Adaptation
Adaptation
Adaptation
Adaptation
Adaptation
About the Series Series Editors
This Cambridge Elements series provides Grant Ramsey
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Elisabeth A. Lloyd
all of the central topics in the philosophy Michael Ruse
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ADAPTATION
Elisabeth A. Lloyd
Indiana University
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Adaptation
Elisabeth A. Lloyd
Indiana University
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Contents
2 Evolutionary Factors 15
References 82
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Adaptation 1
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Adaptation 3
1
Gould and Lewontin 1979.
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4 Elements in the Philosophy of Biology
Term Definition
Aptation a trait that increases fitness (aptation for x – by x-ing).
(If a trait is an aptation but not an adaptation, then
it was not selected in the past for x-ing, and is an
exaptation for x-ing).
Non-Aptation a trait that does not increase fitness (but may do so in
future)
“Engineering” a trait that involves a mechanism or complex feature
Adaptation of some kind, built up cumulatively from simpler
features through natural selection processes. These
types of adaptation involve both the etiological
and the systems analysis types of ‘function’
(Williams 1966, Lewontin 1978, Gould and Vrba
1982; Lloyd 1988)
“Product of Selection” a trait that involves simply a change or shift in allele
Adaptation frequency, one that could be unrelated to building
a revised mechanism (Williams 1966, Lewontin
1978, Gould and Vrba 1982)
Exaptation a trait with no direct engineering function for x,
which nevertheless increases fitness by x-ing
(Gould and Vrba 1982)
Function a trait has the engineering (evolutionary) function of
x-ing, if x-ing increased fitness in evolutionary
history, and the increased fitness explains the
prevalence of the x-ing complex or engineering
trait
Secondary Adaptation a trait modified by natural selection (for x-ing, say)
because of its contribution to fitness (by x-ing),
where the trait so-modified existed, before
modification, for a different reason than the role it
came to have in x-ing
Spandrel a trait is a “spandrel” if the trait in question (the
trait that was pressed into service) for x-ing
(where x-ing increases fitness but was not
selected for its fitness contributions and hence
does not have the function of x-ing) has no direct
engineering function at all (a subset of
exaptation).
2
Thanks to an anonymous reviewer for help with these definitions.
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Adaptation 5
Let’s imagine, as Darwin did, a pack of wolves, some of which were swifter
and slimmer than others in the pack: “[T]he swiftest and slimmest wolves would
have the best chance of surviving, and so be preserved or selected” (Darwin p. 90,
1859).3 They would do better in the evolutionary long run, reproducing more
often and having healthier pups, thereby contributing more genes for the structure
of their legs for swifter running to future generations through the process of
natural selection. That’s how the wolves became such swift runners over evolu-
tionary time, able to take down very swift prey. In other words, we are claiming
that “swiftness” is an evolutionary engineering set of adaptations in wolves,
evolved by natural selection over evolutionary time. We have a type of biological
model, in the claim of the process of evolution by natural selection, one that we
can sketch and consider for its evidential weight. Or, we can ask, more specific-
ally, what kinds of evidence would we need to establish a trait like swiftness as an
evolutionary adaptation in wolves?
Now that we’ve had a chance to consider some adaptations in nature, we can
see the various types of evidence needed to establish a trait as an adaptation. As
Darwin argued, and as was later elaborated after the discovery of genetics, the key
ingredients of the most basic natural selection model type in evolution are
represented in Box 1.1.
We start with a population of organisms (and we fill in that blank in the
selection model outline by specifying which population we are considering),
and we have descriptions of traits to focus on, as well as claims of how these
traits are heritable or based in genetics (filling in the appropriate blanks of the
selection model outline). We also need claims about how these traits are related
to fitness, usually supplied in the form of a mechanism explaining how the trait
population [____]
variation in trait(s) [____]
genetic/cellular basis [____]
connection or mechanism between trait(s) and fitness [____]
selection pressure or environment [____]
3
“[T]ake the case of a wolf, which preys on various animals, securing some by craft, some by strength,
and some by fleetness; and let us suppose that the fleetest prey, a deer for instance, had from any
change in the country, increased in numbers, or that other prey had decreased in numbers, during that
season of the year when the wolf is hardest pressed for food. I can under such circumstances see no
reason to doubt that the swiftest and slimmest wolves would have the best chance of surviving, and so
be preserved or selected . . . . I can see no more reason to doubt this, than that man can improve the
fleetness of his greyhounds by careful and methodical selection” (pp. 90–91, 1859).
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6 Elements in the Philosophy of Biology
(1) They manipulate key features of the environment, the very features that the
trait is believed to be an adaptation for dealing with.
(2) And they manipulate the phenotype or appearance of the traits of the
species being studied. So, for example, if we are studying the adaptation
of the size of organisms, we would want to do an experiment that involves
populations of both small- and large-size organisms.
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8 Elements in the Philosophy of Biology
Note that both the engineering adaptations and product of selection or effects
type of adaptation, introduced above and present in Table 1.1, fall under
etiological approaches to function; they both invoke the historical selection
process to explain the current presence of a trait. The engineering adaptations
also appeal to design analyses often identified with the systems-analysis
notion of function. Thus, engineering adaptations in evolution appeal to
both etiological and systems-analysis approaches to function in the philo-
sophical senses just presented (Lloyd 1988; Williams 1966; Lewontin 1978;
Gould 2002). Knowing all this, in addition, we may also be able to determine
whether the trait is being maintained in current populations through current
selection.
Adaptation is an “onerous concept,” according to George C. Williams in
his 1966 foundational text on the notion. He thought that a burden of proof
rested on those claiming an adaptation and that adaptation should not be
assumed to exist at the outset of biological investigation, just because
a benefit could be perceived. We can look at how this burden of proof plays
out by considering evidence supporting claims of engineering adaptations in
guppies.
4
This latter systems definition is most often identified as a “Cummins function” approach
(Cummins 1975). See Larry Wright (1973) for more on the etiological approach.
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Adaptation 9
Figure 1.1 Guppies like those studied by Sinervo and Basolo (1996)
They studied the hypothesis that life history traits in the guppies were actually
adaptations to stage-specific predation that were caused by predators, in other
words, adaptations to the rate at which the predators of guppies killed the
guppies. Reznick and his colleagues studied two communities that differed in
their predators. One type had cichlids as predators – fish that prey heavily on
adult-stage guppies – while the other had Rivulus fish that preyed only lightly
on guppies, and when they did, it was mostly on juvenile guppies.
Evolutionary theories concerning predation and trade-offs between early and
later reproduction made it possible to make predictions about life histories.
The evolutionists investigated the correlation between guppy life histories
and the type of predator communities. The first prediction was that an increase
in predation on the adults, like that found with the cichlids, would select for
a decrease in the age at sexual maturity.
As we can see from Figure 1.2, the measurements from the guppies caught in
the wild revealed differences in guppy life histories that were consistent with the
predictions. In other words, there was good “model fit.” Guppies from Rivulus
localities, where predation was low, were older at maturity than their counter-
parts from Cichlid localities, where predation was high, which gave the guppies
less chance to mature and breed at older ages. Thus, natural selection, according
to the hypothesis, evolved guppies that matured earlier and were able to breed at
younger ages in the high-predation environment, just as the model predicted.
This is an example of directional selection, as illustrated in Figure 1.3. Simple
directional or stabilizing selection usually produces peaks in the distribution
curves of a trait, and with directional selection, the population average moves
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10 Elements in the Philosophy of Biology
65 75 150 100
70 65
C D
100 65 60
60
55
90 55
Male Size at 50 Male Age at
Maturity 50 Maturity
80 45 45
Riv Cren Riv Cren
Riv/Macro Eleo Riv/Cren Riv/Macro Eleo
R-M/Eleo
over to a new, more desirable, value. (We will examine a case of stabilizing
selection in Section 4). Note that this account assumes that the traits are
genetically controlled rather than arising from phenotypic plasticity.
This guppy reproduction case is a good example of the good fit of
a selective evolutionary model prediction with the data from animals taken
from the wild.
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Adaptation 11
5
Image was taken from here: https://courses.lumenlearning.com/boundless-biology/chapter/adap
tive-evolution/ License: CC BY-SA: Attribution-ShareAlike Link to License: https://creativecom
mons.org/licenses/by-sa/4.0/legalcode
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12 Elements in the Philosophy of Biology
usually means that the trait under selection has a “genetic basis,” or, more
accurately, some representation in the cells, development, or genes of the
entities under selection.
In the guppy case, Reznick and his colleagues evaluated the genetic basis of
the differences in life history traits by doing a simple experiment: They
examined the second generation of the wild guppies, which they had bred
and grown up in the laboratory. They found that the traits in question did
reappear in this later generation, despite the fact that the guppies were
removed from their standard selective environment and grew up in a simple
glass tank. Thus, the assumption of heritability, or a genetic basis (a genetic/
developmental/cellular basis) for the trait, was independently supported.
What this claim of “independent support” means is that regardless of how
the predictions of the selection model turned out in the wild, the claim that the
trait had a heritable basis was supported with lab evidence independent of that
prediction.
We could take several of the features in our natural selection model and check
to see whether they had independent observational, theoretical, or experimental
evidence to support them. These would all count as “independent evidence for
aspects of the model.”
Variety of Fit
Model predictions confirmed in a variety of locations can bolster support for
a hypothesis. In a further example, when Reznick and colleagues tested guppy
life history evolutionary traits across six independently evolved lineages in six
independent stream locations in Trinidad, they bolstered their conclusions about
those life history traits (El-Sabaawi et al. 2012).
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Adaptation 13
6
Supported by a technical approach, the Bayesian approach to probability logic; Glymour 1980;
Fitelson 2001.
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14 Elements in the Philosophy of Biology
1.3 Summary
Evolutionary adaptation occurs only as a consequence of a natural selection
process; however, selection processes can occur in evolution without producing
engineering adaptations. The evidence needed to document an engineering
7
Lloyd 2015b; Levin 1966; Weisberg 2006; Woodward 2006; Li and O’Loughlin manuscript.
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Adaptation 15
1. Fit
2. Independent support for aspects of the model
3. Variety of evidence
a. variety of fit
b. variety of independent support
2 Evolutionary Factors
In this section we consider a large variety of effective factors involved in
evolutionary change that you may not have heard of, including variations on
natural selection such as sexual selection and multilevel or hierarchal selection.
We will explore how the giraffe is built, how human skulls are like snake skulls,
8
Suggested Further Reading: R. C. Lewontin 1978.
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16 Elements in the Philosophy of Biology
and how butterfly wings got their spots, as well as what difference an organism’s
group makes to its evolutionary destiny. While organismic natural selection
may have played a role in these features, it often did not play the most important
role, and that is what interests us in this section. We take these various
evolutionary factors from both traditional evolutionary theory, such as popula-
tion genetics, and newer developments in evolutionary biology, such as evolu-
tionary developmental genetics and beyond.
