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ANSI/AGMA 1010- E95

(Revision of AGMA 110.04)

AMERICAN NATIONAL STANDARD

Appearance of Gear Teeth -

Terminology of Wear and Failure
ANSI/AGMA 1010- E95

AGMA STANDARD
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ANSI/AGMA 1010--E95 AMERICAN NATIONAL STANDARD

American Appearance of Gear Teeth - Terminology of Wear and

National Failure
ANSI/AGMA 1010--E95
Standard (Revision of ANSI/AGMA 110.04)
Approval of an American National Standard requires verification by ANSI that the re-
quirements for due process, consensus, and other criteria for approval have been
met by the standards developer.
Consensus is established when, in the judgment of the ANSI Board of Standards Re-
view, substantial agreement has been reached by directly and materially affected in-
terests. Substantial agreement means much more than a simple majority, but not
necessarily unanimity. Consensus requires that all views and objections be consid-
ered, and that a concerted effort be made toward their resolution.
The use of American National Standards is completely voluntary; their existence
does not in any respect preclude anyone, whether he has approved the standards or
not, from manufacturing, marketing, purchasing, or using products, processes, or
procedures not conforming to the standards.
The American National Standards Institute does not develop standards and will in no
circumstances give an interpretation of any American National Standard. Moreover,
no person shall have the right or authority to issue an interpretation of an American
National Standard in the name of the American National Standards Institute. Re-
quests for interpretation of this standard should be addressed to the American Gear
Manufacturers Association.
CAUTION NOTICE: AGMA technical publications are subject to constant improve-
ment, revision, or withdrawal as dictated by experience. Any person who refers to any
AGMA Technical Publication should be sure that the publication is the latest available
from the Association on the subject matter.
[Tables or other self--supporting sections may be quoted or extracted. Credit lines
should read: Extracted from ANSI/AGMA 1010--E95, Appearance of Gear Teeth --
Terminology of Wear and Failure, with the permission of the publisher, the American
Gear Manufacturers Association, 1500 King Street, Suite 201, Alexandria, Virginia
22314].

Approved December 13, 1995

ABSTRACT
This nomenclature standard identifies and describes the classes of common gear failures and illustrates
degrees of deterioration.

Published by
American Gear Manufacturers Association
1500 King Street, Suite 201, Alexandria, Virginia 22314

Copyright  1995 by American Gear Manufacturers Association

No part of this publication may be reproduced in any form, in an electronic retrieval system or otherwise, without prior
written permission of the publisher.

Printed in the United States of America

ISBN: 1--55589--665--0

ii
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AMERICAN NATIONAL STANDARD ANSI/AGMA 1010--E95

Contents Page

Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v
1 Scope . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
2 Nomenclature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
3 Wear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
4 Scuffing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
5 Plastic deformation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
6 Contact fatigue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
7 Cracking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
8 Fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
9 Bending fatigue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Tables
1 Nomenclature of gear failure modes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2 Fracture classifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

Figures
1 Mild wear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
2 Moderate wear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
3a SEM micrograph -- abrasion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
3b Mild abrasion near the tip of a ground gear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
4a Severe abrasion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4b Severe abrasion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
4c Severe abrasion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
5 Severe polishing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
6 Extensive corrosion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
7 Fretting corrosion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
8 Scaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
9 Cavitation damage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
10a SEM micrograph -- cavitation damage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
10b SEM micrograph -- cavitation damage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
11 Erosion of a high speed gear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
12 Electric discharge damage due to a small electric current . . . . . . . . . . . . . . . . . . . . . 11
13 Severe electric discharge damage due to an electric current of high intensity . . . . 11
14a SEM micrograph -- typical crater . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
14b SEM micrograph -- fused metal and gas pockets near edge of crater . . . . . . . . . . . 12
14c SEM micrograph -- electric discharge damage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
15 Mild scuffing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
16a SEM micrograph -- scuffing damage showing rough, torn, and plastically
deformed appearance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
16b SEM micrograph -- scuffing damage showing crater formed when welded
material was torn from surface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
17 Moderate scuffing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
18 Severe scuffing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
19 Severe scuffing of a low speed gear lubricated with grease . . . . . . . . . . . . . . . . . . . 16

