Ethics SNAP
Ethics SNAP
Ethics SNAP
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INDEX
CHAPTER 1 : ETHICS AND HUMAN INTERFACE 01 - 17
CONCEPTS COVERED
• Ethics; Meaning and Definition
• Sources of Ethics
• Essence of Ethics
• Determinants of Ethics
• Human Actions and Acts of Humans
• Consequences of Ethics in Human Actions
• Doctrine of Double Effect
• Dimensions or Branches of Ethics
• Ethical Dilemma/ Moral Issues
• Approaches to Solve Ethical Dilemma or Moral Issues in Ethics
• Ethics – In Private and Public Relationships
• Role of Ethics in Maintaining Social Order
• Morality – Morals, Constitutional Morality, Ethics and Morality, Ethics and Laws
• Human Values – Classification of Human Values.
• Significance of Human Values
• Human Values – Lessons from the lives and teachings of great leaders, reformers and
administrators
• Role of Family Society and Educational Institutions in Inculcating Values
• Virtues – Plato’s Theory of Cardinal virtues, Aristotle’s Golden Mean Principle
CONCEPTS COVERED 41 - 50
CONCEPTS COVERED
• Probity in Governance: Concept of Public service, Public interest and Spirit of service,
Courage of conviction
• Public administration and Governance: Philosophical basis of governance, good
governance and ethical governance
• Information sharing and transparency in government
• Politicization of bureaucracy
• Right to Information; importance, issues and suggestions
• Sevottam model of service delivery
• Codes of Ethics and Codes of Conduct
• Citizen’s Charters
• Work culture: in private and public institutions
• Corruption - e-governance; Challenges of corruption
• Public Funds and utilization of public funds – Ethical issues associated with utilization
of public funds.
ETHICS EDEN IAS
SOURCES OF ETHICS
Ethics is a moral philosophy or philosophical treatise which studies human behavior and tries to determine
whether an act performed is morally right or wrong. In nutshell, Ethics is a set of moral principles by which
people conduct themselves-personally, socially and professionally. These set of principles i.e. Ethics are derived
from various sources.
ESSENCE OF ETHICS
• The essence of Ethics is to understand those philosophies which guide us in determining what is right
or wrong. Basically, Ethics is elaborated as the systematic study of human actions from the perspective
of their rightfulness or wrongfulness, as means for the attainment of the definitive happiness.
• Thus, the objective of an ethical system is to achieve “Summum Bonum” (The Highest Good – The
Definitive Happiness).
• The term Summum Bonum is a Latin expression introduced by the Roman philosopher Cicero,
which means the ultimate good. Summum Bonum is the final end to be achieved; however different
philosophers advocate and recommend different pathways to reach the ultimate good.
• Therefore the essence of ethics varies from one approach to another approach, one philosopher to
another philosopher, one person to another person. However, the end objective will be similar from all
the perspectives.
WHAT ETHICS IS NOT?
• In order to understand the essence of ethics it is important for us to understand what ethics is not.
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2. Voluntariness (The action should flow from the will of a person): Besides knowledge the action
must be voluntary in nature i.e. it must proceed from the will. Actions can proceed directly from the will
like consenting or indirectly through other faculties which are commanded by the will like thinking.
3. Freedom (The action must be freely performed without any coercion/force): Although some
human actions are voluntary i.e. the actor carries out the action all by himself not every voluntary
action is free. Freedom is the blossoming of the volition into sentience.
• The consequence that mattered to every human is pleasure and happiness in the absence of pain and
suffering. The good consequences are defined in terms of happiness and suffering.
• The amount of pleasure and pain created by an action is really good way of showing that some
consequences are better or worse than others.
• The consequences are defined by various theories, one such is utilitarianism. Utilitarianism evaluates
consequences by how much happiness and suffering they contain.
• Jeremy Bentham described the consequences based on the actions as mentioned below:
1. Intensity of pleasure or pain: Consequence of an action can be good or bad. How intense it is,
makes the difference in the effect. For example, eating a chocolate and eating bitter guard shows
the difference in intensity.
2. The duration: The duration of pleasure or pain created by an action differs for stubbing one’s toe
and breaking one’s toe.
3. The certainty or uncertainty: Consequences of an action can be certain or uncertain. For example,
Jumping off from a higher building can cause a lot of pain to an individual than jumping onto a
giant pillow from the same place.
4. The Nearness or remoteness: During the time of pleasure or pain nearness or remoteness effect
follows an action. For example, Pleasure of eating ice-cream is immediate, whereas the pleasure
produced by winning a chess game is little more remote. They take a little longer to show up
results.
5. The fecundity: Consequence of doing the action is either pleasurable or painful, but how likely
the action is to be followed by more pleasure or more pain is an important question. The purity
or impurity of pleasure or pain is the opposite of fecundity. This explains how likely the action is
to be followed by the opposite feeling. For example, eating all the chocolate is very pleasurable at
first, but it leads to a great deal of pain in the long run which creates a high level of impurity or a
low level of purity.
6. The extent of an action: This refers to the wide effect of an action. Some actions can have an
extent numbering in the millions, such as deciding whether to torture a terrorist for life-saving
information.
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• Acts with double effects: Saint Thomas Aquinas described that usually the acts are of two types viz.
Human Acts & Act of Humans. Among them there are some Human actions which have both good and
• Utility of Doctrine of Double Effect: The doctrine (or principle) of double effect is often invoked to
explain the permissibility of an action that causes a serious harm, such as the death of a human being,
as a side effect of promoting some good end.
• Examples/ Applications:
1. Terror Bombing Vs Tactical bombing: The terror bomber aims to bring about civilian deaths in
order to weaken the resolve of the enemy: when his bombs kill civilians this is a consequence
that he intends. The tactical bomber aims at military targets while foreseeing that bombing such
targets will cause civilian deaths. When his bombs kill civilians this is a foreseen but unintended
consequence of his actions. Even if it is equally certain that the two bombers will cause the same
number of civilian deaths, terror bombing is impermissible while tactical bombing is permissible.
2. Instance of abortion by a doctor: A doctor who believed that abortion was wrong, even in order
to save the mother’s life, and might nevertheless consistently believe that it would be permissible
to perform a hysterectomy on a pregnant woman with cancer. In carrying out the hysterectomy,
the doctor would aim to save the woman’s life while merely foreseeing the death of the fetus.
Performing an abortion, by contrast, would involve intending to kill the fetus as a means to saving
the mother.
Although there are some criticisms about the doctrine, it serves as a best guide to handle certain diabolical
situations or ethical dilemmas like Euthanasia, Medical termination of pregnancy etc.
I. Meta-Ethics: It deals with the concepts beyond ethics, i.e. ethics about Ethics.
II. Prescriptive Ethics (Normative Ethics): Which is again, divided into Deontological Ethics,
Teleological Ethics, and Virtue Ethics.
III. Descriptive Ethics (Comparative Ethics).
IV. Applied Ethics: It is further divided into Bio-ethics, Cyber Ethics, Environmental Ethics, Personal
Ethics, Professional Ethics, Public Ethics, and International Ethics and so on.
META ETHICS:
• Meta ethics is defined as the study of the origin and meaning of ethical concepts, the term “meta” means
after or beyond, and, consequently, the notion of Meta ethics involves a removed, or bird’s eye view of
the entire project of ethics.
• It is a branch of ethics that seeks to understand the nature of ethical properties statements attitudes
and judgments.
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• It is a branch of analytic philosophy that explores the status, foundations, and scope of moral values,
properties, and words. Whereas the fields of applied ethics and normative theory focus on what is
moral, meta-ethics focuses on what morality itself is.
II. PRESCRIPTIVE ETHICS / NORMATIVE ETHICS:
• Normative ethics is also called as prescriptive ethics. It is the study of ethical theories that prescribe
how people ought to act. It examines standards for the rightness and wrongness of actions. Normative
ethics suggests punishment when a person deviates from the path of ideals.
• Aristotle’s virtue ethics, Immanuel Kant’s deontological ethics, J S Mill’s Consequentialism
{Utilitarianism) and the Bhagwat Gita’s Nishkam Karma yoga are some of the theories in Normative
Ethics.
• The Golden Rule is a classic example of a normative principle: “We should do to others what we would
want others to do to us”.
• Normative ethics can be of following types
1. Deontological Ethics
2. Teleological Ethics
3. Virtue ethics
1. Deontological Ethics
• Deontological Ethics is the normative ethical school that judges the morality of an action based on
the action’s adherence to a rule or rules, rather than based on the consequences of the action. It is
sometimes described as duty or obligation or rule based ethics.
• Famous proponents of Deontological ethics are Immanuel Kant, W.D Ross, John Rawls, Thomas Hobbes,
and Jean Jacques Rousseau etc.
• Theory of categorical imperative by Immanuel Kant, W.D.Ross Pluralistic deontology, John Rawls theory
of Justice and theory of original position, Thomas Hobbes Contractarian ethics are some of the theories
in Deontological ethics.
• Deontology is an approach to Ethics that focuses on the rightness or wrongness of actions themselves,
as opposed to the rightness or wrongness of the consequences of those actions (Consequentialism) or
to the character and habits of the actor (Virtue Ethics).
• Therefore it is sometimes described as “duty-based” or “obligation-based” ethics, because Deontologists
believe that ethical rules bind people to their duty.
2. Teleological ethics:
• Teleological ethics is the theory of morality that derives duty or moral obligation from what is good or
desirable as an end to be achieved.
• Consequentialism or teleological ethics is based on the premise that the morality of an action is
contingent with the outcome of that action.
• It is also known as consequentialist ethics, it is opposed to deontological ethics (from the Greek Deon,
“duty”), which holds that the basic standards for an action’s being morally right are independent of the
good or evil generated
• Different types of Consequential ethics/ Teleological ethics include:
a) Utilitarianism (Rule Utilitarianism, Act Utilitarianism)
b) Hedonism
c) Ethical Egoism
d) Ethical Altruism
e) Epicureanism
a) Utili¬tarianism:
• Utili¬tarianism is a normative-consequentialist ethical theory that places the locus of the rightness and
wrongness of an act solely on the outcomes (consequences) of choosing one action/policy.
• Utilitarianism is a universalistic form of Ethi¬cal Hedonism {where Hedonism argues that plea¬sure is
the highest good and the supreme ideal of life) Utilitarianism maintains that the supreme ideal of life is
pleasure - not the individual plea¬sure but universal or general happiness.
• It is an ethical doctrine pioneered by Jeremy Bentham and John Stuart Mills. Utilitarianism is
fundamentally driven by the principle of utility i.e. that action is morally right which produces the best
overall consequences with regard to the utility or welfare of all the affected parties. Thus the underlying
principle of utilitari¬anism is that “an action is right if it produces great¬est good for the greatest
number”.
• It is a theory in normative ethics holding that the proper course of action is the one that maximizes
utility, usually defined as maximizing happiness and reducing suffering
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b) Hedonism:
• Hedonism is a school of thought that argues that pleasure is the highest good, the supreme ideal of life.
In simple terms, a hedonist strives to maximize net pleasure.
• The philosophy of Hedonism has been propounded by Aristippus of Cyrene.
• Hedonism evaluates human actions on the basis of the consequences of actions i.e. pleasure and pain.
c) Ethical Egoism:
• Ethical Egoism will prescribe that one should act only with respect to one’s own self-interest or in
the self-centeredness, which may include actions that may be beneficial, detrimental, or neutral to the
welfare of others.
• Exemplary Personalities associated with the philosophy of ethical altruism are Ayn Rand (Rational
Egoism), Adam smith (Conditional egoism), Thomas Hobbes etc.
d) Ethical Altruism
• Ethical Altruism is an ethical doctrine that holds that individuals have a moral obligation to help, serve
or benefit others, if necessary at the sacrifice of self-interest. More precisely, an action is morally right
if the consequences of that action are more favorable than unfavorable to everyone except the agent.
• Exemplary and iconic real life personalities associated with the philosophy of ethical altruism are
Mahatma Gandhiji, Swami Vivekananda etc.
• Ethical altruism prescribes that an individual should take action in such a way that it will have the best
possible consequences for everyone except for himself. According to it an action is morally right if the
consequence of that action is more favorable than unfavorable “to everyone except the agent”.
3. Virtue Ethics:
• Virtue ethics is the branch of ethics which Focuses on the Character of the agent rather than on the
formal rules for or the consequences of actions. Virtue ethics is person based ethics rather than action
based.
• Famous proponents of virtue ethics/ virtue ethicists are Socrates, Plato and Aristotle.
• According to virtue ethics, the truly moral person is a virtuous person. Virtue ethics portrays moral
persons as those who genuinely take pleasure in doing right things.
• It also propounds the view that while doing right things is important, it is equally or more important to
be a virtuous person.
III. DESCRIPTIVE ETHICS:
• Descriptive ethics deals with what people actually believe (or made to believe) to be right or wrong, and
accordingly holds up the human actions acceptable or not acceptable or punishable under a custom or
law.