Our motivation for learning about this variety of evolutionary factors is to
establish a fuller spectrum of causes for evolutionary change that might appear as
legitimate alternatives or supplements to simple natural selection in an evolution-
ary explanation of a trait. As reviewed in Section 1, adaptation explanations appeal
to natural selection as the causal factor. There are, however, many other causal
factors known to have an impact on evolutionary change, most of which can
interact with simple natural selection. Knowing more about these other factors can
help us get a better and more complete picture of how evolutionary change takes
place and can provide a clearer view of how evolutionary researchers might use
these methods. Because we will be concerned primarily with the methods of
natural selection research, we need to know what the alternatives to and variations
of simple organismic natural selection are. We will start with classical population
genetics and some sources of variation from that field.
2.1 Mutation
Genetic mutation is one of the ultimate sources of variety from which natural
selection “chooses” variants in producing adaptive evolutionary change. (This
“choice” is a metaphor for the selectivity of the process.) These mutations can
be big or small in both impact and size, and are well understood in both their
dynamics and components (i.e., DNA and/or RNA).
Mutations vary in how much of the genome they affect. “Point” mutations,
which affect only a single DNA locus or base pair, are the smallest kind; but
they can have large effects, as when the hemoglobin gene is affected in sickle
cell anemia, producing a major disease when occurring in both chromosomes in
an individual. (Note that when this specific point mutation occurs in only one
chromosome, the person with the mutation is protected against malaria, a clear
adaptation to environments with malaria.) We must also note, though, that much
of the genome in multicellular organisms does not code for any protein or gene
product. However, even changes in noncoding regions of DNA or RNA can
affect how genes are expressed, making much of the genome consequential and
subject to natural selection and other evolutionary causes that we will discuss in
this section.
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Adaptation 17
There are also structural mutations, which affect multiple DNA base pairs,
from just a few to billions of bases. According to evolutionists Douglas
Futuyma and Mark Kirkpatrick, most structural mutations happen as errors
when chromosomes are replicated, and they include deletions, insertions,
duplications, inversions, reciprocal translocations, and fusions (2017). There
is also whole-genome duplication, which happens more frequently in plants,
many of which are useful in the garden for their toughness, even though they
cannot interbreed.
In any case, all of these genetic mutations comprise the foundation of
variation upon which selection and all other evolutionary causal processes
discussed in this section rest.
2.2 Migration
Another primary way that populations increase their variation is through migra-
tion from other populations with mutations or variants. While one population
may be highly variable through a long history of interbreeding or “outbreeding”
with various other populations, another population may have been relatively
isolated, and hence lack variability from lack of migration from other popula-
tions. These differences in gene flow between populations can affect patterns of
evolutionary change.
Gene flow or migration between populations can be either passive or active.
In many plants, it is passive in that pollen is carried by the wind or by pollinators
to other areas of the world with other populations, as when dandelion seeds and
their parachutes are carried by the wind. In animals, much gene flow or migra-
tion is active.
Futuyma and Kirkpatrick offer the case of the desert locust or grasshopper,
which usually is solitary, but sometimes swarms when conditions become
crowded and resources become scarce (2017). Under crowded conditions, the
grasshoppers’ gene expression changes their shape, hormonal traits, and behav-
ior, and, famously, they swarm in masses of hundreds of millions, flying long
distances in search of better food sources. These activities spread the grasshop-
pers’ genes far beyond their own neighborhood, thus providing a dramatic
instance of genetic migration.
2.3 Drift
Drift has been understood as an original source of population variation from the
earliest work in population genetics, due to Sewall Wright’s studies of small
populations and their random variability based on random sampling from
a larger source population (e.g., Wright 1931). Drift is a classic example of
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18 Elements in the Philosophy of Biology
how a population can fail to evolve an adaptation. The basic idea is that
evolution can result from chance events of survival, reproduction, and inherit-
ance; the resulting process is called genetic drift.
With randomly sorted small populations in a species, the distribution of genes
within the populations varies a great deal. Thus, when one or more of these
small populations becomes extinct, the random distribution of genes into the
populations can “drift,” or change, due simply to the random distributions of
genes in the extinct populations. This leads to nonselective change in the genetic
populations, or genetic drift.
Futuyma and Kirkpatrick show how drift can work with the grove snail,
Cepaea nemoralis, which is famous for its colorful and highly variable shells
(2017). These snails live in pastures that are shared by cattle and sheep, who
often step on the snails accidentally and randomly, independent of their color-
ation. Nevertheless, this random crushing can have consequences for the bal-
ance of colors in later generations of snails; the chance obliteration of some
colors of snails randomly affects the distribution of color genes in future
generations, making this a case of random drift.
9
There has been some controversy about the developmental biologists’ conception of homology
because the phylogenetic definition of homology, under which two traits are homologous if they
descend from the same trait in a common ancestor, is more commonly used.
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Adaptation 19
For example, in fish, the laryngeal nerve traces within the skull directly from
the brain down to the larynx. Through evolutionary tinkering over time, because
of how mammals evolved from fish and then reptiles, in human beings the nerve
first loops down to the chest and around the aortal arch in the chest, and then
back up to the larynx, which is the long way around. In evolutionary develop-
ment, certain things can change, like the structure of the head, neck, and thorax,
but others cannot, like the nervous system basics, apparently. In other words,
selection acts on existing variation, and the sources of this variation depend on
developmental processes and history.
In the giraffe, the looping of the laryngeal nerve reaches the peak of absurd
shape and development, forcing the nerve to go from the head all the way down
the neck to the chest cavity where the aortal arch is, and then all the way back up
the neck to the larynx. This looping effect, the result of developmental change
within constraints of the present design of the nerves and evolutionary tinkering
over time, makes the nerve about fifteen feet long, and it is thought that this feature
limits the range of vocalizations that giraffes are capable of (Harrison 1981). In
10
Wikimedia Commons: Scheme of path of the recurrent laryngeal nerve in Giraffe cameloparda-
lis. Date: February 21, 2010. Created in Inkscape using Oakland_Zoo_dsc_2658.jpg and infor-
mation from R. J. Berry and A. Hallam (eds.), The Collins Encyclopedia of Animal Evolution
(London: Collins, 1986). Author: Dr. Bug (Vladimir V. Medeyko).
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20 Elements in the Philosophy of Biology
certain extinct dinosaurs such as Supersaurus, the laryngeal nerve may have been
up to 100 feet long, and it is believed to have limited their vocalizations as well.
Thus, evolution as a tinkerer, working within the constraints imposed
within a phylum (or large group of related species), can result in traits that
are far from being ideally adaptive to their environment. This is an example
of “phyletic constraint,” in technical terms, within evolutionary biology, and
it is a classic constraint within evolutionary theory on ideal adaptive
engineering.
In such cases the origin of new body parts focuses around the evolution of gene
regulatory networks and differential gene expression. Thus, some evolutionary
explanations focus on the development or embryology of the organism. Darwin
himself called attention to this type of evolutionary explanation in his discus-
sion of the joints of the bones in the skulls – called sutures – in birds and reptiles.
In Figure 2.2, you can see these joints in the skull of a king snake on the left,
and the similar joints or sutures in the skull of a human infant (right). In
Darwin’s time, the joints were thought to be a special adaptation for birth in
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Adaptation 21
(a) (b)
Figure 2.2 Snake skull [left] compared with human skull [right]: Note lines
(sutures) in skull. These are places where the bones grow together to form the
complete skull, in both snakes and human beings. Snake skull image credit:
Digimorph, An NSF Digital Library at UT Austin. Human skull image credit:
Mayo Foundation for Medical Education and Research.
mammals, since they made the skull more flexible and compressible to go
through the birth canal.
But Darwin disagreed:
In other words, the sutures in the skulls of young mammals may be essential for
helping them squeeze through the birth canal, but this is not their reason for
existence. Rather, the sutures came into existence because of the necessities of
development, going all the way back to the reptiles, and the uses to which the
sutures are later put by evolution are bonus side effects.
For a related evolutionary challenge, consider the problem of why male
mammals have nipples. Nipples clearly provide a reproductive advantage to
female mammals in that they ensure reproductive success by providing the
means to feed the offspring. But there is no known contribution to fitness for
the males.
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22 Elements in the Philosophy of Biology
The evolutionary explanation for the existence of male nipples is based on the
development of the embryo. Males and females share the same embryological
form at the beginnings of life – they start off with the same basic body plan, and
only if the (chromosomally male) embryos receive a jolt of hormones during the
eighth week of pregnancy do any sexually distinguishing characteristics appear.
There may also be a role for specifically female hormones and developmental
cues, but we haven’t established any yet.
In females, nipples are adaptations – they were actively selected for – but
the males get them for free. But there have been problems getting this kind
of evolutionary explanation accepted, for a variety of reasons. We will
discuss this type of example further in Section 4, in the case of the female
orgasm.
Another interesting case of developmental explanations arises in the
explanation of why so many miniaturized salamanders have only four toes
instead of the usual five toes of land animals. There are numerous lineages in
which the salamanders become miniaturized, or dwarfed, and in all of those
lineages, the miniaturized forms converge on having only four toes on their
rear legs instead of the five toes of the usual-sized salamanders and other land
animals and four-legged creatures, such as you can see in Figure 2.3 of the
independent lineages.
Why so? Is selection driving this toe reduction, so that all lineages are
under selection when tiny to produce the four-toed form? So that there is
a functional or adaptive advantage in every lineage to having only four toes
in the available environments, and this selective pressure is expressed in
every lineage? Or is there another, more form-based evolutionary explan-
ation, where only limited developmental and structural options exist in the
lineages, and once miniaturization happens, only the four-toed forms are
really available? Actually, these explanations are complementary and are
likely best combined, according to Wake.11 This case is discussed further in
Section 4.2.
Another important place for development is in the origin of developmental
novelty. For example, in the case of the evolution of the eyespots on butterfly
wings, which are relatively recent novelties or innovations on the wing color-
ation of butterflies, they are understood to be adaptive for avoiding predators
through camouflage. In order to tell their full evolutionary story, we need
evolutionary developmental biology to tell us where the novelty originated,
which we can learn from the developmental genetics of butterflies and related
organisms (Wagner 2000, p. 96).
11
See discussion by Griesemer 2013, 2015.
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Adaptation 23
It turns out that eyespots are completely unique to butterflies, so they are
genuine evolutionary novelties. The genetics show that they are induced genet-
ically by a small group of cells called the “eyespot organizer,” so the evolution-
ists concluded that the key evolutionary step occurred in the origin of this
organizer (Nijhout 1991). Butterflies and fruitflies are from the same assem-
blage, Panorpida, within the superorder of insects, Endopterygota (Song et al.
2018). (The interested reader can check out a visual depiction of their relation
on the web, for example, Wikipedia.)
