Development of A Sustainable Rural Roads Maintenance System in India: Key Issues
Development of A Sustainable Rural Roads Maintenance System in India: Key Issues
Development of A Sustainable Rural Roads Maintenance System in India: Key Issues
81, 2011
Ashoke K. Sarkar*
ABSTRACT
Rural road sector in India got a major boost with the introduction of thePrime
Minister Rural Roads Programme of 2000. The programme is going to be in
existence until the goal of connecting all habitations with populations over 250 by all-
weather roads is achieved. The major challenge now is to both expand the existing
network of roads to include access to remote areas and to upgrade and maintain
already existing roads. It has been suggested in this article to consider maintenance
as a part of the overall road asset management system. Considering that the process
would be fairly complex, it has been proposed to take a step-by-step approach. To
that end, an outline has been presented for developing rural road management in
India. An institutional arrangement has also been proposed on the basis of three
types of maintenance- routine, periodic and emergency. Keeping in mind that
community participation is the key to the success of any future maintenance strategy,
good practices of involving community in a few selected countries have been
discussed which may help in developing an appropriate participatory approach in
India. There are many issues to be addressed for the successful implementation of a
rural roads maintenance system. A few of the major ones have been highlighted
here, such as the classification of rural roads and the managing of them all under one
umbrella administration; the decentralization of responsibilities; the availability of
relevant data; the development of manuals for road maintenance; the shortage of
man-power; the critical involvement of the community and schemes to include social
development issues.
INTRODUCTION
The necessity of a proper road network for the development of the country
was understood quite early in India. The first road development plan (1943-61),
popularly known as the Nagpur Plan, looked at the road needs of the country on a
long term basis, and for the first time, classified the road system into a functional
hierarchy comprised of National Highways (NH), State Highways (SH), Major District
Roads (MDR), Other District Roads (ODR) and Village Roads (VR). The last two
classes form the rural road system. Sufficient emphasis was given in the subsequent
20-year road development plan to increase road density by constructing roads of all
categories. The latest rural road development plan vision 2025 has emphasized a
planned rural road network development at the district level with the goal of
connecting all habitations with populations over 250 by all-weather roads by the year
2021-22.
*
Ashoke K. Sarkar, Professor, Department of Civil Engineering, Birla Institute of Technology and
Science, Pilani (India), Email: asarkarbits@gmail.com
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the central government started funding rural road projects through various
programmes such as the Minimum Needs Programme (MNP), the National Rural
Employment Programme (NREP), the Rural Landless Employment Guarantee
Programme (RLEGP) and Jawahar Rozgar Yojana (JRY). There is overwhelming
evidence that the provision of rural roads is a crucial factor in reducing poverty in
rural areas (Ministry of Rural Development, 2007). Keeping this fact in mind, the
Government of India initiated a programme in the year 2000 solely for rural road
development, popularly known as the Prime Minister Gram Sadak Yojana
Programme (PMGSY), with the objective of connecting all villages having populations
over 500 by the end of 2007. Recently, Bharat Nirman, a time bound business plan
was initiated to provide rural infrastructure during 2005-2009, in which rural roads
was made one of the components was and blended with the PMGSY programme.
Besides providing connectivity to unconnected villages, it also aims to upgrade
existing rural roads for overall road network development.
The major challenge before the country is both expansion of the network to
connect all unconnected villages and to upgrade and maintain the existing village
road network. As a strategy it has been suggested in the Rural Road Development
Plan: Vision 2025 to introduce a Rural Road Management Act, which emphasizes:
The PMGSY roads constitute only a small percentage of the total rural road
network in the country. It is well known that rural roads are not properly maintained
due to lack of funds and because they are not given the importance they deserve.
Thus, while discussing sustainable rural roads maintenance, a number of issues are
to be resolved with respect to how future maintenance can be funded and organized.