• However, customs and laws keep changing from time to time and from society to society. The societies
have structured their moral principles as per changing time and have expected people to behave
accordingly. Due to this, descriptive ethics is also called comparative ethics because it compares the
ethics or past and present; ethics of one society and other.
• It also takes inputs from other disciplines such as anthropology, psychology, sociology and history to
explain the moral right or wrong.
Descriptive ethics Vs Prescriptive ethics:
Descriptive and prescriptive ethics can be distinguished in the following manner
Descriptive ethics Prescriptive ethics
• It is comparative in nature and describes • It is normative in nature which means it
what kind of moral beliefs exits in the society argues that what one ought to do and what
• This ethics focuses on people’s belief about one ought not to do etc.
morality. • It is concerned with the criteria of what is
• It Describes and compares between right or wrong.
objectives of different ethical theories. • It includes the formulation of moral rules
• It deals with ethical questions like what do based on which human actions should be
people think is right. based on.
• Ex: Abortion is treated as unethical in some • It deals with ethical questions like how
societies etc. should people act? What is the correct
action? etc.
• Ex: One should not lie, one should not resort
to corrupt practices in service etc.
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• Currently, there are many environmental issues that stress upon to adopt and adhere to environmental
ethics in present times.
• Pandemics like Ebola, Zika, MERS, and SARS etc. had alerted human species about the imbalance
in relation between humans and Environment. Ignorance causing Covid-19 pandemic has almost
stopped the world for human species and has nudged humans to introspect on their relationship with
environment.
• Depletion of Ground water: Ground water is being extracted for agriculture, urbanization and
industrialization. Due to which there is a rapid decline in the ground water level and if it continues for
a long time, then soon desertification of many areas is certain.
• Rampant Land and Water Pollution: Both types of solids and liquids are usually dumped uncontrollably
into the surrounding land and water bodies. Is it moral to throw garbage outside someone’s wall? Can
any industry afford sensitivity to the environment or not?
• Uncontrolled Deforestation: Deforestation due to the need of housing, timber has damaged
biodiversity and environment.
• Miscellaneous factors: In addition, excessive use of vehicles, unplanned urbanization and
industrialization have damaged the environment.
Approaches in Environmental Ethics:
• There are basically three approaches to environmental ethics. They are as follows:
1. Anthropocentric Approach
2. Bio-centered approach
3. Eco Centric approach
Three approaches to environmental ethics are discussed below:
• Anthropocentric Approach: According to one belief, humans are dominating species on the planet
Earth. Human beings have used nature for their own benefit. It is a human centered thought, so it is
called anthropocentric.
• Bio-centered approach: As per this approach Human beings have a moral responsibility to be
responsible to future generations of humans. This approach is the basis of sustainable development.
• Eco Centric approach: People who want goodwill towards all living beings and demand their reverence
and respect towards the entire environment. This type of work which speaks of moral responsibilities
towards other beings. Is indicative of an ecological approach.
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• The Ethical standards and moral values adopted by person during his personal life refer to Ethics in
Private Relationships.
• Freedom of Will forms the basic foundation of Private Ethics. It means freedom to act or not to act.
Example: One should speak Truth but you are at full freedom to speak lie as well.
• Private Relationships are One to One and based on emotions, Informal in nature, internally controlled
instead of external control (law, rules etc).
• Ramayana is a classic example of ethics in personal relationships. Although ethics in private life varies
from person to person but there are some common underlying principles that are accepted by the
society.
• For example –
a) Loyalty – loyalty to one’s partner and to the family members
b) Love – loving all the members of family with their imperfections
c) Affection – caring for needs of all the members as your own
RELATIONSHIP BETWEEN ETHICS – IN PRIVATE AND PUBLIC LIFE
Personal ethics refer to morality applicable in family and social relationships. Whereas Professional ethics are the
codes which prescribe for professionals like doctors and engineers safe and appropriate methods of working in
the interests of clients and society.
• Making distinction between private and public ethics is a dubious one because in general a person lives
by same ethical values both in public and private lives.
• For Example: The way a civil servant treats women in his family is reflected in how he handles female
co-workers or whether policies implemented by him have a gender bias or not.
• There should be no conflict between personal and professional ethics as it may lead to frustration, guilt,
confusion & dissonance in the mind of some persons.
• Ethics in public life places a greater responsibility & person cannot always follow his personal ethics.
• For example personally you may feel abortion is morally wrong, but if you are a doctor, you need to do
abortion according to your professional ethics. When performing a role in public, we need to separate
our personal lives and follow professional code of conduct strictly.
ROLE OF ETHICS IN ESTABLISHING SOCIAL ORDER
• All societies try to maintain “Social Order”. Social order refers to a stable state of society in which social
structures are accepted; social institutions, social customs, social relations are respected and social
norms that guide good behaviour are enforced. The whole idea of social order is to avoid social chaos
or social breakdown.
• Social order is established and maintained through a device called “social control”. Social control is
achieved by the twin processes of socialization and social sanctions.
• Socialization is the process through which individuals learn to behave in a way that is acceptable to
the society. Through socialization an individual gains knowledge about social structures, customs,
relations, institutions, practices etc.
• Social sanction is a reward or punishment with respect to a behaviour or appearance. It is a reaction
from others to the behaviour or appearance of an individual or group. Such a reaction can be positive
or negative. (Incentive-Punishment model of social sanction is often enforced by law.
• Ethics is a moral tool that protects social order by promoting and encouraging good and right conduct.
MORAL VALUES AND MORALITY
The word Morals originated from the Latin word Mos. The meaning of Mos is custom/Tradition. Morals are
nothing but the principles concerning the distinction between right and wrong or good and bad behaviour. Moral
values are the highest among all natural values. Moral values are the standards of good and evil, which govern an
individual’s behaviour and choices.
Morality refers to a set of standards, norms, principles or directives that an individual places over him/herself.
In other words, Morality means standards of conduct that are accepted as right or proper, it is based on personal
conscience rather than what the law says. Morals are related to issues of right or wrong and to how individuals
should behave.
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Constitutional Morality:
• Constitutional morality means simply firm adherence to the core values and upholding the values
that are enshrined in the constitution of a country, such as fundamental rights, social justice, liberty,
Equality, fraternity etc.
• According to Ambedkar, constitutional morality would mean effective coordination between conflict
groups to resolve them amicably without confrontation. By abiding to the constitutional values, a civil
servant does his/her duty with utmost integrity and honesty with efficiency. Use his/her discretion in
lines with constitution to create an equitable a society.
• Constitutional Values/ Morals: In this regard, one may raise the question of morals relevant to public
servants in performing their official tasks. For this purpose, we refer to values embedded in the
constitution. As we mentioned before, they are found in the Preamble and the Directive Principles of
State policy.
• The constitutional values/ morals included in the preamble and constitution of India can be summarized
as below:
1. Socialism, Secularism and Democracy
2. Social, economic and political Justice
3. Liberty of thought, expression, belief, faith and worship
4. Equality of status and of opportunity
5. Fraternity and Dignity of the individual
6. Unity and Integrity of the Nation.
ETHICS AND MORALITY
Ethics and morals seem to appear similar on the face of it, but if one analyzes deeply, there is a subtle difference.
Ethics define the code that a society or group of people adhere to, while Morality delves into the right and wrong
at a much deeper level, both personal and spiritual. Morals define personal character, while ethics stress a social
system which those morals are applied.
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Moral Relativism
• Moral relativism/ Ethical relativism is a moral theory that holds that morality is relative to the norms
of one’s culture. That is, whether an action is right or wrong depends on the moral norms of the society
in which it is practiced. The same action may be morally right in one society but be morally wrong in
another.
• Moral relativism has been advocated by W. D Ross (Rossian deontological ethics).
• For an ethical relativist, there are no universal moral principles - principles that can be universally
applied to all peoples at all times. Ethical relativism is a moral theory that promotes tolerance as its
value.
Moral Objectivism:
• Moral objectivism / Ethical Objectivism is a view that there are universal and objectively valid moral
principles that are relative neither to the individual nor to the society.
Moral Skepticism
• “Moral Skepticism” names a diverse collection of views that deny or raise doubts about various roles
of reason in morality. Different versions of moral skepticism deny or doubt moral knowledge, justified
moral belief, moral truth, moral facts or properties, and reasons to be moral. Ex: Questioning the Rajya
Dharma
Moral Universalism
• Moral Universalism is a meta-ethical position that some system of ethics, or a universal ethic, applies
universally. That is, for all similarly situated individuals, regardless of culture, race, sex, religion,
nationality, sexuality or any other distinguishing feature. It is opposed to moral nihilism and moral
relativism.
Moral Nihilism
• Moral Nihilism is a meta-ethical view that nothing is intrinsically moral or immoral. For moral nihilists,
morality is without universal or even relative truth in any sense.
ETHICS AND LAWS
The law refers to a systematic body of rules that governs the whole society and the actions of its individual
members. Whereas, Ethics is a branch of moral philosophy that guides people about the basic human conduct.
Law is created with an intent to maintain social order and peace in the society and provide protection to all the
citizens. But Ethics are made to help people to decide what is right or wrong and how to act. Law has a legal
binding but Ethics do not have a binding nature.
“In law a man is guilty when he violates the rights of others; in ethics he is guilty if he only thinks of doing so”-
Immanuel Kant. This famous dictum of Immanuel Kant tries to make a distinction between ethics and law.
In general, Laws are externally enforced upon a society and deter potential crime. However Ethics, on the other
hand, serve to guide individual conscience by enabling people to separate right from wrong. In law, the legality of
actions is adjudged based on the action. Similar purpose for thoughts is served by ethics.
For example:
a) A person who thinks about killing another person is not guilty in law as he does not deprive the other
person of his right to life. However, simply by harboring thoughts of murder, he is ethically guilty.
b) Similarly, the men who think of violating a woman’s dignity are guilty from an ethical point of view, even
though they may not be considered legally guilty until they actually perform that act.
In fact, Ethics and Laws are complementary to each other. Most laws are derived from ethics, and both of them
reinforce each other to create a stable, harmonious society. The purpose of both is to create a just, equitable, rule-
based environment for humans to thrive in and flourish.
HUMAN VALUES
Values imply individual preferences. They are the long lasting and fundamental beliefs that can guide, motivate
the attitudes or actions of a Person. Human values are the virtues that guide us to take into account the human
element when we interact with other human beings. Honesty, Integrity, Truthfulness, Respect, Love, Empathy,
Sympathy etc are some of the basic values.
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CLASSIFICATION OF HUMAN VALUES
A] Terminal values and Instrumental values
• Terminal values are the core permanent values that often become the traits of one’s character. They
can be good or bad. They are very hard to change. Terminal Values include things like happiness, self
respect, family security, recognition, freedom, inner harmony, comfortable life, professional excellence,
etc. terminal values are desirable states of existence.
• Instrumental values are a part of a values definition created by social psychologist Milton Rokeach. He
defined instrumental values as those which are specific modes of behaviour. They are not an end goal,
but provide a means by which an end goal is accomplished.
B] Intrinsic values and Extrinsic values
• An intrinsic value is one which has worth in its own right. It is an end- in-itself. Intrinsic values are good
irrespective of the consequences they bring. Intrinsic value has traditionally been thought to lie at the
heart of ethics. Honesty, temperance, courage, happiness, peace etc are examples of intrinsic values.
• An Extrinsic value is one which is a means to attain some other intrinsic value. It is of instrumental worth
only as they serve as means to achieve an end. Values such as health, money, fame, status, intelligence,
and so on are the ‘means-values’ or ‘path-values’ which help achieve the end values.
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Ethics and values are important in every aspect of life, when we have to make a choice between two things,
wherein ethics determine what is right, values determine what is important.
1. Ethics refers to the guidelines for conduct, that address question about morality. Value is defined as the
principles and ideals, which helps them in making the judgement of what is more important.
2. Ethics is a system of moral principles. In contrast to values, which are the stimuli of our thinking and
thought process.
3. Values strongly influence the emotional state of mind. Therefore it acts as a motivator. On the other
hand, ethics compels to follow a particular course of action.
4. Ethics are consistent, whereas values are different for different persons, i.e. what is important for one
person, may not be important for another person.
5. Values tell us what we want to do or achieve in our life, whereas ethics helps us in deciding what is
morally correct or incorrect, in the given situation.
6. Ethics determines to what extent our options are right or wrong. As opposed to values, which defines
our priorities for life.
FEATRUES ETHICS VALUES
Meaning Ethics refers to the set of standard Values are defined as the principles and ideals
guidelines for good conduct, that address that help them in making judgement of what is
question about morality. more important.
What are they? System of moral principles/ standards. Acts as Stimuli for thinking/ thought process.
Consistency Uniform for whole society, organisation, Differs from person to person based their
religion etc conscience.
Tells What is morally correct or incorrect, in the
What we want to do or achieve.
given situation
Determines Extent of rightness or wrongness of our
Level of importance.
options.
