NF constraint through explanations of reasons which take
some different form. Much of the discussion to follow works through vari-
ous possible solutions to this problem.
My focus will be specific: can an explanatory turn to reasons explain facts
about reasons consistently with the NF constraint but without being pushed
in the direction of reductionism? But the problem is a general one when it
comes to explaining evaluative and normative facts under fundamental-
ity constraints such as the NF constraint. Analogous constraints are thus
likely to apply to other putative explanatorily fundamental factors in the
normative domain. Much of the discussion to follow may thus generalize
fairly directly to proposals to turn to other evaluative or normative notions.
This wouldn’t, however, affect the main upshot of this paper, which is that
turning to reasons offers no distinctive advantage in solving hard and deep
problems concerning the explanation of normative facts.
Some readers may be inclined to draw a further moral that some suitably
sophisticated reductionist account of normative and evaluative properties
is beginning to look like an attractive explanatory hypothesis. So long as
our notion of reduction isn’t Neanderthal, a reductionist account needn’t
involve implausible semantic claims, or eliminate the reduced property, or
otherwise make it any less real. Reductionism about reasons may or may
not be true, but it isn’t the bogey man of normativity that it is sometimes
taken to be.
3. Reasons and explanation: some distinctions
Putative explanations of reasons can be classified along at least two dimen-
sions. One concerns what kind of facts can be reasons. That is, what kind of
facts may slot in for ‘P’ in R(P, C, Φ)? The other concerns what kind of factors
explain the (further, distinct) normative fact that some fact P is a reason to
Φ in C. Distinctions under these headings can be used to generate templates
for explanations of reasons.23 One distinction under the first heading is
that the facts that are reasons will be either non-evaluative, non-normative
aspects of the world or else at least partly evaluative or normative in char-
acter. One distinction under the second heading is that either the factors
that explain why certain facts provide the reasons they do are distinct from
those facts or they aren’t. Irrespective of whether these explanatory factors
are distinct from reasons, they will likewise be either non-evaluative, non-
normative aspects of the world or else at least partly evaluative or normative
in character.
4. Intrinsicality
One tradition in moral philosophy regards acts as duties simply because of
the types of acts that they are.24 One way of trying to explain why certain
A Wrong Turn to Reasons? 193
facts are reasons would be to generalize this idea and say that some facts are
reasons intrinsically and other reasons are explained in terms of their relation
to these. Something is intrinsically F if it has intrinsic properties in virtue of
which it is F. For instance, the property being square is an intrinsic property
and the property being square or married is an extrinsic property; but the latter
is a property that all squares have intrinsically, in virtue of being squares.25
Similarly, G.E. Moore denies that being valuable is an intrinsic property but
thinks that some things are intrinsically valuable: their value is intrinsic in
the sense that they have it solely in virtue of their intrinsic properties (Moore,
1922, p. 260). Since we can think of the claim that something is F in virtue
of some intrinsic properties as entailing that its possession of those proper-
ties at least partly explains why it is F, this strategy might be thought to fit
with an explanatory turn to reasons. If some facts were reasons intrinsically,
these reasons could be explanatorily fundamental without requiring a deeper
explanation in terms of some distinct further factors.
If some things are reasons intrinsically, then the intrinsic features in
virtue of which they are reasons will be either non-evaluative and non-
normative, or else at least partly evaluative or normative, in character. Some
evaluative and normative facts would seem to be good candidates to be
intrinsically reason-giving facts, in virtue of their particular evaluative or
normative character. If you have a right to physical integrity, this might be
a reason not to hit you, and if treating you in a certain way would be bad
for you, this might be a reason not to treat you in that way. But, unless these
descriptions of the facts are mere shorthand for claims about reasons, the
explanations of reasons they provide violate the NF constraint. And, if they
are shorthand for claims about reasons, the reasons to which they refer will
require explanation. Thus an explanatory turn to reasons cannot allow rea-
sons to be explained in terms of any evaluative or normative character that
they might have intrinsically.
So might any non-evaluative, non-normative features be reasons intrinsi-
cally? If any were, pain would seem to be a good candidate. After all, nearly
everyone agrees that, if something is painful, that is (at least defeasibly) a
reason to avoid it or make it stop. But would it be plausible to claim that it is
intrinsic to, or otherwise part of, what pain is that the fact that something is
painful is (at least defeasibly) a reason to avoid it or make it stop?26
I have three distinct worries here. The first is that theories of pain tend
not to support this kind of normative claim. For instance, most functional-
ist and other physicalist theories of pain provide no resources for defending
it. The second worry concerns errors and disagreement about reasons. If
someone denies that the fact that something is painful is a reason to avoid
it or make it stop, it seems neither that their mistake is mere ignorance
about what pain is, nor that our disagreement concerns merely the nature
of pain. The third worry is that, if the fact that something is painful were
intrinsically a reason to avoid it or make it stop, then painfulness would be
194 Pekka Väyrynen
a normative property. This would be a surprising metaethical commitment
for an explanatory turn to reasons to carry. Furthermore, appealing to the
nature of pain in explaining reasons would in this case seem to violate the
NF constraint after all.27
The general point I am making doesn’t require that all of these worries
be effective with respect to pain in particular, but only that they generalize
well enough to make it doubtful that there would be enough intrinsically
reason-giving non-normative facts to explain the rest of the reasons there
are. The worries raised above make this much doubtful.
5. Evaluative facts and reasons
Next I’ll discuss the role of evaluative and normative facts in explanations
of reasons. Such facts might figure in such explanations in two ways. First,
some evaluative and normative facts might count as reasons in virtue of
their particular evaluative or normative character.28 For instance, one rea-
son to go shopping today might be that there are lots of good things on
sale today. An explanation of this normative fact would presumably rely on
the positively valuable aspects of the things on sale, other than just their
low price. (Otherwise reasons would turn us to the likes of Poundland and
Dollar Store much more than they actually do.) And pointing out what is
valuable about friendship might be a good way to explain why the fact that
someone is my friend gives me reasons to act in certain ways. Second, the
factors that explain why some non-evaluative, non-normative facts pro-
vide the reasons they do might be evaluative or normative in character. For
instance, it might be that what explains why the non-evaluative fact that a
holiday resort is pleasant is a reason to visit it and recommend it to friends is
that, if a resort is pleasant, this makes it good in certain ways or respects.
So-called ‘value-based’ accounts of reasons presumably take one or the
other of these forms.29 Unsurprisingly, then, each is inconsistent with an
explanatory turn to reasons, unless the claims about goodness in the reason
statements or explanations of reasons which they offer are mere shorthand
for claims about reasons.30 But this is unclear, to say the least.
Suppose that the following may in some contexts be an adequate explana-
tion of what is bad or inappropriate about taking pleasure in making others
suffer:
In taking pleasure in the suffering of others one is displaying insensitiv-
ity to their suffering, and a lack of concern for it, which is particularly
reprehensible if one is oneself the cause of the suffering, and could have
prevented it. (Raz, 2001, p. 52)
This explanation could be taken to specify in what the badness of tak-
ing pleasure in making others suffer consists, at least proximately if not
A Wrong Turn to Reasons? 195
ultimately. It appeals to factors that have evaluative flavor, so it may be
subject to further explanatory demands. As I have indicated, the explana-
tory issues at stake are general, not specific to reasons. What isn’t easy to see,
however, is what further illumination would be provided by saying that the
fact that taking pleasure in the suffering of others would display insensitiv-
ity to their suffering, and lack of concern for it, is a reason against doing so,
and an especially strong reason if one is oneself the cause of the suffering.
What emerges here is that, if reasons are to be explanatorily fundamental
in the normative domain, then neither things that are reasons nor factors
which explain their status as reasons should involve evaluative or (non-
reasons-based) normative aspects of our circumstances. This commitment
of an explanatory turn to reasons is further confirmation that it is subject
to the NF constraint. The extent of (explanations of) reasons which are most
plausibly treated as evaluative in character – and with it the plausibility of a
turn to reasons – depends on many controversial issues.
One way to illustrate the potentially wide sweep of this commitment is
to consider how so-called ‘thick’ concepts and properties, such as generous,
courageous, brutal, and cruel, matter to explanations of reasons. A maximally
non-committal characterization of thick concepts is that they have some
substantive non-evaluative content and their use is connected, in some
close-knit way, with evaluation. According to a popular family of views,
they are evaluative concepts whose applicability typically implies or signals
the presence of reasons for action.31 What would an explanatory turn to
reasons say about such reasons?
It is a matter of dispute whether thick concepts and the properties they
can be used to ascribe are evaluative in the same way as thin concepts, such
as good, right, and ought, or evaluative at all. But suppose such facts as that
something is cruel or that it is generous at least sometimes provide reasons
even if they aren’t evaluative facts. Those reasons would presumably require
explanation. Thus, on the one hand, if thick concepts aren’t evaluative
but the properties they ascribe provide reasons, these reasons are among
those which an explanatory turn to reasons is committed to explaining
either in non-evaluative, non-normative terms or else in normative terms
which only concern reasons. For otherwise it will fail the NF constraint.
If, on the other hand, thick concepts and the properties they ascribe are in
themselves evaluative, then their bearing on an explanatory turn to rea-
sons depends on whether or not their evaluative and non-evaluative aspects
can be divided into distinct components. For instance, if generosity can be
understood as the property of being disposed to act in certain ways F1, ... , Fn
(specifiable in wholly non-evaluative terms) towards others, and being good
in a certain way for being so disposed, then it will be coherent to under-
stand this latter, evaluative component in terms of reasons provided by the
fact that something has or would manifest such a disposition. But, if thick
concepts cannot be understood in this way, then it would seem that the
196 Pekka Väyrynen
reasons provided by the properties they ascribe will have to be explained
in evaluative terms.32 So, if thick concepts are evaluative, they can be used
to explain reasons consistently with the NF constraint only if their evalua-
tive and non-evaluative aspects are separable. This would be a controversial
substantive commitment.
A further worry about reasons associated with the applicability of thick
concepts concerns their explanation under the NF constraint. Suppose gen-
erosity is a complex property divisible into two components: a disposition
to act in certain ways towards others plus there being reasons to respond
to people in certain favorable ways in virtue of their having or manifesting
this disposition.33 This might seem to be able to explain why the fact that
someone is generous implies reasons to respond to it in certain favorable
ways. For such a fact is now understood in terms of the existence of reasons
to respond favorably plus a specification of what provides those reasons.
But what explains why having or manifesting the disposition provides the
reasons that it does? The normative element of generosity itself merely states
that it does. The NF constraint requires either that the explanation be non-
evaluative and non-normative or else that it appeal to some other factors
concerning reasons.
In short, an explanatory turn to reasons faces exactly the same questions
that arise for any account of thick concepts, and comes with controversial
commitments regarding thick concepts in so far as these come with reasons.
But, for all that, it seems to provide no distinctive advantage in answering
these questions or explaining these reasons.
6. Non-normative explanations of reasons
We have seen that explaining reasons consistently with the NF constraint
requires that the facts that are reasons be non-evaluative, non-normative
facts. Thus, reasons to go to a concert will be such things as that doing so
would be stimulating or fun, reasons to add a certain spice to what one is
cooking will be such things as that adding it would bring out, balance, or
complement such-and-such flavors of such-and-such other ingredients, and
so on. And we have seen that the NF constraint doesn’t allow explaining the
status of such facts as reasons in non-evaluative or normative terms. I’ll now
discuss whether their status as reasons can be explained in non-evaluative,
non-normative terms or else in normative terms concerning reasons.
The most straightforward version of the former, non-normative option
is the claim that the fact that P is a reason to Φ in C consists in P, C, and
Φ. No doubt reason relations are in some sense grounded in their relata.
But surely merely listing their relata fails to explain them, unless some-
thing about the relata explains why they are so related. The clearest such
cases are factors that have evaluative or normative content, in so far as these
might be reasons intrinsically. But on the present view the reason relata are
A Wrong Turn to Reasons? 197
to be described in non-evaluative, non-normative terms. So this option is
unpromising for an explanatory turn to reasons.
A better way to assess the prospects for non-evaluative constitutive expla-
nations of why P is a reason to Φ in C is to consider the properties of such
explanations. Even if we don’t understand exactly what it is for something
to consist in some conditions or obtain in virtue of them, or how explana-
tions that appeal to such a relation work, we know some things about what
the relation isn’t like. One example (an unsurprising one, given that super-
venience relations often require explanation themselves) is that the super-
venience of reasons on the non-normative as such isn’t enough to furnish
it. Even if there can be no difference in reasons without a non-normative
difference, this alone determines no particular distribution of reason rela-
tions. It entails the existence of some reason relations to begin with only if
reasons nihilism is false.34 For, if there were no reasons, it would follow trivi-
ally that, if two cases differ with respect to reasons, they must also differ in
some non-normative respect.
Even if we conjoin supervenience with substantive normative assump-
tions to the effect that some particular non-normative way things are is
co-instantiated with a particular reason relation, reasons won’t be explained
by their supervenient character. For supervenience provides only a non-
symmetric and purely modal sort of determination, whereas explanatory
relations are asymmetric and not purely modal.35 Facts can be determined,
in that sense, by conditions which don’t constitute or explain them. For
example, given a coarse tripartite division of the space of temperature con-
ditions, being neither hot nor cold determines being warm (Oddie, 2005, p.
153). But clearly the latter doesn’t consist in the former. Thus factors F1, ... ,
Fn can well fail to explain why P is a reason to Φ in C even if this reason rela-
tion cannot fail to hold when F1, ... , Fn obtain. This means also that truth-
makers of reason claims may not provide constitutive explanations of them.
The literature on truth-making nearly uniformly assumes that, if an entity
α makes a proposition P true, then α couldn’t exist without P being true.
Such necessitation isn’t enough for explanation. But what more there might
metaphysically be to the truth-making relation is rarely discussed.
Supervenience can be used to illustrate one further constraint on constitu-
tive explanations. The supervenience base for any property can be taken as
a disjunction of every possible minimally sufficient set of conditions for the
instantiation of that property. But it would be a significant theoretical cost
if the distribution of reason relations over non-evaluative, non-normative
features of the world had only a fundamentally disjunctive explanation. For
that would mean that the reasons in this distribution would have nothing
distinctively in common. Moreover, the supervenience relation itself allows
each disjunct to include an extremely broad set of non-evaluative features,
or even, at the limit, all of the non-evaluative features of the entire possible
world in question. But being forced to allow that P’s being a reason to Φ in
198 Pekka Väyrynen
C may consist in the entire world being a certain non-evaluative way F1, ... ,
Fn would seem to be a significant theoretical cost. For that would be to allow
that constitutive explanations may fail to differentiate those aspects of the
world in virtue of which P is a reason to Φ in C, those in virtue of which Q
is a reason to ψ in D, and so on.
The conditions which constitutive explanations select as those in which
P’s being a reason to Φ in C consists must also support the modal prop-
erties of reasons. Recall from Section 2 the idea that it is metaphysically
impossible that the entire universe could be like it is actually in all non-
normative respects, but the fact that my mother is my mother is a reason for
me to torture her (Schroeder, 2007, p. 71). Whatever reasons the fact that my
mother is my mother gives me, the conditions in which these reason rela-
tions consist should support metaphysical impossibilities of this kind where
they hold. And if some reason relations hold necessarily, the conditions in
which their holding consists should support their necessity.
In sum, then, if reason relations have constitutive explanations in non-
evaluative, non-normative terms, there are strong reasons to think that
the conditions in which the various reason relations consist aren’t fun-
damentally disjunctive and that this constitutive relationship isn’t purely
modal but can support or ground the sorts of modal features that reason
relations may have. These constraints can be met if reason relations are
reducible to non-evaluative and non-normative properties or relations,
since there will be no other way for P to be a reason to Φ in C than for P,
C, and Φ to have these properties or stand in these relations, and nothing
else will be required for them to do so. 36 But it is hard to imagine a plau-
sible account of constitutive explanations of reasons in non-evaluative,
non-normative terms which doesn’t push towards a reductionist account
of reasons. Other explanatory domains don’t readily suggest a model for
such explanations.
An independent consideration against the plausibility of constitutive
explanations of reason relations in non-evaluative, non-normative terms
concerns their fit with the ‘autonomy of ethics’, the thesis that there is
no reasonable inference, deductive or non-deductive, from purely non-
evaluative, non-normative premises to evaluative or normative conclusions.
Ordinary normative discourse obeys this constraint. For instance, if we see
someone realize that jumping out of the window is the only way they can
save their lives and infer that this fact is a good reason for them to jump, we
tend not to think that they have drawn a terrible inference. We tend instead
to interpret the inference charitably as implicitly relying on further evalu-
ative or normative premises, such as that their life is worth continuing and
that one has a reason to take the necessary means to worthwhile courses of
action.37
Explanatory relations may not themselves be inferential relations. But one
would still expect that, if A explained B, this would say something about
A Wrong Turn to Reasons? 199
what would be reasonable or good about an inference of B from A. If P’s
being a reason to Φ in C consists in conditions F1, ... , Fn, one would expect
there typically to be a reasonable, even if non-monotonic, inference from
F1, ... , Fn to R(P, C, Φ), even if such an inference were unavailable in our prag-
matic situation.38 If so, and if reason relations had constitutive explanations
in non-evaluative, non-normative terms, then the possibility of reasonable
inferences from such premises to evaluative or normative conclusions would
seem to follow.
These considerations push naturally towards reductionism about rea-
sons. For, if reason relations were reducible to some non-normative, non-
evaluative properties and relations, then the connections that underwrite
the reduction could perhaps be used to indicate, consistently with the
autonomy of ethics, what would be reasonable or good about the relevant
inferences. Otherwise it isn’t easy to see what features of those inferences
would make them so.
I conclude that I can see no plausible account of explanations of reasons
in non-evaluative, non-normative terms which satisfies the NF constraint
on explanations of reasons without naturally pushing in the direction of a
reductionist account of reasons.
7. Explaining reasons in terms concerning reasons
My argument so far pushes an explanatory turn to reasons to the claim that
the facts that are reasons are non-evaluative, non-normative facts, and their
status as reasons can be explained by appeal to normative factors concern-
ing reasons. I’ll now discuss three strategies for trying to construct plausible
explanations of this kind which might also satisfy the NF constraint.39
One sort of normative factor concerning reasons which could be used to
explain reasons is the set of conditions under which something is a reason
to do something. To satisfy the NF constraint, such conditions cannot be
stated in some further normative terms. For instance, it would be ineligi-
ble to say that, when P is a reason to Φ in C, this is because P plays a role
in explaining why one ought to Φ. Such conditions must also be stated in
informative terms, not in terms which do little more than paraphrase rea-
son talk. For instance, it would be either insufficiently informative or in
violation of the NF constraint to say that, when P is a reason to Φ in C,
this is because those who consider P would be motivated to Φ if they were
fully informed and rational. This explanation isn’t informative if talk of
informed rational motivation merely paraphrases talk of reasons. But, if the
notion of informed rational motivation is sufficiently independent of the
notion of a reason to explain the status of some facts as reasons, then such
explanations violate the NF constraint. For the fundamental explanatory
work in such accounts isn’t done by normative reasons. Rather, reasons will
be a function of the desires of fully informed agents whose overall mental
200 Pekka Väyrynen
economy satisfies various rational requirements of coherence and the like.40
It seems doubtful that there will turn out to be further normative reasons to
be rational in this sense.
Another sort of normative factor concerning reasons which could per-
haps be used to explain reasons is a certain sort of substantive claims about
reasons. One idea along these lines is that it is part of the notion of a rea-
son that certain non-evaluative, non-normative facts stand in reason rela-
tions. For instance, perhaps reason relations are by their nature such that
the fact that something is painful is a reason to avoid it or make it stop.
But this seems too strong. One widespread feature of normative discourse is
that, when a pair of speakers find out that they favor very different sorts of
things, they tend not to think that they have different enough normative
concepts to be talking past each other. Rather, each tends to think that the
other has mistaken, or at least idiosyncratic, normative views.41 This, I take
it, is how someone who denies that something’s being painful is a reason to
avoid it or make it stop would usually be classified. I also don’t find it con-
vincing that such people, although they share a concept of a reason with us,
would have to be classified as mistaken about what reasons are, rather than
as mistaken simply about what considerations are reasons for what.
A different way of appealing to substantive claims about reasons would
be to explain why particular facts are reasons by subsuming them under
general principles to the effect that certain facts are a reason to Φ in C. But,
even apart from the question of whether a particular normative fact can
sensibly be said to consist in, or hold in virtue of, a general normative prin-
ciple plus suitable particular non-normative facts, this strategy would com-
mit an explanatory turn to reasons to a surprising range of controversial
implications. It would require some sort of ‘covering law’ theory of explana-
tion. It would imply that particularist accounts of reasons are false. And it
would carry a commitment to some particular set of substantive principles
about reasons. Most importantly, however, this strategy would only push
the explanatory problem a level up. General principles that specify what is
a reason for what, necessary or not, seem no more brute or groundless than
particular facts about what is a reason for what. So this strategy won’t help.
A third sort of factor concerning reasons which could perhaps be used
to explain reasons is some metaethical account which takes reasons to be a
certain kind of function of a certain kind of collection of judgments about
reasons. This general idea can be developed in different ways. One is con-
structivism. On this view, the normative fact that P is a reason to Φ in C is
constituted by the fact that taking P to be a reason to Φ in C would with-
stand scrutiny from the standpoint of all the other normative judgments
endorsed by the agent.42 Another is expressivism. On this view, to judge that
P is a reason to Φ in C is to express a certain kind of psychological attitude,
and such a judgment counts as correct if it belongs to a set of such attitudes
that cannot be, in a certain sense, improved upon.43
A Wrong Turn to Reasons? 201
The only point I can make here about these views is dialectical.
Constructivism and expressivism apply equally to reasons and other evalu-
ative and normative notions, and nothing in discussions of constructivism
and expressivism which touch on the relevant explanatory issues seems to
point to any rationale for putting reasons in particular at the center stage.
So, even if these metaethical accounts succeed in explaining reasons in
terms of judgments about reasons, neither supports an explanatory turn to
reasons in particular.
I conclude that there seems to be no account of explanations of reasons
in terms concerning reasons which would support an explanatory turn to
reasons. But this conclusion requires a caveat. It can be introduced by con-
sidering (theoretical) reasons for belief.
It is plausible that theoretical and practical reasons involve normative
reason relations of the same type. But it seems that the demand to explain
why some fact (e.g., that there is loud music and chatter coming from across
the street) is a reason for some belief (e.g., that the neighbors are having
a party) might be easily met by something like the following explanatory
schema: given the fact in question (plus some body of background infor-
mation or facts), the proposition that is the content of the belief is likely
to be true. Where such explanations are best located in this paper’s frame-
work for explanations of reasons deserves a fuller discussion than I can give
here. But I suspect that truth and probability, and concepts of epistemic
utility constructed out of them, aren’t themselves normative notions. (They
are, of course, co-opted into normative standards in epistemology.) Thus it
would seem that either explanations of reasons for belief in terms of truth
and probability are explanations in terms of non-normative factors or that
probability-raising considerations count as reasons for belief only if, and
because, false belief is in some sense bad and true belief good (at least when
the truths are non-trivial and sufficiently important or interesting).
The caveat to my conclusion above is that this second option might not
have to violate the NF constraint. Some philosophers think that something
like the explanatory schema above follows from the very nature of belief as
an attitude that has a ‘constitutive aim’ of truth.44 If fact F makes proposi-
tion P likely to be true (or is otherwise indicative of the truth of P), then F
is a reason to believe P, given what belief is. The status of a fact as a reason
for belief could thus be explicable in terms of some norms of reason which
somehow derive from the aim of truth and by which belief is constitutively
regulated. True belief might then be held to be good in the sense of accord-
ing with such norms of reason. This might come close enough to counting
as an explanation of reasons for belief in terms concerning reasons.
Whether a general explanatory turn to reasons is a significant option here
depends on the prospects for similar explanations of why certain facts are
reasons for action, intention, and desire, for the various reactive and affec-
tive attitudes, and, on the theoretical side, for attitudes such as supposing
202 Pekka Väyrynen
and guessing. The bet would be that actions (and so on) also have some or
other ‘constitutive aim’45 and, moreover, that reasons for action (and so on)
can be explained in terms of that aim. It is highly controversial that act-
ing and a variety of attitudes for which there can be reasons each have a
constitutive aim to begin with, and that, if they do, that aim is of the right
sort, and sufficiently rich, to ground and explain a sufficiently wide range
of reasons for action.46 I suspect that making all this plausible will prove too
tall an order. But here I can only note the caveat that this is an option for an
explanatory turn to reasons which my arguments don’t rule out. Its assess-
ment must be left for future work.
8. Conclusion
For all that this paper shows, there may be constitutive explanations of rea-
sons that satisfy the NF constraint without pushing towards reductionism
about reasons. I may simply have failed to find them. But it is far from
clear where to look for such explanations, save perhaps for controversial
ideas about constitutive aims of action, belief, and all the other attitudes
for which there are reasons. Thus it seems fair to cast my discussion as a
challenge to those who find themselves sympathetic to an explanatory turn
to reasons to construct such explanations. My aim has been to force such
philosophers into a choice that many of them wouldn’t like: either endorse
reductionism about reasons or abort the turn to reasons in particular.
The concerns over explanation of evaluative and normative facts which
fuel this challenge are, as I have noted, quite general. It is therefore possible
that the considerations I have given can be recruited to generate parallel chal-
lenges against proposals to take some other factors than reasons as explana-
torily fundamental in the normative domain. I don’t particularly worry that
this means that my discussion shows too much for my purposes. If everyone
faces a certain problem over explaining evaluative and normative facts, that
doesn’t mean that no one has a problem. And, in fact, nothing I say here
challenges reductionism as a general explanatory hypothesis regarding eval-
uative and normative facts. Whether and to what extent reductive expla-
nations of various evaluative and normative facts or notions are plausible
depends on such further issues as how well those explanations can capture
the evaluative or normative character of these facts or notions.
Some people might be inclined to conclude instead that the constraints
on explaining evaluative and normative facts must be weaker than the NF
constraint and its analogues. That would affect the main thrust of this
chapter. Although Section 2 defends the idea that evaluative and norma-
tive facts typically call for explanation, the strength and scope of such a
constraint clearly deserves further discussion. For what it is worth, my own
inclination is to think that the rational intelligibility of normative and eval-
uative distinctions and facts significantly constrains what can be regarded
A Wrong Turn to Reasons? 203
as brute in the normative domain and where no further explanation is
possible. And, again for what it is worth, I suspect that, if there are evalua-
tive or normative facts that have no further explanation, they will be more
concerned with whether certain aspects of our situation in the world have
some or other sort of normative significance than whether the particular
form that their significance takes is constitution of value, provision of
reasons, or something else. Thus, the current fashion of putting reasons at
center stage in moral philosophy fails to strike me as a significant innova-
tion in the important enterprise of explaining evaluative and normative
phenomena.47
Notes
1. So by ‘explanation’ I mean the content of an answer to a why-question, not the
activity of giving such an answer. We may need to add that something counts as
an explanation only if it also satisfies certain epistemic conditions. For example,
it may be that the content of an answer to a why-question counts as an explana-
tion only if it is (or represents) a body of information that is structured in such
a way that grasping that body of information would constitute a certain kind of
epistemic gain regarding what is being explained.
2. Those who agree include, for example, Raz (2001, p. 50). Parfit (2006, p. 331)
thinks the bedrock lies nearer the surface.
3. This isn’t the only kind of reason predicate we deploy, even when talking just
about normative reasons, in contrast to ‘motivational’ and ‘explanatory’ reasons.
We can also talk of ‘overall’ reasons to Φ, based on taking into account every-
thing that counts for or against Φing (although how to understand such talk is
controversial), as well as of ‘sufficient’ reasons to Φ (see, e.g., Skorupski, 2006).
4. There is controversy over which ontological category includes the considerations
that provide reasons, but there is a broad consensus that they are facts or propo-
sitions. I keep the assumption disjunctive because, although reason statements
often specify facts that are the case, we can also talk about whether something
would be a reason if it were the case, and so statements of the form R(P, C, Φ)
aren’t uniformly factive with respect to P.
5. Thus these simplifications don’t prejudge debates between internalist and exter-
nalist theories or Humean and anti-Humean theories of reasons. A huge litera-
ture is devoted to these debates, but see, for example, Williams (1981b), Smith
(1994a), Dancy (2000a), Schroeder (2007), and, for a useful survey, Finlay and
Schroeder (2008).
6. The distinction between facts that are reasons and the normative facts that they
are reasons is most explicitly drawn by McNaughton and Rawling (2003). For a
relevant critical discussion of some work on reasons which plays fast and loose
with the distinction, see Olson (2009). We should probably make the distinction
tripartite by adding another dimension: the source or ground of the normative
fact that P is a reason to Φ in C.
7. They also presume that the fact that prudence requires me to do something is
a reason to do it, and so is the fact that morality requires me to do something.
Whether these might be brute facts is unclear.
8. The problem may be a generalization of the problem mentioned for the moral
case in Pritchard (1912).
