Three Approaches To Defining Jazz
Three Approaches To Defining Jazz
Three Approaches To Defining Jazz
This article appeared in THE MUSICAL QUARTERLY, 1989, Volume 73, Issue 4,
pages 513-531, and was reprinted in JAZZ: A CENTURY OF CHANGE: READINGS AND
NEW ESSAYS, Edited by Lewis Porter (Schirmer, 1997).
It was developed from the What is Jazz? chapter of the Jazz Styles book by
Mark Gridley (Prentice-Hall, 1978), An Outline of Jazz (copyright 1973 by
Gridley), and a paper presented to the Allegheny chapter of The American
Musicological Society on October 26, 1985 by Robert Maxham and Mark Gridley.
Notes about the Authors:
Mark Gridley, Ph.D., is a professor at Heidelberg College, Tiffin, Ohio
44883. He developed the strict definition of jazz, collected the approaches
to defining swing feeling, and researched the documentation and illustration
of arguments revolving around all three approaches to defining jazz. Gridley
also edited 17 different drafts of this article, as well as soliciting and
incorporating criticism of each draft from jazz journalists, musicians, and
musicologists.
Robert Maxham holds a Ph.D. from Eastman School of Music and has a
long-standing interest in philosophy, especially Ludwig Wittgenstein's
approaches to the problems of definition. He developed the family
resemblances approach as well as criticizing and editing
the strict definition and the continuum approaches.
It
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is possible to take any conventional piece of music, and 'jazz it.' The
actual process is one of distorting, of rebellion against normalcy." ("Jazz
Is Not Music" THE FORUM, August, 1928)
Chambers' Encyclopedia: "Jazz--dance music, generally syncopated, played by
a band eccentrically composed. The jazz drummer, a sort of one-man band,
provides the characteristic feature of jazz, which is noise..."
Virgil Thompson: "Jazz, in brief, is a compound of (a) the fox trot rhythm
(a four measure, alla breve, with a double accent), and (b) a syncopated
melody over this rhythm." (August, 1924, AMERICAN MERCURY)
Henry Osgood: "It is the spirit of the music, not the mechanics of its frame
or the characteristics of the superstructure built upon that frame, that
determine whether or not it is jazz." (SO THIS IS JAZZ, 1926, Boston:
Little, Brown & Co., page 26)
George Antheil: "The works of Vincent Youmans are clear, and extremely
beautiful examples of jazz that is a pure music." (In a letter to the editor
of THE FORUM, published December, 1928)
Wilder Hobson: "To some it means the whole cocktail-swilling deportment of
the post-War era. To others it suggests loud and rowdy dance music. Many
people go so far as to divide all music into 'jazz' and 'classical'. By
'classical,' they mean any music which sounds reasonably serious, be it
'Hearts and Flowers' or Bach's 'B-Minor Mass,' while their use of 'jazz'
includes both Duke Ellington's Afric brass and Rudy Vallee crooning 'I'm a
Dreamer, Aren't We All?'...But Duke Ellington bears just about as much
relation to Vallee as the 'B-Minor Mass' to 'Hearts And
Flowers'...Ellington's music is jazz." (FORTUNE, August 1933)
Willie Ruff: "More than anything else, jazz is a feeling, a way of playing
music, a way a musician feels at any given time. It isn't written...we want
to give musicians room to improvise...Another important ingredient in jazz is
syncopation." (1958 Young Audiences lecture/demonstration that was recorded
and released as JAZZ FOR JUNIORS, Roulette R5205)
Leonard Bernstein: "Jazz is a very big word; it covers a multitude of
sounds, all the way from the earliest Blues to Dixieland bands, to Charleston
bands, to Swing bands, to Boogie Woogie, to crazy Bop, to cool Bop, to Mambo-and much more. It is all jazz...it is an original kind of emotional
expression, in that it is never wholly sad or wholly happy...Rhythm is the
first thing you associate with the word 'jazz.'...But jazz could not be jazz
without its special tonal colors, the actual sound values you hear...A
popular song doesn't become jazz until it is improvised on, and there you
have the real core of all jazz: improvisation. ("The World of Jazz" from CBS
Omnibus series, telecast October 16, 1955)
HARVARD DICTIONARY OF MUSIC, 2nd Edition: "A kind of indigenous American
music of the 20th century, originally identified with social dancing,
featuring rhythmic patterns peculiar to the 'jazz beat'." (Cambridge, Mass:
Harvard U. Press, 1972, page 317)
Joachim Berendt: "Jazz differs from European music in three basic elements:
1. a special relationship to time, defined as 'swing' 2. a spontaneity and
vitality of musical production in which improvisation plays a role 3. a
sonority and manner of phrasing which mirror the individuality of the
performing jazz musician. These three basic characteristics create a novel
climate of tension, in which the emphasis no longer is on great arcs of
tension, as in European music, but on a wealth of tension-creating elements,
which continuously rise and fall. The various styles and stages of
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development through which jazz has passed since its origin around the turn of
