Xenology As Phenomenological Semiotics
Xenology As Phenomenological Semiotics
Xenology As Phenomenological Semiotics
ALEXANDER KOZIN
Abstract
In this article I examine the science of the alien, or xenology for its contri-
bution to semiotics. As a subfield of phenomenology, xenology emerged in
the Husserlian theory of intersubjectivity when, in his late period, Husserl
performed a transition from the other as an analogue of the self to the alien
as a non-analogical structure. The transition came with singling out four
alien modalities — children, animals, foreigners, and the insane — as the
Limit-Subjects in possession of their own liminal worlds. Following the ar-
gument for the continuous relationship between phenomenology and semiot-
ics, I examine the possibility of enriching the phenomenological theory of
the alien through a semiotic intervention. I arrange for the latter with Gilles
Deleuze who, owing to his association to both disciplines, helps me create a
semiotic theory of the alien. In this model, the original alien modalities op-
erate on the level of signification, thus building on the Husserlian investiga-
tions of how we experience alien-worlds with an elaboration of their signify-
ing e¤ects.
1. Introduction
embrace the period from 1929 to 1935 he takes great care in both posing
and reformulating the problem of the inaccessibly accessible other. The
new formulation, albeit nearly identical to the previous one, is given
with an entirely di¤erent emphasis. Husserl writes: ‘In mediate horizons
there are heterogeneous communities and cultures, they belong to them
as alien and heterogeneous, but alienness means accessibility in genuine in-
accessibility, in the mode of incomprehensibility’ (1973b: 631, italics added,
my translation). The content of the above quote clearly situates the en-
counter with the other in the broad socio-cultural context — the connec-
tion that prompted Ludwig Landgrebe to suggest that the development of
Husserl’s thought since Cartesian Meditations had been progressively
tending toward ‘the social plurality within the life-world’ (Landgrebe
1981: 133). The acknowledgment of this plurality for Husserl meant a re-
turn to the concept of the alien. Upon numerous deliberations, the alien
was no longer conceived as everything alien to the ego constituted within
this ego’s sphere of ownness, but as a community whose experience could
simultaneously engage several spheres and dimensions. To put this insight
in the semiotic terms, Husserl presumed the possibility that there were
many di¤erent ‘systems of experience,’ or, to borrow from Lotman,
‘semiospheres.’ Some of these spheres coalesce, while others do not. In ei-
ther case, liminal systems are generative because they ‘possess transfor-
mative potential’ (Lotman 1996: 183).
The transition to an examination of alien-worlds implied moving away
from considering inaccessible accessibility on the conceptual level as the
formal prerequisite for communication to the level of proximally interact-
ing heterogeneous beings whose experiences of the shared world are de-
limited from each other by respective generative terrains. The move from
the other to the alien implied neither a loss, nor a substitution. Within the
specificity of the Fifth Cartesian Mediation, the other was employed to-
ward finding the solution of the ‘solipsism’ question. In his subsequent
investigations Husserl introduced the alien on the strength of a di¤erent
question: ‘There are problems emerging here of creating concrete under-
standing and mutual understanding; at issue is to somehow accomplish a
making home of the alien, as if it were home. Of course, there is also the
question of the limits of such knowledge and the question of justifying the
idea of complete understanding’ (1973b: 625, my translation). It is this
line of thinking that allowed some contemporary phenomenologists to
propose that in the last period of work Husserl had turned to a particular
kind of phenomenology that aspired to provide a connection between two
phenomenological realms, transcendental and empirical.5 The latter im-
plied an interrelation between two phenomenological methods, transcen-
dental and eidetic. In The Crisis, the last manuscript that Husserl saw
world. The relationship between the home and the alien is conducted in
the liminal realm. The question that arises in this regard is, How shall we
understand this realm? Most generally, liminality is what delimits us from
the outside and therefore reaches inside. Waldenfels calls liminality ‘in-
between’ (Zwischen), or new logos: ‘We encounter the alien as something
that can not be said or done within our order. The extraordinary makes
its appearance as an order existing elsewhere’ (Waldenfels 1996: 115).
This extraordinary order resides in the twilight and feeds on ambiguity.
