Need Assessement - Women Offenders

Crime Delinquency OnlineFirst, published on March 12, 2008 as doi:10.
1177/0011128707308102
The Predictive Validity of a

Gender-Responsive
Needs Assessment
Crime & Delinquency

Volume XX Number X
Month XXXX xx-xx
2008 Sage Publications
10.1177/0011128707308102
http://cad.sagepub.com
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http://online.sagepub.com
An Exploratory Study
Emily J. Salisbury
Portland State University
Patricia Van Voorhis

University of Cincinnati
Georgia V. Spiropoulos
California State University, Fullerton
Risk assessment and classification systems for women have been largely
derived from male-based systems. As a result, many of the needs unique to
women are not formally assessed or treated. Emerging research advocating a
gender-responsive approach to the supervision and treatment of women offenders
suggests that needs such as abuse, mental health, substance abuse, relationship
difficulties, self-esteem, self-efficacy, and parenting issues are important treatment targets. Although these needs may be highly prevalent among women
offenders, they have not been adequately tested to determine their relationships
with future offending. In response, the present study sought to understand
whether gender-responsive needs contributed as risk factors to poor prison
adjustment and community recidivism. Additionally, several types of risk
assessment models were explored to determine whether gender-responsive
needs enhanced the validities of currently established risk classification.
Authors Note: The authors would like to thank Phyllis Modley from the National Institute
of Corrections, Sammie Brown from the South Carolina Department of Corrections, and Scott
Hromas from the Colorado Department of Corrections for their hard work and assistance on
this research project. This research was funded by the National Institute of Corrections under
cooperative agreement 99P03GIL0 with the Center for Criminal Justice Research at the
University of Cincinnati. Points of view or opinions stated in this article are those of the
authors and do not necessarily represent the official position or policies of the U.S.
Department of Justice or National Institute of Corrections. An earlier version of this article
was presented at the Annual Meeting of the American Society of Criminology, Nashville, TN,
November 16 to 20, 2004. Please address correspondence to Pat Van Voorhis, Division of
Criminal Justice, University of Cincinnati, P.O. Box 210389, Cincinnati, OH 45221-0389.
1
Copyright 2008 by SAGE Publications.
Crime & Delinquency
systems (i.e., a states institutional custody scale and the Level of Service
Inventory-Revised). Patterns of results differed across prison and community
outcomes, with some gender-responsive needs contributing to more valid risk
assessment systems. As a pilot study, the results, although mixed, appear to
support continued research on this topic.
Keywords:
women offenders; risk-needs assessment; gender-responsive
orrectional researchers and practitioners focus their attentions on men

largely because they comprise the majority of convicted offenders in
the United States. Indeed, women offenders represent only 7% of the U.S.
prison population (Bureau of Justice Statistics, 2005). However, recent statistics indicate that the female prison population is growing at an alarming
ratefaster than the male prison population. Since 1995, the total number
of incarcerated women has increased 53%, whereas the total number of
incarcerated men has increased 32% (Bureau of Justice Statistics, 2005).
This escalation draws attention to current state and federal practices for
assessing and classifying women offenders in both institutional and community corrections. Such classification systems involve the use of statistically derived, actuarial assessments to achieve two purposes (Van Voorhis,
2004). The first, and largely viewed to be the most important purpose, is to
predict an offenders likelihood of recidivism or an inmates likelihood of
serious misconducts. Ultimately, the resulting risk score determines the
custody level of ones prison assignment if incarcerated or level of community supervision if on probation or parole. The second purpose of correctional classification is to identify needs that must be addressed, or
programmed for, to meet basic needs, change offender behavior, or assure
humane prison adjustment (Clements, McKee, & Jones, 1984).
Given their import to the lives of offenders, it is extremely unfortunate
that most correctional classification systems were originally developed for
men and subsequently applied to women with little regard for their validity
or appropriateness (Bloom, Owen, & Covington, 2003; Chesney-Lind,
1997; Morash, Bynum, & Koons, 1998; Van Voorhis & Presser, 2001). With
respect to prison classification, for example, a recent national survey of
state correctional classification directors found that 36 states had not validated their institutional classification systems on their female inmates (Van
Voorhis & Presser, 2001). In addition, the directors opined that many of the
prison risk assessment systems, or custody classification systems,1 resulted
in overclassification of women. In other words, women were held at higher
custody levels than warranted by their behavior. Finally, many directors
Salisbury et al. / Gender-Responsive Needs Assessment
felt that the current generation of classification systems failed to address the
unique needs of women offenders, particularly those pertaining to mental
health, children and parenting, relationships, self-esteem, and abuse (Van
Voorhis & Presser, 2001).
Risk assessments designed for community correctional agencies generate similar concerns. Distinct from the institutional risk assessments in that
needs and criminal history factors are combined into a single instrument,
these assessments are faulted by an emerging literature on gender-responsive
programming (Bloom et al., 2003) for their failure to tap needs optimally
relevant to women offenders. The omission of gender-responsive factors
from current community assessments is attributed to the fact that they too
were constructed from research samples of male offenders (Blanchette,
2004; Blanchette & Brown, 2006; Brennan, 1998; Brennan & Austin, 1997;
Farr, 2000; Reisig, Holtfreter, & Morash, 2006). As a result, the genderresponsive factors (e.g., abuse or trauma, parenting, mental health, relationships, self-esteem) have not been adequately tested to determine
whether they are risk factors for future offending.
This article empirically examines the issue of whether current correctional classification instruments are valid and relevant to women offenders.
We explore this issue with respect to both institutional and community corrections. In doing so, a number of questions are addressed. First, are current prison and community risk assessments predictive of appropriate
offense-related outcomes (e.g., serious prison misconducts in the case of
prison risk assessment and new offenses and technical violations in the case
of community risk assessment)? Second, might the emerging genderresponsive needs also be considered risk factors for future offending?
Third, might consideration of gender-responsive factors improve on the
current risk assessment models for women? In this sense, we compare the
predictive strength of commonly used predictors2 to the array of womens
needs emerging from the gender-responsive literature (Belknap & Holsinger,
2006; Bloom et al., 2003; Brennan, 1998; Covington, 1998; Funk, 1999;
Holtfreter & Morash, 2003; McClellan, Farabee, & Crouch, 1997; Morash
et al., 1998; Owen, 1998).
Risk, Needs, and Correctional Policy

Historically, correctional classification differentiated the assessment of
risk from the assessment of needs (Van Voorhis, 2004). Early risk assessment scores represented a numerical sum of statistically derived predictors
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(risk factors) pertaining to static, current offense, and criminal history measures (Bonta, 1996). Needs assessments, on the other hand, briefly screened
for the presence of educational, employment, substance abuse, mental
health, family, financial, or medical needs. Our research is embedded in a
more recent innovation in classificationthe discovery that many of these
needs are also risk factors, predictive of prison misconducts, technical violations, and new offenses (Andrews, Bonta, & Hoge, 1990). As such, the
most recent generation of risk assessment instruments are now composed
of both offense-based predictors (e.g., measures of seriousness of the current
offense and prior record) and needs that are also known to be predictive of
new offenses or correctional misconducts (Bonta, 1996). Consequently, the
latest generation of risk assessments, called dynamic risk or needs assessment
instruments, serve a dual function; they assess risk and direct correctional
practitioners to the needs that contribute to an offenders prospects for future
offending.
Community correctional agencies have moved more quickly to dynamic
risk assessment instruments than prisons, which stay wedded to the static
risk assessments comprised of measures of criminal history. However, with
the advent of prisoner re-entry initiatives (Petersilia, 2003; Travis, 2005)
and the commensurate policy that planning for prison release begin at
prison entry with a strong understanding of offender needs as they pertain
to risk upon release, a number of states are implementing dynamic risk or
needs assessments in prisons. New re-entry models, such as the National
Institute of Corrections (NIC) Transition from Prison to Community
Initiative (http://nicic.org/Library/017520), encourage the use of dynamic
risk assessment tools even though offenders are incarcerated. Although the
purpose of such use is for planning release decisions rather than custody
decisions, some studies have nevertheless observed that the dynamic
instruments also predict institutional misconducts (Bonta, 1989; Bonta &
Motiuk, 1987, 1990, 1992; Kroner & Mills, 2001; Motiuk, Motiuk, &
Bonta, 1992; Shields & Simourd, 1991). The most well-known dynamic
assessments of this kind are the Northpointe COMPAS (Northpointe
Institute for Public Management, 1997) and the Level of Service InventoryRevised (LSI-R; Andrews & Bonta, 1995).
These dynamic risk or needs assessment models relate well to current
correctional priorities. In most correctional policy circles, risk is cited as
the driving force behind correctional budgets, institutional construction,
and correctional programming (Cullen, Fisher, & Applegate, 2000; Feeley
& Simon, 1992). It follows, then, that risk factors, or predictors of recidivism, must be given priority for treatment dollars over factors that are not
predictors of recidivism. This paradigm is supported by a series of widely