So, the evolutionary developmental geneticists studied the genes in fruit fly
wing development and how the same genes were involved in butterfly wing
development. Except for butterfly wings, the genes had acquired a new func-
tion, an innovation. They then determined exactly the two genetic modification
events that were required to result in the eyespot organizers. This knowledge
about the evolutionary novelty requires detailed knowledge of both fruit fly and
butterfly wing development. And the genetic architecture of butterfly pigment
patterns “radically changes as a consequence of the origin of eyespots” (Wagner
2000, p. 97).
What this means is that any regular population genetics model of evolution by
natural selection and other forces of these butterflies would not be effective,
because the entire range of possibilities of the model would be incorrect; it
would be transformed by the evolution of the novel eyespots. After the
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24 Elements in the Philosophy of Biology
12
Shpak and Wagner 2000.
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Adaptation 25
2.7 Pleiotropy
Pleiotropy occurs when single genes have multiple phenotypic effects or traits.
The originator of genetics, Gregor Mendel, conducted pea studies that revealed
pea plants with pleiotropy – genes that had more than one trait associated with
them. For example, the plants with colored seed coats always had colored
flowers and colored leaf axils (the part that attaches leaves to stems). The
opposite was true of colorless seed coats, which had white flowers and no
pigment on their axils. Mendel’s findings were later confirmed to be the results
of single genes for these multiple traits.13
We are familiar with pleiotropy in white cats with blue eyes, 40 percent of
whom are also deaf. It turns out that pigmentation plays a role in maintaining
fluid in ear canals, without which there is deafness (Sunquist, 2006). This is
a common case of pleiotropy, and even works partway, in that a cat with one
blue eye and one yellow eye is deaf only on the blue-eyed side of its head.
Thus, features or traits of genes can appear that are not separately selected
for – they just come along for the ride. In the case of the peas, these may be
benign traits, but in the case of deafness, they can be maladaptive, even though
the white fur and blue eyes themselves may be prized by certain cat owners. The
crucial point is that we cannot infer that every trait is an adaptation, selected by
natural selection for its current state or value; it may be a ride-along trait of
pleiotropic genes.
13
Fairbanks and Rytting 2001.
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26 Elements in the Philosophy of Biology
14
Feldman and Laland 1996, p. 454. See also Boyd and Richerson 2009.
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Adaptation 27
selection by digging burrows that protect them from the cold. On the other hand,
they may provoke natural selection through niche selection choice of a new food
source, subsequently selecting for a new digestive enzyme. Or they might do
both, for example, when building a nest protects an organism but also estab-
lishes a novel selection pressure by acting on a second trait for defending the
nest. In each case, though,
[I]n the one it is between the individuals of the same sex, generally the male sex,
in order to drive away or kill their rivals, the females remaining passive; whilst
in the other, the struggle is likewise between the individuals of the same sex, in
order to excite or charm those of the opposite sex, generally the females, which
no longer remain passive, but select the more agreeable partners. (1871, p. 398)
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Adaptation 29
These mitochondria are early cases of holobionts, where two independent sets of
organismic genomes are linked together through coadaptation and coevolutionary
15
Wikelski, Carrillo, and Trillmich 1997.
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30 Elements in the Philosophy of Biology
change. Other examples occur with animals and their gut microbiomes (commu-
nities of microbes), such as cows and the bacteria, viruses, and fungi that they
depend on to digest the cellulose in their diet; similarly for termites, who require
their gut microbiome to digest the wood fibers in their diet. There are adaptations
that can emerge at the coadaptive level, such as the pedestals built by dung beetles
on which they deposit their eggs. When the eggs hatch, they are surrounded by the
dung, which contains the gut microbiome that will allow them to thrive in their
environments (Lloyd and Wade 2019; Suárez and Triviño 2020; but see Douglas
and Werren 2016).
The building of the pedestals made of dung is a joint adaptation of the
mutualistic holobiont itself, serving its shared, joint (epistatic) fitness compo-
nent, as modeled by Lloyd and Wade (2019) and as theorized as a “manifester of
adaptation” by Suárez and Triviño (2020; see Lloyd 2017).16 While we model
such a holobiont as a sort of community or group, let us now consider a more
general group-level approach.
Consider a group selection case from Michael Wade and community selection
case from Charles Goodnight. In the group selection case we must consider
genetic interaction, that is, the fact that individual genes’ selective fitnesses are
never considered additively in the system, but always in relation and interaction
with the other genes in the system, including genes of other organisms in the
same social group or family as the original organism.17
Wade offers two card games to help understand what is going on in group
selection like this. Take the card game of War, wherein each player lays down
a card at each play, and the highest card wins. The cards are totally independent,
and there are no interactions with the other cards in the deck. In poker, however,
the value of each card depends very much on what other cards you hold in your
hand. “Interactions are the essence of poker . . . .[it has] many possible winning
hands, depending on the combinations of cards, the spatial and temporal order in
which hands are played, the abilities of the other players in the game, and the
past history of hands played by the ‘population’ of players” (Wade 2016,
p. 190).
There is much evidence for the effectiveness and power of group selection as
defined by Wade and Goodnight, both in the laboratory and in the wild. Group
16
This means that there may be a component of fitness of the mutualistic combination of organ-
isms, or a shared epistatic component of fitness (Lloyd and Wade 2019).
17
Wade 2016, p. 188.
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Adaptation 31
selection can produce group adaptive and behavioral changes that allow the
group to thrive in otherwise inhospitable conditions.
While many of those taking a genic approach are unaware of the power of
group selection, this does not change the status of the empirical evidence nor the
likely efficacy of group selection in producing evolutionary change in popula-
tions and species in the wild (see Lloyd 2005b)18. One of the most striking
examples of the success and power of group selection is in the domestic
chicken. Chicken breeders had long selected for even tiny improvements in egg-
laying rates of hens under domestication, but had not measurably improved
their rates due to conflict among the hens in captivity, and their high mortality
rate. Group selection on the hens for hen groups that got along better and were
more docile, the “kinder, gentler” hens, improved the egg-laying productivity of
the hens by up to 60 percent (Cheng and Muir 2005), thus demonstrating the
adaptive power of group selection regimes.
Sometimes when multiple levels of selection are understood to occur simul-
taneously, this is referred to as “hierarchical selection.” For the classical mod-
eling of such systems, see Sewall Wright (1931), or for its first real-world
instantiation, see Lewontin and Dunn’s work on the house mouse with its
t-allele (1960).
18
Against a conventionalist interpretation of genic selectionism, à la Sterelny and Kitcher (1988)
or Kerr and Godfrey-Smith (2002), see Lloyd (2005b) and Lloyd, Lewontin, and Feldman
(2008), showing its undesirability and the nonequivalence of the claimed group and genic
models.
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32 Elements in the Philosophy of Biology
lineages that reproduced by having the young float freely in the seawater were
able to travel far from their place of birth and cover a greater geographical range,
and were seen as less likely to speciate. Later, the lineage-level adaptive trait of
geographic range of offspring in both gastropods and mollusks was found to be
correlated with the long-term species survival rate (Jablonski and Hunt 2006;
Jablonski 2008). This accorded well with the Lloyd and Gould theory of species
selection, which does not require engineering adaptations at the species level, but
finds product-of-selection adaptations nonetheless.
population [______]
trait(s) [______]
genetic basis [______]
past positive or neutral connection or mechanism between trait(s) and
fitness [______]
past selection pressure or environment [______]
present negative connection or mechanism between trait(s) and fitness
[______]
present selection pressure or environment [______]
primarily by providing a story or prediction that says that it would be good for
an organism to possess the trait in question, but rather by a variety of detailed
biological measures and assumptions. We can see how Box 2.1 would be filled
in for the sea turtle case, with the present negative connection between trait and
fitness being the death of baby sea turtles who climb up the beach toward the
beach houses, and the present selection pressure being the presence of beach-
house lights attracting the baby sea turtles.
2.13 Summary
Evolutionary adaptation occurs only as a consequence of a natural selection
process; however, selection processes can fail to produce engineering adapta-
tions. The evidence needed to document an engineering adaptation in evolution
includes evidence not only of a contribution to fitness of a trait, but also of its
heritability, and of a past selection process producing the engineering adapta-
tion. Variations of these requirements occur at a variety of biological levels of
organization, from gene to group to lineage to combinations of lineages, thus
producing adaptations at the full span of biological levels. In this section we
have given a whirlwind review of a variety of factors that play roles in
evolutionary change over time.19
I have reviewed a variety of ways in which organisms can evolve, with
a variety of selective and nonselective causes producing these outcomes. As
I hope the reader can see by now, evolutionary research is complicated by the
presence of this full variety of evolutionary factors, because any one or
19
Suggested Further Reading:
Harrison (1980); Inside Nature’s Giants | PBS www.pbs.org/show/inside-natures-giants/;
Marshall Cavendish Corporation (2010) Mammal Anatomy: An Illustrated Guide.
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34 Elements in the Philosophy of Biology
Note here that in the first complaint, Gould and Lewontin are asking for
a “stopping rule” of some kind that would signal the abandonment of the search
for adaptive stories, or the time to investigate alternative accounts from the
evolutionary canon.
The biggest danger they emphasized (issue [2] above) may be summed up
briefly as the risk of what they called “just-so stories” serving in place of well-
confirmed adaptive explanations. What happens in such cases is that the biolo-
gist’s imagination serves her well for producing selective accounts for what are
assumed to be adaptive traits, but that such accounts are not carefully examined
for their empirical support, according to the standards described in Section 1.
Instead, the biologist’s good storytelling ability substitutes for evidence in
support of the adaptive account, and such “just-so stories” are accepted on the
basis of their plausibility rather than firm evidential support for a variety of
independent aspects of the model (see Section 1). In such cases, a variety of
good evidence is neither sought nor provided; and the evolutionary basis of such
traits is simply assumed and granted without firm evidential support – it is based on
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Adaptation 35
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36 Elements in the Philosophy of Biology
species. While natural selection at a variety of levels may be the most significant
factor, we also have genetic linkage, phyletic history, developmental factors,
embryological constraints, and social and niche coevolutionary factors, and,
I would add, drift, mutation, chance, and migration, or combinations of any of
these processes in a correlated or linked trait, among other causal and explana-
tory factors.
I call this basic approach using the full variety of evolutionary factors we’ve
discussed the evolutionary factors framework of evolutionary theory; its
fundamental research question is: “What evolutionary factors account for
the form and distribution of this trait?” Sometimes, several of these factors
operate simultaneously on a given trait, but often only one or two are the major
factors causing its form and distribution at a given time.
When we investigate the evolutionary account of a given trait, in the fields
we’re discussing (i.e., evolutionary psychology, behavioral ecology, and socio-
biology), it is usual to prioritize the functional factors, natural selection and
sexual selection, as the most significant ones in evolutionary research. We might
start with the question:
If the trait, after investigation, does not appear to have a correlation with
fitness,21 or does not appear to have evidence of design – hence, does not appear
to have a current or past function – we pursue other possible evolutionary
explanations, such as whether it might be due to genetic linkage with another
trait or a by-product of selection (i.e., indirect selection). Alternatively, it may
be present due to developmental or embryological constraints, or phyletic
inertia, and so on. Pursuit of such explanations consists of testing them against
available evidence and searching for new evidence specific to those factors.
