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Leithwood, K. A.; And Others
A Revised Model of School Change.
Apr 74
40p.; Paper presented at the Annual Meeting of the
American Educational Research Association (59th,
Chicago, Illinois, April 1974)
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Change Agents; *Curriculum Development; Data
Collection; *Educational Change; Educational
Development; Educational Research; Evaluation
Criteria; *Models; *Research Methodology; *School
Personnel
ABSTRACT
This paper comprises a revision of an earlier model
of planned school change developed by the authors. The revision is
based on data from several large school curriculum projects. A model
explicates interactions between the roles of school-related personnel
and stages of change. Eleven major stages have been subdivided into
critical points, around which process data can be collected.
Discussed are methodology for such data collection and some
techniques for evaluating both process and product. (Author)
U S DEPAATMENT OF HEALTH.
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MING IT POINTS OF VIEW OR OPINIONS
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EDUCATION POSITION OR POLICY.
A REVISED MODEL OF SCHOOL CHANGE
A Paper Presented To The
American Educational Research Association Conference
Chicago, 1974
by
X. A. Leithwood, H. H. Rufsell
J. S. Cllpsham, F. G. Rob nson
The Ontnrlo Institute For Studies in Education
16443---0-4/
7.0
7
Introduction
An earlier model' of school change (Leithwood & Russell, 1973)
was developed to assist school people in designing reliable strategies for
curriculum development, Implementation and evaluation.
Subsequent evaluative
research and development by the original authors and others has supportee
the basic theoretical properties 0 the model and many of its operational
suggestions.
As a result of our experience using the model, we have been
led to a revised model which constitutes an improvement over the original
model In the following areas:
(a) developing operational strategies for
curriculum change, and (b) providing a framework for applied resew-oh on
the processes of school change.
The theoretical properties associated with
the model, the stages in the model, and the framework for applied research
on school change constitute the major foci of this paper.
Many models already exist.
Accordingly, it is legitimate--quite
apart from the above rationale - -to ask, 'Why develop another model of school
change, let alone revise 't?"
One way of answering this question Is In terms
of the kind of knowledge represented by many existing models and their
adequacy for the practical tasks undertaken by the authors.2
(1973) identify 3 types of knowledge about change.
Chin and Downey
One type Is "focused
toward understanding how change occurs, especially looking at changes, their
correlates and their consequences (p. 518)."
Another is "focused toward
understanding how the functional relationships of parts of a system fit,
how the variables are Interrelated both causally and especially
The terms 'model' and 'strategy' are used here to indicate different
levels of generality. A model may suggest or encompass many strategies
all of which contain the conceptual properties suggested by the model.
2 All 4 authors work with local school districts as part of the staff of
3 OISE Field Centres. These Centres, 8 in total, are small R &
organizations located throughout Ontario.
2
correlationally (D. 518)."
tiany models of change are concerned with these
2 types of knowledge (particularly the first) especially Insofar as they
attempt to represent the change process.
There Is a third type of knowledge
which Chin and Downey (1973) label Type A knowledge:
Type A is basic knowledge focused toward intervention and
deliberate, intentional and planned change.
It is a set
of selectively retained tentatives based on theory and
research on how to bring about change, and It has an action
purpose (p. 518).
Basic knowledge of this sort Is underdeveloped, what does exist largely
depending upon derivations from the other 2 types.
However, this need not
remain the case, Type A knowledge potentially contributing to other forms
of knowledge on the grounds that "The best way to understand something is
to try and change It."
The model discussed In this paper is concerned with
Type A knowledge and may be a useful tool for expanding that knowledge.
Models of the Type A knowledge variety or those which have implications for Intervention often are less than satisfactory for that purpose.
Some of their inadequacies can be identified using Havelock's (1971)
classification of change models as Social Interaction (S1), Research,
Development and Diffusion (RD&D) or Problem-Solving (PS).
Perhaps the most
general inadequacy is that, as guides to action, each model independently
and even each classification of models by itself accounts for only some of
the important variables that are part of developing, implementing and
evaluating school changes.
Social Interaction models for the most part limit themselves to
aspects of change specific to the Individual, little attention being given
to the social system within which the Individual functions.
Perhaps more
seriously, these models tend to represent the process of individual change,
-
3..
basically a psychological process, without much reference to psychological
theory.
Rogers and Shoemaker's (1971) stages of awareness, interest,
evaluation, trial and adoption, for example, closely parallel Information
processing stages basic to both cognitive learning and attitude change but
do not draw upon that body of knowledge for purposes of explanation or
prediction.
Thus when concern shifts from representing to stimulating the
change process (the goal of Type A knowledge), there are few conceptual
handles available for building an intervention strategy.
Research, Development and Diffusion Models are molar in outlook
and tend to view the recipient of change in a passive role.
Although the
Cuba-Clark and the Miles (Havelock, 1971) models, for example, specify a
place for local involvement, the action implications of that involvement are
not well formulated.
Roles of people and how these roles Interact with one
another tend to be neglected.
On a similar note, a criticism of, but not
confined to, the ROAD models is the inadequate attention given to the unique
characteristics of the school system in contrast with other kinds of systems.
These features have been identified by Schmuck A Miles (1971) as ambiguity
and diversity of goals, low interdependence of staff, vuinorability of schools
to short-run demands from their environment, inadequate provision of financing,
ritualistic use of procedures and pressures toward processing students.
Such
characteristics place demands on successful intervention strategies that
necessitate features significantly different from those of intervention
strategies ussful
in non-nchool social systems.
Problem-solving models focus substantially on establishing working
relationships between agent and client systems where the agent is often quite
independent of the system prior to the change activity.
This is an adequate
way of characterizing the relationship of the authors with a school system,
for example.
But where the agent has an established relationship with the
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system prior to change and/or where the agent-client roles continually shift
to different members within the system, the characterization has weaknesses.
Accordingly, another model of educational change Is justified to
the extent that it:
I. permits the utilization of theoretical constructs vis -a -vis cognitive
learning end attitude change to predict powerful intervention strategies
appropriate to the complexities of educational changes;
2. takes Into account unique characteristics and constraints in school
systems which affect change;
3. allows for various client-agent roles to be utilized in successive
stages of planned Intervention.
These are areas in which one or more of the other categories of models are
weak.
The first version of this planned school change model (lelthwood
& Russell, 1973) was classified as a problem-solving model (FUllan, 1972).
This classification is accurate for that version of the model as well as
the present version insofar as the "receiver" of change, some member of the
"client system" (Lipplt, Watson, Wesley, 1958) may initiate the process of
change by identifying an aro5 of concern or by sensing a need for change.