acclaimed meta-analyses of experimental studies of correctional rehabilitation programming (Andrews, Zinger et al., 1990; Gendreau, Little, &
Goggin, 1996; Izzo & Ross, 1990; Lipsey, 1992). Two principlesthe risk
principle and the needs principle (Andrews, Bonta, & Hoge, 1990; Andrews,
Zinger et al., 1990)emerged from the meta-analytic research and have
come to have a profound impact on correctional practice and funding priorities. The risk principle builds from findings showing that the most effective programs (those achieving the greatest reductions in recidivism) were
those that directed intensive services to medium- and high-risk clients
(Andrews, Zinger et al., 1990; Bonta, Wallace-Capretta, & Rooney, 2000;
Lipsey, 1992; Lipsey & Wilson, 1998; Lowenkamp & Latessa, 2002, 2005;
Lowenkamp, Latessa, & Holsinger, 2006).3
The needs principle illustrates that reductions in recidivism can be
achieved only through targeting dynamic risk factors defined as needs that
are correlated with future offending (Andrews, Bonta, & Hoge, 1990; Andrews,
Zinger et al., 1990). Of crucial importance to women offenders, especially
in light of the fact that the needs principle is a policy directive, is the issue
that needs targeted for treatment are essentially those embedded within the
current generation of dynamic risk assessments. These dynamic risk factors
include such needs as antisocial attitudes, criminal peers, substance abuse,
education, employment, satisfaction with family life, and financial wellbeing. Additionally, it has been argued that the big four risk factors
(i.e., antisocial attitudes, peers, personality, and criminal history) are the
strongest predictors of recidivism and therefore should be the primary focus
of most correctional programs (Andrews & Bonta, 2003). In this context, it
is widely accepted that correctional programs should target the traditional
needs listed above through social learning and cognitive-behavioral treatment modalities (Andrews & Bonta, 2003; Andrews, Zinger et al., 1990;
Antonowicz & Ross, 1994; Garrett, 1985; Gendreau, 1996; Izzo & Ross,
1990; Lipsey, 1992; Lipsey, Chapman, & Landenberger, 2001; Lsel, 1995;
Pearson, Lipton, Cleland, & Yee, 2002).
Thus, it is assumed by many that the empirical search for the dynamic risk
factors that should be included in risk assessment instruments is over. After
all, the dynamic risk factors and the principles discussed above were identified in a series of rigorous meta-analyses (Andrews, Zinger et al., 1990;
Garrett, 1985; Gendreau et al., 1996). Until recently, the fact that these metaanalyses contained very few studies of women offenders did not dissuade
scholars or practitioners from assuming that womens assessments and
programs should look like mens assessments and programs (Chesney-Lind,
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2000). In support, a meta-analysis that sampled a much smaller number of

studies found that the factors enumerated above predicted new offenses and
other adverse outcomes for women (Dowden & Andrews, 1999). Additional
studies have found the dynamic risk assessment instruments to be valid
for women (Andrews, Dowden, & Rettinger, 2001; Blanchette & Brown,
2006; Coulson, Ilacqua, Nutbrown, Giulekas, & Cudjoe, 1996; Holsinger,
Lowenkamp, & Latessa, 2003), but others reported areas of divergence
(Blanchette, 2005; Law, Sullivan, & Goggin, in press; Olson, Alderden, &
Lurigio, 2003; Reisig et al., 2006). It is noteworthy, however, that few studies speak directly to the recommendations from the gender-responsive literature. A critical question, asked mostly by nonsupportive stakeholders,
concerns whether the gender-responsive attributes of trauma, dysfunctional
relationships, self-esteem, self-efficacy, parenting, and other family issues
are risk factors or simply problems that are highly prevalent in the troubled
lives of women offenders but not related to future offending (Blanchette &
Brown, 2006). If the latter, many would concur that these issues are not
important from a policy standpoint.
Classification and Women Offenders

What are the implications of this situation for women offenders? Clearly
there is no lack of policy governing the treatment of women offenders
because essentially it is the same policy governing the treatment of men
sans the supporting research. Women offenders did not factor into the
development of any currently-used risk assessment instruments. This situation is most egregious with respect to prison custody classification systemsthose risk assessment systems that continue to use static, current
offense, and criminal history predictors of prison misconducts. As noted
above, as of 2001, approximately 36 states had not validated their custody
assessments for women offenders (Van Voorhis & Presser, 2001). Contrary
to ethical guidelines in the fields of psychology and education (American
Association of Correctional Psychologists Standards Committee, 2000;
American Psychological Association, 1992), women were assigned to different custody levels, including maximum, on the basis of criteria that were
not known to be related to security concerns for imposing adverse conditions, such as greater distances from home, fewer privileges, and more austere environments, for purposes of security (Hardyman & Van Voorhis,
2004; Van Voorhis & Presser, 2001).
Flaws in the custody assessments have appeared apart from validation

research. In the absence of empirical studies, focus groups with administrators and female inmates have observed repeatedly that troubled inmates
make more difficult adjustments than inmates with high custody scores
(Hardyman & Van Voorhis, 2004).
Even in those few studies where risk assessment (custody) instruments
proved valid for women, women at higher custody levels incurred less serious misconducts than men at the same level. For example, the few comparative studies of male and female prison populations available found that the
proportion of women in maximum custody who incurred serious prison misconducts more closely approximated the proportion of medium custody men
who committed such acts (Brennan, 1998; Fowler, 1993; Hardyman & Van
Voorhis, 2004). Overclassification occurs with the dynamic risk or needs
instruments as well. In one study, for example, the difference in recidivism
rates for high-risk men was 10% higher than the rate for high-risk women
(Washington State Institute for Public Policy, 2003). Correcting the problem
through adjustment to cut points differentiating risk levels, so that men and
women have similar behavioral outcomes, greatly reduces the number of
women appropriate for maximum custody (Harer & Langan, 2001), with
implications that are likely to be difficult to sell to correctional officials.4
A final implication of the current classification practices for women
stems from the fact that popular dynamic risk assessments do not converge
with the emerging gender-responsive literature. If it were not for the fact
that risk, as embodied in terms such as risk management, security, and community safety, is the central guiding force of correctional policy (Cullen
et al., 2000) and correctional classification both of men and women (Feeley
& Simon, 1992; Van Voorhis & Presser, 2001), the field might be content to
simply observe that women have unique needs that require treatment and to
proceed to develop new programs for womenprograms to address parenting, trauma, relationships, and depression, for example. Yet the policy
imperatives of the risk and need principles have accorded priority to those
dynamic risk factors that have been identified through research on predominately male offenders. There appears to be no place for gender-responsive
factors in this paradigm, and in this context, their import is likely to be
overshadowed by assessments that ignore them.
In response, the present study administered a number of assessment instruments to a cohort of women offenders upon their admission to the Department
of Corrections (DOC) in a western state. These assessments included the
states Intake Custody Classification Instrument, the LSI-R (Andrews &
Bonta, 1995), and a series of scales designed to tap the aforementioned
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gender-responsive measures (Van Voorhis, Pealer, Spiropoulos, & Sutherland,

