NATO and Strategy
NATO and Strategy
NATO and Strategy
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Strategy and the Atlantic Alliance
ROBERT R. BOWIE
The current stresses and strains within NATO arise mainly from two causes
which have roots well back in time.
The first factor is the changing strategic environment for the United States
and the Soviet Union. This shift has been steadily taking place over the las
five or six years as the Soviet Union has developed a larger stockpile of im
proved weapons and advanced means of delivery.
ROBERT RICHARDSON BOWIE is Director of the Center for International Affairs and Clarence Dillon Profes-
sor of International Affairs at Harvard University. He was formerly General Counsel and Special Adviser
to the United States High Commissioner for Germany; Director, Policy Planning Staff, Department of
State; and Assistant Secretary of State for Policy Planning.
709
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7I0 INTERNATIONAL ORGANIZATION
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STRATEGY AND ATLANTIC ALLIANCE 711
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712 INTERNATIONAL ORGANIZATION
In the debate over NATO strategy, the main issue has been how far NATO
should seek to widen the scope of alternatives for responding to threat or
aggression. To extend NATO's options, the United States has urged its allies
to build up conventional forces to about 30 divisions, with adequate equip-
ment and reserves, and has developed the concept of controlled response, espe-
cially for strategic nuclear weapons.
Many in Europe have opposed any major change from the I954 strategy,
with its heavy reliance on immediate use of strategic and tactical nuclear weap-
ons. They shy away from the greater costs of more and better ground forces
and reserves. They fear that stress on such forces may impair the deterrent
or tend toward inciting, instead of deterring, war. Some critics charge the
United States with seeking its own protection at the expense of European
security. Hence the debate raises serious issues of confidence among allies.
Does the emerging nuclear balance create real conflicts of interest between
the United States and Europe? Would the proposed revisions sacrifice Euro-
pean security for the benefit of the United States? In my opinion, there is no
basic conflict of interest. The necessity for change stems from the strategic
situation and would exist even if NATO were a single national entity. The
purpose and effect of the shift are to enhance the safety of the NATO area
as a whole, taking account of changing conditions.
Any serious analysis of NATO strategy should surely begin with the actual
nature of the Soviet threat today. How do the Soviets view force in the nuclear
age? They have tremendous nuclear capability and large ground forces within
reach of Europe, which they will doubtless use in pursuit of their foreign
policy. But whatever their desire to expand their sway, the Soviets seem fully
conscious of the strategic environment and of the restraints it imposes on their
freedom of action.
Party and official documents, speeches of leaders, and other writings and
statements reveal a definite pattern of Soviet thought regarding force under
modern conditions. It embraces several elements:
(i) Soviet leaders are convinced that all-out nuclear war would be a disaster
for the Soviet Union as well as for its enemies. They realize that their country
could not be defended in the usual sense and would suffer enormous damage
in case of nuclear war. The Party statement of I960 and Soviet comments on
it underscore the nuclear danger:
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STRATEGY AND ATLANTIC ALLIANCE 7I3
Since the twentieth Party Congress, the Soviets have revised their dogma that
wars are inevitable so long as capitalism survives, on the ground that the com-
munist states are now powerful enough to deter wars by the "imperialists."
There is no reason to doubt that Soviet leaders want above all else to avoid
large-scale nuclear war. And it is safe to assume that they will persist in this
attitude as long as the United Staites 'and NATO retain a secure strategic force.
(2) The Soviet leaders are also keenly alive to the dangers of escalation of
limilted wars. In his report on the Moscow Conference in January i96i,
Khrushchev stressed this concern. After discussing the necessity for preventing
all-out war, he went on:
There is much talk now in the imperialist camp about local wars, and small-
caliber atomic weapons are even being made for use in such wars. A special theory
of local wars has been devised. Is this mere chance? Of course not....
There have been local wars in the past and they may occur again in the future,
but the imperialists' possibilities of unleashing such wars are becoming increasingly
limited. A small imperialist war, regardless of which of the imperialists starts it,
might develop into a world thermonuclear, rocket war. Therefore we must wage
a struggle both against world wars and against local wars.2
In general, Soviet military and other official writings emphasize the danger
that any limited war, especially in the NATO area, would mushroom into
general nuclear war.
