1-s2.0-S0141029612003975-main
1-s2.0-S0141029612003975-main
1-s2.0-S0141029612003975-main
Engineering Structures
journal homepage: www.elsevier.com/locate/engstruct
a r t i c l e i n f o a b s t r a c t
Article history: An analytical approach based on modified Bouc–Wen–Baber–Noori model has been proposed in this
Received 10 September 2011 paper for predicting the hysteresis behavior of reinforced concrete beam–column joints with limited
Revised 20 July 2012 transverse reinforcement. The analytical model presented in this research is able to capture the charac-
Accepted 1 August 2012
teristics of non-seismic detailed beam–column joints such as stiffness and strength degradation and
Available online 14 September 2012
pinching. Livermore Solver for Ordinary Differential Equations (LSODE) and Genetic Algorithm (GA) have
been employed to solve the differential equations and to execute systematic estimation of the parameters
Keywords:
associated with the model respectively. The analytical model has been calibrated with the experimental
Reinforced concrete
Beam-column joints
results of old fashioned interior and exterior beam–column joints obtained from the literature. In a bid to
Analytical modeling examine the influence of variation of each analytical parameter on the model, sensitivity analysis has
Hysteresis been performed. Thereafter, an extensive parametric study has been conducted to relate the physical
Degradation parameters of beam–column joints to the analytical model parameters. The upper and lower bounds
Pinching of the magnitude of the analytical model parameters have been proposed subsequently with a method
to identify the parameters for a specific beam–column joint depending on its physical parameters.
Ó 2012 Elsevier Ltd. All rights reserved.
0141-0296/$ - see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.engstruct.2012.08.003
P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406 393
Notations
model [19] proposes the joint as rigid elements along the panel After exploring the above-mentioned analytical models, an utmost
edges with a rotational spring embedded in one hinge linking adja- effort has been undertaken to illustrate the hysteresis behavior of
cent rigid elements and two rotational springs at beam-joint inter- RC non-seismic detailed beam–column joints analytically based
faces to simulate the member-end rotations due to inelastic on modification of Bouc–Wen–Baber–Noori model [21,22]. The effi-
behavior of the beam longitudinal reinforcement and the plastic ciency of the proposed model is then verified by calibrating it with
hinge rotations due to inelastic behavior of the beam separately. the experimental results of interior and exterior beam–column
The analytical model proposed by Favvata et al. [20] assumes the joints, obtained from the literature. Sensitivity of the model due
exterior beam–column joint element as a zero length spring ele- to the variation of each analytical parameter has been investigated
ment which incorporates stiffness degradation and pinching effect and thereafter an extensive parametric study with varying joint
as special rules. physical parameters has been conducted to provide the approxi-
An analytical model of beam–column joint requires a force dis- mate range of magnitudes for the parameters and to determine
placement relationship capable of producing requisite strength an effective way to identify them for any beam–column joint
and stiffness degradation and pinching at all displacement levels. depending on its physical parameters.