2001). The women were followed up at 6 months while incarcerated and for
up to 44.2 months upon their release in the community for purposes of obtaining outcome variables pertaining to prison misconducts, community recidivism, and violations of supervision conditions.
Womens Unique Needs

The emerging literature on gender-responsive strategies for women
offenders (Berman, 2005; Bloom et al., 2003) offers much support for the
belief that had we started with women, the current generation of risk or
needs assessments might look quite different from the status quo. Women
offenders have increasingly become understood as a unique population,
evidencing different pathways to crime in comparison to men (Bloom et al.,
2003; Daly, 1992, 1994; Owen, 1998; Reisig et al., 2006; Richie, 1996).
These pathways acknowledge the following needs: (a) extensive traumatic
and abusive histories; (b) experiences of acute mental illness, most typically major mood disorders (i.e., depression, anxiety, PTSD); (c) issues
with self-esteem and self-efficacy; (d) dysfunctional relationships, especially with intimate others; (e) overwhelming parental responsibilities; and
(f) substance abuse, often to self-medicate emotional or physical pains.
Victimization and Abuse

Research has shown that women under correctional supervision are
more likely to experience physical and sexual abuse as children and adults
than male offenders or women in the general population (Bureau of Justice
Statistics [BJS], 1999; McClellan et al., 1997). The BJS (1999) reported that
percentages of female offenders reporting physical abuse at some point in
their lives ranged from 32% to 47%, depending on the type of correctional
population examined. For male offenders, percentages ranged from 6% to
13%. Even more staggering were reports of sexual abusefor women,
figures were between 23% to 39%; for men, they fell between 2% to 6%
(BJS, 1999). The rates of abuse reported by BJS may be conservative estimates, as other studies found rates of physical abuse among women as high
as 75% (Browne, Miller, & Maguin, 1999; Greene, Haney, & Hurtado,
2000; Owen & Bloom, 1995).
Research exploring associations between various victimization types
and crime offer somewhat inconsistent conclusions. Although evidence is
mounting in support of the relationship between child maltreatment and

delinquency in young girls (Hubbard & Pratt, 2002; Siegel & Williams,
2003; Widom, 1989; but also see Giordano, Deines, & Cernkovich, 2006),
the link between victimization experiences (both child and adult) and
womens recidivism seems much less conclusive. Previous research either
revealed no significant association once other relevant variables were controlled (Bonta, Pang, & Wallace-Capretta, 1995; Loucks & Zamble, 1999;
Rettinger, 1998), or significant and/or near-significant negative associations, implying that abused women were less likely to engage in future
criminal activity than those who were not abused (Blanchette, 1996; Bonta
et al., 1995). Additionally, Lowenkamp, Holsinger, and Latessa (2001)
showed that the prevalence of child abuse alone did not contribute to more
explained variation in recidivism than by the LSI-R alone. A potential limitation of several of these studies is that women offenders were asked about
childhood abuse in an interview format, which could have resulted in
underreporting (Browne et al., 1999).
In contrast, prospective studies of young girls followed into adulthood
revealed evidence supporting the link between childhood victimization and
adult criminal behavior. Comparing abused and nonabused girls juvenile
and adult records, Widom (1989) found that girls who were abused and
neglected were significantly more likely to have both a formal juvenile
delinquency record and a formal adult criminal record compared to girls
who were not abused nor neglected.5 Similar results were also found by
Siegel and Williams (2003) who studied girls struggling with sexual abuse
histories.
A recent meta-analysis of the female offender risk prediction research
indicated some empirical support for the childhood victimizationrecidivism
relationship. Law, Sullivan, and Goggin (in press) found a moderately significant mean effect size when predicting general community recidivism
from measures of child abuse (k = 11, Mz+ = .16, CIMz+ = .12 to .19). The
mean effect size for adult victimization and general community recidivism
fell into a significant, but unreliable, range; that is, the confidence interval
was too wide, suggesting there were not enough primary studies to create a
reliable estimate. Notably, Law et al.s results further suggested that the victimization relationships may be dependent on the type of recidivism predicted: With child abuse, significant mean effect sizes were exhibited only
with general community recidivism and not with measures of institutional
adjustment.
Overall, the relationship between abuse and criminal behavior in adult
women is mixed, likely as a result of studies (a) utilizing various techniques
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to measure victimization and (b) predicting different types of recidivism.

Moreover, current meta-analyses are not entirely conclusive because of the
limited number of available studies.
Mental Health
The mental health needs of female offenders differ substantially from
those of male offenders. Depression, anxiety, and self-injurious behavior are
more prevalent among female than male populations (Belknap & Holsinger,
2006; Bloom et al., 2003; McClellan et al., 1997; Peters, Strozier, Murrin, &
Kearns, 1997). Disorders commonly seen with women offenders include
major mood disorders such as depression and bipolar disorder, as well as
panic, posttraumatic stress, and eating disorders (Bloom et al., 2003). Most
importantly, women suffer from several co-occurring mental health needs
such as depression and substance abuse (Bloom et al., 2003; Holtfreter &
Morash, 2003; Owen & Bloom, 1995) at rates that are nearly four times the
rate for men (Blume, 1997). Similarly, phobic disorders were observed at
more than twice the rate, and panic disorders at three and a half times the
rate for men (Blume, 1997).
In some accounts, mental health needs are categorized as responsivity factors rather than dynamic risk factors. In such discussions, depression, anxiety, and other psychological issues are considered needs, which should be
accommodated for a variety of reasons but not necessarily for reducing future
criminal behavior (Andrews, Bonta, & Hoge, 1990). After reviewing the prediction literature on mental health, Blanchette and Brown (2006) concluded
that personal distress, mental ability, and mental health variables are not
strongly associated with womens likelihood of recidivism (p. 105).
However, two significant problems afflict most research in this area.
First, traditional mental health domains on risk assessment instruments are
driven largely by the offenders exhibition of severely psychotic behavior.
Major mood disorders, such as those frequently seen with women, can be
overlooked if they have not been previously diagnosed and recorded. Better
measures of womens mental health issues are needed, namely behaviorally
specific indicators of depression, anxiety, and PTSD. In this context, stress,
depression, fearfulness, and suicidal thoughts and attempts have shown to
be strong predictors of womens recidivism (Benda, 2005; Blanchette &
Motiuk, 1995; Brown & Motiuk, 2005), though not for mens recidivism
(Benda, 2005).
Second, prediction studies frequently aggregate mental illness indicators
into broad mental health domains that could potentially confound relevant
11
associations. For example, results from Law et al.s (in press) meta-analysis
suggested that women offenders mental health aspects are significantly
related to both institutional (k = 26, Mz+ = .07, CIMz+ = .02 to .11) and community outcomes (k = 13, Mz+ = .09, CIMz+ = .06 to .12). Although these
mean effect sizes are relatively weak in strength, the studys mental health
domains reflected an amalgam of heterogeneous indicators of mental illness. This method of aggregation could mask important relationships
between specific types of mental illness and recidivism. Essentially, the
psychological issues specific to women offenders have not been rigorously
tested for their import to the task of risk assessment.
Dysfunctional Relationships
Relationships are certainly of great importance to all people, but they are
critically so for women. According to relational theory, a womans identity,
self-worth, and sense of empowerment are said to be defined by the quality
of relationships she has with others (Gilligan, 1982; Kaplan, 1984; Miller,
1976; Miller & Stiver, 1998). However, because of the high rates of abuse,
trauma, and neglect experienced by female offenders, their ability to recognize and achieve healthy, mutually empowering relationships is severely
limited (Covington, 1998). Indeed, women offenders often engage in codependent relationships that facilitate their criminal behavior (Koons, Burrow,
Morash, & Bynum, 1997; Richie, 1996). Extricating themselves from dysfunctional relationships appears to be quite difficult. If forced into a choice of
either being abandoned (or abused) by their intimate partner or engaging in
criminal behavior to secure his needs, the decision often becomes an easy one
for women (Richie, 1996), one which is tied to the continued fulfillment of a
multitude of needs (e.g., economic, housing, parental, addictive, etc.).
Relational theory (Miller, 1976) generally speaks to the treatment
modalities that would be most effective with women, but it remains largely
silent on theoretical explanations of female offending, other than to inform
a pathways perspective. However, one plausible proposition gleaned from
the theory is that females are less inclined to engage in criminal behavior
because it threatens crucial relationships in their lives (Blanchette &
Brown, 2006). This explanation, however, may only pertain to women with
strong prosocial relationships, because the same relational attachment
process might also explain womens increased participation in crime if they
are engaged in antisocial relationships. With so few studies of the impact of
relationships on criminal behavior, these matters are far from resolved. In
fact, one study revealed that relationships with intimate partners had both
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Crime & Delinquency
positive and negative influences on women offenders (Benda, 2005). In this

