An Existence Result in Annular Regions Times Conical Shells and Its Application To Nonlinear Poisson Systems
An Existence Result in Annular Regions Times Conical Shells and Its Application To Nonlinear Poisson Systems
An Existence Result in Annular Regions Times Conical Shells and Its Application To Nonlinear Poisson Systems
Abstract. We provide a new existence result for abstract nonlinear operator systems
in normed spaces, by means of topological methods. The solution is located within the
product of annular regions and conical shells. The theoretical result possesses a wide range
of applicability, which, for concreteness, we illustrate in the context of systems of nonlinear
Poisson equations subject to homogeneous Dirichlet boundary conditions. For the latter
problem we obtain existence and localization of solutions having all components nontrivial.
This is also illustrated with an explicit example in which we also furnish a numerically
approximated solution, consistent with the theoretical results.
1. Introduction
It is well known that the solvability of elliptic systems plays a key role when modelling
real world phenomena [24]. Under the point of view of applications it is of interest to
obtain the explicit solution (if possible) or at least as much qualitative information about
the solution as possible, which can be useful also for devising suitable numerical schemes.
Various methods can be used to provide existence and localization of solutions. Insofar
as topological methods are concerned, a classical approach is to rewrite the differential
problem as an operator system and the localization of the solution of the latter system
yields qualitative informations on the solution of the differential problem. To fix ideas, let
us consider the following system of nonlinear Poisson equations subject to homogeneous
where Ω ⊂ Rn denotes the unit open ball and f and g are continuous functions. This kind
of systems has been widely investigated by means of different methodologies, for example
variational or topological, see for example the papers [1, 4–7, 11, 15, 17–19, 23, 30, 31], the
reviews [2, 12, 29], and references therein.
When using topological methods to solve the system (1.1), if both the nonlinearities
occurring in (1.1) are sign-changing, it is natural to seek solutions located in the product of
two balls in suitable Banach spaces, while when the nonlinearities f and g are nonnegative,
a natural choice is to look for solutions within suitable cones of positive functions, see,
for instance, [1, 2, 4, 17, 23]. An interesting case occurs when one of the nonlinearities is
nonnegative and the other is sign changing. Our work aims to provide new results that fit
precisely within this framework. For this purpose, we study the following general abstract
problem regarding the solvability of the operator system
(
u1 = T1 (u1 , u2 ),
(1.2)
u2 = T2 (u1 , u2 ).
The main abstract results are based on new fixed point index computations, which pro-
vide sufficient conditions for the existence of coexistence fixed points (u1 , u2 ) for the opera-
tor T = (T1 , T2 ). The term coexistence, already employed by Lan in [19], means that both
components of the fixed point, u1 and u2 , are non-trivial. If only one of the components is
non-trivial, we say that the solution is semi-trivial, see for example [8, 20]. In particular,
to localize the solutions of the system (1.2), we use compression-expansion homotopy type
conditions in each component of the operator T , as in the vector version of Krasnosel’skiı̆
fixed point theorem due to Precup [25,26]. Compared with the original theorem by Precup,
our main result (see Theorem 2.1 below) applies for more general domains of the operator
T and, moreover, we obtain that its fixed point index is either 1 or −1, which in particular
ensures the existence of at least one fixed point.
AN EXISTENCE RESULT IN ANNULAR REGIONS TIMES CONICAL SHELLS 3
Similar computations of the fixed point index have been already deduced in [16, 28],
also in relation with Krasnosel’skiı̆-Precup fixed point theorem. Unlike [16, 28], here we
work in the context of wedges, instead of restricting the definition of the operators to the
cartesian product of cones, or of cones by closed convex subsets. We underline that this
theoretical generalization has direct consequences in applications, providing new ways to
localize the solutions to (1.2). As far as we are aware, this is the first time that the solution
to (1.2) is located in the cartesian product of an annular region times a conical shell. On
the other hand, the manner how we compute the fixed point index here, which is based
on its multiplicativity property, differs from that in [28] and seems to be more intuitive.
In addition, our results complement previous ones in the literature concerning systems of
nonlinear equations, such as those in [3, 14].
Going back to the applicability of the theoretical results, we consider the existence of
solutions to a Dirichlet system of the form (1.1). We highlight that the nonlinearity g
may be sign-changing. Even so, we provide sufficient conditions for the existence of a
solution (u, v) which is not semi-trivial, positive in u and located within the product of a
conical shell and an annulus. This localization provides interesting qualitative informations
and quantitative estimates on the components of the solution. We also provide a result
useful to construct a numerical approximation of the solution of (1.1). We illustrate in
an explicit example the constants that occur in our theory and we also exhibit numerical
solutions that are consistent with our theoretical approach.