This is a stringent requirement considering the numerous parame-
ters contributing to the hysteresis behavior of beam–column joints. 2. Proposed analytical hysteresis model
2.1. Background
Fig. 1. Severe damage to non-seismic detailed beam–column joints (Padang The equation of motion for a single-degree-of-freedom system
Earthquake, 2009). can be expressed as follows:
394 P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406
where f1 determines the severity of pinching or the magnitude of The hysteresis model Eqs. (10)–(12) can be rewritten based on
initial drop in slope dz/du and f1 varies from 0 to 1; f2 causes the Eq. (14) as follows:
pinching region to spread and q is a constant that sets the pinching
level as a fraction of zmax. Both f1 and f2 vary with hysteretic energy y_ 1 ¼ y2 ð15Þ
(Eq. (6)), as mentioned in the following equations:
y_ 2 ¼ 2n0 x0 y2 ax20 y1 ð1 aÞx20 y3 þ f ðtÞ ð16Þ
f1 ðeÞ ¼ fs f1 eðpeÞ g and f2 ðeÞ ¼ ðw þ dw Þðk þ f1 Þ ð9Þ
D 1=n 2 2 py 2
E
where p is a constant that contributes to the rate of initial drop in y_ 3 ¼ 1 fs ð1 epy4 Þeðy3 sgnðy2 Þqf1=ð1þdm y4 ÞðbþcÞg Þ =ðwþdw y4 Þ ½kþfs ð1e 4 Þ
slope; fs is the measure of total slip; w is a parameter that controls * +
n1 n
the amount of pinching; dw is a constant for the desired rate of y2 ð1 þ dm y4 Þðbjy2 jjy3 j y3 þ cy2 jy3 j Þ
pinching spread and k is a parameter that controls the rate of 1 þ dg y4
change of f2 with change of f1. ð17Þ
The complete hysteresis model can be represented in its analyt- LSODE employs user-specified relative and absolute error con-
ical form as follows: trol. Satisfactory results have been obtained by turning off the rel-
ative error control and keeping the absolute error control at a
€ þ 2n0 x0 u_ þ ax20 u þ ð1 aÞx20 z ¼ f ðtÞ
u ð10Þ constant magnitude of 1012. Once the displacement function is
D E known and the parameters are estimated using a system identifica-
1=n 2
Þ =ðwþdw eÞ2 ½kþfs ð1epe Þ2
z_ ¼ 1 fs ð1 epe ÞeðzsgnðuÞqf1=ð1þd
_ m eÞðbþcÞg tion technique, LSODE can be used to work out these equations
* + without any difficulty.
_ n1 z þ cujzj
u_ ð1 þ dm eÞðbjujjzj _ nÞ
ð11Þ
1 þ dg e 4. Estimation of parameters involved in hysteresis model
Z t
eðtÞ ¼ ð1 aÞx20 zðu; tÞ:uðtÞ _ dt ð12Þ The hysteretic force for input displacement cannot be computed
0
from the model until the analytical parameters are estimated prop-
Here all the notations carry their usual significances. In Eqs. (10)– erly and inserted in the solver subroutine. In order to minimize the
(12), all the derivatives appear in the first power and the variables difference between the experimental results and the model output
vary with time at highly different rates. Hence, the hysteresis model for a given input function, estimation of the analytical parameters
consists of a stiff set of Ordinary Differential Equations (ODE), which is requisite so that the hysteresis model can be practical and appli-
can be solved numerically by using Gear’s backward differential for- cable to a wide range of similar problems. Since the hysteresis
mulae. In the present research, Livermore Solver for Ordinary Dif- model is not only sensitive to the parameters, but also to the inter-
ferential Equations (LSODE) has been chosen for solving the ODEs action between them, it is almost impossible to identify the param-
involved in the proposed analytical model. LSODE, after determin- eters reasonably without a systematic search. Several methods
ing any problem to be comprising of a stiff set of ODEs, uses the [23–25] have been used by various researchers to carry out effi-
Gear Method for solving the equations. Moreover, the input dis- cient parameter estimation. In this study, a Genetic Algorithm
placement function required for computation, may not necessarily (GA) has been written in Visual Fortran to estimate the parameters
be continuous. Even discrete data points can be read from an exter- of the analytical model. The structure of GA is characterized by four
nal file to serve the purpose. nested loops [26–29]. The innermost loop (Loop 4) is the actual GA
LSODE requires the user to convert the system of ODEs into an that generates a population, checks solver (LSODE) calculations, as
array of first order ODEs. well as selects and mates the pairs to crossover and mutate. Solver
checking is necessary because the parameters are generated at ran-
dy dom. To prevent the GA from falsely recognizing the erroneous
¼ f ðt; yÞ ð13Þ
dt sums of squares as better fit, solver computation is checked after
where y is a vector containing the set of ODEs and f is a vector-val- each run. Loop 3 executes GA a user-specified number of times,
ued function of t and y. Subsequently, it can be written as each time with a different randomly chosen initial population.
Loop 2 progressively decreases or shrinks the parameter interval.