What it does? Constrains the society and regulates the
Motivates a person towards righteous path.
society/ organization.
While ethics are consistently applied over the period, and remain same for all the human beings, Values have an
individualistic approach, i.e. it varies from person to person but remains stable, relatively unchanging, but they
can be changed over time due to a significant emotional event.
LESSONS LEARNT FROM THE LIVES OF GREAT LEADERS, PROMINENT ADMINISTRATORS, SOCIAL
REFORMERS
Values can be defined as qualities that are important to us. Values act as an internal compass which helps a person
to evaluate different choices of conduct and behaviour. These values are developed as a result of substantial time
and emotional investment, so by nature they are relatively stable and difficult to change. Usually we can learn a
myriad of such values in the form of lessons from the lives of great leaders, administrators, social reformers.
• Justice
• Selflessness
• Love for peace.
• Respect for humanity and dignity
• Love, care and compassion
• Benevolence & Dedication
Lessons learnt from the lives of prominent administrators
The lessons that we can learn from the lives of prominent administrators are based on the ethics in public
administration and probity in governance. Important lessons that we can learn from the lives of great
administrators like A.P.J. Abdul Kalam, Varghese Kurien, M.S. Swaminathan, E. Sreedharan, C.D. Deshmukh, V.P.
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• The family and society plays instrumental role in the process of value inculcation. Family is the
foundation on which basic values of a person are being built and the family is in turn a basic unit of
society therefore role of both these actors are closely intertwined.
• For every child mother is the first teacher, father is the first guide, Grandparents are the first philosophers.
Therefore role of family is inseparable.
• There will be very close contact of the child with various family members therefore child will imitate
others and will learn the things what he comes across.
• Moral Values like honesty, truthfulness, respect to elders; responsibility etc can be effectively learnt
from family and society.
• Moral values like truthfulness, happiness, peace, justice are instilled in children’s thoughts, feelings
and actions and they function as ideals and standards that govern their actions in their life. The value
system practiced in the family becomes automatic to the young family members if they are taught moral
values systematically.
• The family, shapes the child’s attitude towards people and society, and helps in mental growth in the
child and supports his ambitions and values.
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• Blissful and cheerful atmosphere in the family will develop the love, affection, tolerance, and generosity.
A child learns his behavior by modeling what he sees around him.
• School is a building with four walls having future inside. As the child spends nearly 8 hours of a day in
educational institutions (which is nearly 1/3rd of the time spent in a day) they play crucial role in the
value inculcation.
• Schools will teach the basic values like respecting others, and makes them tolerant towards all other
people equally.
• Example: Initiatives like School clothes Uniform system, midday meals schemes strives for inculcation
of values like equality, respect.
• By teaching the lessons from exemplary persons lives schools will ingrain these attributes to the child.
Through wall writings like “Honesty is the best policy“, reward and ward methods they will mould the
child as moral being.
Therefore, it is the home, which sets the pattern for the child’s attitude towards people and society, aids intellectual
growth in the child and supports his aspirations and good values. It is through education that society seeks to
preserve and promote its cherished values.
VIRTUES
A Virtue can be defined as an excellence of character which leads one to act in a morally praiseworthy manner.
Virtues are the good traits of character and vices are bad traits of character. Kindness, compassion, courage,
honesty, conscientiousness etc are some of the examples of virtues.
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This doesn’t mean that the golden mean is the exact arithmetical middle between extremes, but that the middle
depends on the situation.
• Cardinal virtues are defined as a group of virtues such that they cannot be derived from one another
and all other virtues can be derived from them or shown to be forms of them. .
• Plato’s theory of cardinal virtues: Ancient Greek philosopher, Plato identifies four “cardinal virtues”
that are necessary for a happy individual and that are necessary for a good society.
• Plato’s Cardinal Virtues: Cardinal virtues propounded by Plato are Wisdom, Courage, Temperance and
Justice.
1. Wisdom: Wisdom is the Virtue of the rational part of the soul. It is an all-embracing virtue. It is
moral insight into the duties in a concrete situation and performing them. It is practical wisdom
which is implied in all moral actions. However, in a wide sense, wisdom should include care,
foresight, prudence and decisiveness of choice.
2. Courage: Courage is the virtue of the emotional part of the soul. Courage is the power of resisting
the fear of pain and the temptation of pleasure. It is not the mere facing of pain that is virtue, but
the doing of what is right in the face of pain. Courage is the special virtue of the fighting class.
In a wider sense courage should include both valor and fortitude. Valor is active courage, which
forges ahead and braves danger and pain. Fortitude is passive courage which endures inevitable
sufferings without wavering. Courage should include perseverance.
3. Temperance: Temperance is the Virtue which offers resistance to the allurements of pleasure.
It is self-restraint or self-control. It denotes the will to choose the higher values and to reject
the lower bodily values. Temperance is not merely a negative virtue engaged in repressing the
appetites. Temperance does not merely restrain passions and desires, but it takes from reason
guidance as to how far these desires should be satisfied. Temperance demands a reasonable
moderation or a happy blending of the domination of reason with the other tendencies of human
nature. Temperance is supremely a virtue which gives beauty to the moral life.
4. Justice: Justice is the harmonious functioning of intellect, emotion and desire under the guidance
of reason. Wisdom, courage, and temperance are primarily virtues of an individual man. Justice
is primarily a virtue of a society. In a good society justice demands that the lame man, however
unworthy he is morally or however little he is able to do physically for the common good, should
be provided with an artificial leg. Justice is impartiality to all in the face of personal prejudice,
preference or self-interest.
• The four virtues are called cardinal because they support moral life of man in society. They are
fundamental virtues. Other virtues depend upon them and are therefore subordinate to them.
• Christianity has seven cardinal virtues, three of these – faith, hope and charity (love) are theological
virtues. Four virtues – prudence, fortitude, temperance and justice – are human virtues.
• Schopenhauer regarded benevolence and justice as cardinal virtues. The commonly recognised virtues
like love, courage, kindness, temperance, honesty and gratitude can all be derived from cardinal virtues.
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ATTITUDE CONTENT
Carl Jung, one of the founders of psychoanalysis, is of the opinion that the contents of the conscious and
unconscious part of the mind are usually different. Accordingly, attitudes are classified as explicit and implicit.
• Explicit Attitude (Conscious) – If a person is aware of his attitudes and how they influence his
behaviour, then those attitudes are explicit. Explicit attitudes are formed consciously.
• Implicit Attitude (Sub-Conscious) – If a person is unaware of his attitudes (beliefs) and how they
influence his behaviour, then those attitudes are implicit. Implicit attitudes are formed subconsciously.
ATTITUDE STRUCTURE
The Structure of Attitude consists of three major components: Cognitive, Affective and Behavioural. This
multi-component model of attitude structure is known as the ABC Model or CAB Model. Let’s see the components
of the CAB model.
1. Cognitive Component: Cognitive part consists of a person’s thoughts and beliefs about the object. This
involves the person’s learning, knowledge, beliefs, and thoughts about the attitude-object (in our case,
Honda cars). For example, if you have learned previously that Honda car give more than 20 km/litre
mileage on petrol – that can create a positive attitude towards the brand.
2. Affective Component: The Affective component consists of the feelings which the object, person, issue
or event evoke. This is also known as emotional component. For example, if owning a Honda car gives
you pleasure and prestige that will create a positive attitude about the brand.
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3. Behavioural Component: The behavioural component consists of the manner in which the attitude
influences a person’s behaviour. This involves the past behaviours or experiences regarding the attitude
object. For example, if you have previously owned or driven Honda cars and felt comfortable driving
the same, that will create a positive attitude towards the brand. People hate cognitive dissonance, and
hence try to align the present behaviour with past behaviour as well.
DIMENSIONS OF ATTITUDE
Attitude is a dynamic concept and it has its own dynamic properties. The structure of attitudes can be examined
by exploring their Strength, Accessibility and Ambivalence.
1. Attitude Strength: Attitudes differ in strength. Some attitudes are strong while some attitudes are
weak. The strength with which an attitude is held is often a good predictor of behaviour. The stronger
the attitude the more likely it should affect behaviour.
2. Attitude Accessibility: Attitude accessibility refers to the ease with which attitudes can be retrieved
from memory, in other words how readily available is an attitude about an object, issue, or situation.
Attitudes that are more accessible from memory are more predictive of behaviour and are more stable
across time.
3. Attitude Ambivalence: Attitude ambivalence refers to the fact that our evaluations of objects, issues,
events, or people are not always uniformly positive or negative; our evaluations are often mixed,
consisting of both positive and negative reactions. In other words when we simultaneously possess
both positive and negative attitudes toward the object in question we exhibit attitude ambivalence.
FUNCTIONS OF ATTITUDE
According to Daniel Katz, a famous psychologist, attitudes can serve instrumental, adjustive or utilitarian, ego-
defensive, value-expressive, or knowledge functions. These functions are discussed in detail below
1. Knowledge function: Knowing ones or other’s attitude imparts knowledge. We all have a need to
attain some degree of meaningful, stable, clear, and organised view of the world. Attitudes satisfy this
knowledge function by providing a frame of reference for organizing our world so that it makes sense.
2. Ego-defensive function: Attitudes can help people protect their self-esteem and avoid depression.
Some attitudes serve to protect us from acknowledging basic truths about ourselves or the harsh
realities of life. These can help a person cope with emotional conflicts and protect self-esteem.
3. Value expressive or Ego-expressive function: Used to express one’s core values or beliefs. Value
expressive attitudes show who we are, and what we stand for. Hence they serve to demonstrate one’s
self-image to others and to express our basic values.
4. Instrumental/ Utilitarian function: Helps to choose what is rewarding (and also avoid punishment).
This function is very close to the concept of instrumental conditioning. Katz says we develop positive
attitudes towards those objects that are associated with rewards and develop negative attitudes toward
those that are associated with punishment
5. Social Acceptance/ Identity function: It helps to adapt to the socially approved attitudes of a larger
group. Social identity function refers to the informativeness of Attitudes for person impressions, or
how much attitudes appear to convey about the people who hold them. For example, the purchase of an
Indian flag on the Republic Day may be driven primarily by social identity goals
All the three aspects of the attitude (content, structure and functions) are inexorably interlinked with each other
as one aspect cannot be manifested without other and in fact attitude functions will strive to form structure and
content of attitude and vice versa.
ATTITUDE AND FORMATION OF ATTITUDE
An attitude is a relatively enduring organization of beliefs, feelings, and behavioral tendencies towards socially
significant objects, groups, events, or symbols. It is a learned tendency or predisposition to respond in a
consistently favorable or unfavorable manner for a given object.
A range of different beliefs and values form an attitude. Generally attitudes are formed through three methods
namely, Exposure, Experience and Education.
1. Exposure: Exposure means when someone is exposed to new ideas, events, persons then certain
attitudes will form on certain objects, events.
2. Experience: Experience refers to the direct participation of a person or direct association with a
person, event, object will lead to formation of some kinds of attitudes.
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3. Education: Education refers to a process of learning, acquiring knowledge about a particular event,
object, person, place etc. and then understanding its finer details. Education also leads to formation of
certain attitudes.
Among all the three methods, direct exposure creates stronger attitudes while Education and learning creates
more stable attitudes.
CLASSIFICATION OF ATTITUDES
Attitudes can be generally Positive and Negative, Implicit and Explicit, instrumental and Value expressive Attitudes.
Explicit Attitudes are attitudes that are at the conscious level, are deliberately formed and are easy to self-report.
On the other hand, Implicit Attitudes are atti¬tudes that are at the unconscious level, are involuntarily formed
and are typically unknown to us.
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As famously said by Zig ziglar “It’s the attitude and not the aptitude that determines one’s altitude” one must
accord highest priority to the attitude as the attitude is everything for a person.
TYPES OF ATTITUDE
Attitudes can be of various types like explicit and implicit attitudes, positive and negative attitudes. Though we
are having many types of attitudes but mainly we deal with four types of attitudes. They are:
1. Moral Attitudes
2. Political Attitudes
3. Bureaucratic Attitudes
4. Democratic Attitudes
MORAL ATTITUDES
Morality refers to righteousness. An action is regarded as right by the society is a moral action. Thus moral
attitudes are the attitudes concerned with righteous manners. Therefore Moral Attitudes are attitudes of
individuals towards moral issues. Moral attitudes are often shaped by the moral values an individual possesses.
There are a lot of moral issues currently – Reproductive cloning, surrogate motherhood, abortion, sex selection,
euthanasia, cap¬ital punishment, homosexuality, porn, sexual orientation, abortion, honour killing, consumerism,
owning per¬sonal weapons, gambling, prohibition etc being some of them. Your attitude towards these issues
comes under the broad category of moral attitude.
Moral attitudes are stronger than moral beliefs. Moral attitudes give a basis to the whole of moral life. Human
values such as truthfulness, sincerity, forgiveness and compassion, along with the natural predispositions of a
human being, should be cultivated for leading a moral life.
