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Fredrik Gröndahl
KTH Royal Institute of Technology
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Konstantinos Arvanitis
Supervisors:
Fredrik Gröndahl
Mauricio Sodre Ribeiro
Examiner:
Fredrik Gröndahl
PRESENTED AT
INDUSTRIAL ECOLOGY
ROYAL INSTITUTE OF TECHNOLOGY
TRITA-IM-EX 2016:03
Industrial Ecology,
Royal Institute of Technology
www.ima.kth.se
i
Abstract
A turn to more sustainable resources has lead the research during the last decades to
algae. Algae is a resource that has been utilized for thousands of years offering a variety
of possibilities. Nevertheless modern technology were able to uncover algae’s great
potential and pave the way for alternative uses such as biofuel and biomaterial
production. Towards that direction, ‘Seafarm’ aims in utilizing algae in the most efficient
and sustainable way. For that purpose various steps have been established, including the
biorefinery step which entail among other the extraction of carbohydrates from brown
algae.
The current thesis is based on an extraction of carbohydrates from Saccharina latissima,
a brown algae species, which was developed by Viktor Öberg during his master thesis at
KTH. The aim of this work is to assist in the scaling up of that laboratory process by
analyzing the basic steps and substances of the process, investigating its environmental
performance and identifying improvement areas for theoretical optimization. The results
of the aforementioned analysis include a substance flow analysis which reveals the basic
steps of the process and constitute the basis for further analysis. The second step
examines the environmental performance of the process based on the chemical selection.
Hence the results are a risk assessment of chemicals with performance indicators for each
chemical as well as the whole process. The final part provides a theoretical optimization
of the process based on literature studies where the recommendations are divided in
production optimization and environmental performance.
The above results constitute the basis of the analysis of the process and sets the
foundations for scaling up the process at an industrial level. The current analysis in
combination with an energy and economic assessment could be used for the designing of
the process and its integration in the biorefinery.
ii
Acknowledgement
The current thesis is part of the master program “Sustainable Technology” of the Royal
Institute of Technology in Stockholm. It has been carried out at the Industrial Ecology (IE)
department of Architecture & Built Environment School during the period February 2015
– October 2015.
First of all, I would like to thank Mauricio Sodre Ribeiro for his time, support and
supervision throughout the thesis. He provided valuable suggestions, advice and critical
comments on the thesis as well as the presentation. Also thanks to my examiner Associate
Professor Fredrik Gröndahl for giving me the opportunity to work on ‘Seafarm’ project
and his assistance and revision. I also want to thank Jean – Baptiste Thomas for supporting
me during the planning process of my thesis and Joseph Santhi Pechsiri for his valuable
comments. Further thanks to Karin Orve, the Education Administrator of IE department,
and Monika Olsson, the Director of Studies at IE department, for their assistance and
support during my study period at KTH. Finally, I would like to thank my family and friends
for always being there for me.
iii
Table of Contents
Abstract ..................................................................................................................................... ii
Acknowledgement ................................................................................................................... iii
List of Chemicals ....................................................................................................................... vi
List of Abbreviations ................................................................................................................ vii
1. Introduction .......................................................................................................................... 1
2 Aim and Objectives ................................................................................................................. 3
3. Methodology ......................................................................................................................... 4
3.1 Substance flow analysis ................................................................................................... 4
3.2 Environmental Assessment ............................................................................................. 6
3.3 Theoretical Optimization ................................................................................................. 7
4. Background Studies ............................................................................................................... 8
4.1 Eutrophication ................................................................................................................. 8
4.2 Algae and potential utilization ........................................................................................ 9
4.3 Seafarm project ............................................................................................................. 10
4.4 Potential use of brown algae ......................................................................................... 11
4.4.1 Biofuel production .................................................................................................. 11
4.4.2 Biomaterials............................................................................................................ 12
4.4.3 Food additives ........................................................................................................ 12
4.4.4 Medicine and Cosmetics ........................................................................................ 12
4.5 Chemical composition ................................................................................................... 13
4.6 Extraction of Carbohydrates .......................................................................................... 13
5. Results ................................................................................................................................. 15
5.1 Substance flow analysis ................................................................................................. 15
5.2 Environmental assessment ............................................................................................ 20
5.2.1 Assessment of chemicals ........................................................................................ 20
5.2.2 Waste Reduction Algorithm ................................................................................... 25
5.3 Theoretical optimization ............................................................................................... 31
5.3.1 Production optimization ......................................................................................... 32
5.3.2 Cleaner Production Applications ............................................................................ 34
6. Discussion ............................................................................................................................ 35
7. Conclusions ......................................................................................................................... 38
8. Recommendations for future studies .................................................................................. 39
References ............................................................................................................................... 40
Appendix I ............................................................................................................................... 44
iv
Appendix II .............................................................................................................................. 46
v
List of Chemicals
vi
List of Abbreviations
AP - Acidification Potential
ATP - Aquatic Toxicity Potential
EPA - Environmental Protection Agency
FA - Focus Area
GWP - Global Warming Potential
HTPE - Human Toxicity Potential by Exposure
HTPI - Human Toxicity Potential by Ingestion
IUPAC - International Union of Pure and Applied Chemistry
MFA - Material Flow Analysis
NMR - Nuclear Magnetic Resonance
ODP - Ozone Depletion Potential
PCOP - Photochemical Oxidization Potential
PEI - Potential Environmental Impact
Ppm - Parts per Million
SFA - Substance Flow Analysis
TTP - Terrestrial Toxicity Potential
vii
viii
1. Introduction
Algae are photosynthetic marine organisms which grow in various aquatic environments
in which constitute the base of the food chain. Algae is found as unicellular organisms
which are categorized as microalgae or multicellular plant-like organisms categorized as
macroalgae. Microalgae size varies from a few micrometers to a couple hundred
micrometers while macroalgae, or so called seaweed, can reach many meters in length.
Macroalgae can be further classified in three main groups according to their
pigmentation: brown algae, red algae and green algae. (Demirbas 2010; Taelman et al.
2015)
Brown algae is usually large in size seaweed and its morphology consists of a long blade
or lamina, the stipe, and the holdfast that fix the whole structure to the substrate. Among
the above groups, brown algae demonstrates a high efficiency in utilizing light for
photosynthesis resulting in high biomass productivity. That leads to an abundancy of
brown algae in nearshore coastal areas with relatively low temperature water substrate.
(Song et al. 2015)
Aquatic biomass is a material that have been studied for many decades now. Many of
macroalgae substances have been used as nutritional additives or as animal feed. Other
uses lie on cosmetic industry and even medicine production. The majority of aquacultures
today stand in Far East countries such as China and Japan and their main purpose is the
food industry (Spolaore et al. 2006). The last decade though, seaweed is studied for its
potentials as an alternative biofuel feedstock and its potential use in material science. By
combining current research with the existence knowledge, algae can be processed in a
biorefinery issuing multiple products that used for various purposes. With the rise of third
generation biofuels, algae cultivations can provide renewable, carbon neutral biofuels and
the same time mitigate eutrophication in affected ecosystems. (Spolaore et al. 2006)
The current thesis is a study around the area of marine resources exploitation. More
specifically, it is part of ‘Seafarm’ project, which deals with algae utilization for various
purposes, such as, energy production, nutrients recovery and biomaterial production
(SUBMARINER, 2015). ‘Seafarm’ is an interdisciplinary research project which aims in
developing a methodology where brown macroalgae is utilized in the most efficient way
in terms of substance extraction and utilization in a closed loop system that produces zero
waste. The same time, sustainability needs to characterize all the different steps and
processes which take part in the project. (Gröndahl Fredrik 2014)
The ‘Seafarm’ project is focused on brown algae which, as mentioned above, entail a
group of kelp with similar pigmentation. Brown algae was chose due to its large quantities
in the west coastal area of Sweden and its carbohydrate rich composition (Schiener et al.
2014). According to Fasahati et al., 2015 that group represents the first largest seaweed
source which indicate the abundancy of that kelp group. Laminaria digitata, Laminaria
hyperborea, Saccharina latissima and Alaria esculenta are some brown algae species.
(Schiener et al. 2014)
1
The focus of the current thesis is on the biorefinery step. The concept of biorefinery
includes a stream of biomass which yields a spectrum of valuable products using biological
or thermochemical processing or a combination of both. The complexity of those
processes lies on the biomass input on the one hand and the purity of the output products
on the other hand. Potential products or a mixture of products may be either
micronutrients like vitamins or macronutrients such as proteins, carbohydrates and fats.
(National Non-Food Crops Centre 2007)
Regarding the carbohydrate extraction there has been work, into the framework of
master thesis (Öberg, 2014), which utilize brown algae in order to extract carbohydrates
in laboratory scale. That work provides a process which separates sufficiently the major
components of Saccharina latissima. Hence, that process constitutes a basis to work on
and develop.
Figure 3. Extraction process flowchart (Öberg 2014)
2
2 Aim and Objectives
The current thesis is entailed into the framework of research of ‘Seafarm’ project. The
area of interest in that case is the biorefinery step and in particular, the carbohydrate
extraction from Saccharina latissima samples which has been designed and tested in the
laboratory.
The ultimate goal is to scale up that process from the laboratory scale to an industrial
level. The current work constitutes the first step of the scaling up process which intends
in providing information which are going to assist in the development of the extraction of
carbohydrates at an industrial level. In order to achieve that, a substance flow analysis
and an environmental evaluation of the reagents used in the process are going to be
integrated and will provide the tools to perform a theoretical optimization of the process
from a cleaner production perspective.
