Subordinating Conjunctions As Devices For Unifying Sentences in Memory
Subordinating Conjunctions As Devices For Unifying Sentences in Memory
Subordinating Conjunctions As Devices For Unifying Sentences in Memory
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Most languages offer the possibility to encode two related events either in one or
in two sentences. It is, for instance, possible to encode the fact that event 1 (E1)
occurred before event 2 (E2) either as in (1) or as in (2).
(1) After Peter had taken a walk (E1), he wrote a letter (E2).
(2) First Peter had taken a walk (E1). Then he wrote a letter (E2).
We will call (1) subordinate structure and (2) coordinate structure. The question
concerning the psychological function of these structures has rarely been dis-
cussed in the literature. The main hypothesis pursued here is that subordinating
conjunctions, as in (1), facilitate the unification of the meaning of E1 and E2 in a
higher-order chunk more so than the coordinating conjunctions in sentence (2).
Most research on sentence processing stems from the field of psycho-
linguistics and has mainly focused on subordinate structures, while paying little
attention to coordinate structures: Moreover, syntactic features of sentences have
mostly been studied in experiments of sentence comprehension (e.g., Bever &
Townsend, 1979; Garnham, 1985; Harley, 1995; Mitchell, 1994). With the
exception of the early years of psycholinguistics, syntactic features have rarely
been studied in experiments of memory. Examples are the studies of the role of
sentence depth in sentence recall (e.g., Johnson, 1965, 1968; Martin & Roberts,
1967) and of transformational complexity (Glucksberg & Danks, 1969; Mehler,
1963; Savin & Perchonock, 1965). These studies were motivated by Chomsky’s
theory of generative syntax in which semantic factors were not the focus
(Chomsky, 1957, 1965). This situation changed when the concept of proposition
emerged in the field (e.g., Engelkamp, 1974; Kintsch, 1974). However, with this
change interest in syntactic factors was lost.
A new perspective on sentence recall, which was less psycholinguistically
and more memory oriented, was developed in the work of Potter and Lombardi
(e.g., 1990). They formulated the conceptual regeneration hypothesis. According
to this hypothesis, high accuracy in immediate memory for surface information
is not due to a (phonological) surface representation of a string of words, but to
regeneration from the conceptual representation of the sentence. In subsequent
studies, the authors additionally demonstrated that syntactic structure does, to a
certain degree, contribute to short-term sentence recall (Lombardi & Potter,
1992; Potter & Lombardi, 1998). They demonstrated that the syntactic structure
of a preceding sentence facilitated recall of the syntactic structure of a following
sentence, if it corresponded to the preceding one.
Hence, whereas the role of syntactic factors receives much attention in
studies of sentence comprehension, this role has hardly been studied in memory
experiments. It still seems to be widely accepted that syntactic factors serve to
transport meaning in order to be forgotten after this function is served. This
position is particularly evident where a series of sentences are studied as in texts
for example. What is almost completely lacking is the comparative study of
subordinate and coordinate sentence structures with regard to memory. We will
fill the gap for temporal and causal sentences in this study. To be clear, we do
not question the outstanding role of meaning in sentence or text comprehension
and memory. However, we want to underline the fact that syntactic features are
functional for building semantic structures in memory. We assume that con-
junction words influence recall via their meaning as higher-order predicates,
which binds two clauses together. In this regard, we follow Potter and Lombardi
(1990) who assumed that sentences are comprehended by a process that includes
the activation of words on a lexical and conceptual level and their functional
relations as described by propositions. These conceptual representations of
propositions form the basis for memory for later processes of remembering.
They call this retrieval process conceptual regeneration. Although Potter and
Lombardi (1998) suggested that syntactic structure contributes to a certain
degree to this regeneration process, they do not specify this contribution in
detail. Essentially they demonstrate that syntactic structure remains active for a
short period and primes the next sentence if it has the same syntactic structure.
