Effective Stress Regime Around A Jacked Steel Pile During
Effective Stress Regime Around A Jacked Steel Pile During
Effective Stress Regime Around A Jacked Steel Pile During
ARTICLE
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Abstract: This paper reports experiments with 102 mm diameter closed-ended instrumented Imperial College piles (ICPs) jacked
into low- to medium-density chalk at a well-characterized UK test site. The “ICP” instruments allowed the effective stress regime
surrounding the pile shaft to be tracked during pile installation, equalization periods of up to 2.5 months, and load testing under
static tension and one-way axial cyclic loading. Installation resistances are shown to be dominated by the pile tip loads. Low
installation shaft stresses and radial effective stresses were measured that correlated with local cone penetration test (CPT)
tip resistances. Marked shaft total stress reductions and steep stress gradients are demonstrated in the vicinity of the pile
tip. The local interface shaft effective stress paths developed during static and cyclic loading displayed trends that resemble
those seen in comparable tests in sands. Shaft failure followed the Coulomb law and constrained interface dilation was
apparent as the pile experienced drained loading to failure, although with a lesser degree of radial expansion than with
sands. Radial effective stresses were also found to fall with time after installation, leading to reductions in shaft capacity
as proven by subsequent static tension testing. The jacked, closed-ended, piles’ ageing trends contrast sharply with those
found with open piles driven at the same site, indicating that ageing is affected by pile tip geometry and (or) installation
method.
Key words: chalk, piles, shaft capacity, time effects, effective stresses.
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Résumé : Cet article rapporte des expériences avec des pieux de l’Imperial College (ICPs) de 102 mm de diamètre, instrumentés,
enfoncés dans de la craie de densité faible à moyenne sur un site d’essai britannique bien caractérisé. Les instruments « ICP » ont
permis de suivre le régime de contrainte effectif entourant l’arbre de pieux pendant l’installation des pieux, des périodes
d’égalisation jusqu’à 2,5 mois et des essais de charge sous tension statique et une charge cyclique axiale unidirectionnelle. Les
résistances d’installation se sont avérées être dominées par les charges d’extrémité du pieu. Les faibles contraintes de l’arbre
d’installation et les contraintes effectives radiales ont été mesurées en corrélation avec les résistances d’éxtremité de l’essai de
pénétration au cône (CPT) local. Les réductions de contraintes totales de l’arbre marqué et les gradients de contrainte abrupts
sont démontrés à proximité de l’extrémité du pieu. Les trajectoires de contraintes efficaces de l’arbre d’interface local dévelop-
pées au cours du chargement statique et cyclique ont affiché des tendances qui ressemblent à celles observées dans des essais
comparables dans les sables. La défaillance de l’arbre suivait la loi de Coulomb et une dilatation de l’interface contrainte
était apparente lorsque le pieu subissait une charge drainée jusqu’à la défaillance, bien qu’avec un degré moindre
d’expansion radiale qu’avec les sables. Les contraintes effectives radiales ont également diminué avec le temps après
l’installation, ce qui a entraîné des réductions de la capacité de l’arbre, comme le prouvent les essais de tension statique
subséquents. Les tendances de vieillissement des pieux, fermés, à pinces, contrastent fortement avec celles observées avec
les pieux ouverts conduits au même site, ce qui indique que le vieillissement est affecté par la géométrie de l’extrémité des
pieux et (ou) la méthode d’installation. [Traduit par la Rédaction]
Introduction to percussive pile driving (Hobbs and Atkinson 1993; Lord et al.