For the sake of completeness, we recall first some properties of the fixed point index for
compact maps. Further details can be found in [2] or [13, Chapter 12].
We will say that a closed convex subset K of a normed linear space X is a wedge if λ u ∈ K
for every u ∈ K and for all λ ≥ 0. A wedge K is said to be a cone if K ∩ (−K) = {0}.
(1) (Additivity) Let U be the disjoint union of two open sets U1 and U2 . If 0 ̸∈ (I −
S)(U \ (U1 ∪ U2 )), then
Proposition 2.2. Assume that S satisfies the hypotheses of Proposition 2.1. Let U be a
bounded relatively open subset of C such that 0 ∈ U .
(a) If λu ̸= Su for all u ∈ ∂ U and all λ ≥ 1, then iC (S, U ) = 1.
(b) If there exists w ∈ C with ∥w∥ =
̸ 0 such that u ̸= Su + λw for every λ ≥ 0 and all
u ∈ ∂ U , then iC (S, U ) = 0.
2.1. Star-shaped convex sets. In the remaining part of this Section, let (X, ∥·∥X ) and
(Y, ∥·∥Y ) be normed linear spaces and K1 ⊂ X, K2 ⊂ Y two wedges. For simplicity, both
norms ∥·∥X and ∥·∥Y will be denoted by ∥·∥.
Let us introduce the concept of star-convex set. We refer the reader to the papers [21,22]
for further properties of star-convex sets and a motivation for working with them in the
context of Krasnosel’skiı̆ type compression–expansion fixed point theorems.
Note that every convex set containing the zero is a star convex set. The reverse is not
true.
Example 2.1. In the normed space of continuous real functions defined in the compact
interval [0, 1], X = C([0, 1]), the set
E = u ∈ X : u ≥ 0, min u(t) < r ,
t∈[a,b]
For each i = 1, 2, let Ui and Vi be bounded and relatively open subsets of Ki such that
(1) 0 ∈ Vi ⊂ V i ⊂ Ui ;
(2) U i \ Vi is a retract of U i ;
(3) Ui and Vi are star-convex sets.
Now, we compute the fixed point index of a compact map defined in the Cartesian
product of the sets U i \ Vi , i = 1, 2, under component-wise compression-expansion type
assumptions.
Theorem 2.1. Assume that T = (T1 , T2 ) : U 1 \ V1 × U 2 \ V2 → K1 × K2 is a compact
map and, for each i ∈ {1, 2}, there exists hi ∈ Ki \ {0} such that either of the following
conditions are fulfilled in U 1 \ V1 × U 2 \ V2 :
(a) Ti (u) + µ hi ̸= ui if ui ∈ ∂ Vi and µ ≥ 0, and Ti (u) ̸= λ ui if ui ∈ ∂ Ui and λ ≥ 1; or
(b) Ti (u) ̸= λ ui if ui ∈ ∂ Vi and λ ≥ 1, and Ti (u) + µ hi ̸= ui if ui ∈ ∂ Ui and µ ≥ 0.
Then the fixed point index of T in K1 × K2 over U1 \ V 1 × U2 \ V 2 is well-defined
and satisfies that
iK1 ×K2 T, U1 \ V 1 × U2 \ V 2 = (−1)k ,
N = (N1 , N2 ) : U 1 × U 2 → K1 × K2 , N := T ◦ ρ.
The operator N is compact and, moreover, the fact that N = T ◦ ρ together with assump-
tions (a) and (b) imply that for each i ∈ {1, 2} one of the following conditions is fulfilled
in U 1 × U 2 :
Let us denote C := K1 × K2 . Now, for each i ∈ {1, 2}, take Oi ∈ {Ui , Vi } and consider
the homotopy H : O1 × O2 × [0, 1] → K1 × K2 given by
Clearly, H is well-defined since U1 , V1 , U2 and V2 are star convex sets. Moreover, it follows
from assumptions (a∗ ) and (b∗ ) (with µ = 0 and λ = 1, respectively) that the homotopy
is admissible (i.e., u ̸= H(u, t) for all u ∈ ∂ O1 × O2 and all t ∈ [0, 1]) and thus the
homotopy invariance of the fixed point index ensures that
Hence we have
iC (N, O1 × O2 ) = iC (Ñ , O1 × O2 ),
where Ñ (u1 , u2 ) = (Ñ1 (u1 ), Ñ2 (u2 )) := (N1 (u1 , 0), N2 (0, u2 )). Therefore, the multiplicativ-
ity property of the fixed point index (see [13, Chapter 12]) guarantees that
Now, by the additivity property of the fixed point index we deduce that
iC N, U1 \ V 1 × U2 \ V 2 = iC (N, U1 × U2 ) − iC (N, U1 × V2 ) − iC (N, V1 × U2 )
+ iC (N, V1 × V2 ). (2.4)
Case 1: T1 and T2 satisfy condition (a). Then N1 and N2 satisfy condition (a∗ ), so Propo-
sition 2.2 ensures that
Hence, by (2.3), we obtain the following computations of the fixed point index
and
iC (N, U1 × U2 ) = 1. (2.6)
Case 3: T1 satisfies condition (b) and T2 , hypothesis (a). It follows in an analogous way to
Case 2 that iC T, U1 \ V 1 × U2 \ V 2 = −1.