According to the above, the aim addressed by the study is the following: ‘Analyze the
extraction process of the major components in Saccharina latissima in order to assist in
scaling up the process at an industrial level’. That work is going to be conducted based on
the following objectives:
• Identify the steps and flows of the process and analyze the substances that are present
in the process.
• Examine the environmental performance of the process with focus on the chemicals
used.
• Identify the improvement areas of the process and provide recommendations
3
3. Methodology
The following analysis was performed based on the Öberg’s work as presented in his
master thesis with title: ‘Macro Algae as a Renewable Resource: Extraction and
characterization of the major components in Saccharina latissima’ in 2014. The raw data
as well as the experimental results of the thesis were used in order to perform the
substance flow analysis and the environmental assessment. The data included the
flowchart of the extraction process as shown in figure 3, the type of chemicals that was
used and the quantities mentioned on the flowchart and the description of the process.
A full literature review was required to establish a setting context for the research. Papers
regarding biorefinery process, algae composition, SFA methodology and environmental
tools were reviewed as a frame of reference during the study. Additional investigation
methods include discussion with researchers related to the ‘Seafarm’ project as well as
personal notes from meetings of the ‘Seafarm’ research team.
The spatial borders were defined by the laboratory sequence shown at figure 3. All the
steps and streams from the raw material input to the output streams were included.
Although no specific site was chosen for the process, the environmental assessment will
be performed based on information and regulations from the Swedish environmental
authorities (Naturvårdsverket). The information are in regard to the current
environmental issues and the environmental objectives that have been established from
the Swedish government. The temporal boundaries were required in order to calculate
the flow of the streams. The available laboratory data were based on a 2 g dry algae input,
hence an input flow of 2 g/s was established.
3.1 Substance flow analysis
In order to perform the substance flow analysis the comprehension of the various steps
in the process is required. Additional literature around macroalgae content (Schiener et
al. 2014) helped to acquire an insight of the process’ extracts and side streams.
Subsequently the SFA methodology (Ayres & Ayres 2002, p91-101) is used to define the
system and carry out the flow analysis. That type of analysis was selected since the
analysis is at process level, hence the level of detail is high enough to follow the products
and the reagents in each stream and by that to acquire the maximum amount of
information.
The framework of SFA methodology is consisted of the following main steps: (i) the
definition of the system, (ii) the quantification of the flows and (iii) the interpretation of
the results. These steps entail a number of options that should be defined in the beginning
of the analysis in order to meet the requirements of the study. (Ayres & Ayres 2002)
4
According to the above methodology the following steps were established in order to
carry out the SFA:
1) Setting the system boundaries (spatial and temporal)
2) Identification of the substances
3) Identify the processes and the flows
4) Quantify the substances in each flow
5) Represent the flows and data graphically
6) Interpretation of the results
Defining the functional boundaries was the first task of the SFA. Although the concept of
biorefinery is rather complex with multiple inputs and outputs, the specific case is a well-
defined laboratory scale process with specific procedures. Hence, the process steps and
streams are shown at figure 3. Since the process is not connected to a specific site or
ecosystem, during the analysis it can be seen as an isolated system with completely
defined input and output flows. Temporal boundaries, on the other hand, are not
specified since most laboratory scale processes operate in batches. In order to overcome
that problem and quantify substance’s flows, the inputs were defined as the mass or
volume input during the experiments per time unit. The time unit that was selected was
1 second. Thus, the flows are measured in g/sec and volumes in cm3/sec.
The following step is related to the identification of the substances. The key material is
Saccharina latissima and the basic substance in order to scale up the process is the
mixture of carbohydrates and in particular the extracts of mannitol, cellulose, laminarin
and sodium alginate. Additionally to the carbohydrates, also the most important reagents
as well as the water streams have been taken into account.
The next part of the analysis required the identification of all the different steps and flows
of the process. For that purpose a detailed review of the experimental methodology and
the characterization results of Öberg’s work was done. When it comes to the designing of
the process a decision on the conditions of the first step need to be taken. The
experimental process included batches of various temperatures and pH. In order to alter
the pH values different reagents were used. The purpose of changing those parameters,
as described above, is to examine the initial conditions that would lead to a better
extraction and separation of the carbohydrates. According to the results of that Öberg’s
work the yield of the process is maximized when the initial hydrolysis take place at a
temperature of 40o C and a pH of 2. Thus, the analysis as well as the environmental
assessments use those values.
The accounting type of modelling was used for the quantification of the flows since the
SFA was based on the characterization results of the laboratory experiments. Thus, the
numbers was used in order to calculate the separation coefficients of each step and the
yield of hydrolysis. The calculations and visualization of the results were done in STAN2.5
software. This is a freeware software that was created specifically for substance flow
analysis according to the Austrian standard ÖNorm S 2096.
5
3.2 Environmental Assessment
The environmental assessment of the process is focused on the chemical used during the
extraction. The risk assessment of the chemicals is held according to an algorithm
developed by the Environmental Protection Agency (EPA) of United States. The software
used for the assessment is using that algorithm for chemical process simulation for waste
reduction and process design and is called WAR GUI. The input data in the software
include all the input and output streams of the reagents according to the calculations from
the SFA. The software has been used in many cases in order to determine the
environmental performance of various processes. Some examples include the evaluation
of a fermentation process for making penicillin (Hilaly & Sikdar 1995), the production of
benzene from toluene (Smith et al. 2004) and ethanol generation from corn and sugar
cane (Quintero et al. 2008).
In order to use WAR GUI software, in the current study, the first step required the input
of the chemicals used in the extraction process. The chemicals were found in the database
which is embodied in the software. During the second step the input and output streams
were defined. It is important to mention that the same chemical may enter the process
more than once in which case the quantities are added and a single input stream is
considered. That is allowed since the point that a chemical enter the process has no effect
to the Potential Environmental Impact (PEI). The same applies for substances that have
more than one output, all the output of the chemical are added together. It should be also
mentioned that not all the chemicals that enter the process have an output since chemical
reactions occur. An example is the hydrogen chloride which enter the process but is
neutralized in the most cases producing salts. Another parameter during the data input is
that the program uses mass data which means that all the chemical streams were
converted to mass flows. The input rate was grams per second (g/s) as used in the
substance flow analysis.
The calculation of the PEI is performed based on the software and include the following
categories: Human Toxicity Potential by Ingestion (HTPI), Human Toxicity Potential by
Exposure (HTPE), Terrestrial Toxicity Potential (TTP), Aquatic Toxicity Potential (ATP),
Global Warming Potential (GWP), Ozone Depletion Potential (ODP), Photochemical
Oxidization Potential (PCOP) and Acidification Potential (AP).
The final part include the weighting of the impact categories. As mentioned before this is
a feature that allows the evaluation of the categories according to the characteristics of a
specific site. The weighting factor is used to normalize the results of each category which
then will be added to create the total impact. Since PEI balance is a relative impact index,
in our case the weighting of the impact categories would not have a substantial role.
However, it was chosen to proceed including the weighting step in order to demonstrate
the results according to the environmental objectives established from the Swedish
environmental protection agency (Naturvårdsverket). That initiative defines 16 objectives
regarding the environmental quality of Sweden and sets goals for future improvements in
each objective (miljomal, 2015). Out of these objectives those which correspond to WAR
algorithm categories were selected and studied in order evaluate each category and
define an appropriate weighting factor. The selected objectives are the following:
6
• Reduced Climate Impact
• Clean Air
• Natural Acidification Only
• A Non-Toxic environment
• A Protective Ozone Layer
According to the latest report from the Swedish environmental protection agency only
the last one is expected to achieve the desired goals and presents an environmental trend
that leads towards the mitigation of this issue. Thus, the ozone depletion category is
weighted with 1 while the rest categories have a weighting factor of 2. The only exception
is the categories regarding human health risks (HTPI, HTPE) which are excluded since the
current study examines only the environmental risks of the chemicals.
3.3 Theoretical Optimization
The third part of the analysis regarding the theoretical optimization is based on literature
and include current solutions and methods that are used in industry in order to minimize
costs and the environmental impact. That part may include the substitution of materials,
stream recirculation or even changes in the process itself.
7
4. Background Studies
4.1 Eutrophication
As mentioned in the introduction, algae is capable of photosynthesis. It captures carbon
dioxide and releases oxygen in the atmosphere. Apart from carbon dioxide algae also
utilize nutrients that are found naturally in its environment. There is, however, an
additional inflow of nutrients, such as nitrogen (N) and phosphorus (P), which ends up in
the aquatic ecosystems. Those nutrients derive from chemicals that are used mainly for
agriculture purposes since the increasing demand for food production and biofuel
production from crops has led to the extensive use of fertilizers. As soon as these
substances reach the coastal areas the ecosystem balance is disturbed and various
interactions between the species in the food chain begin. That results to a phenomena
known as eutrophication. (Cloern 2001)
Although aquatic ecosystems are dynamic systems and they generally absorb
disturbances, the excessive and constant use of those substances during the past decades
has stressed the ecosystems of the surround areas, sometimes in an extensive scale. Large
aquatic ecosystems, such as the Baltic Sea, are congested by seaweed leading to bottom
water hypoxia which have negative effects on the fauna (Karlson et al. 2002). As presented
from Diaz, Selman and Chique at figure 1, eutrophication is a phenomena that has
extended at global scale with a great proportion of the coastal areas suffering.