2002), high-amplitude laboratory cyclic simple shear testing
Extensive deposits of chalk exist across Northern Europe, the
(Carrington et al. 2011) or cyclic cone penetration tests (CPTs)
North and Baltic Seas, where thicknesses can exceed 1200 m
(Diambra et al. 2014). Chalk’s sensitivity, which relates to its
(Clayton et al. 2002). Chalk, a variable calcium carbonate soft rock
lightly cemented structure and crushable calcium carbonate par-
that frequently includes hard siliceous “flint” nodules (Clayton ticles, is thought to be responsible for the remarkably low ulti-
1986) is classified by its fabric grade and intact dry density. Intact mate unit shaft resistances, indicated for driven piles by the
unconfined compressive strength (UCS) tests on saturated sam- sparse data set of published loading tests.
ples give ranges from approximately 1.25 to greater than 12.5 MPa The design guidance of Lord et al. (1994, 2002) indicates ulti-
(Bowden et al. 2002) and cone tip resistances, qc from 4 to greater mate shaft resistances of 20 and 120 kPa for preformed piles
than 50 MPa (Power 1982). High-porosity chalk is known to de- driven in low- to medium- and high-density chalk, respectively.
grade rapidly through a puttification mechanism when subjected The latter appear very low given the chalk’s UCS and qc ranges.
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The need to optimize designs for multiple offshore high-value Fig. 1. Site plan (a) showing site (b) ICP jacked instrumented pile
tests and driven piles reported by Buckley et al. (2018).
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Fig. 3. Cone penetration tests used in analysis of jacked pile test results.
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compression showed peak angles around 37.5°, assuming zero test site, indicated ␦r angles of between 26° and 31.5° (depending
cohesion. Ring shear interface tests by the authors in the Bishop on normal effective stress level) using stainless steel interfaces
apparatus (Bishop et al. 1971), using mild steel interfaces to repre- prepared with roughness, Ra of 1.22 m, similar to those of indus-
sent field pile roughness (average roughness, Ra ≈ 10–15 m) val- trial CPT friction sleeves.
ues, indicate residual ␦r angles between 30° and 31°, similar to Details of the CPT qc and sleeve friction, fs measured close to the
those reported by Le et al. (2014) and Ziogos et al. (2017). Bishop jacked ICP piles are shown in Fig. 3, over the limited depths of
ring shear tests carried out by Chan (2017), on samples from the penetration, along with Ghv values from cross hole seismic sur-
veys, seismic CPT Gvh measurements, and the site profile from Fig. 4. ICP configuration used during tests in chalk (a) ICP01
borehole logs. Also shown in this figure are the PCPT penetration (b) ICP02.
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pore pressures measured at both the tip (u1) and shoulder (u2)
positions. PCPT qc ranges from 10 to 20 MPa while sleeve friction,
fs, lies between 100 and 500 kPa. The penetration pore pressures
are remarkably high across the site, reaching 7.8 MPa within the
depth of interest at the u1 position and 4.9 MPa at the u2 position.
Cone resistance varied laterally, with local spikes up to 60 MPa
that reflect thin flint bands. Dissipation tests with 43.8 mm diam-
eter (D) piezocones showed 50% dissipation after 4 to 13 s at the u2
position, indicating horizontal consolidation coefficients, ch,piezo
of ≈1 × 10−3 m2/s, assuming high rigidity indices in the surround-
ing intact chalk and applying the approach of Teh and Houlsby
(1991). The degree of pore pressure dissipation during CPT pene-
tration can be assessed using a normalized velocity V (Finnie and
Randolph 1994) defined as
vD
(1) V⫽
ch
and Lee Goh 1995) for the chalk tests, the transition range reduces
to between 2 and 20. The CPT penetration corresponds to a nor-
malized velocity, V ≈ 0.8, indicating that partially drained condi-
tions apply. Assuming the cone end bearing failure mechanism
extends approximately 2D below its tip leads to similar conclu-
sions; the dissipation tests also indicate 40% ± 15% pore pressure
dissipation in the 3.6 s required for the pile tip to pass through its
earlier failure zone.