Case 4: Condition (b) holds for both T1 and T2 . In this case, we have
Hence,
2.2. Cartesian product of annular regions and conical shells. Here, let (X, ∥·∥) and
(Y, ∥·∥) be normed linear spaces such that Y is infinite dimensional and K ⊂ X a cone.
The following notations will be useful: for given r, R ∈ R+ := [0, ∞), 0 < r < R, we
define
Moreover, we denote as Ar,R the following annular region in the normed space Y
that is, Ar,R = BR \ B r where Bτ stands for the open ball of radius τ centered at the origin
and B τ represents its closure. Furthermore, Ar,R := B R \ Br .
As a direct consequence of Theorem 2.1, we establish a result in the line of the vector
version of Krasnosel’skiı̆ fixed point theorem in cones due to Precup [25, 26].
Proof. In order to apply Theorem 2.1, take the wedges K1 = K, K2 = Y and the relatively
open sets U1 = BR1 ∩ K, V1 = Br1 ∩ K, U2 = BR2 and V2 = Br2 . Note that, for each
i ∈ {1, 2}, we have that Ui and Vi are star convex sets since they are convex and contain
the zero.
On the other hand, the map ρ1 : B R1 ∩ K → K r1 ,R1 defined as
2
r v + (r1 − ∥v∥) h1 ,
1 if ∥v∥ < r1 ,
ρ1 (v) = ∥v + (r1 − ∥v∥)2 h1 ∥
v, if r1 ≤ ∥v∥ ≤ R1 ,
Remark 2.1. Under the assumptions of Theorem 2.2, condition (2.3) can be seen as
since it follows from the definition of the fixed point index by means of the Leray-Schauder
degree (see [2, 13]) that iY (Ñ2 , O2 ) = deg(I − Ñ2 , O2 ).
Remark 2.2. It is an open problem to decide whether the fixed point index computation
iK×Y (T, Kr1 ,R1 × Ar2 ,R2 ) = (−1)k remains valid provided that T is fixed point free on the
boundary of the set Kr1 ,R1 × Ar2 ,R2 and hypotheses (a) and (b) in Theorem 2.2 are weakened
as
Notice that the previous approach based on the multiplicativity property of the fixed point
index does not work since it is not possible to guarantee that the operators Ñ1 and Ñ2 are
fixed point free on the boundary of the sets O1 and O2 , respectively.
10 G. INFANTE, G. MASCALI, AND J. RODRÍGUEZ–LÓPEZ
Consider the following system of quasilinear elliptic equations subject to Dirichlet bound-
ary conditions
−∆u = f (x, u, v), in Ω,
−∆v = g(x, u, v), in Ω, (3.7)
u = v = 0, on ∂ Ω,
−∆u = h(x) in Ω, u = 0 on ∂ Ω,
and h is a given continuous function. To the system (3.8) we associate the operator
T = (T1 , T2 ) : K × Y → K × Y,
where Z
T1 (u, v)(x) = k(x, y) f (y, u(y), v(y)) dy,
ZΩ (3.9)
T2 (u, v)(x) = k(x, y) g(y, u(y), v(y)) dy.
Ω
Note that T is well-defined (f ≥ 0 implies that T1 (K × Y ) ⊂ K). Moreover, by the
continuity of f and g, it follows that the operator T is completely continuous.
By a (weak) solution of (3.7), we mean a fixed point of the operator T . Hence, in what
follows, we will apply Theorem 2.2 to the operator T in order to obtain a solution (u, v)
with both components non-trivial. Note that since g is a sign-changing nonlinearity, it is
AN EXISTENCE RESULT IN ANNULAR REGIONS TIMES CONICAL SHELLS 11
not expected the second component of the solution, v, to be a nonnegative function, but it
will be localized in an annular region and so it cannot be the identically zero function.
Theorem 3.1. Assume that there exists positive numbers 0 < r1 < R1 , 0 < r2 < R2 and
continuous functions f , f , g, g : Ω → R+ such that the following conditions hold:
Then the system (3.7) has at least one weak solution (u, v) such that u is nonnegative,
r1 < ∥u∥ < R1 and r2 < ∥v∥ < R2 .