Figure 1. Hypoxic and eutrophic areas around the globe. (Diaz, Selman and Chique, 2011)
8
Mitigating an issue with such a global effect requires huge effort. Nutrient control is
considered a necessity while various solutions have been proposed (Wang & Wang 2009).
A rather alternative solution would be the removal of seaweed from the ecosystems using
aquacultures. Cultivation and harvesting of algae would assist to the mitigation of the
problem while the same time the collected material can be utilized unlocking algae’s great
potential and offering a variety of possibilities as we are going to discuss in the following
chapters.
4.2 Algae and potential utilization
The utilization of algae is not a new concept. Algae has been used for thousands of years
mainly from Asiatic countries as food, in medicines or in their cosmetic products.
Nowadays algae and its substances are still used in those industries. However
technological advances have been able to uncover additional used of algae such as biofuel
and biomaterial production. As a result, huge improvements have been made around the
concept of algae cultivation. Aquacultures is one of the most rapid expanding food
producing industries and the proportion of algae aquacultures grows bigger (Maisashvili
et al. 2015). Brown algae as seaweed genre is divided in over 1800 species, however the
main cultivated species in Europe nowadays are Saccharina latissima (sugar kelp) and
Undaria Pinnatifida (Wakame) (Taelman et al. 2015).
Apart from a big variety of products and applications, algae also presents some important
benefits when it comes to the cultivation itself. Algae does not compete with food
production for arable land which means that those cultivations are free of social
adversities related to food. Additionally, algae has a faster growing rate than land crops
and grows in three dimensions instead of the traditional two dimension land cultivation.
(Adams et al. 2009)
Another parameter in algae cultivation sites is their effect on marine biodiversity.
Although the answer varies according to different cultivations and species, there have
been expectations that the cultivation itself creates an artificial reef which will eventually
increase biodiversity. (Ask & Azanza 2002; Wei et al. 2013)
Considering the above, algae cultivation seems as a promising solution for sustainable
biofuel production, biomaterial production and numerous other applications. However,
the cultivation and harvesting as well as the fermentation process itself have high cost
nowadays. A lot of research regarding the optimization of different steps has been done
(Richardson et al. 2014) and techno-economic analysis regarding the scalability of the
production (Quinn & Davis 2015) still include high uncertainties.
9
4.3 Seafarm project
Since algae is abundant in the aquatic ecosystems and has been proven valuable in the
modern society the next step include its efficient utilization. The ‘Seafarm’ project aims
towards that direction taking into consideration the production of valuable products in an
efficient and sustainable way. On figure 2 lies the general idea of ‘Seafarm’. The main
steps include the cultivation of algae, the harvesting and preservation of the biomass, the
biorefinery step, the biogas production and the use of the residue as fertilizers in land
crops cultivation.
The whole project has divided in five focus areas which assess the various steps as well as
the sustainability performance of the project. Focus area one (FA1), is related to the
cultivation of algae in coastal areas. The exact locations and the structure of the farms are
some of the parameters examined. The second focus area (FA2) intent to optimize the
harvesting part as well as the transportation and preservation of the biomass. Next focus
area (FA3) includes the biorefinery processes. Some of the processes are extraction of
various substances, pre-treatment of the substances, if required, and conversion to
valuable products. Focus area 4 (FA4) uses the waste stream of the biorefinery process in
order to produce biogas through anaerobic digestion. The purpose of the last focus area
(FA5) is to assess the sustainability performance of the project as a whole considering
social, environmental and economic parameters. The current work is focused on the
biorefinery step as shown in figure 2, hence the FA3. (Gröndahl Fredrik 2014)
Figure 2. The concept of ‘Seafarm’ Project
10
4.4 Potential use of brown algae
As mentioned above, macroalgae can be utilized for various purposes. The goal of
‘Seafarm’ project is to extract as much valuable products as it possible from brown algae.
In order to achieve that, the biorefinery step plays a crucial role. By refining the biomass,
carbohydrates can be separated from proteins and even combination of vitamins can be
a potential product. There is a number of industries that may use the extracted substances
as presented in the following chapters.
Biofuel production is a great challenge of our times. Driven from the depletion rate and
the unsustainable nature of fossil fuels, research on energy has took a turn to biofuels for
some decades now. Although primary biofuels, such as wood, is a well-known energy
source for men, their limited utilization in our modern life has dislocate them from the
foreground. On the other hand, secondary biofuels derived from the processed biomass
are much more adjustable fuels. (Dragone et al. 2010)
Biomass from vegetables and corn is the source for the so-called first generation biofuels.
The production is mainly focused on biodiesel and bioethanol as well as biogas. What is
used, basically, are oils and fats from vegetables that through a transesterification process
produce biodiesel, and sugars from corn which are fermented from microorganisms to
produce bioethanol. Although first generation biofuel production seems rather promising,
it is however accompanied by important issues. The most significant one is that those
processes share the same commodities which are also used for food production.
Considering that, huge areas of arable land needs to be occupied for biofuel production
leading to, in some cases, severe food shortages. With that being not acceptable and by
changing the source for those processes we lead ourselves to the next generation of
biofuels. (Naik et al. 2010; Dragone et al. 2010)
Second generation biofuels intent to use lignocellulosic biomass, the woody part of plants
which do not compete with food production. Agricultural and forest harvesting residues
or wood processing waste such as leaves, straw and wood chips are some of the raw
materials that used during the second generation biofuel production (Naik et al. 2010;
Dragone et al. 2010). Nevertheless, these biofuels have its own drawbacks as well. The
complex polysaccharides that exist in those sources needs to be transformed in sugars in
order to be ready for the fermentation process. That requires additional pre-treatment
and processes that raise the cost. Although that generation fulfils the environmental and
social criteria for sustainable biofuels, it is yet an uneconomic approach. (Dragone et al.
2010)
In order to overcome the above challenges a new organic source is required. A source that
would not compete with agriculture and would provide an economically viable solution.
With that in mind, a third generation of biofuels which utilize alternative feed stocks has
emerged. New, specially engineered energy crops that promises to result in plants with
properties more suitable for conversion into bio products is one possibility. The same time
aquatic biomass is also considered. Research on renewable feedstock has increased
11
dramatically during the past decade, however only a 2.5% of nearly 30,000 papers is
related to algae and oceanic biomass. The results so far indicate the existence of
significant opportunities in terms of technology development for algal biomass utilization.
(Kerton et al. 2013)
4.4.2 Biomaterials
The production of materials based on organic sources is another innovative solution that
could decrease our environmental footprint. Polymeric materials can be natural polymers
based on proteins and polysaccharides, semisynthetic polymers and synthetic polymers.
Synthetic polymers are produced for many decades now and they are materials derived
from petroleum industries. Natural polymers, on the other hand, are associated with
renewable resources, hence they are characterized by biodegradability, availability and
nontoxic nature. Bio-macromolecules such as polysaccharides are abundant in nature and
present in all life forms and particularly in photosynthetic organisms like macroalgae.
Biopolymers derived from organic sources can be used in various applications as
adhesives, absorbents, lubricants, cosmetics, textile, good strength structural materials,
etc. Brown algae could perform as an excellent source of carbohydrates for the production
of biomaterials. (Zia et al. 2015)
Another application that algae or its substances can be utilized is in food industry.
Although seaweed is cultivated as food for centuries there have been researches for the
potential use of algae substances as additives as well. Nutritional elements of seaweed
such as proteins, lipids, carbohydrates, vitamins and minerals can be used for various
products that consumed every day. Dietary fibers, for example undigested
polysaccharides and alginate could be quite important due to their role in digestion
process. (Holdt & Kraan 2011)
It is obvious that a number of industries are interested in algae extracts. Among them
there are industries which traditionally use algae in their products. Medicine and cosmetic
products include compounds that are found at seaweed such as polysaccharides and
alginates. Algae in East countries is part of the culture and it is used for medicinal purposes
for centuries. Nowadays, there has been a turn from artificial chemicals and people seek
alternatives in many products. The same time advanced chemical analysis allows to
12
identify and isolate all the different compounds in algae making possible the commercial
use of algae for multiple purposes. (Wang et al. 2014; Liu et al. 2012)
4.5 Chemical composition
Brown algae is an aquatic organism and as expected it is consisted from a large amount
of water. The moisture content for most of the brown algae species is around 85%. The
rest constitutes the dry mass which include carbohydrates, proteins, inorganic materials
and traces of polyphenols. Carbohydrates are mainly polysaccharides with a small
percentage of sugars. Polysaccharides such as alginate, laminarin, mannitol and cellulose
compose a 63% of the dry mass in algae while proteins and amino acids are about 6% of
dry mass. The remaining 31% are mostly inorganic substances such as phosphorus,
nitrogen and metals. In addition, micronutrient analysis shows significant accumulation of
Na, K, Ca, Mg, Sr and Fe in seaweed biomass as well as the non-metal iodine (I). (Schiener
et al. 2014; Holdt & Kraan 2011)
Nevertheless, the above percentages may vary significantly according to the season in
contrast to land crops which have a relatively steady composition. In the summer months
it was observed a rise of the carbohydrate content with a simultaneous drop of the rest
substances. Others factors that affect the biochemical composition are the environmental
conditions and the maturity of the organisms. Keeping that in mind is of high importance
since macroalgae may be utilized for different purposes according to its composition.