Testing programme surement errors. Axial load was measured by an annular load cell
As summarized in Table 1, the testing programme began in and was applied by both electric and manual hydraulic pumps
October 2015 and was completed in February 2016. The piles were through a hollow ram. Displacement was measured using three
assembled on site using threaded casings, sealed with “O” rings, to LVDTs spaced circumferentially around the pile, supported on
give total lengths of between 4.1 and 4.3 m. To avoid overloading retort stands placed around 1 m from the pile axis. Loads were
the ALCs under the high end bearing loads anticipated, the piles applied in increments of ≈10% of the failure load and held for
were installed from a free depth, 1.6 m below current ground 10 min creep periods. The test failure criterion was set as either
level, through 150 mm diameter PVC liners placed in a backfilled (i) a displacement of 10% of the pile diameter, (ii) a semi-logarithmic
trial pit. This resulted in embedded lengths of between 2.5 and creep rate, ks, of 0.2 mm/log cycle of time or (iii) a load equal to the
2.7 m (L/D = 24.5–26.5). The pile end conditions differed between safe limit of the testing system. Following each tension failure,
tests; ICP01 was installed with a flat closed-end and ICP02 utilized the piles were unloaded to a small tensile load to retain system
a 60° conical tip to aid penetration if flint nodules were encoun- stability and 20 to 21 relatively high-level one-way tension cycles
tered, resulting in h/R values that differ slightly between tests were applied. The cycles were load controlled at 0.016 Hz follow-
(Fig. 4). The leading ALCs were located above the pile tips and ing the square wave pattern illustrated in Fig. 6, which also de-
recorded the base loads plus minor contributions from the short fines the loading parameters. All instruments were logged every
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(≈87 and 150 mm) lengths of shaft below the base ALCs. 1 to 2 s.
Fig. 5. Schematic of test rig (not to scale): (a) side view and (b) elevation (after Buckley et al. 2018).
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Fig. 6. Load controlled cyclic loading pattern and cyclic loading for undrained conditions. Strong gradients of pore pressure with
conventions. distance from the pile base are indicated in Fig. 8, to which the
piles’ partially drained tip conditions contributed. Effectively
drained conditions applied over most of the shaft above the tip,
due to the reduced total stresses (as described later) and additional
dissipation of pore pressures over the time taken for the upper
shaft sections to reach any given chalk horizon. Partially drained
pore pressure distributions were also assessed by Buckley et al.
(2018) along the shafts of tubular piles driven at the same site,
although their degrees of dissipation would have been lower, as
the driven piles had larger diameters and shorter total installation
times.
Fig. 7. Force at pile head during installation (Q tot), force at pile base (Q b), average shear stress over pile length (avg), and envelope of qc
measurements.
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Fig. 8. Variation in excess pore-water pressure with normalized Fig. 9. Variation in alpha value with normalized velocity for jacked
distance from tip during PCPT and jacked pile penetration. Note pile and PCPT.
initial pre-installation pore pressures are small or negative.
Fig. 10. Profiles of SST measurements at leading instrument during pauses in jacking: (a) stationary local radial effective stresses and
(b) stationary local shear stresses.
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Fig. 11. Relationship between cone resistance and stationary radial tests; the following instrument data are discussed later. The sta-
effective stress at leading instrument. tionary stresses are free of the bending effects mentioned previ-
ously. Because the pile was installed under partially drained
conditions and the stresses equalized rapidly after each stroke, rs
can be considered equivalent to the equilibrium values applying
shortly after installation to the same tip depth. The rs values were
similarly low in both tests, varying from ≈20 to 60 kPa, far below
the values discussed above for the pile tip region. When the piles
were stationary, the measured SSTs manifested low negative rz
values, reflecting the shafts’ tendency to resist locked-in toe forces
when the head load was removed.
The leading SSTs profiles of rs correlate directly with the CPT
qt–depth trends (see Fig. 11), as has been noted previously for sands
(Lehane 1992; Chow 1997) and incorporated into CPT pile design
methods (Jardine et al. 2005; Lehane et al. 2005). The rs –qt trends
for ICP01, which had a flat bottomed end, exhibit a higher degree
of scatter than those for ICP02, which utilized a conical tip. The
average qt/rs ratio is approximately 405 at the leading instru-
ment. The stationary radial stresses applying further along the
shaft are shown in Fig. 12a, where rs is normalized by qt and
plotted against h/R for the last 500 mm of penetration in each test.
Also shown in this plot are trends observed in loose silica sand at
Labenne (Lehane 1992; Lehane et al. 1993), dense Dunkirk sand
by applying the measured interface shear angle, ␦cpt
= 30.5°, giving (Chow 1997), and uncemented calcareous sand (Lehane et al. 2012).