(3) The Soviet leaders have not, however, forsworn all use of force or threats
of force. They undoubtedly view their military forces as mainly a political
instrument. That is made clear in their attitude toward wars of "national liber-
ation" or "popular uprisings" (such as communist subversion or takeover):
What attitude do Marxists have toward such uprisings? The most favorable [says
Khrushchev]. These uprisings must not be identified with wars among states,
with local wars, because in these uprisings the people are fighting to exercise their
right to self-determination, and for their social and independent national develop-
ment; ... Communists fully and unreservedly support such just wars and march
in the van of the peoples fighting wars of liberation.3
(4) The Soviet approach to force and the threat of force under present con-
'The Current Digest of the Soviet Press, December 28, I960 (Vol. XII, No. 48), p. 7:I.
2 The Current Digest of the Soviet Press, February 22, I96I (Vol. XIII, No. 4), p. 8:2.
31bid., p. 9:2.
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STRATEGY AND ATLANTIC ALLIANCE 719
not make sense for them, for the reasons already discussed. For the Soviets to
count on NATO not to use its strategic and tactical nuclear weapons against
such an attack would constitute an incredible gamble, wholly out of character.
What NATO needs for an adequate conventional component of its deterrent
is the means to cope with more limited types of Soviet threats or thrusts of the
sort discussed above. On the central front, such actions might involve the exist-
ing Soviet forces in East Germany and Poland, which might be substantially
reinforced from the Soviet Union, and possibly supported by some of the
35 satellite divisions. NATO might have to resist a concentrated action at
some vulnerable point or take the initiative to reopen access to Berlin. In either
case, it would need to be able to handle this action without denuding or ex-
posing other sections of the border. Adequate conventional capability for such
purposes would assure that fighting could reach levels of violence which could
readily get out of control. The Soviet attitude toward force should make clear
why they are not likely to take the risks involved. With adequate NATO con-
ventional defenses, there is, therefore, little prospect that the Soviets would
start limited hostilities which could spiral into all-out conflict. They would
realize that an expanding conflict would greatly heighten the risks of general
war by decision, accident, or mistake.
The NATO target of some 30 divisions appears suitable for these pur-
poses in terms of numbers. But the required capability depends on much more
than numbers. Existing and future forces need to be trained, equipped, and
deployed more explicitly to perform such missions. Besides bringing divisions
up to strength, it is essential 'to improve greatly the mobility of a major part
of them and to unify logistics systems to allow this. And their training, artil-
lery, air support, etc., must be adequate for conventional combat and not de-
pendent primarily or entirely on nuclear weapons.
Sufficient reserves would also be essential, but they could be provided if the
NATO nations were determined to do so. A major cost would be re-equipping
the forces and providing adequate equipment for reserves. The real problem,
however, is not resources. What is essential is that the NATO nations under-
stand how the proposed ground forces relate to the maintenance of an effective
deterrent.
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720 INTERNATIONAL ORGANIZATION
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STRATEGY AND ATLANTIC ALLIANCE 72I
(2) National French and British nuclear forces could be supported, with a
view to grouping them and some or all United States strategic forces under
some form of NATO force.
(3) An integrated multilateral nuclear force could be created, composed
either of Atlantic or European membership.
How do these several solutions compare in terms of the suggested criteria?
We shall examine them in turn.
Greater sharing of data and cooperation in targetting and planning for nu-
clear forces and in developing guidelines for their use seem highly desirable.
Over the last year or so, such guidelines have been agreed on within NATO.
The steps are already under way to introduce NATO officers into the head-
quarters of the United States Strategic Air Command and to expand the allied
role in the nuclear p;lanning in the Supreme Headquarters of Allied Powers in
Europe (SHAPE). These measures should be pursued vigorously and extend-
ed. The fuller NATO awareness of 'the United States nudear capability and
greater NATO participation in the plans for its use shoulld reassure the NATO
partners and enablle them to discuss nudear issues more realistically.