* y1 ðtÞ + * uðtÞ + GA is an adaptive algorithm in the sense that it is able to discover
y2 ðtÞ _
uðtÞ
¼ ð14Þ erroneous initial input ranges for the parameters. If a wrong inter-
y3 ðtÞ zðtÞ
val is specified and the optimal parameter lies outside the interval,
y4 ðtÞ eðtÞ the results tend to be clustered near the side of the interval that
should be readjusted. GA subsequently shifts the interval in the
396 P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406
direction of clustering and starts over, which is the task of Loop 1. with experimental results in order to verify the effectiveness of the
One of the significant benefits of using GA is that the interval selec- proposed approach. The interior and exterior beam–column joint
tion for each parameter does not affect the end result, but it can specimens with limited transverse reinforcement tested under cyc-
make a significant difference in the CPU time needed to reach lic loading have been selected from literature in such a way that a
the ultimate solution. Although GA takes longer time to converge wide range of variation is covered with respect to the joint aspect
than the calculus-based techniques, but a trend can be recognized ratio, application of column axial load, plain or deformed reinforc-
relatively faster and quick insight can be gained regarding the ing bars, reinforcing bar layout and the grade of concrete and steel.
problem at hand. However, the retrofitted beam–column joints or the beam–column
joints with transverse beam or with slab have been kept out of the
scope of this research.
5. Calibration of analytical model with experimental results
After selection of the specimens to be calibrated, their load
deformation data are retrieved to estimate the analytical model
To check the appropriateness of selection of the pinching func-
parameters for each specimen using Genetic Algorithm, where
tion and the accuracy of the solver and algorithm, the hysteresis
the stiffness ratio and pinching function are defined based on Sec-
model after parameter identification has been calibrated with the
tion 2. Then, from the analytical parameters estimated for interior
experimental results of reinforced concrete (RC) interior and exte-
and exterior beam–column joint specimens, analytical shear force
rior beam–column joints with limited transverse reinforcement
versus horizontal deflection plots can be obtained using LSODE.
obtained from the literature.
The entire process has been summarized in the form of a flowchart
RC non-seismic detailed interior beam–column joint specimens,
in Fig. 4. Comparison between the experimental and analytical
Unit O1 by Hakuto et al. [1], Units 1 and 2 tested by Liu et al. [2],
shear force-horizontal deflection plots of lightly reinforced con-
Units PEER-1450, PEER-2250, CD15-1450, CD30-1450 and CD30-
crete interior and exterior beam–column joint specimens are pre-
2250 tested by Walker [3] and PEER-0995 and PEER-4150 tested
sented in Figs. 5 and 6 respectively. In order to maintain a level
by Alire [4] and exterior beam–column joint specimens Units O6
of accuracy for all the specimens, the analytical parameters have
and O7 tested by Hakuto et al. [1], Units EJ2 and EJ3 tested by
been estimated such that the correlation coefficient of the compar-
Liu et al. [2] and Units 1, 2, 3, 4, 5 and 6 tested by Pantelides
ison plots remains 0.98 for all of them.
et al. [5] have been selected for calibration of the analytical model
Fig. 5. Experimental and analytical shear force versus horizontal deflection plots of reinforced concrete interior beam–column joints with limited transverse reinforcement.
398 P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406
Fig. 6. Experimental and analytical shear force versus horizontal deflection plots of reinforced concrete exterior beam–column joints with limited transverse reinforcement.
P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406 399
Fig. 8. Spider diagram of root mean square error versus percentage variation of
Then, each parameter, excluding x0 and n0, is varied from 10% to each parameter.
