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Identity
M S Merry, University of Amsterdam, Amsterdam, The Netherlands; Nieuwe Prinsengracht 130, 1018 VZ,
Amsterdam, The Netherlands
ã 2010 Elsevier Ltd. All rights reserved.
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social or political particularities. While essentialists
appreciate that circumstances and historical contexts
vary, they nevertheless insist that persons know, experience, and relate to something constant about themselves
beyond or beneath the linguistic constructions or cultural
narratives to which these merely give expression. Essentialist readings of identity, then, are reductionist inasmuch
as some particular aspect of identity is believed to be
irrevocably and timelessly true. This interpretation of
identity assumes that there is something inalterable and
determined about who one is on the basis of genealogy,
culture, race, gender, or sexual orientation; as such, this
interpretation risks erring on the side of identity politics.
Identity politics describes the fact that persons of various
minority groups may feel trapped within an identity constructed by others, leading to the expectation that one must
represent a particular set of ideals, interests, and behaviors in
order to be authentic (see Merry and New, 2008). Essentialism is amply on display in the fields of psychology, sociology,
and, perhaps most especially, in anthropology, which gave
birth to the notion of cultural identity and difference. Yet the
notion that one must identify exclusively with a specific
identity marker (e.g., gender) – with all sorts of concomitant
purposes and meanings in tow – usually comes at the
expense of creating or exploring alternatives, or of critically
examining how one’s identity is both historically and continuously constructed. Here, Appiah (2005: 113) astutely
observes that while the ‘‘contours of identity are profoundly
real, [they are] no more imperishable, unchanging, or transcendent than other things that men and women make.’’
Conversely, postmodernists argue that no such thing as a
self exists; identity only describes indeterminate, mutable
narratives of persons located within the social or cultural
roles they are called upon to play. Subjectivities (in the
preferred parlance) are contingent, malleable, hybrid
assemblages that never cease evolving and adapting to any
number of contexts. As Hall and du Gay (1997: 6) writes:
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Published research and theory on identity far exceeds
reasonable expectation. Thousands of articles and books
have been written on the subject, yet navigating this topic
continues to be something of a conceptual minefield. Like
diversity, the term identity has been used in so many
contexts, many of them polemical and political, that it is
difficult to find any common understanding on which
scholars agree. Culture typically has been the way that
anthropologists have talked about identity, yet critics
charge that anthropological models of identity too often
proffer essentialist interpretations of their object, masquerading as objective description. Sociological models
of identity, notwithstanding their bold structural claims
and attention to environmental and institutional forces,
are thought by some to have a thin empirical basis. Doubtless psychology has dominated the field of identity (and
self ) studies, yet psychological models, for all of their
personal and interpersonal promise, are believed by
many to have a weak theoretical foundation.
Meanwhile, identity in the philosophical literature has
until recently be confined mostly to ruminations on the
self: as soul in Plato; rationality connected to, but not
coterminous with, the body in Descartes; uninterrupted
consciousness in Locke; a stream of experiences which a
thing has in relation to itself in Hume; an emotive life in
Rousseau; as noumenal self about which we can know
little in Kant; as will in Schopenhauer; as an elusive but
nonspecific something in Wittgenstein; and as the continuous, purposive struggle of creative power against an
historically contingent concatenation of social, political,
and cultural forces in Nietzsche and Foucault (Glover,
1988; Perry, 1975; Marshall, 2001).
Yet what follows is not a summary of metaphysics or
philosophy of mind. There also is not sufficient space here
to examine identity in each of the separate disciplines.
Instead, what follows are some prefatory discursive remarks
about identity; then, owing to the dominance of psychological theories on identity, a brief overview of some of its
salient themes will be adumbrated; this will be followed
by a discussion on identity formation and maintenance both
in political philosophy and philosophy of education.
Contemporary interpretations of identity run the
gamut, ranging from essentialist readings found in the
many varieties of culturalist discourse (e.g., aboriginal
and indigenous studies), to postmodern dismissals of the
term itself. Thus from the one end, essentialists ascribe
inherent, lucid meanings to identity which lay beneath
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Identities are, as it were, the positions which the subject is
obliged to take up while always knowing (the language of
consciousness here betrays us) that they are representations, that representation is always constructed across a
lack, across a division, from the place of the Other, and
thus can never be adequate – identical – to the subject
processes which are invested in them.