Elements of the social interaction and RD&D perspectives are also Included,
however, in both versions of the
model.
The social interaction perspective
exists in the sense that communications between the agent and the client of
change are designed to accommodate individual differences of both the
cognitive and attitudinal variety.
How the individual reacts to the communi-
cation and the extent to which he understands its message are concerns of the
model, expressed In terms of Information proces3ing theory.
The RD&D
perspective is contained In the model Insofar as the process of development
often is required In order to solve a problem.
But in this case development
occurs by or with the client system and the research, development and
diffusion processes are not viewed as temporally sequential, necessarily.
Some Theoretical Properties of the Revised Model
Communication
This model attempts to provide both a conceptual and operational
framework within which change agents and clients can communicate more
effectively.
The premise most basic to the model
occurs as a result of effective communication.
is that planned change
Communication is effective
to the extent that it conveys information to the Intended recipient In a
cognitively meaningful and effectively acceptable manner.
This effectiveness
Is inferred If it results In appropriate actions by that recipient.
Information processing theory Is used to explain effective
communication and assist in predicting the kinds of messages likely to be
successful.
According to such theory meaningful learning of cognitive
content (Ausubel & Robinson, 1968) and/or affective response (McGuire, 1968)
depends upon the consistency of information contained In the new message with
the prior knowledge and attitudes of the recipient.
Existing cognitive and
affective structures (personality structures) are the basis from which the
recipient begins to derive meaning from the "new" message.
A new message
featuring relatively high proportions of information consistent with the
recipients wcisting cognitive and affective structures Is potentially
meaningful and acceptable.
Too much new information will place dysfunctional
pressures for accommodation on the recipient resulting In rejection of the
message and lack of understanding.
Too little now Information is unlikely
6-
to create enough conflict to stimulate the recipient to search for the novel
and perhaps most critical features of the mossage.
Information, as a basis for
141e
Acceptance of the
recipient's actions, Is unlikely if It
appears to have implications which conflict substantially with the recipient's
existing values.
One important task of the change agent, therefore, is to
design communications requiring optimal amounts of assimilation and
accommodation on the part of the client.
A major requirement for successfully
doing this, Is determination of the clients' existing personality structures.
While this is a formidable measurement task, the greater the opportunity the
change agent has to interact directly with his clients, the more likely he
is to be able to both estimate their existing personality structures and
design and modify communications that will be both meaningful and acceptable.
Successive Approximations
in terms of the characteristics of the innovation, this rationale
suggests that complex innovations-and most instructional Innovations tend
to be subjectively complex- must be introduced In such a way that they are
not perceived as too radical by the client or too inconsistent wish What he
presently knows and feels.
A way of doing this is by introducing the change
through a series of successive approximations to the ultimate goal.
For
example, if the initiating change agent's intent Is to alter the mathewtics
program In a county from a fairly traditional treatment of mathematics to a
program based on mastery of essontlai computational skills and their use In
more sophisticated problem solving paradigms, he might introduce the following
series of approximations (from a project the investigators are currently
involved In)
accompanying teacher
-.7-
1. have the present computational program specified as a sequence of
behavioral objectives, some suggested materials and techniques and
example test items.
This approximation contains no new mathematical
content, for the teacher-clients.
It does imply an instructional model
based on precise goal identification and diagnosis.
This model and
the precision begun to be introduced through the objectives Is a
necessary prerequisite for mastery learning strategies to be introduced
subsequently;
2. revise the program based on formative evaluation and add pools of
criterion-referenced test items for each objective.
Add to the revision
also (a) placement tests using criterion-referenced test Items to complete
the measurement prerequisites for introducing mastery learning and
(b) a first approximation to a unit on problem solving;
3. revise the problem solving unit and introduce an experiment In a sub-
sample of schools on mastery learning with a subsample of computational
skills;
4. expand the experimental sample while increasing the instructional
alternatives for each mathematical skill or objective.
Publicize results
and integrate more of the computational skills into the problem solving
unit;
5. Implement ultimate change goal.
A sequence of approximations such as this may perform several
functions essential to effectively introducing a substantial change In a
school system.
First, it spreads the resource requirements over a period
of years, in the above example, approximately 5 years.
Second,
it allows
sufficient time to develop the necessary program tools (e.g., specific
objectives, criterion-referenced test items) to Implement such an innovation.
Third, it provides the system with a working knowledge and substantial data
about the change to be implemented.
Perhaps more important than any of
these functions, however, the Introduction of change in successive
approximations allows the clients' knowledge and attitude to develop from a
relatively unsophisticated level with respect to the ultimate goal of change
to an adequately sophisticated level also In successive approximations.
Under Ideal circumstances, each step in the series of approximations toward
the ultimate change goal should be viewed in the clients' framework as a
stimulating but not radical change.
Under such circumstances the complexity
of the change Increases In direct proportion to the clients' ability to
understand and accept it.
Our data suggests that few complex changes,
perceived by the client as radical, are likely to be adequately Implemented.
Problems that immediately come to mind in response to the procedure
of successive approximations include the amount of time required to operate
in this way and the possibility of draining the clients' energies or
enthusiasm for change by the final approximations in the process, thus never
reaching the ultimate goal.
Time or rate of adoption and Implementation
interacts directly with the degree of implementation.
Proceeding directly
to the ultimate change goal where that goal is complex and expensive, as a
large proportion of educational innovations are, likely results in rapid
adoption 0y a few to a significant degree and a small number more to a lesser
degree.
We would speculate that 60 to 80 percent of the target population Is
normally uninfluenced in any Important way by such procedures.
The model will
suggest ways of increasing rate of adoption and implementation but in most
cases this will not accommodate reductions in the approximations appropriate
to reach the final change goal with a large proportion of the target
population.
- 9"
Spent enthusiasm on thu part of the clients can be minimized when
the procedures for change are byllt, as much as possible, Into the role
requirements and regular working time of the clients.
In part this
necessitates developing a system responsive to and able to accommodate
continual change as needs alter.
We are aware of education systems that
have been able to do this.
From the point of view of the change agent, proceeding in successive
approximations allows the agent to establish credability by initially working
on the immediate, system Identified problems even though he may see more
significant ones himself.
As the agent and client wo6. together their
perceptions of which problems are most significant come closer together.
Eventually, problem-solving may center on the agentst initial diagnosis, if
that diagnosis was accurate.