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ANSI/AGMA 1010--E95 AMERICAN NATIONAL STANDARD

Contents (concluded)
Figures (concluded)
20 Severe indentations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
21 Hot flow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
22 Plastic deformation by rolling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
23 Plastic deformation by tooth hammer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
24a Rippling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
24b Rippling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
25 Ridging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
26 Burr . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
27 Tip--to--root interference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
28a Cross section through a tooth flank showing how a pit develops below the
surface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
28b SEM micrograph -- pitting damage caused by contact fatigue, showing fatigue
cracks near boundary of pit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
29 Initial pitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
30 Progressive pitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
31 Flake pitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
32 Spalling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
33 Micropitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
34 Detail of tooth surface showing micropitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
35 Detail of tooth surface showing micropitting at 1000X magnification . . . . . . . . . . . . 25
36 Regularly distributed micropitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
37 Subcase fatigue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
38 Crack at a forging defect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
39 Hardening cracks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
40 Grinding cracks with a crazed pattern . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
41 Rim crack . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
42 Case/core separation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
43 Bending fatigue crack . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
44 Brittle fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
45 Micrograph of transgranular brittle fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
46 Micrograph of intergranular brittle fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
47 Micrograph of ductile fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
48 Mixed mode fracture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
49 Tooth shear . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
50 Fracture after plastic deformation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
51 Fatigue of two spur teeth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
52 Fatigue of two helical teeth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
53 Fatigue of two bevel pinion teeth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
54 Fatigue of several teeth that were loaded on both flanks . . . . . . . . . . . . . . . . . . . . . . 39
55 Profile cracks originating from severe pitting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
56 Broken tooth ends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40

iv
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AMERICAN NATIONAL STANDARD ANSI/AGMA 1010--E95

Foreword
[The foreword, footnotes, and annexes, if any, are provided for informational purposes only,
and should not be construed as part of American Gear Manufacturers Association Standard
ANSI/AGMA 1010--E95, Appearance of Gear Teeth -- Terminology of Wear and Failure].
This standard provides a means to document the appearance of gear teeth when they wear
or fail. The study of gear tooth wear and failure has been hampered by the inability of two
observers to describe the same phenomenon in terms that are adequate to assure uniform
interpretation.
The term “gear failure” is subjective and a source of considerable disagreement. For exam-
ple, a person observing gear teeth that have a bright, mirrorlike appearance may believe that
the gears have “run--in” properly. However, another observer may believe that the gears
have failed by polishing wear. Whether the gears should be considered failed or not depends
on how much wear is tolerable.
This standard provides a common language to describe gear wear and failure, and serves as
a guide to uniformity and consistency in the use of that language. It describes the appear-
ance of gear tooth failure modes and discusses their mechanisms, with the sole intent of facil-
itating identification of gear wear and failure. The purpose of the standard is to improve
communication between equipment users and gear manufacturers for failure and wear anal-
ysis. Since there may be many different causes for each type of gear tooth wear of failure, it is
not possible in the standard to identify a single cause for each type of wear or failure, nor to
prescribe remedies.
AGMA Standard 110 was first published in 1943. A revised standard, AGMA 110.03, was
published in 1979 with improved photographs and additional material. AGMA 110.04 was
reaffirmed by the members in 1989.
ANSI/AGMA 1010--E95 is a revision of AGMA 110.04. This version was approved by the
AGMA Membership in March 9, 1995. It was approved as an American National Standard on
December 13, 1995.
Suggestions for the improvement of this standard will be welcome. They should be sent to
the American Gear Manufacturers Association, 1500 King Street, Suite 201, Alexandria, Vir-
ginia, 22314.

v
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ANSI/AGMA 1010--E95 AMERICAN NATIONAL STANDARD

