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Aristotle's Definition of the Soul: Why Was it Misunderstood for Centuries? The Dubious
Lines Anim. II 1,412b1–4
Author(s): Abraham P. Bos
Source: Museum Helveticum, Vol. 69, No. 2 (Dezember 2012), pp. 140-155
Published by: Schwabe Verlagsgruppe AG
Stable URL: https://www.jstor.org/stable/44081106
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Aristotle's Definition of the Soul: Why Was it Misunderstood
for Centuries? The Dubious Lines Anim. II l,412bl-4
By Abraham P. Bos , Amsterdam
Abstract: At least from AD 200 onwards Aristotle's definition of the soul has
been misinterpreted. The soul is not the entelechy of a body 'furnished with
organs' but of a body which is the soul's instrument (not only for producing
organs, but for perception and locomotion as well). But what made the mistake
so natural that nobody became suspicious in eighteen hundred years? No doubt
this was due to lines II l,412bl^ł of On the Soul , where the parts of plants are
called ' organa '. These lines must have originated from a marginal note like one
we find in ms E (Parisinus gr. 1853).
1. Introduction
1 Cf. M. Furth (1988) 147: "The pivotal section of the work is chapter 1 of Book ii" and C.H. Kahn
(1966) 67. See also W.D. Ross (1961) 10: "The conception of soul as the entelechy of the living
body is so much the central conception of the De Anima that ..."; see also p. 15.
2 Anim. II l,412b5-6: èvxtXé%em ti rcpioxri oíó^axoç (puaiicoû òpyaviicoô (text A. Jannone and E.
Barbotin 1966). Cf. 412a27-28.
3 That the text of Anim. II 1 was the source of many misunderstandings must be due to the fact
that the text as such was not intended for publication, but primarily for the author, Aristotle
himself. The Aristotelian Corpus must go back to his private archival material.
4 Cf. Alex. Aphrod. Anim. 16, 1 1 (ed. I. Bruns, 1887): eaxi yap opyaviKÒv atona xò e^ov rctaÍG) xe Kal
Siaipépovxa jieprļ Ó-uvá^eaiv ímripexeiaBai Ô')vá(xeva. Quaest. 54, 9-11. Because Aristotle
states in Hist. anim.V II (IX) 3,583bl5-28 that a male foetus is still cxvapGpov, àôiàpôpœxov
(unarticulated) during its first 40 days, scholars later concluded that such a foetus does not
yet contain a soul. Cf. G. Jerouschek (1988) 14-16; 41 and L.G.M. Spruit (1991) 68. D.A. Jones
(2004) 21-32 is much more accurate. But Aristotle does not say such a thing anywhere. And it
would clash with his views in Gener. anim. II 1 and Anim. II l,412b27 and 5,417bl6-18, where he
explicitly declares the soul to be present in semen. If Aristotle had really wanted to talk about 'a
body that possesses differentiated parts', he would have written ogołoć SiripGpto^ievov. But to effect
this differentiation, the soul always needs an 'instrumental body'. Aristotle's remarks in Anim. Ill
12,434b4-5;434al3 and II 7,418b9 should also have counted more significantly against Alexander
of Aphrodisias' interpretation. G.E.R. Lloyd (1996) 42, who talks about "the perceptive soul,
which is supplied by the male parent and is present, again potentially, only at the point when a
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Aristotle's Definition of the Soul 141
new animal is recognisable as such',' also fails to solve how this perceptive soul is added. From
Plutarch, Quaestiones Platonicae 8, 1006D (ed. H. Cherniss 1976) and [Hippolytus], Refutatio
Omnium Haeresium VII 24,1-2 (ed. M. Marcovich 1986) it is evident that before Alexander of
Aphrodisias a different exegesis of ' organikon ' was accepted. It is remarkable that these texts
have never been mentioned in commentaries on Aristotle, De Anima.