Sliding Agent-Client Relationships
Another theoretical construct in the model is called the "sliding
agent client relationship."
Such a construct appears to be a useful way of
responding to the role distance which often exists between the person(si
initiating the change and the ultimate clients of change.
In a number of the
projects from which this model was derived, changes were and are being proposed
for an entire system, often involving as many as 50 schools, 1000 teachers
and 30,000 students.
As might be expected, such Initiatives for change
typically emanate from the offices of senior administration with the Intention
of ultimately influencing student performance.
An effective change strategy,
under these circumstances, must operationalize the intent of the initiator
through indirect forms of Intervention, for the most part.
The initiator must,
in other words, work through a network of other people in order to implement
change.
The notion of a sliding agent - client relationship suggests that the
-10-
Initiator of the change views his task as change agent as convincing those
people in the network with whom he has direct contact to act as agents of
change with those they come Into direct contact with.
The intent a; the
agent's communication is to effect a role change from client to agent on
the part of its intended recipients.
agent -----------)client
(initiator)
agent
client
) client
agent
(ultimate client)
Figure
Figure
I
I
...
Sliding client-agent relationships
may be used to illustrate this function if,1 for example,
the Initiator of change Is the superintendent of instruction who wishes to
improve the problem solving competencies of students (ultimate clients) in
his jurisdiction.
association.
His most direct contacts may be principals or a principals'
if such is the case, his task as agent is to convince and prepare
the principals to become agents of change probably with teachers in their
schools.
Similarly tha task of tho principal
Is to convince and prepare the
teachers in his school to become agents of change (increased problem solving
competency) with the ultimate clients, the students.
Recapitulation
Given this theoretical task, the obvious question is what does the
agent have to do to perform it?
agent of change on one's behalf?
Now does one convince a person to become an
A general answer to this question has already
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7.
been given; design the information aboutthe
change so that It is meaningful
and acceptable, first of all by diagnosing
the clients relevant background
personality structures.
In addition, however, it would appear that
the
understanding and conviction of the original agent
can be adequately trans-
mitted to subsequent potential agents by having
them recapitulate significant'
portions of the processes the Initiator went
through in arriving at his
decision to change.
Whereas, this decision-making
process is likely to be
quite time consuming for the initiator,
a planned change strategy Is useful
to the extent that it is able to
compress the time required for this
recapitulatibn process with subsequent
client-agents.
be to compare the initiator's
A useful analogy-would
decision-making process with the discovery
process of a scientist and tho recapitulation
process with the process of
teaching (a role comparable to the agents') and learning
(a role comparable
to the clients') what was discovered and how the
discovery occurred.
What Is being recapitulated alters in subtle
but significantways,
however, the further one moves from the initiator
of thp change toward the
ultimate client.
These changes are attributable to an increase in the
.
...
operational definitions of the change as, in the
case of the example above,
we get closer to the teacher.
The superintendent must characterize the change
In terms that highlight the nole responsibilities
of the principal, the
advantages to the system and the significance of
the change to the school.
The teacher, on the other hand must
characterize the change in terms that
relate specifically to the Student performance
required for classroom
implementation.
At each stage of the planned change process,
therefore, the
eleMents of the change requiring most serious analysis
and emphasis are
those which must be operationallzed for the client
in question to assume the
agent role for a subsequent population of clients.
The other elements of the
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change must be incorporated with less emphasis In order for
the purposes of
the change to bp understood,
in summary, at each stagein the sliding client-
agent relatIOnship, the process of recapitulation must:
I, ensure that the client understands and accepts the goals
the Initiator
A
,Intended the change to achieve;
2, ensure that'the
OieOf *Iderttands and accepts the need for these
goals to be achieved;
3. ehabl0 the Went to communicate (as agent) the above to his clients
In terms operationally appropriate to the tasks Implied
for his clients,
It Is important to stress that where role changes occur with
greatest benefit, the person undergoing the role change Is
provided substantial
support in fulfilling the new role.
Using the previous example, the super--
intendent may communicate to the principals the need for
a change in role from
building administrator to curriculum leader in such
a way that the change is
well understocd and at least partly accepted as desirable.
The principals,
however, cannot ultimately be successful agents of change with
teachers,
Independent of desire, until they also acquire the specialized'skilis
required
for curriculum leadership.
Too often changes fall to materialize as planned
because the agent, in this example,
in the superintendent's role, does not
consider as part of his responsibility the training
needs of his clients In
carrying out their new role.
Screens
A long term general goal of change within the model
may be to
positively influence student achievement, broadly defined.
The intermediate
objectives of the model, as means for achieving that long term
eNd, suggest
-13 --
a middle man Or series of middle men in the change process who act as selective
screens between the primary change agent and the'ultImateclient, the student
(See'FIgUre 2).
Agent
Intermediate Client
Ultimate Client
Initiator of
Screen or
Student
Change
Roc-tor
Figure 2 ... Possible sources of communications modIficatlon
The term "screen
suggests that when a change depends on
communications being relayed through the necessary persons Within a System
for endorseMent or other action, those communications are likely to be altered
throUgh a kind of filtering or screening process.
Part of'the process'
the "leveling" or "sharpening" that each recipient performs ')h the message as
a resull of his own needs-0 peculiar perceptiuns and role responS)billtles.
Such alterations clearly create a different message for subsequent clients
which may be more effective, less effective or unchanged ineffectiveness.
Theoretically, a change strategy ought to be able to capitalize on this
screening process.
This is possible when each recipient of the message Is
encouraged to alter the message prior to Its relay so that (a) it is
potentially more meaningful and acceptable to the next recipient given the
known personality structures of those recipients and (b) the Intent of the
message remains unchanged.
This form of alteration depends on the agent:
carrying out his role training responsibilities with the client to whom he is
communicating.
In this contex,
i
Is possible to define training needs that
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are common to all persons in an agent role (e.g., diagnosing personality
structures, constructing communication on the basis of such diagnosis that
will be meaningful and acceptable, training others to do the same thing)_and
training reeds peculiar to a specific agent role (e.g., curriculum
leadership),
If an agent, intermediate in the communication link, is unable to
alter the message In a manner appropriate for his client, it is likely that
distortion will occur.
This will result In loss of meaning, acceptance
and/or intent.
The more screens there are between the initiator of change and'the
ultimate client, the greater the possibility of distortion.
This would seem
to argue for "grass roots" rather than "top down" change on the grounds that
a curriculum change initiated by a teacher, for example, should.reach the
student in much its intended form.