UNIFYING SENTENCES IN MEMORY 355
(3) First, he had climbed on the chair. Then he switched off the light.
(4) After he had climbed on the chair, he switched off the light.
(5) He opened the window. Therefore the candle was blown out.
(6) Because he opened the window, the candle was blown out.
EXPERIMENT 1
Experiment 1 aimed at testing the effect of syntactic structure and word length in
temporal and causal sentences on immediate serial recall of acoustically pre-
sented sentences. The experiment aimed at testing the assumptions of the uni-
fication hypothesis. According to this hypothesis, it is expected that subordinate
sentences are better recalled than coordinate sentences, and that this effect of
subordination is due to better recall performance of the second clause of the two
presented sentences.
Method
Participants
Thirty-two undergraduate students from Saarland University, all of whom
were German native speakers, participated in the experiment. They were paid for
participation.
1
We did not control the short and long words for frequency, familiarity, and imagery, because the
factor word length essentially served as a control factor. However, Konieczny and Rummer (1997)
showed that word length manipulations affected recall performance in a substantial way, even if the
words were matched according to their frequencies of occurrence.
358 ENGELKAMP AND RUMMER
Materials
Sixty-four sentences—half temporal and half causal—were constructed. Each
sentence consisted of two clauses which consisted of a subject, an object, and a
verb, respectively. The subject of the clauses was a personal pronoun, whereas the
object was a (monosyllabic or three-syllabic) noun. For each of the sentences, a
subordinate and a coordinate version was constructed. The first clause of the
subordinate sentences started with the temporal conjunction ‘‘nachdem’’ [after]
or with the causal conjunction ‘‘weil’’ [because]. In the coordinate sentences, the
temporal conjunction ‘‘erst–dann’’ [first–then] and the causal conjunction
‘‘deshalb’’ [therefore] were used. In subordinate and coordinate constructions,
the order of mention corresponded to the order of events. Orthogonal to this
syntactic variation, the length of the nouns in the clauses (monosyllabic vs three-
syllabic) was manipulated. Thus, for each of the 64 basic sentences four versions
were constructed (subordinate–monosyllabic, subordinate–three-syllabic, coor-
dinate–monosyllabic, coordinate–three-syllabic). In every trial two sentences
were presented. Both sentences were assigned to the same condition. The fol-
lowing examples illustrate the construction of the material. The translation of the
sentences into English is given in brackets. Notice that the first clause of the
German sentences was always in pluperfect and that the number of syllables per
sentence was identical for subordinate and coordinate constructions.
Temporal sentences
Coordinate:
Subordinate:
Causal sentences
Coordinate:
Subordinate:
Results
As dependent variable for each clause, it was recorded whether it was accurately
(verbatim) recalled or not. Thus, performance for each pair was scored
according to the number of correctly recalled clauses. Because the sentences
were repeatedly presented with the same structures, the order of the clauses was
consistently recalled correctly.
Because the use of causal vs temporal sentences served to realise two types of
conjunctions considered as theoretically equivalent, and no interaction with
syntactic structure and clause was expected, this assumption was tested first by
360 ENGELKAMP AND RUMMER
Figure 1. Recall performance as a function of the syntactic structure of the sentences and the
position of the clauses within the sentences in Experiment 1.
UNIFYING SENTENCES IN MEMORY 361
nouns (46%), F1(1, 31) = 45.16, MSe = .0306, p < .0001; F2(1, 31) = 24.49, MSe
= .0718, p < .0001. Moreover, this effect did not interact with syntactic structure
and clause. The other main effect concerns the sentence factor. Recall perfor-
mance for the first sentence (63%) was better than performance for the second
sentence (49%), F1(1, 31) = 51.65, MSe = .0487, p < .0001; F2(1, 31) = 19.80,
MSe = .1516, p < .001. This effect did not interact with syntactic structure and
clause.
Discussion
The most important finding of this first experiment is the interaction between the
syntactic structure of the sentences and the recall performance for the clauses.
