Chapter 4 Suggestions - Recommendations and Conclusions
Chapter 4 Suggestions - Recommendations and Conclusions
Chapter 4 Suggestions - Recommendations and Conclusions
4
Suggestions –
Recommendations and
Conclusions
CHAPTER 4
SUGGESTIONS – RECOMMENDATIONS
AND
CONCLUSIONS
SUGGESTIONS – RECOMMENDATIONS
The Judge must not sacrifice the general to the particular. We must
not throw to the winds the advantages of consistency and uniformity to do
justice. Every judge consulting his own experience must be conscious of
times when a free exercise of will, directed of set purpose to the
furtherance of the common good, determined the form and tendency of a
rule which at that moment took its origin in one creative act.878 Whether
novel situations are to be brought within one class of relations or within
the other must be determined, as they arise, by considerations of analogy,
of convenience, of fitness and of justice.879 Judge must get his knowledge
just as the legislator gets it, from experience and study and reflection; in
877
Artemiou v. Procopiou, (1965) 3 All ER pp.539, 544
878
Benjamin N. Cardozo, Ibid, pp. 103-104
879
Benjamin N. Cardozo, Ibid, p. 110
381
brief, from life itself.880 Judges should decide by considerations of
convenience, of utility and of the deeper sentiments of justice.
A Judge must balance all his ingredients, his philosophy, his logic,
his analogies, his history, his customs, his sense of right, and all the rest,
and adding a little here and taking out a little here, must determine, as
wisely as he can, which weight shall tip the scales.881
There remains a percentage, not large indeed, and yet not so small
as to be negligible, where a decision one way or the other, will count for
the future, will advance or retard, sometimes much, sometimes little, the
development of the law. These are the cases where the certain element in
the judicial process finds its opportunity and power. In these cases, they
might be decided either way. The reasons plausible and fairly persuasive
might be found for one conclusion as for another. Here come into play
that balancing of judgment, that testing and sorting of considerations of
analogy and logic and utility and fairness. Here it is that judge assumes
the function of a law giver.883
880
Benjamin N. Cardozo, Ibid, p. 113
881
Benjamin N. Cardozo, Ibid, p. 162
882
Benjamin N. Cardozo, Ibid, p. 162
883
Benjamin N. Cardozo, Ibid, pp. 165-166
382
Judicial interpretation can be creative, but, of course, within the
limits of the most rigorous discipline and in entire harmony with the
boundaries of statute law, and previous growth.884
884
Mrs. Nellie Wapshare v. Pierce leslie & Co. Ltd., AIR 1960 Mal pp.410, 422
885
Roscoe Pound, Ibid, p. 245
886
Cutler v. Wandsworth Stadium Ltd. (1949) 1 ALL ER pp.544, 550 as referred to by
Dias, Ibid, p. 171
383
A court invokes whichever of the rules produces a result that
satisfies its sense of justice in the case before it.887
887
‘Willis’ Statute Interpretation in a Nutshell, (1938) 16 Canadian BR p. 16 as
referred to by Dias, Ibid, p. 171
888
Dias, Ibid, pp. 185-186
384
It assumes that number of possible interpretations the one that
appears most to our sense of right and justice for the time being is most
likely to give the meaning of the framer of the rule. In truth this is a
phenomenon we meet on every hand in the judicial process. The decisive
element is received ideals of the end of the law and of what legal precepts
should be in consequence; and it is this measuring by authoritative
received ideals which gives a reasonable stability and certainty to
interpretation.889
889
Roscoe Pound: Jurisprudence, Vol.III, p. 502
890
Salmond, Ibid, p. 133
891
Salmond, Ibid, p. 133
385
the word a meaning which is not to be found in the dictionary. For
example several instances are to be found in the reports in which the
technical term “shall” as used in a statute has been considered as if it
were “may”. Since this was the meaning required to give effect to the
evident requirement of the legislature.892
892
Salmond, Ibid, p. 133
893
Sir Frederick Pollock: Essays in Jurisprudence and Ethics, (1882) 85 as referred
to by Salmond, Ibid, p. 138
386
A realistic consideration of the legislative process reveals the
immense complexities of statutory reform. In such a situation it behaves
the court to interpret a mental but comprehensive technical term in
accordance with the broader objective of the legislation.894
894
W. Friedmann, Ibid, p. 460
895
W. Friedmann, Ibid, p. 462
387
judgment what weight to attach to any particular ‘rule’. A word should be
given its ordinary meaning unless there is sufficient reason to give it in
the particular case a secondary or limited meaning. The task of the judges
is to interpret the sections according to the intent of them that made it.896
896
Maunsell v. Olins & another, (1975) 1 All ER pp.16, 19
897
Tata Engg. & Locomotive Co. Ltd v. State of Bihar, (2000) 5 SCC 346
898
Githa Hariharan v. Reserve Bank of India, AIR 1999 SC 1149
388
allowed to vary the words used by the testator or their meaning. It can
help to provide for consistency in interpretation.