• Moral Attitudes: Moral Attitudes are attitudes of individuals towards moral issues. ones attitudes
towards the moral issues like Euthanasia, Right to Abortion, surrogacy, eating habits, capital punishment
etc comes under the ambit of Moral attitudes.
• Moral attitudes are grounded in moral beliefs of “Right” and “wrong” action. Moral attitudes are stronger
than moral principles.
• Role of family and society in formation of Moral attitudes: Family, society, religion and education
contribute a lot in shaping those moral convictions.
• Moral Attitude & Emotions: Moral attitudes are tied up with strong emotions. Hence prevents deviant
behaviors among normal folks due to fear of social Ostracisation. For Instance: child molestation,
incest etc. Apart from these, People with good moral attitudes will possess the qualities like goodness,
reverence, faithfulness, tolerance etc.
• The positive impact of Moral attitude is that it will encourage a person towards Altruism, volunteerism,
social service.
• The Negative impact of moral attitude is that person can use such attitude to defend violence
behaviour and insanity and still society will accept it because moral attitude is a strong emotion. It
motivates a person towards riots, massacre and terrorism. Since moral attitude is tied with strong
sentiments, people do not get along with those who do not share their moral attitude.
Moral attitudes are traits that eventually lead to a peaceful world. These are behavioral patterns that strive for a
better society, welfare of every individual and peaceful co-existence. They shape the world which we live in. These
help in sustaining families. These help in building a nation. These are shaped by conviction and one’s religious
beliefs. Therefore moral attitudes encourage a person towards Altruism, volunteerism, social service
POLITICAL ATTITUDES
Political attitude means qualitative evaluation of a political ideology and the ways of implementation of the
same. The process of politics is guided by various political ideologies. These ideologies can be broadly catego-
rised as Leftist ideology, Centrist ideology and Rightist ideology.
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• Political Attitudes: The political attitudes are attitudes of individuals towards the political issues.
Political attitudes fall on a range between extremely liberal and extremely conservative.
• Political attitude tells us which party someone vote for, what kind of political ideology someone prefer
most, which social, economic, cultural, international policy someone prefer etc.
• Manifestations of Political attitudes: some of the manifestations of Political attitudes are as mentioned
below:
1. Voting and Participation in elections from particular party
2. Articles and News published in News papers/ media channels.
3. Expressions on social media.
4. Sloganeering in public in support or against some issues.
• Attitude towards the political issues like Reservations in India, Opinion towards voting and reluctance
to vote in elections, secularism, patriotism, corruption in governance etc. comes under the broad ambit
of Political attitude.
Functions of Political attitude:
• Maintaining Political Culture: Maintaining of political culture is vital function of political attitude.
This function is performed by having communication between political cultures from a generation
to another generation. But in present situation, the political socialization does not always act for
maintaining political culture.
• Alteration of Political Culture: Modification of political culture is an important function of political
attitude formulation.
• Building Political Culture: Creating political culture is performed by means of process of political
attitude formulation. Every society needs to create new political culture with the establishment of new
political system.
• Foundation of Present Pattern of Political System: There is no scope for difference of opinions of
opposition into totalitarian state whereas if we see there are in number of opportunities for difference
of opinions and opposition in open societies
• Continuity and Change: There is continuity and change in attitude formulation and this is an important
factor of the process of attitude formulation
ATTITUDE AND APTITUDE – RELATION
Aptitude refers to the inherent ability to learn and grasp, whereas attitude refers to one’s learned tendency or
predisposition towards an object, person or action. Aptitude is a natural ability or innate potential to learn or
acquire a skill where as attitude tells about a person’s desire to perform or learn. Both the attributes are very
much essential for enhancing the efficiency of bureaucracy in many folds.
• The dynamic field of new public administration with increasing use of technology for efficient delivery
of services requires not only an attitude to adapt oneself to the changing environment and demands of
the job, but also an aptitude to learn quickly to perform one’s job in the most efficient way.
• In the field of public service, a civil servant needs to deal with a variety of stakeholders with different
temperaments like seniors, subordinates, politicians, community leaders as well as common people.
• Here, attitudinal attributes like flexibility, patience, and perseverance are as much important as aptitude
related qualities like focus, team building, and prudence and negotiation ability for efficient discharge
of one’s duty.
• In a diverse country like India, where social and religious tensions and conflicts can be of frequent
occurrence, a civil servant would require not only an attitude of tolerance, but also skills of leadership
and persuasion to establish peace and order.
Thus good attitude and aptitude will foster the efficiency and effective functioning of bureaucrats, apart from this,
the twin attributes will also makes the process of administration more responsive and people centric.
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1. Classical conditioning theory: Classical conditioning can be used to create positive emotional
reactions to an object, person, or event by associating positive feelings with the target object. In classical
conditioning, the behaviour is involuntary.
2. Operant conditioning theory: Operant conditioning means changing of behaviour by the use of
reinforcement which is given after the desired response. In this method, learning occurs through
rewards and punishments. In operant conditioning, the learner is active and is rewarded or punished.
3. Observational learning theory: let people observe the behavior of others so that they change their
attitude.
Elaboration Likelihood Theory (The Theory of Persuasion):
This theory of persuasion suggests that people can alter their attitudes in two ways. First, they can be motivated
to listen and think about the message, thus leading to an attitude shift. Or, they might be influenced by the
characteristics of the speaker, leading to a temporary or surface shift in attitude. Messages that are thought-
provoking and that appeal to logic are more likely to lead to permanent changes in attitudes.
Theory of persuasion posits that attitudes of people on any subject can be changed by suitably communicating
appropriate information to them. Many aspects are relevant in trying to persuade people to change their attitude
on any subject. These are:
1. The object of the attitude i.e. thing, person, group or idea towards which an attitude is directed;
2. the message or information;
3. the manner in which it is delivered;
4. the messenger; and
5. the target audience i.e. individuals whose attitudes need change
Cognitive Dissonance Theory of Attitude Change:
As mentioned earlier, people can also change their attitudes when they have conflicting beliefs about a topic
(cognitive dissonance). In order to reduce the tension created by these incompatible beliefs, people often shift
their attitudes. In the earlier example, the dissonance was created by giving an incentive to change the behavior,
and thus attitude was also changed accordingly.
Attitudes are important because they can guide thought, behaviour, and feelings. Attitudes help to mediate
between a person’s internal needs (E.g. self-expression) and the external environment. Thus, Attitude helps
people to achieve their basic goals.
As said by Zig Ziglar “It is your attitude, not your aptitude that determines your altitude”. Therefore one should
always possess an elite attitude.
SOCIAL INFLUENCE
Social influence is described as an attribute that can bring change in person’s behaviour, thoughts, feelings and
attitudes that result from interaction with another individual in society. It can be intentionally or unintentionally,
as a result of the way the changed person perceives themselves in relationship to the influencer.
Harvard psychologist Herbert Kelman identified three broad varieties of social influence:
1. Compliance: Compliance is when people appear to agree with others, but actually keep their dissenting
opinion private. In compliance, “The influenced merely agrees to the attitude of the influencer”.
2. Identification: Identification is when people are influenced by someone who is liked and respected,
such as a famous celebrity. In Identification, “The influenced seeks to mimic and replicate the Influencer”.
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3. Internalization: Internalization is when people accept a belief or behaviour and agree both publicly
and privately. In Internalization, “The influenced does not just agree to but also incorporates the attitude
of influencer in his own personality”.
Enablers of Social Influence:
Enablers involve the factors that facilitate the social influence. These enablers are like grease that makes the
wheels of social influence run. Various factors that facilitate the social influence are:
PERSUASION
Persuasion is a form of social influence. It refers to an active attempt to change another person’s attitudes, beliefs,
or feelings, usually via some form of communication. It is more related to conformity and compliance. In simple
words, Persuasion is an attempt to change a person’s attitude. Typically, persuasion is treated as a form distinct
from that of the other three forms of social influence.
CARL HOVLAND et all – CONCEPT OF PERSUASION
The scientific study of persuasion can be traced back to Carl Hovland. He and other co researchers
then studied what can be termed as “who says what to whom” as;
• Who: The source: The “who” component represents the source of the message.
• Says What: The Message: The “says what” is the actual message being conveyed.
• To Whom: The Audience: The “whom” refers to the audience.
• Source Credibility: A source can be viewed as credible if he/she is seen as an expert and can be trusted.
Experts can be influential because people assume they know what they are talking about but at the
same time they also have to be trustworthy.
• Source Likeability: A source is likeable if he/she is seen as similar and attractive. The halo effect refers
to the assumption that because people have desirable traits such as physical attractiveness, they may
also have other desirable effects such as intelligence. This is why a message delivered by an attractive
person is perceived as more powerful than a message delivered by a less attractive person.
Types of Persuasion
• Systematic persuasion is the process through which attitudes or beliefs are leveraged by appeals to
logic and reason.
• Heuristic persuasion, on the other hand, is the process through which attitudes or beliefs are leveraged
by appeals to habit or emotion.
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Principles of Persuasion
Dr. Robert Cialdini put forwarded six principles of persuasion which act as universal guide to human behaviour.
They are:
1. Reciprocity
2. Scarcity
3. Authority
4. Commitment and Consistency
5. Liking
6. Consensus/ Social Proof
They are discussed in detail below
1. Reciprocity: Reciprocation is considered as a strong tool of persuasion which leads to a sense of
obligation. The rule of reciprocity is highly effective and overpowering.
2. Scarcity: Scarcity is often underestimated by people as a method of persuasion. Anything which is of
limited availability is given more importance by people. People want more of you when they cannot
have.
3. Authority: People always listen to those who are either knowledge or trustworthy. The words of an
expert are always taken seriously by everyone concerned as compared to a beginner.
4. Commitment and Consistency: Both the values are considered highly important as they are a valuable
short-cut through the complicated nature of modern existence. If a person makes any commitment, he
or she will likely take up all steps to honour that. Likewise, consistency is highly valued in society as it
allows a person to make effective decisions and process information accordingly.
5. Liking: This is simple as people usually agree to people whom they like. There are two primary factors
which contribute to overall liking. They are: physical attractiveness and similarity of attitudes.
6. Consensus/Social proof: The behaviour of people surrounding us has a great effect on our thoughts
and actions. The ‘power of crowd’ is considered very important. This becomes utmost effective when
there are uncertainties or similarities in a situation.
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• There are two primary routes to persuasion. The central route to persuasion uses facts and information
to persuade potential consumers. The peripheral route uses positive association with cues such as
beauty, fame, and positive emotions.
• External forces of persuasion include advertising; the features of advertising that influence our
behaviors include the source, message, and audience.
• Recent Campaigns like Darwaza Bundh karo, Swatch Bharath campaign, Beti Bachao Beti padao etc are
some of the peculiar example for social Persuading methods.
• Persuasion can bring a lasting change in people’s behaviour and is highly effective in implementation of
public policies provided the tools are used in a right way.
Thus, Attitudes are our evaluations or feelings toward a person, idea, or object and typically are positive or
negative. Our attitudes and beliefs are influenced not only by external forces, but also by internal influences that
we control. An internal form of attitude change is cognitive dissonance or the tension we experience when our
thoughts, feelings, and behaviors are in conflict. An External method of attitudinal change is Persuasion.
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APTITUDE
Aptitude is an innate, inherent capacity to perform a task or learn a skill. An aptitude is a component of a
competence to do a certain kind of work at a certain level. Outstanding aptitude can be considered as “talent.”
Aptitude is inborn potential to do certain kinds of work whether developed or undeveloped. Aptitude is an innate
potential that helps in creating and developing following qualities:
• Intellectual Aptitude would ensure that respective civil servant would think rationally, act purposely
and deal effectively with his environment. Thus, it can be regarded as means oriented aptitude.
• Emotional Aptitude would ensure his eff ective conduct with colleagues, subordinate and public at
large. Thus, it may be regarded as the behavior oriented aptitude.
• Moral Aptitude includes the desirable values, like justice, empathy, compassion etc. This is also called
as Foundational Values for Civil Services and would ensure that civil servants perform their duties not
only efficiently but also effectively, upholding public interest. Thus, it may be regarded as end-oriented
aptitude
APTITUDE Vs ATTITUDE
Both attitude and aptitude are essential traits to succeed in any walk of life. However, they become more important
in civil services for its impact on society. Having said this, there are few vital differences between aptitude and
attitude.
The basic difference between aptitude and attitude is that Aptitude is a measure of ability and is loosely associated
with intelligence, whereas attitude is a characteristic associated with one’s personality. Aptitude is a relatively
consistent trait, while attitude is more fluid and is likely to change.
The main difference between aptitude and attitude is that aptitude is a measure of competency, while attitude is
a set of beliefs and emotions. The former is relatively permanent, while the latter is likely to change frequently.
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1. Goal oriented/ End-oriented values: These are concerned with the goals which civil servants should
aim to achieve while performing their duties. They relate to the end product, and may best be visualized
as those covered by Directive Principles of State Policy, Fundamental Rights etc.