It should be pointed out, however, that-
potentially the same number of screens exist between the initiator of change
and the ultimate client, for examplelthe student,
the.initiator.
independent of the role of
In the case of the superintendent as initiator, the sources
of distortion of the change before reaching the studv.t may be the principal
and teacher.
These are real screens since alterations In the communication
about change are, in the final analysis, out of the control of the superin..
tendent although he will certainly influence the alterations.
In the case of
the teacher for even the student) as initiator, however, the principal and
the superintendent are also sources of distortion--in this case perceived
screens.
That Is to say, the teacher initiating a change my weigh very
carefully the anticipated opinions of the principal and superintendent and
modify the change accordingly.
In such cases the roles of the principal and
superintendent and their perceived implications for change act as screens
even though the persons of the principal and superintendent may know nothing
of the change.
It is conceivable, furthermore, that these perceived screens
would in some instances result in more distortion than real screens;
Because the ro 6 of authority Is a significant stimulus for
distortion based on perceived screens, a relatively flat bureaucratic
organization would seem an advantage In stimulating Innovation with Integrity.
The Multiplier Effect`
Another theoretical construct In the model concerns the multiplier
effect.
The multiplier effect is basic to many change models and suggeitS
that if change is adopted by a small number of people In the system, its
effects will spread through other parts of the system almost like a virus.
We have been unable to detect this effect In our own experience and suggest
in fact that the differing information needs of people within a syitem create
sub-system loformatIon boundaries that are relatively impermeable.
We suspect that normative muiels of diffusion are logically
inconsistent within the boundaries of a semi-cohesive community like a county
educational Jurisdiction.
Such models usually suggest massive expenditures
of resources on a small, initial group of innovators.
As they innovate,
their effects are purportedly felt ilke a shock wave, emanating in concentric
rings from a central source end requiring less investment in unique Services
the farther one Proceeds from the source.
In many instances, however, the
small, initial adopter group Is also the "high innovator" portion of the
innovation,s target population.
Such groups are not only highly motivated
Intrinsically to. Innovate but typically receive substantial extrinsic
motivation in the form of greater knowledge input, financial support and
positive reinforcements
Subsequent adopters tend to cluster closer to the
"low innovator" end of the adopter continuum suggesting less intrinsic
motivation to change while at the same time receiving less extrinsic
motivation to change.
16 -
Strategies for change which apply diminishing forces tO increasing
resistance are unlikely to be successful.
Strategies which keep the forces
'10hstant or even increase them may also fall
nature of the forces.
however, depending on the
Much of what is known regarding how to effect school
change has resulted from researcn and development efforts which, as pointed
out above, tend to focus on the high Innovator.
to these data.
There are 2 problems related
First, the data may be quite Invalid even for high innovators.
This possibi lity can be: attributed to the uncontrolled nature Of research on
school change in concert with the probability that any "treatment' desIgned
to stimulate adoption among high innovatort,Would have the desired offeCt.
It might be difficult to prevent the detiredeffect:froM occurring,
even assuming the validity of data related to high innovators, there-it no
reason to assume that It is of any value In understanding-the low
needs with respect to change.
nnOvator's
There Is no reason to expect that applying the
same forces or more of the same forces that appear to be productive with the
high innovator is likely to result in adOption by the lower innovator.
We shall briefly mention only two of the implications of this
ditcussion.
First, strategies whiCh4cre to be successful in stimulating
change beyond a small proportion Of the Intended population must contain
specific forces of varying type in accord with the characteristics of each
segment of that population.
It seems probable that many of the high innovators
and early adopters in a system make a change either because change Is
Intrinsically motivating for them, or because, by making a particular change,they will attract favorable attention from those higher In the hierarchy.
For many In a school system, however, the communications about the Innovation
may not generate Intrinsic motivation; moreover, the extrinsic rewards of
relatively late adoption are likely to be very much diluted.
Many so called
diffusion strategies are: in effect non-strategies for the lower Innovating
Portions of the Population, at least In relation to the complexity charac.
terizing most educational
Innovations.
Both the complexity of educational
Innovations and the lack of visibility of b9nefits to the user dictate that,
diffusion In odutatiOh must take place differently from diffusion In some
other areas, like agriculture;- for'eXaMPle
()ner:RossIbility for increasing,
the prOpOrtion of adopters Is to make
use of authority,
to utilize:ooMMUnicatiOtOrom the Uppot roc* of the hierarchy to
create first Indirect, and then, if necessary, fairly direct pressures
leading to adoption.
(From our perspective, "unenlIg4tened" use of authority
results only In SOO-fief& acOviosconce, and is therefOr0 non-productive
from the point of view of implementing change.)
Secondly, estimates of cost to implement meaningful
change In-
schools seem to be based on the wishful thinking inherent In the diffusion
models whiCh they support.
The System's Reward Structure
One of the implications ofithe discussion on moitiplier effects
relates to the use of varied forces fo effeci change with different segments
of the client population.
Some of these forces derive from the reward
structure of the system, In particular from the actions of those with
bureaucratically invested authority
it seems probable that the high ipnovators and early adopters In
a system change either because change Is intrinsically motivating for them,
or because, by making a particular change, they will attract favorable
attention from those In positions of bureaucratic authority.
The "high
Innovators" may be viewed as those who make changes for intrinsic rewards,
4
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sometimes irrespective of either positive or negative extrinsic rewards from
tte system.
The "early adopters" may well be those for whom extrinsic
positive rewards provide a primary impetus for change, conceivably irrespective
of whether the change provides high intrinsic rewards.
For those who change at, an average or slightly below average rate,
most of the positive extrinsic rewards for doing so are missing.
from the poInt'of view of administrators
in fact,
the change may no longer be
perceived as an Innovation but rather as one of implementing "good" practice.,
This group may change when they see that there is an expectation for them
to do so.
:Another group, the late adopters and laggards, comagnder4 pressure
to change and-, to the extent that this pressure Is percetved:tby them, it Is
associated with avoiding negative extrinsic rewards rather than collecting
positive extrinsic rewards.
This suggests, therefore, that an education system, like some other
kinds of systems, has both upper and lower limits Of acceptable rate or type
of change.
Falling above or below these limits, as the high Innovators and
laggards do, creates pressures to move toward the mean.
Most of the available
extrinsic and positive rewards are likely to go to those who operate toward
the upper end of the acceptable range.
In order that the reward structure of the system complement the
changes planned, effective use of bureaucratically Invested authority seems
necessary.
Many so-called diffusion strategies are, in effect, non-strategies
for the lower Innovating portions of the population, partly because there are
neither Intrinsic nor extrinsic, positive or negative, rewards available to
them for changing.