Logically, the entire network should be considered, but the question becomes
whether sufficient funds will be available over the years to maintain such a huge
network. If only the PMGSY roads are maintained, the goal of providing complete
access to rural areas is not achieved because very often accessibility to National
Highways, State Highways, Major District Roads or the nearest towns is provided by
PMGSY roads through Other District Roads, pantheist and various other kinds of
local rural roads. Secondly, this lack of consistency regarding roads might create
dissatisfaction in villages that are not connected by PMGSY roads. Thus, a number
of issues need to be resolved before a proper sustainable rural road maintenance
system is developed.
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Considering the fact that rural roads comprise a variety of roads under
various departments of the government, the first thing to be decided for developing
the maintenance management system is the smallest unit to be considered for this
purpose. It may be at the block or panchayat or district level. However, for the
effective implementation, a mechanism needs to be developed to integrate the
smallest units to a larger unit to ensure uniformity and to guarantee the equitable
distribution of funds. Sometimes, there is confusion as to whether a road is under the
jurisdiction of the state PWD or the Panchayat or the municipality. The categories of
roads to be included in the management system must be clearly defined and
managed under the same administrative set-up.
Initially, it might be difficult to incorporate all of the various types of roads into
the development of a rural roads management system. Therefore, the order in which
each type of road is incorporated should be clearly identified. In the beginning, it
would be wise to incorporate only those roads for which the organization already has
a management system in place or such systems have been developed and applied in
other places successfully. For example, extensive studies have been carried out all
over the world on flexible pavement management systems, whereas enough work
has not yet been done on the management systems for gravel roads, earth roads,
shoulders, road side drains, road markings and other utilities.
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simple flow diagram has been developed connecting the GIS data-base, model-base
and the user-friendly interface as shown in Fig.3. The software should be developed
in such a way that it would be easy for users to input the required data, understand
the displayed output, and generate reports whenever required.
Since any road management system involves a variety of assets and a large
amount of data, a platform should be developed, or chosen from an existing set of
platforms, for clustering the components based on a few chosen factors. This will
make the analysis simpler as a set of components would be represented by one
factor. Different parameters would be used for clustering different assets or their
components.
A rural roads management system should have; (a) relevant data to predict
road performance, (b) access to estimated and actual costs of various assets, (c) the
authority to make decisions regarding management and maintenance activities, and
(d) a voice in projecting future budgets. Thus, it is necessary to develop a
management system for each asset separately using the concept of life-cycle
assessment. This would necessitate the development of performance models for
each element. Theoretical scenarios would be generated to plan for the management
of the assets on a long-term basis. The most challenging task would be to integrate
all these individual management systems into a single management system when
needed, in order to examine all the elements of the system. Currently, a number of
methods, such as multi-criteria decision analysis, are being successfully used for
decision making in such situations and should be used for the management system.
The condition of cracks and potholes may be difficult to quantify accurately in the
field and may be rated subjectively. Similarly, while making decisions, the importance
or weight of various parameters may not be represented in absolute terms. As a
result, some subjectivity is likely to be present. Thus, to make the management
system realistic and effective, fuzzy multi-criteria analysis may be a more appropriate
tool. While such techniques are currently quite common, their success and
effectiveness depend primarily on how accurately input data has been collected.
While developing the tools, there must be scope for continuous refinement and for
the inclusion of the elements of the asset which were not included in the beginning.
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Class of roads
Implementation of Programmes
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Rural roads may also be classified based on their surface composition, such
as black-top, concrete, gravel and earth. Decisions will have to be made regarding
whether these different types of roads should be put under the same management
system. It may be appropriate to consider them separately and to develop separate
maintenance management systems for them. Funds may be allocated separately for
each one of them depending on length and requirements. This article has
concentrated on black-top roads, the maintenance of which may be classified into
categories such as routine, recurrent, periodic and emergency (World Bank, 1988;
Lebo and Schelling, 2001; CNB, 2002). Routine maintenance involves small scale
work carried out regularly with an objective to ensure passibility and safety of the
existing roads in the short run and to prevent premature deterioration (Transport
Research Laboratory, 1994). Typical activities in routine maintenance include
drainage cleaning, carriageway repair, cleaning of silted ditches, grass cutting,
pothole repair and bridge and culvert maintenance. The frequency of routine
maintenance normally ranges between a week and a month.