(Schiener et al. 2014)
13
The sample that was used by Öberg were collected during late summer in 2013 on the
west coast of Sweden. After harvesting, algae was mechanically crushed, mixed and kept
frozen for transport and storage. The variables of the process was chosen to be the
temperature and the pH of the initial extraction (step 1 as presented at figure 3). Three
different temperatures and equal number of pH values were selected producing a total of
9 batches plus 3 control run tests. At figure 3 it is presented the flowchart of the process
with the final products (laminarin, mannitol, sodium alginate and cellulose) as well as the
reagents that was used. Streams A, B, C and D are side streams that include proteins,
inorganic substances and reagents.
As mentioned above the main extracts of that process are alginate, mannitol, laminarin
and cellulose.
Alginate is extracted as sodium alginate after the neutralization of the alginic acid with
NaOH. Alginates are linear polysaccharides constituted by different proportions of two
uronic acids (Andrade et al. 2004). Alginate salts form the cell wall of brown seaweed and
therefore constitutes one of the main substances of algae. Alginate is used by various
industries related to food processing, pharmaceuticals, feed and cosmetics. (Holdt &
Kraan 2011)
Mannitol is a sugar alcohol which is found in many species of brown algae. Although it is
present in small quantities and is heavily affected from seasonal variations, there is a big
variety and diversity of applications that can utilize mannitol. Some of the industries that
mannitol could be useful are pharmaceuticals, chewing gum, paint, paper, plastics and
explosives. (Holdt & Kraan 2011)
Laminarin is another carbohydrate that exist in brown algae in significant quantities. It is
a short polymer of about 20 - 25 glucose residues (Devillé et al. 2004). Laminarin, in
contrast to the alginate and mannitol, has more limited industrial and commercial use,
hence it is less valuable (Holdt & Kraan 2011). It is however easy to extract laminarin from
brown algae by adding HCI since laminarin is not soluble to the most organic solvents
(Devillé et al. 2004). The last carbohydrate that is extracted from brown algae is cellulose.
Cellulose is a linear polysaccharide found in algae in very low percentages compared to
wood (Song et al. 2015).
14
5. Results
Substance Flow Analysis (SFA) is a specific brand of Material Flow Analysis (MFA) which
deals with the analysis of the flows of specific chemicals in contrast to MFA which covers
the analysis of bulk flows of materials such as wood, glass, plastics etc. (Bringezu et al.
1997). Although the methodology is similar, the application of each tool may differ
depending on the case. Typical example of SFA application is the studies on substance
cycle in an ecosystem or a country. Nitrogen, phosphorous and various metals are some
of the substances that have been studied extensively using a SFA (Finnveden & Moberg
2005). Nevertheless, regarding policy making SFA has been applied in both accounting and
change-orientated studies (Finnveden & Moberg, 2005).
The designing procedure started with the main steps of the process (figure 3). Auxiliary
steps such as centrifugation, settling and washing were also added in the flowchart. Next
was filled the flows including the carbohydrate flows and reagents flows. The “I” indicates
an input in the process and the “E” the output. The quantification part was done based
on the characterization results of the experimental part of Öberg’s work. After filling all
the flows with the different substances the software created the presentation of the
quantified flows by the width of the arrows that connect the different steps as shown at
figures 4 and 5. Figure 4 presents the process were flows are measured by the mass flow
and figure 5 shows the flows by the volume flow. That separation was done through the
restriction of the software to present mass and volume flows in the same flowchart.
15
Figure 4. Mass flow analysis of the extraction process (STAN2.5 software)
16
Figure 5. Volume flow analysis of the extraction process (STAN2.5 software)
17
In order to perform the substance flow analysis it is required to understand and analyze
the process step and any physical or chemical steps that occur. The samples that were
used for Öberg’s experimental process, as mentioned above, were collected from the west
coast of Sweden in 2013. After the collection algae was mechanically crushed, mixed and
kept frozen for transport and storage. Before the experiments the samples were thawed
and dried for at least 48 hours at room temperature before each extraction. As seen on
the figures the first step is the main extraction step, the hydrolysis of algae. At that step
the algae sample is mixed with distillate water and HCI in order to create the acidic
environment that required. Then the first centrifugation takes place and the aqueous
supernatant is separated from the precipitate gel.
The gel contains a mixture of cellulose and alginate as long as other organic substances.
In order to extract the desired carbohydrates water and dissolved Na2CO3 is added.
Another centrifugation followed by a filtration step separate the alginate from cellulose.
The solid phase with cellulose is washed with acetone in order to remove phenols and
other organic residue and then washed again with water. The liquid phase after filtration
is utilized to acquire sodium alginate. After the addition of HCI alginic acid is settled and
another centrifugation separates the alginic acid from excess water. Then is added
Methanol and solid NaOH in order to form sodium alginate. An additional centrifugation
step generates a liquid waste stream and a heavier stream with sodium alginate. Finally a
washing step with ethanol and methanol leads to a sodium alginate stream.
The supernatant phase from the hydrolysis contains the carbohydrates laminarin and
mannitol. First the stream is neutralized adding solid Ca(OH)2 and then the excess water
is evaporated. More HCI is added in the mixture and after centrifugation the heavier part
that includes proteins and amino acids is separated from the carbohydrates. In order to
separate mannitol and laminarin ethanol is added. Mannitol is diluted in ethanol and
centrifugation provide a stream which is neutralized with addition of Ca(OH)2. Ethanol is
removed and the stream is washed with acetone. The second stream is laminarin which is
washed with methanol.
During the first step of the process it is used distilled water as mentioned before, however
it is not specified if the rest of the water used in the process is also distilled. In any case,
it is assumed that all the water that is used is distilled or at least it has low mineral content.
The steps where HCI is added refer to a solution of HCI with molarity of 0,5 M. The calcium
hydroxide as well as the sodium hydroxide are always added in solid phase. Acetone,
ethanol and methanol are in liquid form.
It is important to mention that the product streams that involve the carbohydrates are
not pure streams. An amount of the reagents accompany those streams and further
purifications steps are required. In addition, traces of various carbohydrates is found in
the product streams indicating the difficulty of complete separation of the substances
(Öberg 2014). Due to luck of data, however, it is hard to determine the extent of those
impurities and therefore the product streams were considered pure during the SFA
calculations.
The four side-streams, named as F10, F42, F52 and F56 in figures 4 and 5, are also
important for the scaling up of the extraction process. Although the process is focused on
the extraction of carbohydrates, it results to the extraction of other substances of
macroalgae as well. The stream of the protein and amino acid mix, for example, can be
processed further and used for various applications as we described in the introduction.
Another important element that will be analyzed at the theoretical optimization chapter
18
is the potential recirculation of those side-streams in order to enrich the product streams
or to recover chemicals.
19
5.2 Environmental assessment
20
• Na2CO3 – Sodium Carbonate
• CaCl2 – Calcium Chloride
During the laboratory experiments reagents were released into the environment since the
quantities were negligible. In an industrial scale extraction though that would not be the
case. In the current study, however, all the chemicals will be examined as potential
stressors to the environment considering also the risk of release. In the next chapters
follows and introduction of the above chemicals including their physical and chemical
properties, commercial and industrial applications as well as effects in human health and
the potential environmental impact.
5.2.1.1 Hydrogen Chloride – HCl
Hydrogen chloride solutions are used in numerous processes in various industries as well
as during maintenance procedures. Some of its uses are in chemical industry for
manufacturing of phosphoric acid, chlorine dioxide, ammonium chloride, vinyl chloride
from acetylene, alkyl chlorides from olefins and fertilizers and in metallurgy industry
during the production of tin and tantalum, as a lab reagent, and as a metal treating agent.
Another application is as a neutralization agent in waste waters and to maintain pH
balance in swimming pools, spas, etc. Hydrochloric acid is also used a cleaning agent to
disinfect household areas and industrial buildings such as hospitals.
Hydrochloric acid is the solution of hydrogen chloride in the water and is quite corrosive,
thus it needs to be handled diluted in water. Contact with metals produces hydrogen gas
while in a case of fire the poisonous chlorine gas is emitted. Thus, the gas form of
hydrogen chloride is non-flammable. Apart from water, it is soluble in benzene, alcohol,
and ether but not in hydrocarbons. It reacts with almost all metals except mercury, silver,
gold, platinum, tantalum, and certain alloys.
Hydrogen chloride can be found as colorless liquid or colorless to slightly yellow gas. Its
solubility in the water is quite high forming a solution of hydrochloric acid. The molecular
formula is HCI with a molar mass 36.46 g/mol and other common names are hydrochloride
and spirits of salts. Hydrogen chloride has melting point is at -114.24°C, boiling point at
-85.06°C and its density is 1.49 g/cm³.