100 < rm
< 350 kPa at h/R = 5.5. The value of ␦cpt = 30.5° was chosen The rs /qt ratios can be seen to fall well below the measurements
based on the results of interface ring shear tests on stainless steel made at Labenne and Dunkirk and closer to the calcareous sand
interfaces with similar roughness to the CPT cone sleeves at a trend. Only slight reductions in normalized rs /qt were observed
confining stress of 200 kPa, compatible with the mean fs value between the leading instrument (h/R = 8–8.4) and the following
cluster (h/R = 31.9–32.4), suggesting that the extreme stress reduc-
(Chan 2017). The near pile tip values of rm discussed above are
compared below to the local radial effective and shear stresses tion that takes place between the pile tip and the shaft develops
measured at the SST locations measured higher up the pile shaft. over a short h/R range.
Further evidence is presented in Fig. 12b by adding to the sta-
Local shaft effective stresses tionary SST measurements (i) “moving” radial effective stresses
Figure 10 shows the stationary radial effective rs and stationary inferred from PCPT fs traces and (ii) profiles of rz found from
rz stresses measured at the leading instrument during both ICP back-analysis of dynamic tests on piles driven at the site (Buckley
Fig. 12. (a) Normalized stationary radial effective stresses along pile Fig. 13. Typical short term changes in local radial effective stress,
shaft during installation compared to historical measurements and local shear stress, and pore-water pressure.
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Fig. 14. Variation of local effective shaft radial stresses with time
over entire equalization period.
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Fig. 15. Net pile head load versus displacement during static tension and one-way cyclic loading on ICP01 and ICP02.
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Fig. 16. Variation in axial load and average shear stress along pile length at point of tension failure.
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between 200 and 280 kPa along the final section of the shaft veloped far higher long-term shaft resistances of 87 kPa (Buckley
positioned below this load cell, similar to the PCPT sleeve friction et al. 2018).
measurements described previously. These values far exceed the The ICP tests provided a unique opportunity to observe how the
CIRIA 20 kPa recommendation. However, the ALC measurements local effective stresses respond during load testing. The effective
indicate significantly lower average stresses applied further along stress paths measured at the instrument clusters during one-way
the pile shaft, leading to an average of 22 kPa, which is similar to static loading are presented on Fig. 17, where the rz axis is nega-
both the shaft stresses seen during installation and the current tive under tension loading. The radial effective stresses increased
CIRIA recommendation for ultimate shaft resistance of 20 kPa. during loading, as seen previously in sands and interpreted as
We note again that open-ended driven piles at the same site de- constrained dilation at the interface (Lehane et al. 1993; Chow
Fig. 17. Effective stress paths during static tension loading at (a) ing the perfectly rough limiting value. The SST sensors indicated
leading SST1 and (b) following SST2. ⌬rd
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strongly with those seen in parallel tests at the same site on open
ended driven piles reported by Buckley et al. (2018), whose hyper-
bolic trend curve indicated set-up factors of 3.27 and 4.48 over 23
and 80 days, respectively, building to 5.3 after 250 days (see
Fig. 18), similar to the trend reported by Ciavaglia et al. (2017) for
762 mm diameter piles installed at the same site. For the driven
piles, the average tensile shaft capacity along the pile length, s,(t),
from the static tension test is compared with the end of driving
compressive shaft capacity from the dynamic test, s,EOD, assum-
ing that tensile and compressive shaft capacity are similar, even if
1997). The shear and effective stresses mobilized at failure, f and not exactly equal. While dynamic pile tests are subjected to more
rf , respectively, show peak stress ratios ␦f 共⫽ tan⫺1共f /rf
兲兲 close to uncertainty than static tension load tests, the trend shown in
the ␦cv angles seen in interface ring shear tests on samples from Fig. 18 indicates that the static tensile shaft resistance more than
the site. It appears that ultimate shaft shear stress can be de- doubled between the 10 and 106 test ages, consistent with the
scribed by a Coulomb expression, similar to that proposed for indicated overall capacity trend increase. The set-down shown by
sands (Lehane et al. 1993) where the jacked piles also contrasts sharply with the marked set-up
seen in the Wikinger full-scale offshore tests described by Barbosa
(2) f ⫽ 共rc
⫹ ⌬rd 兲 tan␦cv et al. (2015) and Jardine (2018).