study, criminal partners played a significant role in womens recidivism
(more so than mens recidivism); at the same time, womens desistance was
significantly related to satisfying intimate relationships.
During the preliminary phase of the current study, womens focus
groups frequently related that they feared the consequences of becoming
involved with uncaring, antisocial men upon their release (Van Voorhis
et al., 2001). Notwithstanding the paucity of research on the topic, a focus
on relationships has been shown to be an important characteristic of
promising correctional treatment programs for women (Koons et al., 1997).
Self-Esteem & Self-Efficacy

A significant amount of research has addressed whether self-esteem is a
dynamic risk factor. Results from these studies overwhelmingly indicated
as that low self-esteem, which was often aggregated into a category denoted
personal distress, was not a risk factor for recidivism and that programs
targeting self-esteem were not promising (Andrews & Bonta, 2003).
Furthermore, some programs that aimed to increase offenders sense of
self-worth actually increased the likelihood of recidivism (Andrews, 1983;
Andrews, Bonta, & Hoge, 1990; Gendreau et al., 1996; Wormith, 1984).
Again, the vast majority of these studies focused on male offenders.
Self-esteem, a concept related to empowerment, is often discussed in the
gender-responsive literature and has been targeted by a number of correctional programs for women. Empowerment denotes the process of increasing womens self-esteem and internal locus of control (i.e., the belief that
their lives are under their own power and control; Task Force on Federally
Sentenced Women, 1990). Concepts of self-worth are often cited by correctional treatment staff, researchers, and women offenders themselves as
critical to their desistance (Carp & Schade, 1992; Case & Fasenfest, 2004;
Chandler & Kassebaum, 1994; Koons et al., 1997; Morash et al., 1998;
Prendergast, Wellisch, & Falkin, 1995; Schram & Morash, 2002; Task
Force on Federally Sentenced Women, 1990).
The psychological literature puts forward a large body of knowledge
showing negative associations between womens abusive experiences and
self-esteem among women in the general population (Aguilar & Nightingale,
1994; Cascardi & OLeary, 1992; Clements, Ogle, & Sabourin, 2005;
Clements, Sabourin, & Spiby, 2004; Orava, McLeod, & Sharpe, 1996; Resick,
1993; Williams & Mickelson, 2004; Zlotnick, Johnson, & Kohn, 2006).
However, whether womens self-esteem, in turn, is related to recidivism is
13
understudied, although one meta-analysis (12 effect sizes) showed an association between female offenders low self-esteem and antisocial behavior
(Larivire, 1999).
Self-efficacy, a distinct concept from self-esteem, can be defined as a
persons confidence in achieving specific goals. Similar to current evidence
with self-esteem, the general evidence-based, risk prediction research categorizes low self-efficacy as a personal distress factor, which again has been
shown to be of minimal import in predicting recidivism based on studies
conducted with male offenders. Little is known about the importance of
self-efficacy to recidivism with women offenders, but it has been suggested
as playing a major role (Rumgay, 2004). Additionally, improved self-efficacy
through skills enhancement is advocated as a central, critical element of
gender-responsive treatment programming (Bloom et al., 2003; Bloom,
Owen, & Covington, 2005).
Parental Stress
Nearly 71% of women under correctional supervision have at least one
child under the age of 18, with an average of 2.11 children (BJS, 1999).
This, coupled with womens economic marginalization and substance
abuse, often leads to stress and overwhelmed feelings about being able to
take care of and provide for their children (Greene et al., 2000). Maternal
demands may contribute to recidivism based on the fact that many women
offenders also have (a) financial difficulties in providing for themselves and
their children, (b) substance abuse problems, and (c) minimal assistance. In
support, some studies with mothering offenders have detected a relationship between parental stress and crime (Ferraro & Moe, 2003; Ross,
Khashu, & Wamsley, 2004). Similarly, Bonta et al. (1995) found that
women offenders who were parenting children alone were significantly
more likely to be reconvicted than women raising children with partners
(51.7% vs. 22.2%, 2 = 4.01, p < .05).
Incarcerated mothers have received the majority of research attention on
parental stress, leaving limited data on the vast number of mothers in community corrections. Much of this inmate mother research, including
Baunachs (1985) groundbreaking work, Mothers in Prison, focused on the
effects of incarceration on mothers and their children, as well as the practical concerns surrounding visitation and custody issues (Clark, 1995; Enos,
2001; Kampfner, 1995; Kazura, 2001). More recent studies investigated the
relationship between child contact and womens prison adjustment, finding
that stress associated with limited contact was related to higher levels of
mental illness (Houck & Loper, 2002; Tuerk & Loper, 2006).
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Crime & Delinquency
Parental stress is perhaps at its greatest among women who are threatened with the loss of child custody, a fairly common occurrence since the
passage of the Adoption and Safe Families Act of 1997. Although it is
assumed that the loss of children can be the result of arrest and incarceration, Ross et al. (2004) found that 85% of maternal arrests occurred after
rather than prior to child placement. These mothers, most of whom had
criminal records, were likely having difficulty maintaining their parental
responsibilities as inferred by the placement of their children into foster
care. Losing their children became a devastating event, creating a downward spiral that often led to criminal charges for drug use (56%).
The Present Study