19 -
The following are recommendations, to those in
positions of authority,
as ways of using that authority to implement change
among the middle to low
adopters:
I. Foreshadow the change that will eventually occur.
Although one communication, especially of the written
kind, is
unlikely to make much impact multiple
communications of varying kind suggesting
that change is imminent serve to cumulatively produce
a state of readiness
or awareness without resulting In movement.
Subsequent directional forces of
a more specific type are likely to be effective if this
state of awareness
exists;
2. Distribute some authority among peer
representatives.
When the locus of power or authority creating
pressures for change
is confined, In the perceptions of the Olent, to one source
and when that
source IS a bureaucratically
acceptance is likely.
superior one, suspicion and lack of real
Such lack of acceptance may be masked in the guise
of quick but superficial movement which tends to be
detrimental to the
ultimate goals of change, the client is likely, therefOre
his lack of substantive change.
to rationalize
When the source of authority can be
decentralized, especially among some of the client's
professional peers,
resistance to change and rationalization is psychologically
more difficult;
3. Provide training to clients in coping with
the change prior to the
possible legislation of change.
When change is seen as critical and when some
segment of the client
system does not respond to more participatory methods of
stimulating change,
effective forms of legislation may be called for.
An important preceding
stag, should legislation be necessary, is to provide
the clients with the
opportunity to acquire the necessary skills to implement the
change.
Learning cannot be legislated but anxiety over professional
competence can
be reduced If the client has the opportunity to acquire the
Skills necessary
for imPlemenfationi
nvoke the need for chanje in successive approximations.
This relates to the
preceding step, and to the likelihood of
obtaining recognition of any Inherent values in the change
If each-stekls
sufficiently simple that li can be readily Implemo;nted;
5. Highlight the educational merits of the c4ange.
This step is designed to remove as many of Ihe objective
professionally justified forces against the change as poSsibfe.
Stages:Of The ReVited Model
iiThWteCtion describes the stages In the revised model of school
change.
Proceeding successfully through each stega requires development of
operotional strategies consistent with the iheOretical constructs
already
elabOrated.
The stages have become more concrete, than was the
case In the
original model, the first five operationally elaborating
an original stage
called "Establishing The Climate For Change:"
Also specified are a series
of sub - stages which mediate (often sequentially) completion
of each major
stage.
Three additional features of the model require brief
explanation.
First, there are many different ways of moving through
the model
depending, for example, on the role of the initiator of
change, the kind of
change being introduced, the kind of organization developed,
the specific
features of the strategy generated in stage 5, etc.
Comparative analysis Of
the efficiency of specific routes Involves identification
of common features
and an identification of the effects of areas of difference.
The model con,
-21-
In fact, bh compared to a road map.
One uses tr.rOad map to assess one's
present position, identify ono!$destination:and determine the available
alternative routes that ensure arrival et that destination.
For any given
destination some routes are likely to be more desirable then others (faster
or more scenic) depending on one's purposes.
Part, of the research underlying
the de$lopment of the model. is based on evaluating the relative desirability
of alternative roOtest.whiCh we call strategies.
however
It Is also noteworthy,
that given a road map with a desirable route Indicated, many hazards
remain to be negotiated. Thesenegotiotionsi which we call taCtIcs, are a part
Of the technical OPPrttse (about curric010m development, evaluation, research
design, etc;) experience and lore Involved In each of the projects from which
the model derives.
SOMO of:the strategic but none of:tactical skills are
elaborated In the present:treatment of the model, depending as they do on
particular system, personnel, and innovation characteristics.
Seconds movement through many of the stages is a prOCess of agent
Initiation followed by Client action, then client assumption of the agent
role with redefinition of the client.
This Is the "sliding" agent-client
relationship referred to earlier.
Lastly, Implicit In most of the stages is the possibility of
recycling whenever there is failure to achieve the sub - stages or at least
those considered absolutely critical to the next major stage.
I. Diagnosing the context for change.
(A) Identify current social trends that have Implications for
educational change (e.g., economic uncertainty);
(B) Identify the major Implications for education of these current
social trends (e.g., accountability);
-22-
(C) identify the broadly -based education tools (avallable,or
needed)
HWY to-be of value in relation to these implications
(e.g., precisely defined goals
more tigorOuS evaluation of
instructional outcomes)..
This stage outlines the aCtionsotthe original initiator of the
change who may be an "actor" in any of the roles relating to a school system
(student, teacher, parent, principal, superintendent,
consultant and academic).
trustee,
The proCesS of lOntifIcation common to each
sub7Stage indicates the subjective nature of this stage and implies that_the
original initiator is likely to have critical impact on definition of the
problem and on the range of acceptable procedUreS to be fOlioWed,
2. Developing seminal organizations for change.
(A) Identify and engage people or categories of people PosSeSsIng
the
required tools;
(0) Develop an organizational structure capable ofijytegrating the
skills of these people toward the change mission (0.g., curriculum
coordinators reporting to superintendent);
(C) Relate this organizational structure (e.g., perhaps some form of
disposable organization) to the traditional bureaucratic structure
of the system In a compatible way (e.g., through a superintendent.
of curriculum);
(0) Make known the characteristics and broad goals of the seminal
organizations and procure endorsement;
(E) Accommodate subsequent reasonable suggestions for modification.
(A) Develop a "support" structure
to facilitate the work of the
people
Identified In 2(A) above with programing
and coordinating arms
and functions;
(8) Procure approval for
operation of the support structure
(e.g., from
the trustees);
(C) Communicate the working
organization In a way so as not to
unduly
arouse expectations to all those
coming under Its infiuenCe;
(D) Obtain endorsement and
wiliingness to actively participate
trOM
those coming under its influence
(possible recycle: if this Is ngt
achieved).
Sub-stage (C) IS designed to
begin to create a climate for change
among a larger number of intermediate
clients than has been the
case to this
point. Such communication
should create optimal conflict
or dise40,114rium
among those clients and a subsequent
search for maximizing
benefitsof the
conflict rather than an
escape route.
for example,: if a communication
from
organization announced the formation
of a task force to review
the programs in a particular
subject, that announcement would
create some
disequIlibrlum which could be aimed
In the desired
direction if the
communication also stated that clients
would be making an input to the
review, that existing
programs and program changes were
unlikely to be
rejected, and that the Intent
was to move forward from the
program base
already laid. To the extent
that this Is successful, the
clients of this
stage become agents for the next stage.