For postmoderns, then, identity names little more than
ephemeral positions and attachments we assume within
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the various discourses that circumscribe who we are at any
given moment. On this view, all identities – whether
historical or cultural – are manufactured, disseminated,
and politically deployed (Anderson, 2006; Hollinger, 1994).
However, this approach renders insignificant the ways in
which persons actually experience their identities, underneath it all, as substantive and real. That is, persons can
sense that something about them exists beneath or outside
of their cultural or social narratives; that it is they who are
the authors of such stories; and that they can sense themselves as being in time and social space.
Indeed, however socially constructed identities are,
one nevertheless feels herself to be Jewish, transsexual,
black, or whatever. Of course there are myriad ways in
which one is Jewish, transsexual, or black, and these
markers of identity do not describe all that we are (the
blunder of identity politics), but this point is frequently
missed by critics of identity: how we see ourselves, and
how we are seen by others, matters, and perhaps especially to those whose (constructed) identities enjoy little if
any public recognition. The politics of recognition makes
this very point: everyone should have the right to be
acknowledged publicly for the identities that matter to
them. Recognition is central to social anthropology in the
context of ascribed and assumed identity. One is what one
is seen to be, and one is as one believes oneself to be.
Both personal and social aspects shape identity but
most theorists on the subject generally agree that identities do not evolve from pristine cultures; rather, identities
are products of multiple, oftentimes conflicting, attachments. Indeed, the stable and fixed identity so favorable
to earlier psychologists is increasingly being challenged
by others who argue that our identities, far from being
fixed and secure, are constantly evolving, adopting new
meanings, and appropriating habits, customs, and beliefs
according to contextual circumstance and need. Indeed,
all persons possess hybrid identities that combine, mix,
and separate identity components to adapt to different
environments. Hybrid identities – what Salman Rushdie
called the mongrel self – reflect the plural cultures and
societies we live in, and we do not so much discard one
identity for another so much as we interchange multiple,
not entirely consonant, identities (Benhabib, 2002; Holland
et al., 1998).
In industrialized, Western societies, identities are
understood as intensely personal and individual, stressing
uniqueness and the independent self. Accordingly, the
aim of exploring and questioning inherited values, opinions, and habits generally is encouraged. Conversely,
identity in more traditional cultures – including, in East
Asia, those which are highly industrialized – is typically
circumscribed by one’s age, caste, gender, or status.
Accordingly, what some have called the interdependent
self inclines toward similarity, conformity, and group harmony (Gross and Gore, 2003; Markus and Kitayama, 1991).
Of course, even describing these differences is a symptom of
essentialism, and increasingly these cultural dichotomies
are being challenged. It is likely that various levels of
individual, relational, and collective identity are to be
found in most persons irrespective of where they were
born and how they were raised. Yet whether one is an
independent or an interdependent self, Hogg (2003: 462)
observes that group membership plays a crucial role in
identity development:
Groups [influence] the type of people we are, the things
we do, the attitudes and values we hold, and the way we
perceive and react to people around us. Groups furnish us
with an identity, a way of locating ourselves in relation to
other people. Indeed, our sense of self derives from the
groups and categories we belong to, and in many ways
individuality may merely be the unique combination of
distinct groups and categories that define who we are.
Identity Defined
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Granting its manifold nuances, meanings, and applications,
identity normally refers to the complex and ever-evolving
expressions of self-understanding that describe how persons
relate, and form attachments, to their historical–social–cultural
environment over a lifetime and consciously or unconsciously arrange their priorities and commitments to reflect
those, sometimes conflicting, attachments. Attachments are
formed with other persons as well as one’s environment
(hence the attachment to one’s homeland, for instance).
Identity denotes an understanding of who we are, as
individuals, and not merely as products of history, culture,
or caste. Josselson (1987: 12–13) describes identity as a
‘‘dynamic fitting together of parts of the personality with
the realities of the social world so that a person has a sense
both of internal coherence and meaningful relatedness to
the real world.’’ One’s identity is invariably multifaceted
and may involve tension; identities, too, may be ranked
(and reordered) in importance, some aspects being discarded or constructed in light of new and changing circumstances and experience. Sen (2006: 19) concurs:
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Identities are robustly plural, and [one] identity need not
obliterate the importance of others [. . .] a person [also]
has to make choices – explicitly and by implication –
about what relative importance to attach, in a particular
context, to the divergent loyalties and priorities that may
compete for precedence.
