Journal 5
Journal 5
Journal 5
n e w e ng l a n d j o u r na l
of
m e dic i n e
original article
A BS T R AC T
Background
Corneal renewal and repair are mediated by stem cells of the limbus, the narrow
zone between the cornea and the bulbar conjunctiva. Ocular burns may destroy the
limbus, causing limbal stem-cell deficiency. We investigated the long-term clinical
results of cell therapy in patients with burn-related corneal destruction associated
with limbal stem-cell deficiency, a highly disabling ocular disease.
Methods
We used autologous limbal stem cells cultivated on fibrin to treat 112 patients with
corneal damage, most of whom had burn-dependent limbal stem-cell deficiency.
Clinical results were assessed by means of KaplanMeier, KruskalWallis, and univariate and multivariate logistic-regression analyses. We also assessed the clinical
outcome according to the percentage of holoclone-forming stem cells, detected as
cells that stain intensely (p63-bright cells) in the cultures.
Results
Cultures of limbal stem cells represent a source of cells for transplantation in the
treatment of destruction of the human cornea due to burns.
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as p63-bright cells) are released from C/EBPdependent mitotic constraints, multiply, and migrate to regenerate corneal epithelium.13
The finding that human limbal cell cultures15
contain holoclones9 led to the first therapeutic use
of such cultures in the regeneration of corneal
epithelium.16 Autologous limbal cell cultures also
offer an opportunity to treat patients who have
severe bilateral loss of corneal epithelium, provided that a tiny part of the limbus is spared in
one of the two eyes; thus, it is not applicable in
cases of total bilateral limbal stem-cell deficiency.
Related studies have been reported,6,17 but they
have been limited because of the comparatively
small numbers of cases, the relatively short follow-up, and the heterogeneity among causes of
the disorders and among the sources of transplants and cell cultures. We report the long-term
results of a study in which we used this approach
to treat patients with corneal damage from common causes.
Me thods
Patients
sidered to be partially successful if most symptoms had disappeared but superficial neovascularization had recurred, even if it was not as
extensive as at the time of admission. Treatment
failure was defined as the presence of symptoms,
recurrent epithelial defects, pannus, and inflammation at 1 year. Three observers assessed the
clinical results; two were involved in the patients
care, and the third did not participate in any biologic or clinical procedure.
Statistical Analysis
R e sult s
Characteristics of the Patients
number of residual limbal stem cells to regenerate corneal epithelium. Twenty-eight patients had
undergone a single unsuccessful keratoplasty,
and 20 had undergone multiple unsuccessful keratoplasties. Before this study, optimally corrected
visual acuity was less than 0.1 (i.e., light perception, hand movement, and counting fingers) in
88.5% of the patients and was 0.1 to 0.5 in 11.5%
of the patients. The baseline features of the patients, including diagnoses and grading of limbal stem-cell deficiency, are provided in the Supplementary Appendix.
Grafts
The human corneal epithelium is renewed approximately every 9 to 12 months.1 Since we therefore
surmised that the regenerated epithelium would
Number
of Eyes
Success
107
73 (68.2)
Partial
Success
Failure
18 (16.8)
16 (15.0)
12
9 (75.0)
2 (16.7)
1 (8.3)
107
82 (76.6)
14 (13.1)
11 (10.3)
* Six of the 112 patients were excluded because they did not complete the study. One patient had bilateral limbal stemcell deficiency and received two grafts.
149
The
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100
80
60
40
20
0
10
10
107
90
41
29
13
10
100
80
60
40
20
0
107
95
50
36
18
14
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The average percentage of clonogenic cells detected in cultures was similar for successful, partially
successful, and failed transplants (37.2%, 31.1%,
and 35.5%, respectively). But the percentage of
colony-forming cells is inadequate as an indication of the percentage of stem cells, because it is
not possible to visually identify holoclones.5,9
Determining the number of holoclones by
means of clonal analysis is both cumbersome as
a routine procedure5,9 and unsuitable for preoperative quality control because the results become
available only after grafting. In contrast, quantitative immunodetection of p63, a marker of holoclones, is straightforward and can be performed
before grafting.6,21
We were able to examine the relationship between the percentage of p63-bright cells in each
culture and the clinical results in 82 patients. (We
Variable
Successful
Grafts
(N=73)
Age yr
49.114.0
41.414.3
0.02
54 (74)
29 (85)
0.23
7 (10)
9 (26)
0.04
Odds Ratio
(95% CI) on
Multivariate
Analysis
P Value
55 (75)
23 (68)
Alkali
58 (79)
33 (97)
0.017
41 (56)
28 (82)
0.008
4.05 (1.3412.2)
0.013
8 (11)
8 (24)
0.089
3.86 (1.0813.75)
0.037
43 (59)
31 (91)
<0.001
7.64 (1.9929.33)
0.003
33 (45)
26 (76)
<0.003
22.5
28
0.46
1641
1743
12.9
7.7
Follow-up period
Biopsy to transplantation days
Median
Interquartile range
Burn to transplantation yr
Median
Interquartile range
5.633
0.15
4.827
were unable to analyze this relationship in all patients because p63 was not found to be a marker
of limbal stem cells until 2001.11) A post hoc
KruskalWallis analysis showed that cultures giving rise to successful grafts contained a significantly greater percentage of p63-bright cells than
those giving rise to unsuccessful grafts (P<0.001)
(Fig. 2A). Grafts associated with partial success
were obtained from cultures with an intermediate percentage of p63-bright cells.