PERSONNEL of the AGMA Nomenclature Committee

Chairman: J.R. Colbourne . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . University of Alberta
Vice Chairman: B.C. Newcomb . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Chicago Gear

ACTIVE MEMBERS
K. Acheson . . . . . . The Gear Works -- Seattle, Inc. E.E. Shipley . . . . . Mechanical Technology Inc.
R. Errichello . . . . . Geartech (Deceased)
L. Faure . . . . . . . . . CMD R.E. Smith . . . . . . . R. E. Smith & Co., Inc.
D. McCarroll . . . . . Gleason Works L.J. Smith . . . . . . . Invincible Gear Company
D.R. McVittie . . . . . Gear Engineers O.A. LaBath . . . . . Cincinnati Gear Company

ASSOCIATE MEMBERS
S.E. Borg . . . . . . . . Borg Associates I. Laskin . . . . . . . . . Irving Laskin, P.E.
M.R. Chaplin . . . . . Contour Hardening M. Noguchi . . . . . . Tsubakimoto Chain Company
A.S. Cohen . . . . . . Engranes y Maquinaria T. Okamoto . . . . . . Nippon Gear
P.M. Dean . . . . . . . Consultant C. Moyer . . . . . . . . Consultant
R. Green . . . . . . . . Eaton Corporation

vi
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AMERICAN NATIONAL STANDARD ANSI/AGMA 1010--E95

American National Standard -- 2.3 Classes and modes of failure

Table 1 groups the common modes of gear failure
into seven general classes and subdivides the gen-
Appearance of Gear eral classes into general and specific modes. It also

Teeth -- Terminology of includes commonly used, but not preferred names.

Wear and Failure 3 Wear

Wear is a term describing change to a gear tooth

1 Scope surface involving the removal or displacement of
material, due to mechanical, chemical, or electrical
This standard provides nomenclature for general action.
modes of gear tooth wear and failure. It classifies,
identifies, and describes the most common types of Figures 1 and 2 show mild and moderate wear.
failure and provides information which will, in many They are not intended to indicate the mode of wear.
cases, enable the user to identify failure modes and
Wear can be categorized as mild, moderate or
evaluate the degree or progression of wear.
severe. Mild wear is considered normal in many
This standard is based on experience with steel applications. Moderate and sometimes even se-
gears; however, many of the failure modes dis- vere wear may be acceptable in some applications.
cussed may apply to gears made from other
materials. 3.1 Adhesion
Adhesion is caused by transfer of material from one
The solution to many gear problems requires
tooth surface to another due to microwelding and
detailed investigation and analysis by specialists
tearing. It is confined to surface films and oxide lay-
and is beyond the scope and intent of this standard.
ers on the tooth surface.
This standard does not define “gear failure”. One
Adhesion can be categorized as mild or moderate.
observer’s “failure” is another observer’s “run--in”.
Severe adhesion is termed scuffing (see clause 4).
There is no single definition of gear failure, since
whether or not a gear has failed depends on the 3.1.1 Mild adhesion
specific application.
Mild adhesion typically occurs during running--in
and usually subsides after it has smoothed the tooth
2 Nomenclature surfaces by removing minor imperfections through
local wear. To the unaided eye, the tooth surface
2.1 Definitions
appears undamaged and the original machining
The terms used in this standard, wherever applica- marks are visible. Microscopically, smooth
ble, conform to the definitions given in the following microplateaus can be seen between the machining
standard: furrows.

ANSI/AGMA 1012--F90, Gear Nomenclature, Defi- 3.1.2 Moderate adhesion

nitions of Terms with Symbols
Adhesion is classified as moderate if it removes
2.2 Symbols some or all of the original machining marks from the
active surface of the tooth. Under certain condi-
NOTE: The symbols and definitions used in this stan-
dard may differ from other AGMA Standards. The user
tions, adhesion may cause continuous removal of
should not assume that familiar symbols can be used surface films and oxide layers, resulting in severe
without a careful study of these definitions. wear.