204 Pekka Väyrynen
9. Note also that skepticism about intrinsic value isn’t uncommon, but in the case
of reasons one more commonly finds claims such as the following: ‘Genuine
skepticism about ... whether anything ever counts in favor of anything else in
the sense typical of reasons ... would be a very difficult position to hold’ (Scanlon,
1998, p. 19). Such claims often rely on the thought that any argument for skepti-
cism about reasons for belief would be self-defeating. But it seems not at all clear
that an argument for the truth of the claim that there are no reasons for belief
must be committed to the existence of reasons for believing its conclusion (cf.
Olson, 2009, p. 177).
10. It is common to group proposals to explain value in terms of the ‘fittingness’
or ‘appropriateness’ of a certain sort of response with a turn to reasons. I won’t
do this here, because fittingness or appropriateness needn’t be understood as a
function of reasons or vice versa. Thus the claim that a certain response to some-
thing is fitting and the claim that there is a reason to respond to it in that way
may not be equivalent.
11. Claims to this effect, but of varying determinacy regarding the scope of the nor-
mative, can be found in Hampton (1998, p. 115), Scanlon (1998, p. 17), Raz (1999,
p. 67), Dancy (2004a, ch. 1), and Schroeder (2007, p. 81).
12. For the first view, see, for example, Raz (1999, p. 1). The second is mentioned as
an option in Dancy (2000a, pp. 29–30). It is perhaps endorsed by Crisp (2006,
p. 62), but this isn’t clear.
13. Or fundamental in so far as the normativity of these other notions is concerned.
Some of these other notions might have non-normative elements which aren’t
exhausted by their relation to reasons.
14. See, for example, Scanlon (1998, p. 17) and Dancy (2004a, ch. 1), among many
others.
15. See, for example, Scanlon (1998, pp. 95–100), Stratton-Lake and Hooker (2006),
and Väyrynen (2006).
16. The idea comes up in conversations. Skorupski (2006, p. 26) mentions it with
approval. I take the general tenor of the early chapters of Scanlon (1998) strongly
to suggest it. See also Parfit (forthcoming, ch. 1).
17. Note that this kind of explanatory demand is compatible with a wide range of
views about reasons. It can be reasonable not merely if the concept of a reason is
primitive, but also if reasons are best explicated in terms of their role in explain-
ing what one ought to do (Broome, 2004) or in terms of their bearing on practi-
cal questions (Hieronymi, 2005). If some fact forms part of an explanation of
why one ought to Φ, or part of an answer to the question of whether to Φ, then
it is presumably not a brute or arbitrary fact that it does so.
18. See, for example, the literature on the ‘supervenience argument’ against moral
realism originated by Blackburn (1971). Many writers on necessity deny that
there are unexplained necessities (see, e.g., Cameron, 2010).
19. I owe these examples to T.M. Scanlon (The John Locke Lectures, University of
Oxford, 2009).
20. To a first approximation, P is a non-derivative reason to Φ if P is a reason to Φ but
not (only) because some fact Q distinct from P is a reason to Φ. Instrumentalist
theories of practical reasons will typically count some instrumental reasons as
non-derivative in this sense, which seems to be the right result.
21. See Fine (1995, p. 271). Väyrynen (2009a) discusses several different kinds of rela-
tions which the term ‘in virtue of’ may be used to express.
22. No uniform terminology exists here. Such relations as A consists in nothing more than
B and A is nothing over and above B are called ‘grounding’ (Fine, 2001, pp. 15–16)
A Wrong Turn to Reasons? 205
and ‘constitution’ (Shafer-Landau, 2003, p. 77), among other things. These locu-
tions are usually meant to allow that A and B may be numerically distinct.
23. It is one thing to say that something is a reason to Φ, another to say that it is part
of what explains why something is a reason to Φ. It might not be the case that all
explanations of reasons to Φ must themselves be reasons to Φ. But, if so, then it
is possible for something to play the latter role without playing the former.
24. One example would be the notion of a basic prima facie duty, in the sense of Ross
(1930, ch. 2).
25. For this example and a useful survey of intrinsicness and intrinsicality, see
Weatherson (2008).
26. See Quinn (1993), Lance and Little (2006), and Heuer (2006) for remarks that
seem sympathetic to this claim.
27. Unless, surprisingly indeed, to be painful is to have other properties that provide
certain kinds of reasons.
28. See Raz (2001, pp. 165–6), Wallace (2002, p. 448), Scanlon (2002, p. 513), and
Dancy (2004a, ch. 2).
29. Different forms of value-based accounts of reasons can be found, for example, in
Moore (1903), Quinn (1993), Lawrence (1995), Raz (1999; 2001), Audi (2006), and
Heuer (2006).
30. For instance, being a good-making feature would have to be nothing over and
above providing certain kinds of reasons for actions or attitudes.
31. See Williams (1985, pp. 128–9, 140–1) and much of the literature following his
discussion. Against this, Väyrynen (2009b) argues that the evaluations which
may be conveyed by using predicates expressing thick concepts aren’t located in
their sense or semantic content.
32. This claim is developed and endorsed by Stratton-Lake and Hooker (2006,
p. 152).
33. This is to understand the fact that something is generous as an existential fact
that there are reasons, given by certain properties, to respond to it in certain
favorable ways. According to the buck-passing account of value, the fact that
something is good is a similar existential fact. Such existential facts about rea-
sons can be derivative reasons.
34. This can be seen by considering the antecedent in the standard formulation of
weak and strong property supervenience of the normative on the non-normative.
Strong supervenience holds that: □[(∃x) (B*x & Ax) ⊃ □(∀y)(B*y ⊃ Ay)], where A
is a normative property and ‘B*’ is the ‘total’ non-normative base property. Weak
supervenience drops the second necessity operator (‘□’). The antecedents of
these supervenience claims hold only if something has the normative property
A; normative nihilism denies this. Varying the modal strengths of the necessity
operators generates different versions of these supervenience claims.
35. These claims aren’t in dispute in the supervenience literature. See, for example,
McLaughlin and Bennett (2008).
36. For a sustained defense of reductionism about reasons along these lines, see
Schroeder (2007, ch. 4).
37. See Sturgeon (2002). As Sturgeon notes, similar inference barriers seem to appear
in many other domains. For an extended discussion of inferring ‘ought’ from ‘is’
without such auxiliary premises, see Zimmerman (2010, ch. 5). (I am here ignor-
ing the well-known ‘cheap’ counter-examples to the autonomy of ethics.)
38. At least in so far as such explanations are abductive or non-monotonic, there
is no reason to suppose that they would always have to predict or retrodict the
holding of particular reason relations. A perhaps related point is that explanation
206 Pekka Väyrynen
of reasons is one thing (theoretical), deliberation about what to do is another
(practical).
39. Another strategy, which I cannot discuss properly here, is to argue that what
explains why P is occurrently a reason to Φ is that P has a disposition to be a
reason to Φ in C and the circumstances C obtain. (For a discussion of such ‘nor-
mative dispositions,’ see Robinson, 2006.) But I suspect that the arguments I
have given so far can be applied also against taking such normative disposi-
tions as the fundamental units of explanations of reasons. If properties are the
sorts of things that can have dispositions to begin with, it might be plausible
that some evaluative and normative properties are disposed to give reasons to
Φ in C in virtue of their particular evaluative or normative character; but this
would violate the NF constraint. It seems much harder to motivate the idea that
non-evaluative, non-normative properties are disposed to give reasons to Φ in C.
That certain such properties bear such a normative disposition isn’t a brute fact,
in my opinion. But what in such properties would explain why they are so dis-
posed? This question might have a satisfactory answer if normative dispositions
were reducible to a non-evaluative, non-normative basis that explains why the
disposition is manifested when it is. But I don’t see how an appeal to normative
dispositions that doesn’t involve reductionism can help explain reasons consist-
ently with the NF constraint. Still, it may well be that these doubts are too hasty
and deserve further discussion.
40. For an analysis of normative reasons in such terms, see, for example, Smith
(1994a, ch. 5).
41. For one recent discussion of this point and some of its implications, see Merli
(2009).
42. See especially Street (2008) and the works cited therein. Constructivists of
this sort don’t usually think that the attitude of taking something to be a rea-
son can be characterized in non-normative terms, but only in certain sorts of
primitive normative terms (see Street, 2008, 239–42). Note also that this view
wouldn’t seem to furnish a transcendental argument to the effect that, if there
are to be any reasons at all, there must be reasons for thinking along the lines
of some procedure for determining what reasons there are for particular agents
to do what.
43. See, for example, Blackburn (1988) and Gibbard (2003, pp. 188–91). Although
expressivists think that what reasons one has can only be assessed against a
standpoint constituted by other judgments about reasons, they also think that
the attitude expressed by such judgments – the attitude of counting P as favor-
ing Φing in C – can be described without using the concept of a reason. But
this prong of expressivist accounts of reasons doesn’t seem to be intended to
furnish the sorts of explanations of normative reasons that are the focus of this
paper.
44. The literature on the ‘aim of belief’ is extensive, but see, for example, Velleman
(2000, ch. 11) and Wedgwood (2002).
45. The literature on the ‘constitutive aim of action’ is again extensive, but see, for
example, Velleman (2000, ch. 6–8 and ‘Introduction’), Korsgaard (2009), and, for
one representative critical discussion, Enoch (2006).
46. Various specifications of such constitutive aims would be of the wrong sort to
suit an explanatory turn to reasons. If the constitutive aim of action were the
good, then explanations of reasons for action in terms of this aim would violate
the NF constraint. And would it be informative and non-circular for an explana-
A Wrong Turn to Reasons? 207
tory turn to reasons to exploit a constitutive aim of action if that aim were acting
in accordance with reasons?
47. Thanks to audiences at Universities of Birmingham, Leeds, and Oxford, and
especially to Hanne Appelqvist, Michael Brady, Daniel Elstein, Geoffrey Ferrari,
Joseph Raz, Jussi Suikkanen, and anonymous referees, for helpful discussions
and comments regarding this paper. Support is acknowledged from the European
Community’s Seventh Framework Programme (FP7/2007–2013) under grant agree-
ment n° 231016.
10
Shmagency Revisited
David Enoch
1. The Shmagency challenge to constitutivism
In metaethics – and indeed, meta-normativity – constitutivism is a family of
views that hope to ground normativity in norms, or standards, or motives,
or aims that are constitutive of action and agency. And, mostly because of
the influential work of Christine Korsgaard and David Velleman (and, some
would say, because of the also influential work of Kant and Aristotle), con-
stitutivism seems to be gaining ground in the current literature.
The promises of constitutivism are significant. Perhaps chief among
them are the hope of providing some kind of answer to the skeptic about
morality or, perhaps, practical reason, and the hope of securing for practical
reason a kind of objectivity that is consistent with its practical, motivation-
ally engaged nature. The former philosophical motivation for constitutiv-
ism – most clearly present in much of Korsgaard’s relevant work1 – relies
on the fact that constitutive norms seem to be less mysterious than not-
clearly-constitutive norms. There is arguably nothing mysterious about, say,
the norms of certain reasonably well-defined activities, such as building a
house, or playing chess. And challenges by the relevant skeptic – the one
asking ‘Why should I make sure the house I’m building can shelter people
from the weather?’ or ‘Why should I avoid being checkmated?’ – seem very
rare, barely intelligible, and in any case remarkably easy to cope with. We
should explain to the misguided skeptic that, if he doesn’t even try to build
something that can protect people from the weather, he’s not in the busi-
ness of building a house at all; that, if she doesn’t even try to play by the
rules of chess, she’s not in the business of playing chess at all; and so on.
It would be nice, the constitutivist hope seems to go, if we had something
equally powerful by way of a response to the skeptic asking ‘Why be moral?’
(and related skeptics).
The other main motivation for constitutivism – most clearly present in
David Velleman’s relevant work 2 – starts from a commitment to some rather
strong kind of existence-internalism about reasons: an agent has a reason
208
Shmagency Revisited 209
to Φ, according to such views (commonly associated with Williams’s influ-
ential ‘Internal and External Reasons’, 1981), only if she can come to Φ, or
at least to be motivated to Φ, by sound deliberation starting from her actual
motivational set. What reasons we have, on such a view, is a function of
what motivations we have. And, of course, different people have different
motivations. So objectivity is threatened. But if some motivations are nec-
essarily shared by all possible agents – if, in other words, some motives are
constitutive of agency – then objectivity can be restored, consistently with
internalism. The reasons grounded in the motives constitutive of agency – if
such exist – necessarily apply to all agents.
If it can be defended, then, constitutivism promises to yield significant
payoffs.3 But constitutivism seems to be subject to a powerful objection. For
agents need not care about their qualifications as agents, or whether some
of their bodily movements count as actions. They can, it seems, be perfectly
happy being shmagents – non-agent things that lack the thing purport-
edly constitutive of agency, but that are as similar to agents as is otherwise
possible – or perhaps being something else altogether. If so, constitutivism
cannot make good on its promises: for, when Korsgaard replies to the agent
who asks, say, ‘Why should I care about the hypothetical and categorical
imperatives?’ with ‘Well, otherwise you wouldn’t even count as an agent,
you wouldn’t even be in the game of performing actions,’ the skeptic can
discard this reply with a simple ‘So what?’ What is it to her, as it were,
whether she qualifies as an agent or not? She would be analogous not to the
chess-player who asks why she should play according to the rules, but to
someone who enjoys the aesthetic qualities of (what we call) the chess board
and pieces. If we tell this person that he must not move his king to a cer-
tain position because it’s against the rules, and if he breaks them he won’t
count as playing chess, he can perfectly rationally shrug us off with a simple
‘So what?’ He doesn’t care whether his manipulation of the chess pieces
qualifies as chess-playing. And at this point the objectivity Velleman hopes
for also collapses, because the practical reasons whose objectivity Velleman
wants to secure will not reach the person who is happy being a shmagent-
rather-than-an-agent, or perhaps something else entirely. The general point
here is that the status of being constitutive of agency does not suffice for a
normatively non-arbitrary status. Of course, if there were some independent
reason to be an agent (for instance, rather than a shmagent), or to perform
actions, this objection would go away. But the price would be too high, for
such an independent reason – one not accounted for by the constitutivist
story, but rather presupposed by it – would make it impossible for constitu-
tivism to be the whole, or the most foundational, account of normativity, or
to deliver on its promised payoffs.
Or so, at least, I have argued in my ‘Agency, Shmagency: Why Normativity
Will Not Come from What Is Constitutive of Action’ (2006).4 Several peo-
ple have responded to that paper, defending constitutivism against the
210 David Enoch
shmagency challenge.5 I think that engaging these responses justifies a fur-
ther discussion of the shmagency challenge. This is so, first, because of the
prominence of constitutivism in the current literature (since the publication
of ‘Agency, Shmagency,’ for instance, both Velleman (2009) and Korsgaard
(2008) have published already influential constitutivist books). If there is no
successful answer to the shmagency challenge, this is of some significance to
the current meta-normative debate. Furthermore, a detailed examination of
the possible lines of response available to constitutivists may – even if they
do not end up refuting such views – improve our understanding of consti-
tutivist views and of the motivations underlying them, and this too should
count for philosophical progress. Indeed, from Velleman’s response to the
shmagency challenge (and related difficulties) we can already learn much
more about at least his version of constitutivism than we could from his pre-
vious writing on the topic, as I hope will become clear later on. Finally, some
of the topics to be discussed below are, in fact, of much wider philosophical
interest. Or so, at least, I hope.
Before proceeding, though, I need to make two preliminary points. First,
in order to isolate the discussion of the shmagency challenge as much as
possible from other possible challenges to constitutivism (or to specific
constitutivist theories) I will grant for the sake of argument – as I did in
‘Agency, Shmagency’ – much of what the constitutivist wants. In particular,
I will grant that action and agency do have a constitutive aim (or aims, or
standards, or motives, etc.), and I will not quibble over what it is (though,
of course, different constitutivists may differ among themselves here). Also,
I will have nothing at all to say specifically about morality here: perhaps
constitutivists have some further challenges they need to address when it
comes to morality.6
Second, I will be using Velleman’s discussion of the shmagency challenge
and related issues as my focal point here. But I will not start this discus-
sion with a clear, orderly presentation of his reply. My reason is that his
reply (and to an extent, also Ferrero’s) is not easily put in a clear, orderly
way. Rather, his response seems to be comprised of several related lines of
thought, which together disarm the challenge and show constitutivism to
emerge victorious. So it is more convenient to discuss these lines of thought
in turn, and then return – in the concluding section – to the bigger picture,
in order to do some score-keeping. And, indeed, this is how I will proceed.
2. Does playing chess suffice for having
a reason to checkmate?
One of the points I emphasized in ‘Agency, Shmagency’ (p. 185) was that,
even if you find yourself engaging in a kind of activity, and, indeed, even
if you find yourself inescapably engaging in it (inescapability will shortly
take center stage), and even if that activity is constitutively governed by
Shmagency Revisited 211
some norm or is constitutively directed at some aim, this does not suffice
for you to have a reason to obey that norm or set your sights on that aim.
Rather, what is also needed is that you have a reason to engage in that activ-
ity. The example I use here – following Velleman – is that of games. Even
if you somehow find yourself playing chess, and even if checkmating your
opponent is a constitutive aim of playing chess, still you may not have a
reason to (try to) checkmate your opponent. You may lack such a reason if
you lack a reason to play chess. The analogy is clear enough: even if you find
yourself playing the agency game, and even if agency has a constitutive aim,
still you may not have a reason to be an agent (for instance, rather than a
shmagent).
But one may want to reject this initial claim, even with regard to chess.
For it may be suggested that playing chess does, after all, suffice for having
a reason – some reason, at least, perhaps a weak one, perhaps one that is
outweighed by others – for checkmating your opponent. Perhaps there is
no need after all for another reason, namely, a reason to be playing chess
(or perhaps to play this specific game of chess)?7 If so, we may proceed to
conclude that our merely playing the agency game suffices for us having a
reason to direct ourselves towards its constitutive aims.
As a general thesis, though, this cannot be true. We can define many
cooked-up variations of chess, with slightly different rules, or perhaps
slightly different ways of winning (say, you only win if you checkmate your
opponent in an even number of moves; or when she still has her queen;
or when she looks away; or if you move your castle diagonally three times
when your opponent looks away; etc.). Whenever you find yourself playing
chess, you also find yourself (in sufficiently early stages of the game) play-
ing these cooked-up games chess*, chess**, chess***, and so on. But it doesn’t
seem that you have reasons to win at chess*, or at chess**, or at chess***.
This is so, presumably, because you don’t have a reason to play chess*, or
chess**, or chess***. So this little example suffices to show that it’s not gener-
ally true that engaging in some activity – satisfying some relevant descrip-
tive criteria – suffices for having reason to direct oneself at its constitutive
aim.8
So, if you think that the game of agency is different – if you think, in
other words, that playing it suffices for having a reason to play it well, or to
achieve its constitutive aims, or some such – then you must be able to come
up with an answer to the question: What’s so special about agency? Why is
this true of agency, even though it’s not true in general? I can’t think of an
answer to this question (except perhaps in terms of inescapability, to which
we will return shortly).
But, it may now be argued, I have mischaracterized the analogy. The
right analogy is not to the person who finds herself satisfying the descrip-
tive criteria that apply to those playing chess. Rather, the right analogy is
to those already caring about playing chess (rather than playing chess*, or
212 David Enoch
doing something else entirely). And, when it comes to those, their playing
chess and caring about whatever aim is constitutive of playing chess does
suffice for their having a reason to achieve it. This, I think, is a different line
of thought, and it is the topic of the next section.
3. But you do care!
The thought, then, may be this. What is arguably constitutive of action is
not just its being subject – in some yet-to-be-specified objective sense – to
certain norms, or its being directed – in some yet-to-be-specified objective
sense – at some aim. Rather, what is constitutive of action is caring about the
relevant constitutive aim. Velleman, for instance, believes that the consti-
tutive aim of action is some special kind of intelligibility, making sense of
oneself by acting in a way that makes sense to oneself. And what is neces-
sary, on his account, for a behavior to qualify as an action is that the agent
performing it be motivated to (thereby) achieve self-understanding. It is,
on this view, constitutive of agency that agents have this motive geared at
achieving self-understanding. It’s not just that an action can only count as
successful if (and to the extent that) it achieves self-understanding. Rather,
it can only count as an action if the one performing it is partly motivated
to achieve (by performing it) self-understanding. On this suggestion, then,
we should be careful with the game analogy. The analogous claim to the
one sketched here is not that an episode of chess-playing cannot count as
(fully) successful unless it achieves the constitutive aim of chess (check-
mating your opponent). Rather, it is that you don’t even count as playing
chess unless you are committed to achieving that aim, unless you care
about checkmating your opponent, unless you (to an extent, at least) want
to checkmate your opponent.9 If this is the constitutivist claim about chess-
playing, then it becomes much more plausible that merely playing chess
(and so also caring about checkmating your opponent) suffices for your hav-
ing a reason to checkmate your opponent (regardless of whether or not you
have a reason to play chess). And, similarly, if the constitutivist claim about
agency is that caring about self-understanding, or being motivated to achieve self-
understanding, is constitutive of action, then it becomes much more plausi-
ble that merely being an agent, merely being in the business of performing
actions (and so caring about self-understanding) gives you a reason to aim
at self-understanding.
What is of importance here, then, is the distinction between two ways in
which the game analogy can be used – one in which games are an example
of an activity that is constitutively governed by certain norms (so that the
relevant success criteria are given by those norms), and another in which it
is (arguably) necessary, in order to count as taking part in a certain activ-
ity, that one already care about (what is arguably) its constitutive aim. In
‘Agency, Shmagency’ I wasn’t clear enough about this distinction, and so I
Shmagency Revisited 213
wasn’t explicit enough about rejecting this second way of using the game
analogy. In my defense, I do not think it was completely clear in constitu-
tivist texts that this was what they were after.10 And, at least with regard to
Korsgaard, I do not think this is a plausible reading of her constitutivism (a
point to which I return in the next section). But it is very clear that this is
what Velleman (2009) has in mind, and it is important to address this line
of thought directly.
To see more clearly how it is relevant, it helps to think of things in dia-
logical terms. The one putting forward the shmagency challenge asks some-
thing like: ‘Why should I care about self-understanding? Even if you are
right about its constitutive status, why should I care about that?’ The con-
stitutivist we are now considering answers: ‘But you do care! You are, after
all, an agent, as is evidenced even by your mere asking of these very ques-
tions. And it’s a necessary condition for being an agent to care about self-
understanding. So you do already care about self-understanding!’ Notice
that this answer – problematic though it may be, as I am about to argue – is
different from the kind of answer I explicitly discuss in ‘Agency, Shmagency’
(p. 179), in terms of the imagined dialogue between Korsgaard and the skep-
tic, where she threatens him that if he doesn’t care about morality (or some
such) his bodily movements will not merit being called ‘actions.’ (I return
to this skeptic – and to Korsgaard – in the next section.)
Well, how good is this reply? Remember, we are granting here for the
sake of argument that self-understanding is constitutive of action in the sec-
ond way outlined above, and so that the one putting forward the challenge
already cares about self-understanding. When someone of whom all this is
true asks ‘But why should I care about self-understanding?’ how good is the
retort ‘But you do care!’?
I want to argue that it is not good at all, for two reasons. The first is that
this reply is highly implausible. The second reason – the more important
one in our dialectical context – is that it is beside the point; it fails to engage
the question. I will discuss implausibility first, irrelevance later.
3.1. Implausibility
With regard to implausibility, then, let me start with the following rather
obvious structural constitutivist tension: the more you pack into whatever it
is you claim is constitutive of agency, the less plausible is the claim that it is
so constitutive. On the other hand, the less you pack into whatever it is you
claim is constitutive of agency, the less by way of norms of practical reason
you can extract from it.11 The challenge for constitutivists, then, is to come
up with a constitutivist account that packs enough into whatever it is that
is claimed to be constitutive of action for the account to be interesting, but
packs sufficiently little into it to be even remotely plausible. And the restric-
tion relevant here is this latter one: it is one thing to say that the rules of
chess, or perhaps the relevant success standards, are somehow constitutive
214 David Enoch
of the game of chess. Myself, I am not even sure that this claim is true.
But what I want to emphasize now is that it is much weaker, and so also
much more plausible, than the claim that caring about checkmating your
opponent is constitutive of chess-playing. Suppose I am playing chess (or,
well, sort-of playing chess) with my daughter; I obey the rules quite strictly,
but I do not care who wins. Perhaps I even intentionally let her win. On
the (chess-analogue of the) suggested constitutivist account, I am not really
playing chess.12 And this seems like a huge stretch. Certainly, in common
parlance we would be happy to describe the situation as one in which I am
playing chess with my daughter.13
Getting back, then, to action and agency: it is one thing to say that
some criteria of success are constitutive of agency. It is quite another to
claim that caring about them is constitutive of agency. All that is needed
as a counter-example to this claim is a possible creature who – though
perhaps causally governed in some way by the ‘aim’ of (for example) self-
understanding – doesn’t care about it, and whom we are still happy to
classify as an agent, as performing actions, and so forth. By relying on
the but-you-do-care response to the why-should-I-care question, then,
the constitutivist makes his constitutivist claim (even) less plausible. But,
because I am for the most part granting for the sake of argument the con-
stitutivist claim (that so-and-so is constitutive of agency), I will not dwell
on this point further.
Before proceeding to discuss the irrelevance of the but-you-do-care
response, though, let me quickly make two further points. First, the current
version of the chess analogy (from two paragraphs back) shows not only
how implausible the constitutivist claim must be, but also that there’s some-
thing silly about this whole discussion. After all, the question of whether
someone who seemingly plays chess but doesn’t care about winning should
really count as playing chess seems terribly uninteresting, and one on which
the answer to nothing at all deep can hang.14 Who cares whether this counts
as chess-playing? Most clearly, nothing of any normative significance can
depend on it. So, if this is the right version of the chess analogy, the analo-
gous worry about the constitutivist claim seems imminent: I’m not sure
whether someone who doesn’t care about self-understanding (or whatever is
supposed to be constitutive of agency) should really count as an agent. But,
whether she should or not, this seems like a somewhat silly question,15 on
the answer to which nothing of any importance can hang. This too, I think,
should give the constitutivist pause.16
Second, I often hear the claim that I have failed to make it reasonably
clear what it is to be a shmagent. When characterizing shmagents, I said
(p. 179) that they are non-agent creatures who lack whatever it is that is
constitutive of agency, but are otherwise as similar to agents as is possible.17
But it may be thought that – lacking the constitutive aim of agency – shma-
gents can be nothing at all like agents.18 However, we already know that this
Shmagency Revisited 215
claim cannot possibly be right. Perhaps when I seemingly play chess with
my daughter, not caring about who wins, I do not really play chess. But the
claim that I don’t even do anything similar to playing chess is too much to
swallow. Similarly, I would say, for agency. Indeed, it follows from things
Velleman says in this context (e.g. p. 128) that, even if agents cannot act,
they can certainly behave. And, while action may be a very interesting and
special particular instance of behavior, the claim that non-action behavior
is nothing like action is just too much to swallow. After all, if they were
so dissimilar, we would not need the careful work of good philosophers of
action to help us see the distinction, at least in outline.
3.2. Irrelevance
So much, then, for the implausibility of the but-you-do-care response to the
why-should-I-care-about-(e.g.)-self-understanding challenge. What I want to
argue now is that, even if we ignore this implausibility, still this response
cannot possibly work, because it does not even qualify as a response – it fails
to address the challenge. The thought here is very simple: noting that I do Φ
is never a good answer to the question of whether I should Φ. This is true for
actions, and it is just as true for carings. Perhaps I do care about something;
but how does noticing this fact count as an answer to the normative question
of whether I should care about it, or indeed as a reason for caring about it?
The point is not merely an ‘is-ought gap’ kind of point. True, some of us
have somehow become very good at convincing ourselves that sometimes
an ought can, after all, be derived from an is, or that some normative facts
or properties just are some natural facts or properties, or some such. But
what we are up against here is an especially problematic instance of such a
move – it is the move immediately from someone caring about something
to it being the case that she should care about it, or at least that she has a
reason to care. I take it that even those of us with the strongest stomach for
naturalistic fallacies should not be happy with such a move. When some-
one asks ‘Why should I care about self-understanding?’ (or whatever else is
constitutive of agency), and the response comes ‘But you do care!’, all that
is needed by way of counter-response is ‘So what? I asked whether I should
care, not whether I do. You haven’t answered my question.’ The but-you-do-
care response is thus no response at all. It is utterly irrelevant.
Constitutivists like to emphasize that the agency game is not just one we
do play, but also one we cannot avoid playing; agency is – in certain senses –
inescapable for creatures like us. Constitutivists then sometimes suggest that
the inescapability of agency somehow helps with the shmagency challenge
(and related challenges).19 Thus, Velleman (2009, pp. 136–7) distinguishes
two senses of inescapability, suggesting that their combined strength helps
in answering the why-should-I-care-about-self-understanding challenge.