The present study sought to understand whether the gender-responsive
needs contributed (as risk factors) to poor prison adjustment and community recidivism. In 1999, the Prisons Division of NIC entered into two
cooperative agreements to develop improved strategies for classifying
incarcerated women offenders (Hardyman & Van Voorhis, 2004). One of
these studies, conducted by the University of Cincinnati, examined classification procedures for female inmates sentenced to the DOC in a western
state. That project examined the comparative validity of three different classification models: (a) static risk assessment (the custody classification
model in use at the time of the project), (b) a dynamic risk or needs model,
and (c) a dynamic model incorporating gender-responsive measures of parenting, self-esteem, self-efficacy, relationships, mental health, adult victimization, and child abuse (Van Voorhis et al., 2001).
To assess these gender-responsive needs, an instrument (referred to as a
trailer) was created by integrating both well-established scales and newly
constructed composite scales (details below). This self-report instrument
was administered at prison intake, along with the states static (custody)
risk instrument. Measures of additional dynamic risk factors (e.g., antisocial attitudes, antisocial peers, mental health, substance abuse, education,
employment, financial, accommodations, and use of leisure time) were
obtained from the LSI-R (Andrews & Bonta, 1995) and were administered
as a part of the participants presentence investigation.
This article presents findings from the original study as well as a followup study of the participants on their release to parole. Data for the original
validation study were collected on all women admitted to the state DOC
between October 10, 2000 and January 8, 2001, creating an intake cohort
15
of 156 women offenders. Institutional adjustment (i.e., serious prison misconducts) measures were collected 6 months after intake. The present study
extended the follow-up period of the original cohort to include up to 44.2
months of time in the community following the release of 85.9% of the
sample (N = 134). As might be apparent from these sample sizes, this
research was preliminary in nature and served as a pilot study for a much
larger research initiative currently underway at the University of Cincinnati.
Method
Participants
Criminal history, classification, prison misconducts, and recidivism data
for the intake and released participants are presented in Table 1. Half of the
women in the intake sample were White (53.2%), 28.8% were Black, and
16.0% were Hispanic. The mean age of the sample at admission was 34.6
years. Convictions for the original sample were primarily for property
(28.4%) and drug-related offenses (43.9%). On entering the prison, the
majority were placed on minimum or minimum-restrictive custody levels
(76.3%), whereas only 23.1% were on medium custody. Only one woman
was held at close supervision. Twenty-eight of the women released (20.9%)
had at least one new re-arrest for either a felony or misdemeanor, and 47
women had at least one technical violation (35.1%). Thus, 73 women
(54.5%) were classified as having failed (committing either a new crime or
technical violation) in the community.
Although the release sample contains 22 fewer inmates than the intake
sample, age (M = 34.2) and race distributions were similar to those for the
intake sample. Table 1 also shows that offense-related characteristics of
the release sample were similar to those for the original intake sample.
There were no significant differences between the release sample and the
original, intake samples on any of these measures.
Measures
Recidivism data were compiled by researchers at the states DOC. Two
measures of recidivism(a) new crimes and (b) technical violations while
on parolewere obtained from the states information center and National
Crime Information Center databases. The exact nature of these offenses and
violations was, unfortunately, not available. Both dependent variables
were categorized into incidence (frequency) and prevalence (presence and
absence) measures.
16
Crime & Delinquency
Table 1
Frequency and Percentage Distribution of Demographic, Criminal
History, Classification, Prison Adjustment, and Recidivism Measures
Variable
Number Representative of Sample
Race
White
Black
Hispanic
Native American
Most serious conviction charge
Burglary
Assault
Robbery
Theft
Escape/attempt escape
Forgery/fraud
Attempt/possession of drugs
Distribute/sell drugs
Other
Maximum sentence length
Less than 24 months
25 to 48 months
49 to 120 months
More than 120 months
Prior felonies
None
One
Two
Three or more
Prior incarcerations
No
Yes
Number representative of sample
Current custody level at intake
Minimum
Minimum-restrictive
Medium
Close
Number of serious disciplinaries
while incarcerated (6 months)
None
One
Two or more
Mean: 0.3 serious disciplinaries
Intake Sample
Release Sample
156
100.0
134
100.0
83
45
25
3
53.2
28.8
16.0
1.9
68
44
20
2
50.7
32.8
14.9
1.5
4
13
2
28
13
12
40
28
15
2.6
8.3
1.3
18.1
8.4
7.7
25.8
18.1
9.7
3
7
1
27
11
11
35
25
14
2.2
5.2
0.7
20.1
8.2
8.2
26.1
18.7
10.4
48
62
42
4
30.8
39.7
26.9
2.6
47
57
30
0
35.1
42.5
22.4
0.0
80
30
23
23
51.3
19.2
14.7
14.7
68
29
19
18
50.7
21.6
14.2
13.4
128
28
156
82.1
17.9
100.0
111
23
134
82.8
17.2
100.0
36
83
36
1
23.1
53.2
23.1
0.6
25
67
37
1
19.2
51.5
28.5
0.8
129
17
10
82.7
10.9
6.4
112
13
9
83.6
9.7
6.7
(continued)
17
Table 1 (continued)
Intake Sample
Release Sample
Variable
Number of Rearrests
None
One
Two
Mean: 0.3 new crimes
Number of Postrelease Technical Violations
None
One
Two
Mean: 0.4 technical violations
Any Postrelease Failure
No
Yes
LSI-R Risk Categories
High (41 or higher)
Medium High (34-40)
Moderate (24-33)
Low Moderate (14-23)
Low (13 or less)
NA
106
23
5
79.1
17.2
3.7
87
43
4
64.9
32.1
3.0
61
73
45.5
54.5
25
49
41
18
1
18.7
36.6
30.6
13.4
0.0
NA
NA
29
56
48
21
2
%
NA
NA
NA
18.6
35.9
30.8
13.5
1.3
Note: The mean age for the intake sample is 34.6 years. The mean age for the release sample
is 34.2 years.
Time at risk was calculated by subtracting either (a) the first failure date
or (b) the last date of data collection (July 15, 2004) from the date of release,
whichever came first. Womens time at risk ranged from one day (e.g., failure to report) to 44 months. The average time at risk for women who failed
on parole was 17 months. Women who succeeded on parole had an average
time at risk of approximately 20 months. In all analyses, a significance level
of .10 was chosen because of the exploratory nature of this study.
The scales created below, with the exception of the LSI-R and the states
mental health measure, were created through factor analysis using either (a)
principle component extraction with a varimax rotation or (b) maximum likelihood extraction with a quartimax rotation, depending on the scale. Item
analysis and more detailed psychometric results are provided in the original
final report (Van Voorhis et al., 2001) and are available from the authors.
Level of Service Inventory-Revised. The LSI-R (Andrews & Bonta,
1995) is a well-established dynamic risk or needs assessment consisting of
a semistructured interview, corroborated by a review of official records. The
54-item scale measures 10 distinct domains, including criminal history,
18
Crime & Delinquency
education or employment, financial situation, family or marital relationships, accommodation, use of leisure time, companions, alcohol or drug
use, emotional or personal, and attitude or orientations. The mean LSI-R
total score was 33.4 (minimum = 10, maximum = 48). Table 2 presents the
mean, standard deviation, and range of LSI-R subscale scores, and the following gender-responsive scales.
Institutional Risk Assessment (Custody Classification scale). This is an
institutional classification used in many states. The scale is the sum of the following items: (a) history of institutional violence; (b) severity of the current
offense; (c) multiple convictions; (d) severity of prior convictions; (e) escape
history; (f) current or pending detainers; (g) prior felony convictions; and
(h) duration of sentence. Custody scores ranged from 2 to 22 (M = 10.7).
Mental health. Two measures of mental health were available to this
study: (a) the LSI-R emotional or personal scale and (b) a 5-point scale
developed for the DOC, combining the results of the Millon Clinical
Multiaxial Inventory (Millon, 1997) and symptoms called to the attention
of DOC personnel. Psychometric details of the DOC measure were not
available at the time of the study; however, correlations with the LSI-R
emotional or personal scale (r = .53, p < .001) revealed its construct validity. Unfortunately, neither measure maps onto the gender-responsive literature in an ideal manner. They are both global measures of functioning,
which combine varied mental health diagnoses into one scale.
Rosenberg Self-Esteem scale. The Rosenberg Self-Esteem scale (Rosenberg,
1979) consists of 10 items using a 3-point Likert-type answer format. It has
been tested in a variety of settings and found to have strong psychometric
properties (Dahlberg, Toal, & Behrens, 1998; Rosenberg, 1979). High
scores on this scale reflect favorable levels (high) of self-esteem.
Sherer Self-Efficacy scale. The Sherer Self-Efficacy scale (Sherer et al.,
1982) is a 17-item scale using a 3-point Likert-type answer format. High
scores reflect high self-efficacy.
Relationship scale. The purpose of this scale was to identify women who
were experiencing relationship difficulties resulting in a loss of personal
power. A number of sources from the substance abuse literature use the
term co-dependency to describe such difficulties (Beattie, 1987; Bepko &
Krestan, 1985; Woititz, 1983). We recognize, however, that this construct
has not been widely researched.
19
Table 2
Mean, Standard Deviation, and Range of LSI-R and
Gender-Responsive Need
Risk Factor
Intake Custody Scale
LSI-R Total Score
LSI-R Subscale Scores
Criminal history
Education/work
Financial
Family/marital
Accommodations
Use of leisure time
Alcohol/drugs
Companions
Emotional/personal
Attitude
Gender-Responsive Needs
Self-esteem (alpha = .89)
Self-efficacy (alpha = .88)
Relationships (alpha = .78)
Total adult victimization (alpha = .92)
Adult emotional abuse (alpha = .96)
Adult physical abuse (alpha = .96)
Adult harassment (alpha = .95)
Total child abuse (alpha = .96)
Serious physical child abuse (alpha = .96)
Parental stress (alpha = .77)
SD
Minimum
to Maximum
Score
10.7
33.4
4.6
7.6
2-22
10-48
6.0
5.3
1.5
1.8
2.3
2.0
6.0
3.6
1.7
3.4
1.7
2.9
0.6
1.2
1.0
0.3
2.8
1.0
1.3
1.0
1-9
0-10
0-2
0-4
0-3
0-2
0-9
0-5
0-5
0-4
24.0
43.5
21.3
24.2
3.6
12.5
8.1
16.5
9.3
33.4
4.8
6.1
3.9
14.6
4.0
7.7
5.7
12.0
6.5
4.7
10-30
28-51
12-27
0-54
0-10
0-26
0-21
0-43
0-22
21-44
Note: LSI-R = Level of Service Inventory-Revised.
The 15-item Likert-type questionnaire contained questions that were

