What'S Wrong With Character Education?: Michael Davis Illinois Institute of Technology
What'S Wrong With Character Education?: Michael Davis Illinois Institute of Technology
What'S Wrong With Character Education?: Michael Davis Illinois Institute of Technology
Michael Davis
Michael Davis is Senior Fellow at the Center for the Study of Ethics in the Professions and
Professor of Philosophy, Illinois Institute of Technology, Chicago. Among his recent publications
are: Ethics and the University (Routledge, 1999); Profession, Code, and Ethics (Ashgate, 2002);
and (with Andrew Stark) Conflict of Interest in the Professions (Oxford, 2001).
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Abstract
We can distinguish three sorts of "character education": 1) simple moral education (essentially,
practice emphasizing democratic decision-making outside the classroom); and 3) simple character
education (attempting to build character both in and outside of class one trait at a time by emphasize
good behavior). Simple moral education may have a modest effect on character; just-community
education probably has no greater effect, even though it has considerably higher risks and other
costs. But simple moral education suffers from three disadvantages that should lead us to reject it:
empirical (absence of evidence that it does what it claims); conceptual (a conflict between what
good character is and the way simple character education proposes to teach it); and moral (its failure
our schools to teach character education, to teach good values and good citizenship." (Center for
the Advancement of Ethics and Character 2002). He thereby joined the U.S. Department of
Education, many state legislatures, and a long line of authors who have called upon the schools to
cure the moral problems of society (street crime, violence in the schools, drug use, teen
pregnancy, decline in civility, and so on) by molding the character of the next generation.1
Character education seems to have replaced apple pie and motherhood as the best example of
what no one should object to. While we now admit that apple pie may contribute to obesity,
diabetes, and heart disease, and motherhood to overpopulation, character education still seems to
threaten nothing worse than a good character—and who could be against that?
Yet, my title does not ask its question rhetorically. This paper really is about what is wrong
with character education—and, along the way, what is wrong with a certain conception of
character or virtue. My thinking on this subject began twenty months after the President’s speech
when my teenage son returned from his first day of high school. To graduate, he had (he
complained) to do forty hours of volunteer work in an “approved organization”. Long a boy scout
(and before that, a cub scout), he had no objection to volunteer work; he had happily done a good
deal of it over the years. What he objected to was such work being made a condition of
graduation: “How can they require people to volunteer?” I took his complaint to an assistant
principal. Her response was that the volunteer work was a state mandate, that volunteering would
“improve his character, developing in him the habit of public service”, and that he could not get
credit for work already done because “the more the better.” As I carried my son’s complaint up
the administrative hierarchy, I learned that the assistant principal’s reasoning was not an individual
peculiarity. Required volunteering was part of a larger effort at “character education”, one that
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seemed to rest on several fundamental mistakes. My parental concern grew into the critique of an
important movement.
morally good. 2 Character is (supposed to be) a pervasive feature of a person. We read a person's
character as much from what she does at home as from what she does at the office, as much from
what she does in a hurry as from what she does after long deliberation, as much from a word as a
deed. Rough synonyms for "character" so understood are "good character", "moral character",
Character can be analyzed into a set of "traits"—that is, so many narrower dispositions or
character is not simply the sum of such traits. The traits must be organized in a certain way. So,
for example, while everyone would count courage as a trait of good character, courage in an evil
person does not seem to be a good trait. An evil person with courage is morally worse than he
Our evaluation of character traits is so tied to our overall evaluation of character that we
often refuse to describe an evil person's trait by the name proper to the corresponding trait in a
good person. For example, many have described the terrorists who destroyed the World Trade
Center as "cowards" (or their act as "cowardly", this is, characteristic of a coward). The murder
of three thousand innocent people on behalf of a cause that could not excuse even one murder is
certainly morally wrong—but why call those who did it "cowards"? Yes, the terrorists had to
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sneak on board a plane, kill the unarmed pilots, and kill some unarmed passengers (and frighten
the rest) in order to achieve control, but even such stealth and brutality are not necessarily
cowardly. Deception is an art of war; brutality, an aspect of much we regard as courage. The
terrorists were always outnumbered; their only weapons were small box cutters; and what they
did to get control of the planes was the close-up, bloody killing humans find hardest to do. They
were as steadfast in carrying out their orders as Horatius at the bridge was in carrying out his.