His two senses may be labeled natural and dialectical.20 Let me postpone
discussion of dialectical inescapability to sections 5 through 7. The natural
216 David Enoch
inescapability of agency seems to come down to the fact that we cannot opt
out of the game of agency; such opting out is just not something we can do.
We can, of course, choose to end our lives, but, as I also noted in ‘Agency,
Shmagency’ (p. 188), far from opting out of the game of agency, this would
be a major move within the game. And we can temporarily opt out of the
game, say by going to sleep. But still, acting and choosing is, as Korsgaard
likes to put things, ‘our plight.’21
I want to concede that agency is indeed naturally inescapable for us. But I
also want to note (as I did, to an extent, in ‘Agency, Shmagency’ (p. 188 and
on)) that such inescapability does not matter in our context, and in particu-
lar does not render the but-you-do-care response any better. For the move
from ‘You inescapably Φ’ to ‘You should Φ’ is no better – not even the tiniest
little bit – than the move from ‘You actually Φ’ to ‘You should Φ.’
Perhaps Velleman appreciates this point. Perhaps this is why he suggests
(2009, p. 137) that the inescapability of agency (and so, in his theory, of caring
about self-understanding) does not so much show that one should care about
self-understanding, as it renders moot the question of whether one should
care.22 And, of course, there is something to this point: it would, for instance,
seem unwise to devote many resources to an attempt to answer the question
of whether I should Φ, when I cannot avoid Φing. But we are not here in
the business of allocating research grants. Rather, we are in the business of
finding the best theory of normativity – after all, it is the constitutivist ambi-
tion to give us such a theory; and it was my point in ‘Agency, Shmagency’
that constitutivism cannot live up to this ambition. And, because this is the
nature of our project, the mootness of the why-should-I-care question is sim-
ply beside the point. Its very intelligibility – and the fact that so far we do not
have an adequate constitutivist reply to it, even if it is in some practical sense
moot – suffices to cause serious trouble for constitutivism.23
Perhaps an example can help here. I am a latent and grudging patriot.24
I reject patriotism and nationalism as morally unjustified. I am willing to
defend this position in a philosophical or political argument. And yet I find
myself moved by the sorts of thing patriots are moved by (say, a flag, the
national anthem, the success of a local sports team). In a sense, then, I care
about such things. I can ask, and often have asked ‘Why should I care about
such things?’, and I’m rather confident that the answer is that I should not. If
someone then tells me: ‘But you do care!’ what she says will be true. Perhaps
it’s even true that (in some sense) patriotism of this kind is inescapable for
me, that I cannot avoid it (for what it’s worth – I’ve tried). But this does not
even begin to answer the question of whether I should especially care about,
say, how well my country’s tennis team does in the Davis Cup, and, if so,
why. That the question whether to care is in a sense moot for me – I cannot
stop caring – is neither here nor there.
There may be a complication here. Constitutivists are typically existence-
internalists about reasons; they believe in a very strong connection between
Shmagency Revisited 217
the reasons an agent has and her subjective motivational set. After all, and
as stated at the outset, a major motivation for constitutivism is precisely
the attempt to account for some kind of objectivity consistently with such
internalism. And it may be thought that, assuming internalism, the objec-
tion above fails. Assuming internalism, showing that you do care about
something, can, so this thought goes, show that you have a reason to care,
because internalism is precisely the claim that what you have reason to do
and care about is very closely related to (roughly) what you care about.
But this line of thought is mistaken. Internalism does indeed assert a close
connection between your reasons and what you care about, but it does not
take caring about something as sufficient to having a reason to care about it.
An internalism that would commit itself to such a claim would be extremely
implausible (as the grudging patriot example shows), and no internalist I
know of takes this line. So, even if we are willing to assume – for the sake
of argument – some constitutivist-friendly version of existence internalism
about reasons, still this cannot bridge the gap between the why-should-I-
care question and the but-you-do-care answer. Even on internalism, more
is needed for having a reason to care, and so the constitutivist still has not
adequately addressed this question.
As I’ve already hinted several times, Velleman seems to notice these points.
Though he says that the inescapability of agency renders the question ‘Why
should I care about self-understanding?’ moot, he also continues to further
discuss it, suggesting – even saying explicitly (2009, p. 138) – that it still calls
for an answer, that ‘But you do care!’ does not suffice as an answer. We will
return to what he has to say here in Section 5.
4. Which constitutivism?
Before doing that, though, let me briefly comment on the scope of constitu-
tivist views to which the but-you-do-care line of thought applies. And let me
start here with the following point: the but-you-do-care reply does not show
that the relevant skeptic is wrong. Rather, it shows that he is impossible, that
none of us is, or indeed can be, such a skeptic, someone who just doesn’t
care about whatever it is that is constitutive of action.
Of course, this is a possible line to take (and one that I anticipate in a
footnote in ‘Agency, Shmagency’ (p. 199, footnote 44)). But it is a rather sur-
prising one. And it is especially disappointing if your motivation for going
constitutivist in the first place was the hope of answering the skeptic.25 This
is clearest in Korsgaard – she hopes not to show that no one is a skeptic, but
rather to show that the skeptic is wrong, or confused, or some such. And this
means that she cannot utilize the but-you-do-care reply, at least not without
some further story.
True, if you claim not to care (de re) about whatever it is that is constitutive
of action or agency, and we can then show that – being an agent – you do
218 David Enoch
care about it, we’ve shown that you are in some less-than-fully-precise sense
inconsistent, and so (presumably) in a sense also irrational. This would
amount to showing that you are wrong in some of your commitments. But
it would not show that it is your commitment to skepticism that is wrong.
Perhaps, after all, it is your caring about the constitutive aim of action that
is wrong, and perhaps this is the commitment that should be discarded in
order to regain consistency.26
Or think again about the two ways I distinguished above of under-
standing the game analogy. Korsgaard’s way of talking strongly suggests
that she utilizes such analogies (as in the house-building case) in the
first of the two ways, as examples of activities with constitutive objective
standards of success (rather than as ones where what is constitutive of
the activity is the caring about the relevant success conditions). 27 If this is
a fair characterization of her views – and, because of the unclarity with
which Korsgaard’s views are presented, I cannot be confident that this is
so – then Korsgaard cannot rely on the but-you-do-care response, even if
Velleman and others can.
I don’t know of any attempt to defend a Korsgaard-style constitutivism
from the shmagency challenge – Korsgaard and her followers, it often seems,
are just not that much into responding to objections. And so it’s important
to note here that, even if Velleman’s way of dealing with this challenge – or
related ways – succeeds, it may only vindicate a Velleman-style constitutiv-
ism. In ‘Agency, Shmagency’ I was putting forward the challenge as one that
refutes all constitutivist theories with just one blow. If Velleman’s reply suc-
ceeds, this is not so. But the challenge still stands – even if everything else I
say in this paper fails – against Korsgaard’s theory.28
5. The mistake of the adversarial stance
As you recall, Velleman argues that agency, for us, is inescapable in two
ways. The first way – the one I called natural inescapability – comes down
to our inability to opt out of the game of agency (with few and irrelevant
exceptions). The second – the one I’ll call dialectical inescapability – is nicely
illustrated by the following quote:
To ask ‘why should I have the aim of making sense?’ is to reveal that you
already have it. If you don’t seek to do what makes sense, then you are
not in the business of practical reasoning, and so you cannot demand
reasons for acting or aiming. (Velleman, 2009, p. 137)
The point seems to be that no one can consistently occupy the position
of the relevant skeptic: by the very raising of the challenge to the agency-
religion, you show yourself to be a devoted follower. And – so the thought
seems to go – this goes some way towards vindicating agency, and with it
Shmagency Revisited 219
presumably constitutivism. A similar line of thought is especially clear in
Ferrero’s reply to the shmagency challenge. Thus, he writes:
The inescapability of agency, however, shows that there is no standpoint
external to agency that the shmagent could occupy and from which he
could launch his challenge. (Ferrero, 2009, p. 311)
This way of putting things seems to dramatize the challenge, in something
like the following way: there is this character, a real flesh-and-blood person
and agent (or perhaps shmagent); call her ‘the skeptic.’ And this character
challenges us – non-skeptics that we are – to a kind of adversarial duel.
She has her position to defend, and we have ours. If this is the dramatized
scene, then it is only natural to think that, if the skeptic’s position (or argu-
mentation) is somehow unstable, then we win. After all, in an adversarial
setting, showing your adversary to be wrong amounts to vindicating your
own position.
Thus, the situation here is similar to one often occurring in discussions
of epistemological skepticism, where it is sometimes argued that skeptics
defeat themselves. The interesting skeptic puts forward an argument, say,
relying on premises, using rules of inference; but, if his skeptical conclusion
is right, no one is epistemically justified in believing any premises, using
any rules of inference, and so on. So his skeptical challenge fails even by his
own lights. And this, we are sometimes told, shows that at least some kinds
of skeptical challenges are not to be taken seriously, because they defeat
themselves; there is, therefore, no ground a skeptic of this kind can safely
occupy, from which he can launch his skeptical attack. The skeptic, we are
told, is guaranteed to lose, and so we have won.
But this line of thought (which I anticipate in ‘Agency, Shmagency’,
pp. 183–4) cannot succeed, either in our context or in the epistemological one.
The error here is already present in the very first step, the specific dramatiza-
tion of the dialogue. The skeptic is not – certainly she need not be – an actual
character, with a position to defend. The skeptic, rather, is the embodiment
of a problem we face, because of our commitments. I put the point in ‘Agency,
Shmagency’ by noting (p. 184) that skeptical challenges are best seen as ad
hominem arguments, with all of us non-skeptics as the relevant homini.29
Perhaps an example can help here. Assume a philosopher – call her the
paper-skeptic – who believes that there’s something intellectually corrupting
about the papers analytic philosophers are so fond of reading and writing.
Philosophical progress, she thinks, can only be achieved by writing books.
The paper-frenzy is just a race to philosophical superficiality, and an incen-
tive to substitute technical skills for deep philosophical insights. Being a
conscientious professional, she writes this all down, presenting her analysis
and arguments, culminating in the conclusion that philosophers should not
write papers. But – in order for the example to be interesting – she writes all
220 David Enoch
this down in the format of a paper, and proceeds to submit it to her friendly
neighborhood philosophy journal (by which it is rejected, without com-
ments, eleven months later).
Now, we paper-writing philosophers are eager to defeat the paper-skeptic’s
challenge. To do that, is it sufficient to show that she has no stable ground to
stand on while she’s launching her attack, that in a sense she defeats herself
because she expressed her paper-skepticism in the form of a paper? Perhaps –
though I doubt it – this shows that our paper-skeptic is in some sense in trou-
ble. But it certainly does not show that we are out of trouble. If her arguments
still work, then we – committed as we are to writing papers – are in trouble. We
need a substantive answer to the challenge she puts in a sort-of self-defeating
way. The challenge is real enough. It is real enough even if expressing her
paper-skepticism in the format of a paper is for some reason inescapable for
her. Indeed, the challenge is real enough even if a paper-skeptic does not, or
even cannot, exist. And so it is better to tell the story without anthropomor-
phizing the arguments at all. There are arguments attempting to show that
we shouldn’t be so seriously into writing papers. We need to deal with these
arguments. It just doesn’t matter whether there is a character – the paper-
skeptic – who can help us make this debate more dramatic. And, even if there
is such a character, we should not mistake finding fault with her for vindi-
cating our paper-writing practices. We should not, in a term I borrow from
Crispin Wright (1991, p. 89), commit the mistake of the adversarial stance.
The analogy, I hope, is clear. Showing that the practical-reason-skeptic
(the one asking ‘Why should I care about (e.g.) self-understanding?’) has
no safe grounds from which to launch his attack is neither here nor there.
It does not even begin to vindicate practical reason. Thinking otherwise
is like settling – in the discussion with the paper-skeptic – for noting that
she’s written a paper, without tackling her arguments against paper-writing
head on. And so here too – as in the paper-skepticism case – we are better off
avoiding the dramatic effects and anthropomorphizing the challenge. The
challenge is a challenge for us, non-skeptic as we are.30 It is we who have to
come up with a theory of normativity that will be adequate (at least) by our
own lights. It is we who must be convinced that agency is not normatively
arbitrary (for us), that we do have, even upon reflection, reason to care about
whatever it is that’s constitutive of action and agency,31 even if, regardless of
having or failing to have such a story, we inescapably do care about it. And,
so, it is we who are vulnerable to the shmagency challenge. Whether or not
there is an agent (or a shmagent) who can stably embody this challenge is
just beside the point.
6. The distinction between internal and external questions
As I have already mentioned several times, Velleman (p. 137) concedes that
merely noting the inescapability of agency (even of both the natural and
Shmagency Revisited 221
the dialectical kinds) does not suffice here, because we can still ask for a jus-
tification, for some reason to pursue the aim that is constitutive of action.
Here he seems to concede (though not explicitly) a major part of my origi-
nal shmagency challenge: merely noting that this aim (whatever exactly
it is) is constitutive of action in no way settles the normative question of
why (and even whether) we have any reason to pursue it. But, with regard
to the request for such justification, Velleman (p. 138 and on) seems to be
presenting the following dilemma (which I present here in my own words):
either this request or question is understood internally, as asked from the
point of view of an agent already committed to self-understanding, or it is
understood externally,32 as asked by someone with no such commitment;33
if the former, then we are entitled – in answering it – to rely on the already-
present commitment to the aim of self-understanding; and then all that is
needed in order to show that we have a reason to pursue self-understanding
is to show that pursuing self-understanding is something that promotes (in
the appropriate way) our self-understanding; and it does – after all, it makes
sense to make sense, or to try to.34 Understood internally, then, the chal-
lenge is a legitimate one, and it can be coped with as a normative challenge,
utilizing all the normative apparatus available to us – including, of course,
that of the constitutive aim of agency. If – and this is the other horn of the
dilemma – the challenge is supposed to be external, to be raised from out-
side any committed point of view (like that of the agent), then it is nonsen-
sical; it is not even a legitimate challenge to begin with. Either way, then,
constitutivism wins – the challenge can be understood internally, and met
on its own terms; or it can be thought of externally, and then be shown to
be incoherent.
The claim that the challenge – thought of as an external one – is nonsensi-
cal is an important one, and I discuss it in the next section. As to the claim
that, understood internally, the challenge can be met: for the most part, I
want to grant this claim for the sake of argument. Let me just quickly note
here that Velleman’s relevant discussion is very quick (p. 138), and pretty
much comes down to asserting that it makes sense to make sense. Given the
centrality of this claim to Velleman’s defense of constitutivism, more could
have been hoped for.35 Velleman does emphasize (pp. 141–2)36 – and I agree
with him on this – that there need be no flaw in the kind of circularity that
is involved when some most basic criterion or norm is justified in terms of
its living up to its own standards. Indeed, though Velleman (p. 141) thinks
that there is a disanalogy here with the case of theoretical reason, I have
argued elsewhere (Enoch and Schechter, 2008) for a very similar point in
the most general epistemological context.37 Of course, some further condi-
tions need to hold. As Velleman rightly notes (p. 142), at the very least we
need a further story that distinguishes between benign and vicious circular
justifications. And in Enoch and Schechter (2008) we go to great lengths
trying to give such a story. All that Velleman does here (p. 142) is to point
222 David Enoch
again to the fact that the aim (for pursuing which he’s giving a circular jus-
tification) is constitutive of action. But, in conceding earlier that this does
not settle any justificatory question, Velleman seems to have undermined
this move too.
But, again, this is not the main point I want to take issue with here. What
I want to do in the rest of this section, rather, is to raise some questions
about the very distinction between the internal and external understand-
ings of the why-should-I-care-about-(e.g.)-self-understanding question.
For it is anything but clear how this distinction is to be understood,38 and
Velleman does nothing to explain or even explicitly state his understanding
of it. I doubt that such a distinction can be taken as primitive.
Before quickly going through some possible ways of understanding the
distinction, let me just note the adequacy constraints on such understand-
ings. If it is to help in the defense of constitutivism (against the shmagency
challenge, or more generally), the internal–external distinction must be
understood in a way that supports its role in Velleman’s argumentation;
that is, it must be understood in a way that renders both horns of Velleman’s
dilemma plausible; that is, the distinction must be understood in a way
that makes it plausible to say that the internal question can be adequately
(though somewhat circularly) addressed, and that the external question is
incoherent or nonsensical. With this in mind, then, how are we to under-
stand the internal–external distinction?
One possibility is to understand the distinction between internal
and external questions in terms of the commitments of the person ask-
ing them. 39 Thus, if the person accepts (in some sense) the aim of self-
understanding, her question is internal, and if she does not the question is
external. But this suggestion is hugely problematic. First, we are still owed
a story of this acceptance or commitment – is it a belief? A motivational
disposition? Some other thing? At the very least, then, more details are
needed. And there are challenges facing the attempt to complete these
details. For instance, if this acceptance is a belief – certainly an explicit
belief – then the suggestion that the external question is incoherent
becomes quite unbelievable. Doesn’t the question – asked by a person who
is motivationally committed to the self-understanding aim, but who lacks
the belief that this aim is worth pursuing – make perfectly good sense?
If the relevant acceptance has to do with some motivational disposition,
then it becomes utterly unclear how, understood internally, the question
is guaranteed to be answerable. For the relevant motivation may be misdi-
rected in any of a number of ways. And it’s not clear what other options are
available here. Second, this way of understanding the internal– external
distinction – in terms of the mental states of that infamous character,
the skeptic – commits, of course, the mistake of the adversarial stance.
There is no such character, and we don’t need to know anything about
him (whom?) in order to understand the challenge.
Shmagency Revisited 223
How else can the internal–external distinction be understood? It may be
thought that the distinction should be understood in more dialectical terms.
The question is understood internally in a dialectical setting in which it’s
legitimate to rely on the premise that the aim of self-understanding is worth
pursuing; it is external otherwise. But, thus understood, the suggestion that
the internal question can be satisfactorily answered fails. For now the circu-
larity becomes paradigmatically vicious: of course in a dialectical setting in
which we can rely on the premise that the self-understanding aim is worth
pursuing we can prove that, well, the self-understanding aim is worth pur-
suing (and note that this is so regardless of whether it makes sense to make
sense, as Velleman argues). It is hard to take this as a justificatory victory.
Perhaps, though, the distinction should be understood differently. Let us
again utilize the game-analogy. Suppose I ask whether I have a reason to
(try to) checkmate my opponent. Here it does make sense, I guess, to say
that from within the framework of a game of chess, or from a point of view
of a chess-player, the answer is ‘yes.’ And perhaps it is also true to say that
it is not at all clear how this question can be understood externally, not
from within the chess-game framework. Should the distinction between an
internal and an external reading of the why-care-about-self-understanding
question be understood analogously?
The problem, though, is that it is not at all clear how to understand talk
of points of view (or the like) in the chess case either.40 So, while the game
analogy is not without value – it shows that, at least sometimes, something
naturally put in terms of the internal–external metaphor does seem to make
sense – still it cannot solve Velleman’s problem here. Furthermore, perhaps
the right account of the distinction in the chess case cannot be applied in
the agency case. At the very least, then, more needs to be said here.
Let me not overstate my case here. I do not claim that the internal–
external distinction does not make sense. What I do claim, however, is that
Velleman has said far too little about it to be able to rely on it in defending
his constitutivism; that some natural ways of understanding this distinction
fail; that it’s not clear how exactly to understand it; and that it’s therefore
unclear whether an appropriate understanding of it can support Velleman’s
dilemma. (In the next section I will offer yet another possible understand-
ing of the internal–external distinction.)
7. Which questions make sense?
When the why-care-about-self-understanding question is understood
externally, Velleman – rather than answering it – suggests that there’s
something wrong with the question. The suggestion is that such practical
why- questions – requests for practical reasons – only make sense within
some constitutive framework or another. Asked with the ambition of being
understood outside any such framework (agency, or even shmagency, or
224 David Enoch
some other one), the question is supposed to be semantically defective. At
times, Velleman writes as if the question, understood externally, committed
some category mistake, ‘like asking whether a telephone is correct rather
than a tree’ (p. 145).41 But this does not seem to be the right thing to say
here. I think that what Velleman has in mind is that a request for practical
reasons that is not made from within a framework in which there is some
constitutive aim or other is just not well-formed, because crucially incomplete;
it uses an n-place predicate with only n−1 arguments. Until you say whether
you want an answer given the aim constitutive of agency, or of shmagency,
or whatever, ‘You aren’t owed an answer, because you haven’t yet asked
a question’ (p. 144); ‘Until you specify what you want guidance for, you
haven’t posed a determinate question’ (p. 143).
Perhaps the following example – which Velleman does not use in this
precise context – will help to make this clear. The question ‘How can I play
well?’ is, as it stands, semantically defective. Until you specify which game
you’re talking about, you are not owed an answer, because you haven’t asked
a determinate question. Indeed, you haven’t asked any question, because
your attempt at a question is not well formed. You are missing one argument
for your central predicate. I take it that Velleman thinks the question ‘Why
care about self-understanding’ – like any other request for practical reasons –
suffers from a similar flaw, unless it is clear what ‘game’ is being played. Of
course, here as in the game case, it is not required for the value of the fur-
ther argument to be given explicitly, as in ‘How can I play chess well?’ It
can also be completed implicitly, by the context. If, for instance, we’re now
playing chess, or have been discussing chess for a while, or some such, then
the question ‘How can I play well?’ may be understood to be about playing
chess well, and thus be unproblematic. But that the question can be completed
implicitly should not blind us to the fact that it does most certainly need com-
pleting. Similarly for ‘Why care about self-understanding?’: in many contexts
(perhaps in all of them, except those that involve a skeptical challenge in a
philosophical discussion of normativity; or perhaps even more widely, in all
contexts except that of coping with the shmagency challenge), it is clear that
the question is asked within the framework of the agency-game. But that the
question can often be completed implicitly need not blind us to the fact that
it does most certainly need completing. And this is the nature of the mistake
of the person attempting to ask the why-care-about-self-understanding ques-
tion externally: he (well, I) fails to see that, thus understood, the question is
not well formed, and is thus not a question at all.
This way of understanding Velleman on the defectiveness of the exter-
nal question42 also has the following two virtues: first, it helps in under-
standing Velleman’s surprising claim that the question of whether to care
about self-understanding can be asked not just from the point of view of
an agent, but also that of a shmagent, and presumably also that of many
other kinds of creature – although, from the mouth of a shmagent, it will
Shmagency Revisited 225
not be a request for reasons for action, but rather for some other thing (say,
shmeasons for shmactions).43 The ill-formed how-to-play-well question can
be made whole, after all, by mentioning chess, or checkers, or football, or
any number of games. What would make the why-care-about-self-under-
standing question semantically defective in the way described is not asking
it outside the agency framework, but asking (or attempting to ask) it outside
any such framework.44
The second advantage of this way of understanding the flaw Velleman
finds in the external question is that it helps with the difficulties discussed
in the previous section. As you recall, the problem there was that it was very
hard even to make sense of the internal–external distinction. But we are
now in a position to suggest another way of understanding it. The question
is internal if it specifies – explicitly or implicitly – the nature of the ‘game’
regarding which we are asking how to play it well. It is external otherwise.
And there is nothing mysterious about the distinction thus understood – it
just comes down to a distinction between different numbers of arguments.
Furthermore, it renders plausible Velleman’s claim that the question under-
stood internally is not too problematic. It all comes down, then, to the claim
that an external question – roughly thus understood – is semantically defec-
tive in the way described.
But is it semantically defective in this way? We must not be blinded by
powerful analogies. The how-to-play-well question is (unless implicitly refer-
ring to a determinate game) defective in this way. But what reason have we
been given to believe that the why-care-about-self-understanding question,
or indeed the what-do-I-have-reason-to-do question, is (unless implicitly
referring to some constitutive framework) equally defective? Think about
it this way: when we are presented with linguistic creatures like ‘How can
I play well?’ or ‘The Empire State Building is Taller,’ we immediately sense
the incompleteness, and indeed that’s why we feel the pressure to assume an
implicit reference to the value of the missing argument. But when I ask ‘What
do I have reason to do?’ or ‘Why should I care about self-understanding?’,
these questions certainly do not feel semantically defective in anything like
the same way. I do not want to overstate the point – sometimes, I’m sure,
semantic defectiveness doesn’t have a ‘feel,’ and we may be mistaken about
such things, just as we may be mistaken about anything else. But still, that
a question seems to make sense is at least some evidence – rather strong
evidence, I would say – that it does.45 By insisting on not understanding an
(external) question that certainly seems to make sense, Velleman is thus in
danger of satisfying David Lewis’s (1986, p. 203, footnote 5) characteriza-
tion of a competent philosopher:
[A]ny competent philosopher who does not understand something
will take care not to understand anything else whereby it might be
explained.
226 David Enoch
Of course, just noting the dangers of pronouncing a seemingly legitimate
question defective does not amount to an argument establishing that the
question is indeed legitimate. How, then, are we to make progress? If, as
I suggested, apparently making sense is strong pro tanto evidence of mak-
ing sense, the dialectical situation is not symmetrical. The burden is on
Velleman to show some countervailing reason, some reason to believe that
appearances here are misleading, and that the external question that appears
to make sense in fact does not.
And here it is I who need to make a partial concession. In ‘Agency,
Shmagency,’ I was hoping to put forward a challenge to constitutivist theo-
ries that was largely independent of the details – and explanatory successes
and failures – of specific constitutivist theories. But, even if this was pos-
sible for the presentation of the initial challenge, it is no longer possible in
thinking about Velleman’s response to the challenge. For one way of mak-
ing progress in shouldering the burden above – giving us reasons to believe
that the external question that seems to makes sense in fact doesn’t – is to
present a theory with considerable explanatory advantages, which entails
that the external question is semantically defective. If this can be done,
then the explanatory advantages of the theory count as reasons for believ-
ing that the question is indeed defective. I take it this is a part of Velleman’s
point (e.g. p. 144): in numerous works over many years now, he has devel-
oped his constitutivist theory, attempting to show its explanatory payoffs in
numerous contexts. And it follows from his theory that the what-do-I-have-
reason-to-do question is in the relevant respects like the how-can-I-play-
well question. His theory, then, should be evaluated holistically, and if it is
still the best theory overall then we should take the discrepancy between it
and the appearances (regarding the legitimacy of the external questions) as
reason to reject these appearances, not Velleman’s theory.
Let me concede the methodological point. And let me also concede – this
time, only for the sake of argument – that Velleman’s theory is indeed in
other respects explanatorily very powerful. Still, this does not suffice to save
Velleman’s constitutivism (by dooming the external question to semantic
defectiveness), for the following two reasons: first, for the other explana-
tory advantages of the theory to justify accepting that a seemingly legiti-
mate question is semantically defective, it is not sufficient that there are such
advantages. Rather, it is also necessary that these advantages are sufficiently
significant, weighty enough to justify rejecting the appearance of coherence
of the external questions. Of course, it is always hard to quantify the sig-
nificance of different explanatory (and other) advantages of a theory, and
any conclusion here is bound to be controversial. So let me settle for point-
ing out that there is here some unfinished business for Velleman: he has to
show that the explanatory advantages of his theory are weightier than the
reason we have to believe that the external questions make sense (namely,
that they seem to make sense).
Shmagency Revisited 227
Second, and more importantly, explanatory advantages are always compar-
ative. And, even if Velleman’s theory scores significant explanatory points
against some other theories, it does not do as well against all. Consider a the-
ory that affirms a reason to care about the aim constitutive of agency, where
this reason is robustly realistically understood,46 that is, it is not understood
along constitutivist lines. Such a theory is inconsistent with constitutivism,
of course, as it incorporates at least one reason that is not constitutivisti-
cally friendly.47 But it can explain whatever Velleman’s constitutivism can
explain, and just as well: it just starts with this robust reason, and then
plugs in Velleman’s own explanations. And notice that, on this theory, the
external why-should-I-care-about-self-understanding question makes per-
fect sense, even if – depending on the other details of the theory – its answer
may not be extremely informative. The only possible remaining explanatory
advantage of Velleman’s theory over this alternative is that this alternative is
committed to a robust not-constitutivistically-accounted-for reason to care
about self-understanding (or some such), whereas Velleman’s constitutivism
is not so committed. But first, to my ears this does not sound like a signifi-
cant explanatory advantage, and second, and more importantly, invoking
this explanatory advantage as a reason to doom the external questions to
semantic defectiveness is especially suspicious: after all, we can always avoid
the need to assume an answer to a question by declaring it semantically
defective. Now, perhaps there are normative reasons to doubt – even assum-
ing a robust realism of sorts – that there is a reason to care about whatever
it is that is constitutive of action and agency. If so, the sketched alternative
theory fails. But if so, so does Velleman’s theory, for whatever reasons doom
this alternative theory.