influenced by, but not identical to, scales developed by Fischer, Spann,
and Crawford (1991; Spann-Fischer Codependency scale), Roehling and
Gaumond (1996; Codependent Questionnaire), and Crowley and Dill
(1992; Silencing the Self scale). Factor analysis revealed that the factor
accounting for the largest proportion of explained variance (21.1%; eigenvalue = 3.2) tapped items pertaining to loss of a sense of self in relationships,
neglect of self, worry over what others thought, and a greater tendency to
incur legal problems when in an intimate relationship than when not in one.
High scores indicated low codependency.
20
Crime & Delinquency
Parental stress. Modifications were made to a 20-item Likert-type scale

developed by Avison, Turner, and Noh (1986). Factor analysis revealed a
single factor containing 12 items that reflected a woman who felt overwhelmed by her parental responsibilities and included items pertaining to
child management skills and the extent of support offered by family
members (n = 82; explained variance = 31.8%; eigenvalue = 3.8). High
scores on this scale denote less stress.
Adult Victimization and Child Abuse scales. Items contained in both the
Adult Victimization and the Child Abuse scales were informed by Belknap,
Fisher, and Cullen (1999), Campbell, Campbell, King, Parker, and Ryan
(1994), Coleman (1997), Holsinger, Belknap, and Sutherland (1999),
Murphy and Hoover (1999), Rodenberg and Fantuzzo (1993), and Shepard
and Campbell (1992).
The Adult Victimization scale contained 54 behavioral indicators of
abuse and victimization. Respondents were asked to mark one of three
response choices for each of the 54 items that included: (a) never, (b) less
than five times, and (c) more than five times. Factor analysis of the scale
revealed three factors: (a) emotional abuse, consisting of 10 items explaining
18.7% of the variance (eigenvalue = 9.9); (b) physical abuse, containing 13
items explaining an additional 17.2% of the variance (eigenvalue = 9.1); and
(d) harassment, containing 11 items explaining an additional 15.8% of the
variance (eigenvalue = 8.4). A total summary scale was also created.
The Child Abuse scale contained 24 behavioral indicators of abuse and
had the same response choices as the Adult Victimization scale. Factor
analysis of the scale indicated two factors, both related to physical abuse.
The first factor depicted more serious forms of physical abuse and
explained 33.3% of the variance (eigenvalue = 8.3). Less serious forms of
physical abuse explained 25.1% of the variance (eigenvalue = 6.3). The
Serious Physical Abuse scale and a Total scale combining the two physical
abuse scales were further investigated.
Results
Results of the study are shown in Tables 3 to 5 below. We begin with a
bivariate analysis of the impact of independent measures on prison and
community outcomes, shown in Table 3. Although none of the correlates is
particularly strong, all of the outcomes, prison and community, were far
more likely to have been impacted by needs than by the custody risk scale,
21
the classification model currently in use in many prisons. Static criminal

history items also comprise the criminal history scale of the LSI-R; it too
was only modestly related to technical violations and to the composite community outcome measure, any failure.
Patterns differed across prison and community outcomes. A consideration of community outcomes finds the LSI-R (total scale) a stronger predictor of community outcomes (technical violation and any failure) than
prison misconducts. Additionally, several of the LSI-R subscales correlated
with technical violations and any failure. Findings were less apparent with
respect to the arrest data. We see in correlations for the LSI-R subscales a
pattern that suggests something other than the commonly asserted influence
of the Big 4 (Andrews & Bonta, 2003). For example, we did not find antisocial attitudes, antisocial companions, or criminal history6 among the
strongest predictors of either the prison or community outcomes. Instead,
risk for women was more strongly influenced by financial, education, living conditions, and clearly substance abuse. Additionally, two variables
emotional or personal and use of leisure timecorrelated with outcomes in
the opposite direction for unknown reasons.
Table 3 also reports that several gender-responsive scales were correlated
with prison misconducts and recidivism. Child abuse, relationship issues,
self-efficacy, and adult emotional abuse were associated with serious misconducts in prison. Childhood victimizationa predictor of prison misconduct (r = .16, p < .05)was not associated with community outcomes once
these women were released. At the same time, factors pertaining to
adult emotional abuse (r = .20, p < .05), harassment (r = .15, p < .05), and
a summary measure of victimization (r = .17, p < .05) did not influence prison
adjustment but did so once women returned to their communities. Parental
stress contributed to technical violations.
Neither of the mental health variables were related to outcome measures
in meaningful ways. In earlier analyses of the intake sample, the DOC measure correlated with aggressive prison misconducts (r = .22, p < .01). The
LSI-R measure did as well (r = .16, p < .05).
Informative, yet contradictory, results were found with regard to selfefficacy and abuse when comparing the institutional versus community
outcomes. Women who reported more self-efficacious characteristics
(i.e., self-confidence) were significantly more likely to incur more serious
misconducts in prison (r = .14, r = .15, p < .05, for prevalence and incidence data, respectively). Yet once released into the community, self-efficacy
seemed to become a protective factor for these women, where more confident
women had fewer technical violations than less confident women (r = .13,
22
.13*
.15**
.13*
.15**
.18**
.13*
.12*
.14**
.14**
.15**
.16**
.19**
.14*
.16**
Number
.12*
Y/N
.21***
.12*
.21***
.14*
.20***
.19**
.12*
.22***
.13*
.20***
.18**
.13*
.18**
.19**
.20***
Number
.16**
.20**
.14*
.15*
.14*
.17**
.22***
.11*
.19**
.12*
Number
Rearrest
.14**
Y/N
Postrelease Community Outcomes
.12*
.19**
.18**
Y/N
Technical
Violations
Note: Y/N = prevalence data; number = frequency data; only significant correlations are shown.
*p < .10. **p < .05. ***p < .01.
Custody Risk Scale (original)

LSI-R Total Score
Criminal history
Education/Employment
Financial
Family/marital
Accommodations
Use of leisure time
Alcohol/drugs
Companions
Emotional/personal
Attitude/orientation
Mental health (high = need for treatment)
Self-esteem (high = high self-esteem)
Self-efficacy (high = high self-efficacy)
Relationships (high = low codependency)
Parental stress (high = no stress)
Adult Victimization (high = abuse)
Adult emotional abuse
Adult physical abuse
Adult harassment
Child abuse (high = abuse)
Child physical abuse
Risk Factor
Serious Prison
Misconducts
Prison Outcome
Table 3
Relationships Between Tested Risk Factors and Prison Misconducts, Technical Violations,
Rearrest, and Any Failure Under Community Supervision (Pearson r, one-tailed)
.16**
.12*
.24***
.12*
.15**
.24***
.11*
.21***
Y/N
Any Failure
23
Table 4
Partial Correlations (Controlling for Months at Risk) Between Tested
Risk Factors and Technical Violations, Rearrest, and Any Failure
Under Community Supervision (Pearson r, one-tailed)
Technical Violations
Risk Factors
Y/N
Custody Risk Scale (original)