If success Is dubious the stage
should be recycled.
Sub-stages (C) and (D) may
occur as part of the tasks
in stage 4, rather than as separate
prior steps.
the seminal
-24-
4.
Defining general problems and goals (The working organizations).
(A) identify the general goals requiring action;
(B) Determine the relationship (or priorities) ao, ng the general
goals;
(C) Communicate the general goals to the client;
(0) Stimmiate and receive c lent reaction;
(E) Revise general goals as requiredpn the basis of client
reaction.
Many of the communications from agent to client in this
stage
are designed, In part, to have the client assume the agent's role
for some
7
subsequent stage.
When this is a purpose, the communication should contain
a review of all of the stages of the model already completed
as specifically
applied to the change in question.
It is unlikely that an agent can be
effective without such understanding but it is unrealistic not to
seek ways
of speeding up the process through which he must
go to acquire that understanding.
This is particularly important when there are a series of
agents
involved In the change.
The identification of goals might be partly based on a needs
assessment using one or more of the methods listed by Sanders d
Cunningham
(1973), for example.
5. Generating a strategy for implementing the general goals with
the client.
(A) Identify means whereby the previous organization can work with
the clients In developing (or choosing), evaluating and
Implementing
necessary changes;
(B) Communicate the strategy to the clients;
(C) Stimulate and receive client reaction;
(D) Revise the strategy as required by client reaction.
-256. Assessing specific needs
with the client.
(A) Identify needs of greatest
concern within previouSly defined
domain; of concern;
(B) Rank these needs.
7. Developing or choosing
solutions to meet identified needs
with the client.
(A) Review already developed
solutions to meet needs ;_
(B) Select, where possible,
a solution compatible
with the resource
constraints (f the client;
OR
Generate a solution.
The term ''solution"
injhis case grey be misleading
in the sense that It Is
clearly only a "first approximatite
solution or
partial solution.
In almost all cases further work is
requtred by the client
10 order to make
the'solution operable in a meaningful
way.:
implementing the Solution with
the Client.
(A) Prepare the cflent
for the initial task of
implementation;
(B)
MeetadditIoneL00040 identified
by:agent.nnd client for implementation
000:00.
9,-,v1alUatig the solution With the client.
(A) Identify **noises in the
solution;
(B) Identify strengths in the
solution;
(C) Identify means whereby
weaknesses can be remediated;
(D) Report evaluation results
to Other potential users
of the solution.
This stage has received much
attention In our own research
and
development activities and continues
to deserve such attention.
Miles (1964),
for example, found in a review
of a number of studies that
educational
innovations were almost never
evaluated on a systematic basis.
10. Revision
(A) Modify the solution In response to evaluation data so as to retain
strengths and minimize weaknesses.
This stage might involve recycling back as far as stage 3.
At
this point it becomes possible aisd to modify the working organization(s)
developed in stage 3, something unlikely to happen prior to stage 10 'Amu)
Of the formal approval required for these working organizations.
The,
formality of such approval dictates against rapid change of what is approved.
II. Assess the climate for change.
I
This stage has been added on the grounds that opening up the system for further change would be an Important goal of the change procest descObed.
Assessments of the climate for change at stages 1 and 11 would provide some
estimate of achievement of this goal and provide direction for subsequent.
changes.
The Model As The Basis Of A Research Methodology
The problems associated with developing a research methodology for
the school change process which will meet rudimentary standards of validity
and reliability are functions of the phenomenon being studied and the position
of the authors In change projects leading to evaluation of the model.
Investigating the process of school change combines both-the-liMitiation on
experimental manipulation inherent In functioning social systems (porhaps
especially schoorsystems) as well as the difficulty of examining a Phenomenon
(change) that by deffniflon does not remain stable even for-short periods.
.111111
1-Thit Sfe-Owis added-at the suggestion of MIchael-FUllan-(0ersbnal
600miouht6016$) -,.
The occupational mandate of the authors, furthermore, requires that they
intervene as participants in the change process.
There must be an awareness
of the role played by characteristic members of the school system as well
as the atypical role of the authors and Its Influence on the actions of others.
In this context it Is important to note that it is "planned" school change
being studied, the authors being one of the planning and planned-In components.
Change may be measured by comparatively examining a phenomenon at
2 or more points in time.
While change of an undefined sort cannot be
prevented, the notion of planned change suggests conscious intervention In
the process for the purpose of altering the direction and/or rate of that
change.
Planned school change dictates a specific sub-set of variables as
appropriate to intervene with.
A model of change assists a research metho-
dology designed to investigate planned school change If it:
(A) provides a rational basis for choosing the points In time most
productive for comparative examination;
(B) defines the critical features of the Intervention plan;
(C) identifies the sub-set of variables through which the intervention
plan primarily acts.
Insofar as the change model performs these functions, it serves not only as
an operational guide to planned schoOl change_but also as a basis for ftirther_
development and elaboration of the model.
It provides, as well, a eystomitl&
framework within which relatively soft eValuation procedgres of the
transactional sort (Ripply, 1973) can be carried out.
The Stage0 and sub - stages of the-mode 0oplOt a complex, ongoing
-process-as a series Of'dleorete_ttepe.
Achievement of these steps' represents
a form of-stablilt9-Wtime (the opOlrife referredrtojr0A) above) open to
analysis.
There are 2major forms of Ineraotionlit-the model.
-28-
The Immediately obvious interaction, between roles and stages, defines the
critical features of the Intervention system referred to In (B) above.
Such
features relate primarily to the role outcomes appropriate for each stage
and include such things as the commitment of teachers to classroom Innovations,
the principal as an agent of change In his school, the superintendent as
facilitator of development.
These role outcomes sometimes change with each
stage and In 'any eases the initiator of change defines the appropriate role
outcomes for a stage by his actions at the outset.
In reality, the
hierarchical social structure of a school system suggests that if the Initiator
is a superintendent
defined.
role outcomes are more likely to be as traditionally
Teachers, for example, might run Into difficulty redefining the
superintendent's role for him, but they could modify It.
A less obvious interaction Is between the roles In the m0001 and
the professional functions through which change effectively manifests itself.
The earlier version of the model identified curriculum development end
evaluation as two examples, although labelling them compcneniv.
Other
examples Include professional development, in-service training, university
training and staff promotion systems.
This Interaction defines the sub-set
of variables through which the intervention system primarily acts ((C) above).
These variables provIde functional structures within which professional role
relationships can be coordinated.
Such coordination is the basis of an
Intervention system for the achievement of clearly defined, sometimes
temporally sequenced steps In the achievement of long range goals for
educational change.