Though I agree, then, that other explanatory advantages of a theory may
justify ruling a seemingly legitimate question semantically defective, for
the above reasons I do not think that the explanatory advantages (assumed
here for the sake of argument) of Velleman’s theory suffice to do that. If
so, Velleman has not given us sufficient reason to believe that the exter-
nal questions are semantically defective. And because they certainly seem
semantically legitimate – because they do not sound like how-to-play-well
questions, for instance – I conclude, then, that they are.48
8. Score-keeping
So where does all of this leave us? It seems to me that what is really at stake
between Velleman and myself are the questions discussed in the previ-
ous section. Given Velleman’s concession that the justificatory question
remains open even given the but-you-do-care reply, even when this reply
is strengthened by some inescapability point, his major line of response to
the shmagency challenge consists simply of denying that the challenge –
understood externally, as I meant to present it – even makes sense. The
228 David Enoch
other points in (the relevant parts of) his text, and indeed in this paper, are
relevant only derivatively. Thus, the precise account of the internal–external
distinction is relevant for a better understanding of the claim that external
questions are semantically defective; and the whole discussion of inescap-
ability – natural and dialectical alike – is only relevant, as far as I can see,
either as a part of the straightforward, supposedly benignly circular answer
to the internal question, or as helping to make the semantic-defectiveness
claim (with regard to the external questions) plausible.
But, if the arguments above are sound, none of this can succeed. Starting
from the conclusion: the external challenge seems to make sense, and –
because no convincing reasons have been given for why we should reject
this appearance – we are justified in taking it at face value, as semantically
legitimate. My argument for this conclusion was independent of the other
flaws I found in Velleman’s reasoning. Furthermore, it is very hard to see
how the natural inescapability of agency can be seen as anything but norm-
atively arbitrary, and so it is equally hard to see how it could help here. The
discussion of dialectical inescapability misunderstands the nature of skepti-
cal challenges (by committing the mistake of the adversarial stance). And
that we already do care about whatever it is that is constitutive of action – if
indeed we do – is just neither here nor there.
How much of this discussion was ad-Velleman? Can it be generalized to
apply to constitutivists more generally? As I argued above (in Section 4),
Korsgaard’s constitutivism seems to be in even more serious trouble than
Velleman’s in responding to the shmagency challenge. And, while I con-
ducted much of the discussion in Vellemanesque terms, nothing of sig-
nificance, I think, hinged on my doing so. Nothing in my discussion, for
instance, depended on the constitutive aim of action being that of self-
understanding. Velleman’s argumentative moves are, I think, in a sense
precisely the moves any constitutivist should employ in response to the
shmagency challenge. True, the claim that everything here boils down
to the controversy over the semantic status of external questions may be
somewhat ad-Velleman – other constitutivists need not share his concession
regarding the openness of the justificatory issue even after the but-you-do-
(inescapably)-care card has been played. Nevertheless, something feels right
about the debate boiling down to the question of whether the external chal-
lenge and questions make sense. Indeed, the fact that this is what the debate
boils down to may partly explain the they-just-don’t-get-it feeling, common
on both sides of this and related debates.
Let me note another possible line of a constitutivist reply, one that – to
the best of my knowledge – has not been developed by any constitutivist,
but that it may be interesting to hint at here. The shmagency challenge is
closely related to more common open-question-argument-like challenges,
challenges that demand some explanation for the normative status of the rel-
evant target – here, agency, or the aim constitutive of it, or some such. And I
Shmagency Revisited 229
have hinted above – as well as in ‘Agency, Shmagency’ – that the most natural
way of defending the normative non-arbitrariness of such things is by invok-
ing a general, constitutivism-independent reason to be an agent. It’s just that
this line is not available to constitutivism. But there is reason to believe that
not all explanations of normative status take this form. Rather, as Schroeder
(2005) convincingly argues, some normative explanations must take a more
constitutive form. Applied to the case of constitutivism, such an explanation
would state that (say) we have a reason to pursue self-understanding because
that’s just what it is to have a reason; it’s to be related in the relevant way to the
pursuit of self-understanding. Such a claim would be analogous to a claim
made by the divine command theorist that we have a moral duty to obey
God’s commands, not because there is some God-independent moral duty to
do as He says, but rather because that’s just what it is to have a moral duty to
do something; it’s to be commanded by God to do it.
This is not the reply Velleman gives, and perhaps it is not a reply Velleman
wants to give: after all, on such an account, the external questions make
sense, but get answered (positively) rather quickly. Furthermore, on this
reply, it is not clear how it could be possible to raise the question from
within alternative, competing frameworks (think about the divine com-
mand theorist again). And, regardless of what Velleman says or wants to say,
it is not clear how plausibly it may be argued that this is indeed just what
it is to have a reason. But nor is it clear to me that this line of thought can-
not succeed, and, because I haven’t anticipated it in ‘Agency, Shmagency,’ I
quickly note it here.
But until this line of thought is adequately developed and defended, or
until some other reply can be made to work, I conclude that the shmagency
challenge stands. Korsgaard has not responded to the skeptic. Velleman has
not shown how something like objectivity can be accommodated consist-
ently with his existence-internalism about reasons. And there remains a
strong reason to suspect that constitutivism cannot be the foundational
story of normativity it aspires to be.49
Notes
1. See discussion and references in my ‘Agency, Shmagency’ (2006), pp. 171–2.
2. See discussion and references in my ‘Agency, Shmagency’ (2006), pp. 172–4. For
the clearest, most recent statements of such hope, including one referring to it as
‘the purpose’ of Velleman’s Kantian strategy, see Velleman (2009, pp. 120, 139).
3. In my ‘Agency, Shmagency’ (2006) I call the second position in the text above
‘quasi-externalism.’ I also mention another advantage – that of assisting the natu-
ralist in dealing with the best version of the Open Question Argument. And there
may also be other advantages to constitutivism, perhaps when it is considered as
a corollary of constructivism. For some discussion here, see my ‘Can There Be a
Global, Interesting, Coherent Constructivism about Practical Reason?’ (2009).
4. That paper was original, I hope, in much of its argumentative details. But the
general thrust of this objection to constitutivism has been, I think, ‘in the air’
230 David Enoch
for a while. See, for instance, Railton (1997); FitzPatrick (2005). In that paper, I
use three examples of constitutivism – Korsgaard, Velleman, and (to an extent)
Connie Rosati. In conversation, though, Rosati has explained to me that I have
misunderstood some of her central claims in Rosati (2003), so – although I still
think that the reading of that paper in my ‘Agency, Shmagency’ is a plausible
one – I no longer use Rosati as a constitutivist example here.
5. Ferrero (2009); Velleman (2009, pp. 135–146, though the explicit discussion of
‘Agency, Shmagency’ starts on p. 142); references to Ferrero and Velleman below
are to these texts. I have also seen relevant drafts by Matty Silverstein and by
Scott Forschler.
6. Korsgaard seems rather confident that this can be done. Velleman is much more
pessimistic. For his partly concessive ‘Kinda Kantian’ strategy of defending
morality, see Velleman (2009, p. 149 and on).
7. Velleman does not, I think, take this line. But I have heard it elsewhere (for
instance, from Matty Silverstein), and, because this is not something I discussed
in detail in ‘Agency, Shmagency,’ I think it is important to briefly address it here.
Also, this discussion will naturally lead us to the more central one in the next
section.
8. As Michael Brady rightly pointed out, you may want to understand ‘engaging in
some activity’ in a thicker way, so that in my example you don’t count as engag-
ing in the game of chess* even though you do satisfy the descriptive criteria of
engaging in that activity. But, if this is something the constitutivist wants to
rely on in this context, then it seems to me he is shifting to the but-you-do-care
response to the shmagency challenge, the one I proceed to discuss in the next
section.
9. I am here sliding over possibly important differences between wanting and car-
ing on one side, and being committed on the other. I try to show that employ-
ing some richer notion of commitment won’t save the constitutivist below, in
Section 6.
10. In ‘Agency, Shmagency’ I was explicit about not distinguishing between claims
about what is constitutive of action and what is constitutive of agency (p. 170,
footnote 1). But can it perhaps be argued that it is time to draw – and rely
on – this distinction? For it may be argued that, while caring about (for exam-
ple) self-understanding is constitutive of being an agent, being directed at self-
understanding in some more objective sense is constitutive of actions. I don’t
think this interesting suggestion can work here, though, for two reasons. First,
textually (and so somewhat boringly), I do not know of any suggestion along
these lines made by any constitutivist. Second, and much more importantly: if
one thing is constitutive of agency, and another of action, it can no longer be
taken for granted that all and only agents can perform actions.
11. Setiya (2003) argues that there is not enough content to whatever norms may be
plausibly considered constitutive of action.
12. Perhaps we need a distinction between caring about winning and being moti-
vated to win, in the thinner sense in which I make (what I believe to be) the
right moves, and so on. And it is, I concede, more plausible to say that being
motivated to checkmate is constitutive of playing chess than to say that caring
about checkmating your opponent is. But this won’t save the constitutivist: what
is needed for the ‘But you do care’ reply is actually caring, not just this thinner
kind of being motivated. To settle for this being-motivated rather than caring is
to render the irrelevance problem (which I am about to move on to in the text)
even more serious than it already is.
Shmagency Revisited 231
13. I hint at such considerations in ‘Agency, Shmagency’ (p. 189, footnote 44), and I
return to this point later in the text.
14. See, in this context, Ferrero’s (pp. 312–13) characterization of such a character –
in two adjacent sentences – once as playing chess half-heartedly, and once as
only pretending to play chess. His official position, though, is that such a person
is not really playing chess (p. 313).
15. The whole ‘shmagency’ way of talking (of which Velleman (p. 143) is no big
fan) was partly meant, of course, to convey the feeling that something silly is
going on.
16. There is perhaps something a touch unfair in this way of putting things. What
is at stake, someone like Velleman can argue, are all of the explanatory payoffs
of the relevant theory of action and agency. I return to this line of thought – in
a more concessive mood – later in the text.
17. Actually, this is not the precise wording I used there. I concede that I should
have.
18. See Ferrero (pp. 311–12). I’ve heard this claim made also by Matty Silverstein.
And there’s a hint of it also in Velleman (p. 144).
19. As even the title of his paper makes clear, this is a major theme in Ferrero
(2009).
20. Ferrero (p. 308) also distinguishes two senses of inescapability (which together
constitute agency’s inescapability in the sense that is supposed to help with
the shmagency challenge). One of them, which he characterizes using the term
‘closure,’ is not completely clear to me, at times sounding like Velleman’s natu-
ral inescapability, at times like his dialectical inescapability, at times like an
intermediate position of sorts. The other – characterized in terms of ‘an enter-
prise with largest jurisdiction’ – is unclear to me. If the point is supposed to be
about the aspiration of agency, as it were, then shmagency is also with largest
jurisdiction. If, on the other hand, the point is about agency’s success in estab-
lishing largest jurisdiction (success which is not shared by the enterprise of
shmagency), then assuming this from the start amounts in our context to beg-
ging the question against the shmagency challenge. Later on, Ferrero (p. 322)
introduces another sense in which agency is arguably inescapable – the concept
of agency is one we cannot do without. I have no idea whether this is true,
and how – if it is – this helps the constitutivist in dealing with the shmagency
objection. And there are also hints of dialectical inescapability in Ferrero, as
when he says (p. 326): ‘This status is ... presupposed in raising the practical
question.’
21. See ‘Agency, Shmagency’ (pp. 188–9, footnote 42), and the references there.
22. I’ve heard similar suggestions – sometimes put in terms of ‘practical irrelevance’ –
from Matty Silverstein and from Scott Forschler. And, later on, Velleman (p. 138)
seems to concede that something from the why-should-I-care question remains
unanswered even after the but-you-do-care reply. I return to what Velleman has
to say on that in Sections 6–7 below.
23. Again, the discussion that follows the mootness declaration seems to show that
Velleman himself acknowledges this point.
24. Ferrero (pp. 312–15) discusses (following comments I make in ‘Agency,
Shmagency’ (p. 188)) what he calls ‘alienated participation’ in the enterprise of
agency. In reply to such examples he argues that such alienated participation is –
in the case of agency – impossible. I find this suggestion both implausible and
irrelevant, for reasons similar to those given in the text about inescapability in
general. Note that the example of the grudging patriot shows not only that such
232 David Enoch
cases are possible (in the case of agency as well, I would say), but also how much
more complicated the relevant motivational structure can be.
25. Ferrero (p. 316, and in conversation) concedes this point, at least with regard to
the most ambitious way of defeating the skeptic.
26. Also, this attempt at a response commits the mistake of the adversarial stance.
See the next section.
27. This is also sometimes true of Ferrero’s formulations (see, for instance, p. 305),
but in conversation he assures me that his is a version of the but-you-do-care
response.
28. It is not clear to me whether Velleman’s other argumentative moves – those dis-
cussed in sections 6–7 below – can be utilized by Korsgaard too, without the
support of the but-you-do-care reply.
29. Ferrero (p. 317, footnote 27) says he agrees with me on this point. But still,
throughout his paper he commits (as the quote above shows) the mistake of the
adversarial stance. Note that the suggestion in the text is not (as Ferrero (p. 317)
mistakenly understands it to be) that constitutivism is found to be inconsistent;
rather, it’s that constitutivism is found to be inconsistent with some other of our
pretheoretical commitments, including (as I proceed to explain in the text) about
which questions make sense.
30. When describing my main argument in ‘Agency, Shmagency’, Ferrero (p. 305)
says that I ask the reader to imagine the shmagent, putting forward his objec-
tion. But this is not how I present the challenge. The challenge is not put forward
by a shmagent – and starting with imagining a shmagent is a clear instance of
the mistake of the adversarial stance. The important point is not who is putting
forward the challenge, but its content – namely, what reason do we have to
be agents (rather than, for instance, shmagents). So Ferrero’s comparison of a
‘conversation’ with a shmagent and a ‘conversation’ with a parrot is beside the
point – the content of a philosophical objection can be quite devastating even
coming from the mouth of a parrot.
31. Precisely for this reason, there is a grain of truth in Velleman’s insistence on
understanding the question (why care about self-understanding?) internally,
from the point of view of someone who already does care. I return to this point
in the next section.
32. Ferrero (p. 306) also uses the terms ‘internal’ and ‘external’ in a similar context.
33. Actually, Velleman (p. 143) discusses a third option – the question may be
asked from within a framework, but not of agency – perhaps, for instance, of
shmagency. I return to this complication below.
34. See also Ferrero (p. 326).
35. Ferrero (Section 7, starting on p. 322) rightly emphasizes that there is nothing
obvious about agency being self-vindicating in this way.
36. For a similar point, see Ferrero (p. 323).
37. Like Velleman (and explicitly drawing on him), Ferrero (p. 324) both tries to
vindicate some kind of circularity here and suggests that nothing of the sort can
be done in the theoretical context.
38. Though Velleman does not put things in terms of the internal−external distinc-
tion, he does come very close, for instance, when he writes (p. 143): ‘[The Kantian
strategy] merely insists that questions must be asked and answered within the
framework of some constitution’ (emphasis added). Putting things in terms of
the distinction between internal and external questions may remind the reader
of Carnap’s (1956) similar distinction. I think Carnap’s distinction raises the
exact same problems as Velleman’s.
Shmagency Revisited 233
39. At least at one point, this is how Ferrero (p. 323) seems to understand it.
40. In the jurisprudential context, Hart (1961) has famously distinguished between
the internal and external points of view, and Raz (1979) has famously classified a
class of judgments as judgments-from-a-point-of-view. I’m afraid that these (per-
haps related) sources do not help (me) in clarifying the internal–external distinc-
tion Velleman uses, both because I’m not at all confident I understand them, and
because it’s not guaranteed that Velleman’s understanding of this distinction is
identical to either of these two.
41. See also the reference there to Street’s example – asking whether the Empire State
Building is taller, without specifying taller than what; though this seems to be
an example of another flaw, the one I proceed to discuss next in the text.
42. Ferrero (p. 329) also suggests that some question in the vicinity here is defective,
though not semantically. It is not clear to me what exactly the nature of the
defect is supposed to be.
43. He reconciles this observation with the attempt to accommodate (some kind of)
objectivity by relying again – if I understand him correctly – on the inescapabil-
ity of agency (pp. 144–5).
44. In this way, then, Velleman here partly takes back the dialectical inescapabil-
ity point, for he concedes that the question can be asked by someone who is
not committed to the aim constitutive of action – by a shmagent, for instance.
This is only a partial concession, though, because the very same words uttered
by a shmagent presumably express a somewhat different question than when
expressed by an agent.
45. “[T]he fact that a notion appears to make sense is strong prima facie evidence
that it does make sense” (Fine, 2001, p. 13). And for a similar point see Zangwill
(1992, p. 160).
46. Like the Robust Realism I sketch in my (2007), and in more detail in my Taking
Morality Seriously (forthcoming). Note that I do not there commit myself specifi-
cally to a reason to be an agent, or to care about whatever aim (if any) is constitu-
tive of agency.
47. In ‘Agency, Shmagency’ I mention (p. 187) the possibility of postulating a robust
reason to be an agent (or some such), noting that doing so is inconsistent with
constitutivism and with its underlying philosophical motivations.
48. There’s a rather delicate dialectical issue here, regarding who begs which ques-
tion against whom. Velleman seems to suggest (p. 141) that the very raising of
the why-care-about-self-understanding question, when it is understood exter-
nally, begs the question against him (by assuming that this question makes
sense). I, on the other hand, believe that Velleman comes very close to begging
the question against me when he says (p. 139) things like ‘But in relation to what
criterion of correctness do you suspect intelligibility-seeking agency of error?’,
because he suggests that such a criterion must be specified if the question is
to make sense at all. But the situation is not symmetrical here, because of the
pro tanto evidential force of the external questions seeming to be semantically
legitimate.
I’m not sure what exactly is going on in the footnote in which Velleman
hastily proclaims robust realism to be nonsensical (p. 145, footnote 32). But, to
the extent that I understand it, Velleman here too begs the question about the
semantic defectiveness of certain external questions.
49. For helpful comments on previous versions, I thank Michael Brady and Luca
Ferrero.
11
The Authority of Social Norms
Nicholas Southwood
An important recent development in metaethics has been a broadening of its
scope. Traditional metaethics was concerned mainly with trying to under-
stand the normative character of moral norms. Contemporary metaethicists
are now also turning their attention to a range of other normative – or puta-
tively normative – phenomena and trying to understand the normativity of,
for instance, norms of rationality (Broome, 2005; Kolodny, 2005; Schroeder,
2009c; Southwood, 2008), norms of prudence (Brink, 2003; Bykvist, 2006;
Laden, 2009), epistemic norms (Chrisman, 2007; Chuard and Southwood,
2009; Jenkins, 2007), and so on.
I want to focus here on a phenomenon that has not received a great deal of
attention from metaethicists to date: social norms.1 Social norms are interest-
ing, in part, because they seem to have two aspects that pull in rather differ-
ent directions. On the one hand, they seem to have an important customary
aspect. They seem to be constitutively tied to what is normal, conventional,
habitual. It seems profoundly relevant to the existence of a social norm that
there is an assumed practice of behaving in a certain way – passing the port
to the left, wearing black to funerals, holding one’s fork in one’s left hand –
that behaving in that way ‘is the way things are done.’
On the other hand, social norms also seem to have an important norma-
tive aspect. For one, they require things of people: to wear black at funerals,
to refrain from uttering certain kinds of expletives in certain kinds of
company, to bring a small gift for one’s host when invited for dinner, and
so on. Moreover, they seem to be normative in ways that go beyond mere
constitutive rules, such as the rules of cricket and chess. When one’s chess
partner moves a rook as if it were a bishop, she is simply not playing chess.
But when someone arrives at a funeral in a pink tutu, or gets a little too
close to one in the subway, or turns up empty-handed at a dinner party,
she seems to have gone wrong in some deeper way. This can be seen by
the fact that we are typically inclined to deploy a much richer set of reac-
tive attitudes in response to those who violate social norms (Brennan and
Pettit, 2004).
234
The Authority of Social Norms 235
My aim in this article is to sketch a theory of social norms that can explain
these two aspects. My thesis, roughly, is that at least core paradigmatic cases
of social norms are constellations of genuine rather than merely apparent
normative judgments, which are nonetheless distinct from other normative
judgments such as judgments of morality, prudence and so on. What makes
them distinctive, I shall suggest, has to do with the particular role that what
I shall call social practices are playing in grounding the judgments.
I shall begin by considering two alternative ways of understanding social
norms: as social practices, on the one hand (Section 1); and as constellations
of moral judgments, on the other (Section 2). I shall conclude that the first
can explain the customary aspect of social norms but not the normative
aspect, and that the second can explain the normative aspect but not the
customary aspect. I shall then propose the positive account of social norms
as constellations of practice-dependent normative judgments (Section 3).
Finally, I shall conclude by arguing that we should understand social norms
as serving the function of creating a particular kind of social authority.
1. Social norms as social practices
It is widely accepted that there is some kind of important relation between
social norms and social practices, such as conventions, customs and tradi-
tion. Where there is a social norm this will typically be accompanied by a
corresponding social practice of this kind. One view of social norms goes
further and holds that they just are – or at least entail – corresponding social
practices.2
Such a view has the virtue of offering a straightforward explanation of
the customary aspect of social norms. Social practices are special kinds
of behavioral regularities. More precisely, they are behavioral regularities
among the members of a group that are explained by the presence within
the group of pro-attitudes (or beliefs about the presence of pro-attitudes)
that are a matter of common knowledge. So, the view that social norms
are or entail social practices holds that for there to be a social norm among
Oxford dons requiring one to pass the port to the left is (at least in part) for
there to be a regularity of behavior among the dons (the dons will gener-
ally pass the port to the left), which is explained, at least in part, by the fact
that the dons generally have certain pro-attitudes towards passing the port
to the left (or at least they generally believe that others generally have such
pro-attitudes) and the fact that this is common knowledge among the dons.
The customary aspect of social norms is thereby rendered unmysterious.
The view faces two serious problems, however. The first is that it makes
it impossible for there to be widespread failure to conform with a social
norm (Southwood and Eriksson, MS). Social practices, such as conventions,
customs and tradition, are (albeit special kinds of) behavioral regularities.
If social norms are or entail corresponding social practices, it therefore
236 Nicholas Southwood
follows that social norms also entail corresponding behavioral regularities.
So, where there is a social norm among a group requiring individuals to
behave in a certain way, it follows that individuals generally do behave in
the required way. It does not follow that all individuals always behave in
that way. But it does follow that where failure to behave in the required way
becomes sufficiently widespread, such that it is no longer true that most
individuals generally behave in the required way, the social norm must nec-
essarily cease to exist.
This seems to be an unfortunate implication of the view. Surely there is
nothing in the concept of a social norm to rule out the possibility of wide-
spread non-compliance. Suppose, for example, that it is a social norm in
Moldova that one must not urinate in public swimming pools. Moldovans
accept that one mustn’t urinate in swimming pools. They disapprove of
others if they become aware of their having done so. Urinating in swim-
ming pools is, as far as most Moldovans are concerned, ‘just not the done
thing in Moldova.’ Despite this, suppose that, in fact, unbeknownst to the
Moldovan public, urinating in swimming pools is in fact widespread. Just
about everyone does it. To be sure, no one fesses up to the fact. Indeed, they
do everything they can to hide it. When they do it themselves, they feel
rather guilty (though perhaps also a certain frisson of guilty pleasure). They
have no idea, and would be appalled to discover, that others are behaving in
exactly the same way. This scenario involves massive hypocrisy on the part
of the Moldovans. But it does not seem to be incoherent.
There is another reason for which one might be suspicious of any theory
that rules out the possibility of social norms that fail to attract general
conformity. This is that it seems to violate an important platitude about
normativity. It is sometimes said that norms entail the possibility of fail-
ure. 3 It has to be possible to fail to comply with them (as well as possible to
succeed in complying with them). The intuitive idea is that norms involve
demands on one; and demands are the kinds of things that one can fail to
live up to. Perhaps ‘ought’ implies ‘can’, but it doesn’t imply ‘does.’ That
would be to milk the norm of its normative oomph. The idea is usually
understood as applying to particular individuals. But there is some temp-
tation to think that it may also have application to groups of individu-
als. There is something excessively normatively fragile about the idea of
a demand that is guaranteed to go out of existence simply on account
of individuals generally failing to act in accordance with it. That would
not be a demand worthy of the name. Yet that is in effect what we would
have to conclude about social norms if they were – or entailed – social
practices.
This brings us to the second problem with understanding social norms in
terms of social practices, namely, that such a view appears unable to explain
the normative aspect of social norms. Even leaving aside worries about the
possibility of failure, we are confronted with a more prosaic concern. Social
The Authority of Social Norms 237
norms are, as we noted above, constituted by requirements. Where there is a
social norm – say, a social norm involving not getting too close to others in
public places – the members of the group in which it is a social norm must
generally accept a requirement not to get too close to one another in public.
They must generally judge that one must not get too close to one another
and be disposed to disapprove of those who flout the requirement. But the
existence of a social practice seems quite the wrong kind of thing to appeal
to in order to explain the tendency of individuals to make such normative
judgments. It need not be the case that social practices involve any such
tendency on the part of their members.
This is perhaps clearest in the case of conventions, understood in some-
thing like David Lewis’s sense as solutions to coordination problems (Lewis,
1969). It is not obvious that pure conventions of this kind need involve
any evaluative judgments whatsoever (Southwood and Eriksson, MS). What
they involve is conditional desires to act in a certain way. So, for example,
where there is a convention among the males in a certain office of wearing
a brightly colored tie to work on Fridays, this entails that the individuals
party to the convention generally have a desire to wear a brightly colored
tie to work on Fridays conditional on others (generally) doing likewise. It
is not obvious that they need also judge that wearing a brightly colored tie
to work on Fridays is good or worthwhile or important. It might be simply
something that they, as it were, whimsically desire to do.
Suppose, however, that the tie-wearers do regard wearing a brightly colored
tie to work on Fridays as in some way valuable. Perhaps the tie-wearing prac-
tice is more than a mere Lewisian convention. Perhaps it has acquired the
character of a full-blooded custom or tradition. Even where this is so, clearly
it need not be the case that the tie-wearers accept a requirement to wear
such a tie, that they judge that one must do so, or that they are disposed to
disapprove of those who opt for boringly conventional hues. That might be
to impute a kind of mandatory significance to the enterprise that it simply
lacks. Indeed, it might even be true that the tie-wearing practice is predi-
cated on an explicit understanding among those party to it that there is
no requirement to wear a brightly colored tie; ongoing participation in the
practice is taken to be wholly optional on all sides. It might even be a pre-
condition for continued enjoyment from participation in the practice, and
perhaps even its very continued existence, that participants do not regard
it as in any way mandatory. Were it to come to be seen as mandatory, the
practice might dissolve. Perhaps it is, as we might say, an essentially non-
normative social practice. The possibility of non-normative practices suf-
fices to show that social practices are simply the wrong kinds of things to
appeal to in order to explain the normative aspect of social norms. What
social practices involve is mere pro-attitudes. But social norms involve full-
blooded normative attitudes. To explain the normativity of social norms,
we shall have to look elsewhere.
238 Nicholas Southwood
2. Social norms as moral judgments
This brings us to a second possible view of social norms, namely, as some-
how dependent on and deriving whatever normativity they possess from
moral judgments. As we have seen, social norms involve constellations of
normative attitudes. Where there is a social norm, individuals accept a
requirement of some kind; they judge that one must (or must not) X and be
disposed to disapprove of those who do otherwise. Moral judgments are, of
course, the paradigmatic instances of such genuine normative judgments.
It might seem, therefore, that social norms should be understood as con-
stellations of shared moral judgments. For there to be a social norm in a
particular group to the effect that one must X just is – or entails – the pres-
ence among the members of the group of some kind of moral judgment that
entails, given other generally held beliefs, that one must X.
A view along these lines has great appeal. Not only does it appear to offer
a compelling account of the normative aspect of social norms, it also allows
us to make sense of the fact that social norms often have some kind of
important moral content. The social norm that one must bring a bottle of
wine for one’s host when invited for dinner appears to enshrine significant
moral values such as generosity and reciprocity. The social norm that one
must refrain from nudity in public places may be seen as a specific appli-
cation of more general moral ideas such as modesty and consideration for
others.
The challenge facing such a view is, of course, to explain the customary
aspect of social norms. Moral judgments as such need not have any sig-
nificant customary aspect. Members of a group or community – the Danes,
say – may generally judge that one must not murder, and this may be com-
mon knowledge among the Danes. The claim that one must not murder
entails the claim that one must not murder one’s children. So the Danes
accept a requirement not to murder one’s children. Customary considera-
tions don’t seem to be playing any role here whatsoever. Indeed, to adduce
them seems positively inappropriate. We would think there was something
very strange going on if a Dane were to cite, as a relevant consideration, a
social practice of not murdering one’s children. Something would be truly
rotten in the state of Denmark.
However, one might feel that the view could be refined so as to meet this
challenge. One possible refinement would be to hold that social norms may
be explained specifically by reference to moral judgments with the explicit
content that one must obey the social practices of one’s group. Just as some
philosophers believe that we have a moral obligation to obey the law of
the state in which we are citizens, so too it might be argued that we have,
and generally take ourselves to have, a moral obligation to honor the social
practices of the group or community of which we are members. What this
means is that where there is a presumed social practice within a particular
The Authority of Social Norms 239
group – a social practice of Xing – individuals within that group will gen-
erally hold the moral judgment that one must X. Social norms just are or
entail moral judgments of this kind.