Hydrochloric acid is a strong acid with both health and environmental risks once released
in considerable quantities. Human exposure to concentrated solutions can cause
circulatory collapse and asphyxia which may lead to death. Less concentrated solutions
generate a number of effects such as inflammation, ulceration of the respiratory tract,
skin burns etc. The environmental effects can be acute as well. Hydrochloric acid is toxic for
all forms of life since it has a great effect to the pH value of the ecosystems. It is also a
component of acid rain, thus it accelerates the decay of limestone buildings and other
structures. Additionally hydrogen chloride contributes to the processes that cause
photochemical smog. (Department of the Environment, 2015)
21
5.2.1.2 Sodium Hydroxide – NaOH
Sodium hydroxide is an inorganic substance also known as caustic soda and soda lye. It
appears a white solid that can absorb moisture from air and generate heat. The solution
of NaOH is used widely in industries and has a pH value higher than 7. The molecular
formula is NaOH and has a molar mass of 39.997 g/mol. The density is 2.13 g/cm³ and the
melting and boiling point is at 318 °C and 1,388 °C respectively.
Sodium hydroxide is highly corrosive and a powerful irritant once it make contact with
human skin or inhaled. It can cause severe burning in the skin, eyes and lungs at high
concentrations.
Sodium hydroxide is designated as hazardous substance for surface and ground water
since it affects the normal pH value of the ecosystems leading to the death of marine life.
Soil contamination might be also dangerous in case that sodium hydroxide is not
neutralized after reaction with organic materials in the soil. (Salocks & Kaley 2003)
5.2.1.3 Methanol (MeOH) – CH3OH
Methanol is volatile and highly flammable organic compound which mixes with water and
many organic liquids. It is used broadly as an industrial solvent and as reagent for various
chemicals. Other applications are as antifreeze or in paint strippers, aerosol and non-
aerosol spray paints.
Methanol is found as a clear, colorless liquid with characteristic odor. Its molecular
formula is CH4O with a molar mass 32.04 g/mol and a density of 0.79 g/cm³.The melting
point is at -97.6°C while the boiling point at 64.7°C. Other common names for methanol
are methyl alcohol, wood alcohol and wood spirits.
Methanol may enter the human body by inhaling fumes or by absorption through the skin
causing irritation of the eyes, nose, mouth and throat as well as vomiting, nausea, liver
damage and muscle pain. Exposure to high concentrations might also lead to death.
Environmental exposure to methanol may have various effects in animals, fishes and
plants, though it does not accumulated in organisms. It is not associated with any major
environmental issues. (Department of the Environment, 2015)
Acetone is mainly used as solvent in various industries for fats, oils, waxes, resins, rubber,
plastics, lacquers, varnishes and rubber cements. Other applications include the
manufacturing of chemical compounds, photographic films, plastics, fibers and drugs.
Acetone is another solvent with similar properties with methanol. The molecular formula
is C3H6O and the molar mass 58.08 g/mol. The melting point is at -94°C, the boiling point
22
is at 56.5°C and its density 0.79 g/cm³. It is volatile liquid, highly flammable and mixes with
mixes readily with water, alcohol, dimethylformamide, chloroform, ether and most oils.
Other common names are dimethyl ketone, methyl ketone, 2-propanone, b-
ketopropanone, dimethylformaldehyde and pyroacetic ether.
Acetone is a fire and explosion hazard once mixed with air and corrosive to iron and steel
in the presence of moisture. It is also capable of dissolving plastic glasses frames,
jewelries, pens and pencils, rayon stockings and other rayon garments.
Acetone can enter the human body by inhaling fumes or by contact with eyes and skin
causing nausea, vomiting, drowsiness, unconsciousness and possibly coma. Kidney, liver
and nerve damage occur in animals after long-term exposure.
Acetone has a slight toxic effect when exposed to aquatic life. It can cause membrane
damage, a decrease in size and decrease in germination of various agricultural and
ornamental plants. However it is not expected to accumulate in plants, animals or
humans. Acetone can be transferred through the atmosphere and is also capable of
moving into the groundwater from spills or landfills.
However, acetone is common substance in many domestic products. It is found It is found
in aerosol paints, architectural coatings, automotive and machinery paints and primers,
furniture polish and cleaners, household hard surface cleaners, laundry pre-soaks, pet flea
and tick removers, cockroach treatments, laundry starches, lubricating greases and oils,
nail enamel and polish and polish remover, particleboard, paints (including interior clear
finishes, undercoats and primers), varnish, paint and varnish removers and thinners,
liniments for veterinary preparations, pharmaceutical preparations, shoe polish, sun tan
lotions and oils, and in wood office furniture. (Department of the Environment, 2015)
5.2.1.5 Ethanol (EtOH) – C2H4OH
Ethanol is considered volatile and mixes with water and many organic substances. It is
present in alcoholic drinks and it is used for pharmaceutical purposes, such as
disinfections. Other applications are in cosmetics and in perfumes. It is an industrial
solvent for fats, oils, waxes, resins, and hydrocarbons and it is used in the production of
various chemical compounds.
Ethanol is one more organic substance which found as clear, colorless liquid. Like
methanol and acetone, it is a good solvent and high flammable. Its molecular formula is
C2H6O and it is also known as ethyl alcohol. Ethanol has molar mass 46.06844 g/mol and
a density 0.79 g/cm³.The melting and boiling point is at -114°C and 78.5°C respectively.
Ethanol is relatively harmful in case of ingestion inhalation or by skin absorption, however
at high concentrations it might cause dizziness and irritation to the eyes, skin and nose.
Concentrations below 1000 parts per million (ppm) usually produce no signs of
intoxication.
Ethanol can be transferred through water or air and can have an effect on a wide range of
biota. In addition, ethanol act as contributor to the formation of photochemical smog. It
is, however, oxidized quickly with carbon dioxide and water to other substances. Ethanol
23
is a good nutrient and energy source for microbes. In the absence of oxygen, this can lead
to the formation of methane. (Department of the Environment, 2015)
Calcium hydroxide is used broadly in many industries such as in steel manufacturing and
in pulp and paper industry. Additionally there are many environmental applications where
calcium hydroxide is used for air pollution control and for treatment of sewage and
industrial sludge. Another use is as a neutralization agent for phosphorous and nitrogen
in wastewater.
Calcium hydroxide inorganic compound and is found as dry powder and is formed after
the addition of water to calcium oxide. The molecular formula is Ca(OH)2 and has molar
mass 74.093 g/mol and density 2.343 g/cm³. The melting point is at 580° C, however a
boiling point could not be determined since it disassociates when heated after the melting
point.
Calcium hydroxide is transferred through water, hence the environmental assessment is
focused on aquatic ecosystems. It is, however, slightly mixed with the water and reacts
with CO2 forming calcium carbonate. Calcium carbonate is incompatible with strong
oxidizing agents, for example fluorine, boron triflouride, and oxygen difluoride, and may
lead to fire or explosion. Both calcium and hydroxides are abundant in nature and present
low toxicity for the ecosystems. Hence, it is considered to be little risk associated with the
presence of calcium hydroxide in the water environments. (Ecology 2005)
Sodium carbonate main use is at glass industry while other applications are in detergent
powders and tablets for water softening in the washing process, in laundry additives,
machine dishwashing products, surface cleaners, toilet cleaners and other household
cleaning products.
Sodium carbonate is an inorganic compound which is found as white, crystalline
hygroscopic powder. Its molecular formula is Na2CO3 and has a molar mass of 105.9888
g/mol. The melting point is 851°C but no boiling point can be determined since it
decomposes when heated. The density at 20 °C is 2.532 kg/m3.
In water, sodium carbonate dissociates into sodium and carbonate increasing the
alkalinity of the system and the pH value. Consequently the carbonate ions react with the
water, resulting in the formation of bicarbonate and hydroxide. The ions are not
transferred to the air, hence the environmental impact is focused only in aquatic
ecosystems. Both the ions, though present low toxicity and have no adverse effect on the
ecosystem. (No 2007)
24
5.2.1.8 Calcium Chloride – CaCl2
Calcium chloride is inorganic compound and is found as white powder. Its molecular
formula is CaCl2, and has a molar mass of 110.98 g/mol. The melting point of calcium
chloride is 772°C while the boiling point is higher than 1600°C. The density is 2.16 g/cm3
at 25°C. Calcium chloride is used broadly in many industries as deicing agents (deicers),
for road stabilization and dust control, for industrial processing, as accelerator in concrete
and for oil and gas well fluids.
Calcium chloride is soluble water and dissolute into ions, hence the environmental
assessment is focused on the aquatic ecosystems. In case of soil contamination calcium
binds bind to soil particulate or may form stable inorganic salts with sulphate and
carbonate ions. Although there have been reports about soil toxicity there are not any
available data to indicate any toxic results. Calcium chloride is not considered to
accumulate in living organisms. (Sids et al. n.d.)
5.2.2 Waste Reduction Algorithm
In order to assess the above chemicals from the extraction process a software tool called
WAR GUI was used. The software implements an algorithm called WAR, which stands for
Waste Reduction, and was developed by environmental protection agency (EPA) scientists
in order to evaluate environmental impacts of processes that use chemicals. The goal of
the WAR program is to assist to the reduction of environmental and related human health
impacts at the design stage. As shown in figure 6, WAR algorithm focuses only to the
manufacturing process without considering other steps of the production process and the
life cycle of the product. (U.S. Environmental Protection Agency, 2011)
25
Figure 6. WAR algorithm focus area in the life cycle of a product (Young & Cabezas 1999)
The indicator used by the software is the Potential Environmental Impact (PEI) which is
the effect of a chemical if it were emitted into the environment. The PEI, basically,
quantifies the impact of the pollutants of a process providing a quantitative indicator of
the environmental friendliness or unfriendliness of a manufacturing process. Thus it is a
relative quantity. (Cabezas et al. 1999)
The software can evaluate the PEI of the streams entering the process, the PEI generated
from the process as well as the PEI of the streams leaving the system. In figure 7 there are
some of the indicators determined from WAR algorithm regarding a manufacturing
process. A distinction of the indicators can be made between the energy production
system and the chemical process. (Young et al. 2000)
However, the energy generation step was skipped since the study does not include an
energy assessment of the process. In that case the flowchart in figure 7 changes in order
to include only the chemical process and the indicators are delimited to the total PEI
entering the system, the total PEI leaving the system and the total PEI generated within
the system.