2. Means-oriented values: They are concerned with the ways in which civil servants behave or act while
performing their duty. They relate to the means and include such values as transparency, responsiveness,
efficiency etc.
Second Administrative Reform Commission Suggestions
Civil servants should have a certain minimum set of standards on which they evaluate things. According to Second
Administrative Reform Commission (2nd ARC), integrity, dedication to public service, impartiality, political
neutrality, anonymity, etc. are said to be the hallmarks of an efficient civil service.
The 2nd ARC in its report ‘Ethics in Governance’ has elaborated on values expected in Civil Servants. It also
makes references to Civil Services in other countries like the U.K. and Australia. The Commission is also of the
opinion that in addition to commitment to the Constitution the following values should be included:
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Thus both impartiality and non-partisanship are the foundational values in civil services and together they both
will enhance the faith of the people on administrative system as well as governance.
COMPASSION
Compassion is a feeling of empathy towards another person. It is the emotion that people feel in response to the
suffering of others which in turn motivates a desire to help. Compassion is a sense of concern that arises when we
are confronted with another’s suffering and feel motivated to see that suffering relieved.
Significance of Compassion
• Compassion offers the possibility of responding to suffering with understanding, patience, and kindness
rather than, say, fear and repulsion.
• It is a readiness to help or to want to do something ourselves about another person’s situation.
• Mother Theresa has often been referred to as an embodiment of compassion. Her selfless work for the
poor and destitute till date is inspiring and spoken of.
• Instance of ‘Compassionate Kozhikode’: Popularly known as ‘Collector Bro’, a civil servant from
Kozhikode started the ‘Compassionate Kozhikode’ and ‘Compassionate Keralam’, winning the trust and
volunteer help from the locals to successfully clean ponds, feed the hungry, help and improving lives
after the recent floods and involving youth in the betterment of the society.
• A compassionate public servant towards weaker sections can deliver the services with greater
dedication.
According to second Administrative Commission report integrity and compassion towards weaker sections are
two essential values that a public servant must possess.
Empathy
• Empathy refers to the ability of a person to understand the feeling of others and the capacity to place
oneself in another’s shoes.
• Empathy is the experience of understanding another person’s condition from their perspective by
placing oneself in their shoes and feel what they are feeling. Empathy is known to increase prosocial
(helping) behaviors. Therefore it is the ability to understand and share the feelings of another.
• Example: In the remote areas of Manipur, with no road, connectivity to the two villages of Tusem and
Tamenglong was a huge problem and the locals had to either walk for hours, or swim across the river.
Armstrong Pame, an IAS officer collected Rs 40 lakh through social media for the construction of the
road and got a 100 km stretch of road constructed in the state. This reflects the empathetic nature of a
civil servant.
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Sympathy
• Sympathy is feeling that you care about someone and feels sorry about someone’s troubles, grief etc.
• Sympathy refers to acknowledging and recognizing another person’s hardships. Sympathy is the
feeling that you care about and are sorry about someone else’s trouble, grief, misfortune etc. A feeling
of pity and sorrow for someone else’s misfortune.
• For instance consider the issue of child labour; On seeing a child waiter in a restaurant if a person is
just feeling sad and pity towards the boy, then he is said to be sympathetic and expressing the sympathy.
Tolerance
• Tolerance can be defined as having a fair and objective attitude towards those whose lifestyle varies
from one self.
• Tolerance Is an attitude of fairness towards someone who’s viewpoints or opinions, caste, religion, race,
gender etc. Tolerance comprises of allowing people to exercise their rights, religious or constitutional.
• For instance: In Jainism tolerance is captured in the ideal of Syadvada, which means that every view
is correct from its own perspective, but no particular view is absolutely correct.
Significance of Empathy, Compassion, and Tolerance in Administrative System:
• The Empathetic administrative system will formulate the people centric policies and schemes; the
attributes of empathy and sympathy makes the public servants to engage more by heart & soul in the
administrative process.
• The Compassionate administrative system works diligently for the welfare of the poor and
vulnerable sections and it also strives for achieving the goal of socio economic welfare as envisaged by
the constitution of India.
• For Example: Government schemes like UJWALA, PAHAL (LPG Gas subsidy) etc reflects the above
vision.
• A tolerant administrative system will effectively implement the policies and Programmes in a fair,
objective and unbiased manner towards all the sections and thus can foster the faith and trust on the
government.
• All the above said virtues are very much important prerequisites for public servants so as to strive for
establishing the ideal of socio-economic justice.
Hence, in a huge democratic country like India, which is an epitome of unity in diversity and a home for many
poor and vulnerable sections, an effective people centric bureaucratic system with the above said attributes are
inseparable and indispensable.
EMPATHY AND OBJECTIVITY
Empathy is the ability to emotionally understand what other people feel, see things from their point of view, and
imagine yourself in their place. Essentially, it is putting yourself in someone else’s position and feeling what they
must be feeling.
Objectivity in governance means adherence to rationality, legality and to proven standards, procedures and
norms in institutions by the public authorities. It implies that the governance decisions should be taken based on
merit and after rigorous analysis of evidence.
Need for being objective as well as empathetic while executing public service:
• Objectivity and empathy are complementing values as these result in civil servants behaving in a
compassionate manner and patiently listening to citizens while taking a balanced view.
• Also, it ensures that civil servants are passionate about their service and dispassionate about the profile
of the people that they are serving, except in extraordinary situations such as dealing with pregnant
women, widows, Divyangs etc.
• Objectivity without empathy makes a civil servant robotic, whereas, empathy without objectivity leads
to non-conformity to rules, biasness and wastage of public resources.
• For service to the country, civil servants have to imbibe better understanding of whom to serve – their
needs, aspirations and living conditions. While compliance with processes is important to ensure
objectivity and fairness, the processes themselves need to be empathetic, particularly towards the
vulnerable and weaker sections of the society.
• Priority should be given to ensure that intended outcomes benefit the society, while duly protecting the
interest of poor, underprivileged and weaker sections.
• It is therefore imperative to inculcate amongst the civil servants, a strong sense of values like empathy,
tolerance, compassion towards the weaker section.
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Serving all citizens equally without any bias or prejudice with a special focus on those who have been left out of
the developmental process should be the direction, the ‘antyodaya’ approach, leaving no one behind. Therefore,
civil servants must be objective as well as empathetic to achieve the vision of national integration and inclusive
development.
Democratically elected leaders legislate and make policy, the permanent executive of civil servants is meant
to advise and execute it, irrespective of their own views. Politicization of Bureaucracy leads to undue political
influence in the governance. Bureaucrats need to maintain political neutrality and impartiality to ensure the
triumph of democracy and smooth functioning of its institutions. Thus, the neutrality principle has a moral
function to prevent public officials from becoming slaves to the government of the day.
The Nolan Committee Promotes Seven Principles of Public Life that Can Serve as Guide for Civil Servants,
Which are as follows:
1. Selflessness: Holders of public office should act solely in terms of the public
interest. They should not do anything to gain financial or other material
benefits for themselves, their family or their friends.
2. Integrity: Holders of public life should not place themselves under any
financial or other obligation to outside individuals or organizations that might
influence them in the performance of their official duties. They must avoid
placing themselves under any obligation to people or organisations that might
try inappropriately to influence them in their work.
3. Objectivity: Holders of public office must act and take decisions impartially, fairly and on merit, using
the best evidence and without discrimination or bias. In carrying out pubic business, including making
public appointments, awarding contracts, or recommending individuals for rewards and benefits,
holders of public office should make choices only on merit.
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4. Accountability: Holders of public office are accountable to the public for their decisions and actions
and must submit themselves to the scrutiny necessary to ensure this.
5. Openness: Holders of public office should act and take decisions in an open and transparent manner.
Information should not be withheld from the public unless there are clear and lawful reasons for so
doing. They should record reasons for their decisions and restrict information only when the wider
public interests clearly demand.
6. Honesty: Holders of public offices have a duty to declare any private interest relating to their public
duties and to take steps to resolve conflicts arising in a way that protects the public interests.
7. Leadership: Holder of public office must possess leadership qualities to handle the service efficiently.
They should promote and support these principles by way of leadership and examples.
Holders of public office should exhibit these principles in their own behaviour. They should actively promote and
robustly support the principles and be willing to challenge poor behaviour wherever it occurs
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The competency of a civil servant can be analysed based on the following criteria:
Ethos, i.e. the set of moral beliefs, attitudes, habits etc. is the characteristic of a person, group or institutions. It
judges the competency of civil servants in following manner:
• People first: A competent civil servant has the passion for serving people with special care for the
marginalized and disadvantaged sections of the society.
• Strategic thinking: Ability to understand dynamic internal and external environment and respond to
the opportunities and challenges for the betterment of society.
• Organizational awareness: Understanding of the organization’s mandate, structure, policies,
processes, norms and its interface with other organisations.
• Leading Others: Ability to engage, energize and enable the team to excel.
Ethics i.e. deals with moral principles that guide human behaviour by differentiating between good and bad
conduct.
• Integrity: A competent civil servant consistently behaves in an open, fair and transparent manner,
honors one’s commitments and works to uphold the public service values.
• Transparency: Maintains clear communication on the reasons for the decisions taken without
distorting facts.
• Accountability: Takes ownership for outcomes (successes or failures) while addressing performance
issues fairly and promptly.
Equity i.e. the quality of being fair and impartial towards all stakeholders
• Consultation and consensus building: Competent civil servants need to identify the stakeholders
and influencers, seek their views and concerns through formal and informal channels. They should
build consensus through dialogue, persuasion, reconciliation of diverse views/interests and trusting
relationships.
• Decision making: Making timely decisions by taking into account relevant facts, tasks, goals, constraints,
risk and conflicting points of view.
• Empathy: Empathy is about being able to accurately hear out and understand the thoughts, feelings
and concerns of others, even when these are not made explicit.
Efficiency i.e. the comparison of what is actually produced or performed with what can be achieved with the same
consumption of resources.
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• Result orientation: A competent civil servant should have high drive for achieving targets and
competing against a standard of excellence.
• Planning and Coordination: Ability to plan, organise and monitor work with effective utilisation of
resources such as time, money, and people.
• Innovative Thinking: Open to change, approaches issues differently, offers alternate/out of box
solutions and strives for efficiency by working smartly.
• Problem Solving: Understanding a situation by breaking it into small parts, organising information
systematically and setting priorities.
• Communication Skills: Articulates information to others in language that is clear, concise, and easy to
understand.
Hence, a competent civil servant plays a key role in creating an enabling environment for the development and
management of human resources of the Government for efficient, accountable and responsive governance.
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EMOTIONAL INTELLIGENCE
CHAPTER - 4
EMOTION
According to the American Psychological Association (APA), emotion is defined as “a complex reaction pattern,
involving experiential, behavioral and physiological elements.” Usually, emotions are often confused with
feelings and moods, but the three terms are not interchangeable. Emotion is an affective state of consciousness
in which joy, sorrow, fear, hate, or the like, is experienced, as distinguished from cognitive and volitional states of
consciousness. Whereas, the term “Affective” is defined as something pertaining to feeling or emotions, especially
pleasurable or unpleasurable aspects of a mental process.
INTELLIGENCE
Intelligence is a set of cognitive abilities which allow us to acquire knowledge, to learn and to solve problems.
Intelligence is the ability to think, to learn from experience, to solve problems, and to adapt to new situations.
Intelligence is important because it has much impact on human behaviour.
EMOTIONAL INTELLIGENCE
The term Emotional intelligence was coined by two researchers – Peter Salovey and John Mayer in 1990 but
got popular in 1996 by Daniel Goleman. Emotional intelligence refers to “the ability to identify one’s own
emotions and those of others, harness and apply them to tasks, and to regulate and manage them”.
According to Goleman (1998), “Emotional intelligence’ refers to the capacity for recognizing our own
feelings and those of others, for motivating ourselves, and for managing emotions, well in ourselves and in our
relationships.
The differences in the concept of intelligence in Emotional Quotient (EQ) and Intelligence Quotient (IQ)-
• IQ measures concepts like logical reasoning, word knowledge and math skills, while EQ measures
creative abilities or emotional abilities.
• It is not necessary that a high IQ person can easily make social bonds or relations but a person with a
high EQ is adept at maintaining relationships or building social bonds.
• Intelligence level or IQ of a person may never change but EQ can be increased through practising self
awareness, self-confidence and self-restraint of emotions.
Thus, Emotional Quotient is broader than just gauging one’s intellect based on knowledge and aptitude in
solving complex problems and includes qualities of being self aware, managing emotions, having self-motivation,
recognizing emotions of others and handling relationships
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• Reorganizing groups: An essential quality for an administrator or leader who initiates and coordinates
the efforts of a network of people for their individual good and that of the team they are part of; -
• Negotiating solutions: It is the talent of the mediator that prevents and manages conflicts, negotiating
solutions to defuse and annihilate them, eliminate tensions and disputes, potential hazards that may
disturb the peace and endanger safety at a given moment; -
• Inter Personal relationships: The ability to build and maintain interpersonal relationships with the
help of empathetic communication;
• Social analysis: The ability to sense or detect the feelings of others, to decode emotions and to
knowingly act to the benefit of certain constructive and efficient relationships.