LSI-R Total Score
.14**
Criminal history
.13*
Education/employment
Financial
.16**
Family/marital
Accommodations
.17**
Use of leisure time
Alcohol/drugs
.20***
Companions
Emotional/personal
.20***
Attitude/orientation
Mental health (high = need for treatment)
Self-esteem (high = high self-esteem)
Self-efficacy (high = high self-efficacy)
Relationships (high = low codependency)
Parental stress (high = no stress)
Adult victimization (high = abuse)
Adult emotional abuse
Adult physical abuse
Adult harassment
Child abuse (high = abuse)
Child physical Abuse
Number
Rearrest
Y/N
Number
.17**
.14**
.13*
.16**
Any
Failure
Y/N
.18**
.15**
.13*
.19**
.14*
.14**
.20***
.19***
.19***
.11*
.20***
.23***
.11*
.15*
.16**
.20***
.14**
.18**
.14**
.13*
.13*
Note: Y/N = prevalence data; number = indicates frequency data; only significant correlations are shown.
*p < .10. **p < .05. ***p < .01.
p < .10; see Table 3). However, this relationship, weak to begin with,
dropped out of significance once time at risk was controlled (see Table 4).
Gender-responsive needs, such as self-esteem, mental health, and relationships, were not significantly correlated with the community recidivism
data. In fact, mental health and self-esteem were not significantly related to
any of the correctional outcomes. Moreover, Table 4 finds that some of the
less strongly correlated factors (e.g., use of leisure time) and antisocial
24
Y/N
Number
Technical
Violations
Y/N
Number
Rearrest
.29***
.21***
.26***
.18**
.12*
.18**
LSI-R + Abusee
Optimal factorsf
.15**
.18**
.11*
.20***
.16**
.16**
.19***
.18**
.25***
.21***
.27***
.16**
.14**
.22***
.29***
.21***
.21***
.15**
Y/N
Any
Failure
Note: LSI-R = Level of Service Inventory-Revised; Y/N = indicates prevalence data; number = indicates frequency data.
a. Scale includes factors pertaining to history of institutional violence, severity of current offense, multiple convictions, severity of prior convictions,
prior escapes, prior felonies, age, detainers, and time to serve.
b. Scale includes all factors in the custody scale plus needs pertaining to substance abuse, employment, and education.
c. Scale includes all factors in the modified custody scale plus needs pertaining to relationships, mental health, and child abuse.
d. Scale includes all factors in LSI-R plus needs pertaining to relationships, mental health, and child abuse.
e. Adds total adult abuse scale to LSI-R total scale.
f. Adds factors found to be predictive of technical violations or arrests, including criminal history, adult abuse, education/employment, financial,
accommodations, alcohol/drugs, and antisocial companions.
*p < .10. **p < .05. ***p < .01.
.17**
.14*
Risk/needs Plus Gender ResponsiveCommunity
.13*
Risk/needs Plus Gender ResponsiveInstitutional
Modified custody and institutional

gender-responsive predictorc
LSI-R & institutional gender responsive predictorsd
.20***
.16**
.15**
Risk/needs Scale
.13*
Static Criminal History and Current Offense Predictors
Number
.14**
.12*
Y/N
Modified Custody scaleb

LSI-R Total scale
Custody scalea
LSI-R Prior History scale
Risk Factor
Serious Prison
Misconducts
Table 5
A Comparison of Selected Risk Assessment Models (Pearson r, one-tailed)
25
companions disappeared or became considerably attenuated once time at

risk was controlled.
How do these factors come together in the form of a composite risk
assessment model? This question was addressed through the examination
of eight different models, which are shown in Table 5. All of the models
sum predictors discussed up to this point according to established or proposed (gender-responsive) approaches to risk assessment. The first two
(under the heading Static Criminal History and Current Offense Predictors)
formulate risk assessment scales that conform to second-generation models
(Bonta, 1996), where risk is predicted by summing scales pertaining to static current offense or prior criminal history. As noted above, such models
are common to institutional corrections and were used for some time in
community corrections, parole in particular (see Hoffman, 1994), but have
been gradually replaced by the dynamic risk or needs models. As can be
seen, they do not predict serious misconducts or new offenses for women
offenders. Only a modest correlation between the LSI-R criminal history
scale and technical violations was found (r = .15, p < .05; r = .13, p < .10).
Once the scales begin to incorporate dynamic risk factors, however, this
picture changes. Two modelsthe Modified Custody scale and the LSI-R
Total scaleconsist of static criminal history factors added to dynamic risk
factors that have been included on community and some institutional risk
assessment models for at least the past 15 years. Shown in the third and
fourth rows, these models improve considerably on the static offense-based
models. The LSI-R, in particular, is significantly related to both prison and
community outcomes.
Both the Modified Custody scale and the LSI-R result in better predictors of serious prison misconducts when augmented by gender-responsive
factors pertaining to mental health, relationships, and childhood abuse. This
was not the case, however, in predicting community outcomes. Most
notably, the addition of these factors did not contribute to the predictive
merits of the LSI-R over and above what was found for the LSI-R alone.
Table 5 also reports that neither the custody risk scale nor the two modified custody scales are strongly predictive of community outcomes. This is
important to note because custody classification systems are often used to
inform community release decisions (e.g., work furloughs, early release,
etc.). The LSI-R performed much better for this purpose. As shown in the
final set of models, it did not improve with the addition of adult abuse, the
only variable noted to be significantly related to a community outcome
variable (see Tables 3 and 4).
26
Crime & Delinquency
This is not to suggest, however, that the LSI-R was the optimal model.
Indeed, removal of three of the nonpredictive LSI-R domains (e.g., emotional or personal, attitudes, and use of leisure time), as well as the substitution of the DOC mental health variable, for a better prediction of clinical
mental health diagnoses, and the addition of the abuse variable created the
more favorable community model of the eight. Controlling for time at risk
did not change the pattern of findings shown in Table 5.
Discussion
This study explored whether an array of gender-responsive needs might
contribute in meaningful ways to the institutional and community classification of women offenders. It also examined a more fundamental question:
Is there evidence to suggest that the gender-responsive factors are risk factors? This was a pilot study, and the results, although mixed, appear to support continued research on this topic. Just the same, a number of limitations
should be noted. First, the intake sample (N = 156) and the release sample
(N = 134) were small but adequate to the nature of the analysis. Second, the
study measures do not optimally map onto all of the womens needs identified in the emerging gender-responsive literature. Two mental heath variables, for example, aggregate various diagnoses into one measure, whereas
the literature speaks primarily to depression, dual diagnoses, and trauma.
Gender-responsive authors also identify a number of factors we did not test,
including family and relationship conflict as well as housing safety, and a
number of resiliency measures (e.g., support, financial assets). Third, short
follow-up periods may have attenuated the findings. Fourth, many of the
gender-responsive needs and LSI-R needs are dynamic in nature. Because the
needs assessment and LSI-R were administered at prison intake and pretrial,
respectively, they may have changed during the course of the follow-up
period. More proximate measures likely would have produced stronger findings (see Law, 2004). Finally, findings suggesting that the gender-responsive
variables contribute somewhat to existing classification models in no way
suggests that adding patches to existing assessments is the best way to incorporate these factors into the assessment technology. It is still possible that
some of the gender-neutral variables (e.g., associates, attitudes, accommodation) might themselves be better framed for womens lives; an instrument
designed specifically for women is worthy of consideration.
Even so, the study puts forth some meaningful results. Most important,
perhaps, are findings that child abuse and relationships are associated with
27
prison adjustment. Additionally, adult victimization, limited self-efficacy,