the century are largely characterized by the fact that the three basic
elements of jazz temporarily achieve varying degrees of importance, and that
the relationship between them is constantly changing." (THE STORY OF JAZZ,
Englewood Cliffs, NJ: Prentice-Hall, 1978, page 7)
Henry Martin: "...jazz is a twentieth century music originated in America by
black Americans and characterized by improvisation and a strong projection of
rhythm." (ENJOYING JAZZ, New York: Schirmer, 1986, page 4)
Max Harrison: "Attempts at a concise--even a coherent definition of jazz
have invariably failed. Initial efforts to separate it from related forms of
music resulted in a false primacy of certain aspects such as improvisation,
which is neither unique nor essential to jazz or swing (the quality of
rhythmic momentum resulting from small departures from the regular pulse),
which is absent from much jazz, early and late." (THE NEW GROVE DICTIONARY OF
MUSIC AND MUSICIANS, London: Macmillan, vol. 9, 1980, page 561)
Lay uses of the term have been so confused and inconsistent that the
following popular issues remain unresolved, pending a clear and consistently
applied definition for jazz:
Is jazz art music? How can we answer this question unless we have clear
definitions of jazz and of art music? And then what definition of jazz would
apply to the music of Al Jolson from his 1928 film "The Jazz Singer" or the
music of the vocal group called Peter, Paul & Mary, that won first place in
the vocal division of "jazz" popularity polls run by PLAYBOY MAGAZINE in
1964, 65 & 66?
Was jazz popular during any given era of twentieth century music? This
question becomes problematic, especially for music of the 1930s and 1970s,
because a number of best-selling records during those periods contain
improvisations, but the improvisations were so brief that they might fail to
qualify their performances for the "jazz" designation because they might not
be making some critical minimum contribution to the overall performance.
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successful performance of music that has steady tempo and lively execution;
see Mark C. Gridley's JAZZ STYLES, Prentice-Hall, 1978, pages 14-16). For
the sake of the preliminary parts of this discussion we shall say that to
improvise is to simultaneously compose and perform, and to swing is to
perform in a way that succeeds in projecting rhythmic properties that tend to
elicit from the listener the perception of a lilting, buoyant feeling that is
peculiar to jazz. (Such circularity in this characterization is unavoidable
here.) Traditionally, swing feeling and improvisation have been considered
essential to a definition of jazz. In fact, these two traits are prominently
featured in all fifteen texts that are currently used in the U.S. for courses
called introduction to jazz/jazz history/jazz survey. (FOOTNOTE:
UNDERSTANDING JAZZ by Leroy Ostransky (Prentice-Hall, 1977), JAZZ: A HISTORY
by Frank Tirro (Norton, 1977), LISTENING TO JAZZ by Jerry Coker (PrenticeHall, 1978), THE MAKING OF JAZZ by James Lincoln Collier (Houghton-Mifflin,
1978), THE JAZZ TEXT by Charles Nanry (Van Nostrand, 1979), THE JAZZ BOOK by
Joachim Berendt (Lawrence Hill, 1982), INTRODUCTION TO JAZZ HISTORY by Donald
Megill & Richard Demory (Prentice-Hall, 1984), A STUDY OF JAZZ, 5th Edition,
by Paul Tanner & Mauric Gerow (William C. Brown, 1984), JAZZ: A LISTENER'S
GUIDE by James McCalla (Prentice-Hall, 1982), ENJOYING JAZZ by Henry Martin
(Schirmer, 1986), JAZZ: AMERICA'S CLASSICAL MUSIC by Grover Sales (PrenticeHall, 1984), WRITINGS IN JAZZ by Nathan Davis (Gorsuch Scarisbrick, 1978),
THE ORIGIN AND DEVELOPMENT OF JAZZ by Otto Werner (Kendall-Hunt, 1984), THE
JAZZ EXPERIENCE: A GUIDE TO APPRECIATION by Joseph Levey (Prentice-Hall,
1983), and JAZZ STYLES: HISTORY AND ANALYSIS, 2nd Edition by Mark Gridley
(Prentice-Hall, 1985)). Musicians and music publishers also allude to their
primacy. For example, in music publishers' brochures describing big band
arrangements, a note is frequently included to the effect that, "only the
first tenor saxophone part requires jazz," meaning that the first chair tenor
saxophonist is the only member of the band who must IMPROVISE during
performances of this particular arrangement. Similarly, a musicians'
contractor might phone a player requesting he fill the "jazz trumpet" chair
in a band, meaning that the player will have the responsibility of
improvising solos in addition to the ordinary responsibilities of doing
"section work" (playing ensemble parts). So we see that the
interchangeability of the terms "jazz" and "improvisation" is common in the
music business. Regarding the attention ordinarily paid to swing feeling in
jazz, a brief perusal of record and concert reviews or a little eavesdropping
among musicians will reveal that the quality and extent of swing feeling is
frequently the topic of discussion among listeners who are describing a jazz
performance. This is also a popular topic among teachers and students who
are involved in teaching and learning the skills of jazz performance.