The different behaviours of driven open-ended and slowly
and rc
is the equalized radial effective stress, ⌬rd is the change in jacked closed-ended piles requires further investigation. Buckley
radial effective stress during loading due to constrained dilation et al. (2018) propose a mechanism involving consolidation of the
in the interface or any new shear band that forms and ␦cv
is the chalk putty annulus formed around the open pile and long-term
constant volume interface friction angle. Boulon and Foray (1986) radial stress growth post driving to explain the driven piles’
strong set-up, while noting that redox reactions between the pile
showed that with sands, the magnitude of ⌬rd can be estimated
by a simple cavity expansion expression shaft and re-cementing of the puttified chalk could also be influ-
ential. The lack of set-up shown by the (mainly oxidizable molyb-
2G⌬r denum steel) jacked piles indicates that physiochemical effects
(3) ⌬rd ⫽
R and re-cementing cannot be the dominant ageing mechanism.
The two types of piles were installed into chalk of the same grade
The G value in eq. (3) should ideally be measured in the Ghh and density and allowed to equalize over similar time periods
direction and may need to account for fabric, void ratio, strain prior to failing under the same testing procedure, so the different
level, and stiffness nonlinearity. The ⌬r term may be taken as ageing trends must originate in either (i) the ICP’s closed ends and
2Ra for sands in cases where the interface’s relative roughness, (or) (ii) the piles’ modes and rates of installation. The driven piles
RR (= Ra/D50) is less than the critical value, which for a perfectly penetrated one to two orders of magnitude more rapidly than the
rough response is approximately 0.1 (Kishida and Uesugi 1987; ICPs. Also, no evidence was seen on extraction of the ICPs of any
Lings and Dietz 2005). Figure 2 indicates that the chalk’s D50 is previously puttified zone, as was found adhering to the driven
between ≈3.0 and 6.0 m, giving RR ≈ 0.8 to 1.7, and so far exceed- piles.
Fig. 18. Comparison of set-up factors observed following equalization periods for driven piles from Buckley et al. (2018) (and jacked piles as
part of this study).
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Cyclic loading Fig. 19. Evolution of permanent pile head displacement with
Limited packages of one-way axial cyclic loading were applied number of cycles.
after the ICP piles’ first time static tests. In both cases, 10 cycles
were imposed with Q cyc/Q t ≈ 0.3 and Q mean/Q t ≈ 0.4 where Q t is the
earlier static tension failure load. The levels were increased to
Q cyc/Q t of ≈0.4 and Q mean/Q t of 0.45 for ICP01 and 0.5 for ICP02 for
a second set of 10 cycles. Jardine and Standing (2012) and Rimoy
et al. (2013) applied working definitions in their interpretation of
open-ended tube piles driven in dense sand at Dunkirk. Stable
cyclic loading was characterized as showing low and stabilizing
accumulated displacements, with no failure observed after
>1000 cycles. Unstable cycling was defined by significant displace-
ment accumulation and failure within 100 cycles. Metastable
intermediate behaviour was recognised in cases where displace-
ments accumulated, without stabilizing, leading to failure or deg-
radation in operational capacity between 100 and 1000 cycles.
Figure 19 shows the evolution of accumulated permanent
displacement, sacc under cycling, indicating either metastable or
unstable responses in terms of these cyclic definitions, consider-
ing cases where the maximum shaft loads (Q cyc + Q mean)
amounted to 0.7–0.9 times Q t.