Some identities may be temporary, while others
endure. Any number of different selves may be salient
depending on the persons or environment with whom/
which a person may be relating. Which aspects of identity
one consciously or unconsciously summons will largely
be determined by her context and circumstances, but also
her temperament and emotional needs.
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Identity formation has been studied from a number of
perspectives. For example, there are models of racial
identity formation (Cross, 1971), sexual identity formation (Cass, 1979), and minority identity formation (Atkinson
et al., 1983). Whatever the case, identity formation describes the conscious process of (re)examining one’s feelings, thoughts, behaviors, and ways of relating to others
who may or may not share similar commitments and habits.
It is to reflect upon ‘‘our place in the universe, the meaning of life and death, and our purpose for being here’’
(Chickering and Reisser, 1993: 207). Identity formation
also describes the way in which individuals deal with
uncertainty and ambiguity.
Notwithstanding a variety of disciplinary approaches,
contemporary studies on identity formation continue to
assume a psychological cast, and none has towered over
the field like Erik Erikson. Identity formation, for Erikson,
names a process at the core of the individual and at the
core of her communal culture, a process which establishes
a single identity that links them together. ‘‘Identity grows
and is nurtured or frustrated in a complex bonding of self
and society’’ (Hoover et al., 1997: 21). The formation of
identity involves both competence and integrity. Competence is achieved by one’s efforts and is validated by the
recognition of others, while integrity is a state of mind
about who one is in relation to oneself and others.
Identity for Erikson is both a personal and social construction, for there is a strong interplay between the psychic
self and the social self. It is personal inasmuch as identity is
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developed through the integration of various identifications
with significant others and reference groups, and it is social
inasmuch as it is developed through the internalized roles
and appraisals of others. Central components of identity
include: (1) a sense of personal continuity over time and
across situations; (2) a sense of inner agency; (3) a commitment to certain self-representations as self-defining;
(4) a commitment to certain roles as self-defining; (5) an
acknowledgment of one’s role commitments and views of
self by significant others; (6) a commitment to a set of core
values and ideal self-standards, and (7) a commitment to a
worldview that gives life meaning (Erikson, 1959, 1968).
For Erikson, identity begins long before there is selfawareness, for it is in the nascent bonds of intimate relations (primarily with one’s parents) that identity assumes
its earliest expression. Intimate relationships, particularly
the maternal bond with children, supply the mutual trust
and recognition necessary for security and trust. Over
time, and with consistent care and attention, it is within
these trusting bonds that one comes to identify in a particular way with a set of attachments, habits, and thought
patterns. This also describes the manner in which persons
are enculturated, which is to say that most persons gradually come to identify with a way-of-being as natural, selfevident, and correct. The foundations of trust give rise
to greater possibilities for personal well-being; well-being
in this sense describes the experience of being accepted
by others as well as a sense of security, satisfaction, and
confidence about one’s being-in-the-world. A healthy
self-concept describes those who are comfortable with
their self-image, with how others see them, with the roles
they have chosen for themselves, or even which others
have chosen for them. (Erikson’s notions also supply the
foundations for many sociological and anthropological
understandings of what makes groups of individuals
cohere.)
Yet an absence, or shattering, of foundational trust, for
Erikson, portends a looming identity crisis. This crisis
(which in late adolescence he describes as identity diffusion) frequently results from persistent doubts about
one’s ethnic, gender, religious, sexual, or racial identity,
and describes the inability to resolve a profound personal
challenge when faced with it. On the other hand, another
type of crisis known as moratorium, is one that persons
must navigate in order to achieve identity at each stage of
development. Either way, identity crises arise when the
acceptance of one’s identity is questioned or rejected by
oneself or others. Young persons are particularly susceptible to peer pressure; anxious to be accepted as a group
member, intolerance may be expressed towards nonmembers, that is, outsiders. In Erikson’s words:
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Yet, while identity is rarely settled or fixed, it vaguely
describes how persons see themselves and how they
express what is important to them. However variable
one’s self-concept is there remains a very particular
sense in which persons understand themselves, and
others, as specific, historical persons in space and time.
