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Integrated method for rice cultivation monitoring using Sentinel-2 data and
Leaf Area Index
Article in The Egyptian Journal of Remote Sensing and Space Science · July 2020
DOI: 10.1016/j.ejrs.2020.06.007
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Article history: it is necessary to apply a remote sensing-based system for rice cultivation assessment parallel with the
Received 6 May 2020 field measurements of the crop biophysical parameters. This study aims to map the rice cultivated areas
Revised 18 June 2020 and give an estimate for the expected yield (ton/ha) using Sentinel-2 satellite data. The study was carried
Accepted 25 June 2020
out in an experimental site in the Kafr El-Sheikh governorate with a total area of 3240 ha. The multi-
Available online xxxx
temporal Normalized Difference Vegetation Index (NDVI) extracted from nine Sentinel-2 imagery cover
the whole summer season. The supervised nearest neighborhood object-based classification method was
Keywords:
employed, resulting in a classification map with an overall accuracy of 95% and a kappa coefficient of
Sentinel-2
NDVI
0.93. Yield prediction was carried out by using an empirical yield prediction model using the NDVI
LAI and the Leaf Area Index (LAI). The LAI was calculated using the Surface Energy Balance Algorithm for
Rice Land (SEBAL) model and then validated against the measured LAI. the Mean Absolute Percentage Error
Yield (MPAE) was calculated to estimate the error between the measured and predicted LAI and yield. The
MPAE was found to be ±6.76% (i.e. ±0.28 m2/m2) with a high correlation between the measured and
the calculated LAI with a coefficient of determination (R2 = 0.94). While for the yield, the MPAE was
found to be ±6.53% (i.e. ±0.66 ton/ha) and R2 of 0.95. This method is applicable to estimate area and yield
of rice in the northern Nile delta in adequate time before harvest.
Ó 2020 National Authority for Remote Sensing and Space Sciences. Production and hosting by Elsevier
B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
https://doi.org/10.1016/j.ejrs.2020.06.007
1110-9823/Ó 2020 National Authority for Remote Sensing and Space Sciences. Production and hosting by Elsevier B.V.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
2 A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx
is located in the northern Nile Delta. It is one of the top rice produc- and between 30° 200 36.8300 and 31° 170 15.1600 East. It is bordered
ers in Egypt. It produces 13,749 tons from 104,578 ha as reported by the Mediterranean Sea and Burulus Lake from the North, Behira
in 2015 (USDA, 2015). Starting from 2018(Sayed et al., 2019), the governorate from the west, Dakhlia governorate from the east, and
Egyptian government launched new legislation to reduce the rice Gharbia governorate from the south, as shown in Fig. 1.
area to face the problem of the expected scarcity of irrigation water As a part of the Kafr El-Sheikh Governorate, field measurements
because of the construction of the Millennium dam on Ethiopia. of rice biophysical parameters and yield were carried out in the
This may affect summer crop composition in enormous areas of Sakha experimental station with a total area of approximately
Egypt besides its effect on the soil characteristics (Amer et al., 3240 ha.
2017). The current concern of the agricultural research community
is how to keep an adequate demand for rice production from less 2.2. Satellite data processing
rice cultivated area at the same time how to cope with the seawa-
ter intrusion that expected to increase due to the increase of the Cultivated areas in Nile delta is very dense and heterogeneous;
sea-level rise because of climate change. This relatively complex therefore, high spatial resolution satellite imagery (<= 20 m) is nec-
situation calls for an integrated system for rice crop monitoring essary to accurately isolate any vegetation cover under investiga-
where satellite imagery and ground measurements could be tion in the Nile delta. Identification of a specific crop in an
employed powerfully (Ahmad et al., 2014; Boschetti et al., 2017). intensively cultivated area requires multi-temporal satellite
One of the main components of rice crop monitoring is yield images (Ali et al., 2018a,2018b) that cover the whole growing sea-
estimation. Basically, the yield of the main cereal crops is a global son. Sentinel-2 satellite provides multispectral images with high
issue related directly to food security and human life (Zhang et al., temporal and three different spatial resolutions (Table 1).