+10% of its original magnitude. In this sensitivity ranking determi-
nation, the system natural frequency x0 and the linear viscous
final response is relatively less. Therefore, providing narrower
damping ratio n0 have been excluded due to the fact that x0 of
ranges for less sensitive parameters can increase simplicity in the
any structure is invariable and for a given x0, variation of n0 does
procedure without affecting the quality of the results.
not affect the hysteresis loop. Therefore, an attempt has been made
to relate x0 with the physical parameter of the beam–column joint
and fix a range for n0 in the next section. Now, if due to the variation 7. Parametric study
of a parameter, say a0, the hysteretic force becomes [Y0 ], then the
root mean square error ea0 will be as follows: An extensive parametric study has been conducted in this
research in order to relate the physical parameters of the beam–col-
* +1=2
XN umn joints with the hysteresis model parameters. Reinforced
0 2
ea0 ¼ ðY Y Þ ð19Þ concrete interior and exterior beam–column joints with limited
i¼1
Here N is the number of data points for input displacement func- Table 2
tion. The maximum error related to the variation of a0, termed as General features of the UC-Win/WCOMD model.
jea0 j can be obtained by the following expression. Type of Joint Interior and exterior joints
jea0 j ¼ maximumðea0 Þ ð20Þ Joint aspect ratio 1.67 (column cross sectional depth: 300 mm
and beam depth: 500 mm)
The maximum root mean square error associated with each Total height of the 2900 mm
parameter variation is summarized in Table 1. The parameter with beam–column joint
Total span of the 3500 mm for interior joint and 1900 mm for
the highest magnitude of maximum root mean square error is
beam–column joint exterior joint
ranked as 1 based on its sensitivity. By plotting the root mean Concrete grade fc0 ¼ 40 MPa
square error for any parameter within the range of its variation, Steel grade fy = 350 MPa and deformed bars
a Spider diagram is obtained as shown in Fig. 8. Column longitudinal 2%
Parameter sensitivity analysis is vital when dealing with the reinforcement ratio
Beam longitudinal 2%
system identification techniques. A sensitive parameter when
reinforcement ratio
deviated from its sought-after magnitude will show reasonable er- Displacement history 1–5% drift ratio
ror. Thus, by changing the magnitude of sensitive parameters, bet- Axial load ratio 0
ter correlation can be achieved. On the contrary, a less sensitive
parameter, even when it is fluctuated from its sought-after magni-
tude, can produce a reasonable response as its contribution to the
Table 3
Estimated parameters for interior and exterior beam–
Table 1 column joints.
Parameter sensitivity ranking.
Parameter Interior joint Exterior joint
Parameter Maximum root Rank
a0 0.03 0.01
mean square error
x0 2.85 1.85
a0 1.15 7 n0 0.02 0.02
b 5.08 3 b 0.05 0.05
c 0.95 8 c 0.01 0.01
n 10.1 2 n 1.01 1.01
fs 52.15 1 fs 0.91 0.91
q 0.65 11 q 0.03 0.03
p 0.27 12 p 0.08 0.05
w 3.09 4 w 0.8 0.8
dw 0.81 9 dw 0.11 0.15
k 0.78 10 k 0.1 0.1
dm 1.34 6 dm 0.00005 0.00006
dg 2.90 5 dg 0.0005 0.0008
P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406 401
Factors No. Description The joint aspect ratio is defined as the ratio of beam depth and
Type of joint Interior and exterior joints column cross-sectional depth. From the simulation results, it has
Joint aspect ratio 10 (a) Varying column depth: 1, 1.11, been observed that the joint aspect ratio plays a pivotal role in
1.25, 1.43, 1.67 determining the joint shear strength. In this parametric study,
(b) Varying beam depth: 1, 1.17, 1.33, the joint aspect ratio is changed in two ways, first, by keeping
1.5, 1.67
the beam depth constant and varying the column cross-sectional
Concrete grade 3 fc0 ¼ 20; 30 and 40 MPa
Steel grade 2 fy = 250 MPa for plain bars, depth and secondly, by keeping the column cross-sectional depth
fy = 350 MPa for deformed bars constant and varying the beam depth. Joint shear strength de-
Column longitudinal 5 1.0%, 1.5%, 2%, 2.5%, 3% creases with decrease in the column cross-sectional depth whereas
reinforcement ratio
it increases with decrease in the beam depth. As a consequence,
Beam longitudinal 5 1.0%, 1.5%, 2%, 2.5%, 3%
reinforcement ratio
the system parameters (a0, x0) associated with the hysteresis
Axial load ratio 6 0, 0.1, 0.15, 0.2, 0.25, 0.3 model also suffer perturbation. Figs. 9 and 10 show changes in
these two parameter magnitudes due to changes in the joint aspect
ratio by varying the column cross-sectional depth and the beam
depth respectively.