This interaction supports the unification hypothesis of subordinate structures.
The two clauses of subordinate sentences were recalled equivalently well. This
finding indicates that there is a strong unification of both clauses into one chunk.
In coordinate sentences, on the other hand, the second clause was recalled worse
than the first one. This finding demonstrates that the chunking of both clauses
was weaker in this case.
Because we assume that chunking takes place on a conceptual level, we
consider the recall of our sentences as concept- or meaning-based as do, for
instance, Lesgold (1972) or Potter and Lombardi (1990). And we claim with
Lesgold (1972) that syntactic conjunction words indicate conceptual informa-
tion. In our experiment, the syntactically flagged information was temporal and
causal relation. However, this flagging was done either by a subordinating
conjunction (after, because) or by a coordinating conjunction (‘‘first–then’’,
‘‘therefore’’). It was assumed that the subordinating conjunction is the more
efficient flagging for integrating two clauses and their underlying propositions
than the coordinating conjunction. It could be argued that this is the case in our
experiment because the subordinating conjunction comes at the beginning of the
first clause, whereas the coordinating conjunction only at the beginning of the
second clause. However, this confounding variable holds true only for causal
sentences. Temporal sentences begin with ‘‘first’’ as the first word of the first
clause. This argument can be refuted because the results do not differ for
temporal and causal sentences. Also the fact that, in our experiment, the main
clause was always second in the subordinate sentences, does not seem to be
critical, given that Lesgold (1972) varied the position of the clauses (or
propositions) without observing changes in recall.
The interaction which we observed between syntactic structure and clause
position is clearly in line with the unification hypothesis. However, it also
clearly contrasts the purging-the-buffe r hypothesis suggested by Jarvella (1971,
1979). This hypothesis claims that listeners hold verbal information in short-
term memory until the information is no longer of use, that is, until they have
used them to form the underlying propositions. Jarvella (1970, 1971) showed in
362 ENGELKAMP AND RUMMER
word recall within clauses (cf., Martin, 1993; Rummer & Engelkamp, 2001;
Rummer & Schrobildgen, 2000).
However, there is one explanation that would extend and modify the
assumption that the conjunction words are critical for the unification effect.
One could argue that the critical aspect is not the conjunction word per se but
the prosodic structure of the acoustically presented sentences. It was repeat-
edly shown that prosodic information influences sentence understanding (e.g.,
Bader, 2000; Fodor, 1998; Schafer, Carter, Clifton, & Frazier, 1996). From
this position, it might be expected that in Experiment 1, prosodic information
supported the encoding and the remembering of the sentences in that it helped
unify subordinate clauses. If this holds true, the interaction effect should be
reduced or even abolished if sentences were presented without prosodic infor-
mation. The goal of Experiment 2 was to test this hypothesis. Because we
asked for an oral recall, it is possible that the participants were motivated to
generate prosodic structures, even if the sentences were not presented with
such. We therefore instructed our participants in Experiment 2 to repeat the
sentences in the monotonous, prosodic-free form in which they were pre-
sented.
EXPERIMENT 2
In Experiment 2, we used the same sentences and the same design as in
Experiment 1. However, in this experiment the sentences were presented in a
prosodic-free manner (i.e., without the typical intonation and rhythm), and they
had to be reproduced in this prosodic-free manner. If prosodic information is
critical to the unification of subordinate sentences, the interaction between
syntactic structure and type of clause should disappear or be reduced.
Method
Participants
Thirty-two undergraduate students from Saarland University, all of whom
were German native speakers, participated in the experiment. They were paid or
received credits for participating in the experiment.
sentence was longer for the prosody-fre e sentences of Experiment 2, than for
sentences presented with natural prosody in Experiment 1.
Otherwise, the procedure and analysis were identical to Experiment 1 except
for the recall instructions. Participants were instructed to recall the sentences in
the same way they were presented, that is, they had to orally reproduce them in a
prosody-fre e way.