2015; Liu et al., 2018). Crop yield estimation in adequate time Nine images were downloaded from the ESA’s Earth Observing
before harvest ensures more effective agricultural management System Data and Information System website. The selected images
policies. The ground-based method for crop yield estimation is were selected to cover the whole rice growing stages of the rice
commonly used worldwide; however, it is expensive and time- crop (preparation, emergency, tillering, flowering, repining, and
consuming. Therefore, applying an accurate, cost-effective, and harvesting) during the season of 2018 with no clouds cover the
rapid method for crop yield prediction at local and regional scales study area (Table 2). Images pre-processing stages such as atmo-
is one of the main objectives of remote sensing agricultural appli- spheric correction, layer stacking, and study area clipping were
cations (Ahmad et al., 2014; Dong et al., 2016; Mosleh, 2015; performed using ENVI software. The atmospheric correction was
Noureldin et al., 2013; Paper, 2015). carried out using the FLAASH module for Sentinel-2 images. This
The second component of the rice crop monitoring system is the module relies upon standard condition for unearthly brilliance at
crop biophysical parameters that are closely related to the crop a sensor pixel, L. The conditions of this module are as per the fol-
vigor and vegetative health. These parameters are linked to crop lowing Eq. (1) as indicated by (Frouins et al., 1997).
productivity and crop conditions. Remote sensing is a powerful
Aq Bqe
mean to study crop biophysical, biochemical, and phonological L¼ þ þ La ð1Þ
1 qe S 1 qe S
parameters such as biomass (Gitelson, 2016: Verger et al., 2014),
Leaf Area Index (LAI) (Aboelghar et al., 2011, 2014; Ali and where: q is the pixel reflectance, qe is the typical pixel reflectance, S
Aboelghar, 2019: Liang, 2014), and chlorophyll content is the atmospheric spherical albedo, La is the backscattered radiance,
(Haboudane et al., 2002). These parameters are linked with remo- A and B are coefficients that rely upon barometrical and geometric
tely sensed data represented as vegetation indices (VIs). conditions.
Many studies analyzed the relationship between one vegetation Image stacking is a process of combining multi-layers into a sin-
index and one or more of these parameters. Some studies analyzed gle output file. Normalized Difference Vegetation Index was calcu-
the correlation between remotely sensed and measured parame- lated, and a stacked image file was created through stacking the
ters with crop yield. A linear correlation was found between nor- nine NDVI images using ENVI software.
malized difference vegetation index (NDVI) and grain yield
(Tucker and Holben, 1981), linear relationship addressed the corre- 2.3. Mapping area extent of rice crop
lation between yield and band ratios (NIR/ Green) and (NIR/ Red)
(Zhang et al.,2015). Absorbed photosynthetically active radiation This methodology depends on the following steps that will be
(PAR) was used as an estimator for crop yield. For homogeneous described in separate subsections.
large cultivated areas, Landsat and SPOT5 imagery with an ade-
quate spatial resolution of 30 m and 10 m were used for crop yield (i) Generating NDVI time series
prediction (Awad, 2019; Ahmad et al., 2014; Yang et al., 2004: (ii) Masking non-cultivated areas
Pradhan et al., 2014). (iii) Images segmentation and classification
The objective of the current study is to propose a remote (iv) Classification accuracy assessment and final map
sensing-based system for rice yield forecasting using satellite data production.
and ground measurements. The proposed models are applicable
more than a month before harvest in any rice production area of 2.3.1. Generating NDVI time series
the Nile delta region of Egypt. The normalized difference vegetation index was calculated
using the red and the near-infrared band with 10 m spatial resolu-
tions according to Eq. (2).
2. Material and methods qir qr
NDVI ¼ ð2Þ
qir þ qr
2.1. Study area
where qir is the near-infrared band reflectance and qr is the red
The study was carried out at the Kafr El-Sheikh Governorate. band reflectance.
Kafr El-Sheikh is located in the northern part of the Nile Delta, Every single date was processed separately. Then the final out-
between Rosetta and Damietta Nile branches. The location of the puts were stacked in one file. This resulted in a continuous
Governorate is between 31° 300 7.5900 and 31° 90 58.0900 North sequence of NDVI temporal values for each pixel during the grow-
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx 3
Fig. 1. The study area (Sakha Agriculture research station - Kafr El-Sheikh governorate).
ing season. The calculated NDVI was used to determine the spectral
Table 1
Sentinel-2 satellite bands name, Id, wavelength and spatial resolution. response of rice during different phonological stages.