However, the approach dominant among leading animal behaviorists, behav-
ioral ecologists, many human evolutionists, and nearly all evolutionary psych-
ologists (who ask evolutionary questions to analyze psychological traits), is the
one described above (section 3.1), called methodological adaptationism.
Under this approach, the leading research question is: “What is the function
of this trait?” And the research consists of a search for supportive evidence for
adaptive hypotheses that can explain the trait’s presence in the population.
20
See Rose and Lauder (1996) and Martins (2000) for examples and methodological details. Note
that leading with this specific research question does not describe research in evolutionary
developmental biology, which starts with nonfunctional questions in evolutionary developmen-
tal biology and leads with questions concerning form and structure.
21
Symons gives reasons against using correlation with fitness for detecting adaptations and prefers
evidence of design (1990).
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Adaptation 37
Mayr offers the discovery of the lateral line in fish – the complex dark line
running along the sides of nearly all fish – as an example of the power of the
function question; if we had just let the line remain mysterious, we would never
have understood its function as an additional sense-organ in the life of fish.23
Moreover, Mayr defends the adaptationist program as harmless, when applied
correctly:
22
See Lewens (2009) for nine types of adaptationism. Amundson (2001) and Sansom (2003) have
also emphasized the multiple nature of adaptationist questions and answers, but not in the way
I do here.
23 24
See Williams 1966, pp. 10–11. For examples, see Wade 2016.
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38 Elements in the Philosophy of Biology
answers. We need to think very hard about the research questions we ask and the
answers they allow, because the questions can lead us to miss what’s really
going on, and therefore to scientific failure. While I apply this logic to the
adaptationist methodology, it can be applied to any scientific investigation; the
logic of research questions is applicable to any scientific field that experiences
controversy about methods and inference.
The methodological adaptationist asks, echoing Mayr,
Someone following the evolutionary factors framework asks, on the other
hand, quite generally:
We can now see a clear logical contrast between the two distinct frameworks and
their corresponding sets of research questions and possible responsive answers.
Note that the first answer following the general question, “What evolutionary
factors account for the form and distribution of this trait?”, specifically, “Does
this trait have a function?”, is an adaptation answer, which was done to suggest
that, pragmatically, in the fields of evolution we’re examining, adaptation also is
explored, as a priority, in the evolutionary factors methodology. This does not
necessarily follow from the evolutionary factors logic, but it is a priority for
those in the named fields of study because of their research interests, which
center around functions.
But under the evolutionary factors approach, the key question about adapta-
tion is: “Does this trait have a function?” which is logically very different
from the key question asked by the methodological adaptationist. Here, there is
no assumption that the trait is an adaptation, in sharp contrast to leading
research with the question: “What is the function of this trait?” (A reminder
for the reader: we are using Williams’ and Lewontin’s notion of an engineering
function, not an etiological function; see Section 1.)
Under both the methodological adaptationist and the evolutionary factors
approach, there are standards of evidence for when a claim for that factor is
supported. When a claim is made that a feature is an adaptation, certain standards
of evidence must be met, such as evidence of fitness contributions or design
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40 Elements in the Philosophy of Biology
27
Sober in Reeve and Sherman 1993, p. 7.
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42 Elements in the Philosophy of Biology
Andrews and colleagues are making a point here about how to increase confi-
dence in a hypothesis: if A and B are “mutually exclusive” exhaustive compo-
nents, then increasing your confidence in component A commits you to
decreasing your confidence in component B, and vice versa.
But the point is both logically and biologically mistaken, since the evolutionary
components in question are not truly logically mutually exclusive: They can both
be true at the same time. Although being an adaptation and being an exaptation
are not mutually compatible, selection can also occur on a spandrel, making that
combination also compatible.29 Thus, Andrews et al.’s characterizing the factors
as “mutually exclusive” is rarely correct in biology. To assert incompatibility is to
misunderstand the selective and various other evolutionary factors. They are not
only logically compatible, they are biologically compatible.
Mayr (1983) made the same mistake: “Only after all attempts to [find an
adaptive explanation] have failed, is [the evolutionary biologist] justified in
designating the unexplained residue tentatively as a product of chance,” i.e.,
“the incidental by-product of stochastic processes” (Mayr 1983, p. 326; see
28 29
Cf. Beatty 1987. See Table 1.1 for definitions.
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Adaptation 43
BOX 3.2 “WHAT EVOLUTIONARY FACTORS ACCOUNT FOR THE FORM AND DISTRIBUTION
“DOES THIS TRAIT HAVE A FUNCTION?”
OF THIS TRAIT,” OR, E.G.,
This question has a series of distinct possible and responsive answers (that
might be considered in any order, except that the adaptive answers usually
go first in practice for the fields under consideration):
Possible and Responsive Answers
A: This trait occurs in the population because it has the function F, an adaptation.
A: This trait occurs in the population, it is under hierarchical selection,
and it has the function G, an adaptation.
A: This trait occurs in the population through mutation and genetic drift.
A: This trait occurs in this population because of mutation and migration of genes
from another population.
A: This trait occurs widely in this population because of an evolutionary develop-
mental novelty.
A: This trait occurs widely in this population because it is genetically linked to
a trait that is highly adaptive (genetic linkage or correlation).
A: This trait has its current form largely because of an ancestral pattern (phyletic
inertia).
A: This trait has its current form and distribution because of pleiotropy with a trait
that was under natural selection.
A: This trait has its current form and distribution because it is a by-product or
bonus of a trait that is strongly selected in the opposite sex in this species.
A: This trait has its current form and distribution because of some combination of
the above factors.
Etc.
Millstein 2008). Similarly, Buss et al. (1998) narrow the alternatives to adapta-
tion down to chance and “incidental byproducts,” omitting all the other alterna-
tives (see Box 3.2). This narrowing creates the appearance of having two
mutually exclusive disjuncts, but in fact, accumulating evidence for one does
not disconfirm all other evolutionary factors.
Modern evolutionary theory says there are evolutionary models available that
use distinct evolutionary causes; any of these may answer the question, “What
evolutionary factors account for the form and distribution of this trait?” Under
this analysis, the causes are not mutually exclusive; they can often be combined
and serve as complementary causes of evolutionary change.
The division of labor response says methodological adaptationists are merely
researchers who look for functional explanations for traits, and if they cannot
find one for a trait, move on to look for another functional solution for another
trait. If that were all they were doing, they would be quite harmless. But that is
not an accurate description of methodological adaptationism in practice. As we
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44 Elements in the Philosophy of Biology
will also see in Section 4, methodological adaptationism leads to bad logic, bad
reasoning about evidence, and inferior biology. It is destructive of good science
and good evolutionary biology; it is not just a matter of overemphasis on
adaptation in the biological community.30
But there are even more serious problems that have arisen from methodo-
logical adaptationism. In practice, methodological adaptationists sometimes
cannot compare the weight of evidence for various hypotheses, one against
the other. Even when consideration of evolutionary hypotheses involving the
other evolutionary factors really does happen, what counts as evidence support-
ing those hypotheses fails to come into view, as we shall see.31
30
A similar point was made by Wagner in his discussion of shifting pluralism, which is “the idea
that there are multiple causes and mechanisms involved in every evolutionary process” (2000).
31
Suggested Further Reading: Amundson (1994, 1998, and 2005); Carroll (2005); Cosmides and
Tooby (1994); Geary and Flinn (2001); Griesemer (2015); Griffiths (1996); Newman,
S. A. (1988); Newman and Bhat (2008 and 2011); Pinker (1999); Raff (1996) Schmitt and
Pilcher (2004); Symons (1990); Thornhill (1990); Wake (1991 and 2009).
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Adaptation 45
theories – all that I could locate at that time – that offered evolutionary explan-
ations for the existence and prevalence of female orgasm; 21 of them were
adaptation accounts. I found that none of these 21 accounts were supported by
the available empirical evidence that we had about female orgasm at that time.
Eleven of these adaptation accounts were based on a pair-bond view of female
orgasm, while several other adaptive accounts were oriented around a female
choice sexual selection view that depended on sperm competition and its con-
comitants (see Section 4.1.4). All of these adaptation accounts were attempting to
account for the persistence of the trait in the human population, not its evolution-
ary origins per se, which might lie in the deep mammalian past, as postulated by
Pavlicev and Wagner (2016). The alternative, nondirectly adaptive account for
persistence is called the “by-product” or indirect selection account, and is based
on strong stabilizing selection in males but not females, as explained below.
The evidential situation has only gotten worse for the 21 adaptive explanations
for the prevalence of female orgasm since my book was published, because in
2013 a study of over 8,000 women was published in which the fitness difference
that orgasm made for women was studied: The genetic component of fitness
difference that the existence and frequency of orgasm made for women was a flat
zero (Zietsch and Santtila 2013). In other words, having orgasm has no effect on
genetic fitness, when measured as number of offspring.32 If things in the past were
like they are today, orgasm cannot have been an adaptation, since it made no
difference to reproductive success, a necessary component for an adaptation. Is
there any reason to think that things were different in relation to female orgasm in
the past? Were pairs in the past more inclined to produce orgasm for the woman
upon intercourse, as many have claimed to me, noting that modern women are
“professional and uptight”? That argument would have to be substantiated with
evidence, which does not look promising according to the world’s authority on
primate sexuality, Alan Dixson (2009, 2012).
I concluded in 2005 that the lone available indirectly selective account (which
relies on substantial stabilizing selection in males), the by-product/bonus account,
had the most evidential support, a position I still hold. The account was first
proposed by anthropologist Donald Symons in 1979. An analysis of Symons’
research shows that he is not a methodological adaptationist in the Mayrian sense,
but rather an “adaptationist” following the path of the evolutionary factors
framework question, “Does this trait have a function?” (See Symons 1990.)
Symons’ account of female orgasm is based on the shared development of the
embryo, as mentioned in the previous chapter. Males and females share the same
32
Ideally, the fitness of female orgasm would be measured by both the quality and number of
offspring, but this was not feasible for the Zietsche and Santtila study. Thus, what we have right
now is a partial picture, but we have no reason to think it misleading.
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46 Elements in the Philosophy of Biology
embryological form at the beginnings of life – they start off with the same basic
body plan, and only if the male embryos receive a jolt of hormones during the
eighth week of pregnancy do any sexually distinguishing characteristics appear.
In males, orgasms are understood to be stabilizing-selected adaptations, likely as
rewards for participation in sexual intercourse, which raises reproductive success.
In fact, while this is always assumed, it is supported only indirectly with evolu-
tionary evidence of the kind we expect from adaptive accounts (Zuk 2006).