Using the model as a basic framework fora research methodology,
the present tasks are tot
(A)
Develop methods for accurately recording, in project settings, procedures
used to achieve the stages and sub-stages and analyze their relationship
to procedures suggested by the model.
This task requires determining
the network of actions and reactions among people and groups of people
as they make decisions regarding change.
These actions are the
1963) and are best reflected
objective properties of the system (Riley
In some form of observation;
(B)
Develop methods for evaluating the effectiveness of mediating procedures
In achieving the sub-stages of planned change, as suggested by the model.
In this case the primary concern is with perceived knowledge and attitude
change or the subjective properties of the change system--data best
collected through questionln9;
(C)
Develop methois for assessing achle4ement of the terminal goals of
Insofar as these goats
planned change, as suggested by the Modcl.
often relate to student performance our methodology has been reasonably
well explicated elsewhere and can be labelled direct performance
sampling.
Recording and Analyzing Procedures
A means of classifying the behaviors of people or groups of people
as they attempt to define a procedure or means of achieving a sub.stage Is
necessary.
Of the alternatives available, a classificatiOn system that focuses
on the elements of problem solving or ational decision making-Is at:_least
consistent illth Important features of, the model.
Also,- because-the model
relies heavily on Information protessingtheory-inrelation'to the aequialflon
of cognitive skills as well as attitude-change, 0-problem eoli/100:0644(416S-
Itton-IslikelOo-imprOve oontteubt vall0Ify.-
if
being measured'
are Imbedded In a theoretical framework, then certain predicted relations
that Should exist can be assessed (Kerlinger, 1964, p. 507).
The specific behaviors to be classified and recorded are those of
the actors'in the change process designed to be instrumental In the development
of procedures for goal achievement, as defined by the model.
Robinson,
Tickle and arison (1972) offer a classification of behaviors that Is
appropriate.
They define problem solving as consisting of:
. Question or problem identification;:
2. Generation of alternative solutions;
3. Obtairing and evaluating information to decide which alternative gives
the "bestll answer to the question;
4. SYhthesis or adding up this Information;
5. Choosing the best alternative.
A superimposition of this classification system over each sub-stage in the
model reflects the network of actions and reactions among people and groups
of people, the objective properties of the system (or process).
Given the kinds of data to be collected, the classification system
developed and the field setting of the authors' research, observation-of some
sort would appear to be the. most appropriate means of data collection.
While:
we have Just begun touse the recording system outlined in this paper,
formally, In the past we have used observation methodology.- It it-important
now to indicate past observation methodology and analyze Its strengths en4
weaknesses when combined with the newly derived recording system.
This systeM
performs two essential funations of obserVation(RI4If 1963) 'the we-ha4
not_performed weliftO this point.
-It, identifies mOre"Precisely what!la being
Obterved'and'it assigns beheitior-to'categ6r106-Whichi it-fhii 061-ntk-may or
may not be exhauativaeneMOtually'exClUaive.
- 31 -
Much Of our present work is done with and through grOupings of
people with relotiVely well specified funOtions,
These 'Oroupe are often
committees, such as county curriculum committees, and the authors normally
have official membership on these committees.
For the most part, these
committees assume an agent role and may be either the seminal and/or working
The decisions they make effect
organizations In stages 2 and 3 of the model.
large numbers of clients and the process of change Is well reflected, for our:
Direct observation of their
purposes, by their deliberations and actions.
.actions yields primary data about the agents' role 'in the change process,
Because the membership of these committees is often carefully representative
Of client groups, these persons, although often atypical members of the group
they represent, perform In the role of "informants,'' as well, most of them
possessing characteristics considered essential to the good Informant
(peoh, 1960).
In this way they are a suitable secondary source of data
regarding client reaction, although certainly not one to be relied on
exclusively.
Both their-strength and weakness is their functioning as_a
For purposes of the committee
selective, interpretive screen for information,
as a whole, each representative member is Asked, in effect, to bee partitipant observer.
When these people are good observers and through committee
Interaction become good informants, the richhess of the avalleble data
increases and the burden of inference on the CbSerVer, with respect to
client reaction, decreases since many others are alSo engaged' injinferenfial
behavior on-the same data alfhotigh fora sildhtly_different-purpose. One
-proOlem undpr these circumstances-leito record the` data accurately,
_
Leak of
.
a coherent recording syeteMin the -past has Undoubfedly-taqted 9i-to-toMmit
a class of errorliliey-11963)-refers-to as-othe-biased
32
When categories of behavior being obserVed are not well specified, the
aServer Is more likely to selectively expose himSelf to the data In a manner
that changes over time.
This shift In calibration of the observation measure
is a threat to validity that should be at least partly minimized by
Systematic recording categories.
Further, this tendency to shift calibration,
often as a result of increased familiarity with the culture, is minimiziod by
the intimate familiarity now possessed by the authors with some of the cultures
In which they work.
Often (but certainly not always) two MO persons are present at
a given meeting.
One of these observers Is always a committee participant,
in the complete sense of the word, whereas the other may be a passive observer,
Often:ln the role of recording secretary from the committee's point of -view.
While the task of recording Is essentially that of the passive observer, the
record is discussed and modified by both passive and partidipant observers
after each session.
This serves to reduce the burden of inference on the one
passive observer, a large one where molar units of behavior are being observed,
as:they. are here (Riley, 1963, p. 508).
it also should improve reliability,
defined for practical purposes as agreement among observers (Kerlinger, 1964,
.
g17).
H-A further method for increasing reliability and decreasing the
burden of inference is employed.
Each recorded meeting session Is seen as
an event which:
(A)
can be recorded In a relatively objective manner;
(8)
can be partly explained by preceding events;
(C)
leads to fairly obvious short term action;
(D)
may have more profoUndviong term consequences.
For these reasons a-report of a meeting consists of'the-objecflve-record
as-weir as Iiitiiiprottifloitif-its uti i lfy In,reachIng-Ciii-ormsiiliit6 Orals and
----
lotib
Ili I
i=-6nal96-1s-- is -dotia4Irttfi Wt e-
observers at and immediately after each meeting and then by R40 staff
members collectively examining the records of a series of from 4 to 8 meetings.
This collective analysts helps derive both the theoretical and action
implications from the data, in units amenable to easier Integration.
At this point, analysis suggests that the observation techniques
used to date, in combination with the recording syStem developed, attend
reasonably well to the issue of reliability defined either as observer
agreement or In a more fundamentally accurate sense.