Who one thinks she is, is unavoidably connected to the
self that she was, is becoming, and will be, however little
she remembers, understands, or is able to predict about
those distinct phases of growth and development. This is
consistent with what some psychoanalysts believe to be
true of a healthy ego identity, namely, there must be a
‘‘subjective sense of continuity of being the same person
over time and in different situations’’ (Côté and Levine,
2002: 121). This means that personal identity will manifest characteristics of having a past, a present, and a future,
even if the present or future self no longer identifies as
the same person she once was. This, then, is one of the
great paradoxes of identity: experience changes who we
are, and thus how we see the world as well as how we are
seen by others.
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It is difficult to be tolerant if deep down you are not quite
sure that you are a man (or a woman), that you will ever
[be] attractive, that you will be able to master your drives,
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that you really know who you are, that you know what
you want to be, that you know what you look like to
others, and that you will know how to make the right
decisions without, once for all, committing yourself to the
wrong friend, sexual partner, leader, or career (Erikson,
1959: 93).
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Philosophical Trends
In political philosophy, communitarians have long argued
that personal identity is entirely dependent on one’s
inherited cultural context. Parekh (2000: 159) expresses
this well:
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[In] order to understand an individual’s personal identity,
one needs to know more about a person than his or her
ego constructions and sociohistoric location and opportunities – one needs to know about the emergent interpersonal circumstances affecting his or her behavior,
including others’ perceptions of past personal-identity
displays, labels that might have been affixed to him or
her by others, prejudices faced, gossip relevant to the
person, multiple and contradictory pressures to conform,
and so forth.
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Perhaps one truism seldom noted by psychological
identity theorists is that many identities also are formed
in resistance to peer or parental expectations, as well as to
one’s inherited group identity or membership. Further,
preferring an interdependent and relational model of
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[C]ulture gives coherence to our lives, gives us the
resources to make sense of the world, stabilizes our personality, and so on. Its values and ideals inspire us, act as
our moral compass, and guide us through life; its arts,
rituals, songs, stories and literature fill us with joy and add
colour and beauty to our lives; and its moral and spiritual
wisdom comforts and helps us cope with the inevitable
tragedies of life.
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If the crisis proves too difficult to overcome, some kind
of identity pathology may set in (e.g., narcissistic personality disorder), these normally being the ‘‘result of
impaired ego functioning caused by a functional or
organic disorder’’ (Côté and Levine, 2002: 154). The
result, for psychoanalysts, is that a failure to thrive at
any level represents a failure to successfully navigate a
much earlier conflict (e.g., trust vs. mistrust, autonomy vs.
doubt) so that a personality disorder is the result of a more
primary problem with attachment that is manifested in
that period when intimacy is the primary demand for
growth, that is, adolescence and early adulthood.
Marcia (1966) extended the work of Erikson by examining the various ways in which identity formation
occurred in adolescence. Marcia, however, was less certain
that identities were either resolved or confused. The crisis
that Erikson described was not, for Marcia, an emergency
but rather a stimulus for overcoming challenges and
therefore leading to growth. The result would be greater
individualization and differentiation. Marcia also concurred with most psychologists on this point: identity
arises from any number of competing – and not necessarily conflicting – influences. Though not an exhaustive list
of identity-forming effects, birth order, peer group, gender assignment, sexual orientation, religion, occupation,
and culture all influence, to one degree or another, how
one comes to understand her relationship to others,
including the way in which one shares a set of communally based commitments or practices.
Needless to say, identities will not arise within, or map
onto, neatly prescribed categories. Côté and Levine (2002:
46) observe:
identity formation, some feminist critics (Gilligan, 1982)
of Erikson – and moral development theorist Lawrence
Kohlberg – have objected to their purported androcentric
preference for autonomy and independence as signs of
identity achievement.
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Some cultural identities are recognized and protected
by dominant beliefs and practices and enjoy a level
of identity capital that those in minority groups do not.