The understanding under the bonus/by-product or indirect-selective account of
female orgasm is that the females get the orgasm “for free,” that is, simply as
a consequence of sharing the embryological form with the male, who is under
stabilizing selection for orgasm. The tissues involved in orgasm for males and
females are homologues, shared between males and females, including nerve
tissues, erectile tissues, and muscle fibers. This whole embryological pattern, not
just the clitoris (and potentially involving the five afferent [incoming] sensory
nerve pathways I mention in my 2005 book), is involved in producing orgasm in
females, and is produced in them through their embryological connection to the
same tissues in males. The idea behind the theory is that the tissues involved in
orgasm for males and females are very similar, including nerve tissues, erectile
tissues, and muscle fibers. Thus, females get the functioning orgasmic tissues
through this embryological connection and are capable of having orgasms under
the right conditions of rhythmic stimulation.33 Note that this may be seen as both
an account of evolutionary origins of the trait, as well as a selective account of the
trait’s maintenance in the population.
The bonus, indirect-selective account may also be complementary to the
Ovulatory Initiation Hypothesis of Pavlicev and Wagner, who hypothesize
a deep origin of the female orgasm in the induced ovulation mechanisms,
finding homologies in some of the hormonal releases of both features
(Pavlicev and Wagner 2016, Pavlicev et al. 2019). I find it difficult to understand
what the origins of the male orgasm are supposed to be under this account, but
again, it may well be complementary to the by-product account, and they both
have the same consequences for female orgasm today: Female orgasm is not
adaptive, and it does not have a modern evolutionary function.
In any case, the indirect-selective sort of explanation for female orgasm is both
‘developmental’ and adaptive, as we reviewed in Section 2; female orgasms are
seen as evolutionary “by-products” of adaptive evolution in the males of the
species, just as male nipples are by-products or indirect-selective results of adaptive
evolution in the mammalian females. When I first published my book, this more
33
Komisaruk and colleagues have more recently shown that the human vagina, cervix, and clitoris
are innervated by different afferent (incoming) pathways (2011). More research is necessary.
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Adaptation 47
Figure 4.1 Orgasm rates with intercourse taken from Dawood and colleagues
2005
all of the selection explanations offered so far for female orgasm – no matter
what their details are – are likely unsupported or disconfirmed. The most recent
selective accounts published since my book (for example, Puts and colleagues,
2012a,b) do not address this issue of the lack of a selective peak.
Consider a further variety of evidence for the by-product/bonus account.
Strikingly, females masturbate through direct stimulation of the clitoris – the
homologous organ to the penis, from the same sources in the embryo – and not
through simulating intercourse, just as we would expect on the by-product
account. Similar stimulation to homologous organs yields orgasm for both
sexes (Kinsey and colleagues 1953). Note the contrast with what we would
expect about masturbation if orgasm were selected to go along with intercourse,
as it does on all of the adaptive theories: Women would imitate reproductive sex
when they masturbated.
In fact, only 1.5 percent of women do this, according to Hite (1976) and
confirmed by Kinsey et al. (1953). Thus, the fact that women stimulate the
homologous organ to the penis when they masturbate is predicted by the by-
product/bonus account. The origins and maintenance of female orgasm lie with the
male-homologous orgasmic structures and reflex (i.e., the clitoris and surrounding
tissues), and not in relation to intercourse. The fact that this prediction of the by-
product/indirect-selective account is confirmed is evidence in favor of the account.
These facts about masturbation are precisely why Freud thought it necessary
to move the locus of excitement from the clitoris to the vagina for “mature”
women, because it didn’t make evolutionary or adaptive “sense.” Freud
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Adaptation 49
believed that all women ought to have orgasm from vaginal intercourse. This
belief was explicitly derived from his conviction that female orgasm must be an
evolutionary adaptation to promote reproduction, like many present-day
explanations of the trait.
Freudianism said: Female erotic pleasure is initially centered on the clitoris in
infancy and childhood, but with the process of maturation into womanhood, the
core of female eroticism must ‘migrate’ to the vagina as the healthy woman’s
‘primary’ erotic center (Freud 1905).
As Freud wrote:
Women who failed to enact this migration – that is, the 90–94 percent of women
who “obstinately” remained dependent on the clitoris for orgasm, or who failed
to reliably have orgasm from intercourse without additional clitoral stimula-
tion – were ‘infantile,’ ‘immature,’ ‘neurotic,’ ‘frigid,’ or ‘dysfunctional.’ Each
of the labels is an assault on women’s well-being itself. It’s very significant that
this labeling was not restricted to some medicalized or head-shrunken subset of
the population – it was the coin of the realm, in women’s magazines and advice
columns, in doctors’ advice, and in marriage manuals.
But rather than follow the other evolutionary explanations in enforcing this
abuse, the bonus/by-product indirect-selective account actually explains the
low rate of reliable female orgasms with intercourse.
It is also supported by new anatomical studies linking the structure of the
genitals with orgasm rate with vaginal intercourse. Behavioral endocrinologist
Kim Wallen and I discovered that women with a longer distance between their
clitoris and urinary meatus (urinary opening, as a more stable substitute for
a measure of vaginal opening, the CUMD, “Clitoral-Urinary-Meatus-
Distance”) have many fewer orgasms with intercourse than those women with
a shorter distance.35 Note again that the occurrence of orgasm is not correlated
with fitness measures, so these different distances cannot be interpreted func-
tionally, under the present information. The correlation we discovered seems to
be an accident of development, not a product of genes, which is confirmed
35
Wallen and Lloyd 2011; independently confirmed through MRI by Oakley et al. 2014; Vaccaro
2015.
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50 Elements in the Philosophy of Biology
independently by animal studies (Wallen and Lloyd 2011; see discussion and
Figure 4.2 in Section 4.1.4).
Symons’s general thesis is also supported by the nonhuman primate evi-
dence. For example, female stumptail macaques have been shown to have
orgasms by placing electrodes into their uteruses and genitals – which shows
that they have the distinctive contractions and other bodily markers character-
istic of orgasm.
There is a fascinating thing about these orgasms, though. Many of them occur
when one female climbs onto the back of another female and rubs her clitoris
against the other one’s back, thus providing the direct, rhythmic stimulation
desired for orgasm. A few of these same females also have orgasms while
copulating with males, but these rates tend to be quite low (Lloyd 2005a). In
addition, none of the observations about homosexual orgasms were observed to
occur during the monkeys’ fertile periods, thus denying any account based on
hormones.
All of this is bad news for evolutionary theorists attempting to tell adaptive
stories of female orgasm that tie it to heterosexual copulation or fertility, with
which this evidence is incompatible. For example, the adaptive hormone-based
account of female sexuality says that orgasm will occur during the estrus period
of the animal (i.e., when it is fertile), but this is not what is found here, where the
orgasms all occurred outside the fertile period, and cannot therefore be related
to fertility. These orgasms, however, that are unrelated to heterosexual copula-
tion and to fertility are completely compatible with Symons’ by-product/bonus
account, as they link the clitoral stimulation to penile stimulation of the male.
This behavior is not compatible with any of the proffered adaptive accounts of
female sexuality (Lloyd 1993).
But Gould is actually representing Symons’ views in his quote, and Symons’
views are based on empirical data presented in his chapter; they are not asserted
a priori. Gould’s full quote says: “In all the recent Darwinian literature, I believe
that Donald Symons is the only scientist who presented what I consider the
proper answer – that female orgasm is not an adaptation at all. (See his book,
The Evolution of Human Sexuality (1979)).” (Gould 1987a, p. 17).
Gould also says:
But Dewsbury’s perception was, clearly, that no good evidence had entered into
the debate, despite Symons’s entire book chapter detailing empirical evidence
supporting his theory, and Gould’s appeals to the empirical support that I had
amassed, involving 14 studies at that time. But all of that empirical evidence
(discussed in Section 4.1.3, “‘Null’ Hypotheses”) was invisible to these
researchers. Apparently adaptive hypotheses could be favored or disfavored
by the evidence – and they had not been favored in the female orgasm case so
far – but a nonadaptive hypothesis like the by-product/bonus account apparently
could only be “asserted or denied a priori.”
Similarly, many years later, evolutionary psychologists Andrews and col-
leagues, in considering Gould’s discussion of the female orgasm, claimed that
Gould gave no positive evidence for the trait not being an adaptation, under either
the contemporary fitness view of adaptation or under a historical functional
account, and simply “proclaimed that the female orgasm is not an adaption but
a byproduct.”36 Andrews et al. complain about Gould’s methodology that:
Gould’s conclusion may be correct but his argument does not warrant it. As
we point out later, demonstrating that the female clitoris and orgasm are
byproducts requires the failure to find evidence for its special design and,
hence, an adaptationist testing strategy. (Andrews 2002a, p. 499)
36
See Box 4.5 to see the rankings of the strength of evidence and sources for these features of the
evidence for the indirect-selective by-product account.
37
This is a summary of supporting evidence, not a summary of evidence against an adaptive
account (see Section 4.1.3).
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52 Elements in the Philosophy of Biology
But actually, the repeated failure of adaptationist accounts does not have any
bearing on the positive evidence available supporting the bonus/by-product
account (reviewed in Box 4.1), although many adaptationists incorrectly
believe that this failure of the adaptationist accounts is the sole evidence
supporting that indirect selective explanation.41
As we’ll see later on, because the logic of the methodological adaptationists’
research question demands exclusively a function answer, no bonus/by-product
answer can be considered a positive answer to their research question, and thus
bears support in its favor.
But what about the other evolutionary factors that are allowed in all
evolutionary textbooks? Reeve and Sherman (1993) allow that there are
“mechanisms of persistence other than natural selection,” and they list them
as follows: “a relatively non-adaptive trait may persist because of several
processes including prolonged lack of genetic variation, unbreakable genetic
correlations with other traits, recurrent immigration, and genetic drift” (Reeve
and Sherman 1993, p. 19). But it turns out that in practice they take these
alternative causes, such as developmental constraints or genetic correlation, to
either actually be serving the adaptive functions as well, or to not really be
viable as alternative causal explanations to adaptive explanations. From this
we can see why the list of answers to the methodological adaptationist
research question does not actually include any other answers besides the
function ones.
38
See Section 4.1.4. 39 Andrews et al. 2002a, p. 499 footnote 6: p. 504.
40
Alcock 1987, 1998; Sherman 1989; see Lloyd 2005a for discussion.
41
See Alcock 1998; Linquist 2006; Mayr 1983, p. 326.
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Adaptation 53
42
By “evolution,” Barash means “selection,” in context. This mistake is discussed in the next
section.
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54 Elements in the Philosophy of Biology
Alcock (1987) had good reasons to question how a structure that plays such
an intricate role [in facilitating sexual pleasure in women—here, he is talking
about the clitoris, not the orgasm, inappropriately] and one so obviously
related to fitness could possibly be reproductively neutral. (1989, p. 698,
emphasis added)
43
For example, see the language in Alcock 1987, 1998; Sherman 1989.“The adaptationist position
is an invitation to scientific investigation,” writes Alcock, and this is meant to contrast with the
by-product account, which, it is implied, stifles inquiry prematurely, resting with an unsatisfac-
tory, incomplete explanation (1987, p. 6; Lloyd 2005a p. 156 and Ch. 6).