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for each measure. (This means that absolutely constant tempo is incompatible
with swing feeling.) Related to this component is a seventh element, the
rhythmic displacement practice common among jazz musicians (toying with the
beat within the improvised line), perhaps ala Chopin's "tempo rubato". And
do not overlook the possibility that an interaction of elements exists, such
that we cannot measure the relative contribution of each individual element.
We canNOT even realistically ESTIMATE their contributions.
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the result of
stage,
interact with
ultimately
just don't
Ludwig Wittgenstein believed that, for many words, the USE of the word
WAS its meaning. He suggested that some words simply resist strict
definition, and we must content ourselves with observing their use instead of
trying to frame definitions. It would be inconsistent with Wittgenstein's
approach to force a change in the way a speaker uses the word "jazz." To the
person who is using the word, jazz is whatever he thinks it is, whatever he
is using it to describe.
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during the 1920s almost any lively popular music could be called jazz. (Some
music that today we call vaudeville even came under the jazz umbrella.
Witness the title of the Al Jolson movie about the Jewish vaudeville singer:
"The Jazz Singer.") In fact, according to former Lombardo trombonist George
West, when Guy Lombardo first came to America, he felt that the music he
played was jazz. (In this way of thinking, of all the elements that have ever
been felt to help qualify a sound as jazz--syncopation, improvisation,
saxophones, drums, blue notes, etc.-- at least ONE element must be present
for any performance to be called jazz, but no one PARTICULAR element must
ALWAYS be present, i.e., no SINGLE element is necessary and no SINGLE element
is sufficient.) By adopting such a stand, we would be able to include ANY
style that has ever been called jazz, thereby placating everyone who would be
outraged at the suggestion that certain works of Cecil Taylor are not jazz or
that certain movements of Duke Ellington's "Black, Brown, and Beige" are not
jazz or that some of Glenn Miller's biggest hits are not jazz. We could even
include most of the lively popular instrumental music of the 1920s, much of
which is routinely excluded by jazz scholars on the grounds that it is not
improvised, though it is included by most laymen because it is lively and
stems from what F. Scott Fitzgerald dubbed "The Jazz Age." We could include
"Rhapsody In Blue" because it is bluesy and syncopated, even though it is not
improvised or swinging. And we could include Manhattan Transfer's vocal
recreations of jazz instrumentals because the recreations sometimes swing,
even though they lack improvisation.
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What about "blues tonality" as an element that links many jazz styles?
We might cite this in a family resemblances characterization of jazz. But no
matter what definition of "blues tonality" is used, this feature falls far
short of characterizing a majority of jazz styles. (Some listeners call
"bluesy" a preponderance of chromatically lowered thirds and fifths in melody
lines. Some call "bluesy" a preponderance of pitch bendings akin to vocal
ornamentations common in Afro-American folk music. Some call "bluesy" a
combination of these properties. See William Tallmadge's "Blue Notes and
Blue Tonality" in THE BLACK PERSPECTIVE IN MUSIC, 1984, 12, 2, 155-165.)
Even during the 1920s, jazz musicians did not choose a characteristically
high percentage of chromatically lowered thirds and sevenths. And the very
existence of piano and vibraharp in jazz groups refutes the notion that
"neutral thirds" (heptatonically equidistant tones, exemplified by the
pitches "in between the cracks" that hornmen occasionally play) are essential
for jazz. When tuned in the standard well-tempered system, these instruments
are INCAPABLE of PRODUCING such "blue" pitches. And frequency-of-occurrence
observations overturn the contention that many pianists favor "crushed tones"
(simultaneously sounding the major third and minor third, thereby
approximating the "blue pitch" sound). "Crushed tones" are NOT very common
in the work of jazz pianists.
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resemblances approach center about the need for simplicity, the attempt to
give all scholars a simple definition so that when they begin arguing the
specifics of a question in jazz, at least they all know what is designated by
the category name itself.