This is not a plausible view. For one, it is substantively implausible. No
one thinks that we are morally required to honor all social practices. We
do not think that we are morally required to hold our knife in our right
hand, even if there is a social practice within one’s group or community
of holding one’s knife in one’s right hand. Yet we do think that we are
required to do so in some sense. For another, it has some odd implications.
It is commonly accepted that, where we violate a moral obligation, other
individuals in general (and not just the members of our community) have
some kind of legitimate complaint against us; it is generally appropriate for
them to blame us or regard us in a negative light. Appealing to the presence
of a general moral obligation to honor the social practices of one’s group
therefore seems to imply that those who are not members of our group have
a legitimate complaint against us in so far as we violate social norms. That
may be plausible in some cases, but it doesn’t seem plausible in all. Suppose
that a bitter Oxford don passes the port to the right. At most, this seems to
be the business of other dons.
A more promising way of refining the view would be to hold that social
norms are to be explained in terms of moral judgments that entail conclu-
sions about what we must do in concert with relevant social practices. Consider
the following example. Singaporeans accept a requirement to drive on the
left. It is tempting to suppose that this is due to Singaporeans generally
subscribing to a prior moral judgment, something along the lines of ‘One
mustn’t knowingly endanger others’ lives.’ In and of itself, this does not
entail that one must drive on the left in Singapore. It only does so in so far
as there is a presumed convention in Singapore of driving on the left. Given
the existence of this convention, to do otherwise than drive on the left
would be to knowingly endanger others’ lives. On this view, the customary
aspect of social norms consists in the fact that social practices activate the
conditions under which prior moral judgments apply.
Such a view faces certain difficulties, however. One difficulty is that it
is not obvious that it has sufficient generality. It seems most plausible in
the case of social norms that involve actions that are linked to core inter-
ests of the kind that play an important role in morality – interests such
as the interest in survival and the interest in not being harmed. But there
are many social norms that involve actions in which such interests are
playing at most a peripheral role. Consider, for example, the multifarious
norms associated with communal dining. Some of these doubtless reflect
and exemplify important moral considerations such as health and hygiene,
equality, respect, and so on. But many others seem to resist being accounted
for in terms of antecedent moral ideas. Consider the hackneyed example
of norms concerning the respective hands in which one must hold one’s
240 Nicholas Southwood
knife and fork, or norms concerning the direction in which the port must
be passed, or norms concerning the order in which dishes are served and
eaten. It seems deeply implausible to try to give these judgments a moral
interpretation. There do not seem to be any plausible candidates for moral
judgments that are in the background of the judgments. Moral considera-
tions just seem beside the point.
More generally, it appears to mistake the nature of the role that social
practices are playing in the normative judgments that are constitutive of
social norms. To repeat, it holds that their role consists exclusively in activat-
ing the conditions under which moral judgments apply. But, in fact, social
practices seem to be more intimately connected with social normative judg-
ments. Where there are social norms, it seems that individuals’ judgments
that one must act in this way or that reflect some sense of identification
with the practices of the groups of which they are members.
One way to bring this out is to consider the difference between those
who are and those who are not participants in the relevant social prac-
tices. Suppose that there is a social norm among Finns that one must touch
tongues when one makes a toast. Let us suppose that such tongue-touching
constitutes a successful way of ensuring that others feel that they are all on
an equal footing, an important moral value. Now suppose that you are a
visitor to Finland and present at an event where toasts are being proposed.
Both you and the Finns agree in your moral evaluation that one is required
to make people feel that they are all on an equal footing. And you are made
aware that going through the tongue-touching ritual is something that has a
certain significance for Finns such that it will help to ensure that others feel
that they are on an equal footing. So you may well come to the conclusion
that you must touch tongues with your fellow toasters. Still, there seems to
be an important difference between you and the Finns. There is a kind of
normative significance that tongue-touching has for the Finns that you, as
an outsider, are unable to enjoy. In judging that you must touch tongues,
you are occupying an external perspective with respect to the Finns’ social
practice. By contrast, when the Finns judge that one must touch tongues,
they are in some sense affirming the social practices in which they are par-
ticipants and expressing their membership in the group. The problem with
understanding social norms as moral judgments is that it fails to appreciate
the way in which, in the case of social norms, the normative and customary
aspects are effectively intertwined.
3. Social norms as constellations of
practice-dependent normative attitudes
We have seen that social norms must involve more than social practices if
we are to be able to do justice to their normative aspect. Social norms are
constellations of genuine normative attitudes. One thing this might mean
The Authority of Social Norms 241
is that they are constellations of moral judgments. But we have seen that
the most promising ways of developing this idea fail to offer a compelling
explanation of the customary aspect of social norms. I shall now argue that
we should understand them instead as constellations of distinctive kinds of
normative judgments – ones in which social practices play a pivotal role.
To get a rough sense of what this involves, it is useful to imagine a certain
kind of challenge to a normative judgment that one holds. Suppose, then,
that one judges that one must wear black at funerals. Now imagine that one
were to be challenged as to why one must wear black at funerals. If one’s
judgment is the kind of judgment constitutive of a social norm, it seems that
at least part of the answer will involve adducing a presumed social practice.
At least part of the answer must be something along the lines of ‘Wearing
black at funerals is just the way things are done around here. Wearing black
at funerals is just what we do.’ Again, suppose that a Finn judges that one
must touch tongues when one makes a toast. And again imagine that the
Finn is subjected to the following normative challenge: ‘Why do you think
one must touch tongues when one makes a toast?’ In so far as this is the
kind of judgment constitutive of a social norm among Finns requiring one
to touch tongues, the answer has to involve a corresponding social practice.
It has to be, at least in part, ‘Touching tongues when we make a toast is just
what we Finns do.’
It is important to be clear about the role that social practices are playing.
It is not the case that the subject is simply judging that there is a social
practice of a certain kind – a practice of wearing black at funerals or a prac-
tice of touching tongues when making a toast. Nor need it be the case that
the social practice is explaining why the subject holds or continues to hold
the judgments. Rather, a presumed practice is part of what is grounding the
judgments. That is to say that a social practice that the subject takes to exist
constitutes part of what justifies, in his or her mind, the normative princi-
ple to which the social practice corresponds. So, in the mind of our Finn,
the social practice in Finland of touching tongues when toasting (which
he takes to exist) is part of what justifies the requirement to touch tongues
when toasting. This, I suggest, is what is essential to the kinds of judgments
that are constitutive of social norms.
I have said that the practice must constitute part of what justifies the prin-
ciple in one’s mind. It is natural to suppose that this means simply that one
believes that the social practice is part of what justifies the normative prin-
ciple. But this might be thought to be too strong. Perhaps it is enough that
the social practice appears to one to be related to the principle in a certain
way, that one somehow sees the practice as legitimating the normative prin-
ciple to which it corresponds, or feels that it renders certain conduct obliga-
tory and licenses us to regard those who violate the principle in a certain
negative light. Whatever it involves precisely, the point is that it needn’t be
the case that the practice in fact does anything to justify the principle. The
242 Nicholas Southwood
practice may not even exist, as in the case of our hypocritical Moldovans.
Even if it exists, the practice and the principle to which it corresponds may
be completely unjustified, as when the male members of sexist and misogy-
nistic societies judge that women must bow and scrape in their presence,
because ‘that’s just how things are done.’ The point is that the social prac-
tice of female genuflection is part of what justifies the requirement to bow
and scrape in their mind.
Note, moreover, that I have said that the practice must constitute part of
what justifies the principle in one’s mind. Clearly it need not be the whole
story. The grounds of our normative judgments will obviously be various.
Among the considerations that ground our judgments, it will typically be
the case that practice-independent considerations also figure. Thus, where
we judge that one mustn’t go naked on the beach, the grounds of the judg-
ment will typically include a mishmash of miscellaneous considerations,
such as thoughts about the importance of modesty, decorum, social stabil-
ity, and so on. The point is just that a presumed social practice must be in
the mix. Granted that the justification in our minds for the requirement not
to go naked on the beach will derive in part from the fact that licensing peo-
ple to go naked on the beach would conflict with God’s commandments, or
thwart female emancipation, or whatever, the thought that there is a social
practice – that going completely naked on the beach ‘is just not what we
do’ – must also play a role. In particular, a presumed social practice must be
playing a non-derivative (that is, a not wholly derivative) role in justifying
the requirement. Sometimes, as we saw, social practices may simply activate
the conditions under which principles that we accept apply, as in the case
of the Singaporean’s judgment that one must drive on the left. In a sense,
it is true that the presumed existence of the drive-on-the-left convention is
part of what justifies the requirement to drive on the left in the mind of the
Singaporean. But it is playing a wholly derivative role. From the perspective
of the Singaporean, what justifies the requirement has to do with the impor-
tance of not endangering the lives of others. The role of the convention con-
sists simply in changing what behaviors fall under the description. Contrast
this with the case of the Finn who judges that one must touch tongues
when toasting. Like the Singaporean, the Finn believes that there are valu-
able practice-independent considerations that tongue-touching realizes; it
makes people feel that they are equals. But this isn’t the whole story. Also
important in the Finn’s mind is the mere fact that there is a social practice
in which he is a participant, a social practice that in some sense defines
what it is to be Finnish, which is an aspect of an identity that, at least to
some extent, he sees himself as having. In short, the social practice has a
kind of justificatory significance in his mind that cannot be recast in wholly
practice-independent terms. It has an importance in and of itself.
This might strike us as singularly odd. How can the mere fact that there is
a social practice of acting in a certain way – the fact that acting in that way
The Authority of Social Norms 243
is ‘what we do’ – have this kind of normative significance? The very idea
might seem preposterous. It might seem to involve an obnoxious presump-
tion in favor of the status quo, a kind of culturally blinkered vision, and
indeed a disturbing sort of bootstrapping. Part of the answer to this chal-
lenge might involve evoking other kinds of agent-relative considerations.
Take the fact that a particular bad-tempered and rather smelly individual
happens to be ‘one’s best friend;’ or the fact that a particular tarnished,
coffee-stained, unstable piece of furniture happens to be ‘one’s desk;’ or the
fact that collecting broken pieces of Georgian tea-pots happens to be ‘one’s
project’ – that it is just ‘what one does.’ These are generally taken to have a
kind of importance for us that may not be reducible to the intrinsic prop-
erties of the individual, desk or project. The idea that social practices may
confer justification in and of themselves may not be any more odd than
these various other familiar forms of agent-relative justification.
Still, we might wonder how. The answer, I believe, must have something
to do with a sense of identification with the social practices of one’s group.
Social practices may represent for one an aspect of what it is to be a member
of a group of which one sees oneself as a part and to which one sees oneself as
in some way accountable. For the American, wearing black at funerals repre-
sents an aspect of what it is to be an American. For the don, passing the port
to the left represents an aspect of what it is to be a don. For the Finn, touch-
ing tongues represents an aspect of what it is to be a Finn. Social practices say
something about the kind of people we are and take ourselves to be. When we
make normative judgments that are responsive to social practices, we are in
effect affirming these identities and our membership in the group.
It is important to reiterate, however, that what I am saying is that the
normative judgments constitutive of social norms are ones in which pre-
sumed social practices have this kind of normative significance in our minds.
I am not saying that social practices in fact have any normative significance
whatsoever. Perhaps presumed social practices are not normatively on a
par with personal relationships, objects and projects. Perhaps they are all
equally nonsensical. Either way, perhaps we have mistakenly imbued social
practices with an importance they lack, such that anyone whose norma-
tive judgments are grounded in presumed social practices is guilty of com-
mitting a kind of mistake. If so, then social norms will be constituted by
mistaken normative judgments. But they are no less normative for being
mistaken.
I have suggested that what is distinctive about the normative judgments
that constitute social norms is that they are grounded, in part, in presumed
social practices. In this sense the judgments are essentially practice-dependent.
Social norms just are constellations of such practice-dependent normative
judgments.
This view is quite different from the two views we considered above. It
is quite different, first, from the view that social norms are or entail social
244 Nicholas Southwood
practices. For one thing, practice-dependent judgments are genuine nor-
mative judgments. For another, unlike social practices, practice-dependent
normative judgments only entail presumed social practices, that is, that indi-
viduals generally take there to be corresponding social practices. The indi-
viduals may perfectly well be mistaken, as the Moldovans are about the
presence of a social practice of not urinating in swimming pools. To be sure,
cases like this are presumably not especially common. Most social norms
involve requirements of which the fulfillment or non-fulfillment will be
readily discernible by others. Even in the more familiar cases, however,
there may be a measure of denial on the part of individuals, who, in the face
of mounting evidence of non-compliance, continue to think of their society
as one in which certain social practices exist. (Think of an elderly person
who continues to believe that there is a social practice of young people ced-
ing their seats to the elderly in buses.)
The view that social norms are constellations of practice-dependent judg-
ments is also quite different from the view that they are constellations of
moral judgments. Suppose that Kofi judges that one must not commit gen-
ocide. And suppose that, when challenged as to why he thinks that one
mustn’t commit genocide, he responds, ‘Committing genocide is just not
done around here. Genocide is just not what we do.’ Assuming that he is
speaking truly – a presumed social practice of not committing genocide is
indeed part of what is grounding his judgment that one mustn’t commit
genocide – it seems clear that we should conclude that Kofi isn’t really mak-
ing a moral judgment, properly speaking, at all. Moral judgments do not
permit social practices as part of their grounds. In this sense, they are essen-
tially practice-independent. The judgments that are constitutive of social
norms, in contrast, are inexorably linked, and beholden, to presumed social
practices.
4. The authority of social norms
I have presented a theory of what social norms are. They are constellations
of practice-dependent normative judgments. I have suggested we should
accept this theory on account of its explaining two core aspects of social
norms. In conclusion I want to say something very briefly about what it
implies for the purpose or function social norms serve, what they’re for.
Consider the following two familiar functions that different sorts of social
facts might be thought to serve. First, they might primarily serve a coordi-
nation function. That is to say that they facilitate our reaching mutually
beneficial outcomes where our interests are moderately well aligned. This
seems a pretty good description of what many conventions, such as the
convention of driving on the right or the left, are doing. Second, social facts
might serve the function of being, as it were, morality’s handmaiden. That
is to say that they help us to comply as much as possible with the dictates
The Authority of Social Norms 245
of morality – say, by presenting us with a series of practicable moral rules of
thumb or by changing the payoffs associated with moral compliance and
deviance. This is effectively the function of what H.L.A. Hart (1961) calls
principles of ‘positive morality.’ On one view, it is also the primary function
of criminal law.
Clearly, particular social norms can serve these functions. But under-
standing the core function of social norms primarily in these terms seems
mistaken. Take the coordination function. Neither of the two core aspects
of social norms makes sense on the assumption that they are supposed to
be facilitating coordination (Southwood and Eriksson, MS). The normative
aspect of social norms seems epiphenomenal. Social practices are not neces-
sarily normative; and this in no way undermines their ability to facilitate
coordination. The customary aspect of social norms seems to fall short of
what is required. Effective coordination requires that individuals generally
behave in ways that others expect them to behave. But, as we saw, social
norms do not require that individuals generally behave in accordance with
them.
Here is another way of bringing out the inadequacy of thinking about
social norms primarily as instruments for facilitating coordination. Suppose
that coordination is either impossible or unimportant. Under these circum-
stances, it seems obvious that there might still remain an important role
for social norms. Indeed, many of the most important social norms fall
into this category. Think of social norms requiring us to perform actions
especially costly to the individual. Or think of social norms compliance
with which signals our sense of identification with the group. Or think of
social norms with which we express our shared values. If we are thinking of
social norms as a coordinating device, these kinds of norms must strike us
as somehow eccentric or deficient.
What about the morality-buttressing function? It’s clear that social norms
can and do help in this regard. They can provide us with additional motiva-
tional resources, ones that are tied to our sense of membership in a group.
However, there are also limitations to understanding social norms in these
terms. One is that, as we have already noted, many social norms don’t seem
to have anything much to do with morality at all. It seems a mistake to
regard these as idiosyncratic outliers. Moreover, the customary aspect of
social norms makes for a very uneasy alliance with morality. For one, the
judgments constitutive of social norms take as their normative anchor the
social practices of particular contingent associations of individuals. This rep-
resents a significant curtailment of the moral point of view, which aspires to
a kind of transcendence with regard to such practices and associations. For
another, it is often thought to be a peculiarity of morality that it matters not
just what one does but why. Even where the dictates of morality and social
practices line up, and they often won’t, there is a worry that social norms
involve a mode of thinking that crowds out moral motivation.
246 Nicholas Southwood
If social norms don’t primarily serve either of these functions, what func-
tion do they serve? I suggest that what they do is give us a certain sort of
shared authority over one another. Part of what this means is that that social
norms give us a recognized shared right to demand and expect things of
one another (see Coleman, 1990). Possessing authority is therefore quite
different from the sort of reliable information about how other individuals
will act that is required for effective coordination. To enjoy authority over
one another implies a normatively significant modification in our relations
with them. We are in a position to hold one another to account.
But this cannot be the whole story. Moral norms also plausibly involve
authority in this sense. Stephen Darwall has influentially argued that moral
norms depend ‘on presupposed authority and accountability relations
between persons’ (Darwall, 2006, p. 8). What is distinctive about the kind
of authority that social norms bring about, I want to suggest, is its peculiarly
social nature. Social norms involve a distinctively social kind of authority –
a kind of authority that is tied to the group. To understand its nature we
must understand the peculiar role it plays in constituting and reconstitut-
ing the group. This is so in at least three ways.
First, the kind of authority that is at issue is limited in scope. We only
recognize as having authority those with whom we share a common mem-
bership in a social group. Contrast this with the kind of authority at play in
moral norms. In the case of moral norms, there is no such restriction. The
familiar Kantian idea is that we are accountable to each and every moral
agent, that every such agent has the right to demand us to take her into
account in deciding what to do. Moral norms, in other words, purport to
create a kind of authority that is unlimited in its scope.
Second, when we exercise the authority, it seems that we somehow do
so in the name of the group. Our authority to make moral demands of one
another seems to reside with intrinsic properties that we possess as indi-
vidual agents. An affirmation of our authority to make moral demands is an
affirmation of our valuable status as individuals. But, in the case of social
norms, affirming one’s authority amounts to standing behind and affirm-
ing the values of the group – in effect, to affirming the status of the group
of which one is a member. Whereas in the case of moral demands individual
agents appear to be the ultimate arbiters, in the case of social norms it is the
group’s values that are, in some sense, the highest court of appeal.
Third, this last idea suggests an even more intimate connection with the
group. It seems, indeed, that the kind of authority at play in social norms
is partly constitutive of the group. Clearly it is part of what constitutes the
group into the particular group it is – a group with these values rather than
those. But it seems that it may be playing an even more central role. Any
association of individuals in which the members acknowledge one anoth-
er’s right to demand and expect things of one another seems to be of an
importantly different kind from an association in which the members make
The Authority of Social Norms 247
no such acknowledgement, even if they act in ways that are responsive to
one another’s interests. Consider the contrast between friends and mere
acquaintances. These are different, in part, due to the fact that we recognize
the right of our friends to demand and expect things of us that we wouldn’t
dream of recognizing in the case of mere acquaintances: to spend time with
them; to listen to them when they have a personal problem; to indulge
them (within limits). Similarly, it seems that, by virtue of recognizing others’
authority over us, our relation with those others is relevantly transformed.
Some kind of tighter bond seems to be in existence. An association of indi-
viduals has become something more, a group in the full-blooded sense.
Though social norms and moral norms both involve authority, then, my
contention is that the kind of authority they involve is crucially different.
Social norms, in particular, create a distinctly social kind of authority – one
in which the status of the group is paramount. It is social in at least three
ways. First, it is social inasmuch as its scope is limited to members of par-
ticular groups. Second, it is social inasmuch as the group is the ultimate
source of authority; and claiming authority amounts to acknowledging the
status of the group in our lives. Third, it is social in the sense that it is partly
constitutive of the groups in which it resides.
It shouldn’t be too hard to see why social norms are the perfect tools to
create authority of this kind. Consider the normative aspect of social norms.
Norms are constellations of normative attitudes. For there to be a social
norm, it is not enough that people judge, ‘I shall do this.’ Rather, they must
judge, ‘I must do this.’ Social norms entail that the members of the group
accept normative requirements. When we accept a normative requirement,
we accept the right of others to expect us to comply with the requirement.
In doing so, we regard ourselves as accountable to others so far as complying
with the requirement is concerned.
In this context, it is also worth mentioning the fact that social norms
allow for not being generally complied with. This is also readily explicable
according to the hypothesis that social norms serve an authority-creating
function. Consider a teacher whose commands are recognized by the stu-
dents as legitimate, but only because the teacher always commands the stu-
dents to do only what he knows the students will do anyway. This would
not be a teacher with genuine authority. To make authority dependent on
one’s authoritative demands being generally complied with would be to give
up on authority altogether.
What of the customary aspect of social norms? This seems important to
their capacity to create the distinctively social kind of authority. We only
accept a justificatory burden in the case of those who are participants in the
shared social practices that are part of what justifies particular requirements
in our mind. Moreover, as we have seen, the social practices of one’s group
can be thought of as instantiating shared values of the group. So affirming
one’s authority in this context amounts to standing behind and affirming
248 Nicholas Southwood
these values and the status of the group of which one is a member – and
perhaps even to constituting it in the light of these values.
If social norms are well suited to creating social authority, social practices
and constellations of moral judgments aren’t. Social practices lack the right
kind of normativity and are behavioral regularities, which we saw was anti-
thetical to genuine authority. Moral judgments are practice-independent in
ways that disqualify them as phenomena that can do justice to the social
character of social authority.
Social norms, then, serve the function of creating authority. This is not
meant to be a defense of social norms. Like any tool, they can be abused.
Knives serve the function of cutting. Unfortunately, this means that they
can be used to murder as well as to cut tomatoes. Conventions serve the
function of facilitating coordination. Unfortunately, this means that they
can be used to facilitate the endeavors of villains as well as saints. Social
norms are no different. Creating patterns of mutually recognized rights to
demand and expect things of each other is simply what norms do.
It is time to conclude. My aim in this article has been to present a theory
of social norms. I have argued that we should think of them as constella-
tions of practice-dependent attitudes that serve the function of creating a
distinctively social kind of authority. Doing so, I have suggested, offers the
best hope of vindicating their customary and normative aspects.
Notes
1. To be sure, they have received plenty of attention within the philosophy of social
sciences. See for a sample Bicchieri (2006), Brennan and Pettit (2004), Elster
(1994), Gilbert (1989), and Ullmann-Margalit (1977). But the task of clarifying
their distinctive normativity has tended not to be central to the ambitions of
these theorists.
2. Adherents of this view include David Lewis (1969, pp. 97–100), H. Peyton Young
(1998, pp. 144–5), Cristina Bicchieri (2006, ch. 1), Eric A. Posner (1998; 2000),
Thomas Voss (2001, pp. 108–9), and Bruno Verbeek (2002).
3. For critical discussion see Lavin (2004).
12
Moral Epistemology
Alison Hills
1. Introduction
I will begin with a puzzle about moral epistemology. At first sight, the puz-
zle is primarily a problem for moral realism, since it highlights some ways in
which moral epistemology differs from the epistemology of non-moral mat-
ters of fact. But I will argue that the problem is much broader, that it affects
not just moral realism but other major metaethical theories.
I will set out four features of moral epistemology. Three are related to
one another, but the fourth presents a significant problem in that it seems
to be inconsistent with the other three. In the next sections I will discuss
how moral realism and non-cognitivism might try to account for these four
features of moral epistemology. I will show that none of these theories can
comfortably accommodate all of them. In the final sections of the paper, I
explain how I think that the problem should be solved.1
2. Four features of moral epistemology
The first interesting feature of moral epistemology is the treatment of tes-
timony. Trusting the testimony of other people about non-moral factual
matters – what time it is, where the train station is, when the next train
is leaving – is acceptable. Indeed, it is a vital way of finding out about the
world, one which we could not do without. Of course, you should not trust
the word of everyone all of the time. But at least when you have reason to
think that the speaker is trustworthy (perhaps even when you have no rea-
son to believe her untrustworthy) you can and should trust her.
Many people think that forming your beliefs about moral matters on the
basis of the word of someone else is, by contrast, in many circumstances
unacceptable. Of course you may find out factual information from another
person and, under special circumstances, trusting their word on a specifi-
cally moral matter may be acceptable. But, in normal circumstances, trust-
ing testimony about a moral question is problematic in a way that trusting
249
250 Alison Hills
testimony about other non-moral matters of fact is not. Suppose that you
are not sure what is the right thing to do, or you are not sure how power-
ful are the moral reasons you have to act. For example, you are wondering
whether you should join your union and support your colleagues by going
on strike, even though doing so would harm those you usually help and
might produce no benefits. You ask a colleague who says: ‘yes you should.’ It
would be odd simply to take her word for it and do what you were told, even
if you thought that she was usually right about such things.
In fact, the status of moral testimony is more complicated. Learning about
morality from your parents or peers when you are a child is both normal and
perfectly acceptable. It is only when one becomes older and more mature
that it seems important not simply to take someone else’s word on what you
ought to do.2
Secondly, deferring to the opinions of experts about non-moral matters of
fact is wise. For example, when you buy a house, it is sensible to ask a sur-
veyor whether it is structurally sound and a lawyer to look at your contract,
and to defer to their opinions. But deferring to the beliefs or judgments
of others about purely moral matters is problematic. There are no moral
experts to whom it is rational to defer, as there are experts about other mat-
ters of fact.
Thirdly, we tend not to give weight to others’ opinions about moral
questions as we would about other matters of fact. Many moral issues are
extremely controversial, with many sensible people taking opposing views
about the morality of euthanasia, abortion and capital punishment, whether
it is ever right to lie to someone for her own benefit, to what extent you
could be morally be required to sacrifice your own interests for the sake of
complete strangers, whether animals have similar rights to humans, and
so on. A wide variety of different people disagree about these questions,
including some whom it is reasonable for you to regard as similar to you in
judging these questions, or even better (that is, as likely as you or more likely
to get the answer right). If you took the opinions of others into account, it is
likely that you would have to suspend judgment on any controversial moral
issue.3 Most of us do not do this, nor do we think that we should.
These three features of moral epistemology are plainly related. Taking
people’s words or beliefs or judgments into account on moral matters seems
to be problematic, though doing so is perfectly acceptable, even required,
with regard to non-moral matters of fact.
The fourth feature of moral epistemology is that taking advice from other
people is acceptable and often a very good idea. For example, suppose again
that you are considering whether to join the union. Asking your colleagues
what they do, asking your friends and family what they think you should
do and why, can be an invaluable guide to your own thinking. There is no
need for you to try to work out what to do all by yourself and no benefit in
doing so – but using what they say as a guide to your own reflections is very
Moral Epistemology 251
different from simply putting your trust in the answer they give you. Taking
advice is not the same as trusting testimony.
At first sight, the first three features of moral epistemology seem to be a
problem for moral realism, for they are important differences between the
epistemology of morality and that of non-moral facts. In the next section, I
discuss how moral realists might respond.
3. Moral realism
According to moral realism (as I will understand it here), there are objective
facts about morality that do not depend on our beliefs or attitudes about
them. Killing the innocent is wrong, for example, no matter whether or
not we believe that it is, disapprove of it and so on. There are many chal-
lenges that can and have been made to moral realism. But the issues that I
have raised in the last section have not been much discussed. Moral realists
think that moral questions are similar in important respects to non-moral
matters of fact, so they need to explain why the epistemology of the two is
so different.
One feature of moral epistemology that I picked out in the last section is
easy for moral realists to explain. Taking advice about moral questions is a
good idea, if moral realism is true, because others may be better placed than
you to recognize the moral facts, and their advice may help you form true
beliefs.
But if others can help you form moral beliefs with their advice, why
not with their testimony? Why should you not trust their word and take
their opinions into account, deferring to them if they are experts? There
are some obvious and uncontroversial reasons why we might not defer to
moral experts.4 There are no widely acknowledged moral experts as there
are experts in other fields. If you need to find an expert surveyor to assess
your house, you can check that she has the appropriate professional quali-
fications. Not only is there no widely recognized qualification for a moral
expert, but it is hard to imagine that one could possibly be devised. There is
so much disagreement about who has good judgment about moral matters
and what qualities someone needs to have good judgment that no test for
moral expertise will ever be widely (let alone universally) accepted.
But, if you cannot identify an appropriate expert, there is no reason for
you to defer to anyone else’s judgment; you might even think that there was
reason not to do so. It might be better to make up your own mind than to
rely on someone else whose judgment may be badly flawed.5
But, even though it may be difficult to find a moral expert, this is not
a strong reason never to accept moral testimony and never to defer to the
judgments of others. It is not that difficult to discover someone who has bet-
ter judgment or more experience than you in some particular area or about
some single issue. And there would be no reason not to take their word on
252 Alison Hills
at least that moral question.6 Moral realists tend to be quite optimistic about
the possibility of moral knowledge. But, if some people have moral knowl-
edge, why can’t they transmit it to others through testimony, or by those
others deferring to them?