Identity capital describes the various investments that
persons make about who they are, but the term also
expresses a series of transactions and exchanges with
others that validate or invalidate one’s personal or social
identity. Yet where identities appear to be under threat
owing to a weakened cultural base, well-being itself
appears threatened to some, thus leading to efforts to
protect and maintain (fixed) cultural identities. Some
have even argued that the state ought to underwrite the
protection of certain imperiled cultures in order that the
identities of their members may remain intact (Margalit
and Halbertal, 1994). Meanwhile, postmodern critics,
such as Appadurai (1996), argue that minorities in many
parts of the world are at least as artificial as the majorities
they seem to threaten, while liberal critics have noted that
the problem with cultural rights is that it seeks to uncritically protect groups and not the individuals within them.
More will be said about this in the following text.
Kymlicka’s (1989) Liberalism, Community and Culture marked a watershed. By far his most interesting and
controversial claim has been that culture – and by extension, cultural identity – is, in Rawlsian terms, a primary
good. That is, like income, basic liberties, opportunities,
and a social basis for self-respect, culture is necessary in
order to flourish as a human being. This is because cultures supply us with our most basic identities, facilitate
trust between ourselves and others, and promote general
well-being among others who share our way of life. Cultures also supply persons with the context for choice, and
thus enable freedom and autonomy.
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thus need assistance in order to weather the storm of
cultural change. Indeed, Waldron suggests that there is
something very paternalistic about the assumption that
some are better able than others to acclimate to change.
Still others, notably Okin (1998), point to the problems
with defending minority group rights, however mistreated
these national or indigenous minorities may have been in
the past, or continue to be. Her concern is with a cultural
group’s most vulnerable members, women and children.
She points out that sexual discrimination is rarely overt
and states are rarely able or willing to patrol the private
sphere. Finally, all liberal critics argue that cultural protection conflates the interests of the adult members
with those of the children, and this portends difficulties
with the younger generation being able to decide for
themselves whether they wish to identify with the culture
of their parents.
In philosophy of education, identity formation and
maintenance has been a theme most frequently taken up
in debates over religious (and recently, home-) schooling.
An education that aims to strengthen identity and the
commitments that derive from it can be described as a
culturally coherent education (Merry, 2005). Cultural
coherence describes a continuity of commitments, values
and beliefs between the home and school which reinforces
a child’s cultural or religious identity and builds selfconfidence and trust with others who share these commitments. While not without its critics, arguments for cultural
coherence operate on the assumption that persons experience emotional stability by identifying primarily (though
perhaps not exclusively) with a particular notion of the
good life. Further, advocates of culturally coherent education
recognize that limiting the range of identity choices/ options,
particularly for young children, helps to solidify identity
and enable agency to act upon the meanings one attaches
to those identities, including the capacity to pursue and
revise their self-understandings and attachments.
One advocate of this approach, Burtt (1994), argues
that excepting for cases involving abuse or neglect (a contested terrain if there ever was one), parents ought to have
unchallenged prerogatives to raise children in ways specific to cultural or religious attachments. This is necessary, she argues, for equipping children with the necessary
psychological resources to make sense of their inherited
world and to live well. As a liberal, Burtt stresses the
importance of cultivating autonomy but argues that this
can be done in a manner consonant with the parent’s
beliefs or cultural and religious practices. She also
acknowledges that freedom to exit one’s community is
important, but believes that the resources to do this will
come about either through exposure to outside influences
or, more likely, by engaging with counter narratives within
one’s own tradition.
With culturally coherent school models, there are
worries that parents and teachers may not only discourage
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The implications for identity are clear: identities arise
from within a given cultural context. To be sure, many
choices are already made for us, inasmuch as our cultures
provide a limited range of options. Importantly, however,
while our cultural identities may be given, for Kymlicka
it remains for persons to form, pursue, and revise their
conceptions of the good life, and this includes how we see
ourselves as individuals and in relation to others. Interestingly, Kymlicka argues that some groups, owing to past
and present discrimination, are not effectively able to
choose or to act unless corrective measures are taken by
the state (e.g., affirmative action) to level the playing field.
These corrective measures also may require considerable
cultural protection of indigenous (though not immigrant)
groups. Yet, as a philosophical liberal, Kymlicka is ultimately concerned with individual freedom and autonomy,
and therefore argues that persons need to be free to revise
or even cast off their cultural identity if they are unable to
live it well from the inside. As such, one’s identity is not
fixed or determined by cultural membership.
Kymlicka’s views have been strongly criticized from
several directions. First, communitarians argue that culture provides such depth of meaning and direction that
one’s identity is both circumscribed and bound by it. In
Sandel’s (1982) terms, the self is irrevocably encumbered.