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
4 A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx
After segmentation, the supervised nearest neighborhood algo- moderate agreement = (0.40) to (0.60), good agreement = (0.60)
rithm (with manual sample selection) was implemented for to (0.80), very good agreement = (0.80) to (1.00). During the field-
object-based image classification. The collected ground data were work, 770 points (102 fields) representing the used classes were
divided into two groups. The first group contains 70% of the collected collected using a hand-held global positioning system (GPS).
points, and it was used for training. While the other 30% was used for Fig. 2 below shows the spatial distribution of the collected points.
accuracy assessment. The collected points were transformed to
polygons by overlaying these points on the NDVI composite, and 2.4. LAI estimation
the field boundaries corresponding to these points were digitized
using the on-screen digitizing method. The training data includes Leaf Area Index (LAI) is the ratio of the total area of all leaves on
representative samples for three different classes (rice, maize, and a plant to the ground area represented by the plant. It is an indica-
cotton). For this technique, we considered setting the convergence tor of biomass and canopy resistance. LAI was computed using sur-
threshold of 0.85 as recommended by (Kalacska et al., 2018; Ali face energy balance (SEBAL., 2002) algorithm of land Eq. (6):
et al.,2018b, 2018a) with the infinite number of iterations (iterations
0:069 SAVI
continue until reaching the convergence threshold). LAI ¼ ln =0:9 ð5Þ
0:59
2.3.4. Classification accuracy assessment where; SAVI is the soil adjusted vegetation, index calculated from
Accuracy assessment was conducted using the Kappa coeffi- Eq. (6) using a value of 0.5 for L.
cient and the error matrix to represent each class’s accuracy and
the overall accuracy. This analysis is a distinct multivariate proce- ðNir RedÞ
SAVI ¼ þ ð1 þ L ð6Þ
dure used to determine classification accuracy from the error ðNIR þ REd þ LÞ
matrix. It generates a Kappa coefficient that has a probable range
from 0 to 1 Eq. (3), according to Congalton (1991). 30% of random
2.5. Rice yield map
points for the whole study test areas were set aside for accuracy
assessment These points were overlaid on the respective seg-
After masking the spatial distribution of the rice fields, the rice
mented images in ARCGIS. The segments with the points were
yield was calculated as a function of LAI and NDVI. Using the tem-
selected and the respective attribute tables joined. The ‘‘new”
poral profile of NDVI of the rice crop extracted from sentinel-2
object shapefile is converted to a raster, which was then converted
imagery (the peak greenness of rice which corresponding to the
to thematic layer in Envi software. The thematic layer was then
heading stage) was determined to be August 15th NDVI layer
imported to eCognition as training or test areas (TTA) file and used
(Fig. 3). Moreover, as mentioned before, the LAI was also estimated
for the accuracy assessment.
and validated using the data correspond to the same date.
Pr Pr The rice yield map was estimated according to reported and
N i¼1 xij i¼1 ðxi xj Þ
K¼ P ð3Þ tested the empirical statistical model by (Noureldin et al., 2013),
N2 ri¼1 ðxi xj Þ
as described in Eq. (7). The model was applied one month before
There is one probable clarification of Kappa Coefficient: poor harvesting. This model was generated and validated in the same
agreement = less than (0.20), fair agreement = (0.20) to (0.40), study area.
Fig. 2. Distribution of ground control point for image classification and accuracy assessment.
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx 5
Fig. 3. Phonological stages of a typical rice crop and corresponding NDVI values.
Fig. 4. Spatial distribution of LAI and yield points as collected from the field.
Y ¼ 3:110 þ 1:684 ðLAIÞ þ 12:458 ðNDVIÞ ð7Þ 2.6. LAI and yield validations
where Y is the estimated yield, while (LAI): is the leaf area index, it Error measurement is usually used to compare models and
was calculated from Eq. (5), and NDVI: is the Normalize Difference test model accuracy. Many statistical methods were well known
vegetation index, and it is calculated from the peak greenness of for error measurements, such as the root square mean error
rice crop growth stages. (RSME), the mean absolute error (MAE), and the mean absolute
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
6 A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx
percentage error (MAPE). In this study, the MAPE was used to test of the view rings). It is not possible to restrict either the azimuth or
and validate the LAI, and the yield used models (Eq. (8)). The the zenith view angles, as described by (Ecology et al., 2003).