Indeed, in at least one respect, they were more steadfast. Horatius only risked death; the
terrorists did what they did certain of it. If we do not regard them as courageous, that can only be
because our evaluation of any character trait, even such an uncontroversial trait as courage,
presupposes that the trait is part of a reasonably good character. Character traits are not so much
character, that is, to make more likely than otherwise that the student will do what she should—
not simply today but for many years to come. The long term—"many years"—is implicit in any
claim to be educating character. By definition, short-term effects are not part of character.
Character is a settled disposition. When someone we thought to have good character goes bad,
we are more likely to cite some pre-existing "flaw" (even if we never noticed it) than to admit that
her character (once flawless) had been "corrupted". Once formed, character endures. In this
respect, character seems to differ from both virtue and integrity; we are much more willing to
"Character education" can be used more broadly to include the attempt of institutions
other than schools to mold character. So, for example, we might speak of the army as engaged in
character education insofar as it teaches recruits obedience to orders, coolness under fire, and
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other military virtues, or of a government as engaged in character education insofar as it
Nonetheless, my subject will not be character education in this broad sense but recent
efforts to introduce "character education" (so called) into schools, especially primary and
secondary schools. We may distinguish three types: simple moral education; just-community
education; and simple character education. These are “ideal-types.” While all are varieties of
“moral education” (as distinguished from simple moral education), they do not exhaust the
category. Moral education might consist of nothing more than familiarizing students with moral
vocabulary or teaching them how to see moral issues in what they read. Such moral education is
not “character education” (as I shall use that term). To be character education, there must be an
explicit claim to mold character, a claim moral education as such does not make.
The point of distinguishing just these three types is that they seem today to play a
predominant role in discussion of character education. The point of treating them as ideal-types
(rather than, say, as statistical nodes) is to emphasize their internal logic. Though, in practice,
character education is often a mix of these three, distinguishing them will allow us to see how
different are the arguments on which they rely—and also how different the factual, conceptual,
What we may call "simple moral education" (or "moral development") resembles
education generally. Its focus is the classroom. It works by increasing student sensitivity to issues
(by, say, pointing out instances where we must choose between discomfort and deception), by
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adding to what students know (such as ways to avoid deception without causing others
discomfort), and by giving students a chance to apply what they know to "problems" (what should
you do if that happened to you?). The preferred method of simple moral education is guided
discussion of problems requiring students to identify issues, develop options, make reasoned
choice among the options, and defend the choices so made. Simple moral education tends to
focus on method (thinking problems through), not on any pre-set conclusion ("stealing is bad"). 6
I have no objection to this type of character education so long as the claims for it are
modest. Insofar as simple moral education improves the character of students, it does so by
enhancing their intellectual resources, especially their knowledge of moral issues, skill at
developing options, and ability to choose on the basis of publicly defensible reasons. The only
character trait it is likely to instill, if it instills any, is moral judgment, a kind of judiciousness.7
A second type of character education attempts to shape student character through a civic
apprenticeship. The school is turned into a "just community" in which (apart from matters of
pedagogy) students and teachers democratically make policy and carry it out. Students are
common good, and so on—by practicing them with the help of their teachers. The virtues are to
be learned as a practical whole, not trait by trait. The classroom is only one locale in which just-
community education goes on, perhaps not even the most important. John Dewey is the patron
saint of this type of character education. As a movement, just-community education is now almost
First, administering a school as a just community seems to require too much of both
teachers and students at a time when too much else is already required. Because democracy is not
Second, letting students decide "for real" means letting them make mistakes, some serious,
perhaps even life threatening.9 Few schools today seem willing to take that risk. For most
Third, advocates of the just community as a means of character education must assume
that experience is the best teacher. But schools exist precisely because they have proved better
than experience at teaching much we want taught. Perhaps half of all formal instruction in the
United States now goes on within businesses—suggesting that, even for practical subjects, those
who pay the bills prefer the classroom to the hard school experience is said to keep. Today many
apprenticeship programs also include a good deal of classroom instruction. To justify the effort
and risk a just community requires, advocates of this type of character education must overcome
what is now a clear presumption in favor of the classroom over "the school of hard knocks".
argument. The argument merely restates the claim that experience is the best teacher. The little
empirical research just-community advocates have produced only shows that the practical
discussions of the just community work much as do the "academic" discussions of simple moral
education.10 We have no evidence that this type of character education works better than simple
moral education, much less that it works so much better that we are justified in ignoring the extra
associated with it do appear in schools, everything from student government in high school to
impromptu discussions in first grade about how to help two members of the class avoid getting
into arguments. What justifies calling these “elements of the just-community approach” are the
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arguments made in their behalf (for example, “participating in student government cultivates
democratic virtues”).