But will a larger share in planning, guidelines, and targetting satisfy the
other allies? Will it reconcile them to a virtual monopoly on the ultimate deci-
sion of use by the United States?
In strictly military terms it is probably true that the alliance would be best
served by such a unified control in the United States' hands. The evolving
nuclear stalemate has made the defense of the NATO area more than ever
a single problem. A separate nuclear war in Europe or in the United States
would be out of the question. Moreover, with the approaching nuclear balance
and the growing stockpiles, the need for controlled response is more and more
apparent. If nuclear weapons should ever be employed, it would be in the inter-
est of all to make certain that they were used to the minimum extent necessary
and under conditions which would create the least possible damage and de-
struction. That presupposes highly centralized con-trol.
Moreover, the idea that the United States would not be prepared to use its
nuclear weapons to defend Europe under appropriate conditions is hardly
tenable. The interests of the United States are so deeply involved in Europe
and its integrity that it must treat any effort to conquer the NATO area in
Europe as an attack on itself. If Europe were under Soviet control, the United
States would clearly be at the mercy of the Soviet Union. Hence, it would have
to treat any Soviet move to destroy or control Europe as a direct threat to its
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722 INTERNATIONAL ORGANIZATION
own survival. It is true, of course, that all-out nuclear war is not a suitable
response for every kind of threat or danger. But this limitation on massive
retaliation does not arise from United States control of nuclear weapons or
from diverging interests between the United States and Europe. It would apply
regardless of who might have control. If the European nations, or any one of
them, had the full United States strategic capability, they would still find
themselves under the same constraints against using it against lesser contin-
gencies.
But continuing monopoly by the United States does not seem feasible any
longer. For one thing, Britain and France have launched their own programs.
They might be prepared in the future to merge these into some larger inte-
grated force in which they had a significant part; there seems little prospect
that either or both will simply abandon the nuclear field without any partici.
pation in some other way. But the problem really goes deeper.
The debate over strategy and nuclear control partly reflects discontent over
the position of Europe in the NATO alliance. With their enhanced confidence
and revived strength, many European members inevitaibly desire a larger part
in the planning of NATO strategy and in the control over the forces for its
defense, especially nuclear. Thus, many Europeans now feel that a virtual
monopoly in Uniited States hands is no longer appropriate or acceptable for
the long term. This feeling is mainly political, but it must be recognized and
treated as genuine and real.
If this analysis is correct, the desire of other allies for a role in nuclear con-
trol is not likely to be satisfied solely by measures for sharing knowledge and
planning. As has been said, such steps are overdue and should be valuable in
solidifying the alliance and mitigating some types of doubts or concern. But
they fall short of offering the Europeans a position as real partners, even for
the future. They are likely, in the long run, to feel that they remain wards of
the United States, if the real power of decision rests indefinitely with -the Presi-
dent of the United States.
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STRATEGY AND ATLANTIC ALLIANCE 723
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724 INTERNATIONAL ORGANIZATION
And in concluding the debate, the Prime Minister reiterated this and other
arguments.9
But by this logic, each NATO nation would have to develop its own nuclear
striking force. According to this theory, since no nation will risk suicide to
defend another, the French or British forces could hardly be expected to pro-
tect other European nations. Thus the Germans and others are bound to be
faced sooner or later with the question of whether they should have such
forces. Against this, it has been argued, first, that Germany is forbidden by the
Western European Union (WEU) treaties to make nuclear weapons; second,
that domestic pressures do not yet exist in Germany for a national nuclear
program; and third, that any program would be hampered by lack of test areas.