Moreover, suppose that it was indeed difficult to find anyone whose moral
judgment you should trust. What would be the point of asking for their
advice? Either their judgment is no good, in which case there would seem to
be no benefit in taking their advice (it might even make things worse). Or if
their advice was useful, what could be the problem with trusting their testi-
mony or deferring to their judgment? It is hard for a moral realist to explain
why it is not reasonable to trust moral testimony, without claiming that it is
hard to find anyone whose judgment you should trust, and therefore with-
out also suggesting that there is no point in taking moral advice.
4. Non-cognitivism
Moral realism has difficulties in explaining why it is a mistake to trust
moral testimony or to defer to moral experts. One possible reason for
this is its commitment to cognitivism, that is, the claim that moral judg-
ments are expressions of belief and that they can be evaluated as true or
false.7 Non-cognitivist accounts of moral judgment, according to which
in making a moral judgment you are not representing the world, but are
expressing your attitudes towards it, may seem to be well placed to explain
why trusting moral testimony and deferring to moral judgments of others
is not a good idea. In this section I discuss whether simple or sophisti-
cated versions of non-cognitivism can explain all four features of moral
epistemology.
4.1. Simple non-cognitivism
According to simple non-cognitivism, moral judgments are expressions of
approval or disapproval or combinations of these and other non-cognitive
attitudes. Here is Ayer’s classic statement of simple non-cognitivism:
The presence of an ethical symbol in a proposition adds nothing to its
factual content. Thus if I say to someone ‘You acted wrongly in stealing
that money’ I am not stating anything more than if I had simply said,
‘You stole that money.’ .. If now I generalize my previous statement and
say, ‘Stealing money is wrong’, I produce a sentence which has no factual
meaning – that is, expresses no proposition which can be either true of
false ... Another man may disagree with me about the wrongness of steal-
ing, in the sense that he may not have the same feelings about stealing
as I have, and he may quarrel with me on account of my moral senti-
ments. But he cannot, strictly speaking, contradict me. For in saying that
a certain type of action is right or wrong, I am not making any factual
Moral Epistemology 253
statement, not even a statement about my own state of mind. I am merely
expressing certain moral sentiments. (Ayer, 1936, p. 107)
If moral judgments are all expressions of our attitudes, there is no such
thing as moral truth and no such thing as moral knowledge. And if (as is
plausible) trusting testimony about matters of fact is reasonable because it
can be a source of knowledge, and there is no such thing as moral knowl-
edge, there could be no reason to trust moral testimony.
Since moral judgments are simply expressions of attitudes, according to
simple non-cognitivism, and no one’s attitudes can be regarded as better
in any respect than those of anyone else, we are all equally well placed
to make moral judgments. Of course, some of us may have more factual
information and could count as experts in that sense. But there would be
nothing distinctively moral about our expertise. Indeed, it is hard to see
how anyone could distinguish herself as a moral expert, according to simple
non-cognitivism. Since there are no moral experts, there is no one to whom
it is rational for us to defer.
Similarly, since all you are doing when you make a moral judgment is
expressing your attitude, there seems to be no reason why you should sus-
pend judgment when you discover a ‘disagreement’, that is, someone else
expressing a different attitude. You are not, as Ayer says, strictly speaking
contradicting one another (two propositions can contradict one another,
strictly speaking, only if they each can have a truth-value, but of course
moral judgments cannot be true or false, according to this view). So there is
a good sense in which you are not disagreeing at all. In any case, moral ‘disa-
greements’ are clearly quite different from ordinary factual disagreements,
and it is not surprising that different responses are required in each case.
Simple non-cognitivism gives an account of moral judgments according
to which it is easy to see why trusting moral testimony is usually unaccepta-
ble, why there are no moral experts to whom one should defer and why you
are not required to suspend judgment in response to moral disagreements.
It might appear, then, that it gives a better account of moral epistemology
than does moral realism. But this is not really so.
In the first place, it cannot give an adequate account of how we make
moral judgments. We can and do subject moral claims to scrutiny, we think
carefully about them, try to work out which factors are morally relevant
and how much they matter and so on, and it certainly seems that our moral
beliefs are better justified if we carry these out well. Simple non-cognitivists
insist that there are no benefits to thinking carefully about moral matters.
But a complete denial that careful deliberation about moral matters has any
point is not a very attractive view. It is not very plausible that thinking
about moral questions is a complete waste of time.
In the second place, simple non-cognitivism is not able to explain all the
features of moral epistemology. For, after all, we do take moral advice, and it
254 Alison Hills
is hard to see why we would do so if making a moral judgment were merely
expressing an attitude. Why should you regard their expression of an atti-
tude as relevant in any way to your expressing your attitude?
There are reasons why you might be interested in someone else’s atti-
tudes. You might simply be curious. You might want to be like that per-
son (and share her attitudes) or unlike her (and develop different attitudes).
Discussing moral questions with others may help you to refine your own
attitudes, to change them or to endorse them. But this is not a particularly
good account of moral advice. In asking for and taking moral advice, you
seem to be asking what you should think about moral questions and what
you should do. It is not clear that simple non-cognitivism can capture this
feature of moral advice.
Moreover, while in many circumstances we do not trust moral testimony,
in some situations we do, and we think that doing so is right. Some peo-
ple – notably children – should listen to moral testimony. The kind of non-
cognitivism that insists that there are no better or worse moral opinions,
that deliberation and consideration can play no role in ethics, apparently
cannot explain why it is ever a good idea to trust moral testimony.
4.2. Sophisticated non-cognitivism
Any plausible non-cognitivist theory will be more sophisticated than this very
simple non-cognitivism. I will discuss one well-known sophisticated version
of non-cognitivism, Simon Blackburn’s quasi-realism (Blackburn, 1998).
Blackburn claims that ethical evaluations are typically practical issues
on which we want to coordinate or have to coordinate. Initially, therefore,
we must understand moral judgments as expressions of non-cognitive atti-
tudes, rather than as attempts to represent the world in any particular way.
But moral judgments take on a new form, the moral proposition: a ‘proposi-
tional reflection’ of these non-cognitive attitudes.8
The moral proposition acquires many features that appear realist. For exam-
ple, Blackburn also adopts minimalism about truth, the view that to assert ‘p
is true’ is to do no more than to assert ‘p.’ Since it is proper for us to assert
moral propositions such as ‘murder is wrong,’ we are also entitled to assert
propositions such as ‘it is true that murder is wrong,’ which appear to com-
mit us to moral truths. Similarly, there is no problem in talking about moral
knowledge. According to Blackburn, we talk of knowledge that p when we are
convinced that no improvement has any chance of reversing our commit-
ment to p; we might even find ourselves saying that we know moral proposi-
tions to be true.9 In addition, we can have genuine disagreements, for we are
disagreeing about how to coordinate together: obviously, if I want to coordi-
nate with you in a way that is incompatible with the way that you want to
coordinate with me, we are disagreeing with one another.10
A sophisticated version of non-cognitivism, such as Blackburn’s view
briefly sketched here, is a much better account than simple non-cognitivism.
Moral Epistemology 255
It allows that thinking through moral questions does have a point, and that
some of us have more time, opportunity, relevant experience and perhaps
ability, so that we will do so better than others. It can explain why we some-
times listen to moral testimony and why we take moral advice, because we
want to coordinate with other people and the coordination for which we
make moral judgments is particularly important.
But, unfortunately, sophisticated non-cognitivism cannot explain all the
features of moral epistemology either. Suppose that you are more careful
in forming your moral judgments than I am. If there are benefits to care-
ful deliberation in forming your moral beliefs, why can’t you share those
benefits with me by telling me the results of your deliberation? And why
shouldn’t people like you, who have spent longer thinking more carefully
and more accurately about moral questions, count as moral experts? If there
are moral experts, should we not defer to them?
The problem, of course, is that the closer that sophisticated non-cognitivism
comes to moral realism, the greater the difficulties it has in retaining the
appealing parts of the moral epistemology of simple non-cognitivism.
Neither moral realism nor the versions of non-cognitivism considered
here could solve the puzzle about moral epistemology. Indeed, we might be
inclined to think that it is not so much a puzzle as an actual inconsistency
in moral epistemology. It is simply impossible to reconcile all four features,
for any argument in favor of taking moral advice must apply also to trusting
moral testimony and deferring to experts; and any argument against trust
and deference in ethics also suggests that we should not take moral advice or
ever listen to moral testimony. But in the following section I will argue that
we can give a coherent account of moral epistemology that accommodates all
four features of moral epistemology, one that is compatible with both moral
realism and the kind of sophisticated non-cognitivism mentioned above.
5. Moral understanding
When discussing moral realism, I suggested that, if we could gain moral
knowledge through testimony, we would have reasons to trust moral testi-
mony. But that assumes that we want, or have reason to try to gain, moral
knowledge. Perhaps we prefer or have stronger reasons to try to gain some-
thing else: moral understanding.11
If you ask someone else what it is morally permissible or morally right
for you to do, and they tell you, you may know what to do and you may as
a result do the right action. But you could not give an explanation of the
reasons why the action is right – you may have absolutely no idea why it is
right. You could not work out what to do in a similar situation in the future.
In short, you do not understand why your action is right.
Moral understanding, as I conceive of it, is factive and it is not transpar-
ent. You cannot understand why killing the innocent is always morally
256 Alison Hills
acceptable, even if you think that you do, because killing the innocent is
not always acceptable. In these two important regards it is similar to knowl-
edge. But understanding why p is true is quite different from knowing that
p is true. Moral understanding requires a grasp of the reasons why some
action is right, or why some policy or practice is morally wrong. This grasp
involves a set of abilities, including the ability to give explanations and
to make judgments about similar cases. These abilities go beyond what is
required to know that some action is right, and even what is needed to know
why it is right. If you understand why p (and q is why p), then in the right
sort of circumstances you can successfully:
(i) follow an explanation of why p given by someone else
(ii) explain why p in your own words
(iii) draw the conclusion that p (or that probably p) from the information
that q
(iv) draw the conclusion that p’ (or that probably p’) from the information
that q’ (where p’ and q’ are similar to but not identical to p and q)
(v) given the information that p, give the right explanation, q;
(vi) given the information that p’, give the right explanation, q’
To understand why p, you have to have the abilities (i)–(vi) to at least some
extent.12 For example, to understand why killing the innocent is wrong, you
might to be able to explain that people’s lives are valuable, that it is wrong
to end their lives prematurely, particularly when they have not given their
consent. It follows that you cannot really understand why some isolated
fact is true; you need to have a grasp of moral considerations that will have
implications for other moral questions (for instance, in this case, the ques-
tion of whether it is ever morally acceptable to kill someone whose life is no
longer worth living and who wishes to die might be relevant).
Since it essentially involves a set of abilities, moral understanding is closer
to know-how than to ordinary propositional knowledge.13 And, like know-
how, it is usually not successfully transmissible by testimony. In order to
acquire moral understanding, it is important that you develop the abilities
to draw conclusions about what is morally right from the reasons why it is
morally right. Being told the correct conclusion, or finding out what some
expert believes, will usually not help: you need to practice. Of course, you
cannot begin to develop moral understanding before you have any moral
beliefs at all, because it requires to some extent a systematic grasp of moral
considerations. So it is not surprising that we expect children to learn most
of their moral beliefs from testimony. It is only when they have acquired
sufficient moral beliefs in this way, and have to some extent the ability to
give explanations of moral truths and to draw conclusions on the basis of
the reasons why certain moral claims are true, that they can develop moral
understanding. And, as we would predict, it is at this point that we expect
Moral Epistemology 257
children no longer to trust testimony or defer to moral experts, but to make
up their own minds.
I suggest that not only is it important that we acquire the abilities char-
acteristic of moral understanding, but it is also important that we use our
moral understanding to draw conclusions and to offer explanations (I will
be arguing that to do so is an essential part of morally worthy action). If this
is right, then not only is it a mistake to fail to acquire moral understanding,
but it is also wrong to trust testimony or defer to moral experts when you
could have used your own judgment instead.
Now we can also distinguish between taking advice and trusting testi-
mony. When you trust testimony or defer to experts, you base your belief
solely on the authority of the other person. You make no attempt to assess
whether their reasons for their opinion are any good. It does not, of course,
follow that you trust the testimony of anyone or that you treat everyone
as an expert. You may take into account how expert and trustworthy the
speaker is. You may rate her as a source of moral testimony or of moral exper-
tise. But you are essentially judging the person, not what she says or thinks
about this particular issue. So you cannot be responding to the reasons why
p is true – you might have no idea of the reasons why it is true, but even if
you do (the other person may have offered an explanation) you do not base
your belief on that, but on the fact that she said or thought that p.
By contrast, you may take their views as moral advice, which you subject to
critical scrutiny and then decide whether or not to accept on its own merits.
Here you take into account what others have said to you as a guide to your
own reflections. If you come to the same conclusion (that p), you do so on
the basis of the reasons why p – reasons that they may have helped you to
become aware of or to appreciate properly – rather than basing your belief
on them. Since, when you take moral advice, you develop and use your
moral understanding, whereas trusting testimony and deferring to experts
is a rival way of forming beliefs, if moral understanding is important in
the way I have suggested it is clear why taking moral advice is acceptable
when trusting testimony and deferring to others is not. The only exception,
I think, is if for some reason you have no moral understanding and could
gain none (perhaps you do not have the relevant experience, or you have
poor moral judgment), in which case it might be better to trust moral testi-
mony or to defer to someone who was better placed than you.14
If I am right that using moral understanding is important, then it also
makes sense not to suspend judgment when in moral disagreements, no
matter how intractable, and, in general, you have good reason not to give
any weight to the opinions of others on moral questions, whatever their
level of expertise. For, if you do have moral understanding and they do
not, you could have used it to come to the right answer, and paying atten-
tion to others would make things worse. On the other hand, if you had
got the answer wrong and had no understanding, you would not gain
258 Alison Hills
understanding by putting some weight on the fact that others believed that
not-p (independently of the weight that you give to their reasons for that
belief). For the fact that some people believe that not-p is not usually a rea-
son why not-p is true. So giving weight to that fact is not a way for you to
grasp the connection between the reasons why not-p is true and not-p, and
to form your belief that not-p on that basis. Treating the opinions of others
as having any weight is a different way of forming moral beliefs than using
your moral understanding, and, if I am right about the importance of moral
understanding, it is a mistake to do so. Since you should not give weight to
the moral beliefs of others (independently of their reasons for those beliefs),
you should not suspend judgment in response to moral disagreements.15 If
moral understanding is important in the ways that I have suggested, we can
explain all four features of moral epistemology.
6. Moral worth
Why does it matter whether or not you have and use your moral under-
standing? In the first place, moral understanding may be valuable for its
own sake. It may simply be worthwhile to grasp the connections between
the reasons why p and p (where p is some moral truth), and to form moral
beliefs on that basis.
Secondly, moral understanding plays an important role in certain kinds
of moral action. If you know what to do, you can do the right action. But
what will be your reason for action? That you are doing what you are told?
You might do the right action, but you will not be acting for the right rea-
sons. Your action will not be morally worthy.
Morally worthy action is right action for the right reasons, that is, for the
reasons that make the action right. If you have moral understanding, if you
grasp why your action is right, and you act on that basis, you will act for the
right reasons.
The most familiar examples illustrating the difference between right
action and morally worthy action involve different types of motivation.
Recall Kant’s well-known two grocers. One treats his customers honestly
in order to have a good reputation. He is not really acting well: he is doing
what is morally right, but only because it is in his interests to do so, whereas
the grocer who gives the right change precisely because doing so is fair is
acting well and his action has moral worth.16 But I suggest that, as well as
your desires and goals, your beliefs and the ground of those beliefs are also
crucial to morally worthy action.
Suppose that you give your customers the right change, not because you
realize that doing so is fair and that you should treat your customers with
respect, but because you were told by someone whom you trust that doing
so is right. Suppose that you reflect on why this might be, and, realizing that
all your customers are local, you think that it must be because it is wrong to
Moral Epistemology 259
cheat local people. Unlike the honest shopkeeper who recognizes that all his
customers deserve to be treated fairly (no matter where they are from), you
do not understand why giving your customers the right change is morally
right. You may have good motivations (unlike the selfish shopkeeper) but
you did not choose your action on the basis of the reasons that make it right,
so you did not act for the right reasons.
I have argued that moral understanding differs from moral knowledge,
and that, if you want to acquire and use moral understanding, it does not
usually make sense to trust moral testimony, to defer to moral experts, or
to suspend judgment on controversial moral issues, but that taking moral
advice is worthwhile. I have suggested that having and using moral under-
standing may be valuable for its own sake, but it is also needed in mor-
ally worthy action (of a certain kind). In the next section, I will consider
two objections to my argument: first, that you can perform morally worthy
actions on the basis of moral knowledge rather than moral understanding,
and, secondly, that not all moral claims are closely linked to action.
7. Objections to the argument
(i) Is moral understanding necessary for morally worthy action?
Moral understanding is not essential for morally worthy action, because you
need not act on the basis of explicitly moral beliefs in order to act for the
right reasons. But, if you do, then moral understanding is essential.
Why isn’t moral knowledge sufficient? Obviously knowledge that some
action is right is not sufficient, because you could have that without any
idea of why the action is right, and so you would not be able to act for the
reasons why it is right. But what about, for example, acting on the basis of
testimony that X is right and the reasons why it is right?
I do not think that knowing that X is right and knowing why is sufficient
for morally worthy action, if you do not have moral understanding. That is
because, even if you act on the basis of that knowledge, you are not really
responding to moral reasons yourself; you are responding to the testimony
or the judgments of others who may be themselves responding to those
reasons.
To act for the reason that p, your belief that p must be among the causes of
your action. The causal connection is necessary to distinguish the reasons
for which you act – your reasons – from all of those for which you might
have acted (some or all of which you may be aware of). For example, there
might be many reasons to go for a walk: to get some fresh air, to get some
exercise, to buy something useful from a shop. But, even if you are aware of
these reasons and you go for a walk, they will not be your reasons for going
for a walk unless you act because of them. For example, if your belief that
going for a walk will give you some exercise is among the causes of your
action, that may be among your reasons for action. This causal connection
260 Alison Hills
between your belief and your action may not be sufficient, for well-known
reasons (the causal connection may be of the ‘wrong’ kind), but I think it
is certainly necessary.17 So, if there is no causal connection between your
belief that p and your action, you do not act for p.
Suppose that you have been told that giving the right change to your
customers is the right action because doing so treats them with respect.
The speaker was someone whose judgment you trust, so you believe them,
and as a result you know what it is right to do, and you know why. But,
before they had told you what to do, you saw nothing wrong with cheating
your customers, provided that you could get away with it and as long as
they were not local people. You still have no moral understanding, so you
could not draw the conclusion that giving the correct change is right from
reasons why it is right on your own, and you certainly could not do so in
similar cases (for example, about whether it is acceptable to lie to your non-
local customers about the best before dates of your produce). If you give the
right change, the explanation of that will be that you believed that doing
so is right because you trusted your interlocutor. The explanation will not
include: you thought that doing so was right because you would be treating
your customers with respect. Of course you now do believe that doing so is
right because you would be treating your customers with respect (for you
were told so). But that belief is not the cause of your belief that the action
is right. Instead, the testimony is a common cause: both of your action and
of your belief that that the action is right because it treats your customers
with respect.
Right action for the right reasons, when it involves explicitly moral belief,
also requires moral understanding. You must use your ability to derive a
conclusion (of what to do) from the reasons why it is morally right, in order
to act for the right reasons. Testimony is a rival way of finding out what to
do, but a morally problematic rival, because if you base your moral belief on
testimony rather than moral understanding (you trust the testimony, rather
than treating it critically as moral advice) you cannot be acting for the right
reasons.
(ii) Why aim for moral understanding if your moral beliefs
are not going to be used in action?
Sometimes our moral beliefs are very closely connected to action. The
kinds of example I have been discussing here include beliefs about whether
actions are right or wrong, and whether or not we have moral reasons to
perform them.
But sometimes moral beliefs are unlikely to be put in to action: for exam-
ple, beliefs about the character of long-dead people, beliefs about whether
particular actions in distant lands, perhaps in the past, were right or wrong.
We can call these remote moral judgements. Circumstances in which remote
moral judgments would be put into action are hard to imagine. Of course
Moral Epistemology 261
it is not impossible that action on these beliefs might be appropriate; they
may have consequences which reach right the way to the present. So you
could not rule out the possibility that you might act on any of your moral
beliefs. But there is a more important reason why moral understanding may
be important here.
Moral evaluations of a person or an action have implications for moral
evaluations in other circumstances. That a person is just or cowardly or
cruel for acting in some particular way has implications if you or those
around you act similarly. And, if actions in the past or in distant lands are
morally right or wrong because of some set of features, actions with those
features in the present will also be morally wrong. So, while a particular
moral judgment may be unlikely to lead to action, it will have implications
for moral judgments that will lead to action. So if you did not understand
why the remote moral judgment was true but merely knew that it was true
(or even knew why it was true), and derived from that knowledge a moral
judgment that you put into action, unless you somehow acquired moral
understanding in the meantime, your action would not be based on moral
understanding and would not be morally worthy. So there are good reasons
why we should try to gain moral understanding with regard to any moral
belief, though the reasons are strongest when we are deciding what we mor-
ally ought to do.
8. Conclusion
I introduced a puzzle about moral epistemology, which at first sight seemed
like a problem for moral realism: how to explain four features of moral epis-
temology. But I suggested that the problem was much broader, affecting
anti-realist theories like non-cognitivism, and that the difficulty in recon-
ciling the four features was serious. But it can be done, provided that we dis-
tinguish between moral knowledge and moral understanding and recognize
that it is understanding, not knowledge, that we typically seek, and that we
have good reasons to do so.
Notes
1. Some of these features and my solution to them are discussed in Hills (2009) and
Hills (2010).
2. In fact, the status of moral testimony is controversial. While acknowledging that
it is widely believed that trusting moral testimony is wrong, several philosophers
have recently defended trusting moral testimony, including Jones (1999), Driver
(2006), and Hopkins (2007). All three argue that trusting moral testimony is legit-
imate as a way of gaining moral knowledge.
3. The rational response to disagreements about ordinary factual matters is itself
a matter of considerable disagreement. For example, Elga (2007; forthcoming)
argues that it is always rational to suspend judgment when you disagree with an
‘epistemic peer’ (that is, anyone whom, laying aside your current dispute, you
262 Alison Hills
judge to be as likely as you to get the answer right). Kelly (2005; forthcoming)
defends a different view, according to which suspending judgment is not always
rationally required in response to disagreement. Nevertheless, I think that,
even if Kelly is right, moral disagreements are of a kind for which suspending
judgment is normally appropriate. So in either case, if moral disputes were like
ordinary factual disputes, it would be rational to suspend judgment about any
controversial moral issue.
4. These reasons are elaborated in Driver (2006).
5. When your decision is particularly important, you may well prefer to trust your
own judgment rather than defer to someone who may or may not be an expert.
However, this cannot explain why in general we defer to non-moral experts but
not moral experts, as Hopkins points out, for some moral truths are trivial, and
some non-moral matters (will the house I am going to buy remain upright for the
next few years?) are extremely important (see Hopkins, 2007, pp. 621–3).
6. Hopkins makes this argument for gaining moral knowledge by testimony
(Hopkins, 2007, pp. 623–6).
7. Some versions of cognitivism can make sense of our treatment of testimony, defer-
ence and disagreement in morality, however. Consider a simple form of cognitivist
relativist theory, according to which a judgment that X is morally wrong means ‘I
disapprove of X.’ If you are wondering about whether some possible action is mor-
ally wrong, according to this view, what you need to establish is whether you dis-
approve of that action. Since you are typically much better placed to discern your
attitudes than others are, there is no point in trusting the testimony of others, nor
is there any point in deferring to the judgment of others. In fact, no only is there
no point, since you are more expert than others on your own attitudes of approval
and disapproval, but their testimony and their judgments are actually misleading.
For when someone else says that X is morally wrong, she is not telling you that
you disapprove of X, but saying that she disapproves of X. So the testimony and
judgments of others about what is morally right and wrong are wholly irrelevant.
Similarly, there would be no point in suspending judgment in response to moral
disagreements with others, no matter what epistemic virtues they had, for their
judgment would be irrelevant to whether you disapproved of X, and hence whether
X was morally wrong (in fact, of course, there would be a good sense in which you
were not really disagreeing at all). However, if the testimony and judgments of oth-
ers about what is morally wrong are irrelevant to your own judgement, what could
possibly be the point of asking moral advice? Doing so would be a puzzling waste
of time, for others would not be talking about what is relevant to your judgment –
your attitudes – they would be describing their own attitudes.
8. Blackburn (1998), p. 77.
9. Blackburn (1998), p. 79.
10. In fact, Blackburn claims that, even if we don’t have to coordinate together,
we cannot tolerate sufficiently serious differences in attitude (Blackburn,
1998, p. 69).
11. The term ‘understanding’ can be used in a variety of ways, including the locu-
tions ‘understand that p’, ‘understand p’ (where p is a proposition) and ‘under-
stand X’ (where X is a subject matter). I have nothing to say about these uses of
the term. My account of moral understanding is restricted to understanding why
p (where p is a moral proposition). As will become clear, my account of moral
understanding is quite different from most accounts of understanding in the
literature (there are no accounts specifically of moral understanding of which I
am aware). In particular, unlike Zagzebski (2001), I think that understanding is
Moral Epistemology 263
factive, and, unlike Kitcher (2002), Woodward (2003, p. 179), Lipton (2004, p.
30) and Grimm (2006), I do not think understanding why p is the same as know-
ing why p. The accounts of understanding most similar to mine are by Pritchard
(forthcoming) and Kvanvig (2003), though I am not sure that either would agree
with all the details of my conception of moral understanding.
12. You can have these abilities to a greater or lesser degree, which may make it
tempting to say that moral understanding comes in degrees. You have minimal
moral understanding if you correctly believe that q is why p and you can follow
an explanation of why p. You have greater understanding if you have (i)–(vi) to
some extent and you have full understanding if you have (i)–(vi) to the greatest
extent. Alternatively, there might be a cut-off point before which you do not
count as having understanding, and after which you do. This cut-off point might
be contextually determined.
13. It is, of course, controversial whether know-how is a species of propositional
knowledge or not. I think that there are two reasons for thinking that moral
understanding is not a type of propositional knowledge. First, unlike proposi-
tional knowledge, it requires the abilities mentioned above. Secondly, I think
that it is compatible with certain kinds of luck, which knowledge is not. For
example, if you learn that q from a source that is usually unreliable but is now
telling the truth, and from that you draw the conclusion that p, you can under-
stand why p, though you do not know that p (or know why p).
14. Jones (1999) argues that testimony can be a useful source of moral knowledge,
albeit ‘second-hand,’ and her main example (of Peter, who is not very good at
picking out examples of sexism or racism) is of this type. Peter has good reason
to think that he has not got the right sort of experience or judgment for these
sorts of moral issues, and it would be better for him to trust the testimony (or to
defer to the judgment) of those who do.
15. In fact, this is a significant oversimplification. For suppose that you cannot gain
moral understanding: your moral judgement is too poor, or you have too little
information. Then it would make sense to trust testimony and to give weight to
the opinions of others (it might even make sense to defer to them, if they are
moral experts). So, when you decide how to respond to a moral disagreement,
you have to weigh up the possibility that you do have moral understanding, and
would make things worse by suspending judgment, and the possibility that you
cannot gain moral understanding by using your own judgment and you would
do better to take into account the opinions of others. I think that it is likely still
to be rare that suspending judgment in response to moral disagreements, even
widespread and apparently intractable moral disagreements, is required.
16. What is it to act for the right reasons? One possibility is that, to do the morally right
act for the right reasons, you must choose it under an explicitly moral description,
such as ‘the morally right action.’ But the use of an explicitly moral concept is not
essential to morally worthy action. What matters is that you respond to moral
reasons, not that you do so under an explicitly moral description.
17. Davidson (1980, pp. 3–19) defends the ‘standard’ view that a reason for action is
a belief and a pro-attitude that cause action, and raises the problem of ‘deviant’
causal chains. Problems for the standard model have been raised by Velleman
(2000) and Setiya (2007), but I think their objections are more convincing
against the model as a sufficient account of acting for reasons than as a necessary
condition. In other words, I think that any plausible account of what it is for an
agent to act for the reason that p will include the condition that his belief that p
is among the causes of his action.
13
Aesthetics and Particularism
Sean McKeever and Michael Ridge
1. Starting points
We begin with a pair of scenarios:
On Tuesday, Edgar is hosting an opening at his gallery, Art Maison, for
his friend, the up and coming painter Andrew. Knowing that this is an
important opportunity for Andrew, Edgar has assured him that he will
do his best to bring off the event successfully. Edgar also knows that
proper lighting is critical for art to look its best, and several bulbs at the
gallery have recently gone dead and need to be replaced. But a trip to the
store is inconvenient, and, for no better reason than that, he neglects to
replace them. As a consequence, at the opening Andrew’s paintings are
less impressive than they otherwise would be.