26
Figure 7. Environmental impact indicators related to WAR algorithm (Young & Cabezas
1999)
The chemical process include the PEI that enters the process and the PEI that leaves the
system. The same applies for the energy production process. There are also the rates of
waste energy emissions from both systems as presented in figure 7. The following list
presents those rates and their symbols. (Young et al. 2000)
Iin(cp) : the PEI entering the chemical process (PEI/t)
Iout(cp) : the PEI leaving the chemical process (PEI/t)
Iin(ep) : the PEI entering the energy generation facility (PEI/t)
Iout(ep) : the PEI leaving the energy generation facility (PEI/t)
Iwe(cp) : the PEI emitted from a chemical process associated with the waste energy (PEI/t)
Iwe(ep) : the PEI emitted from an energy generation facility associated with the waste energy
(PEI/t)
Another rate that is considered in a chemical process is the generation rate of PEI. Since
there are chemical reactions, new compounds derive from the system while other are
transformed, hence there is generation rate defined as following:
Igen(t) : the total PEI generated within the system (PEI/t)
By looking the system as whole the following indicators can be used.
Iin(t) : the total PEI entering the system (PEI/t)
Iout(t) : the total PEI leaving the system (PEI/t)
27
The total PEI that leaves the system can be calculated from the equation 1 according to
the potential environmental impact theory. (Young et al. 2000)
Iout(t) = Iin(t) + Igen(t) (1)
The calculation of the total PEI is based on eight categories as mentioned in chapter 3,
two of them involving human health risk and the rest referring to environmental impacts.
The impact categories are the following:
• Human Toxicity Potential by Ingestion (HTPI)
• Human Toxicity Potential by Exposure (HTPE)
• Terrestrial Toxicity Potential (TTP)
• Aquatic Toxicity Potential (ATP)
• Global Warming Potential (GWP)
• Ozone Depletion Potential (ODP)
• Photochemical Oxidization Potential (PCOP)
• Acidification Potential (AP)
In case that the chemicals and the rate of those chemicals entering and leaving the process
are known, the WAR algorithm calculates the impact of each chemical in each impact
category. The results of that calculation are shown in a graph which relates the PEI for
each category as well as the whole process. With the weighting option of the categories
the results can be focused on specific impact or impacts. That can be applied for example
in case studies where the locations is important and the potential impact in a particular
category or group of categories would be more significant.
After the completion of all the steps the graph in figure 8 was generated by the software.
28
Figure 8. Output rate of PEI from the extraction process
The index presented in the graph is the output rate of the potential environmental impact
which have the chemicals used in the extraction process. It is presented the PEI in each
one of the impact categories as well as the total PEI after the normalization. Table 1 shows
the exact PEI rate values as calculated from the software for each impact category. The
values are before normalization, thus the sum is not equal to the total PEI. The complete
report extracted from WAR GUI can be found at the appendix II.
Table 1. Output PEI rate of each category
Impact Category PEI/sec
HTPI 10.30
HTPE 0.070
TTP 10.30
ATP 0.006
GWP 0
ODP 0
PCOP 41.8
AP 0
Total 104.3
29
From both the table and the graph we can extract some conclusions regarding the
environmental impact of the chemicals. First, the PEI rate in many of the impact categories
are either zero or practically negligible. The only categories that present a significant
potential are the terrestrial toxicity potential and the photochemical oxidization potential.
According to the complete chemical report the photochemical oxidization potential is
attributed exclusively to the organic solvents methanol, ethanol and acetone since they
are volatile liquids and contributors to photochemical smog. The terrestrial toxicity on the
other hand is affected by all the chemicals considered with the calcium chloride holding
significantly the biggest share. It is clear that with the neutralization of the acids the PEI
output is acidification free while the salts produced have no significant impact, especially
considering the low quantities they produced. Thus the majority of the PEI output lies on
the solvents methanol, ethanol and acetone which have a considerable impact to the
environment and used in high quantities.
30
5.3 Theoretical optimization
As mentioned in chapter 2 this work aims to provide information regarding the scaling up
of the extraction of carbohydrates at an industrial level. One the most challenging steps
during a transition from a laboratory scale process to an industrial one is the designing of
the process. That step may include economic, environmental and technical aspects.
The current chapter has a twofold aim. The first is to provide recommendations regarding
the optimization of the process focused on the production. Since further experimentation
is no option the optimization would be performed based on the results of Öberg’s work.
The second aim is to suggest solutions regarding the handling of the chemicals in the
process. Those suggestions would be based on a cleaner production thinking as we are
going to discuss later.
31
5.3.1 Production optimization
Optimization of a chemical process is a rather complex task which on the one hand
requires extensive knowledge of the particular process and on the other hand a relative
experience of industrial processes. This chapter does not attempt to provide a full
production optimization rather than to analyze some observations that was made during
the review of Öberg’s work and the substance flow analysis of the previous chapter.
The first suggestion regards the preparation of the samples. In the experimental
procedure it is mentioned that algae is dried out for 48 hours in room temperature before
the extraction process. With that pre-treatment is achieved a reduction of the moisture
content from an average 85% to a 7%. The water content reduction has been proposed at
‘Seafarm’ project as a technique for a more efficient transportation of algae after the
harvesting. However, that treatment could aim to a 50 – 60 % reduction in order to
increase the quantity of algae during transportation and decrease the cost. In the
experimental samples though the motive of that pre-treatment is not stated. Additionally
in an industrial scale a drying process in room temperate might be time demanding or
even space demanding. Alternatively an increase of the temperature in a controlled
environment in order to accelerate the process may require a lot of energy. Another
interesting point is that the first step of the process includes the addition of distillate
water. In case that the drying process is delimited, the water content of algae is increased
and the addition of water is reduced. In laboratory scale the water input is not of high
importance but at industrial scale the water quantity that needed for a processes is highly
evaluated.
The second recommendation is focused on the side streams of the process. During the
process there are 4 different streams (A, B, C and D in figures 4 and 5) which characterized
as waste streams and streams with unwanted substances. Some of those streams,
however, include the carbohydrates such as laminarin, mannitol and sodium alginate.
Consequently that results to a decrease to the extraction yield. A countermeasure that
can be applied in that case is the recirculation of those streams in different steps in the
process in order to enrich the product streams and increase the yield (figure 9).
The side stream A contains proteins and an amino acid mix which is dissolved after the
HCI addition. However, it was verified after NMR analysis that there is a quantity of
mannitol. This quantity could be decreased with recirculation of that stream back to the
dissolving step where it was produced. That way the product stream is enriched in
mannitol. The side stream B include carbohydrates as well. In all the batches that were
tested it was found quantities of laminarin and mannitol. Those carbohydrates could
enrich the product stream F13, as shown in figure 9, and increase the yield of both
mannitol and laminarin. However that stream includes also methanol which could not be
recirculated back to the product stream. Thus, the side stream B needs first to be stripped
out of the solvent which will be recovered and reused as we are going to discuss in the
next chapter. On side stream C it was also found traces of mannitol but alginate as well.
Although stream C could be recirculated back to stream F53 at the washing step the
quantities of carbohydrates are not high enough and further data required in order to
check if that recirculation would lead to a significant increase of the yield. The side stream
D contain inorganic residue from algae and is free of carbohydrates according to the NMR
analysis. Thus no action need to be done with that stream.
32
Figure 9. Recirculation of side streams
33
5.3.2 Cleaner Production Applications
The current chapter considers the concept of cleaner production in order to give
recommendations of how the water and the chemical could be handled throughout the
process. Cleaner production in general aims to present technical possibilities to minimize
emission problems and deal with waste problems. (Persson, 2011)
One of the objectives towards that direction is the water and its efficient use in the
industrial processes. Industries today use great amounts of water every year making water
an expensive material. Thus it is strongly recommended the recycling of water for reuse
in the same process.
In that case water can easily be recycled since the output of the water are quite clear from
effluents in the most cases. The reason for that is that most water outputs derive from
evaporation process and cannot carry any salts that are diluted. However some water
outlets may have a pH higher or lower than 7 which is a result of ions diluted in the stream.
Due to lack of data it is not sure which streams are those and how the pH has altered. If
that is the case though it is quite easy to neutralize those streams and remove the salts in
order to reuse the water. By that the water input in the system can be eliminated reaching
practically zero.
The next recommendation that can be applied in the process is related to the chemicals.
The effluents of the process are not many but they should be treated properly. Among
them those with the highest environmental impact are the organic solvents methanol,
ethanol and acetone. The rest include salts and ions that can be easily treated. The organic
solvents, however, are volatile and can escape into the atmosphere contributing to the
photochemical oxidization as shown in the chapter 4.2. The recommendation in that case
is the recovery of the solvents from the streams and reuse in the process. The solvents
are used mainly during washing steps and they leave the process as waste streams. Due
to the lack of data though it is difficult to define what substances those streams include
and how easily can the solvents stripped from the waste streams.