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Adaptation 55
adaptationists may claim to have the same items on their lists as the evolution-
ary factors theorists, but when push comes to shove, they do not treat them as
live options, on their own accounts.
We can zero in on the key problem: None of this evidence for the causal by-
product/bonus hypothesis in Box 4.1 is recognized or weighed when consider-
ing this trait from the adaptationist methodological perspective. Thus, even
though the methodological adaptationists present their adherence to their
research program and its attendant question as perfectly harmless and, in fact,
very good and productive science, we can see here an example of where it goes
astray. Because they implicitly assume that no null hypothesis may have
evidence in its support, they cannot see the evidence supporting the by-
product/bonus account.
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Adaptation 57
BOX 4.3 FEMALE CHOICE/UPSUCK MODEL OF FEMALE ORGASM AND ITS EMPIRICAL
EVIDENCE
44
Puts et al. 2012a,b. 45 Puts et al. 2012a,b, giving them the benefit of the doubt.
46
Levin 2011; Masters and Johnson 1965, 1966; Dixson 2009; 2012.
47
Dawood et al. 2005; Dunn et al. 2005. 48 Zietsche and Santtila 2013.
49
Puts et al. 2012a,b. See Lloyd 2005a, Ch. 7; Levin 2011, 2015; Dixson 2012 for critiques.
50
See Levin 2011 for further evidence against sperm upsuck.
51
While the video only showed the contractions of the uterus upon orgasm dipping down into the
vaginal cavity, where the sperm lay, the narrator added that “upsucking” of the sperm was also
happening, although we cannot witness that.
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58 Elements in the Philosophy of Biology
BOX 4.4 VISUALIZATION OF BAKER AND BELLIS 1993 DATA SET FROM PAIRS IN STUDY
H 1
N 2
Q 1
R 8
S 6
W 3
Z 2
AA 1
0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100
Observations
In one “supporting” data set, they have 1 out of 11 couples in the sample
contributing 93 out of the 127 data points (nearly three-quarters of the data!). Four
of the other 10 couples contributed one data point each, a combined total of
3 percent of the data, and so on. But extrapolating to the population at large based
primarily on the results of a single subject badly violates standard statistical
practice (see Lloyd 2005a, Ch. 7). In the end, the Baker and Bellis data are
statistically worthless and no scientific conclusions can be drawn from them.
So why was this account of uterine upsuck adopted by top researchers in
human evolution and taught in human evolution courses by evolutionary psych-
ologists and sociobiologists? It cannot be because the paper was good science –
because it clearly wasn’t – as even my harshest critics now agree (e.g., Barash
2005). It seems to be because they just liked what the paper had to say, namely
that female orgasm serves an evolutionary function. Here we see adaptationist
bias in action, and several adaptationists, David Puts and Khytam Dawood and
colleagues, are still citing this Baker and Bellis paper to underpin their female
choice theories (e.g., Puts et al. 2012a, b) despite having given no real defense of
the paper against the critique I gave in 2005, among other methodological
critiques.
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Adaptation 59
In Box 4.3 is the state of the empirical evidence supporting the various
aspects of the female choice/upsuck selection model, accompanied by their
sources. As you can see from Box 4.3, the model is not well supported by the
empirical evidence.
But if we look just at the prediction of this particular sexual selection model,
it can successfully be tweaked to fit the evidence of the flat curve showing
orgasm rate with intercourse, as in Box 4.1. The poor state of evidential support
for the hypothesis is only made clear by checking the independent evidence for
the various aspects of the model, the central and crucial step in evaluating an
adaptive hypothesis, as we saw in Section 1. Thus, the only adaptive model that
is compatible with the sexology evidence – in that it fits the flat curve – does not
have further supporting evidence for its aspects and assumptions. Thus, the
female choice model is not comparable to the by-product account in its overall
evidential support.
There is further evidence in favor of the by-product account. One of the
most compelling things about the female choice theory is that it gives an
answer to the question “Why do women respond to intercourse with orgasm
sometimes yes, sometimes no?”, which was mysterious under other adaptive
theories.
Kim Wallen and I published independently confirmed analyses of data that
bear directly on whether or not women have orgasm with intercourse, and
when. As mentioned above, our anatomical, non-adaptive, explanation of why
women have a variety of orgasm rates is based on what we call “CUMD”
measurements, the measured distance between the clitoris and the urinary
opening, meant to stand in as a proxy for the vaginal opening.
Figure 4.2 shows some of our data.
3.5 Orgasm
No Orgasm
3.0
CUMD (cm±SEM)
2.5
2.0
1.5
1.0
0.5
0.0
Bonaparte Landis Combined Autosexual
(Masturbation)
Study Sample
The white bars represent women who reliably do have orgasm with inter-
course, while the black bars represent women who routinely do not have orgasm
with intercourse. On the y-axis is the CUMD.
You can see that the women who routinely have orgasm with intercourse have
much shorter CUMD measures than the women who do not. The difference
between the groups in orgasm rate is highly significant, greater than two standard
deviations, in both data groups that we analyzed, Bonapart and Landis. This
anatomical trait is apparently due to developmental exposure to androgens in the
womb and is not genetically controlled.
Using an independent statistical test, we also found that this anatomical
distance was predictive of whether a woman had orgasm with intercourse. You
can also see that it was irrelevant to orgasm with masturbation, as we would
expect.
In other words, we found that an anatomical trait predicted whether or not
a woman would have orgasm with intercourse. This makes good sense, if you
think about it. In sum, Wallen and I found that for the strong majority of women
in our samples, anatomy seems to suggest destiny (2011). And clearly, if her
anatomy so strongly influences whether or not she has an orgasm with inter-
course with a male, that leaves insufficient room for the genetic quality of the
male – specifically, his masculinity, attractiveness, or dominance, as presented
in the female choice theories – to strongly influence the outcome of such
intercourse, with orgasm accompanied by uterine upsuck.
This is because, according to the population genetic theorists, the selection
pressure of this type of sexual selection scenario needs to be quite strong in
order to produce any result in terms of evolution (Hosken 2008). Thus, the
anatomical relation we discovered makes such a scenario highly unfeasible. In
other words, there is no evidence that the women’s variation in orgasmic
response, as measured in CUMD, coordinates with the masculine features
emphasized by the female choice theories. It seems, rather, that women either
tend to have orgasm with intercourse or not, depending upon their anatomical
features and not their partners. As we move along the flat curve, those women
either tend or don’t tend to have orgasm with intercourse, regardless of their
male partners. But the prevailing selective theory needs them to be very sensi-
tive to male traits against the available evidence.
Thus, the female choice theory does not have further supporting evidence for
its aspects and assumptions, and thus is not comparable to the by-product
account in its overall evidential support, as one can see by following up on
the evidence cited in the footnotes. We can see this quite clearly when we
contrast this sexual selection/cryptic female choice adaptation model (Box 4.3)
with the one for the bonus/by-product/indirect selective account (Box 4.5).
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Adaptation 61
52
Kinsey et al. 1953; Hite 1976; Fisher 1973.
53
Kinsey et al. 1953; See summary of 47 studies, 140,000+ women in Lloyd 2005a.
54
See summary in Lloyd 2005a; Lemmon and Allen 1978; Chevalier-Skolnikoff 1974.
55
Dawood et al. 2005; Dunn et al. 2005.
56
Dawood et al. 2005; Dunn et al. 2005; Kinsey et al. 1953; Komisaruk et al. 2006; Lloyd 2005a;
Zietsch and Santtila 2013.
57
Alcock 1998; Sherman 1989; Smith (Hrdy) 2005.
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62 Elements in the Philosophy of Biology
likely a consequence of their adaptationist bias that a particular trait will only be
sustained in a population if it itself is under sustained selective pressure. But
under the bonus/by-product account, the basic muscle, nerve, and tissue path-
ways involved in female orgasm would be maintained in the female over the
generations in virtue of the fact that they are under ongoing strong stabilizing
selection in the male; male nipples are maintained in the same fashion. Nobody
thinks that male nipples are disappearing! Thus, methodological adaptationist
explanatory biases involving the necessity of selection have led to fundamental
mistakes regarding the by-product/bonus hypothesis by these researchers and
their followers.
In addition, when discussing alternatives to adaptations, methodological
adaptationists have been prone to make further scientific errors concerning
what the by-product/bonus account says and assumes. These biologists rea-
son that if a trait is not adaptive, it cannot be part of an evolutionary account
at all.
On John Alcock’s analysis, the by-product/bonus hypothesis is a null result and
offers only a “proximate” explanation of how women come to have orgasms.
For Alcock, who calls himself an “ardent adaptationist,” the by-product
explanation is seen as no evolutionary explanation at all. On Alcock’s analysis,
which is shared by Paul Sherman, a leading theoretician of animal behavior, the
by-product hypothesis offers only a “proximate” explanation of how women
come to have orgasms. In other words, it only explains how female babies grow
up to have orgasms as adult women.
Alcock writes that
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Adaptation 63
Note the equivalence of evolution with selection in this statement; the bonus/by-
product explanation is mistakenly not considered evolutionary, just as we saw
before with Alcock and Sherman. This is again the result of the logic of the
research question, through methodological adaptationism.
For these authors, unless we are allowed to assume there is an adaptation,
then we cannot tell whether we can explain it in an “evolutionary” way. The
entire rest of evolutionary biology that we have been discussing in the evolu-
tionary factors methodology is invisible, under this account; it is disappeared.
The methodological adaptationists’ methodology was supposed to be benign; it
was not supposed to be a risky endeavor with radical theoretical commitments,
although that is where it seems to have ended up.
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64 Elements in the Philosophy of Biology
precisely because they have only one type of answer in mind, a function answer,
one in the context of selection processes alone.
Let us take a look at this case using our logic of research questions framework.
Slotting their proposed questions into the options for functional accounts, as they
suggest, we get, as a set of answers to explain the convergence of multiple
lineages onto a four-toed miniaturized state:
But note that the first ‘function’ answer really is a developmental answer,
contrary to the initial claim of Reeve and Sherman, and not fully a function
answer after all. Because Reeve and Sherman have set up the problem using the
methodological adaptationist framework, their research question requires
a function answer as responsive.
We might say that the answer is minimally compatible with a function
answer. But it’s more, it’s actually what Wake and his colleague studied in
their lineages, and it is part of Wake’s proposal of a developmental and phyletic
constraint explanation.
According to Wake, who has spent decades studying these lineages of
lungless salamanders, which include all tropical salamanders, a total of
about 45 percent of the species of all salamanders, the answer may be a bit
of both factors (1991). The situation is this. Groups of descendent salamanders
are convergent if they have similar morphological but different ancestral
states.
One particularly important factor in their evolution is the very large
genome size of the salamanders, and the consequent large cell size and
slow cell cycles that result. They are the largest genomes of any terrestrial
vertebrate, with consequences for its morphology, such as the four-toe
59 60 61
Reeve and Sherman 1993. Reeve and Sherman 1993. Reeve and Sherman 1993.