Now consider another dimension and perspective:
Andrew is having an opening at the gallery of his friend Edgar on Tuesday
night. The event is important to him and he wants his paintings to be as
good as they can be. In preparation for the show, he is working on a small
abstract entitled Mood. The work is pleasing and competent, but hardly
stands out. It lacks excitement and cannot hold viewing interest. After look-
ing at the work in progress for some time, Andrew decides to divide the can-
vas horizontally with a thickly painted dark red line. Once applied, Mood
comes together in a way it hadn’t before. It is dynamic and holds the eye.
The facts reported in the first vignette may prompt the following judgments:
Edgar was wrong not to replace the bulbs.
The facts that proper lighting was important for a successful opening and
that Edgar had assured Andrew he would try to make the event a success
are moral reasons for Edgar to replace the bulbs.
264
Aesthetics and Particularism 265
The facts reported in the second vignette may prompt similar judgments,
such as:
Mood is beautiful (or aesthetically good).1
The horizontal red line makes Mood beautiful.
Without proposing to analyze these judgments, our discussion takes the fol-
lowing as starting points.
First, each of these judgments is justified. They merit the credence we
place in them and do not fall short of ordinary standards of justification,
while still subject to revision and refinement. Most obviously, the coming
to light of further, so far unspecified, facts might force one to abandon
entirely any of these judgments. Less obviously, additional thought or facts
might lead one, justifiably, to refine these judgments, especially the second
in each pair. The judgments do not purport to offer fully precise or complete
explanations of, in the first instance, Edgar’s wrongdoing or, in the second
instance, Mood’s beauty. Just as someone who claims that faulty wiring was
the reason for the fire might refine their explanation without withdraw-
ing it, so too someone might refine without withdrawing a judgment about
what made an omission wrong or a painting beautiful.
Second, both the moral and the aesthetic case are arguably character-
ized by holism of the sort explored by Jonathan Dancy (2004a). For present
purposes, holism can be characterized as the possibility that a feature that
makes something good or bad (whether morally or aesthetically) in one con-
text might not have the same moral or aesthetic import in another case. It
might have the reverse import or none at all. Mood is made beautiful, we
suppose, by the horizontal red line. Transpose such a line to another work,
and it may fail to do its beauty-making work. It may even disrupt a work
that otherwise would have been beautiful and leave it ugly. In the ethical
case, the fact that Edgar had assured Andrew is a wrong-making feature. But
in other circumstances, such assurances may be ethically inert. According
to the holist, then, moral and aesthetic relevance comes in several flavors.
Features may be morally or aesthetically relevant because they are good-
making features. Other features may be relevant as defeaters or enablers (or,
countenancing negative facts, absences of these), which make it the case
that some other feature is (or is not) a good-making feature itself.
Whether holism is true – whether it describes a genuine possibility – must
depend upon the true story about what the good-making features actually
are. Since we have already conceded that our characterization of the good-
making features is subject to refinement, it is possible that the ultimately
proper refinement of good-making features will reveal features that are con-
text invariant. If the proper way to refine our conception of good-making
features is to consider all manner of possible cases, we might even find fea-
tures whose evaluative import is context invariable. Even so, our ordinary
266 Sean McKeever and Michael Ridge
and unrefined judgments about what is good-making presuppose holism,
and as yet we see no good grounds for thinking that the process of refine-
ment must excise holism from the scene. So, for present purposes, we assume
the reverse. We assume that the holism we find reflected in our intuitive
judgments is indicative of how the evaluative functions quite generally and
is not an illusion generated by our relative ignorance.
One point on which we shall insist, however, is that holism does not lend
credence, much less establish, that there are no true and exceptionless prin-
ciples governing either morality or aesthetics. Such principles would con-
vey sound explanatory information about why, for example, some acts are
wrong or some objects beautiful. The crux of the argument, which we have
given in more detail on prior occasions, is this (McKeever and Ridge, 2005).
A principle can itself make reference to how defeaters and enablers function
in relation to a potential good-making feature. The fact that we must (if
holism is true) take account of enablers and defeaters is perfectly compatible
with the thesis that these contextual features behave in quite predictable
ways that sound principles might capture. In fact, we have argued that, in
the moral case, our knowledge of particular cases presupposes the availabil-
ity of moral principles, even on the assumption that holism is true.
It is at this point that trouble begins. Whether one’s philosophical pro-
clivities run to particularism or generalism, a good question to ask oneself
is how far one is prepared to press either thesis before embarrassment kicks
in. For generalists such as ourselves, the problem is this. If one accepts that
our knowledge of Edgar’s wrongdoing presupposes that generalism is true
in ethics, are we forced to agree that our knowledge of Mood’s beauty pre-
supposes generalism in aesthetics? Both cases, we are prepared to admit, are
characterized by holism and susceptible to knowledge. Does our defense of
generalism, as a particularist might charge, turn out to prove too much? In
effect, this paper aims to address this particularist challenge to our defense
of moral generalism.
The simplest route for us would be to leave the parallel undisturbed and
defend generalism in aesthetics. But for two reasons we find this unsatisfac-
tory. First, like many philosophers, we find ourselves much more sympa-
thetic to particularism in aesthetics than in ethics. It seems possible to us
that what makes Mood beautiful is the horizontal red line. But it is quaintly
ridiculous to suppose that there is some default principle governing hori-
zontal red lines. Even if true, such a principle seems uninformative and
uninteresting. What is gained by way of understanding beauty once we
know that horizontal red lines always make objects beautiful unless there is
some specific defeating condition that prevents their doing so?
Those sympathetic to generalism in aesthetics would do better to deny
that what makes Mood beautiful is its horizontal red line, and instead to
insist that what makes Mood beautiful is some feature of more plausible gen-
eral relevance. Perhaps the line gives Mood a balanced composition, and it
Aesthetics and Particularism 267
is the balance that makes Mood beautiful. It is not our aim to argue against
this possibility, but neither do we wish to be committed to it. In short, we
would like to be able to argue for generalism in ethics while leaving general-
ism in aesthetics an open question.
The second reason we find the clean route unsatisfactory by itself is that
it leaves unexplored whether there are good grounds for the apparent asym-
metry. Even if generalism is true in aesthetics, as we agree it may be, we are
surely not alone in finding particularism more attractive in the aesthetic
case than in the ethical case. One of the best ways to motivate particularism
in ethics is by analogy to particularism in aesthetics. This raises the ques-
tion: are there salient differences between the aesthetic and the ethical case
that explain why particularism appears more attractive in aesthetics (even
if this appearance is misleading)? To find such an explanation, one must be
prepared to disturb the parallel between the case of Edgar’s wrongdoing and
Mood’s beauty.
Another route of escape denies that we have knowledge in the aesthetic
case. We do not wish here to take on the burden of arguing for aesthetic
knowledge, but neither do we wish to deny such knowledge. One reason is
dialectical. An advantage we claim for our argument for generalism in ethics
is that it does not require any particular metaethical analysis of moral judg-
ments or moral knowledge. Our argument, as we put it, runs ‘downstream’
from the possibility of moral knowledge in particular cases and to moral
principles. In this dialectical context, however, the assumption that we have
moral knowledge of particular cases functions as a piece of common sense
that we share with particularists. But common sense also includes claims
to knowledge in the aesthetic case. Another and more important reason to
shun this route is substantive. Even if our common sense claims to aesthetic
knowledge in particular cases are unsound, this would not show that our
common sense claims to aesthetic knowledge do not presuppose general-
ism. It would simply be the case that generalism is false because we actually
lack aesthetic knowledge. But this threatens to leave in place the conditional
claim that we could have aesthetic knowledge only if there were aesthetic
principles.
A better solution, so we think, is to distinguish the cases. We begin, in
the next section, by briefly reviewing the main outlines of our argument for
generalism in the moral case. In Sections 2 and 3, we turn our attention to
aesthetic judgment and argue that many of the assumptions critical to our
argument for moral generalism lack ready analogues in the aesthetic case.
2. Revisiting generalism as a regulative ideal
In Principled Ethics (McKeever and Ridge, 2006), we argued, sequentially, for
four theses. First, there are true and non-vacuous hedged moral principles.
Such principles convey genuine explanatory information about what makes
268 Sean McKeever and Michael Ridge
something have the moral qualities it has, but they are hedged by a certain
kind of ceteris paribus clause. Second, it is in principle possible to ‘trim the
hedges’ and replace the ceteris paribus clause with a concrete specification
of what could make things not otherwise equal. Third, we have good moral
reason to engage in the kinds of reflection that yield principles, both hedged
and un-hedged. Fourth, such principles can have a valuable role to play in
guiding the virtuous agent. For present purposes we will focus on the first
two theses and our arguments for them.
Default principles, we claim, can be drawn from our knowledge of par-
ticular cases. Assuming holism for the sake of argument, this simply reflects
the fact that, whenever a feature has one moral valence in one context but
a different moral valence in another context, there will be some explana-
tion for this. Again, particularists agree, for they accept supervenience, and
argue that when a feature loses its moral relevance this is due to the pres-
ence of a ‘defeater.’ The particularist just argues that these defeaters cannot
be codified in humanly manageable terms, and anyway that moral practice
gets along just fine without doing so. We argue that, even if the particular-
ist is right about the multiplicity of possible defeaters, we can still derive
a very modest ‘hedged’ principle from our moral knowledge in the case at
hand. For we can formulate a principle which simply quantifies over all pos-
sible defeaters (and other relevant contextual features). So we might have a
principle of the form:
If an action would produce pleasure then that is a reason in favor of the action
unless some other feature of the situation explains why it is not.
An important and familiar objection to ‘ceteris paribus’ laws, whether in
morality or in the philosophy of science, is that they are trivially true. If
hedged principles come to little or nothing more than ‘F is a reason except
in those cases where it is not’, they will be of little interest. In the moral case,
our reply to this objection turns on the claim that not any feature can be
a moral reason. Many features can never be reasons. For example, the fact
that an action is done in a leap year is never a moral reason to perform the
action. If that is right, then the following is not, on our account, a sound
hedged principle.
(LY) For all actions (x): If (a) x would be done in a leap year and (b) no other
feature of the situation explains why the fact that x would be done in a leap year
is not a moral reason not to x, and (c) the reasons in favor of x do not explain
why x is not wrong in virtue of the fact that x would be done in a leap year, then
x is wrong in virtue of the fact that x would be done in a leap year.
The principle is unsound because the failure of the leap year fact to be a
reason is not explained by any contingent ‘feature of the situation.’ Being
Aesthetics and Particularism 269
done in a leap year can never be a moral reason, and so no contingent fact
explains this. Whether there is an explanation at all turns on whether nec-
essary truths admit of explanation. The proper answer to this question does
not directly bear on our argument. In either case, no feature of the situation
is needed to do the explaining.
This is important for two reasons. First, it confirms that our argument
really does depend upon moral knowledge of particular cases. It is this
knowledge that guarantees that we have identified a feature that at least can
be a moral reason. Second, it shows that default principles can be informa-
tive. They discriminate between the features that can be moral reasons from
the many that cannot be.
One might accept that default principles can be sound and informative
while nevertheless thinking that defeating and enabling conditions are
themselves so multifarious and complex that particularism lives on in the
hedges. In the second stage of our case for generalism as a regulative ideal,
we argue that, in the moral case, we can ‘trim the hedges.’ In particular, we
argue for the availability of moral principles whose defeating and enabling
conditions have been fully and finitely spelled out in descriptive terms. We
argue for the availability of such principles on three grounds.
Our first argument for trimming the hedges turns on an ideal of practi-
cal wisdom (in the moral case) that we take to be widely shared. We claim
that this ideal is best explained by the availability of unhedged principles.
To motivate the argument, we rely on a thought experiment involving an
interstellar journalist named Wanda, who is by hypothesis a person of prac-
tical wisdom. Recently assigned to cover some recent events in an alien
culture, Wanda wants to write a story which not only presents the facts,
but also offers a moral opinion. She has a source who is entirely honest
and forthcoming but will provide only the empirical facts and not moralize
one way or the other. Our argument was that in this case, in virtue of her
practical wisdom, Wanda would know what questions to ask to find out the
relevant facts, and that, on the basis of the answers to these questions, she
would be in a position to tell her readers the whole story. We then argued
that her ability to know which questions to ask, and when she could rea-
sonably stop and draw a conclusion, showed that the number of potential
moral reasons, relevant defeaters and meta-defeaters, and so on was both
finite and not beyond the ken of the person of practical wisdom. From this
we argued that we could ‘trim the hedges’ – that is, that unhedged moral
principles were available to us in so far as we approximate practical wisdom.
Whether this argument can be transposed will depend upon identifying a
corresponding ideal of aesthetic wisdom, something we will argue against
in Section 4.
Our second argument for trimming the hedges was that the availability of
such principles helps sort the a priori from the a posteriori in the ethical case.
There are good reasons, in the moral case, for supposing that our knowledge
270 Sean McKeever and Michael Ridge
in a particular case can be divided sharply into a priori and a posteriori com-
ponents. Moral principles are known a priori and cooperate with contingent
facts known a posteriori to yield particular moral conclusions. Whether this
argument can plausibly be transposed to the aesthetic case will depend upon
whether a sharp distinction between a priori and a posteriori knowledge
remains sound in the aesthetic case. We return to this issue in Section 4.
Our last argument for trimming the hedges in the moral case was intui-
tive. We pointed out not only that this view has had many philosophical
defenders throughout much of the history of Western thought, but that
ordinary philosophy students do not find the idea strange or obviously
hopeless or confused. When presented with W.D. Ross’s short list of ‘prima
facie duties’ most students wonder whether the list is long enough or too
long, but do not tend to object to the very idea of listing all the reasons in
this way, for example. As we have already acknowledged, however, when
it comes to aesthetics, particularism is, if anything, more pre-theoretically
plausible than generalism. Why this is so, we shall now try to explain.
3. Aesthetic default principles?
Our purpose in the remainder of this paper is to see whether what we take to
be the best arguments for moral generalism can be transposed plausibly into
arguments for aesthetic generalism. Recall that we argued that a principled
account of morality is available and worth articulating. In this section and
the following one, we focus just on the arguments that a principled account
is available, turning first to the possibility of default principles and then to
the possibility of trimming the hedges. Our conclusion is that these argu-
ments do not carry over plausibly to the aesthetic context.
First, it is worth pausing to consider what would follow if the argument
did transpose. It might seem to follow immediately that aesthetic ‘default
principles’ are in fact available. This, however, would misconstrue the force
of our argument in the moral case. In the moral case, we did not argue
for the possibility of substantive moral knowledge. Instead, we took this as
common ground between ourselves and the moral particularists. Strictly
speaking, our argument in the moral case therefore establishes only a con-
ditional conclusion: if we have moral knowledge in particular cases, then
from that knowledge we can derive non-trivial default principles. Instead
of denying that aesthetic knowledge is possible (or insisting that it is in any
event rare), we shall focus on what aesthetic knowledge would be like, if
there is any. To be clear, we shall not attempt here to offer a full theory of
aesthetic judgment. Our more modest aim is to draw out some important
contrasts between our pre-theoretical conceptions of aesthetic and moral
knowledge and to show how these bear on arguments for generalism.
It is tempting to hold that one can have aesthetic knowledge only of
those things one has directly observed. However, this temptation should
Aesthetics and Particularism 271
be resisted. For a start, we can have aesthetic knowledge based on the testi-
mony of reliable judges. If ten critics whose judgment I rightly respect all say
a new film is rubbish, then I will be well justified in inferring that the film
has very little aesthetic value. If this assessment is correct then my belief
looks like a good candidate for knowledge.2 Furthermore, there is the possi-
bility of aesthetic knowledge based on induction. If I know from experience
that every single film by Ed Wood to date has been horrible, then I might
well be justified in inferring that his latest release will also not be very good.
If I also happen to know that he threw the film together at the last minute
and that the script got lost midway through shooting, then my justification
might be strong enough that (assuming my belief is true) again I might have
knowledge.
These objections from testimony and induction suggest a friendly amend-
ment. Instead of holding that a person’s aesthetic knowledge is limited to
what he has directly observed, perhaps we should hold that such knowledge
is always parasitic on direct observation by someone of either the object of
evaluation itself or of some class of objects of evaluation reasonably taken
to be similar in salient ways to the object of evaluation. After all, if none of
the critics on whom I relied had actually seen the film (but simply had read
the script, say), then it is not clear that I would have aesthetic knowledge.
Similarly, if my judgment about Ed Wood’s latest in the induction case was
based not on having seen his previous films, or at least the testimony of
someone who had seen his previous films, then it is not at all obvious that
my judgment can constitute knowledge. The friendly amendment seeks to
maintain what is distinctive about the original proposal – the necessity of
direct observation – while allowing for the transmission and extension of
aesthetic knowledge via testimony and analogical reasoning.
Even this amended version of the ‘direct observation’ thesis is untenable,
though. The view requires revision not at the periphery but at the core. The
basic worry is that the direct observation view remains unacceptably restric-
tive. Without further specification direct observation suggests a straight-
forwardly perceptual encounter that ill fits many important candidates for
aesthetic knowledge. We shall mention several, but our argument does not
depend upon the proper interpretation of any one case. Though one might
resist one or more of the cases on their own, collectively they are enough to
motivate an alternative to the direct observation view.
Mathematical proofs and other abstract objects: We often characterize
abstract objects, such as mathematical proofs or chess combinations, as
beautiful. Clearly, such beauty is not found via ordinary sensory percep-
tion, however.3
Artworks not yet created: A composer may know that a line of melody is
beautiful without ever literally hearing it. Though one might try to accom-
modate such cases by counting quasi-perceptual simulations as observations,
272 Sean McKeever and Michael Ridge
it is not clear that even quasi-perceptual simulation is necessary. Perhaps
simply seeing the notes on the page would be enough. In any case, quasi-
perceptual simulation seems to us to be insufficient to capture the full range
of cases. Such as ...
Conceptual art: Though conceptual art typically has perceptual features, its
beauty is often thought to lie in the ideas it conveys.
Narrative art: Though engaging with narrative arts typically involves ordinary
perception, this may not be central to the aesthetic experience. One would be
surprised, for example, if those who read Huckleberry Finn by sight were better
able to appreciate its success as a novel than those who read it by Braille.
Though much more deserves to be said about each of these cases consid-
ered in its own right, collectively they suggest how we might build on the
direct observation view. Though we should abandon the view that aesthetic
knowledge requires direct perception, we should continue to think that aes-
thetic knowledge must always be parasitic on some sort of direct engage-
ment with the object of evaluation. We suggest that the notion of direct
engagement should include the direct apprehension of the soundness and
simplicity of a mathematical proof, or of the simple and forcing nature of an
unexpected chess combination, or other such abstract objects.
It is hard to precisely characterize this broader notion of ‘direct engage-
ment.’ Without claiming to give a full account of direct engagement, we
hope to spell out some of its central features. To start, here is a suggestive
passage from John Barker, who argues (against Nick Zangwill) that talk of
beauty can be literally true even in regard to abstract objects:
... we do not literally see proofs, nor do we perceive mathematical objects
and results through the senses. However, non-inferential and even non-
conceptual knowledge play a strikingly similar role in the understanding
and appreciation of mathematical proofs. First, simply understanding a
proof requires more non-conceptual knowledge than many people real-
ize. As any aspiring mathematician soon realizes, there is a difference
between understanding a proof as a whole, and understanding each indi-
vidual inference in the proof. Grasping a proof, understanding its gist,
seeing why it works, is an important further step, and an essential step
if one is to become a competent mathematician. However, simply by fol-
lowing each move in a proof, one has learned everything that is explic-
itly stated in the proof. Therefore, in really understanding a proof, one
must be learning something that is not explicitly stated in it.
Moreover, I think it is pretty clear that this extra something constitutes
non-conceptual knowledge. That is, it constitutes something that can-
not be stated in language, or at least, that can be grasped independently
of one’s ability to state it in language. If this were not the case, then the
Aesthetics and Particularism 273
extra knowledge could simply be written down as a further line of the
proof, or as a remark following the proof, saving the reader much trouble
and effort.
Likewise, in judging a proof to be elegant, we rely on insight, not infer-
ence. We simply see the proof as elegant. I actually suspect that the par-
allel to perception here is strong, though how strong is a psychological
question outside the scope of this paper. In either case, we detect higher-
order features, either of a scene or a proof, in a non-inferential process of
analysis and integration. (Barker, forthcoming, pp. 11–12)
There are several ideas at work in this rich passage. First, there is the idea that
even understanding a mathematical proof requires a sort of engagement with
the object of evaluation which is (a) non-inferential, (b) non-conceptual,
and (c) global. This last point is less explicit but meant to capture the crucial
difference ‘between understanding a proof as a whole, and understanding
each individual inference in the proof.’ Moreover, on Barker’s account, in
the case of aesthetic appreciation, we must detect the ‘higher-order features’
of the object of evaluation. A global engagement brings into view how the
various parts of the object relate to one another.4
We want to build on Barker’s basic approach without committing to all
of its details. In particular, we remain agnostic about whether the relevant
understanding is non-conceptual. However, the idea that the relevant sort
of engagement with the object of evaluation must be non-inferential and
global seems very plausible indeed to us. Moreover, this seems equally plau-
sible in the case of non-abstract objects of evaluation, like paintings and
landscapes. In those cases, a proper appreciation of the object of evalua-
tion’s beauty requires non-inferential and global engagement of some kind
(here literally sensory engagement) with the object of evaluation.
So we propose that aesthetic knowledge is always parasitic on direct
engagement of this sort (non-inferential and global) with the object of
evaluation. Again, we say ‘parasitic on’ to allow for indirect forms of knowl-
edge such as knowledge via testimony or knowledge via induction. These
forms of knowledge, however, must somehow ‘bottom out’ in knowledge
via direct engagement.
One might wonder just why aesthetic knowledge must always be parasitic
on direct engagement in this way. Unfortunately, a full answer to this ques-
tion would require a comprehensive theory of aesthetic judgment. Providing
such a theory would go far beyond the scope of this paper, and anyway we
do not have such a theory ‘up our sleeves.’ We will, however, pause to specu-
late on what the basic contours of such an explanation might look like.
Aesthetic judgement, at least in its paradigmatic form, is often thought to
involve taking pleasure of some kind (perhaps a suitably ‘disinterested pleas-
ure’) in the object of evaluation. Perhaps the notion of pleasure is too nar-
row, as some works of art impress us as aesthetically good but do so by being
274 Sean McKeever and Michael Ridge
depressing or frightening in the right way. We shall not try to resolve the
debate over the range of relevant subjective responses, but the idea that aes-
thetic judgment is somehow essentially tied to subjective responses of some
kind to objects of evaluation seems right to us. A species of creatures entirely
incapable of any of the range of subjective responses we associate with aes-
thetic judgment would in our view be incapable of full-blooded aesthetic
judgment. They might, like the color-blind, be able to make second-hand
aesthetic judgments in a derivative sense by tracking the classifications of
those who are capable of the relevant sorts of subjective responses, but, just
as in the case of the color–blind, this falls well short of making the relevant
judgments in a full-blooded way.
We think that perhaps this element of subjective response holds the key
to explaining the special role of direct engagement in aesthetic judgment.
For the relevant sort of subjective responses are precisely responses we have
in light of our engagement with the object of evaluation taken as a whole.
One does not properly judge the beauty of a painting or statue by focusing
on the various components of the painting, working out their individual
value, and then doing the sums. Instead, one takes in the painting as a
whole, reflects on it as a whole and sees what one makes of it.
Our claim here is meant to be compatible with the familiar fact that in
aesthetic experience our attention is often directed to some features more
than others, and it can seem that our aesthetic responses are to these, espe-
cially salient, features. When I judge a song to be great, this may be cued
to the ‘groove’ of its rhythm, not the lilt of its melody. Moreover, our claim
should not really hinge on whether our responses are responses to the whole
or to the parts. On this point, intuitions will differ and one would need to
go beyond our pre-theoretical conception of aesthetic judgment to settle the
point. What is crucial from our point of view is that our responses must be
made in light of our engagement with the parts as they are situated relative
to one another and in the larger whole. If we judge a song good, this may
be on account of the groove of its rhythm, but if our judgment is really of
the song then we must be engaging with the rhythm in the larger context
of the song. The rhythm may ‘stand out’ but we must be engaged with the
background against which it stands out. Moreover, in order to produce the
right sort of subjective response to the object as a whole, this engagement
will need to be non-inferential (and perhaps non-conceptual). A critic who
only understands via inference that the painting has properties A, B, and C
will not thereby appropriately appreciate the painting as a whole.
The special role of direct engagement may explain the ubiquity in the
aesthetic realm of what G.E. Moore called ‘organic unities,’ in which the
value of the whole is not equivalent to the sum of the value of the parts.5
Generalizing on Moore, we might extend the idea of an organic unity to
hold that the value of the whole is not even equivalent to any mathematical
function of the value of the parts, where that function remains constant
Aesthetics and Particularism 275
across all contexts of evaluation. It is striking that clear examples of Moorean
organic unities are much easier to generate in the aesthetic realm than in
the moral realm. Indeed, in aesthetics, they seem to be the norm rather
than the exception. Perhaps this reflects the centrality of direct engagement
with the object of evaluation taken as a whole in combination with the fact
that such holistic engagement can create a sort of perceptual (or pseudo-
perceptual, in the case of abstract objects of evaluation) gestalt, such that
our subjective reaction to that gestalt is in no way a sum of the subjective
reactions we would have to the parts of the object of evaluation. Actually,
independently of the fancy idea of a gestalt, the simple fact that our subjec-
tive reaction to a higher-order pattern may not systematically be a function
of our reactions to its parts would seem to explain this phenomenon.
In any event, suppose that aesthetic knowledge is always dependent on
direct engagement with the object of evaluation. Does this mark a difference
from moral knowledge, and, if so, is the difference relevant to the debate
over particularism and generalism? Here we need to disentangle the two
aspects of direct engagement in our sense – being non-inferential and being
global. Whether moral knowledge is always parasitic on non-inferential
engagement with the object of evaluation is a matter of controversy. On a
broadly intuitionist approach to moral epistemology, of the sort defended
by Ross and others, perhaps this is true.
For example, on an intuitionist view, knowing that pain is bad may
require non-inferential knowledge of what pain is like, and non-inferential
knowledge that anything that feels ‘like that’ is bad. In fact, such puta-
tive knowledge is now less secure than Rossians might once have supposed.
For apparently certain analgesics lead patients to report that the pain ‘feels
just the same’ but that they ‘no longer mind it.’ If these phenomenological
reports are accurate, then we do not really learn that pain is bad simply
by learning what it feels like; this is an unexpected overgeneralization. We
would not remark on this specific instance were it not for the fact that the
badness of pain is often taken to be one of the most obvious normative facts
there are, in which case knowledge of the badness of pain might be seen as
one of the best cases for an epistemology that makes use of ideas such as
‘immediate self-evidence’ and the like, as intuitionists often do.
In any event, intuitionism is but one view. On other models of moral
epistemology, our moral knowledge is not non-inferential in this way. A
Kantian constructivist, for example, will presumably offer a very different
account, and one that may involve considerable inference and ‘construc-
tion’ (in some sense) of the relevant moral facts. Whether constructivism
can in some sense go ‘all the way down’ or requires some basic normative
facts which might be known more immediately is hotly debated.6
However, we shall not try to settle this difficult dispute in moral episte-
mology here. Already, though, it is worth noting that there are interesting
approaches to moral epistemology that would eschew giving pride of place
276 Sean McKeever and Michael Ridge
to non-inferential knowledge when accounting for our fundamental moral
knowledge. We do not want our arguments to rest on such a controver-
sial and potentially question-begging assumption, though. After all, those
sympathetic to moral particularism are typically also sympathetic to some
kind of intuitionist epistemology, broadly construed. Moreover, our argu-
ments (in Principled Ethics) were explicitly and self-consciously neutral on
this issue. So let us suppose that fundamental moral knowledge is, as the
intuitionist suggests, paradigmatically non-inferential.
This is not yet enough for an exact parallel with the aesthetic case, though.
For, in the aesthetic case, the relevant sort of direct engagement was not
only non-inferential, but also global. For simplicity, we here focus on one
paradigmatic object of evaluation: action. The contrast we draw, however,
if sound at all, should generalize from the evaluation of action to moral
evaluation more generally, for example to the evaluation of character traits
or states of affairs.
Is the moral evaluation of an action parasitic on direct engagement with
the action itself? Assuming for the sake of argument that such knowledge
requires non-inferential engagement of some kind, the crucial question
becomes whether the relevant sort of non-inferential engagement must be
global, in the intuitive sense that our judgment must somehow involve ‘tak-
ing it all in’ in some immediate way. In our view, moral judgment is not
global in this way, though we have allowed elsewhere that it may well be
holistic in the sense that the particularist emphasizes. That is, we allow that
moral judgment may require sensitivity to certain features of the context
and not just to the facts that are the reasons for action. However, we have
argued that those features are themselves finite and limited, so being sensi-
tive to those features is not the same as being sensitive to all of the features
of the action. Moreover, being sensitive to features, in the sense that one’s
judgment is counterfactually cued to them in the right ways, is not the same
as actually attending to them in the way that one seems to need to attend
to the object of evaluation as a whole in the aesthetic case. So we think that
denying globalism is consistent with accepting holism in the sense that
holds that reasons for action can be context-sensitive.