In additional post hoc analyses, we evaluated
the clinical results according to culture status.
Cultures that contained more than 3% p63-bright
cells led to successful corneal epithelial regeneration in 78% of the eyes (Fig. 2B), and only 8% and
14% of such cultures were associated with failed
or partial regeneration, respectively. In contrast,
cultures in which 3% or less of the cells were
p63-bright were successful in only 11% of eyes and
were unsuccessful or partially successful in 67%
and 22% of eyes, respectively. Thus, the percentage of p63-bright cells in the culture was positively associated with the clinical outcome of limbal stem-cell grafting. These data are consistent
with the finding that the human limbus contains
at least 5% stem cells.9 On the basis of these data,
we now use only cultures that contain more than
3% p63-bright cells to prepare grafts.
That said, a defined percentage of stem cells is
necessary but not sufficient to ensure a good
clinical result. Approximately 20% of cultures that
contain more than 3% p63-bright cells were associated with failed or only partially successful
treatment (Fig. 2), suggesting that other factors,
such as the severity of injury and the presence or
absence of complications, also influence outcome.
Restoration of Visual Acuity
The regeneration of normal avascular corneal epithelium was associated with amelioration of symp-
151
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10
P<0.001
8
6
4
2
0
Success
Partial Success
Failure
B
100
90
Success
Partial success
Failure
P<0.001
80
70
60
50
40
30
20
10
0
3% p63-Bright Cells
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toms (burning, pain, and photophobia) in all patients whose grafts were considered successful
(see Table 1 in the Supplementary Appendix). Normal vision was restored in only those patients with
undamaged corneal stroma, however (Fig. 3, and
Table 1 in the Supplementary Appendix). To improve the visual acuity of eyes with stromal scarring, we performed corrective surgical procedures
12 to 24 months after grafting the limbal stemcell cultures: 46 patients underwent penetrating
keratoplasty (89%), lamellar keratoplasty (9%), or
phototherapeutic keratectomy (2%) to replace the
damaged stroma. We observed no intraoperative
complications and used standard therapeutic approaches for postoperative adverse events (Table 1
in the Supplementary Appendix). Histologic examination of the central cornea removed at the
time of keratoplasty showed that the regenerated
epithelium expressed keratin 12 (a marker of corneal epithelium) but not keratin 19 (a marker of
conjunctival epithelium) (Fig. 2 in the Supplementary Appendix). We observed regeneration of the
corneal epithelium that was sufficient to resurface the donor stroma in all the patients treated
with keratoplasty. Permanent recovery of at least
0.6 visual acuity (range, 0.6 to 1.0) was attained
in 21 patients (Table 1 in the Supplementary Appendix). The remaining 25 patients had partial
recovery of vision (up to 0.5 visual acuity). Figure
3B shows the results of limbal stem-cell grafting
followed by penetrating keratoplasty in the eyes
of three patients who had total limbal stem-cell
deficiency, complete corneal opacification, stromal
scarring, and reduced visual acuity (<0.1, counting fingers and perceiving hand movements) before treatment. After keratoplasty, which was performed between 4 and 6.5 years after grafting, the
cornea was transparent in each of the patients and
their visual acuity ranged from 0.3 to 0.9.
Figure 3 in the Supplementary Appendix shows
the eyes of Patient 24 who had severe bilateral
limbal stem-cell deficiency that resulted from an
alkali burn in 1948. He was treated with grafts of
limbal stem-cell cultures prepared from a single
biopsy specimen (taken from the left eye), followed
by penetrating keratoplasty. Both corneal surfaces
were restored. Follow-up at 2 years (right eye) and
5 years (left eye) showed that both eyes were stable. At follow-up his best-corrected visual acuity
was 0.6 and 0.7 in the left and right eyes, respectively.
Discussion
Autologous cultures of limbal cells provide an adequate long-term source of transplant tissue for
the treatment of corneal damage due to burns.