It also suggests that
threats to validity caused by too great an interpretive burden being placed:
on the observer are usually minimized. i
llowever
Webb et al
(000,1d1Ctit0
that the visibility of observers may:produce changes in behavior that
diminish both internal and external validity.
visible and can do nothing aboOt It
Clearly the authors are
But the threat to vailditYies a result::
of our visibility may not be disastrous for several reasons.
First, observer
effects erode over time and in all Instances the authors are present long
enough to become a familiar part of the landscape.
Second, reasons for being
there are primarily as actors in the change process rather than observers of
it, from the point of view of most of those being observed.
possible reactive effects.
This reduces
Third, Kerlinger (1964) cites evidence to suggest
that reactive effects are often overrated on the grounds that since people
cannot act in ways they have not learned to act, their observed behavior Is
unlikely to be deceptively abnormal, even Initially.
lastly, in all Circum-
stances where a passive observer is recording, there is a legitimate reason
for her so doing which Is acceptable to those being observed, other thin-for
.
purposes of our - theoretically oriented investigations.
The Robinson et al-(1972) problem solving model can be used as
basis-not-only-for-recording data 66-Ffor'deflhing-the no10 of:R&D
_
ifif
in-
-34-
their interaction with decIsion-makIng groups.
In some instances R41) staff
will have substantive content inputs to make with respect to group deciaienSi
Another Important role, however, Is to ensure that a decision- making group
f011ow an adequate problem solving strategy in arriving at their doeisiOnS.
Even if the authors have nothing to contribute to the content of a dedisiOn
the Robinson et al (1972) model may be used In helping guide the decision -
making process along efficient lines.
Evaluating Procedures For Goal Achievement
the existence of intermediate clients in the model suggests that
the agent, to stimulate optimum use of an ;nnovation, needs to acquire at
least the support of all the intermediate clients and both the support and
understanding of those clients closely involved with implementation.
The
intermediate objectives of the model, therefore, although stated in more
operational language, are concerned with attitude diagnosis (sometimes leading
to attempts at attitude change) and knowledge diagnosis often leading to
knowledge transmission.
As such, evaluating achievement of these intermediate
obJectives involves assessment of the system's subjective properties- -the ideas,
knowledge and attitudes of participants in the change process.
Riley (1963)
identifies questioning as an appropriate method of getting at these subjective
properties.
For our purposes this means formal and Informal questionnaire
and interview data collection.. With the objectives we have for data collection
questioning methodologies may sometimes be of a non-standard variety.
Glaser
and Strauss (1967) suggest that, In the development of grounded theory,
theoretical sampling to saturation Is appropriate.
Where hypotheses are
being generated this Is our methodological direction.
- 35 -
Where established hypotheses are being verified our taste is
to remain with
random sampling in quasi-experimental designs where
posslb:e,
useful for our research purposes,"suct
Although
data will typically be seen by project
participants as formative and transactional evaluation
data and must serve
that purpose, first of all.
Evaluation of the system's subjective properties should
attempt
to determine:
(A) the fact of Intermediate goal attainment including
attitude and
knowledge'modification of Intermediate clients;
(B) the relative contribution or effectiveness of
each of the specific
procedjres employed toward that end;
(C) an explanation of the effectiveness
or lack of effectiveness of
each procedure.
Both (A) and (B) above lend themselves to fairly
diract analysis, the questions
.posed to clients relating closely to specific actions,
recorded through our
observation system, taken by the agents with the
intermediate client.
For
example, objective 5(8) Is "To communicate the strategy
to the clients."
Attainment of this goal could be assessed by sampling
the client population's
knowledge of this communication.
The effectiveness of the procedures for
such communication could be assessed by determining,
from the client
population, the most and least meaningful sources'of
that communication,
The observation record of actions taken_by-agent
groups-toward "the intermediate Clients, thereforei serves as the basis for qUestions'regarding-(A),
and (8).
Explaining the effectiveness of each procedure (C)
requires data
much morOvprocIse than we are able fOLc011idt In 00-research
setting.
-36-
Barring the possibility of collecting such data, explaining consequences
consistently In terms of the same set of theoretical constructs (information
processing) would seem a useful thing to do.
Conclusion
This discUsSton has elaborated the theoretical properties, and
discrete stages of a model iintendedtobe used by those planning to Introduce
it has also outlined how the developers of the
change into a school system,
model are beginning work with It to more precisely formulate general principles
of school change while at the same time providing direct assistance to
practitioners in the Oatut(00 0:0006-specific problems.
Far from being
Incompatible, these two foOl have proven to be highly complementary., On
very few occasions have the data generated for the solution of systs-specific
probl ems required supplement beyond the kinds of unobtrusive observations
made-by the:outhOs:and:007:istettP.
These observations place no added
burden on PersOnnel in the SchOpl system and this Is essential if the authors
are to be optimally useful to and accepted in the system.
This dual focus has, of course, necessitated developing a research
meihodology different from typical experimental methodologies.
However, we
are sympathetic toward the Glaser and Strauss (1967) position with respect
to the purposes of olr research.
For effecting real school change, few
powerful theories or models are available.
Formal:theorles Of social change
and related hypotheses testing tend to describe much of research now applied
--fothe issue of school change.
The development of grounded theory must take
place for-this aspect of Oticational-theory and research to ever be useful:to
.
.
the would-be change agent.
it 16 not Ondugh"to chatacterIze=theprolilem as
one of "knowledge utilization" or "putting theory into practice."
We must
be prepared to admit that existing knowledge and theory is woefully inadequate,
In this area.
Edutation Is a purely practical endeavour; educational change
theory ought to be very directly related to the task of guiding the development
of reliable change strategies.
With a few notable exceptions (e.g., Smith &
Keith-, 1971), educational, researchers tend to avoid the tedious tasks associa-
ted with development ofigrounded theory.
Our field activities and research methodology are Intended to
result in a substantive grounded theory.
Only direct Involvement In helping
to solveMstem,speOlfic problemS will enable this Intention to be realized.
Such involvement, however, places demands on the researcher to acquire skillsoften considered unnecessary for him and certainly frequently not possessed
by him.
These skills include those associated with an effective consultant;
the ability to relate to the practitioner In a manner acceptable to him,
the ability to prlder0-4p0and respect the political pressures within a system,
the ability to develop Ora.tt!c01Y:feasible development and evaluation
methodologies from traditional research methodologies and the ability to
analyze the implicationt for reliability and validity of extremely messy
field research settings In order to understand the meaning of events.
- 38 -
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