MAYER AND SALOVEY MODEL OF EMOTIONAL INTELLIGENCE (The Four Branch Model)
Mayer and Salovey described EI more specifically in 1997 by outlining the competencies it encompasses. They
organized those competencies along the four branches:
1. Self-awareness.
2. Self-regulation.
3. Motivation.
4. Empathy.
5. Social skills
• Self-awareness: It is the ability to recognize and understand personal moods and emotions and
drives, as well as their effect on others. Hallmarks of self-awareness include self confidence, realistic
self-assessment, and a self-deprecating sense of humor. Self awareness depends upon one’s ability to
monitor one’s own emotion state and to correctly identify and name one’s emotions.
• Self-regulation: It is the ability to control or redirect disruptive impulses and moods, and the tendency
to suspend judgment and to think before acting. Some of its hallmarks include trustworthiness and
integrity; comfort with ambiguity; and openness to change.
• Internal motivation: This refers to a passion to work for internal reasons that go beyond external
rewards like money and status. This can be driven by an inner vision of what is important in life, a
joy in doing something, curiosity in learning, a flow that comes with being immersed in an activity. Its
hallmarks include a strong drive to achieve, optimism even in the face of failure, and organizational
commitment.
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• Empathy: It is the ability to understand the emotional makeup of other people. It involves imaginatively
stepping in someone’s shoes and emoting as per the context. It is a skill that helps one treat people
according to their emotional reactions. Its hallmarks include expertise in building and retaining talent,
cross-cultural sensitivity. It is important to note that empathy does not necessarily imply compassion.
Empathy can be ‘used’ for compassionate or cruel behavior. Serial killers who marry and kill many
partners in a row tend to have great emphatic skills.
• Social skills: It includes proficiency in managing relationships and building networks, and the ability
to find common ground and to build rapport. Hallmarks of social skills include effectiveness in leading
change, persuasiveness, and expertise building and leading teams.
Thus, Goleman’s model is more comprehensive and is most suited for effective functioning in a social system,
especially in governance and administration.
The Emotional intelligence plays significant role in public services in the following ways:
• For better targeting of Policies and initiatives: Bureaucrats need to know emotions, moods and
drives of persons at whom public policy is targeted for better acquaintance with the nature of problems
in society and their possible solutions.
• To motivate the subordinates towards particular goal: EI helps a person in comprehending emotions
of others, thus an emotionally intelligent civil servant can motivate his/her subordinates towards a
particular goal.
• For effective Stress Management during the exigencies: EI enables one to manage emotions in
anxiety-provoking situations and thus helps one in maintaining one’s physical and mental well being.
• For efficient and effective Decision making: EI helps in recognizing such emotions that are unrelated
to any specific problem and not allowing them to be influential to the final result.
• To maintain balance in the professional and personal life: EI helps a civil servant in managing his/
her personal life as well as professional life.
• On personal front, EI makes one more flexible, empathetic and clear in expression. EI helps in
motivating the sub-ordinates especially under exigent or demanding situations.
• EI helps in appreciating the challenges of public services better and helps in reducing stress.
• EI helps in engendering policies that bring tangible improvements in the lives of the vulnerable sections
of the society. EI act as a viable device to take relevant and sound decisions.
Therefore, emotional intelligence plays a crucial role in the administration and it is very much essential for a civil
servant to posses the attribute for an efficient delivery of public services.
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Thus, Emotional intelligence focuses upon basic human skills inside our being, on the ability to control our
feelings and inner potential to create a positive interaction. The ability to communicate efficiently for the benefit
of a positive interaction may constitute an example of emotional intelligence in action.
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Ethics is a system of accepted beliefs, principles and values that control and govern human behaviour. The study
of ethics includes both the ‘science of the good’ and ‘the nature of the right’.
Public Administration as a discipline is influenced by both political science and the science of management. The
philosophical premises of Public administration were primarily influenced by Political Science its technological
dimension drew inspiration from Management Sciences.
The significance of Ethics in Public Administration can be summed up in the following quote of John F Kennedy -
“No responsibility of government is more fundamental than the responsibility of maintaining the higher standards
of ethical behaviour” - John F Kennedy.
It is a truism that the crux of administrative morality is ethical decision making. The questions of facts and
questions of values cannot be separated from ethical decision making. Thus the science of administration gets
integrated with the ethics of administration.
• Maxim of Legality and Rationality: An administrator shall follow the law and rules that are framed to
govern and guide policies and decisions.
• Maxim of Responsibility and Accountability: An administrator would not hesitate to accept
responsibility for his decision and actions. He would hold himself morally responsible for his actions
and for the use of his discretion while making decisions. Moreover, he would be willing to be held
accountable to higher authorities of governance and even to the people who are the ultimate beneficiaries
of his decisions and actions.
• Maxim of Work Commitment: An administrator would be committed to his duties and perform his
work with involvement, intelligence and dexterity. As Swami Vivekananda observed: “Every duty is
holy and devotion to duty is the highest form of worship.”This would also entail a respect for time,
punctuality and fulfillment of promises made. Work is considered not as a burden but as an opportunity
to serve and constructively contribute to society.
• Maxim of Excellence: An administrator would ensure the highest standards of quality in administrative
decisions and action and would not compromise with standards because of convenience or complacency.
In a competitive international environment, an administrative system should faithfully adhere to the
requisites of Total Quality Management.
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• Maxim of Fusion: An administrator would rationally bring about a fusion of individual, organizational
and social goals to help evolve unison of ideals and imbibe in his behaviour a commitment to such a
fusion. In situation of conflicting goals, a concern for ethics should govern the choices made.
• Maxim of Responsiveness and Resilience: An administrator would respond effectively to the demands
and challenges from the external as well as internal environment. He would adapt to environmental
transformation and yet sustain the ethical norms of conduct. In situations of deviation from the
prescribed ethical norms, the administrative system would show resilience and bounce back into the
accepted ethical mould at the earliest opportunity.
• Maxim of Utilitarianism: While making and implementing policies and decisions, an administrator
will ensure that these lead to the greatest good (happiness, benefits) of the greatest number.
• Maxim of Compassion: An administrator, without violating the prescribed laws and rules, would
demonstrate compassion for the poor, the disabled and the weak while using his discretion in making
decisions. At least, he would not grant any benefits to the stronger section of society only because they
are strong and would not deny the due consideration to the weak, despite their weakness.
• Maxim of National Interest: Though universalistic in orientation and liberal in outlook, a civil servant,
while performing his duties, would keep in view the impact of his action on his nation’s strength and
prestige. The Japanese, the Koreans, the Germans and the Chinese citizens (including civil servants)
while performing their official roles, have at the back of their mind a concern and respect for their
nation. This automatically raises the level of service rendered and the products delivered by the civil
servants.
• Maxim of Justice: Those responsible for formulation and execution of policies and decisions of
governance would ensure that respect is shown to the principles of equality, equity, fairness, impartiality
and objectivity and no special favours are doled out on the criteria of status, position, power, gender,
class, caste or wealth.
• Maxim of Transparency: An administrator will make decisions and implement them in a transparent
manner so that those affected by the decisions and those who wish to evaluate their rationale, will be
able to understand the reasons behind such decisions and the sources of information on which these
decisions were made.
• Maxim of Integrity: An administrator would undertake an administrative action on the basis of
honesty and not use his power, position and discretion to serve his personal interest and the illegitimate
interests of other individuals or groups.
CODE OF ETHICS FOR PUBLIC ADMINISTRATORS/ ETHICS IN PUBLIC ADMINISTRATION
The American Society of Public Administration (ASPA) has laid down the code of Ethics for Public Adminis-
trators:
• Public Interest should precede Private Interest: The public servants should put the public interest
above the self interest and subordinate institutional loyalties to the public good. They are committed
to exercise discretionary authority to promote the public interest. Accordingly they should oppose all
forms of discrimination and harassment, and promote affirmative action.
• People Centric and Participatory Administration: The public servants should recognize and support
the public’s right to know the public’s business and involve citizens in policy decision-making. The
public servants should encourage the people to participate actively in the affairs of the government.
• Should be abide by the Rule Of Law: It is the duty of the public servants to respect the Constitution
and the Law that define responsibilities of public agencies, employees, and all citizens and promote
constitutional principles of equality, fairness, representativeness, responsiveness and due process in
protecting citizens’ rights.
• Values Oriented Administration: The public servants are committed to perform their duties honestly
and should not compromise them for advancement, honour, or personal gain. They should conduct
official acts without favoritism and ensure that others receive credit for their work and contributions.
• The public officials should make every effort to strengthen organizational capabilities to apply ethics,
efficiency and effectiveness in serving the public. The public officials should strive for Professional
Excellence. They should work hard to strengthen individual capabilities and encourage the professional
development of others to upgrade competence.
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Eternal Law
Eternal law comprises laws that govern the nature of an eternal universe. Eternal law is derived from the idea of
God as the ruler of the world. It can refer to all laws (including to laws of nature according to some writers) by
which the universe is ordered.
Divine Law
Divine law is concerned with those standards that must be satisfied by a human being to achieve eternal salvation.
One cannot discover divine law by reason; its principles can be known only through divine revelation. Aquinas
cites as examples Old Testament of Bible (which Jews follow) and the New Testament (which Christians follow)
as divine laws.
Natural Law
The natural law consists of those principles of the eternal law that govern the behaviour of beings endowed with
reason and free will. It is the ‘participation of the eternal in the rational creature’. It is ‘an imprint on us of the
divine light”. According to St. Paul, the natural law is written in the hearts of men. We can understand natural law
as divine moral ideas found in human heart.
Human Law
Aquinas says that human law is made by men: it is an ‘ordinance of reason for the common good, promulgated
by him, who has the care of the community’. It is valid only insofar as it matches with the natural law; or in
Augustine’s famous remark, an unjust law is really no law at all. This is the defining characteristic of the natural
law theory. According to Blackstone, in natural law theory: 1) there can be no legally valid standards that conflict
with the natural law; and 2) All valid laws derive whatever force and authority they have from the natural law
The term ‘regulation’ refers nowadays to regulations which regulatory authorities – like Central Electricity
Regulatory Commission – issue for regulating a particular sector like power, insurance or telecom. However,
this is a current usage connected with regulating certain economic activities. But in Ethics, the terms ‘rule’ and
‘regulation’ have the same meaning.
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CONSCIENCE
• Conscience is a person’s moral sense of right and wrong, viewed as acting as a guide to one’s behaviour.
It also flows from our repository of experiences and knowledge. It is often referred to as the inner voice
of reason.
• Conscience is the part of your mind that tells you whether what you are doing is morally right or wrong.
A person’s moral sense of right and wrong, viewed as acting as a guide to one’s behavior
VOICE OF CONSCIENCE
• Conscience represents our moral being. It consists of the ethical principles which we have learnt and
internalized. We imbibe these principles during our upbringing, study, and exposure to religious ideas.
Conscience stands like a sentinel watching our actions and conduct.
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• Voice of conscience: There are times when our actions, decisions and conduct fail to measure up to
our acquired moral values embedded in our conscience. Conscience makes us conscious of such failures
and causes mental disquiet. This is popularly known as voice of conscience.
• Heeding the voice of conscience is another expression for following the path of morality. To this
end, we should be conscious of moral codes, and follow them when appropriate situations arise. In
ordinary situations of life in family, at office and among friends, moral issues seldom arise. But we
should be on lookout and recognize the moral dimensions of situations. Following conscience, like
forming good character, depends on practice and should be made into a habit.
CRISIS OF CONSCIENCE
• Conscience is a person’s moral sense of right and wrong, viewed as acting as a guide to one’s behaviour.
It also flows from our repository of experiences and knowledge. It is often referred to as the inner voice
of reason.
• Crisis of conscience is a situation in which it is very difficult to decide what’s the right thing to do? The
term is also used when someone is worrying because they think that they have done something unfair
or morally wrong.
• It is a case of ethical dilemma, but often in a more strong sense. When there is a crisis of conscience, the
individual fear that his action may be against the voice of conscience and hence ethically wrong.
• Crisis of conscience refers to a situation that severely tests one’s moral caliber. One may end up violating
moral values in such situations. They are hard to tackle. People are torn apart by conflict between
conscience and self-interest
MAX WEBER’S BUREAUCRATIC THEORY
Max Weber’s Theory of Bureaucracy is one of the pioneer studies in organizational models. Max Weber’s concept
of bureaucracy is closely related to his ideas on “legitimacy of authority”. It is famously referred as Max Weber’s
Legal-Rationality Model of Bureaucracy.
The ideal-type construction of bureaucracy, propounded by Max Weber, highlighted an ethical imperative of
bureaucratic behaviour. And he also tried to emphasize that bureaucratic morality should always prevail over
personal conscience for better discharging of official duties in the country.