transverse reinforcement have been modeled in UC-win/WCOMD
[30] based on the principal features depicted in Table 2. The 7.2. Effect of concrete and steel grades
analytical parameters estimated for the interior and exterior
beam–column joints are summarized in Table 3. Next, the In non-seismic designed reinforced concrete buildings, high
structural performance of reinforced concrete non-ductile beam– strength concrete is generally not used for construction. As per
column joints has been investigated by varying the key factors based the old practice, concrete with compressive cylinder strengths fc0
on Table 4. Thus, the structural responses of the beam–column joint of 20 MPa, 30 MPa and 40 MPa has been considered for this para-
models are obtained from simulation and the analytical hysteresis metric study. With decrease in the concrete compressive strength,
parameters are estimated using Genetic Algorithm accordingly. joint shear strength deteriorates along with reduction in the hys-
From the estimation, with the change of each joint physical teresis model parameters a0 and x0 as presented in Fig. 11. The
parameter, the affected mathematical parameters can be recognized influence of usage of deformed and plain round bars as longitudi-
and subsequently, the magnitudes of concerned analytical parame- nal reinforcement has been investigated when the same specimen
ters are plotted against that joint physical parameter to elucidate has been modeled once with deformed bars having yield strength
their inter-relation. of 350 MPa and thereafter with plain bars of yield strength
α0
ω0
Fig. 9. Effect of joint aspect ratio (varying column depth) on model parameters.
ω0 α0
Fig. 10. Effect of joint aspect ratio (varying beam depth) on model parameters.
402 P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406
ω0 α0
ω0 α0
ζs q
Interior Joint
Exterior Joint
250 MPa as longitudinal reinforcement. The model with plain bar 7.3. Effect of column axial load
produces reduced shear strength, but higher slip and profound
pinching due to severe slippage of longitudinal reinforcement bars. The column axial load plays a significant role in the hysteresis
Pinching parameters (fS, q, w) and the system parameters (a0, x0) behavior of beam–column joints. From the simulation results, it
also experience significant changes in their magnitudes accord- has been observed that the effect of the column axial load is more
ingly as depicted in Fig. 12. prominent in the exterior beam–column joints than the interior
P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406 403
beam–column connections. Due to the presence of the column ax- ied from 0 to 0.1, 0.15, 0.2, 0.25 and 0.3. The influences of different
ial load, the joint strength is enhanced, but with increase in the col- levels of the column axial load ratio on the system properties
umn axial load ratio, more degradation and pinching are observed. (a0, x0), degradation parameters (dm, dg) and pinching parameters
In this parametric study the column axial load ratio has been var- (fs, q, w) have been portrayed in Fig. 13.
ω0 α0
ζs q
ψ δν
Interior Joint
Exterior Joint
δη
α0
ω0
Column Longitudinal Reinforcement Ratio (%) Column Longitudinal Reinforcement Ratio (%)
ω0 α0
Beam Longitudinal Reinforcement Ratio (%) Beam Longitudinal Reinforcement Ratio (%)
Experimental Experimental
Analytical Analytical
Specimen C2 Specimen L1
(Pampanin) (Pampanin)
Fig. 16. Experimental and analytical shear force versus horizontal deflection plots of interior and exterior beam–column joint specimens C2 and L1 with the parameters
estimated in Appendix.
the analytical model equations and estimation of the parameters Column longitudinal reinforcement ratio
associated with the equations respectively. The efficiency of the
¼ ½ð6 50:3Þ=ð330 200Þ 100% ¼ 0:46%
analytical model and the accuracy of the solver and the algorithm
have been proved by the strong correlations between the experi- Beam longitudinal reinforcement ratio
mental and the analytical shear force-horizontal deflection plots ¼ ½ð4 50:3 þ 3 113Þ=ð330 200Þ 100% ¼ 0:82%
for lightly reinforced concrete interior and exterior beam–column
joint specimens from the literature. The sensitivity of the proposed . Column axial load ratio = 0.08.