389
based on research as to what the thought of the legislature would be
today.
390
the entire law. Often a provision is obscure only if separated from
its context.
3. If this study is insufficient, courts often go to discover the
legislature’s thinking.
4. When a text does not directly provide the solution for a dispute,
judges need at least to start from a text to situate the rule that they
will design.
5. If the legislative history is confusing, or the law is too old, the
judge may look at other considerations.
6. The statute should be interpreted in a manner to carry out the
intention of the legislature.
7. The intention is best declared by the words themselves.
8. Even modification or contradiction of the language of the
legislature is permissible in order to square with the intention.
9. Even words can be regarded as surplusage.
10. The intention of the legislature must be discovered from the words
of the statute.
11. If the words are ambiguous, the policy of the legislature, the scope
and object of the statute, and various rules and presumptions of
interpretation will show the intention.
12. For a judge to decide the meaning of a statute, they would use the
rules of language, these were developed by lawyers over time,
these rules are little more than common sense, however they are
not always precisely applied. The rules are Ejusdem generic rule,
Expressio unius est exclusion alterius rule and Noscitur sociis rule.
13. The Ejusdem Generis rule, means where the words follow a list of
specific words, the general words are constructed as being limited
to persons or things with the class outlined by the particular words.
So in reference to ‘dogs, cats and other animals’, the phrase ‘and
391
other animals’ would be limited in their application to a category of
domestic type animals and would not extend to wild animals.
14. A canon like noscitur sociis, tells a judge to interpret a word so that
it has ‘the same kind of meaning as its neighbours.”
15. The meaning of a doubtful word may be ascertained by a reference
to the meaning of words associated with it.901
CONCLUSIONS
901 th
Vepa P. Sarathi- Interpretation of Statutes, EBC, 4 Ed. 2003, p-110
392
authoritatively established any complete hierarchy among the canons.902
The absence of a coherent set of rules of interpretation is best seen when
judges adopt opposing canons in the same case.903 It will have become
evident that the vagaries of statutory interpretation reflect differences in
the spirit of approach rather than in rules.904 In view of the present day
increase in legislative activity, judges are more and more concerned with
statutory interpretation.
(3) Every decision and the case on which it was based the claims of
the parties, very likely the evidence, and at any rate, findings of
902
Chang v. Governor of Pentonville, (1973) 2 All ER pp. 205, 212
903
Dias: Jurisprudence, Ibid, p. 174
904
Dias, Ibid, p. 181
905
Roscoe Pound: Jurisprudence, Vol. II, 1959 Ed., pp. 447-448
393
the facts which must conform to the claims asserted and to the
evidence – appear in full in public records. In the case of
appellate courts, all important decisions and the grounds thereof
and reasons thereof are published in the law reports, so that
materials for accurate judgment upon judicial decisions are
always available and readily accessible.
The statute governs all matters within the letter or the spirit of any
of its mandates. In default of an applicable statute, the judge is to
pronounce judgment according to the customary law, and in default of a
custom according to the rules which he would establish if he were to
assume the part of a legislator. He is to draw his inspiration, however,
from the solutions consecrated by the doctrine of learned and the
jurisprudence of the courts- par la doctrine et la jurisprudence.907 Statutes
are designed to control behavior and like every communication, involve
an author, a medium and an audience.908 Modern statues are drafted by
906
Roscoe Pound: Jurisprudence, Ibid, pp. 456-457
907
Article 1 of the Swiss Civil Code of 1907, as cited by Benjamin N. Cardozo, Ibid,
pp. 140-141
908
Dickerson The Fundamental of Legal Drafting, p. 19 as referred to by Dias, Ibid,
p. 185
394
professional legal draftsmen and intended to be real and understood by
professional lawyers.909
909
Prestcold (Central) Ltd. v. Minister of Labour, [1969] 1 All ER pp.69, 75 as
referred to by Dias, Ibid, p. 185
395
It is believed that law of statutory interpretation is in a state of flux.
Conflicting tendencies are at work in the courts which make it difficult to
formulate any general statements as to what should be considered
prevalent attitude towards statutes. Nevertheless, despite the large amount
of uncertainty and confusion presently existing in this branch of law,
certain trends and directions of development are noticeable which may
warrant a cautious prediction as to what the future of statutory
interpretation law in this country is likely to be.