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4. Efficient and uniform requirements. Employees, argued Weber, should always know exactly what
is expected of them. In the ideal organization, the rules are clearly defined and strictly enforced.
This promotes uniformity within the organization and keeps the company running as smoothly and
efficiently as possible. If new rules and requirements need to be introduced, higher-level management
or directors are responsible for implementing and enforcing them.
5. Impersonal environment. Under Weber’s theory, relationships between employees are to be only
professional only. The impersonal environment characterized by bureaucracies is designed to promote
decision-making that is based solely on facts and rational thinking. It prevents favoritism or nepotism
as well as involvement from outsiders or political influence, anything that could interfere with the
mission of the organization.
6. Achievement-based advancement. Weber felt that promotions within an organization should be
based solely on achievement, experience and technical qualifications. Personal favors, relationships or
personality traits should not factor into personnel decisions.
In an ideal organization, all employees and managers are treated equally and responsibilities are evenly divided
based on each teams’ area of expertise. Weber also believed a work environment should be professional and
impersonal.
• Accountability means making people answerable for their behaviour and making them responsive to
the entity from which they derive their authority. It is the act of making the civil servants answerable
for his acts of omissions/commissions.
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• Accountability ensures that officials are answerable to their superiors for proper performance of
assigned duties in line with laws, policies and procedures. It is a pivot of administrative discipline,
responsibility and efficiency.
• In simple words accountability is to take complete responsibility by a person or an organization for
what he/she or the organization did or failed to do (which was their duty) and must be able to give
satisfactory answers or extend proper reasons for it.
If there is no accountability then the civil servants would turn in to despots without checks and balances. Lack of
accountability will engender arbitrariness and corruption in the administration.
TYPES OF ACCOUNTABILITY
The notion of accountability can be classified according to the type of accountability exercised and/ or the person,
group or institution the public official answers to.
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• Bribery & Influence Peddling: Bribery occurs when a person of authority is offered, and accepts,
some personal benefit in exchange for performing some action. A public official may, for example, be
offered money, property, or free services. In exchange, s/he agrees to take some action that benefits the
giver of the bribe, such as voting a certain way on a piece of legislation, or turning a blind eye to some
illegal activity.
• Conflict of Interest & Self-dealing: Conflict of interest occurs when a public official’s private interests
are such that they may influence the performance of his or her public duties.
• Divulging Confidential Information: Public servants and elected officials are often privy to all sorts
of sensitive information, such as military/security secrets or personal information about citizens
(criminal records, tax information, and medical histories).
Common Ethical Issues Encountered By Public Servants
Some of the most common ethical issues with which public servants are confronted, revolve around the idea of
responsibility. These include aspects such as:
• Administrative discretion
• Corruption
• Nepotism
• Administrative secrecy
• Information leaks
• Public accountability
• Policy dilemmas
ETHICAL DILEMMAS
Ethical dilemmas or moral dilemmas or ethical paradoxes, are situations in which there is a choice to be made
between two options, neither of which resolves the situation in an ethically acceptable fashion. In such cases,
societal and personal ethical guidelines can provide no satisfactory outcome for the chooser. An ethical dilemma
is a complex situation that often involves an apparent mental conflict between moral imperatives, in which to
obey one would result in transgressing another.
Example: A public official whose personal interests conflict with his/her professional position. Instances of the
largest shareholder appointing himself as CEO, deciding his salary and then appointing his son to a key post and
higher royalties to the parent company are some of the serious conflict of interest issues in India which don’t
receive the necessary attention.
• Conflict due to moral values: A public servant’s responsibility may demand him to take decisions which
are at conflict with his own values.
For example- in land acquisition cases, a civil servant may prefer not to harm scheduled tribes but due to pressure
from higher authority he will have to evict them from their lands.
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• Conflicting Organizations: A public servant may be associated with other organizations like NGOs/
welfare societies with apparently conflicting objectives and this might put him in certain conflict of
interest.
Civil servants need to properly handle such conflicting interests and situations. This can be done by following
the principles like Enhanced transparency and objectivity in decision making and declaring one’s conflict of
interest to the concerned authorities to recuse one from any conflicting situations. There is a need to reduce
discretion and codify procedures. Ensuring high ethical conduct: As a civil servant, one has to adhere to the
standards of civil service values like impartiality, efficiency, integrity and must show exemplary behavior.
ETHICS IN INTERNATIONAL RELATIONS
International ethics is an area of international relations theory which concerns the extent and scope of ethical
obligations between states in an era of globalization. International ethics may be elaborated as that which enables
one to participate more actively in shaping and building good international community.
Good acquaintance of international ethics provides people with insights to assess the good and harms, the rights
and wrongs, which can occur in the international space. The idea behind developing strong set of ethical principles
that can shape international relations is to build a fair and just international community.
International ethics guides international relations and resolution of international conflicts. International ethics
guides the international environmental efforts to fight against environmental degradation, pandemics, terrorism
etc which are common shared problems and which require actions from many nations who are major contributors
to forces generating such problems.
Ethics in international relations acts as a compass in the conduct of diplomatic international affairs. The difference
in the value systems and the diversity across the world makes ethics as an imperative in today’s world. Ethics in
international relations plays a prominent role in maintaining the world’s peace and stability.
For Instance, although China claimed itself as a peaceful nation through its ‘peaceful’ doctrine on many occasions,
china is majorly responsible for the tensions in South China Sea region deviating from the path of peace.
• However, Ethics in international relations is compromised with respect to a states national interest,
territorial sovereignty and makes the nation states derelict from the universal value systems.
A nation can only prosperous and attain greatness if there will be peace and mutual respect for others sovereignty.
Attaining global common good is a quintessential aspect for global peace and harmony and ethics in international
relations is an effective tool to achieve it.
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CORPORATE GOVERNANCE
Corporate Governance is defined as a set of systems, processes and principles which
ensure that a company is governed in the best interest of all stakeholders. It is about
promoting corporate fairness, transparency and accountability.
Four Pillars of Corporate Governance
The value of corporate governance may well lie on its four pillars, on which the OECD
Principles of corporate Governance are based. They are accountability, transparency,
responsibility, fairness.
CORPORATE SOCIAL RESPONSIBILITY
Corporate Social Responsibility (CSR) is a phenomenon wherein organisations serve the interest of society by
taking responsibility for the Impact of their activities on customers, employees, shareholders, communities and
the environment in all aspects of their operations.
In other words, CSR is the continuing commitment by business to behave ethically and contribute to economic
development while improving the quality of life of the workforce and their families as well as of the local
community and society at large
BUSINESS ETHICS
Business ethics refers to the application of moral principles to solve business problems. Here, the word ‘morals’
refers to accepted customs of conduct in a society. The purpose of business ethics is to guide the efforts of
managers in discharging their duties to the satisfaction of various stakeholders e.g., employ¬ees, owners,
customers, suppliers, and the general public.
“Business Ethics is an art and science for maintaining harmonious relationship with society, its various groups
and institutions as well as recognizing the moral responsibility for the Tightness and wrongness of business
conduct”, as said by Wheeler.
Role of Business Ethics in Profitability:
Business ethics refers to implementing appropriate business policies and practices by adhering to various ethical
principles during the conduct of business. A number of factors are responsible for making a business profitable,
among which the business ethics acts as an important catalyst in the success of a company.
The role of ethics in making the business profitable
• The principles of business ethics will subject the economic reality to a normative and prescriptive
examination, adherence to which may lead to yield low profits in short run but in long run definitely
they will procure better profits.
• Ethical accounting practices, treatment of employees, interactions with the public, and information
disseminated to shareholders etc can have a direct impact on the overall profitability of the company.
• When these integral aspects of a business are not performed with a resounding theme of business
ethics from the top-down, each facet of the business has a greater potential to falter in the short or long-
term.
• Poor corporate governance, insider trading, bribery, discrimination, lack of social responsibility are
some of the manifestations of non adherence to business ethics which eventually leads to fall in the
profitability of a business entity.
In general the business ethics are meant to ensure a certain level of trust between consumers and corporations. It
also guarantees the public fair and equal treatment while delivering the services therefore business ethics plays
vital role in measuring the profitability of an organization.
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PROBITY IN GOVERNANCE
CHAPTER - 6
PROBITY
Probity, which descends from Latin probus, meaning “honest,” implies tried and proven honesty or integrity.
Probity is the evidence of ethical behaviour in a particular process. The term probity means integrity, Uprightness
and honesty. Thus the quality of having strong moral principles such as honesty, integrity refers to probity.
Probity in governance is an essential and vital requirement for an efficient and effective system of governance and
for socio- economic development. It is concerned with procedures, processes and systems rather than outcomes.
An important requisite for ensuring probity in governance is absence of corruption. The other requirements are
effective laws, rules and regulations governing every aspect of public life and, more important, an effective and
fair implementation of those laws, etc.
Probity helps in ushering good governance which not only leads to effective use of public resources but will also
lead to higher socio-economic growth and human development. Thus, it is very necessary to take initiatives, enact
strong legislations and ensure their effective implementation to inculcate a culture of probity in governance.
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• Prevention of Corruption Act, 1988 and the Amendments to the Act in 2018: The Prevention
of Corruption Act, 1988 incorporates the Prevention of Corruption Act, 1947, the Criminal Law
Amendment Act, 1952, and sec. 161 to 165-A of the Indian Penal Code with modifications. The law
defines who a public servant is and punishes public servants involved in corruption or bribery. It also
punishes anyone who helps him or her commit the crime corruption or bribery.
• Whistle Blowers Protection Act 2014: One of the measures adopted in several western countries
to fight corruption and protect the informers of unlawful activities is the enactment of Public Interest
Disclosure Acts, which are popularly called Whistle-blower Acts. India enacted its own version in 2014.
The Act provides a mechanism for receiving and inquiring into public interest disclosures against acts
of corruption, willful misuse of power or discretion, or criminal offences by public servants.
• Enactment of Right to Information Act 2005: The right to information (RTI) in India was developed
through judicial pronouncements initially and later given proper shape through Right to Information
Act 2005. The Right to Information Act 2005 is helping the cause of probity in governance via citizen
activism. It is not just about filing RTI applications but also initiates debates, discussion on issues, cases
etc. It is serving as a way to an open society and is ushering in a culture of asking questions.
• Central Vigilance Commission: The CVC was established in 1964 pursuant to the recommendations
of the Santhanam Committee to advise the government in respect of matters pertaining to maintenance
of integrity in administration. The jurisdiction of CVC extended to all public servants and employees of
central public-sector undertakings, nationalized banks and autonomous organizations.
• Institutions of the Lokpal and the Lokayuktas: The basic idea of the institution of Lokpal has been
borrowed from the concept of Ombudsman in countries such as Finland, Norway, Denmark, Sweden,
U.K. and New Zealand. Presently, about 140 countries have the office of the Ombudsman. Indian version
this office is provided under the Lokpal and Lokayuktas Act 2013. The Act seeks to provide for the
establishment of the institution of Lokpal to inquire into allegations of corruption against certain public
functionaries and matters connecting them
Probity is a crucial feature of governance which endows government to act ethically and perform its duty as per
the norms only. It is significant for the government to follow the rules and regulations as well as adopt policies of
impartiality, to gain confidence from the public
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PUBLIC SERVICE
• Public service refers to the broad framework under which government employees extend services with
the aim of advancing greater public good. The term is linked with a social agreement.
• It includes the services provided, the contiguous interactions and the grievance redressal linked with
those services. All the aspects of day to day life ranging from health, education, infrastructure and law
and order among others that the government provides are under the purview of public service.
PUBLIC INTEREST
• The term ‘public interest’ means matters concerning welfare of the people. Civil service or public
service is for the welfare of the people. As such policies and their implementation should be guided by
public interest or public welfare. All government works have the overriding motive of public interest.
• Civil servants should be guided solely by public interest in their official decision making.
SPIRIT OF SERVICE
• It us nothing but Serving the people and nation in a selfless manner which will provide an inner
satisfaction of paying back to the society what one owes.
• Example: Gandhiji Serving in Dr. Booth’s hospital which consisted in ascertaining the patient’s
complaints, laying the facts before the doctor and dispensing the prescriptions. It brought him in close
touch with suffering Indians, most of them indentured Tamil, Telugu or North Indian men.
• “The best way to find your self is to lose yourself into the service of others”. This quote of simply signifies
the importance of spirit of service.
COURAGE OF CONVICTION
• Courage of conviction means willingness to stick to one’s principles even if they are unpopular and face
vehement opposition. Often, we hide our genuine feelings and views for sake of social conformity or for
avoiding unpleasantness. But moral courage demands that we boldly espouse our favorite causes and
express our genuine feelings.
• Steadfast adherence to one’s principles is a great virtue in civil servants. If one lacks courage, then
his good intentions are of no avail. He will be bullied by unscrupulous seniors or politicians to join or
condone their unethical actions.