model to the variation of its analytical parameters has been inves-
tigated and the sensitivity ranking of the parameters have been The parameter magnitudes for the interior beam–column joint
finalized. Less sensitive parameters can be kept constant in order with physical characteristics as mentioned in Table 2 are as
to keep the model simple without causing much error to the re- follows:
sponse. The influence of the joint physical parameters, such as
the joint aspect ratio, concrete compressive cylinder strength, plain a0 ¼ 0:03; x0 ¼ 2:85; n0 ¼ 0:02; b ¼ 0:05; c ¼ 0:01;
or deformed bars for longitudinal reinforcement, the column and
beam longitudinal reinforcement ratio, the column axial load ratio, n ¼ 1:01; dm ¼ 0:00005; dg ¼ 0:0005; fs ¼ 0:91; q ¼ 0:03;
on the model parameters has been examined meticulously based p ¼ 0:08; w ¼ 0:8; dw ¼ 0:11; k ¼ 0:1
on the extensive parametric study. Moreover, the approximate
upper and lower bounds for the model parameters have been spec- Step 1: Effect of joint aspect ratio
ified, from which the user can identify the approximate magni- In the present problem, joint aspect ratio is 1.65 with beam
tudes of the parameters for any beam–column joint depending depth 330 mm and column cross-sectional depth 200 mm. Hence
on its physical parameters. In this simplified approach, the analyt- from Figs. 9 and 10 by linear interpolation, it can be calculated that
ical parameters can be estimated instantly without using any sys- a0 = 0.02, x0 = 2.35 when remaining physical parameters of the
tem identification tool and the hysteresis behavior of the beam– interior joint remain unaltered.
column joint can be accomplished using the estimated parameters Step 2: Effect of grade of concrete and steel
with the help of any efficient solver. For concrete compressive cylinder strength 23.9 MPa and plain
reinforcement bar, based on Figs. 11 and 12 respectively, modified
Appendix A magnitudes of the parameters are:
a0 ¼ 0:01; x0 ¼ 1:60; fs ¼ 0:95; q ¼ 0:05; w ¼ 0:905
An illustration on determination of parameter magnitudes for
an interior beam–column joint specimen Unit C2 and an exterior Step 3: Effect of longitudinal reinforcement ratio
beam–column joint specimen Unit L1 [29] is shown hereunder. Column longitudinal reinforcement ratio does not influence the
From the sample parameter set, analytical parameters for both analytical parameters. But due to shift of beam longitudinal rein-
joints will be calculated based on the parametric study conducted forcement ratio from 2% to 0.82%, magnitudes of the parameters
in this research. a0 and x0 will experience little change according to Fig. 15 as
a0 = 0.008, x0 = 1.17.
(a) The physical characteristics of Unit C2 by Pampanin et al. Step 4: Effect of column axial load ratio
[29] are as follows: According to Fig. 13, due to presence of column axial load
Joint aspect ratio = 1.65 (beam depth 330 mm and 0:08fc0 Ag , the final parameter magnitudes of Unit C2 are as follows:
column cross-sectional depth 200 mm).
Concrete compressive cylinder strength of the specimen
a0 ¼ 0:009; x0 ¼ 1:22; n ¼ 0:02; b ¼ 0:05; c ¼ 0:01;
fc0 ¼ 23:9 MPa. n ¼ 1:01; dm ¼ 0:000052; dg ¼ 0:00062; fs ¼ 0:966;
Average yield strength of steel for longitudinal reinforce-
ment bars = 365.75 MPa (plain bar). q ¼ 0:058; p ¼ 0:08; w ¼ 0:934; dw ¼ 0:11; k ¼ 0:1
406 P. Sengupta, B. Li / Engineering Structures 46 (2013) 392–406
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