The third type, what I shall call "simple character education", treats character education as
more or less analogous to physical education. Aristotle is said to have summarized the essential
truth behind it: "We become just by the practice of just actions, self-controlled by exercising self-
control, and courageous by performing courageous acts." (See, for example, Wynne 1991, p.
143.) We have only to go through the moral calisthenics to develop the appropriate moral
muscle.
"Moral calisthenics" may include listening to certain stories, repeating certain words (such
as the pledge of allegiance or the school creed), doing a certain amount of required public service,
or obeying strict rules. The emphasis on repetition is often explicit. So, for example, Thomas
[The] bottom line is behavior… Virtues are not mere thoughts but have to develop by
performing virtuous actions. Acting on this principle, character educators seek to help
relatively easy for them to do so and relatively unnatural for them to do the opposite.
Inevitably, the moral calisthenics are said to include repeatedly seeing adults "model" good
conduct. Teachers might, for example, as part of improving the character of their students, be
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asked to "work diligently...[obey] school rules and policies; display goodwill and consideration
toward colleagues, pupils, and parents; ...[be] basically optimistic about their work; and take pride
Simple character education shares with the just-community type a concern to teach
outside the classroom as well as within.12 It differs from the just-community type (and simple
moral education) in its concern to teach character by teaching specific traits. As William Bennett,
If we want our children to possess the traits of character we most admire, we need to
teach them what those traits are and why they deserve both admiration and allegiance.
Children must learn to identify the forms and contents of those traits. (Bennett 1993, p.11)
It is no surprise, then, that Bennett's bestseller, The Book of Virtues, takes up one trait after
another.
A school that adopts simple character education will have a list of "character traits"
("virtues" or "values") to be taught and a program designed to teach them (more or less) one by
Character education holds, as a starting philosophical principle, that there are widely
responsibility, and respect for self and others—that form the basis of good character. A
school committed to character education explicitly names and publicly stands for these
values; promulgates them to all members of the school community; defines them in terms
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of behaviors that can be observed in the life of the school; models these values; studies and
discusses them; uses them as the basis for human relations in the school; celebrates their
manifestations in the school and community; and upholds them by making all school
members accountable to standards of conduct consistent with the core values. (Lickona et
to compensate for the fragmentation of character that the trait-by-trait approach of simple
character education would otherwise produce. The approach is “holistic” only in systematically
subordinating every aspect of school to teaching character. It is the opposite of holistic insofar as
Simple character education is sometimes criticized for being "mere training" rather than
a way of getting students to think or act in certain ways that works (more or less) by repetition
(as in "training one's hair") or by other means that bypass reason—the criticism is accurate but
uninformative. Since simple character education explicitly emphasizes habit, ritual, ceremonies,
strict discipline, and other means of instilling character traits that (more or less) bypass reason,
calling it "training" in this sense is not so much a criticism as a restatement. The question
In two other senses of "training", however, character education certainly is not mere
"narrow" or merely "vocational" while education is broad, a preparation for citizenship or life.
When "mere training" is understood in this way, this criticism of simple character education is
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simply mistaken. There is nothing narrow or merely vocational about simple character education;
it is concerned with preparing students for life, not just for a job. While some of the character
traits on its list may be narrow or vocational ("promptness", for example), the list as a whole
never is.
"Training" may also be distinguished from "education" by its purpose. Education (it might
be said) aims at the student's good while training aims at some good other than the student's. So,
for example, we call what the military does with recruits "training" rather than "education" even
when what is taught is similar in both content and method to a college course; the recruits are
taught for the military's good, not their own. While advocates of simple character education have
much to say about the importance of good character for society, they seem (quite correctly) to
believe that good character is good for the student. They seem to favor teaching character in
primary and secondary schools (in large part at least) for the same reason they favor teaching
subjects like math or writing; the student will benefit (whoever else may benefit as well).
Simple character education nonetheless seems to me open to three criticisms that together
ought to make us avoid it: 1) the empirical (absence of evidence that it works); 2) the conceptual
(a conflict between what good character is and the way simple character education proposes to
teach it); and 3) the moral (its failure to do the right thing for the right reason).