Yet these limits on German action hardly seem likely to last if the United
States assists France and Britain to develop and maintain national forces. Such
United States assistance would inevitably underwrite the premises used to
justify such forces: they run counter to collective defense; they certainly do
7 Hansard, January 30, I963 (Vol. 670, No. 46), Col. 96I.
8 Hansard, January 31, I963 (Vol. 670, No. 47), Col. II54.
9 Ibid., Col. 1251-1253.
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STRATEGY AND ATLANTIC ALLIANCE 725
not reinforce it. The German leaders have repeatedly stated that the Federal
Republic cannot indefinitely accepit a second class status or discrimination. Now
that it is back in the family of Europe, it is enititled to be treated once more
as a full partner. Indeed, this principle has been the basis of the European
Community since I950, and it was reasserted by de Gaulle on his visit to Ger-
many. Hence, over the long pull, the I954 WEU limitation can hardly keep
Germany from demanding equal nuclear status with the United Kingdom and
France. If Germany is not treated as an equal, this discrimination will produce
friction and discord. Aversion to a German naftional nuclear force would create
tensions and cleavages witlhin the alliance which the Soviets would certainly
seek to exploit. In either case, the unity of the alliance will be seriously
jeopardized.
The damage from assistance to French and British national forces would
go even deeper. The French force is mainly a means for political primacy: a
symbol to distinguish her from Germany and Italy. It reflects de Gaulle's con-
cept of a Europe, based on nation-states, cooperating under French hegemony.
In essence, this concept is the opposite of European integration through the
European Community. Hence, assistance to the French effort would endorse
de Gaulle's concept of Europe and would jeopardize support for the genuine
integration of the European Community. Moreover, assistance to the British
force has much the same effect. The campaign of Macmillan to show that the
British force is the keystone of an independent British foreign policy reveals
the ambiguity of the Conserva'tive approach to Europe. In helping the British
force, the United States appears to underwrite this ambiguous attitude.
Despilte these objections, it has been suggested that helping the French and
British forces would offer the best route to a European or joint force. 'Given the
reasons advanced for such national forces, any such British-French force, even
if agreed to, would certainly leave intact the national forces under some facade,
as has been done in the so-called inter-allied nuclear force recently set up by
NATO, to which the British have "assigned" 'their V-bom'bers, while retain-
ing the national command structure and the right to withdraw for national
purposes. This would be a far cry from an integrated European or NATO
force. Any such truly integralted force would have to be set up so that the Ger-
mans and others could take part in it as equals; and to be reliable it would
need to 'be so organized that it could not be pulled apart into national com-
ponents. Otherwise it could be a source of jockeying and bargaining rather
than unity. Half measures will hardly satisfy a German aspiration for equaliity.
Germany and other European nations would certainly not be content with
merely taking part in a "control group" for French and British national forces.
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726 INTERNATIONAL ORGANIZATION
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STRATEGY AND ATLANTIC ALLIANCE 727
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728 INTERNATIONAL ORGANIZATION
present an ultimate dilemma. In the long run Europeans are not likely to be
satisfied with a solution which leaves all decisions to a President elected by only
one portion of NATO. Yet, in practice the issue seems more itheoretical than
real. It is extremely hard to envisage a case where Europeans would wish to
use strategic nuclear weapons when the United States would not be ready to
do so. What is involved is more a matter of self-respect. Many Europeans want
to feel that they have a genuine participation in the nuclear deterrent. And if
they are to be treated as partners in the nuclear field, some way must be de-
vised to provide for greater equality, at least for a unified Europe, in the matter
of nuclear control.
If Europe moves toward unity, the United States should be willing -to reor-
ganize the force, if the Europeans desire, to permit ifts operation and use with-
out the veto of the United States. In the Nassau Agreement we accepted the
right of Britain to withdraw and use its Polaris force in an extreme national
emergency. We should be ready to concede to a multilateral force the same
degree of ultimate autonomy as has already 'been granted the British national
force. The final outcome might take the form of either (i) an integrated
NATO force in which the United States, without a veto, would be one mem-
ber, or (2) an integrated European force (without the United States as a mem-
ber), closely coordinalted with United States forces, 'but under ultimate European
control. Either 'form has its disadvantages. But either would be far better than
the continuance and spread of national nuclear forces, which involve serious
problems in more intractable forms. Some have expressed concern that an
eventual European force would split the alliance. But this would depend on
whether Europe and the United States recognized the fact that their -security
was bound togeher by the faclts of 'life. These perspectives are important, but
they are in the future; 'the ifinal form will depend greatly on the course of
events, especially in Europe.