Approaching Jazz As A Dimension
Aspects of both the strict approach and the family resemblances approach
can be used in forming a third approach to defining jazz. This approach
hinges on the idea that, of those elements that have been previously
associated with jazz, the more that are present, and the more clearly they
can be heard, the more a particular performance qualifies as a jazz
performance. In other words, perhaps jazz is not an all-or-none event, but
is instead a continuum, a dimension: jazzness. It accepts the history of
musical elements that have been associated with the term jazz, those elements
that were found to recur in the links made between adjacent styles when we
examined jazz by a family resemblances approach. This approach acknowledges
that different weights are attached perceptually to the various elements when
a decision is made by the listener who is trying to determine whether a given
performance is jazz. However, this does not suggest a prioritization for
elements, though many listeners attach considerable weight to improvisation
and swing feeling, and less weight to instrumentation. Furthermore, it does
not deny the situations in which only one or two elements are present or in
which the presence is barely detectable. This approach simply says that
little jazzness exists in such situations. For example, it is likely that
little jazzness would be perceived in Stan Kenton's recording of
"Reflections" from Robert Graettinger's CITY OF GLASS, yet much jazzness
would be evident in Charlie Parker's "Ko-Ko" (Savoy recording made November
26, 1945). "Rhapsody in Blue" would be perceived as jazzy, but not unless
there were more steady tempo passages and improvisation would it qualify as
bearing as much jazzness as Count Basie's 1937 recording of "One O'Clock
Jump." Manhattan Transfer's first recording of Joe Zawinul's "Birdland"
would qualify as jazz because of its syncopations and swing feeling, but more
jazzness would be evident in Weather Report's original version of "Birdland"
because of its use of saxophone and improvisations.
1. taking each element that has, in the past, been associated with jazz,
and accepting it as a dimension of its own,
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Was jazz popular during any given era of twentieth century music? (See
"Is Jazz Popular Music" by Mark Gridley, THE INSTRUMENTALIST, 1987, March,
Vol. 41, Issue 8, pages 19-22, 25-26, 85.) This question becomes
problematic, especially for music of the 1930s and 1970s, because a number of
best-selling records contain brief improvisations, though, because these
improvisations might not exceed some critical minimum contribution to the
overall character or duration of a performance designated as necessary to
qualify that performance for the jazz label, they might fail to qualify their
sources as "jazz" records. Following Wittgenstein, any music that was ever
called jazz still warrants the label "jazz." So music of the very popular
Ted Lewis of the 1920s, Rudy Vallee of later periods, Paul Whiteman of any
period, could be called jazz, and because they were popular, even though they
employed little improvisation, and far less swing feeling than was projected
by the music of Count Basie and Duke Ellington, we could say that jazz was
popular during those periods. During the 1980s, in many record stores that
had no "new age" bins, pianist George Winston's records appeared in the
"jazz" bins. So, by the reasoning associated with Wittgenstein, we also
could apply "jazz" to the very popular recordings that Winston made, even
though most jazz musicians agree that the music does not swing, and Winston
himself refuses to label his music jazz. And Manhattan Transfer's
tremendously popular vocal recreations of jazz instrumentals could qualify
because, even though they are not improvised, they do sometimes swing. By
these kinds of reasoning, then we could say that jazz has been and continues
to be popular. However, if we use a strict definition of jazz, then we find
that the music never has received widespread popularity in that, with a few
exceptions such as Louis Armstrong, Benny Goodman and Miles Davis, even many
of the critically acknowledged greats in jazz rarely sold many records or
packed many nightclubs and theaters.
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Conclusion
We must remember that there are problems with all three approaches. The
worst problem is that any time you define a word you must use other words.
So what plagues all three approaches to defining jazz is precisely what
plagues definition itself. Any attempt to define jazz requires reference to
elements which themselves require definition.
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it for other reasons. There has long been a reluctance among musicians and
purist fans to include within the jazz category any watered-down variants of
a style that derives from the jazz tradition. This was why distinctions were
made between swing bands and sweet bands during the 1940s. Count Basie fit
the former category, and Glenn Miller fit the latter, for instance. During
the 1990s, the same distinctions could be made between saxophonists Michael
Brecker and Kenny G. So you see that to be fair in classifying styles, we
need to consider the actual characteristics of the music, not just the
reactions of listeners. When one listener dislikes a style, this does not
necessarily mean that another listener will also consider it bad music. We
have also learned that if one listener does not consider a musical style to
be jazz, this does not necessarily mean the style will not qualify as jazz
for another listener.
Copyright 1999 Prentice-Hall, Upper Saddle River, NJ
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