5 Cf. A.P. Bos (2003) 363-368.
6 There has been a change to the translation 'instrumental', 'serving as an instrument' in recent
times. See M.L. Gill (1989) 133; 220; G. Reale and A.P. Bos (1995) 288; G.E.R. Lloyd (1996) 41;
S. Everson (1997) 64; A.P. Bos (2003) esp. 69-122; See also J. Barnes (1999) 121; B. Schomakers
(2000) 219; 220; R. Ferwerda (2000) 19; id., (2005) 136; D. Gutiérrez-Giraldo (2001) 164; S. Menn
(2002) 110 n. 40; L.M. de Rijk (2002) vol. 1, 50 n. 145; L.P. Gerson (2005) 136; D. Quarantotto
(2005) 240; D. Bronstein (2006) 425; J. Dillon (2007) 55 n. 7; P. Gregoric (2007) 19 and 23; R.
King (2007) 323; R. Polanský (2007) 161; K. Corcilius (2008) 31: 'werkzeughaft'; F. Buddensiek
(2009) 311; M. Canarsa (2009) 76 n. 79; J. Dillon (2009) 353 n. 7 ('perhaps'); P. Macfarlane and
R. Polanský (2009) 113; M. Migliori (2009) 243-244; C. Shields (2009b) 283.
7 Cf. A.P. Bos and R. Ferwerda (2007) and (2008).
8 J. Annas (1992) 20. Cf. also D. Bronstein (2006) 426: "The De anima definition focuses on the
soul's relation to the visible body, while the biological works emphasize pneuma "; R. King
(2007) 323: "Now, there is hardly a whiff of pneuma in De An." In a more general sense I. Düring
(1966) 343-344: "Viele Gelehrte haben versucht, entweder eine aristotelische Theorie über
die Lebenswärme oder eine über das Pneuma zu rekonstruieren. Keiner dieser Versuche hält
einer Gegenüberstellung mit den vorliegenden Aussagen des Aristoteles stand, wahrscheinlich
deshalb nicht, weil Aristoteles die Aufstellung einer konsequenten Theorie nie zu Ende geführt
hat"; M.C. Nussbaum (1978) 143: "One of the thorniest exegetical problems confronting an
interpreter of MA is the theory of the symphyton pneuma , or innate breath, presented in the
treatise's penultimate chapter. The theory is internally obscure, one of a series of cryptic pointers
towards a fuller account of this pneuma that Aristotle may have planned, or even composed, but
which does not survive'; ibid. 161: 'But in the absence of the detailed account of its operations
that we suspect Aristotle at some point either wrote or planned, they strike us as a somewhat
incredible promotional effort"; ibid. 163: "We had better regard the theory as one in the course
of development and pneuma as a hypothetical gap-filler whose workings cannot be scrutinized
too closely"; G.E.R. Lloyd (1996) 46: "What little Aristotle has to say on the subject of pneuma
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142 Abraham P. Bos
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Aristotle's Definition of the Soul 143
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144 Abraham P. Bos
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Aristotle's Definition of the Soul 145
We can certainly note that the proposition advanced in lines 412bl^l seems
soundly Aristotelian. Aristotle talks repeatedly about leaves and fruits of plants.
And elsewhere in his work we also find him saying that the roots of a plant
are an equivalent of the mouth of animals and human beings. Precisely in On
16 For plants it can be said: 'their psychical principle is corporeal and impeded in its motion' - rj xfļ<;
'|/')Xf|ç àpxn noXkiû ÔucTKivTiTÓç èaxi Kai aíoiiaxcóÔriç -, Part. anim. IV 10,686b23-7a6.This passage
shows that the fact that plants have their roots 'below' is due to their low-quality soul-principle.
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146 Abraham P. Bos
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Aristotle's Definition of the Soul 147
18 As does R.D. Hicks (1907) 50; G. Biehl/O. Apelt (1926) 31;W.S. Hett (1936) 68;W.D. Ross (1956)
and (1961). A. Jannone and E. Barbotin (1966) read ôé.
19 For the manuscript tradition, see A. Forster (1912); M. de Corte (1933), P. Siwek (1961) and
(1965), A. Jannone and E. Barbotin (1966) xxiv-xlv (who were not yet able to use P. Siwek (1965),
but do sharply criticize the treatment of the manuscript tradition by W.D. Ross (1961) p. xxv).
See now also P.Thillet (2005) 11-16, who was able to do justice to the work of P. Siwek (1965).