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Emergency repair is needed when roads are damaged due to disasters such
as floods and earthquakes. Such repairs sometimes require special measures and
skills as the damage needs to be repaired quickly in order to maintain supply in the
affected area.
Maintenance of rural roads has never been a priority with most of the states in
India, due primarily to a lack of adequate funds and the absence of maintenance
management systems. A situational analysis conducted in Madhya Pradesh has
concluded that very little road maintenance was possible due to lack of three
elements – (a) proper funds, (b) proper policy and (c) a strong institutional
framework. While the need for adequate funds was not in doubt, more critical
institutional issues such as maintenance planning, maintenance management, the
effective delivery of maintenance work and accountability of expenditure in
maintenance needed attention (ILO, 2005). The situation is similar is nearly all the
other states.
The Central Road Fund (CRF) established in 1930, and revitalized under the
Central Road Fund Act of 2000, is targeted primarily towards the development and
maintenance of National and State Highway networks and the construction of new
rural roads. There have been efforts to create a State Road Fund (SRF) by states
such as Assam, Kerala, Maharashtra, Rajasthan and Uttar Pradesh, with most of the
remaining states moving towards the setting up of such funds. The SRFs are
financed by multiple resources such as budgetary support from the central
government, direct road user charges for access to fuel, motor vehicle taxes, fees
and tolls, indirect road user charges and levies on agricultural products. Similar to
the CRF, these road funds are normally used for both development and maintenance
of road networks. However, considering the poor connectivity in rural areas,
emphasis is usually given to road development and maintenance is neglected. Uttar
Pradesh is the first state in India that has dedicated funds for road maintenance. It
was established in 1998 and clearly specifies the source, collection, mechanism and
management of the maintenance funds (Chandrasekhar and others, 2006).
Rajasthan has taken the lead in developing a system for the maintenance of
rural roads. Total funds required for the period of 2005-10 was estimated and yearly
budgetary allocations were provided from the SRF, non-plan heads of the state
government and loans from the National Bank for Agricultural and Rural
Development. The Public Works Department has also been developing a road
maintenance management system and accordingly a package called the Road
Maintenance, Planning, Budgeting and Programming System (ROMAPS) that has
been installed in all the thirty three districts of the state. Necessary base data has
been collected and a process developed to collect road distress data periodically.
However, it will take some more time to become effectively functional.
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Until now, various state governments have primarily given emphasis to the
construction of rural roads under the PMGSY programme. It may be mentioned here
that the programme developed is an in-built maintenance plan for five years, as the
respective contractors were responsible for the upkeep of the road during that period.
However, roads constructed during the initial phases have been completed for five
years. There is now an urgent need to have a maintenance system in place so that
these roads can serve the population satisfactorily until the end of their design life
and so that funds are available for the rehabilitation or reconstruction of these roads
in a timely manner. It is expected that the Panchayati Raj Institutions would maintain
these roads.
The strength of this arrangement is that scarce resources for the maintenance
of rural roads are consolidated into one organization. With limited budget and
logistical support, this arrangement will succeed if local offices are set up at strategic
locations along the network. This set up may be difficult to implement in a vast
country like India. However, the same structure may be adopted at the state level
with the responsibilities delegated to districts and panchayats.
Attempts have been made in this regard, mainly on a project basis, with
mixed results. It would be possible to utilize workers in the community to perform
preliminary level maintenance work. However, for slightly specialized work, there
would be the need for a technically competent agency.
Suggested structure
Over the years, the planning, construction and maintenance of rural roads
has been the responsibility of local governments. The PMGSY is the first centrally
funded rural road development project being executed by state governments. This
was a special scheme launched to provide accessibility to remote villages. However,
the understanding was that the state governments would take up the maintenance of
these roads. There are two problems in such an arrangement. The most important
point is that the state governments do not have sufficient funds to maintain the
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existing rural roads and the new roads will add extra burden on them. Secondly, the
lack of man-power at the local government level makes the physical maintenance
problematic. Thus before assigning the responsibility of maintaining the roads to the
local or state governments, it is necessary to determine their fund generation
capacity as well as the availability of man-power and expertise.