This is the reason why limit-phenomena cannot be appropriated, assimi-
lated, brought home, made united: ‘Alienness then does not proceed from
a division but consists in a division’ (Waldenfels 1990: 21). At the same
time, the alien cannot be ignored: as a generative phenomenon, it gives
rise to ‘those mythical narratives which give an account of a ‘‘genesis’’
that is genetically impossible to know, but generatively possible to experi-
ence in the generative density of a cultural tradition’ (Steinbock 1995:
219). Hence, the ethical dimension that stimulates the encounter with the
alien; one meets the alien by crossing over from within, and that means,
from within your own order. In this formulation, both terms, ‘within’ and
‘over’ are essential: when crossing, one must carry their world with them
‘from within,’ and, at the same time, must separate from the home at
large by ‘moving over.’ In short, it is the liminal realm that features both
transcendental and ontological structures.
Detailed investigations of this sphere led Husserl to propose that the
liminal sphere di¤ered from the normative one because it was founded
on abnormality which signified itself through their subjects, or ‘allon.’
Consequently, Husserl entertained four types of alien-subjects (Fremde-
Subjecte): animals, children, foreigners, and the insane. He was explicit
about their common genealogy: when discussing the correlation between
the world and transcendental subjectivity in The Crisis, Husserl asked
himself
. . . are the insane also objectifications of the subjects being discussed in connection
with the accomplishment of world-constitution? . . . And what about children who
already have a certain amount of world-consciousness? . . . And what about ani-
mals? There arise problems of intentional modifications through which we can
and must attribute to all these conscious subjects — those that do not co-function
in respect to the world understood in the hitherto accepted (and always funda-
mental) sense, that is, the world which has truth through ‘reason’ — their manner
of transcendentality, precisely as ‘analogues’ to ourselves. (Husserl 1970: 187)
that matter, such as eidos and hyle, but introduces dual liminal categories
as the Sense-Event, which express themselves di¤erently when engaged in
either the empirical or the transcendental realms. According to Žižek,
these categories have two faces: ‘one face is turned toward things — that
is, it is the pure, non-substantial surface of Becoming, of Events heteroge-
neous with regard to substantial things with regard to which these Events
happen; the other face is turned toward Language — that is, the pure flux
of Sense in contrast to representational Signification, to the referring of a
sign to bodily object’ (Žižek 1993: 123).
It is from the dialectical perspective that Deleuze asks himself the most
basic phenomenological question: What makes the appearance of various
phenomena possible if one accepts the possibility that their phenomenologi-
cal field exceeds the sensual, and extends directly into the transcendental?
The answer to this question is sought out in the liminal realm, on the
surface of the matter. Thus, for the object of his phenomenologically-
oriented philosophy Deleuze takes a liminal phenomenon, or what fol-
lows from the collision between matter and force, inserting the thread
that marks the division between the organic and the non-organic, image
and e¤ect to the point of their indistinguishibility, or, in Leibniz’s words,
incompossibility that proceeds from the possible without denying it, al-
lowing for the actual and the virtual to co-exist. Deleuze describes this di-
alectical relation in the body without organs, which subsists and consists
of ‘nothing but flesh and meat’ (Deleuze 2004: 22). As a common zone
for man and beast, the body without organs circumvents the human cog-
ito, making it fall back on the pre-reflective way of dwelling in this world.
Regardless of the kinds of phenomena Deleuze examines in his work, his
focus inevitably falls on those phenomena that belong to liminal fields,
whether it is aesthetic cinematography, or Francis Bacon’s art, or the his-
torical period of Baroque. The importance of these fields is not in them-
selves but in that they are capable of revealing liminality, which eventual-
izes itself in nomadic event-objects.
It is therefore as a semiotic phenomenologist whose thought developed
on the edge and in-between the two disciplines, phenomenology and semi-
otics, that I engage Deleuze in this study. Since what is at stake here is
an understanding of the social world at the limit of its comprehension,
I suspect that Deleuze’s phenomenological semiotics would double the
strength of penetrating the liminal sphere, exposing, or shall we say, dis-
closing its limits in both phenomenological and semiotic terms. In this re-
lationship, phenomenology will be guiding semiotics. In what follows I
examine the four Alien modalities first with Husserl and then with Dele-
uze. My aim is to connect the two approaches and their respective models
in a xenological theory of the alien.
ones who distribute nothing but themselves. This distribution creates the
space for becoming: by having the previously drawn boundaries con-
stantly redrawn, ‘thereby confounding these boundaries’ (Deleuze 1994:
37). In short, the animal is the becoming-animal, who signifies space.