Of course, the fact that denying globalism in the moral realm is consistent
with endorsing holism in the moral realm is hardly an argument for holding
this combination of views. Why, then, do we deny globalism in the moral
case? Simply by reflecting on how we actually reach moral judgments, and
contrasting this with the way in which we reach aesthetic judgments, the
intuitive differences seem clear to us.
Consider someone trying to decide whether a given action would be mor-
ally wrong. The person deliberates for some time, and then reaches a verdict.
We ask the person on what grounds he reached his verdict, and he might
cite what he took to be the relevant reasons and how he weighed them
one against the other in context. If he is more thorough in his answer, and
Aesthetics and Particularism 277
thinks reasons can be context-sensitive, then he might tell us what features
of the situation ‘enabled’ the facts that were reasons to be reasons. Suppose
he tells us something like the following:
Well, the fact that volunteering for this departmental job would be
unpleasant is a reason not to do it. It would also take me away from my
family a bit more, which is a reason not to do it too. On the other hand,
I have not done as much as the other members of the department in the
way of doing onerous jobs that are not assigned to someone ex ante. This
fact provides a reason of fairness or perhaps of equity in favor of my doing
it. The background context is one in which there is very good reason for
someone to do this job – otherwise the students will be unhappy, they will
learn less, and the department’s reputation will suffer, all of which are
reasons to do it. I judge that fairness trumps the unpleasantness of the
job and the distraction from family in this case, and so I conclude that I
ought to do it.
This sounds like a reasonable rationale for the view taken, though of course
someone might disagree with the weight assigned to the reasons. We allow,
of course, that someone might intelligibly suggest that the agent has left
something out. Perhaps, say, the fact that he is not very good at the job in
question is a reason for him not to be the one to do it. We do not pretend
that moral decisions are easy or that the reasons in play are typically few or
easy to weight. We do, however, think that it is implausible and even bizarre
to complain simply on the grounds that the agent had not directly engaged
with the action as a whole. In case some remain tempted by globalism in the
moral case, however, we offer two further and related considerations.
First of all, there seems to be an important asymmetry in the moral assess-
ment of possible actions and the aesthetic evaluation of possible bearers of
beauty. In the moral case, the ability to make reliable judgments of non-
actual cases is essential. Without it, we could hardly hold people responsible
for their deliberations, in so far as deliberation requires assessing merely
possible courses of action. In the aesthetic case, by contrast, it may be pos-
sible to make reliable judgments of non-actual cases, but it is far from clear
that it is routine, much less essential. Even if one thinks that those who
reliably create good art do so by engaging with their works as a whole prior
to creation, this does not show that this is a general ability possessed by
competent aesthetic judges. By contrast, a moral agent unable to make judg-
ments of non-actual cases would fall short of even minimal competence.
This is connected to a second point. Merely possible actions are deter-
minable types with many determinate instances. The action of doing this
onerous job is multiply realizable. The action can be performed at different
times, in a different frame of mind, with differing levels of dedication and
concentration, in different clothes, while listening to music or not, and so
278 Sean McKeever and Michael Ridge
on indefinitely. It would be weird and mistaken to think that I must some-
how imagine and directly engage (in my imagination) with the action as
specified in all of these indefinitely many different ways before reaching a
conclusion about whether the action as such is morally obligatory. Similarly,
when judging actual actions it is enough to identify the action as belonging
to a relevant type. The resulting judgment will, on our view, typically be
defeasible, but that is because additional features (which themselves are of a
finite and manageable number) could lead us to reclassify the act as belong-
ing to another type.
By contrast, paradigmatic objects of aesthetic evaluation are typically
determinate tokens (the Mona Lisa or a given token performance of a given
opera), or fully determinate types, anyway, as with a mathematical proof
considered as an abstract object or an opera or novel understood as another
sort of abstract type. We acknowledge that the relationship between token
objects of aesthetic evaluation, for example a particular musical perform-
ance, and corresponding types is a contested one.7 For now, our point is
this. The aesthetic assessment of tokens is sui generis because the aesthetic
judgment depends upon taking in the token – with all of its determinate
features – as a whole. One need not see the token as a token of some aesthetic
type that is (generally) good or bad. One can recognize a bad performance
of Hamlet while seeing its failure as due simply to the failure of its concrete
elements to work well together. Contrast this with the moral case. Here,
too, we recognize bad tokens of good types. For example, one may think an
apology was obligatory in some specific case while also thinking that the
particular apology given fell short of the mark. In this case, though, we sup-
pose one classifies the apology as belonging to more than one salient type.
It might be an apology (and so obligatory) but also insincere, or overdue, or
self-serving (and so not fully virtuous).
A third difference, and one that is critical from our point of view, turns
on what can ever be a moral or aesthetic reason (or good-making feature).
As we have already noted, there are some features, such as being done in a
leap year, that can never be moral reasons. In fact, however, when moral
evaluation is at stake, many of the possible features of action are features
that could never be moral reasons for action (or enablers, or disablers, or
intensifiers, etc.). If this does not seem obvious, we suspect that this is due
to neglect of a necessary distinction between direct and indirect relevance.
Features may be relevant indirectly. For example, if I promise to return your
lawn tools on Thursday, then the fact that it is Thursday is morally relevant,
but its relevance – and the underlying force of my moral reasons – is due to
my promise. In the moral case, particularists sometimes say things like, ‘In
the right context, any old feature could be morally relevant – even shoelace
color or sea level.’ Perhaps anything can be indirectly morally relevant, as
the example of promising might suggest. Furthermore, it seems likely that
anything could be a reason to believe that you have a reason to act in some
Aesthetics and Particularism 279
way, since perhaps anything could reliably indicate the presence of a reason
to act. But a reason to believe there is a moral reason to act is not itself a
moral reason to act. Our claim, for which we have argued on previous occa-
sions, is that many features can never be directly morally relevant; some
things can never be reasons to act. Claims about the moral relevance of sea
level are amenable to innocent reinterpretation, but, if offered as claims
about what can be directly morally relevant, they are, we claim, false. If
this is right, then it promises some explanation of why direct engagement is
unnecessary in the moral case; there is no need to engage with features that
will never, in any case, be relevant.
In aesthetics, however, any old feature of an object of aesthetic evaluation
could be directly relevant to the aesthetic value of the whole. At least, we
cannot be sure that this is false. The relevant ‘could’ here is epistemic. One
might take this epistemic possibility as evidence of a further metaphysical
possibility. Starting from the claim that, for all we know, a dab of red paint
can make something beautiful, one might infer that, in the right context,
a dab of red paint can make all the difference to the aesthetic value of a
painting.8 But should we draw this inference? To be sure, there are cases that
should give one pause. It is difficult to imagine, for example, that the day of
the week on which a poem was composed could be directly relevant to its
beauty. At the same time, it is difficult to define limits on what is potentially
relevant. For example, we should not be sure that objects are made good
only by their phenomenal properties, or only by their intrinsic properties.
For example, conceptual art or mathematical proofs are not beautiful in
virtue of their phenomenal properties. And a piece of art is often beautiful
for the ways in which it represents or otherwise references the world beyond
it. A painting might be made beautiful not by the fact that it includes a
brushstroke that is red (assuming for the sake of argument that this is an
intrinsic property of the painting), but because it includes a brushstroke
that is the color of blood. We remain uncertain whether anything can be
an aesthetic good-making feature, but our present purposes do not require
such a claim. As we shall now argue, our inability to define limits on what
might be directly aesthetically relevant means that we are not forced to
accept aesthetic generalism. Because our argument turns on this weaker
claim, we are also not forced to accept aesthetic particularism. For us the
issue remains an open question.
Recall that a critical challenge to our argument for default principles was
that they would be trivial or vacuous. Our response to this objection turned
on the claim that not any feature can be a moral reason. To be sound, a
default principle must specify some fact as being a reason unless some fea-
ture of the circumstances defeats it. When it comes to features that can
never be reasons, then, this condition is not met precisely because the fail-
ure of such facts to be reasons (if it is amenable to explanation at all) is not
explained by the particular circumstances of the case. This response is not
280 Sean McKeever and Michael Ridge
available in the aesthetic case, however, for the simple reason that we have
no firm sense of the limits of what might be aesthetically relevant.
Strictly speaking, aesthetic principles may not be vacuously true – true
simply in virtue of their logical form. If one were willing to say, for exam-
ple, that the day of the week on which a poem was written can never be
directly aesthetically relevant, then an aesthetic default principle along
these lines would be unsound, just as the fanciful leap year principle is in
the moral case. But our response to the vacuity objection in the moral case
was intended to do more than to answer a narrow logical point. For prin-
ciples to have a meaningful role in moral practice it is important that they
help us to distinguish, in a helpful way, what can be morally relevant. They
do this, we think, by identifying a comparatively few features that can ever
be moral reasons against a vast background of features that never are. This
is not to deny that there are deep disagreements about what can be morally
relevant. The point is that even those who deeply disagree – for example a
strict Kantian and a hedonistic consequentialist – will typically have quite
a bit in common when it comes to the irrelevance of much of the back-
ground. Even if aesthetic default principles are not strictly vacuous, they
look extremely uninteresting. We won’t learn anything from the default
principles that we could not learn by directly engaging with the objects
of our aesthetic evaluations; indeed, we learn much less than we learn by
experience. This is quite different from the moral case, in which we might
learn of a very small list of possible facts (a Rossian might vote for five here,
given Ross’s considered list of ‘prima facie duties’) that they can function as
moral reasons, and that no other such facts can.
One might object at this point that the preceding argument assumes with-
out argument that the beauty-making features of an object of evaluation
are its descriptive properties. Perhaps richly normative properties such as
‘having a balanced composition’ are better candidates for the good-making
features in aesthetics. We have two replies. First, though we shall not put
much weight on this, locutions such as ‘having a balanced composition’
are arguably evocative metaphors rather than literal truths anyway. In that
case they are not well suited to being good-making features; we assume that
a good-making feature must be a feature which the object of evaluation
literally instantiates. Second, given the supervenience of the aesthetic on
the descriptive (which we take to be very plausible) as well as our practice
of citing certain descriptive features when explaining something’s beauty
to someone who just doesn’t get it, we think it is more plausible to take the
good-making features to be purely descriptive. We need not insist on this
point, though. For suppose the good-making features are these rich and
‘thick’ evaluative features, and that they do not in turn ‘bottom out’ in
descriptive features. That would be a further reason that the argument from
Principled Ethics for default principles does not carry over. For our aim there
was precisely to defend default principles that were informative to those
Aesthetics and Particularism 281
with no antecedent moral view. To that end, it was crucial that the anteced-
ents of those principles not use any moral concepts. In so far as aesthetic
default principles depart from this model, this is a significant respect in
which our argument does not carry over.
Let us take stock. In this section we have argued for an asymmetry between
aesthetic and moral evaluation. The asymmetry is that, in the aesthetic case,
knowledge involves a kind of direct engagement with the object of evalua-
tion that is not essential in the moral case. This direct engagement is global,
and this reflects our inability to define limits on what might be aesthetically
relevant. We must attend to the whole thing to be sure we do not miss the
contribution of some feature.9 This difference, in turn, explains why our
argument that default principles are not vacuous or trivial does not carry
over.
4. Trimming the hedges?
In Principled Ethics, having argued for the availability of non-trivial and
manageably few default principles, we went on to argue for the codifiability
of morality in a much more ambitious sense. In particular, we argued that
morality can and should be codified in a way that captures all of the moral
truths and which is made up entirely of principles that have purely descrip-
tive antecedents and moral conclusions. We are, admittedly, a long way from
having any such theory which demands wide assent or which is obviously
true, but that is no objection to the thesis that such a theory is available
to us in principle and that we ought to seek it. By way of analogy, certain
theorems in mathematics or laws of nature may currently be unknown to
us but still may be both available to us in principle and worth discovering
and articulating. Recall that here we argued that the most plausible account
of ideal practical wisdom for creatures like us entailed the availability of
such principles. The question we shall explore in this section is whether an
analogue of this argument carries over to the aesthetic case.
The argument of the preceding section counsels skepticism. If we cannot
secure default principles, then it seems even less likely that we could estab-
lish much stronger unhedged principles. This is too hasty, however. For,
even if our case for generating default moral principles fails for the aesthetic
case, this only counts against one argument for aesthetic generalism, not
against aesthetic generalism itself. Furthermore, our argument from practi-
cal wisdom is actually somewhat free-standing, and might hold up even if
the argument for default principles breaks down for the reasons given in the
previous section. As we shall now argue, however, there are good reasons to
think that aesthetic and moral wisdom are quite different, even if both are
in some sense practical.
The main premise of our original argument was that the best explana-
tion of the possibility of ideal practical wisdom for creatures like us was
282 Sean McKeever and Michael Ridge
a principled one – that is, one that attributed a suitable stock of moral
principles to the person of ideal (humanly attainable) practical wisdom.
We argued for this premise on three different grounds: (1) that the best
account of the ability of the person of practical wisdom to have knowl-
edge about fictional cases through description is one which invokes such
principles, (2) that a principled explanation sorts the a priori from the a
posteriori in a more plausible way than the alternatives, and (3) that the
availability of such principles has some intuitive support independently.
This last argument can safely be set aside, since robust aesthetic principles
are, if anything, counter-intuitive. So our question now is whether ana-
logues of either of our first two arguments can be carried over plausibly to
the aesthetic realm.
How about the argument from knowledge in fictional cases? The ana-
logue here presumably would be aesthetic knowledge of merely possible
objects of aesthetic evaluation, where this knowledge can be gained simply
by an adequate description of the object of evaluation. Here again the role
of direct engagement seems relevant. We do not paradigmatically appreci-
ate the beauty of the Mona Lisa, say, by reading a description of it. Indeed,
even reading an incredibly detailed description of the painting does not
seem sufficient for a proper appreciation of its aesthetic value. We do not
deny that one can have aesthetic knowledge of non-actual objects. In fact,
an eagerness to allow for this possibility motivated us to move from talk of
the role of observation to the role of engagement. But, when one has aes-
thetic knowledge in these cases, a description is not enough. That alone is
enough to spoil the analogue of our argument in the moral case, which was
meant to invoke an ideal which is possible for creatures like us. However,
it is worth pausing to see whether a version of the argument invoking a
conception of aesthetic wisdom that is not specifically a conception meant
to be appropriate for creatures like us might fare better. Although such an
argument would be less practically relevant, given its utopianism, it might
still be of interest.
One immediate worry is that the notion of aesthetic wisdom seems
unlikely to be a notion we can understand while simultaneously abstracting
from the sorts of creatures in question. This again reflects the intuitive idea
that aesthetics is somehow more subjective than morality. Even if aesthetic
value is not relative to individuals, it might at least be relative to species. The
problem would then be that there will be many ways to idealize beyond the
limitations of the human condition, and what counts as aesthetic wisdom
may vary depending on how these idealizations are understood. On this
sort of view, the Mona Lisa may be beautiful for us, aesthetically worthless
for the Vulcans, and mediocre for the Martians.
A distinct, but related, worry is whether an ideal aesthetic wisdom for
creatures like us, understood as a single unified phenomenon, is a coherent
one. It may be that aesthetics is pluralistic in a deeper way than morality or
Aesthetics and Particularism 283
practical reason more generally. In particular, it may be that certain forms
of aesthetic value can be properly appreciated only by someone with a sensi-
bility that would make it impossible for the person to appreciate other sorts
of aesthetic value. For example, perhaps someone ideally suited to appre-
ciating the aesthetic value of depressing arthouse films would thereby not
be well suited to appreciating the aesthetic value of a slapstick comedy or a
Hollywood action blockbuster.
Let us waive this worry as well. How might a species of creatures be able
to go from an adequate description of an object of evaluation to a proper
appreciation of the object and then to aesthetic knowledge? Given the need
for direct engagement, the key idealization here would be an unlimited abil-
ity to go from any fully determinate description of the features of an object
of evaluation to an accurate, though merely imagined, direct engagement
with it – as a notional object of imaginative experience, that is. Human
beings cannot go from (for example) a fully determinate pixel-by-pixel char-
acterization of an arbitrarily fine-grained digitization of the Mona Lisa to
a vivid and fully accurate act of direct acquaintance with it in imagina-
tion, but the species of creatures we are imagining by hypothesis can. Is the
best account of the aesthetic wisdom of such a species of creatures plausibly
taken to be a principled one?
Given the apparently open-ended nature of aesthetic value, and the way
in which any feature can be good-making in the right context, we cannot
give an affirmative answer. There is no reason in advance to believe that
such creatures would not extract as many principles as there are possible
objects of aesthetic evaluation. To us, this seems actually to be the most
plausible hypothesis; in so far as we have a coherent ideal of aesthetic wis-
dom, we suspect it is not principled. Our purposes here, however, do not
require us to insist on this last point. Our aim is not to establish the truth
of particularism in aesthetics, but instead to explain why it is and should be
more attractive than moral particularism.
What about the argument from sorting the a priori and the a posteriori in
the right way – does that argument at least have a plausible analogue in the
aesthetic case? Here we find it useful to draw a distinction between a propo-
sition being a priori in principle and its being a priori for us. There may be
certain mathematical propositions that are true, but are simply too complex
for creatures like us ever even to comprehend, much less know. If so, such
propositions are not a priori for us, though they might well be a priori for
God. Lest the relativity of the a priori seem strange, recall that the a priori
is usually defined modally – in terms of whether the proposition can be
known in a certain way. We are simply pointing out that, if we understand
‘can’ in a way that takes contingent limitations of the judge into account,
then there will be a useful distinction of this sort to be drawn.
Now return to our imagined creatures who can go from fully determinate
descriptions to a vivid and fully accurate imaginative acquaintance with a
284 Sean McKeever and Michael Ridge
representation of the object of evaluation. Perhaps there is a sense in which
a principle going from the relevant features of the painting (those in virtue
of which they find it beautiful, say) to the conclusion that it has a certain
aesthetic value is a priori for them. For perhaps they can know such a princi-
ple simply by reflecting on what such an object of evaluation would be like,
and this may count as a priori. Does this represent an advantage for such
a principled account of aesthetic wisdom, putting to one side the worries
already raised about such an account?
Again, this does not seem to us to be any kind of advantage for the view
on offer. It is not as if we had some strong pre-theoretical intuition that aes-
thetic knowledge might in this way be a priori in principle even though it is
not typically a priori for us (though it may sometimes be – again, knowledge
of the elegance of a mathematical proof comes to mind). We can let the
chips fall where they may on this count, but it hardly seems like an advan-
tage for the account of aesthetic wisdom on offer that it can divide the a
priori from the a posteriori in this unusual way.
5. Conclusion
Let us again take stock. In Principled Ethics, we argued that the best account
of ideal practical wisdom for creatures like us is a principled account. Here
we have argued that there is no plausible analogue of this argument in the
aesthetic case. In many ways, our two main grounds for this are (a) that
aesthetic wisdom is different from practical wisdom for creatures like us in
that the former but not the latter requires direct engagement; this makes the
ideal of aesthetic wisdom needed to support the argument rely on imagina-
tive capacities that far exceed anything that human beings will ever even
approximate, and (b) even for more idealized creatures without such imagi-
native limitations, there would likely be as many principles on offer as there
are possible objects of evaluation. We also argued that the argument from
the ability to sort the a priori from the a posteriori did not carry over, in that
here there is no pre-theoretical basis for assuming some such distinction is
needed anyway.
So the arguments given in Principled Ethics do not transpose smoothly into
the context of aesthetics. Furthermore, the differences in virtue of which
the arguments do not transpose smoothly provide some indication of why
some form of particularism might pre-theoretically seem more attractive
in the context of aesthetics than in the context of ethics. In particular, the
essential role of direct global engagement makes particularism considerably
more plausible in the case of aesthetics than in ethics, where such engage-
ment does not seem essential. To be clear, we do not say that generalism is
false in the case of aesthetics, but instead only that our arguments do not
support it and that we can explain why particularism might seem intui-
tively more plausible in the case of aesthetics.
Aesthetics and Particularism 285
Notes
1. In the discussion that follows we will use beautiful simply to mean aesthetically
good.
2. We here put to one side distracting complications arising out of the possibility
of ‘Gettier’ cases – cases in which a justified true belief falls short of knowledge
in certain characteristic ways. Although such cases clearly are as possible here as
anywhere else, we think that their very ubiquity means that they will cut right
across the moral/aesthetic divide and not help explain any relevant asymmetries.
See Gettier (1963) for the classic statement of the sorts of cases we have in mind.
3. Some have argued that these uses of ‘beautiful’ and cognate terms are all meta-
phorical, and that all literal beauty and aesthetic value supervenes on features
amenable to sensory perception. See Zangwill (1998). For a reply, see Barker (forth-
coming).
4. An alternative term is ‘holistic.’ But since this term is already used to mark a
number of quite different distinctions in the particularism/generalism debate we
eschew it here.
5. See Moore (1903, chapter 6).
6. See Street (2008) for discussion.
7. We wish here to remain agnostic about how best to account for aesthetic judg-
ment of types. One possibility is that we directly engage with types and so can
have direct knowledge of their aesthetic properties. Another possibility is that
our judgments about types must be reached via induction from judgments about
tokens.
8. In the text we rely on a distinction between direct and indirect relevance; we
discuss this more in Principled Ethics in the moral case when we discuss the dis-
tinction between direct and indirect reasons for action. There is an analogous dis-
tinction between direct and indirect evaluative relevance. There are, for example,
good-making properties, and properties that simply explain why the thing has
the good-making properties, and these will be distinct.
Here we think that, in so far as the day of the week could matter to an aesthetic
evaluation, this will be parasitic on some more broadly relevant aesthetic feature,
like its resonance with a theme of the work. If, for example, a painting is about the
importance of resting on the Sabbath, then the fact that the painting was finished
on the evening before the Sabbath might be relevant. Its relevance, though, will in
our view be explained by this broader and more generic fact about thematic reso-
nance. We admit, though, that in the aesthetic case this distinction may be more
problematic. If it is, and if even the day of the week can, in the right context, be
aesthetically relevant, then that is just grist for our mill. For that simply bolsters
the contrast we are after even more.
9. One complication we shall not explore here is the sort of modality involved in talk
of what we ‘can’ directly engage with. In one sense, we can directly engage with
the microtextual features of the Mona Lisa, but we don’t think that these sorts of
features are or even could be aesthetically relevant. We think that what counts as
available for direct engagement in the relevant sense is somewhat slippery and
context-sensitive. However this difficulty is worked out, though, the idea is clearly
broad enough to make the analogue of default principles come out as very trivial
and uninteresting, which is our main point here.
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Index
aesthetics, 264–7, 270, 275, 279–80, Hare, R.M., 103, 126–8
282–4 holism, 265–6, 268, 276
aesthetic knowledge, 270–5, Hume, D., 97, 145
282–4 Humean, 98, 111, 159, 203
aesthetic wisdom, 269, 282–4 Humean Theory of Motivation,
agency, 208–33 145, 147
anti-realism, 48, 85, 97, 100–1, 104,
120–3, 261 ideationalism, 103, 109–18, 120, 122
Argument from Queerness, 77, 92, 95 inferentialism, 114–23
Ayer, A.J., 103, 126–8, 253 internalism
judgment, 119
Barker, J., 272–3 motivational, 63
Blackburn, S., 22, 103, 113, 126–7, 254 about reasons, 59, 141–2, 144, 146–52,
156, 159–63, 165, 180–1, 203,
Chrisman, M., 234 208–9, 216–17, 229
constitutivism, 208–10, 212–19, 221–3, intrinsic value, 187, 193
226–30 intrinsicality, 192–4
constructivism, 90, 200–1, 275
Copp, D., 10, 26 Jackson, F., 24
Crisp, R., 166 Johnson, R., 151–2, 159
Cuneo, T., 77 Joyce, R., 63, 66–7, 72, 79–82, 87–100
judgment(s)
Dancy, J., 9, 265 aesthetic, 264–5, 274, 276
default principles, 268–70, 279–81 moral/ethical, 9, 30, 32, 101, 127, 137,
descriptivism, 104–6 162, 235, 238–41, 244, 248, 250–6,
Dorr, C., 126–30, 132, 134–5, 138 260–1, 266–7, 276–7
normative, 14–15, 22–3, 29, 31, 149,
Enoch, D., 126, 131–4, 137, 139 162, 201, 235, 237–8, 240–5
error theory, moral, 40, 62–83, 96
expressivism, 7–12, 14, 20–4, 32–4, Kalderon, M., 88, 90–2
38, 40, 44, 47, 50, 55–9, 74, 90, Kavka, G., 153–4, 156
92, 97, 101, 103–30, 133, 138–9, Korsgaard, C., 208–10, 213, 216–18,
200–1 229
Ferrero, L., 219, 230–2 Lenman, J., 126, 132, 134–7, 139
fictionalism, moral, 74, 85–102, 104–5,
107, 111, 118, 120, 122 Mackie, J.L., 28, 63–4, 66–8, 77, 97
Finlay, S., 63, 71–4, 76–7, 81–8 Mele, A., 145–6
Frege-Geach problem, 92, 126, 129–30, Moore, G.E., 9–10, 92, 103, 187,
138 193, 274
moral epistemology, 31, 126, 129–30,
generalism, 266–7, 269–70, 275, 279, 136–8, 249–53, 255, 258, 261,
281, 284 275–6
Gibbard, A., 7–16, 18–19, 21–5, 27–8, moral understanding, 255–63
31–5, 103, 108, 123–7 moral worth, 257–9, 261
299
300 Index
naturalism, 36, 40, 51, 85, 100–1, 104, normative, 40, 53, 141, 144, 146–9,
107, 111, 116, 118, 120, 122 152, 158, 160, 186, 199–200, 227
ethical, 7–13, 21, 24–7, 30–2, 65, 85 relativism, 22–4, 26, 29, 71–4, 76–7
linguistic, 36–8, 40–1, 45 representationalism, 44, 103, 105–12,
Naturalistic Fallacy, 103, 215 114–18, 120, 122
nihilism, 69, 107–8, 110, 112, 114, 197 response-dependence, 41–3, 46–50, 54
non-cognitivism, 38, 49, 126–30, 135–9, global expressivist, 50–4, 58–9
249, 252–5, 261 Ridge, M., 52, 55–8, 127
non-naturalism, 8, 11, 92, 104, 107, 118 rule-following, 42
ethical, 7–11, 16, 20, 23–4, 26–9, 31,
65, 68, 118, 120, 122 Scanlon, T.M., 66, 166
normativity, 8–11, 16, 21, 28, 78, 167, Schroeder, M., 127, 189, 198, 229, 234
187–8, 190, 192, 208–9, 216, 220, self-understanding, 212–17, 220–5, 227,
224, 229, 234, 236–8, 248 229
Smith, M., 52–4, 65, 127, 149, 151,
objectivity, 22, 46, 148, 159, 208–9, 217, 158–9
229 social norms, 234–41, 243–8
Open-Question Argument, 103, 228 social practices, 235–45, 247–8
Stevenson, C.L., 103, 126–8
Parfit, D., 175–6 Stratton-Lake, P., 77
particularism, 200, 264, 266–70, 275–6, supervenience, 94, 137, 180, 189, 197,
278–9, 283–4 268, 280
Pettit, P., 37, 41–7, 50, 234
planning, 8, 12–16, 18–19, 21–2, 25, testimony, 89, 249–57, 259–60,
27–8, 32, 127 271, 273
Plantinga, A., 24 thick and thin concepts, 195–6
pragmatism, 37 truth, 31, 38–40, 47–8, 66–8, 86–9, 91,
Price, H., 37–41, 43–5, 47–50 95–8, 105, 116, 139, 173–7, 181, 197,
201, 253–4
Rabinowicz, W. & Rønnow-Rasmussen,
T., 167, 169–70 value
Railton, P., 149 Buck-Passing account of, 166–70,
Raz, J., 173–4, 194 173–5, 177–81, 188
realism Fitting-Attitude analysis of, 167–9,
ethical/moral, 7, 10–13, 16, 19–24, 179–80
26–7, 31–2, 65–8, 97–8, 104, 121, semantic, 43–4, 46
249, 251–5, 261 Väyrynen, P., 166
normative, 7, 227 Velleman, J.D., 208–13, 215–18, 220–9
quasi-, 7, 10–13, 20–4, 32, 39, 254
reasons Williams, B., 141–5, 147–51, 158–60
categorical, 62–7, 71–3, 77–8 Wishful-Thinking problem, 126–7,
and explanation, 148, 192 129–32, 137–9
external, 142–3, 147, 159 Wittgenstein, L., 37, 41–3, 53
hypothetical, 63, 77–8 Wrong-Kind-of-Reasons problem, 167,
internal, 142, 148 169–73, 175, 178–80