Admittedly, for the present, the issue of control is inevitably complex. It is
manageable only if handled as an evolving factor. At the start, control can
only be exercised by a committee of some or all of the participants. Under
current proposals, the United States would be a member, and each major par-
ticipant would retain a voice in control of the force, which in practice amounts
to a veto. Any such force will take time to create. Even if surface ships are
used, its formation will probably require 'five years or more. While the force
is being developed, trained, and put into operation, the control issue will not
have to be finally settled. And even in the first stage of operations, control
could be handled by unanimity. The group could agree in advance to use the
force to retaliate against large-scale nuclear attack on the NATO area; in
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STRATEGY AND ATLANTIC ALLIANCE 729
other cases the group would have some time to arrive at a joint decision, espe-
cially if NATO maintains adequate conventional forces. Thus, in the first
instance, the need for unianimity would be solved by prior agreement; in the
second, it would be possible to arrive at a method of meeting an attack through
joint consultation.
During this decade, the shape of Europe will be evolving. Hopefully, it will
be advancing toward greater political cohesion and ability to act as an entity.
If that occurs, the control formula can be revised to provide for decision by less
than unanimity, if the members wish.
From the comments in Germany and elsewhere, the leaders of those coun-
tries appear 'to view the proposal in these terms. For the initial period, they are
ready to rely on some form of committee where each major nation has a voice.
But for the future, they expect to review this issue to decide whether or not the
United States would give up its veto, especially in favor of a united Europe.
Thus, a multilateral force would provide a framework for meeting any de-
mands for an integrated European force. It should therefore offer the chance
for greater -cohesion wiithin the alliance. It should satisfy the 'German and
Italian desire for equal treatment and a voice in nuclear defense without the
creation of politically divisive national forces. Those Europeans who favor an
integrated Europe can regard the multilateral force as a factor moving Europe
in that direction.
What are the prospects for an integrated force ultimately absorbing the
British and French national forces? The British might well join the multi-
lateral force, even though retaining their national force for the present. As
British opinion reappraises its national position, pressures to merge the British
force into the joint force are likely to grow. France would certainly not take
part in creating such a force under de Gaulle. But as outlined by M. Messmer,
the French force of three nuclear submarines will not be completed until I973,
even if the plans go forward as he hopes. Experience of that decade may well
change the French attitude after de Gaulle. The objection that a multilateral
force will tend to divide the alliance by isolating France is hardly valid. Actu-
ally, France has isolated herself by her insistence on a wholly independent
national nuclear force. To refrain from action in which France may not join
would give her a veto and paralyze the alliance.
In summary, a multilateral force offers a constructive method for handling
the issue of nuclear control within the alliance. In its initial form, it is no final
or perfect solution. As has already been stated, however, there is no perfect
solution under existing conditions. The alternatives are clearly less constructive
and offer less hope for the future.
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730 INTERNATIONAL ORGANIZATION
NATO MACHINERY
The tensions and disputes within NATO over strategy and nuclear control
have arisen mainly from (i) the inherent complexity of adapting strategy and
forces to changing conditions; and (2) differences in political purposes and
priorities generated partly by the shifting political balance among its members.
But the effort to overcome these obstacles has been badly handicapped by seri-
ous weaknesses in the NATO machinery for dealing with these matters.
The alliance has had no adequate focal point for analysis and discussion of
the military and political issues involved. The NATO Council cannot meet
this need: its members are seldom highly qualified for strategic analysis and
must depend mainly on instructions from their governments. The various
statements and replies are, therefore, essentially methods of transmitting views
formed in the capitols. Thus, discussions of the Council can hardly be expected
to achieve real consensus. Nor is the NATO Secretariat staffed to provide
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STRATEGY AND ATLANTIC ALLIANCE 73I
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732 INTERNATIONAL ORGANIZATION
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