According to Deleuze, Alfred Hitchcock endows the line of flight with
the specificity of an overlap between the animal world and the human
world (Deleuze 1989: 34). In his film, The Birds, the most innocuous ani-
mal creature, who also happens to be the one most removed from the hu-
man reach, turns against the human being and begins falling on the heads
of hysterical humans like the Biblical plague. The birds attack in mass, as
a population. The explicitly stated conflict between the animal world and
the human world gives Hitchcock an opportunity of disclosing both the
hysterical condition of the human and the nomadic (becoming) nature of
the animal. The attack of the humans by the birds makes nomadism ac-
cessible to the humans as a liminal structure, shows it in its line of flight,
as it were. The image of the birds pursuing the running people in flight
forms the backdrop for the erratic movements of the humans and, simul-
taneously, shows the birds being united by a common purpose, however
unknown this purpose would be. Like with any other animal, you cannot
reason with the birds, even if reason is just a rational form of emotional
response. As a genre, the horror film has a history of capitalizing on that
property by having the shark, or the snake to be the ultimate horror ani-
mal. By appearing rationally motivated, the birds appear mad. They are
animals only when they are becoming-animals, that is, the nomads of the
liminal sphere.
Deleuze chooses to define the mode of signification for the child in the
Freudian terms as a relation of the body to its organs. It seems that the
connection to Husserl at this point is particularly strong. If we assume
the body for the world and the organs for its constituents, we would
have to admit that the child indeed does not experience the world as a
combination of things. Coming in close proximity to Lacan, Deleuze
claims that the child experiences the world as a plurality of possible and
seemingly incommensurable attributes that nonetheless form meaningful
assemblages, except that their meaning would always escape an adult be-
cause it would be given in the mode of appearing for the first time. These
assemblages are not Freudian displaced signifieds but beginnings. Incapa-
ble of separating the components from each other, whether in perception
or in expression, the child is equally incapable of conceiving of the world
as finite. From the temporal perspective, the child is closer to the animal
than it is to the adult. Its original experiences are inaccessible because
they are continuously interrupted by the world and its a¤ects. Deleuze
writes, ‘These a¤ects circulate and are transformed within the assemblage
our desire for the objects. The second e¤ect of the Other comes from the
same direction: the Other as the condition for the possibility of the objec-
tive world can also be desired. This prompts Deleuze to state that ‘the
Other as a structure is the expression of a possible world; it is the ex-
pressed, grasped as not yet existing outside of that which expresses it’
(Deleuze 1990: 347).
According to Deleuze, the Other becomes a tool for psychiatry which
implicates the Other in the works of perversion. The desire of an object
qua the Other turns into a perversion when the Other becomes an object
of desire. It is only if one is to imagine the world without the Other that
perversion finds its object elsewhere. However, what the structure of de-
sire shows and rea‰rms is not that the Other can be objectified, but,
more importantly, that if the Other disappears, the desire will fail to di-
rect itself to the world of objects. The latter will simply collapse under
the weight of the elementals which are going to replace the Other with a
di¤erent set of the conditions for the possibility of experiencing the world:
earth, air, fire, water, they all are going to take over: ‘the Other fabricates
bodies out of the elements, without the Other, the world returns to what
is properly own’ (Deleuze 1990: 351). In this world, the Alien replaces the
Other as one of the elemental forces; hence, the importance of Friday. In
Tournier’s interpretation of the encounter between Robinson and Friday,
the latter is not conceived as the Other. By the time Friday arrives, Rob-
inson had already lost the Other. The main role of Friday-the-savage,
who is untamed by the Other, is to complete the metamorphosis that
Robinson began and to reveal to him its sense and its aim. This function
determines his status: ‘Friday is not another, but something wholly other
than the Other; not a replica, but a Double: one who reveals pure ele-
ments and dissolves objects, bodies, and the earth’ (Deleuze 1990: 355).
For Robinson, the savage is just a being; his language, customs, are irrel-
evant for he belongs to a totally di¤erent regime which knows no consti-
tutive limits, only constitutive conditions.
The Alien who is not the Other opens the transcendental dimension of
a di¤erent order, that of the divine. In that dimension, the Alien has a dif-
ferent face. Not that of savage, but that of angel. It is the face of angel
that calls to me and thus binds me to the world in the absolute welcome.