To make the process realistic, Merrilees and Huong, 2003 have suggested
that routine and periodic maintenance may each be divided into two levels.
Accordingly, Routine I is mostly labour-based, while Routine II requires a plant,
materials and skills. Similarly, Periodic I is mainly concerned with spot improvement,
where Periodic II involves full re-gravelling, re-sealing and major repairs. In this
process, it may be possible at the local level to perform Routine I or even Routine II
maintenance. However, periodic or emergency maintenance maybe need to be
managed and funded from higher levels.
1
In India the local grass-root level government system in known as Panchayati Raj system. The
Panchayats are the basic units of administration and consists of a few villages. The Panchayat Samiti is
local government body at the block level (consisting of a few panchayats) and at the district level it is
called Zilla Parishad, All these local bodies are run by directly elected representatives at the respective
levels with election being held every five years.
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(b) bottom up support in building the ability of agencies to manage rural road
networks.
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Classification of rural roads and bringing all of them under the same
administration
In India, there are different kinds of rural roads and are being managed by
various agencies and funding comes separately for each category. They may also be
classified based on road surface. All the rural roads do not have the same function
and do not have the same importance. Thus there is a need to classify rural roads
depending on their functions and all kinds of rural roads need to be brought under
one agency.
Decentralization of responsibilities
Road maintenance is a local activity and poor roads affect the local people
the most. Thus it is reasonable to expect that decentralization of the responsibility for
implementing maintenance of rural roads should include the local government at the
lowest level. However, the responsibilities at each level must be clearly specified to
avoid any confusion during implementation. .
Very often the essential features such as year of construction and the
subsequent maintenance, reconstruction or rehabilitation details of the rural roads
constructed long time back are not available with the concerned agencies. This
makes the development of a maintenance management system quite difficult. Thus a
framework is to be developed for rural roads maintenance that is simple and is based
on the available data.
Since the engineers in charge of rural roads are usually not exposed to a
systematic rural roads maintenance management system, simple manuals are to be
developed for the field engineers, contractors and the community for different levels
of maintenance work. In a diverse country like India it would help if they were made
available in various regional languages.
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must be ensured that the engineers are not transferred frequently so that their
expertise gained through training programmes is gainfully utilized.
Keeping in view the fact that there is shortage of skilled personnel at local
government level, there will be need to involve the community in maintenance work.
This will require the development of small contractors at local level. Since they are
going to be the direct beneficiary of the roads, it is expected that their involvement
and commitment will be of the highest order. In addition, the local community will be
free to express their dissatisfaction if any to them freely and the contractors will be
under pressure to perform at a desirable level.
Any effort without the involvement of the community will be almost impossible
to sustain and thus ensuring their involvement is going to be a big challenge. This will
be particularly true for roads constructed earlier when no efforts were made to
involve the community in the planning, design and construction stage. Suddenly
asking for their participation at maintenance stage might not be acceptable to the
villagers. Thus, special approaches must be developed of participatory planning so
that the community willingly come forward for getting involved in the process of rural
roads planning.
CONCLUSION
Maintenance of rural roads has been highly neglected over the years in India.
However, with the huge programmes that have been undertaken in the recent years
through PMGSY and Bharat Nirman programmes, it is but natural that maintenance
of these assets be taken seriously, otherwise the country will lose huge amount of
money in the end. The initiative has already been taken by the National Rural Roads
Development Agency (NRRDA) in this regard. However, it will take some time to
come up with a proper management programme as many issues are involved in
terms of funding, division of responsibilities among various departments and levels of
the government, training of personnel and development of manuals. There is need to
learn from the experiences of other developing countries and efforts need to be made
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