MAPE has the advantage of scale independence and gives the Five measurements were taken in each field and then averaged
error as a percentage from the actual value, so it becomes easy to one. These measurements were used to validate the calculated
to compare and test models. MAPE provides more of a standard- LAI using the SEBAL equation. The yield validation was carried
ized error measure. out using data from 29 farms after harvest. The obtained data
was the total yield per field; then it was averaged as ton/ha for
! each field. The spatial distribution of both LAI and yield measure-
1 X Ay F y
MAPE ¼ 100 ð8Þ ments is represented in Fig. 4.
n Ay
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
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Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
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8 A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx
Table 3
The error matrix for the accuracy assessment.
ber. The high temporal access to NDVI data provides more details
regarding the agriculture season. Data represented in Fig. 5 reflect
that the different stages of the growing season also provide details
about areas left abundant during the growing season.
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
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A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx 9
(128.95 ha). The object-based classification depending on the NDVI The SEBAL estimated LAI has MAPE of 6.76% (0.28 m2/m2) which
threshold cross-matched the phonology responses of cotton, rice, is considered a small bias in the model. In a study by (Campos-
and maize, achieved high accuracy to filter out the rice area pre- Taberner et al., 2017) using Sentinel-2 data and the PROSAIL model
cisely. It revealed strong high accuracy with an overall accuracy in Spain, Italy, and Greece a higher RMSE was found (0.56, 0.82,
of 95% and a kappa coefficient of 0.92, as described on the Table 3. and 0.77 m2/m2) respectively. While (Setiyono et al., 2018)
These results are also similar to (Kaufman et al., 1997) other stud- reported LAI estimated from MODIS and Sentinel-1 SAR data using
ies: (Huang, 2002) used Landsat-derived vegetation indices, such a logistic function over eight different rice production provinces in
as NDVI, EVI, and (Mosleh et al., 2015) used MODIS vegetation Vietnam with RMSE ranging from 0.11 to 0.57 m2/m2. In a different
indices time series, and (Ali et al., 2018a,2018b) used Sentinel-2 study carried in Spain and Italy to estimate LAI from Landsat8 and
to estimate winter crops in Egypt. We found that the study site SPOT5 using the PROSAIL inverted model, (Campos-Taberner et al.,
remained under rice cultivation extensively. 2016) reported a RMSE of (0.39 and 0.38 m2/m2) for Landsat and
The ArcGIS software was used to mask the spatial distribution
of the area under rice cultivation the classified image by assigning
the value of 1 to objects with rice as the class name and 0 to every-
where else. Masking aims to generate a map to be used in the yield
mapping (Fig. 8).
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
10 A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx
Fig. 12. Spatial distribution of rice yield map for Sakha station.
(0.51 and 0.47 m2/m2) for SPOT5. The correlation found between 4. Conclusion
the estimated LAI and the in situ LAI (R2 = 0.94) was found to agree
with (Setiyono et al., 2018; Campos-Taberner et al.,2017, 2016). This study implemented a new methodology to estimate the
spatial distribution of the rice area and rice yield. This methodol-
ogy was applied and tested under Egypt intensive agriculture con-
3.5. Rice yield estimation and validation
ditions at Sakha station. Multi-temporal NDVI derived from
sentinel-2 satellite imagery was found to be very important in crop
The rice yield was calculated according to (Noureldein et al.,
discrimination. The multi-resolution segmentation using the NDVI
2013) based on Sentinel-2 driven LAI, and NDVI was validated
time series over the growing season was found to be very useful in
against the actual yield, and the MAPE was found to be 6.53%. It
detecting field boundaries, which assisted in crop identification
means that the predicted value is ±6.53% of the actual yield (i.e.,
and mapping with an accuracy of 95%. The SEBAL model predicated
±0.66 ton/ha). The actual yield ranged between 6 and 13 tons/ha
LAI with a MAPE of 6.76% conducted to study the spatial distribu-
with an average of 10 tons/ha. The predicted yield was also found
tion of the rice area. Using NDVI and LAI derived from Sentinel-2
to have a high correlation with the actual yield with R2 = 0.89, as
satellite data predicted rice yield with an average error of 0.66
illustrated in Fig. 11.
ton/ha. The NDVI at the heading stage was also found to be repre-
Fig. 12 shows the spatial distribution of the Sentinel-2 based
sentative of yield quantity. Finally, we recommend using this
yield. The predicated yield ranged between 4.5 and 12.5 ton/ha
method with high accuracy to estimate the rice area and the yield
with an average of 10 tons/ha. The results presented in Fig. 12
on delta Egypt because of the fragmentation of agriculture field
show that the estimated rice yield map was spatially variable
crops.
among the sampling sites, Rice yield map was carried out using
the analysis of NDVI multi-temporal has been used in many studies
using NDVI from NOAA/AVHRR and MODIS images (Qian et al., Author contributions
2019.; Mosleh et al., 2015).