Proof. Let us apply Theorem 2.2 to the operator T = (T1 , T2 ) : K r1 ,R1 × Ar2 ,R2 → K × Y
defined as in (3.9).
To do so, let us check first that the following conditions concerning the operator T1 are
satisfied in K r1 ,R1 × Ar2 ,R2 :
To prove 1), we assume by reductio ad absurdum that there exist (u, v) ∈ K × Y with
∥u∥ = R1 , r2 ≤ ∥v∥ ≤ R2 and λ ≥ 1 such that for all x ∈ Ω we have
Z
λ u(x) = k(x, y) f (y, u(y), v(y)) dy
Ω
Z
≤ k(x, y) f (y) dy,
Ω
and thus, taking the supremum on Ω, it follows from condition a) that λ R1 = λ ∥u∥ < R1 ,
a contradiction.
Now, to show that 2) holds, assume to the contrary that there exist (u, v) ∈ K × Y with
∥u∥ = r1 , r2 ≤ ∥v∥ ≤ R2 and µ ≥ 0 such that T1 (u, v) + µ 1 = u, that is, for every x ∈ Ω
we have
Z
u(x) = k(x, y) f (y, u(y), v(y)) dy + µ 1 .
Ω
It remains to prove that the operator T2 satisfies the corresponding conditions in the set
K r1 ,R1 × Ar2 ,R2 , namely,
To prove 3), we proceed in a similar way as in the proof of 1) above; note that, in this case,
we have to take care of the absolute value of v, that is
Z
|λ v(x)| = k(x, y) g(y, u(y), v(y)) dy
Ω
Z Z
≤ k(x, y) |g(y, u(y), v(y))| dy ≤ k(x, y) g(y) dy < R2 ,
Ω Ω
Now let us focus on the point 4). Assume that there exist (u, v) ∈ K r1 ,R1 × Ar2 ,R2 with
∥v∥ = r2 and µ ≥ 0 such that T2 (u, v) + µ 1 = v. Then we have that 0 ≤ u(x) ≤ R1 and
−r2 ≤ |v(x)| ≤ r2 for all x ∈ Ω and thus g(x, u(x), v(x)) ≥ 0 for all x ∈ Ω. It follows that
Z Z
v(x) = k(x, y) g(y, u(y), v(y)) dy + µ 1 ≥ k(x, y) g(y, u(y), v(y)) dy,
Ω Ω
We have the following result which is helpful to construct a numerical approximation for
the solutions of the system (3.7).
Theorem 3.2. Under the hypotheses a) and c) of Theorem 3.1 it is possible to construct a
weak solution of the system (3.7).
Proof. Take (u, v) ∈ (K ∩ B R1 ) × B R2 and observe that, due to the hypotheses a) and c),
for every x ∈ Ω we have
Z Z
|T1 u(x)| = k(x, y) f (y, u(y), v(y)) dy ≤ k(x, y) f (y) dy < R1 ,
ZΩ Ω
Z
|T2 v(x)| = k(x, y) g(y, u(y), v(y)) dy ≤ k(x, y) g(y) dy < R2 .
Ω Ω
By means of the Lebesgue dominated convergence theorem, passing to the limit for n → ∞
in (3.11) we obtain
(u, v) = T (u, v),
In the following example we illustrate the applicability of Theorem 3.1 and, using the iter-
ative process illustrated in Theorem 3.2, we construct a numerical solution with properties
consistent with the theoretical predictions.
Example 3.1. Take the open set Ω = {(x, y) ∈ R2 : x2 + y 2 < 1} and consider the system
1
−∆u = (1 + x2 )eu (2 + cos v), in Ω,
5
3 (3.12)
−∆v = (1 + x2 )(1 − v 2 )(2 + sin u), in Ω,
4
u = v = 0, on ∂ Ω.
We now numerically approach the above-written system by using the MATLAB solver
for Poisson problems introduced in [27], suitably modified for treating a nonlinear system
of equations by means of the iterative procedure (3.10). We start with the identically zero
initial guess and after fourteen iterations we obtain a numerical solution within a relative
tolerance of 10−10 in the infinity norm, this is illustrated in Figure 1. We remark that the
infinity norms of u and v are 0.191 and 0.406 respectively, these values are consistent with
the estimates obtained with the theoretical results.
Remark 3.1. Note that in Example 3.1 one has that the operator T maps (K ∩B 1/2 )×B 3/2
into itself, therefore a direct application of the Schauder Theorem would yield a solution
of (3.12), but with a less precise localization.
Acknowledgements
Rodrı́guez–López has been partially supported by the VIS Program of the University of
Calabria, by Ministerio de Ciencia y Tecnologı́a (Spain), AEI and Feder, grant PID2020-
113275GB-I00 and by Xunta de Galicia, grant ED431C 2023/12.
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