Another topic of discussion is around the selection of chemicals and more specifically the
acids. There have been research on heterogeneous catalytic organic reactions where the
use of solid acids seems to have great advantages. Mesoporous high surface area
materials which act as acids play a significant role in green manufacturing. Those materials
can be designed to provide different types of acidity as well as high degrees of reaction
selectivity and they are widely used in large scale petrochemical processes as well as
pharmaceutical chemicals manufacturing. Using solid acids the product isolation is
simplified and the acid can be fully recovered. Additionally there is no need for
neutralization factors which lead to salts or other hazardous waste. (Clark 2002)
34
6. Discussion
Exploitation of seaweed for various purposes has been applied even from ancient times.
Today that industry can be evolved and promote both economic and environmental goals
by providing a wide range of materials used in many products. The current work is entailed
in ‘Seafarm’ project which aims towards that direction. The extraction of the raw materials
for a large variety of industries as well as the mitigation of eutrophic and hypoxic
ecosystems are only some of the objectives of the project. The focus of the master thesis
lies on the extraction of substances, more specifically carbohydrates, and analyze a
proposed process through a SFA and an environmental assessment of chemicals. In
addition, it is attempted to propose measures and solutions for an increase of the yield
and recommendations for a cleaner production. The final aim of the work is to put the
basis and perform the initial steps for scaling up that process at an industrial level. During
this chapter, the methodology and the results of the thesis will be discussed and
comments related to uncertainties will be given.
The fact that the borders and most of the substances were well defined made it possible
to analyze the process at a detailed level considering not only the product streams but the
various reagents and the water content as well. That assists to both the analysis of the
substances in the process as well as the environmental analysis. The borders, however,
may not be so well distinct in a biorefinery step with many processes being integrated and
interconnected. In that case new problems may arise, such as the need for products free
of chemical impurities which might be harmful for other processes. On the other hand,
existing issues could be resolved and unwanted side streams could be useful in another
process in the biorefinery. From an engineering perspective, however, the flow analysis
of a process is a necessary step at the early stages of the designing.
The input data was a problematic area of the study due to lack of the information for some
chemical quantities and the qualitative characterization of the product streams. A typical
example is the neutralization steps of the acids (figure 4) where the quantity of the
neutralization factors is found after solving the equation of the neutralization reactions.
In general, the primal analysis included the understanding of the reactions taking place in
each case considering also chemicals from previous steps that remain in the stream. That
was important also during the evaluation of the side streams which included a variety of
substance.
The selection of algae’s flow rate is the system is an assumption that needs to be
mentioned. The samples of algae in the developed process were 2 g, thus the flow rate
selected to be 2 g/s. That inflow gives a total of 173 kg of algae processed every 24 hours.
Since processes of a higher scale provides a lower yield in comparison to the same process
in laboratory scale, an additional adjustment of the yield results from the SFA is required.
Although that number does not correspond to an industrial scale process, it is a good
indicator of the production potential avoiding big deviations from the laboratory process.
This is important in the case of an economic or energy assessment where the energy
return on investment is measured.
35
Although that in the SFA results it is not shown that the product streams include reagents
or water, those streams are far from pure. Those uncertainties concerning the purity of
the product streams derive after the characterization of the product and side streams.
According to the results of Öberg’s work the impurities include salts, volatile solvents,
water and ever carbohydrates from other product streams. However the characterization
was qualitative and the quantities were not determined, thus the SFA could not include
those impurities. It is logical to assume that at an industrial level the impurities percentage
would be much higher, however a product evaluation as well as an economic assessment
can reveal if this is affordable.
Carbohydrates may exist in the reagents streams causing losses of product and decreasing
the total yield of the process. More losses include reagents which cannot be fully
recovered. Chemical recovery should be focused especially on volatile organic solvents
which, as shown, hold the biggest part of environmental stress.
An assumption that needs to be mentioned involves the centrifugation of the stream F13
(figure 5). It is considered that stream F22 include only laminarin and a quantity of water
while stream F14 consists of the ethanol and HCI and mannitol. In reality the water
content in F22 is also acidic due to H+ ions that are diluted in it. However, there are not
any information about the quantity of HCI that is found in the water, hence it is assumed
that all the HCI is on F14 where it is neutralized with Ca(OH)2. The equations of the
chemical reactions as well as the calculations for the chemical requirements can be found
in the appendix I.
Regarding the environmental performance of the process, the environmental tool was
established after considering the size of the system and the impacts. Since the impacts of
the natural resources and economic aspects were excluded, a risk assessment of the
chemical substances was selected. The WAR algorithm that was used by the software
assigns a performance indicator for each chemical based on its potential environmental
impact. Therefore the results of the environmental assessment are qualitative and
present the performance of a chemical in relation to another as well as their share in the
total impact of the process. On the other hand, however, the tool gives the possibility for
a comparative analysis where a variety of chemicals may be tested in order to examine
the reduction of the total impact.
The indicator that is used for the chemicals is the potential environmental impact or PEI
(figure 7). In order to calculate the PEI of a chemical substance it is simply considered that
the total quantity of the chemical is emitted in the environment. An interesting point is
that for the calculation of the total impact only the output streams of the process are
considered. That is an important assumption since substances that are transformed into
the process are not included in the results. An example is the input of acids and bases in
the process which are neutralized creating salts. In that case the process is acidification
free since there is no output stream that includes any acid or base. Consequently the
results could not be used to assess impact of an accident. In addition to that, the
environmental assessment would present different results in relation to the impact
categories. For that reason, an additional literature review of the risks of all the chemicals
in the process was performed.
Another parameter of the environmental performance results that should be discussed is
the impact categories and their weighting as mentioned in sub-chapter 5.2.2. The
software gives the possibility of assessing the chemicals in various categories which are
mentioned in chapter 3.2. However the two categories which refer to health risk
36
assessment where excluding from the graph since the assessment of the human health
risk does not belong in the objectives of the thesis. However there are results for those
categories in the full report that was extracted from the software which can be found in
the appendix II. The rest impact categories received a weighting factor of two except the
ozone depletion category which received a factor of one. The weighting process took into
consideration the environmental goals that have been established by the environmental
protection agency of Sweden. In case of an alternative location with specific
environmental demands, different weighting factors may be applied providing with
different results. Thus it is important to justify the weighting of the categories according
to the site of the process.
The results of the risk assessment indicate that the terrestrial toxicity (TTP) and the
photochemical oxidization (PCOP) constitute almost exclusively the total impact of the
process. According to the full report, all the chemicals in the process have an impact to
the terrestrial toxicity with calcium chloride to hold the biggest share. The photochemical
oxidization category, on the other hand, is affected exclusively from the volatile organic
solvents. Considering that the PCOP category is responsible for around 80% of the total
impact, it becomes clear that the organic solvents is the weak spot of the process and
attracts the attention regarding the environmental performance of the process.
Considering the nature of the process and the selection of the chemicals one can see that
there has been a careful study of the reagents used. According to the analysis, the
neutralization process is a quiet important step and limits the environmental risks at a
great extent. The weak point of the process which is the organic solvents is probably
inevitable and the focus should be on the reuse of the solvents. However further analysis
after the integration of the process in the biorefinery could reveal more weak spots.
The last part of the study regarding the theoretical optimization of the process include
some interesting points as well. It is mentioned that there could be a recirculation of
various side streams in order to increase the yield. An important parameter that should
be considered is the impurities that are included in the recirculated streams. In the
recirculation proposed on figure 9 the side streams include mainly salts which generally
do not affect the products or the chemicals. However, other impurities may also be in
those streams such as organic solvents. In that case it needs to be verified first that the
product streams will not be affected. This is an important step in order to examine the
quality of the final product.
Another point concerning the increase of the yield is the economic value of the products.
Since there is no need for very pure products, a combination of products may be not only
acceptable but even desirable. Ingrid Undeland, Professor at the Chalmers University of
Technology, talks about multi-valued food ingredients aimed at different uses while Ulrica
Edlund, Professor at the Department of Fiber and Polymer Technology at KTH suggest that
we should settle for just a few valuable substances rather than extracting masses of them.
Thus an economic assessment considering the industry demand and market values is
required before the establishment of recirculation streams for the increase of the yield.
Finally it should be clarified that the results of the study assist in the scaling up process
without those steps being the actual scaling up process. That means that neither the input
data of the analysis nor the results are referring to an industrial process. On the contrary,
the results are based on the laboratory process. Their importance is however high since
they indicate the basic steps of the process as well as its weak spots and the improvement
areas.
37
7. Conclusions
The current work include the initial steps in order to scale up the process providing results
and information regarding the next steps of the analysis which should follow in order to
fulfill the extraction of carbohydrates at an industrial scale. In order to do that a substance
flow analysis and an environmental assessment of the chemicals in the process were
performed. Additionally, an identification process of the major improvements areas lead
to recommendations regarding the theoretical optimization of the process.
Through the SFA the main product streams and the basic steps of the process were
pointed out. This is an important step that could assist future studies by presenting the
process as well as product and auxiliary streams. The environmental assessment focused
on the chemical selection and presented the environmental performance of the chemicals
in relation to the total performance of the process. It became clear that the organic
solvents constitute the biggest problem in the process’ performance and provided results
that could be used in a comparative analysis in regard to chemical substitution. In the last
part of the study recommendations for both the production process and the
environmental performance of the process were developed. Thus it is considered that the
work completed its aim through the objectives that were established at chapter 2.