The empirical criticism has two parts. The first is that while all the scientific research
offered in defense of simple character education covers short periods, two or three years at most,
character is (by definition) an enduring feature of the person, a settled disposition, something that
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must exist over more than a small part of one’s life to exist at all.14 Simple character education
has nothing like the decades-long studies done on behalf of simple moral education. (See, for
Simple moral education has those decades-long studies because it can measure success
using a paper-and-pencil test. It can measure success by a paper-and-pencil test because it claims
only to improve moral judgment (and to add to moral knowledge), making no claims about the
overall disposition we call "character". What advocates of simple character education (and
advocates of just-community education) treat as the great weakness of simple moral education, its
modest claim, is in fact a strength, allowing it to develop and carry out a rigorous program of
Because simple character education's claim is much less modest, the research necessary to
support it is far more difficult. We seem to have no way to observe character directly. We must
judge character through acts (and other observable effects), acts sufficiently varied and collected
over a sufficiently long period to constitute a good indication of the underlying disposition.
Perhaps only a miniature social scientist perched on the shoulder of a former student day and
night, year after year, is likely to learn his true character. Only by many such individual long-term
studies, comparing students who had a simple character education against those who had no
formal character education (or one of the other types), could we get the data to confirm, or
disconfirm, the claim that simple character education works. Indeed, insofar as character is (as
some say) "what we do when we think no one is watching", the miniature social scientist might
have to be invisible as well as small (and to be carrying on her observations unethically, that is,
without the consent of the research subject). We can, then, understand why advocates of simple
character education would not want to wait for the empirical research necessary to confirm their
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long-term claim. Simple character education's emphasis on character as a whole makes unlikely
ever having even one respectable long-term study supporting it. That we can understand their
impatience to get on with the program is, of course, no reason to forget that, in effect, they are
The second part of the empirical criticism is that even the short-term research supposedly
supporting simple character education does not support it. For example, Edward Wynne, an
advocate of simple character education who seems to have done much of the research cited in its
Regrettably, the studies provided little information about the formal subject matter
presented to pupils and its potential content. Furthermore, analysis of comparative test
scores was considerably confounded by our inability to separate out and compare students
of like socioeconomic status and to distinguish schools that rigorously adhered to one
conceptual approach. One exploratory study, however, did report favorable statistical
All Wynne claims his data show is a positive correlation between schools that have an "academic
on) and those that have a "pro-character" emphasis (that is, character education of some sort).
He claims no causal relationship even between those two variables. He has no data showing the
effectiveness of simple character education in schools, much less in the lives of students after they
have left school. Wynne's studies are almost a decade old, yet today we have nothing better, no
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widely-accepted scientific study showing the short-term effectiveness of simple character
Schools that undertake simple character education often report better attendance, fewer
fights, and other good effects. Whether these are short-term or long-term effects, whether they
are the effects of simple character education as such or of other changes in program, we do not
know, since the schools do not attempt to sort such variables. But, even if these improvements
could be shown both to be the effect of simple character education as such and to endure many
years, they would still be effects on the school. The overall effect on students is a distinct
question. If, for example, a drop in in-school fights simply meant more fights on the way home,
the overall effect on student welfare might be zero or negative, even after allowing for the
improvement at school. Before simple character education can justly claim any responsibility for
overall benefit to students, it will have to have studies that control for such shifting of trouble (as
social scientists who study policing routinely do). And, having shown such benefit to students, the
advocates of simple character education would still lack evidence of benefit to character.
But—many advocates of simple character education say—we don't need such evidence.
Simple character education has the approval of the ages. There are (to quote Wynne again):
parallels [with] techniques proposed during 3000 years in the Torah, Plato's works, the
Roman Catholic Baltimore Catechism (1943), and the writings of Horace Mann. Cross-
cultural studies in anthropology can supply equivalent insights into how character is
To this omnibus appeal to authority, I have three responses: First, the societies in question
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seem not to have been noticeably better than ours at producing good character. So, their
testimony does not provide an argument for adopting their methods (since ours seem just as
good). Second, even if the societies in question were noticeably better at producing good
character than we are, the question would remain whether their use of simple character education
explains the difference. Those societies also seem to have engaged in simple moral education.