Additionally, there is resistance to what some interpret as
a liberalizing agenda in Kymlicka’s insistence that persons
ought to autonomously subscribe to their cultural identities, that is, rationally and critically reflect upon who they
are. Most cultural identities, they argue, are not open to
revision, nor should they be.
Liberal critics of Kymlicka mostly target two areas.
Some (e.g., Barry, 2001) argue that Kymlicka’s cultural
defense assumes too unspoiled a notion of how cultures
actually are formed and operate, and further, ignores the
fact that identities are unavoidably hybrid and complex.
Arguing against the one person-one culture model, Waldron
(1996) insists that while a person needs cultural attachments for a meaningful identity to develop, a homogeneous, stable, or unaltered culture is not required, nor is
one likely to find it. Further, cultural characteristics do
not tell us all we need to know about individuals. Rather,
positing the one person-many fragments substitute, Waldron
argues that in this postmodern, post-Fordist, globalized
world the idea of absorbing only one culture – let alone
the idea that any univocal culture exists – is implausible.
Concerning Kymlicka’s claim that some vulnerable
cultures may need state protection in order to help preserve threatened identities, critics note that cultures are
not static entities that can be preserved by state intervention except in the most artificial way. Indeed, state protection will only sanction contestable expressions favored by
a minority group’s leadership. Further, state intervention
in order to protect the identity of a minority population
suggests that persons are unable (or unlikely) to adapt, and
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See also: Liberalism and liberal education (00562);
Postmodernism (00567).
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Merry, M. S. (2007). Culture, Identity and Islamic Schooling:
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Perry, J. (ed.) (1975). Personal Identity. Berkeley: University of
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W.W. Norton.
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Public Education in a Multicultural Society: Policy, Theory, Critique,
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critical thinking and dissent, but also use coercion and fear
to achieve conformity. The obligatory authority of certain
religious texts, or the charismatic authority of community
leaders often distinguishes acceptable (e.g., heterosexual)
identities from unacceptable ones. Further, critics of this
approach to parenting and education insist that too little
attention is given to the cultural construction and historical development of any assumed identity. Thus, children
must not only be exposed to views outside of one’s family
and immediate community, but they must meaningfully
engage with others whose views are decidedly different
before it can be said that they have an informed understanding of what it means to live an identity from the
inside. Finally, critics of culturally coherent parenting
and education worry over the conflation of the interests,
attachments and identities of children with those of their
parents. Debates among philosophers of education continue over whether an upbringing to anchor identity during the primary grades is desirable, even necessary, in
order to provide children with a foundation upon which
to make comparative judgments about alternative identities, or whether children ought to be instructed and
acculturated in ways that depart more manifestly from
the opinions and habits of the parents (Feinberg, 2006;
MacMullen, 2007; Merry, 2007).
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Further Reading
Ambrosio, J. (2008). Writing the self: Ethical self-formation and the
undefined work of freedom. Educational Theory 58, 251–267.
Berzonsky, M. D. (1990). Self-construction over the life span: A process
perspective on identity formation. Advances in Personal Construct
Psychology 1, 155–186.
Kenny, M. (2004). The Politics of Identity. Cambridge: Polity Press.
Parekh, B. (2008). A New Politics of Identity: Political Principles for an
Interdependent World. New York: Palgrave.
Taylor, C. (1989). Sources of the Self: The Making of the Modern
Identity. Cambridge: Harvard University Press.
EDUC: 00587
Non-Print Items
Abstract:
In this article, Merry first offers some prefatory discursive remarks about identity; then, owing to the dominance of
psychological theories on identity, a brief overview of some of its salient themes will be adumbrated; this will be
followed by a discussion on identity formation and maintenance both in political philosophy and philosophy of
education, with consideration for both postmodern as well as liberal understandings.
Keywords: Culture; Essentialism; Hybridity; Identity formation; Identity politics
Author and Co-author Contact Information:
M Merry
Nieuwe Prinsengracht 130
1018 VZ, Amsterdam
The Netherlands
Biographical Sketch for Online Version
Michael S. Merry is professor of philosophy of education at the University of Amsterdam and the author of Culture, Identity and
Islamic Schooling: A Philosophical Approach (Palgrave, 2007).