COMMITMENT
• Commitment means that one is intensely and passionately wedded to one’s work. Many people work on
their jobs mechanically, lackadaisically, and as an unavoidable chore. Commitment is the mark of those
like accomplished musicians or scientists or sportsmen for whom work is an end in itself and holds
their interest all the time.
• It also refers to being always responsible and genuine to the words, deeds and promises. It is the most
important ingredient of public servant. There might be a chance to flout promises and rebuild our
relationships in personal life. But in official capacity, breaking a promise or vow can’t be undone or
taken back because it affects public at large.
CODE OF ETHICS
• Code of Ethics (CoE) is a written set of guidelines issued by an organisation to its officials to guide their
conduct in accordance with its primary values and ethical standards.
• It ensures that individuals belonging to an organization have a consistent approach in carrying out
their responsibilities and making decisions.
• Codes of Ethics (CoE) contain the general principles and values (social, moral etc) that the organisation
must strive to achieve. For example in civil services, CoE can prescribe not to take bribe, help needy,
maintain integrity, etc
• Example: Nolan Committee public service values are a set of such famous codification. Ten
Commandments of bible, seven laws of Noah in Judaism, Set of moral stipulations mentioned in Quran,
Bhagavat Gita etc can also be called as code of ethics.
CODES OF CONDUCT
• Code of conduct (CoC) implies a systematic documentation of acceptable and unacceptable behaviour.
Conduct refers to behaviour and Codification refers to a systematic documentation.
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• They also ensure that members of an organisation maintain a consistent and appropriate behaviour
towards one another, towards clients and persons outside the organisation.
• Codes of Conduct are specific guidelines that the organisation must follow. CoC explicitly mentions
what actions would be taken in case of their violation.
• For Example, not taking a political stand, not briefing media about internal matters, maintaining
decorum of organization, following dress code, standard protocols while receiving dignitaries etc., can
be some features of code of conduct rules.
• Codes of conduct generally cover an individual’s official or professional conduct. Code of conduct differs
from organisation to organization.
• Examples:
1. In India, the Central Government has issued conduct rules for government employees known as Central
Civil Services [Conduct} Rules 1964. Code of conduct for ministers in India, code of conduct for judiciary
etc.
2. Code of conduct for a Judge: No politics, no favours from political parties, fare judgement etc.
3. Code of conduct for a civil servant: Integrity, not to criticise the government, not to give or take dowry,
maintaining probity etc.
4. Code of conducts for ministers: disclose all its assets and liabilities, not to have interest in office of
profit, integrity, not to misuse public funds for personal interests etc.
Differences between Code of Ethics and Code of Conduct
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3. Sound Public Grievance Redress Mechanism: This requires a good grievance redress system
operating in a manner that leaves the citizen more satisfied with how the organization responds to
complaints/grievances, irrespective of the final decision.
Benefits of the Sevottam model
The framework enables implementing organizations to undertake a systematic, credible and authenticated self-
assessment (or ‘gap analysis’) for citizen-centric service delivery. Using this analysis, practical solutions are
gradually and systematically incorporated into the organization’s day-to-day routine thereby ensuring sustainable
results. There are four broad ways in which the Sevottam model can be used:
CITIZEN’S CHARTER
• A Citizens’ Charter is an instrument which seeks to make an organization transparent, accountable and
citizen friendly. Therefore a citizens’ charter is basically a set of commitments made by an organization
regarding the standards of service which it delivers.
• In other words, the Citizen’s Charter is a written declaration by a Government department that highlights
the standards of service delivery that it subscribes to, availability of choice for consumers, avenues for
grievance redress and other related information.
• The basic objective of the Citizens Charter is to empower the citizen in relation to public service delivery.
Principles of Service Delivery
The six principles of the Citizen’s Charter movement as originally framed were – quality, choice, standards, value,
accountability and transparency.
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• Additional commitments like the amount of compensation in case of service delivery failure.
Objectives of Citizen’s Charters
The basic objective of the citizen’s charters is to empower citizens through the delivery of public services.
Work culture is regarded as a set of practices, values and shared beliefs within an organisation and its employees
that arise from what is generally regarded as appropriate ways to think and act. It is the work culture that decides
the way employees interact with each other and how an organisation functions. The work culture is a product of
its history, traditions, values and vision.
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• Fosters sustainable Work: Good work culture includes peer respect, recognition of hard work, and
freedom to bring new ideas (innovation). These will help in long term prospects of the organization.
• Facilitates effective Communication: Healthy work culture provides a platform for effective
communication among the verticals and horizontals of the organisation which helps in getting work
done effectively.
Various Ways in which we can create an ethical work culture in an organisation
Robbins and Judge (2009) offer a nice list of what management can do to create a more ethical organizational
culture. They suggest a combination of the following practices:
1. Being a role model and being visible: The employees look to the behavior of top management as
a model of what’s acceptable behavior in the workplace. When senior management is observed (by
subordinates) to take the ethical high road, it sends a positive message for all employees.
2. Adapting Organizational code of ethics: Ethical ambiguities can be reduced by creating and
disseminating an organizational code of ethics. Remember, however, that a code of ethics is worthless if
top management fails to model ethical behaviors.
3. Offer ethics training: Set up seminars, workshops, and similar ethical training programs. Use these
training sessions to reinforce the organization’s standards of conduct, to clarify what practices are and
are not permissible, and to address possible ethical dilemmas.
4. Visibly reward ethical acts and punish unethical ones: Performance appraisals of managers should
include a point-by-point evaluation of how his or her decisions measure up against the organization’s
code of ethics. Appraisals must include the means taken to achieve goals as well as the ends themselves.
People who act ethically should be visibly rewarded for their behavior. Just as importantly, unethical
acts should be punished.
5. Provide protective mechanisms: The organization needs to provide formal mechanisms so that
employees can discuss ethical dilemmas and report unethical behavior without fear of reprimand. This
might include creation of ethical counselors, ombudsmen, or ethical officers.
A perfect example of a good workplace culture is ISRO (Indian Space Research Organisation). It was founded in
the 1960s and has since then contributed immensely in the development of the nation. Despite India being a third
world country, ISRO has against all odds launched various space programs, the most recent being Chandrayaan 2.
It cannot be denied that one of the most important factors of ISRO’s success is healthy work culture.
CORRUPTION
Corruption refers to “giving or obtaining advantage through means which are illegitimate, immoral, and/
or inconsistent with one’s duty or the rights of others.” Corruption is a complex social, political and economic
phenomenon that affects all countries and hinders the rule of law. It undermines democratic institutions, erodes
economies and contributes to political instability.
While there is no internationally agreed definition of corruption, there are many actions which are recognized
as forms corruption. They include, the abuse of power, bribery, and embezzlement of public funds, maliciously
interfering with the justice system or hiding the financial gains of corruption etc.
Corruption in governance can be operationally defined as the misuse of entrusted power for private gain or
the use of public office for private gain. The corrupt behaviour would include bribery, fraud, stealing the public
resources, favoritism, seizure of public assets for private use, etc
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• Conflict of Interest: The most common denominator when it comes to corruption is this form. This is
closely associated with authorities in procurement positions. It occurs when a person or a group find
an opportunity to exploit the resources of the organisation for their personal benefit rather than using
it for the well-being of the organisation.
• Favoritism: This arises from the natural tendency of a man to favour the ones who are closer to him.
This includes people who share common ideologies, social backgrounds or have mutual benefit from
each other. In the government and administration, it is seen in the form of a Hindu leader appointing a
Hindu person at a high ranking post in political parties, or a leader belonging to a certain lingual group
putting the interest of his ethnicity over national interest. Such favoritism is bound to have negative
impact of the communal harmony of the nation.
• Fraud: Using deceit, swindle or deception to steal money and resources is termed as fraud. This is
another of the financial crimes that are linked with corruption. Frauds involve manipulation or
distortion of information, facts and expertise by public officials for their personal advantage. Chit fund
scams are a prime example of frauds in India.
• Bribery: This is the form of unofficial and illegal payment in the form of cash currency to get a job
done or bypass the legal framework. This is a rampant crime that has given rise to corruption at every
environment in India.
TYPES OF CORRUPTION
• Types: According to Second ARC Report Corruption can be of two types Viz; Collusive corruption and
Coercive corruption.
Collusive Corruption
• There are several cases of collusion between the bribe giver and corrupt public servant, in such cases of
collusive corruption, both parties benefit at immense cost to society. Awarding of contracts for public
works and procurement of goods and services, recruitment of employees, evasion of taxes, substandard
projects, collusive violation of regulations, adulteration of foods and drugs, obstruction of justice and
concealing or doctoring evidences in investigation are all examples of such dangerous forms of collusive
corruption.
Coercive Corruption
• In a vast majority of cases of bribery, the citizen is a victim of extortion and is compelled to pay a bribe
in order to get a service to which he is entitled.
• It is observed that there is a vicious cycle of corruption operating and most citizens often end up losing
much more by resisting corruption. Delays, harassment, lost opportunity, loss of precious Lime and
wages, uncertainty and, at Limes, potential danger of loss of life or limb could result from resistance
to corruption and non compliance with demands. In such cases, the citizen is an unwilling victim of
coercive corruption.
Corruption hinders sustainable development and the respect for human rights. Therefore, everyone has a
role in preventing corruption by acting with personal integrity and making ethical choices. Citizen and youth
participation is critical to combating corruption. We need to simplify the message about corruption so that every
citizen regardless of their level of education can understand it and its negative impact on their own lives.
PUBLIC FUNDs AND ETHICAL ISSUES ASSOCIATED WITH UTILIZATION OF PUBLIC FUNDS
PUBLIC FUND
Public fund is the financial resource of the public which is held by state in a custodian capacity. Public fund
management relates to the way governments manage the public funds and the impacts on the growth of the
economy and the wellbeing of citizens. Public resources should be applied for the best possible public benefit.
Therefore, public entities should be guided by certain principles when they manage public resources.
Utilization of public funds by public entities should demonstrate following ethical principles:
1. Lawfulness.
2. Accountability
3. Openness and transparency
4. Sustainability of the funding relationship
5. Fairness
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6. Honesty
7. Integrity
8. Probity
Factors associated with under utilization of funds:
Political Factors
• Political rivalry: Sometimes political class indulges in acts of vendetta which erodes the cooperation
and collective efforts required for development. For example delay in allocation of developmental funds
to opposition MLAs/MPs by Government in power.
• Irrational freebies distribution: Irrational distribution of freebies and signing off loans for electoral
popularity puts pressure on budgetary balance.
• Politicized protests: Frequent ill intended protests and bandhs by any political faction increase the
incurred costs due to delay in the public works undertaken.
Administrative Factors
• Policy paralysis: Delays, inaction and inability to take policy decisions by the government or its various
departments and agencies is one the main causes of inefficiency in public fund utilisation.
• Bureaucratic attitude: Sometimes despotic attitude and obstructionist attitude of officials especially
in higher echelons of bureaucracy acts as hindrance in carrying out developmental activities.
• Inadequate political will: Like recently due to inefficiency and underutilization of funds, the Members
of Parliament Local Area Development Scheme (MPLADS) has been suspended for two financial years.
• Red tapism: Due to over regulation and practice of requiring excessive paperwork and tedious
procedures before official action hinders implementation of schemes and projects, thereby it affects
process of effective public fund utilisation.
Social Factors
• Social apathy towards corruption: In India many people accept corruption as a norm due to which
even the people with ill-gotten money enjoy the same status as the honest rich.
• Inefficient education system: Failure of the education system to inculcate the moral values of honesty
and integrity firmly in its people.
• Inequality: Social and economical equality in Indian society foment greed among people to amass as
much resources as possible when they get an opportunity.
• Lack of Institutional social accounting: The process of communicating the social and environmental
effects of actions and inactions of public authorities to particular interest groups within society like in
the MNREGA scheme is not institutionalised.
Some Ethical Issues Related to Utilization of Public Funds:
• Lack of fairness: Utilization of public funds for bailouts of businesses.(EX; Using public funds for
corporate bailouts)
• Lack of Honesty, integrity: Corruption in utilization of public fund.
• Malfeasance in governance: Excessive use of public money for government advertisement.
• Inefficient Decision making: Running loss making PSU using public money.
• Lack of effective resource planning: International aid giving when millions in India are devoid of basic
amenities like education, healthcare, clean drinking water, electricity etc. and over utilization of funds
towards research, defence, spending on space missions and interplanetary missions when remote
villages are in accessible.
• Utilization of public fund for bailouts of businesses. Example- Using public funds for corporate bailout.
• Corruption in utilization of public fund
Public resources should be applied for the best possible public benefit. Therefore, public entities should be guided
by certain principles when they manage public resources. Efficient utilisation of public funds requires a number
of reforms for good governance such as decentralisation of power, plugging legislative loopholes, strengthening
the public Institutions like CVC and RTI, enhancing administrative accountability and making society more
democratic. These reforms could make society more sustainable in the long run.
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