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Adaptation 67
This is much easier to see when we use the alternative evolutionary factors
framework:
Comparing Boxes 4.6 and 4.7, the evolutionary factors approach makes very
clear the complementary nature of the selective and developmental constraints
explanations of the convergence of four-toedness in the salamanders.
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68 Elements in the Philosophy of Biology
For them, the only “real” explanations are answers to the function questions, that is,
an answer is either “fundamentally flawed” or it is an explanation of adaptations.
Reeve and Sherman accuse the concept of a developmental constraint as
being “almost as vague as that of phylogenetic inertia,” which they savage in
their article (1993, p. 20).
Everything else is apparently merely a description, under their view, as we
can see with this salamander example. But Wake shows us that two answers –
the selective and the developmental constraint – can be compatible and inform-
ative, as we saw in Box 4.7, in the salamanders.
62
See Wake (2009) for analysis of the first two evolutionary factors mentioned here in the
salamander case working together.
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Adaptation 69
responsible for placing segments and legs and heads in their correct places on
the body forms of an organism.
The Hox gene we will look at is called bicoid, and it is descended from its
ancestral gene, called zen, and they are both involved in determining where the
head will appear on the fruitfly. The challenge is that bicoid has recently rapidly
evolved from its ancestral gene, zen, and yet there seems to be no evidence for
selection forces to account for such a change straightforwardly, directly on the
bicoid gene (Carroll 2005).
One of the challenges for selection accounts of novel traits has to do with the
dynamics of the selection process itself. Selection processes excel at refining
traits to fit their local environments, but how do they come up with brand new
traits? In fact, they rely on outside sources of variation to select upon, as we
discussed in Section 2.5.
Moreover, one key thing to know in this example is that when natural
selection acts on genes, it usually restricts variation in the gene, because it
chooses the correct form of the gene and not the other forms (see Gannett
2010).
And I’m just using the “choosing” language here for convenience. The more
strongly selection acts, the narrower the range of variation of the gene becomes.
Likewise, the more relaxed the selective forces on a gene, the more variation
accumulates in and surrounding the gene. When a gene is not expressed, it can
vary more because selection is not acting to reduce the variation in the gene. As
selective constraint is relaxed on a gene, natural variability in the gene is thereby
increased, and we expect an increase proportional to the measure of the relax-
ation of selection on the gene. However, this may depend on the abundance of
variation for a given trait. When selection is weak, different traits may vary at
different rates. Thus one cannot simply infer the strength of selection from the
amount of variation present. But we can make the reverse inference: Less
selection means more variation in the bicoid gene.
In addition, while most genes are expressed by the complete zygote – the
paired egg and sperm, which contains both the mother’s and the father’s cells –
some genes are expressed only in the cells of the mother, called ‘maternally
expressed’ genes (Barker et al. 2005).
Under maternally expressed genes, only half as much selection is taking
place on the cell through the father’s genes, which are not expressed at all, so
they are twice as diverse as regular zygotic genes because of selection acting
only on the mother’s side. With zygotic selection, both the mother’s and the
father’s genes are being selected, so we get narrowing of variability on both
sides. But with maternally expressed genes, when only the mother’s genes are
being selected, we get increased variation of the father’s genes, because they are
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70 Elements in the Philosophy of Biology
not undergoing selection. We could say that the father’s genes are “sheltered
from selection forces” by the maternally expressed genes, because they are not
being screened by natural selection. A selective death owing to genes in the
zygote is twice as selective (it undergoes selection twice as strong) as a selective
death of a zygote owing to genes in its mother.
With this increased diversity produced by maternally selected genes and the
resultant expansion of variability on the father’s genes, the genes can evolve, or
diverge between populations or species more quickly, than the genes in the regular
zygotic context, under which there is no advanced or accelerated variation. Such
relaxed selection (on the father’s genes) creates more divergence between popu-
lations and species than ordinary zygotic adaptive purifying selection does.
Despite the fact of increased genetic diversity because of maternally expressed
genes and the accompanying relaxed selection, methodological adaptationists
assume that bicoid must be adaptive in its evolution. Nevertheless, the increased
genetic diversity arising from maternally expressed genes can explain their rapid
evolution compared to the regular, zygotically expressed form, the ancestral zen
form, as a live alternative to the adaptive account.
Michael Barker, Jeffrey Demuth, and Michael Wade (2005) performed an
experiment on this type of maternally expressed selection that explained the
evolution and selection of the bicoid and zen Hox genes in fruit flies. Population
genetic theory predicts relaxed selection on maternally expressed genes with
sex-limited expression, as we just discussed. They performed a series of
experiments to investigate whether this phenomenon showed up in laboratory
species of fruit fly, measuring variation and the expected accelerated evolution
in the flies in the lab just as was predicted by theory.
Is any of this presentable using the terms we’ve been discussing so far? Can
the methodological adaptationists handle this case? Does the evolutionary
factors approach do better? Let us start by asking the methodological adapta-
tionist question of the bicoid gene.
The Methodological Adaptationists’ Research Question is: “What is the
function of this trait?” In one sense, there is an obvious and obviously correct
answer to this question put just so, which is: “the function is to put the head in
place,” as we get in Box 4.8.
An adaptationist might be completely satisfied with this answer, but usually,
such an answer about function needs to be accompanied by an adaptive evolu-
tionary account of the trait, saying how the trait was favored by selection
through the evolutionary process, as shown in Box 4.9.
But is there such an account to be offered in this case? Again, one problem with
selective accounts involving novel traits like bicoid here is that selection is really
strong at providing adaptationist explanations about repurposing traits or revising
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Adaptation 71
them, but not so good at explaining novel traits, as we discussed in Section 2.5. In
fact, questions concerning novel traits can rarely be satisfied with straightforward
selective explanations, precisely because selection is usually about selecting,
trimming, and revising something, and not about inducing something new.
A significant part of the question about this trait concerns how such an important
trait so recently appeared and rapidly changed relative to the rest of its genome.
What is the evolutionary story behind the rapid evolution of this trait?
Does it help to turn to the evolutionary factors approach here?
What does the Barker, Demuth, and Wade story give us that goes beyond the
function of the trait? They appeal to sex-limited selection in maternal effect
genes having twice as much variation as zygotically expressed genes to account
for the speedier evolution of the maternal-effect gene, bicoid, which controls the
orientation and placement of the head in the body. Such an account cannot be
arrived at through selection alone, as relaxed constraint on selection plays the
key role in producing the increased variation in the maternally expressed genes.
Such relaxed selection induces increased variation and novelty. Adaptation and
natural selection work against novelty, hence, adaptive explanations can only
explain the kind of novelty that results from refinement, and not this kind of
novelty, which results from the relaxation of selective constraint.
Ultimately, this means that methodological adaptationist logic limits the
types of traits that we can give adequate answers to, and forces us toward
certain sorts of novelty and away from other sorts, those reliant on true increases
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72 Elements in the Philosophy of Biology
There is one final type of evolutionary factor to consider before we close our
consideration of adaptation. In 1982, Stephen Jay Gould and Elisabeth Vrba
coined a new term, “exaptation,” to mean a trait that contributes to fitness but
63
“Exaptation Revisited: Changes Imposed by Evolutionary Psychologists and Behavioral
Biologists,” Biological Theory 12, pp. 50–65 (2017). E.A. Lloyd and S.J. Gould.
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Adaptation 73
was not selected to do so. It was meant to contrast with “adaptation” (see
Table 1.1). They also said that any trait that contributes to current fitness is an
“aptation,” which encompassed both adaptations and exaptations. The skull
sutures in human babies (Figure 2.2) are a perfect example of an exaptation;
they contribute to fitness, without having been built by selection for that purpose,
that is, they are something with “vital current utility based on a cooptation of
structures evolved in other contexts and for other purposes (or perhaps for no
purpose at all)” (Gould 1991, p. 46). In other words, we have a trait that does not
vary within the population, such as the existence of skull sutures in mammals, but
which increases fitness over possible (but never actual) alternative traits, such as
not having any skull sutures. If there had ever been significant variation in skull
sutures, they would be selected against during birth, but there is not, so they are
neither engineering nor selection-product adaptations. But they do contribute to
fitness in mammals, in easing birth, so they are “aptations,” with no history of
selection, since baby skull sutures are just like reptile skull sutures, products of
developmental constraint or architecture.
Exaptations became significant in a debate within evolutionary psychology in
the early and mid-1990s, primarily because of an intervention by Gould, who
claimed that many brain activities were likely to be exaptations – that is, effects
that contribute to fitness, but were not selected to do so – rather than genuinely
selected evolutionary functions in both the etiological and engineering sense.
This went against the orthodoxy of evolutionary psychology at the time,
which was led by methodological adaptationists and was more inclined toward
interpreting obviously fitness-increasing brain activities as evolutionarily
selected functions.64
Unfortunately, in the context of that debate, Gould made an error of speaking
and used the term “function” in the vernacular, or commonsense, manner, rather
than in the technical, evolutionary engineering sense, as we shall see in a moment.
Later on, some methodological adaptationists mistakenly took this occasion of
Gould’s misspeaking as confirmation that ‘exaptation’ had an evolutionarily
‘designed’ function and was a version of an engineering adaptation. This was
a mistake because exaptation is not a version of adaptation; it is a distinct form of
aptation. As a result, other methodological adaptationists provided a standard of
evidence for exaptation that was inappropriate and based on an adaptationist
(This section of the Element, and the paper it is based on, were first written with Stephen Jay
Gould as my co-author in the spring of 2002. All of the sections were drafted before he passed
away in May 2002. It was our third co-written paper. I left it alone for over ten years, until
I finally realized that he would have liked our arguments to be published, so I updated and
completed the manuscript on my own. I would like to acknowledge Steve’s contributions to this
section, both conceptual and structural.)
64
See, for example, Tooby and Cosmides (1997) debating Gould in the New York Review of Books.
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74 Elements in the Philosophy of Biology
worldview. These ideas have been rendered practically useless through their
mistaken definitions and misapplications by some evolutionary psychologists
over these last decades.
1. Traits that were adapted for one evolutionary function but were later co-
opted (but not selected) to serve a different role; and
2. Traits that were correlates of growth, or accidental by-products, or “span-
drels,” that were later co-opted (but not selected) to serve another role.
Gould and Vrba also follow George Williams’ terminology regarding func-
tion, stating that “the operation of an adaptation is its function,”67 just as we find
in Section 1. Similarly, the operation of a useful character not built by selection
for its current evolutionary role is an “effect.” Exaptations’ effects do contribute
to current fitness, by definition, but are not designed or selected to do so.
“Adaptations have functions; exaptations have effects” (Gould and Vrba
1982, p. 6; emphasis added).
65
Cited by 914 on Google Scholar, accessed June 2, 2020.
66
Cited by 334 on Google Scholar, accessed June 2, 2020.
67
Original emphasis; Gould and Vrba 1982, p. 6.