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148 Abraham P. Bos
Above we already pointed out that there are two textual traditions of Aristotle's
On the Soul which cannot be explained as the result of ordinary copying errors.
Most modern editions print a number of 'fragments' from manuscript E, in
particular from book II, which differ strikingly from the reading of the majority
of manuscripts. Moreover, manuscript E is the oldest manuscript of De Anima
known to us and dates from the 10th century.
In his 1862 text edition with critical commentary A. Torstrik printed both
traditions underneath each other and argued that we are dealing with an earlier
and later redaction of On the Soul by Aristotle's own hand! In his view, the
differences point to improvements and qualifications by the author of the text
himself. He writes in his Praefatio (p. i): ea est earum recensionum auctoritas
ut ea quae mutilata est et neglecta aut eodem jure sit Aristoteli adscribenda quo
vulgata aut vero melius (cf. Ill; 113). A negative effect of this is that Torstrik
ascribes the earlier redaction to Aristotle too and so is forced to posit that it was
insufficiently clear or even erroneous. The proposition that the two redactions
were made by Aristotle himself has not been adopted by other modern authors.21
In connection with the problem of the two redactions of On the Soul we also
need to pay attention to the striking passage in On the Soul II 4,415bl8, where
Aristotle states categorically: Tor all the natural bodies are instruments of
the soul.' - tkxvtoc yap xa (pDoim acojiaxa tî1ç öpyava. - Does Aristotle
perhaps mean there that the degree to which a combination of the four
20 Cf. Alexander of Aphrodisias, Mantissa 104, 15: eoxiv xò Ôúvajaei Çcotjv e'xov xò Ôvvá^ievov Çfjv,
xoDxéaxiv xò ëxov öpyava rcpòç xàç mxà xò Çr|v évepyeíaç Kai eaxiv igov xò 'ôvvájiei Çcoriv exov'
xép 'òpyaviKÓv'. Cf. also Anim. 16, 2-4: acojiaxoç yáp, Kai aa)|iaxoç «puoiKoí). où yàp xexviKoû, cbç
xò xoí) àôpiávxoç. Kai (pDaiKoö oúx antań) áç xò 7rupóç, àXXà a')v0éxo') xe Kai òpyaviKoi). 24, 6:
rcpòç ôe xàç Kaxà xaúxriv èvepyeíaç XP^xai òpyaviKoíç ^lépeai xoí) aá)n.axo<;. For a critique on
the position of Alexander in Simplicius (?), In De Anim. Comm. cf. M. Pērkams (2003).
21 Cf. especially P. Siwek (1965) 176-179.
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Aristotle's Definition of the Soul 149
22 Cf. Gener. anim. III 1 1 ,761bl3-21. 1 have argued this position in A.P. Bos, Review of Metaphysics
(2010) 827-831.
23 But it is unclear in Smith whether Aristotle describes the elementary bodies as 'instruments of
the soul' or the bodies of plants and animals. See also P. Gohlke (1947) 66; U.M. van den Berg
(1953) 109; J. Tricot (1959) 88: "car tous les corps naturels <vivants>";W.D. Ross (1961) 229. A.
Jannone and E. Barbotin (1966) 39: "tous les corps naturels [vivants] sont de simples instruments
de l'âme"; P.Thillet (2005) 115 : "Tous les corps naturels, en effet, sont des instruments de l'âme;
c'est le cas des corps des animaux'.' A very free translation is M. Baštit (1996) 32: "Tous les corps
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150 Abraham P. Bos
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Aristotle's Definition of the Soul 151
and this applies to the instrumental bodies of the soul of both plants and animals.' That is to say:
the soul of a plant, too, accomplishes 'work' of its own, the conversion of food into parts of the
living body, and the plant soul needs an 'instrumental body' for this.
27 W.D. Ross (1956) 211 also observed more agreement between Alexander's text and this new
version of book II in MS E than with the other reading of book II.
28 E.g. Anim. I l,403a6; a9; alò; Phys. VII 2,244bl2 (cf. Top. IV 5,125bl6).
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152 Abraham P. Bos
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Correspondence:
Abraham P. Bos
Frans Lisztlaan 2,
2102 CK Heemstede
The Netherlands
apbos@xs4all.nl
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