Design
Just as Experiment 1, this second experiment is based on a 2 £ 2 £ 2 £ 2
within-subjects design with the factors syntax, word length, sentence position,
and clause position.
Results
As in Experiment 1, there were main effects for syntactic structure, F1(1, 31) =
4.72, MSe = .0445, p < .05; F2(1, 31) = 5.87, MSe = .0367, p < .05, and for
clauses, F1(1, 31) = 10.59, MSe = .0422, p < .01; F2(1, 31) = 4.07, MSe = .1115,
p < .05. These main effects were, as in Experiment 1, modified by a marginally
significant interaction, F1 (1, 31) = 3.18, MSe = .0291, p < .09; F2(1, 31) = 3.60,
MSe = .0195, p < .07. This interaction is illustrated in Figure 2.
Planned comparisons with the LSD tests of F1 analyses showed that the recall
levels of clause 1 and clause 2 did not significantly differ for subordinate sen-
Figure 2. Recall performance as a function of the syntactic structure of sentences and the position
of the clauses within the sentences in Experiment 2.
UNIFYING SENTENCES IN MEMORY 365
tences, but they did so for coordinate sentences (p < .01). Recall performance of
both sentence structures was equal for clause 1 but different for clause 2 (p <
.01).
In addition, there was a main effect of word length, F1(1, 31) = 13.84, MSe =
.0367, p < .001; F2(1, 31) = 11.40, MSe = .0438, p < .01. Sentences with
monosyllabic words were recalled better (48%) than those with three-syllable
words (42%). Also, recall differed for sentence 1 and 2, F1(1, 31) = 43.33, MSe
= .0556, p < .000; F2(1, 31) = 20.15, MSe = .1188, p < .0001. Sentence 1 (52%)
was recalled better than sentence 2 (38%). However, these effects were
modulated by a triple interaction of the factors syntactic structure, word length,
and sentence position, F1(1, 31) = 9.90, MSe = .0212, p < .01; F2(1, 31) = 4.27,
MSe = .0457, p < .05. This interaction is illustrated in Figure 3. This pattern of
data essentially shows that there were no longer any word-length effects for the
first sentence if it was coordinate and for the second sentence if it was sub-
ordinate.
A common ANOVA over both experiments, including ‘‘experiment’’ as an
additional between-subjects factor, was carried out in order to show more
directly that the triple interaction is due to the lack of prosodic information. This
analysis showed that the triple interaction was modified by the factor
‘‘experiment’’. The fourfold interaction was clearly significant, F1(1, 62) =
16.30, MSe = .0168, p < .001; F2(1, 62) = 6.85, MSe = .0384, p < .05. In other
words, the triple interaction in Experiment 2 was different from the findings in
Experiment 1. Moreover, this analysis revealed that the recall level of Experi-
Figure 3. Recall performance as a function of syntactic structure, number of syllables of the nouns,
and the position of the sentence.
366 ENGELKAMP AND RUMMER
ment 1 was higher than that of Experiment 2, F1(1, 62) = 12.10, MSe = .2739,
p < .001; F2(1, 62) = 19.40, MSe = .1738, p < .0001.
Discussion
The findings of Experiment 2 can be summarised as follows:
GENERAL DISCUSSION
The comparison of subordinating and coordinating conjunctions in sentence-
processing and sentence-memory research has received little attention, although
Engelkamp (1976) and Kintsch and Keenan (1973) have discussed higher-order
predicates. Causal connection, for instance, was considered as such a higher
order predicate that integrated two propositions into a higher one. However,
within this propositional approach, it was not distinguished how the causal
connection was communicated at the surface, that is, subordinating and coor-
dinating conjunctions were considered to be functionally equivalent. Our results
show that this equivalence does not hold true. It would be worthwhile to study
UNIFYING SENTENCES IN MEMORY 367
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