The fore mentioned results does not correspond to the scaled up industrial process hence
they are not representative for the industry. More steps are required including the
integration of the process in the actual biorefinery step. Nevertheless they constitute a
basis of work where further research needs to done.
38
8. Recommendations for future studies
This chapter focus on further research that can be done in order to assist in scaling up the
extraction of the carbohydrates from Saccharina latissima. These recommendations
consist the continuous work of that master thesis and include more analysis towards the
scalability of the process at an industrial level.
A part of the following analysis include the energy assessment of the process. This is
important in order to determine the potential costs in connection to the size of the
process. There are various tools that can carry out an energy assessment which shown
below (Pechsiri, 2015):
• Thermodynamic – Too complex, too much details
• Process modelling
o Mechanistic models of flow, flow dynamics, mass balance and alkalinity
equations
o Statistical process modelling
• LCA
• Input – output analysis (offers flexibility)
o Net Energy Ration (NET)
o Energy Return On Investment (EROI)
o Energy Renewability Efficiency (ERenEF%)
Those methods vary aim, level of detail and information required. Other tools are high in
complexity such as thermodynamic energy analysis while other require real numbers for
calculation such as the statistical process modelling. The input – output analysis however
offers flexibility and is proposed in a big variety of chemical and physical processes.
Another important step is the economic evaluation of the process considering the energy
required and the reagents that is used during the extraction. This step include various
options as well and is up to the practitioner to choose the tool that best suits in that case.
However the economic evaluation needs to be seen from the whole project perspective
rather than the process in isolation.
39
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43
Appendix I
Substance flow analysis
Assumptions regarding the chemicals:
• HCl is liquid solution with molarity 0,5M.
• NaOH is solid and has a 99% purity.
• Methanol is solution with concentration 98,5% v/v.
• Acetone is solution with concentration 99,5% v/v.
• Ethanol is solution with concentration 96,3% v/v.
• Ca(OH)2 is solid and has an >99% purity.
• Na2CO3 is solid and has an >99,5% purity.
• CaCl2 is solid and has an >99% purity.
Chemical reactions that take place during the process:
Neutralization of HCI:
2 HCI + Ca(OH)2 à CaCI2 + 2 H2O (1)
Reaction of alginate with HCl in order to produce alginic acid:
Alginate + HCI à Alginic acid + Cl- (2)
Reaction of alginic acid with NaOH in order to produce sodium alginate:
Alginic acid + NaOH à Sodium alginate + H2O (3)
Additional information in order to calculate the moles of the substances in the equations
of the chemical reactions:
Ca(OH)2 molar mass = 74 g/mol
CaCl2 molar mass = 111 g/mol
NaOH molar mass = 40 g/mol
Equations used in order to transform the given quantities in moles:
#
!= (4) Where (n) are moles, (m) is the mass and (Mr) is the molar mass.
$%
.
&'()*+,- = (5) Where (n) are the moles and (V) is the volume.
/
44
In order to find the moles of the neutralization factor in equation (1) the moles of HCl
were calculated according to equation (5). After that the mass of Ca(OH)2 was calculated
using equation (4).
45
Appendix II
Chemical Assessment
List of chemicals:
Environmental report (WAR GUI software)
Results file for extraction.war
File created on 28-Jul-15 at 19:25:10
-----------------------------------------------------------------------------------------------------------
NOTES
Product stream(s) were not included in the calculations
Energy usage was not included in the calculations
-----------------------------------------------------------------------------------------------------------
STREAM REPORT
Carbohydrate extraction from Saccharina latissima
Name Stream 1 Stream 2 Stream 3 Stream 4 Stream 5
Type Inlet Inlet Inlet Inlet Inlet
Flow rate 4.02E+00 5.00E-01 6.61E+01 7.51E+01 4.10E+01
HYDROGEN CHLORIDE 1.0000 0.0000 0.0000 0.0000 0.0000
SODIUM HYDROXIDE 0.0000 1.0000 0.0000 0.0000 0.0000
METHANOL 0.0000 0.0000 1.0000 0.0000 0.0000
ACETONE 0.0000 0.0000 0.0000 1.0000 0.0000
ETHANOL 0.0000 0.0000 0.0000 0.0000 1.0000
CALCIUM HYDROXIDE 0.0000 0.0000 0.0000 0.0000 0.0000
SODIUM CARBONATE 0.0000 0.0000 0.0000 0.0000 0.0000
CALCIUM CHLORIDE 0.0000 0.0000 0.0000 0.0000 0.0000
Carbohydrate extraction from Saccharina latissima continued...
Name Stream 6 Stream 7 Stream 8 Stream 9 Stream 10
Type Inlet Inlet Outlet Outlet Outlet
46
Flow rate 2.04E-01 9.00E-01 3.05E-01 4.10E+01 7.51E+01
HYDROGEN CHLORIDE 0.0000 0.0000 0.0000 0.0000 0.0000
SODIUM HYDROXIDE 0.0000 0.0000 0.0000 0.0000 0.0000
METHANOL 0.0000 0.0000 0.0000 0.0000 0.0000
ACETONE 0.0000 0.0000 0.0000 0.0000 1.0000
ETHANOL 0.0000 0.0000 0.0000 1.0000 0.0000
CALCIUM HYDROXIDE 1.0000 0.0000 0.0000 0.0000 0.0000
SODIUM CARBONATE 0.0000 1.0000 0.0000 0.0000 0.0000
CALCIUM CHLORIDE 0.0000 0.0000 1.0000 0.0000 0.0000
Carbohydrate extraction from Saccharina latissima continued...
Name Stream 11 Stream 12
Type Outlet Outlet
Flow rate 6.61E+01 9.00E-01
HYDROGEN CHLORIDE 0.0000 0.0000
SODIUM HYDROXIDE 0.0000 0.0000
METHANOL 1.0000 0.0000
ACETONE 0.0000 0.0000
ETHANOL 0.0000 0.0000
CALCIUM HYDROXIDE 0.0000 0.0000
SODIUM CARBONATE 0.0000 1.0000
CALCIUM CHLORIDE 0.0000 0.0000
-----------------------------------------------------------------------------------------------------------
ENERGY USAGE REPORT
Case Energy Usage (MJ/sec) Fuel Type
Carbohydr~ 0.00E+00 Coal
-----------------------------------------------------------------------------------------------------------
WEIGHTING PROFILE
Category HTPI HTPE TTP ATP GWP ODP PCOP AP
Weight 0 0 2 2 2 1 2 2
-----------------------------------------------------------------------------------------------------------
ENVIRONMENTAL IMPACT REPORT
Total PEI Indexes
Case Iout PEI/sec Iout PEI/g Igen PEI/sec Igen PEI/g Ienergy PEI/sec Ienergy PEI/g
Carbohydr~ 1.043E+2 N\A -8.508E+0 N\A 0.000E+0 N\A
Individual impact categories
Total output rate of PEI (PEI/sec)
Case HTPI HTPE TTP ATP GWP ODP PCOP AP TOTAL
Carbohyd~ 1.03E+01 7.31E-02 1.03E+01 6.04E-03 0.00E+00 0.00E+00 4.18E+01 0.00E+00 1.04E+02
Total PEI leaving the system per mass of products (PEI/g product)
Case HTPI HTPE TTP ATP GWP ODP PCOP AP TOTAL
Carbohyd~ N\A N\A N\A N\A N\A N\A N\A N\A N\A
Total generation rate of PEI (PEI/sec)
Case HTPI HTPE TTP ATP GWP ODP PCOP AP TOTAL
Carbohyd~ -7.51E-01 -2.06E-01 -7.51E-01 -5.40E-03 0.00E+00 0.00E+00 0.00E+00 -3.50E+00 -8.51E+00
Total PEI generated within a system per mass of products (PEI/g product)
Case HTPI HTPE TTP ATP GWP ODP PCOP AP TOTAL
Carbohyd~ N\A N\A N\A N\A N\A N\A N\A N\A N\A
-----------------------------------------------------------------------------------------------------------
CHEMICAL REPORT
Carbohydrate extraction from Saccharina latissima
Normalized impact score
Chemical HTPI HTPE TTP ATP GWP ODP PCOP AP
HYDROGEN CHLORIDE 0.1998 0.0340 0.1998 0.0008 0.0000 0.0000 0.0000 0.8708
47
SODIUM HYDROXIDE 0.1058 0.1189 0.1058 0.0032 0.0000 0.0000 0.0000 0.0000
METHANOL 0.0667 0.0009 0.0667 0.0000 0.0000 0.0000 0.2122 0.0000
ACETONE 0.0527 0.0001 0.0527 0.0000 0.0000 0.0000 0.1143 0.0000
ETHANOL 0.0420 0.0001 0.0420 0.0000 0.0000 0.0000 0.4693 0.0000
CALCIUM HYDROXIDE 0.0512 0.0476 0.0512 0.0025 0.0000 0.0000 0.0000 0.0000
SODIUM CARBONATE 0.0919 0.0000 0.0919 0.0003 0.0000 0.0000 0.0000 0.0000
CALCIUM CHLORIDE 0.3757 0.0000 0.3757 0.0001 0.0000 0.0000 0.0000 0.0000
-----------------------------------------------------------------------------------------------------------
48