The correlation between the estimated and the in situ measured All the authors substantially contributed to this article. A.M.A,
yield was found to be very high (R2 = 0.95) with a MAPE of 6.53% M.A., N.S, M.A.E, and K.A conceptualized the study and developed
(i.e. 0.66 ton/ha). This error was found to agree with what is the methodology. The satellite imagery were analyzed by A.M.A,
reported by the different studies. A percentage of 5% and 8% (0.3 N.S, M.A.E, and K.A. M.A, K.A, A.M.A and P.D Accomplished data
and 0.46 ton/ha) was reported by (Campos-Taberner et al., 2016) analysis and wrote a draft of the manuscript. A.P, I. S., K.A, A.M.A
for the spring and summer season, respectively in the case of and P. D contributed to reviewing and editing the manuscript.
MODIS data against the reported yield. While (Maki et al., 2017)
have reported a higher percentage ranging between 3.5% and Funding
121.4% (i.e. 0.14 to 1.84 ton/ha) using the LAI derived from the
Constellation of small Satellites for the Mediterranean basin Obser- The authors would like to declare that the funding of the study
vation (OSMO-SkyMed) data. has been supported by the National Authority for Remote Sensing
Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
A.M. Ali et al. / Egypt. J. Remote Sensing Space Sci. xxx (xxxx) xxx 11
and Space Science (NARSS), Egypt, 5-100 Project (RUDN University) Ecology, F., Unit, E., Team, P., 2003. Champenoux, ‘‘Ground-based measurements of
leaf area index : a review of methods, instruments and current controversies. J.
and Agrarian-Technological Institute of the Peoples’ Friendship
Exp. Bot. 54 (392), 2403–2417.
University of Russia. Food and Agriculture Organization of the United NationsRome, (FAO_2018).
Food and Agriculture Organization of the United NationsRome, (FAO-2015)
Declaration of Competing Interest Frouins, R., Kaufman, Y. J., Tanrc, D., Gordon, H. R., Nakajima, T., Lenoble, J.,
et al.,1997. Passive remote sensing of tropospheric correction for the aerosol
effect aerosol and atmospheric, 102(97), 815–830.
The authors declare that they have no known competing finan- Ghidan W., Yacout, M., 2016. Genetic Variability among Egyptian Rice Genotypes
cial interests or personal relationships that could have appeared (Oryza sativa L.) for Their Tolerance to Cadmium Genetic Variability among
Egyptian Rice Genotypes (Oryza sativa L.) for Their Tolerance to Cadmium. J.
to influence the work reported in this paper. Appl. Life Sci. Int., 4(2): 1-9.
Gitelson, A., 2016. Remote Sensing Estimation of Crop Biophysical Characteristics at
Acknowledgments Various Scales. Transactions of the ASAE. 46 (4), 1235–1246.
Haboudane, D., Miller, J.R., Tremblay, N., Zarco-tejada, P.J., Dextraze, L., 2002.
Integrated narrow-band vegetation indices for prediction of crop chlorophyll
The authors would like to thank the National Authority for content for application to precision agriculture., 81: 416–426, https://ipad.fas.
Remote Sensing and Space Science (NARSS) for funding the field usda.gov/highlights/2016/01/Egypt/Index.htm.
Huang, J., 2002. Rice yield estimation using remote sensing and simulation model. J.
survey and remote sensing work. The authors would like to Agri- Zhejiang Univ. Sci. 3 (4), 461.
culture Research center, Sakha Station, Kafr elsheikh, Egypt for Kalácska, M., 2018. Calibration and assessment of seasonal changes in leaf area
field data sample analysis. The authors would like to thank 5-100 index of a tropical dry forest in different stages of succession. Tree Physiol. 25
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Project (RUDN University) and Agrarian-Technological Institute of
Kaufman, Y.J., Wald, A.E., Remer, L.A., Gao, B., Li, R., Flynn, L., 1997. The MODIS 2 . 1-
the Peoples’ Friendship University of Russia for supporting the m Channel — Correlation with Visible Reflectance for Use in Remote Sensing of
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Please cite this article as: A. M. Ali, I. Savin, A. Poddubskiy et al., , The Egyptian Journal of Remote Sensing and Space Sciences, https://doi.org/10.1016/j.
ejrs.2020.06.007
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