According to Deleuze, the angel is ‘a Double without resemblance, an ele-
ment without constraint: it is a phantasm’ (Deleuze 1990: 354). As a mo-
dality of its own, the angelic stranger tops the quartet formed by the ani-
mal, the child, the insane, and the foreigner. At the same time, it has the
intrinsic connection to the child and the animal since, like them, it is un-
able to express itself by human means; it can only express itself by the
means which are liminal.9 The angel’s speech is not hearable; it is pure
signified, the message without the expression. The angel is the body of the
message. The messenger is the message. The angel is all expression. This is
why, according to Dionisius Areopagus, the angel cannot be experienced
by the human in any other way but divine madness. Possessing nothing of
the human world and belonging to the heavenly world, ‘the angel is light,
wisdom and essence’ (Areopagus 2005: 122). This is how the angel comes
to serve as the paradigm for the entire Alien world.
The quasi-empirical figure of the angel situates the four empirical
Alien-modalities in a three-dimensional space. In this space, the angel
sets the direction for reading the relations between and among the modal-
ities. Its role is testifying to the code which explains the Alien modal-
ities as elementals whose language is that of divination. For the ‘silent’
angel to speak the language of the divine means to reveal the transcenden-
tal structures of the alien (divine) world in their signifying expressions. The
becoming-of-expression that characterizes the angel institutes ‘becoming’
as the primary mode of existence for liminality, an analogue of the Hus-
serlian limits to rationality. Under the transcendental guise of the angel,
becoming as a signifying structure manifests its temporality in the figure
of the child and spatiality in the figure of the animal. Between the animal
whose line of flight territorializes being and the child whose primordiality
contains all beginnings, stands the madman whose being is pluralized by
way of singularity. On the very surface of this structure one finds the for-
eigner, whose ‘normality’ conceals the alien in the exotic Other. Outside
of the analytical reflection, only when it gets compromised by the experi-
ence of profound traumatism, the liminal sphere reveals one of its elemen-
tals or unconceals itself as itself. In itself the sphere does not have any
limits and is not dependent on limit subjects. Its sole purpose is to gener-
ate limit-worlds and limit-subjects, of which the Alien modalities are but
nomads. Unlike the Husserlian view of the liminal sphere that holds the
alien modalities, Deleuze makes sure as to leave the system open. The
limit-less, subject-less liminality allow us to see the Other as a pure possi-
bility, a phantasm, an enigma, and xenos.
On the basis of these findings, I would like to rea‰rm the productive
union of phenomenology and semiotics and suggest that it should see fur-
ther expansions and refinements of the Husserlian theory of the alien, or
xenology.
Notes
1. For an expose about the influence of Husserl’s phenomenology on Jakobson, see Holen-
stein (1974).
2. Lanigan (1989, 1992) makes a strong case for the semiotic allegiances of Merleau-Ponty
and Foucault. For an argument about the influence of semiotics on Levinas, see Kozin
(2004).
3. The term ‘science of the alien’ was coined by Waldenfels (2006).
4. In this article, Lotman functions as a guiding figure, a semiotic interpreter of Husserl.
5. Zahavi (2003) is particularly convincing in showing that the movement of Husserl’s
thought allowed for both realms to form a symbiotic relationship.
6. Following the conventions that concern the distinction between the ‘other’ and the
‘Other,’ I use the small case ‘alien’ when referring to alienness more generally,
while the capital case ‘Alien’ refers to the Alien being, which is a psychophysical
entity.
7. An example of a phenomenology of Limit-Subjects is o¤ered by Natalie Depraz who
adopts the Alien modalities — the animal, the child, the foreigner, and the insane —
toward arguing for the ability of all alien modalities to elicit from other human
beings hyper empathetic response, providing access to the liminal sphere (Depraz 2001:
171).
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Alexander Kozin (b. 1964) is a post-doctoral research fellow at Freie Universität Berlin
3kozinal@yahoo.com4. His research interests include phenomenology, semiotics, and trans-
lation theory. His recent publications include ‘Crossing over with the angel. A visual semi-
otic analysis of Genesis 32: 22–32’ (2005); ‘Subversive neutrality. An interactional phenom-
enon of translation-in-talk’ (2006); ‘The legal file. Folding law: Folded law’ (2007); and
‘Unsettled facts. On the transformational dynamism of an object in legal discourse’ (2008).