Following the end of cycling, ICP02 was unloaded and subjected
to a static tension test to failure that, as shown in Fig. 15, indicated
a 13% capacity loss. A further 4% loss of capacity would have been
required to reach failure in this Q max/Q t ≈ 0.82 test, which might
have been achieved within tens of cycles if the experiments had
continued. Overall, the piles did not appear to be unduly sensitive reductions of up to 29% for ICP02, while ICP02 indicated a 5%
to high-level, one-way cycling, as was seen in the cyclic tests on reduction at the leading instrument and an increase of 27% at the
driven piles reported by Buckley et al. (2018), who warn that the following instrument, as indicated by points B and C on Fig. 20.
effects of high-level, two-way axial cycling are likely to be more Very little change in pore pressure was observed during cycling at
severe. the rate applied (one cycle per minute) and the substantially
The SST instruments also revealed the local shaft stress re- drained response observed is compatible with the consolidation
sponse to cyclic loading. As demonstrated in Fig. 20, cycling in- analyses discussed previously.
voked a similar shear and radial effective stress response to that
under static loading. The effective stress path gradients led to r Summary and conclusions
rising as rz was applied in each cycle and also drifting as cycling The mechanical behaviour of piles driven in chalk is poorly
continued. Comparison of the r measurements made on unload- understood, leading to considerable uncertainty in foundation
ing after (i) static testing and (ii) cyclic testing indicated overall r design, especially for large offshore wind farms. A field pro-
Fig. 20. Effective stress paths during one-way cyclic loading at (a) leading SST1 during ICP01, (b) following SST2 during ICP01, (c) leading SST1
during ICP02, and (d) following SST2 during ICP02.
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gramme in low- to medium-density chalk with highly instru- 3. Large excess pore-water pressures are interpreted as having
mented jacked field model pile tests has allowed new insights into developed under the pile tip during penetration that dissi-
aspects of displacement pile behaviour in these problematic geo- pated rapidly as the tip advanced.
materials. The main conclusions are 4. Low stationary radial effective stresses developed during in-
1. Base resistance varied directly with local cone resistance and stallation that correlated directly with net cone resistance,
depended on drainage conditions. showing ratios to qt comparable to those in calcareous sands.
2. Shaft resistances are low during installation, with the jacked 5. Strong total radial reductions in shaft radial effective stresses,
piles’ average values exceeding those back-analysed from rm , develop immediately after the pile tip passes any given
open ended piles driven at the same site. horizon, with more gentle additional degradation applying
further along the shaft. Still more reductions in rm with rel- Chan, L.D. 2017. Laboratory investigation of chalk-steel interface shearing. M.Sc.
thesis, Imperial College London, UK.
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This study is part of a joint industry project led by Pedro Barbosa Fugro. 2012a. Laboratory testing report: Pile test site, chalk specific testing.
that is funded by Innovate UK (formerly the Technology Strategy St. Nicholas at Wade, UK. Fugro. Report D34001-2.
Board), Iberdrola/Scottish Power Renewables, and supported by Fugro. 2012b. Onshore geotechnical report: field data St. Nicholas at Wade UK.
the Geotechnical Consulting Group, London, represented by Felix Fugro. Report D34001-1.
Hobbs, N.B., and Atkinson, M.S. 1993. Compression and tension tests on an
Schroeder. The authors acknowledge the help of Jit Kheng Lim open-ended tube pile in chalk. Ground Engineering, 26(3): 31–34.
and Tom Pine from The University of Western Australia and Emil Hodges, W.G.H., and Pink, S. 1971. The use of penetrometer soundings in the
Ushev and Tingfa Liu of Imperial College who helped to conduct estimation of pile bearing capacity and settlement for driven piles in highly
the pile tests. The authors also acknowledge the support of weathered chalk in Portsmouth areas as an alternative to site investigation
by borehole sampling and laboratory testing. In Proceedings of the Roscoe
Lankelma Ltd., Iden, East Sussex, UK, in carrying out this work. Memorial Symposium: Stress Strain Behaviour of Soils, Cambridge Univer-
sity, pp. 769–774.
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␣ parameter to describe relationship between qb and qt
00112. ␦ interface friction angle
␦CPT interface angle applying on PCPT shaft
␦cv constant volume interface friction angle
List of symbols ␦f interface friction angle at failure
␦r residual angle
For personal use only.