We observed that a minimum of approximately
3000 stem cells, detected as p63-bright holocloneforming cells, was required to achieve clinical
success. (A limbal culture contains a minimum
of 3105 cells,20 about 30% of which are clonogenic; thus, about 3% of these clonogenic cells
should be holoclones.) Analysis of our findings
suggested that outcomes differ significantly depending on whether the transplanted cultures contain more than 3% p63-bright holoclone-forming
stem cells or 3% or less the success rates were
78% with the larger number of stem cells and 11%
with the smaller number. On the basis of this observation, we speculate that corneal regeneration
cannot be ascribed to a nonspecific stimulatory
effect of epithelial cultures, fibrin, or surgical manipulation on spared residual limbal cells (if such
cells are even present).
Preservation of holoclones requires culture with
selected 3T3 feeder cells and fetal-calf serum,6,22,23
and this culture method has been used worldwide
since the 1980s6,7 to treat patients with massive
full-thickness burns.18,19,24 During the past 30
years, no adverse effects have been reported, and
this method has been approved for use in the
United States, Japan, Italy, and South Korea.6,7
Retention of holoclones also requires appropriate substrates for the cultivation of cells; both
fibrin and plastic have been shown to preserve
holoclone-forming cells.18-20 Alternative methods
involving other reagents have been proposed that
obviate the use of feeder cells, serum, or both,6,17
since some investigators consider these reagents
to be potentially harmful.25 The retention of stem
cells when these alternative methods are used has
not been investigated.
Allogeneic and buccal keratinocytes have been
used as sources of grafts in previous clinical experimental studies to treat limbal stem-cell deficiency.6,17 Allogeneic keratinocytes even when
frozen or lyophilized improve healing of partial-thickness or small skin wounds by stimulating resident cells.26,27 However, engraftment of
these allogeneic cells is not permanent,26 and it
seems unlikely that the presence of stem cells is
required for their clinical effect. Donor epithelial
cells have not been recovered from the ocular sur-
A Cultures Only
Before
After
1.3 yr
After Treatment
Patient
22
6 yr
Patient
26
6.5 yr
Patient
46
4 yr
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face in studies that looked at long-term out- stem cells thus represent a source of cells for
comes,28,29 and it seems unlikely that these cells transplantation in the treatment of burn-induced
would regenerate functional epithelium in patients destruction of the human cornea.
with total limbal stem-cell deficiency, nor is there
Supported by grants from the Italian Ministry for Education,
evidence that buccal keratinocytes can generate University and Research and Ministry of Health; lAssociation
bona fide corneal epithelium.30 If limbal stem-cell Franaise contre les Myopathies et les Maladies Neuromuscu
laires (AFM) Telethon; the European Commission Sixth Framedeficiency is only partial, allogeneic or oral kera- work Program for Research and Technological Development
tinocytes may be sufficient to stimulate resident (corneal engineering) and Seventh Framework Program; Optilimbal cells to regenerate corneal epithelium. Ad- mization of Stem Cell Therapy for Degenerative Epithelial and
Muscle Diseases (OptiStem, HEALTH-F5-2009-223098); Regione
ditional studies to test this hypothesis are war- EmiliaRomagna (area 1b, medicina rigenerativa); and the Italranted. The same argument might hold true for ian Ministry of Health.
Disclosure forms provided by the authors are available with
the effect of autologous cultures on corneal regenthe full text of this article at NEJM.org.
eration. Nevertheless, the association that we obThis article is dedicated to the memory of Professor Stefano
served between the percentage of p63-bright Ferrari, whose inspiring passion and commitment to excellence
cells and clinical success was never related to in science and education brought about the Center for Regenerative Medicine, and also to Professor Giovanni Rama, who was
a nonspecific stimulatory effect of the transplant- involved in the first phase of the project.
ed culture on resident stem cells.
We thank Dr. Howard Green (Harvard Medical School, BosIn conclusion, our study shows that in patients ton) for providing the original 3T3-J2 feeder cells; Patrizia Pater
na and Sergio Bondanza (Istituto Dermopatico dellImmacolata
with limbal stem-cell deficiency who received cul- [IDI]), and Marina Bertolin, Luca Canton, Alessandro Chiarello,
tured limbal stem-cell grafts for corneal trans- Barbara Ferrari, Daniela Ferrari, Valeria Leuci, and Erika Nizza
plantation, the clinical results were successful at (Veneto Eye Bank Foundation [FBOV]) for their assistance with
cell culture; Osvaldo Golisano (IDI) and Enzo Di Iorio and Vanup to 10 years (at a median of 2 years) in more than essa Barbaro (FBOV) for immunohistochemical testing; and
75% of the patients treated. Cultures of limbal Giliola Calori and Laura Angelici for statistical analyses.
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