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Adaptation 75
Gould and Vrba also suggest that the general phenomenon of being fit for
a specific evolutionary role (current fitness) should be called ‘aptation’ rather
than the usual ‘adaptation’. This allows for a distinction between traits selected
for the current role, and those not. The most important part of these definitions is
that exaptations must contribute to present fitness, but were not selected,
historically, to do so. This is as opposed to adaptations that also contribute to
present fitness, but which were naturally selected for their contributions to
fitness and evolution of an adaptation in the past.
The regular requirements for adaptations demand that an adaptive account
explain the adaptive feature(s) or modification(s) acquired through the selective
process over time, its ‘engineering’ history of its complex and built-up adaptive
traits. Under these definitions, both adaptations and secondary adaptations have
selective histories, but exaptations do not. Recall that this definition of adapta-
tion contrasts to the “product of selection” definition.
Note here that there is an important distinction to be made between second-
ary adaptations, which can be maintained by directional, stabilizing, or other
forces of selection, and exaptations, which are not primarily maintained by
selection. Stabilizing selection is therefore not the primary explanation of
stability in the trait. Rather, exaptations maintain their status primarily
through other biological mechanisms, such as developmental constraints,
embryological considerations, or other structural means such as by-products
or genetic correlations. The claim is: Selection is not the evolutionary cause
that is maintaining the trait where it is.68
Significantly, exaptations can be modified by selection to serve yet a new
evolutionary function: to become “secondary adaptations.” For example, fea-
thers originally served as exaptations for flight, under the assumption that they
originally evolved for thermoregulation of the dinosaurs they appeared on. It is
hypothesized that they were then utilized for short flights. However, the various
subsequent modifications of feathers for flight are secondary adaptations, thus
making certain features of the feathers engineering secondary adaptations
themselves (Gould and Vrba 1982, p. 11). Contrary to a common objection, it
is not the case that one generation of use in flight makes the feathers an
engineering secondary adaptation, which requires generations of genetic
change and distribution of that genetic change throughout the populations of
the species. Only after such distributed genetic change and the acquisition of
such genetic change and adaptive features by members of the species is the
feather considered to be an engineering secondary adaptation for flight.
68
E.g., Linde-Medina 2011; Newman & Bhat 2011; Amundson 2005.
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76 Elements in the Philosophy of Biology
Thus, if there is a stable trait in the population that contributes to fitness, on its
face, it might be either an adaptation or an exaptation; it is simply an “aptation.”
It might have arrived at its present state through a selection process, in which
case it is either a primary or a secondary adaptation. It may also have attained its
current identity primarily through embryological or developmental constraints,
and other structural features. The point is that these can explain why it is stable
in the population, as an alternative and complement to stabilizing selection or
other forces of selection. Relevant mechanisms might include genetic con-
straints and developmental details of the organism, correlations of growth,
and by-products of other features of the organism. For example, the constancy
of having seven cervical vertebrae in mammals, including mice, humans, and
giraffes, has been revealed as a product of the involvement of Hox genes
(related to the Bicoid case) and developmental constraints (Galis 1999).
Take the case of a novel use of a trait in a fitness-enhancing way. For example,
an insect allele that was neutral before but in a new context provides protection
against a novel pesticide would be, in the first exposure, not a selection-product
or engineering adaptation for resistance until it undergoes natural selection (i.e.,
differential reproduction relying on this allele’s protection). After selection, it
would be considered a selection-product adaptation, as there is no new machin-
ery or built-up trait involved in the process, but rather simple differential
survival of the alleles (Lloyd 2001).
When Buss and colleagues confuse evolutionary “function” with exaptation’s
effects, they ignore this important point.
In a 1991 paper, Gould was not completely careful in separating “function” and
“effect,” and his misspeaking has led to a great deal of confusion. The occasion of
the confusion was that Gould once described exaptation as “a feature, now useful
to an organism, which did not arise as an adaptation for its present role, but was
subsequently co-opted for its current function” (1991, p. 43, my emphasis). Here,
Gould misspeaks and does not use “function” to refer strictly to the activity of an
engineering adaptation. He instead uses “function” in a more vernacular sense so
that it misleadingly appears to signify the useful action of a selected trait. Gould
makes clear that such action involves enhancing current fitness (1991, p. 47).
This combination of statements led Buss and colleagues, due to their adapta-
tionist biases, to conclude that an exaptation must have a “function” in the
stricter, adaptive sense (1998, p. 539). Buss and colleagues end up confusing the
requirement that exaptations contribute to current fitness with their own, added
requirement that they serve a “function,” understood as a solution to an adaptive
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Adaptation 77
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78 Elements in the Philosophy of Biology
A: This trait occurs in the population because it has the function F (i.e., the trait is
an engineering adaptation or secondary adaptation).
...
...
A: This trait has its current form and distribution because it is an exaptation as
a result of co-optation but not selection (cannot be combined with the first two
adaptation answers, unless the traits are different).
A: This trait has its current form and distribution because of some combination of
the above factors.
Etc.
Some measure of the responsibility for this confusion is Gould’s. His single
misspeaking involving the term “function” in the 1991 paper was seized on by
Buss and colleagues, and led them to search for an original function and
a “distinct later function” in secondary adaptations, their “exaptations” (1998,
p. 541). When finding no later adaptive function, Buss and colleagues conclude
that something is amiss. Moreover, when they understand exaptations as arising
from earlier functions, they are missing half of the definition of exaptation, in
which many traits with current uses are derived from traits with no adaptive
function at all (i.e., spandrels).
But what turns on this confusion? The answer becomes clear in Buss and
colleagues’ discussion of the evidence required to show that something is an
exaptation. They require specification of (1) the original adaptation or by-
product that was later coopted for the exaptation; (2) the causal mechanism
responsible for the co-opting (e.g., on their account, natural selection or
a selective motivational mechanism; note that they do not include any devel-
opmental constraints or mechanisms or nonselective factors); and (3) “the
exapted biological function” of the trait, “that is, the manner in which it
contributes to the solution to an adaptive problem of survival or reproduction”
(1998, p. 542).
Here, Buss and colleagues’ notion that an exaptation must have a biological
function is doing some real work. As they put it, both the concepts of exapta-
tion and adaptation invoke function, “therefore, both must meet the concep-
tual and evidentiary standards for invoking function.” It becomes clear that
these standards are much too strict to bear the weight of what Gould and Vrba
have defined as exaptations. Buss and colleagues write, for example, that the
criteria for a proposed function include “the hallmarks of special design,
including specialization of function, for solving a particular adaptive prob-
lem” (1998, p. 546). Thus, it seems that Buss and colleagues are using
Williams’ engineering definition of function and are mistakenly assuming
that exaptations must exhibit this kind of function, whereas exaptations are
actually demarcated precisely to avoid such a burden.
Buss and colleagues claim that selectionist explanations “would generally be
necessary for explaining how functionless by-products are transformed into
coopted spandrels that perform specific functions,” thus making complete their
mistaken view of the connection between function and co-optation. In an
adaptationist spin, all of this is used to defend their sought-for conclusion that
natural selection is “the basic explanatory principle in biology” (1998, p. 543;
emphasis added).
The key problem is that their view does not allow for exaptation to serve its
original role in evolution, as a potential alternative evolutionary factor, since it
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80 Elements in the Philosophy of Biology
4.5 Conclusion
Before we end this discussion of the risks or shortcomings of methodological
adaptationism, I must acknowledge that many will object to my critique of
adaptationism: “But methodological adaptationism is so useful! Surely you are
not advocating sacrificing our most fruitful research tool?!”
And no, I am not doing so, since the evolutionary factors framework includes
the use of adaptation, and the search for connections to fitness, function, and
“design” may even serve as a first “go-to” algorithm.
The evolutionary factors framework may advocate starting69 research by
trying out the adaptive answer to “Does this trait have a function?” and
learning and keeping at the top of the mind as real causal alternatives the
other evolutionary factors. (Sometimes this different set of answers may
require a different laboratory setup or tools, e.g., David Wake’s work on
salamanders.70) That is the difference between methodological
69
Of course, different researchers may start with different questions. My point is that typical
researchers in animal behavior, evolutionary psychology, etc., will likely want to start by
searching for adaptations of a given trait, and they can still do so under the evolutionary factors
approach.
70
Wake 1991, 2009; Griesemer 2013, 2015; Wagner 2000.
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Adaptation 81
71
Suggested Further Reading: For evidence for by-product/bonus account of female orgasm, see
Lloyd 2005a and Levin 2014; for the hereditary basis of orgasm, see Dawood et al. 2005 and
Dunn et al. 2005; for total lack of any genetic correlation with fitness, see Zietsche and Santtila
2011, 2013. See Marlene Zuk (2006) for a review of my 2005 book; see Dixson 2012 for the
authoritative study of primate sexuality, including comparative study of human beings; see Wake
1991, 2009 for more on the salamander case. See Barker et al. 2005 for more on the Bicoid, Zen,
and Hox genes.
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Acknowledgments
Thank you to Arnold and Maxine Tanis for their support of my research over
many years. I owe thanks to many biologists and philosophers for discussion
about the topic of this book over many years, including especially the follow-
ing: The Biology Studies Reading Group at IU, Colin Allen, Linnda Caporael,
Janet Collett, Michael Dietrich, Stephen Downes, Marcus Feldman, Justin
Garcia, Stephen Jay Gould, Jim Griesemer, Chris Haufe, David Hull, Ryan
Ketcham, Roy Levin, Richard Lewontin, Daniel Lindquist, Alan Love,
Eduoard Machery, Gordon McOuat, Roberta Millstein, Elizabeth and Rudy
Raff, Michael Ruse, Elliott Sober, Javier Suarez, Donald Symons, Michael
Wade, Michael Weisberg, David Sloan Wilson, Stuart Newman, and two
anonymous referees for Biological Theory. Please forgive me, those I have
not mentioned due to my faulty memory!
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Elements in the Philosophy of Biology
Grant Ramsey
KU Leuven
Grant Ramsey is a BOFZAP research professor at the Institute of Philosophy, KU Leuven,
Belgium. His work centers on philosophical problems at the foundation of evolutionary
biology. He has been awarded the Popper Prize twice for his work in this area. He also
publishes in the philosophy of animal behavior, human nature and the moral emotions. He
runs the Ramsey Lab (theramseylab.org), a highly collaborative research group focused on
issues in the philosophy of the life sciences.
Michael Ruse
Florida State University
Michael Ruse is the Lucyle T. Werkmeister Professor of Philosophy and the Director of the
Program in the History and Philosophy of Science at Florida State University. He is Professor
Emeritus at the University of Guelph, in Ontario, Canada. He is a former Guggenheim fellow
and Gifford lecturer. He is the author or editor of over sixty books, most recently Darwinism
as Religion: What Literature Tells Us about Evolution; On Purpose; The Problem of War:
Darwinism, Christianity, and Their Battle to Understand Human Conflict; and A Meaning to
Life.
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Philosophy of Biology
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