and parental stress appear to be risk factors for women upon release. With
correctional policy giving strong priority to the treatment of risk factors,
gender-responsive proponents face a daunting struggle advocating for
issues that are prevalent and unfortunate but unrelated to future offending
(Blanchette & Brown, 2006). As in fields of medicine, public health, mental
health, and an array of additional social services, a stronger case can be
made to fund interventions for risk factors than for funding unfortunate
conditions. Just the same, these findings join an extraordinarily small
number of studies on the topic. Especially lacking in this regard is evidence
that the treatment of gender-responsive needs will reduce recidivism.
Examination of the patterns of these results also questions current
evidence-based perspectives on offender rehabilitation as it pertains to
women offenders. The prevailing knowledge base underscores the importance
of interventions targeted to criminal thinking and antisocial companions
(Andrews & Bonta, 2003). The pattern of findings for these women, especially
for the release sample, appears to point to interventions for substance abuse,
education, employment, poverty, victimization, and living conditions.
It is also important to emphasize that these findings shed some doubt on
the wisdom of classifying women solely according to offense-related
attributes. Although it is true that classifying according to static, criminal
history factors is largely confined to institutional corrections, the policy,
nevertheless, is likely to be inflicting unwarranted costs on female inmates.
Indeed, the institutional (custody) risk assessments affect inmates in a multitude of ways because they determine living conditions, distance from
home communities, work assignments, access to programs, and in some
cases early release decisions. Yet we see from this study that needsboth
those identified by the LSI-R and the gender-responsive factorswere far
more predictive of both community recidivism and institutional adjustment
than offense-related variables.
In a number of instances, findings appeared to be conditioned upon environment. The juxtaposition of results relative to abuse, self-efficacy,
parental stress, accommodations, and financial well-being appear especially meaningful in this regard. Many of theseadult abuse, parental
stress, accommodations, financial well-being, education or employment,
and substance abusewere more important in the community than in institutions where women were shielded from some of the adversities associated
with these issues. Histories of abuse (child abuse) and mental health were
more troublesome within institutional settings. Modest correlations suggested that for some women, self-confidence caused problems in prison,
28
Crime & Delinquency
likely for its propensity to irritate prison officials, but later helped to
insulate women from new offenses in the community. The fact that the
relationship factor (codependency) predicted in prison but not in the community may also be attributable to environmental issues. A number of the
serious misconducts involved inmates relationships with other inmates
(e.g., fighting with other inmates over a significant other) and therefore
may well have been relevant to measures depicting ones personal power
while in such relationships. At the same time, parole conditions place
limitations on womens relationships on release, especially with regard to
antisocial relationships. In another sense, however, this research simply
may not have tapped some of the many ways in which relationships affect
womens lives. The LSI-R measure of family or marital issues, for example,
is somewhat constrained by social learning factors pertaining to antisocial
influences. It and our measures likely did not adequately map onto dimensions of support, safety, and conflict.
Although we are encouraged by these findings, continued observation of
a new set of risk factors for women will leave much to be sorted out by
policy makers and correctional leaders. Care will need to be taken to assure
that assessments built from findings such as these triage women according
to treatment needs rather than to punishment. For example, feminist scholars
have criticized proponents of evidence-based, best practices, as well as the
authors of dynamic risk assessment instruments for elevating womens custody according to their problems rather than the nature of their offenses
(Hannah-Moffat, 2004). Against this prospect, decisions will have to be
made about how we use needs-based risk assessment models and how we
target new risk factors such as abuse, depression, and parental stress.
Resolutions to these issues will need to carefully match risk levels to the
realities of womens offending. Their rates of recidivism and serious
misconducts are comparatively low in comparison to men. Failure to
accommodate this in the establishment of thresholds for determining risk
levels is likely to further exacerbate problems with overclassification
(Brennan, 1998; Hardyman & Van Voorhis, 2004). Finally, a very careful
delineation of treatment implications will need to follow from assessments
giving more focus to mental health issues and adversity. Sources have identified a number of potential misuses pertinent to the needs themselves.
Mandatory treatment of abuse victims, increased difficulties with child protective agencies, and overmedication are clearly far from the treatment recommendations of the proponents of gender-responsive programming but
are just some of the ways in which accommodating the gender-responsive
risk factors may encounter unintended consequences. Potential mistakes,
however, do not diminish the import of womens needs.
29
Notes
1. For ease of presentation, the article refers to both the prison and the community correctional risk prediction instruments as risk assessment instruments. In practice, only the parole
and probation prediction instruments are referred to as risk assessments, whereas correctional
prediction instruments are termed custody assessments. Nevertheless, they are similar in that
both emerged from prediction research that constructed assessments compiling the predictors
or risk factors associated with an outcome behaviorrecidivism in the case of parole or probation samples or serious prison misconducts in the case of prison samples.
2. As will be explained in more detail, the newest generation of risk assessment instruments focus on predictors pertaining to current and criminal history, criminal thinking, criminal associates, substance abuse, personal distress, residential stability, use of leisure time, and
family issues. They ignore other matters such as parental stress, relationship issues, trauma
and abuse, self-esteem, and self-efficacy, which are core components of the gender-responsive
literature.
3. The risk principle is more than a recommendation for triaging offenders; there is evidence that part of the risk effect is attributable to the fact that intensive interventions introduce
low-risk offenders to criminogenic influences and interrupt family, employment, and other
sources of prosocial stability. Assumptions that the risk principle intended to prevent low risk
offenders from treatment for serious conditions are not entirely accurate. Moreover, a recent
analysis of the needs evidenced by offenders classified as low risk on the LSI-R (Van Voorhis,
Salisbury, & Wright, 2006) found very few low-risk women (4%) with diagnosed needs.
4. Valid assessments do not insure against overclassification; even though women may be
accurately classified relative to each other in terms of risk, their risk may nevertheless not be
comparable to the risk posed by men. Assuming that an assessment is valid, a number of
options exist for reducing overclassification. Full discussion is beyond the scope of the present
study (but see Hardyman & Van Voorhis, 2004).
5. Widom (1989) found similar results for boys.
6. The fourth variable among the big fourcriminal personalityis not contained on the
Level of Service Inventory-Revised.
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effectiveness.

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Crime Delinquency OnlineFirst, published on March 12, 2008 as doi:10.

The Predictive Validity of a

Crime & Delinquency

Patricia Van Voorhis

Copyright 2008 by SAGE Publications.

Crime & Delinquency

women offenders; risk-needs assessment; gender-responsive

orrectional researchers and practitioners focus their attentions on men

Salisbury et al. / Gender-Responsive Needs Assessment

Risk, Needs, and Correctional Policy

Crime & Delinquency

Salisbury et al. / Gender-Responsive Needs Assessment

predictors of recidivism. This paradigm is supported by a series of widely

Crime & Delinquency

2000). In support, a meta-analysis that sampled a much smaller number of

Classification and Women Offenders

Salisbury et al. / Gender-Responsive Needs Assessment

Flaws in the custody assessments have appeared apart from validation

Crime & Delinquency

gender-responsive measures (Van Voorhis, Pealer, Spiropoulos, & Sutherland,

Womens Unique Needs

Victimization and Abuse

Salisbury et al. / Gender-Responsive Needs Assessment

mounting in support of the relationship between child maltreatment and

Crime & Delinquency

to measure victimization and (b) predicting different types of recidivism.

Salisbury et al. / Gender-Responsive Needs Assessment

Crime & Delinquency

positive and negative influences on women offenders (Benda, 2005). In this

Self-Esteem & Self-Efficacy

Salisbury et al. / Gender-Responsive Needs Assessment

Crime & Delinquency

The Present Study

Salisbury et al. / Gender-Responsive Needs Assessment

Crime & Delinquency

Salisbury et al. / Gender-Responsive Needs Assessment

Crime & Delinquency

Salisbury et al. / Gender-Responsive Needs Assessment

Note: LSI-R = Level of Service Inventory-Revised.

The 15-item Likert-type questionnaire contained questions that were

Crime & Delinquency

Parental stress. Modifications were made to a 20-item Likert-type scale

Salisbury et al. / Gender-Responsive Needs Assessment

the classification model currently in use in many prisons. Static criminal

Postrelease Community Outcomes

Custody Risk Scale (original)

Salisbury et al. / Gender-Responsive Needs Assessment

Custody Risk Scale (original)

Risk/needs Plus Gender ResponsiveCommunity

Risk/needs Plus Gender ResponsiveInstitutional

Modified custody and institutional

Static Criminal History and Current Offense Predictors

Modified Custody scaleb

Salisbury et al. / Gender-Responsive Needs Assessment

companions disappeared or became considerably attenuated once time at

Crime & Delinquency

Salisbury et al. / Gender-Responsive Needs Assessment

prison adjustment. Additionally, adult victimization, limited self-efficacy,

Crime & Delinquency