910
Edgar Bodenheimer, Jurisprudence: The Philosophy and Method of the Law, Sixth
Indian Reprint 2009, Universal Law Publications, p. 420
396
It is evident from the various decisions that the adjudications
involving the plain meaning rule have not always follow a consistent line.
The golden rule and purpose oriented rule of statutory interpretation are
being frequently used by courts in India and abroad. It is preferable, as a
general rule, to let the judges find their own solution of an interpretative
problem by means of a reasonable construction of the statutory texts.
However, in cases where doubt arises as to the meaning and scope of
statutory language, the judge should, as a general rule, ascertain the
legislative purpose through the use of all aids and resources at their
disposal and give effect to the purpose of the legislation. This rule should
prevail even though the social conditions obtaining at the time of the
adoption of the statute may have changed somewhat since and the
mischief or evil at which it was directed may not be present to quit the
same degree at the time of the decision involving an interpretation of a
statute.
Earlier, there was a theory that judges did not legislate at all as it is
his duty to declare and interpret the law, but not to make it. Now the new
theory asserts that judges produce law just as much as legislatures do;
they even make it more decisively and authoritatively then legislatures,
since statutes are interpreted by the courts and such interpretation
determines the true meaning of the enactment more significantly then its
original text. The latter theory of law must be regarded as the most widely
accepted view of the judicial process, although disagreement may exist
with respect to the volume and scope of judicial law making through
interpretation. It is well known that a Judge, in making a decision, will in
most cases undertake to safe the existing materials at his command rather
than to manufacture something entirely novel. In discharging this
function, he will rely on technical legal sources, the general spirit of the
397
legal system, certain basic premises or clearly discernable trends of the
social and economic order, received ideals of justice and certain moral
conception of the society.911
The judge as the interpreter for the community of its sense of law
and order must supply omissions, correct uncertainties, and harmonize
results with justice through a method of free decision. Courts are to
search for light among the social elements of every kind that are the
living force behind the facts they deal with. This power is great and
subject, like all power, to abuse.
Today, most judges are inclined to say that what was once thought
to be the exception is the rule, and what was the rule is the exception.
There has been a new generalization which, applied to new particulars,
yields results more in harmony with past particulars, and, what is still
more important, more consistent with the social welfare. This work of
modification is gradual. It goes on inch by inch. Its effects must be
measured by decades and even centuries. Thus, measured, they are seen
to have behind them the power and the pressure of the moving glacier.912
The Judge who moulds the law by the method of philosophy may
be satisfying an intellectual craving for symmetry of form and substance.
But he is doing something more. He is keeping the law true in its
response to a deep-seated and imperious sentiment. Only experts perhaps
may be able to gauge the quality of his work and appraise its
significance.913 In default of other tests, the method of philosophy must
remain the organon of the courts if chance and favour are to be excluded,
911
Edgar Bodenheimer, Jurisprudence: The Philosophy and Method of the Law, Ibid,
p. 442
912
Benjamin N. Cardozo, Ibid, p. 25
913
Benjamin N. Cardozo, Ibid, p. 35
398
and the affairs of men are to be governed with the serene and impartial
uniformity which is of the essence of the idea of law.914
Courts have often been led into error in passing upon the validity
of a statute, not from misunderstanding of the law, but from
misunderstanding of the facts.
399
the extreme conciseness of ancient statutes, cannot properly be applied to
the prolix enactments of modern legislatures; on the other hand, rules
applied in days when, ‘Acts were framed in harmony with the lax method
of interpretation, contemporaneously prevalent’, cannot properly be
applied today; and again it is not possible to countenance now the method
of interpretation ‘according to equity of the State’ which courts of
Chancery at one time adopted in order to extract out of words meaning
which no one else would find there. In deciding whether it is legitimate to
adopt the particular rule of interpretation, one must have regard to the
kind of statute with reference to which it was formulated, the Court which
formulated it and the legislative practice of time. There is otherwise a risk
of being misled by conflicting rules.919
400
instruments at their disposal. But there use in any given situation will
always depends on the skill and wisdom of the user. Just as the excellent
instrument supplied by modern technology are no substitute for the
surgeon’s skill and judgment, so legal theory of interpretation can only
prepare and sort out the instruments of legal decisions.920
There is an old legend that on one occasion God prayed, and his
prayer was “Be it my will that my justice be ruled by my mercy”.
920
W. Friedmann, Legal Theory, Ibid, p.418
921
Benjamin N. Cardozo, Ibid, p. 66
401