Maybe its use explains whatever success they had. How are we to tell? Third, the societies in
question may have had a different problem of teaching character than we have. They were
change. So, for example, ritual may not be as good a way for us to teach what we have to teach
as it was for them to teach what they had to teach.16 Here the ages speak no more clearly than did
Advocates of simple character education also appeal to their own experience: we can see
that what we do works; we can see that the students are morally better—kinder, more
responsible, and so on. This appeal to personal experience suffers from at least two flaws. First,
what any teacher sees is how students act in the school today, not their character (how the student
will act over the next several decades). Parole boards long struggled to use conduct in prison to
predict what convicts would do in the first five years after they left prison. All such attempts
failed.17 Second, even if teachers kept in contact with students for decades, the resulting
anecdotes would not tell us much. It was on the basis of such anecdotal evidence (and
accompanying theory) that several centuries of physicians routinely bled, leeched, and poisoned
their patients. When, in the nineteenth century, physicians began to do systematic studies of their
“cures”, they discovered that many, indeed, most, were positively harmful. The average patient
was better off going to a homeopath or a Christian Science practitioner than to a physician.
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Centuries of clinical experience were simply wrong. Faith in experience is no substitute for
carefully designed research. (See, for example, Rothstein 1972, pp. 41-61)
What I have said so far seems to put simple character education in empirical limbo. In fact,
its scientific status is a bit worse. There is some research that, though old, is both relevant and
respectable. During the last wave of character education almost three-quarters of a century ago,
two researchers at Yale, Hugh Hartshorne and Mark May, attempted to determine whether the
character education of their day worked. They did by far the largest study of simple character
deceived about the same as children who did not belong. In one organization, length of
membership and rank achieved were positively correlated with deceptiveness. (Pietig
What then are we entitled to conclude from the empirical evidence? Concerning short-
term effects, we can only say that simple character education has either no short-term effect on
character or the wrong one. While having the wrong short-term effect does suggest having the
wrong long-term effect too, we now have nothing more than that suggestion. There is now no
reason to believe that simple character education does what it claims to do. For all we know, it is
a waste of time—or worse. That is the empirical criticism of simple character education.
V. Conceptual criticism
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The guiding idea in simple character education seems to be that there is a direct
connection between what we tell students, let them see, show them, or make them do, and what
they learn. So, for example, Wynne and Ryan 1993, p. 57, say, "Character centers on conduct. It
focuses on the regular display of desirable traits in pupils." Because "ceremonies are an important
means of stressing school values", Wynne also said, "assemblies, daily classroom flag salutes,
awards assemblies, and occasions for 'appreciation' [should be] standard events." (Wynne 1991,
p. 148) They should, that is, because such events are ways to instill those "school values" (and the
corresponding character traits). Similarly, if we want a student to get into the habit of
volunteering, we need only make him volunteer—again and again. Input equals output. In fact,
the relation between conduct and character is not so simple. Let me illustrate with an anecdote
But because I have just criticized anecdotal evidence, I should first explain how what I am
about to do differs from what I just criticized. The anecdotal evidence I criticized was offered in
defense of a general claim (“In character education, input equals output”). The move from
anecdote to general claim is risky, rather like the move from “These swans are white” to “All
swans are white”. My anecdote is not offered to prove a general claim but to throw doubt on such
a claim (by suggesting the complexity of what simple character education treats as simple). Here
(I am in effect saying) is a black swan: what do you think now of your claim that all swans are
white? No more white swans (no other anecdotes) can dispose of the doubt this one black swan
raises.
My elementary school had a daily flag salute. Until I was eleven, I don't recall paying
much attention to it. It was just one of those empty routines the school seemed to have a
weakness for. Then, one day, as the class rose to say the pledge of allegiance, I had a revelation: I
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was about to commit a double sin. To stand before the flag in the attitude of prayer violated the
First Commandment. I was, in effect, worshipping another god. To say "under God", as starting
that day we were supposed to do, violated the Third Commandment. I was using God's name in
vain. Since I did not want to stand out, I stood silent, putting my hand some place that would not
catch anyone's eye and thought about God rather than the flag. And so I continued to stand each
Though the school's daily flag salute was (presumably) intended to teach patriotism, what
I concluded from it was that my school didn't take the Ten Commandments seriously—and that I
A year or so later, I learned from an insert that came with a flag my parents bought that
the pledge of allegiance had been written in 1892—by staff at a children's magazine—and that
saying it in school was an innovation of the early twentieth century. I then began to wonder what
the point of saluting the flag could be when the republic had survived for more than a century
without it. What had worshipping a piece of cloth to do with love of country? If character
consists of the enduring marks experience cuts into the soul (as etymology suggests), then
saluting the flag may have shaped my character, so marking me that I became a philosopher.
What it didn't do was make me patriotic (the character trait presumably aimed at); indeed, it got in
Do I then think that Aristotle was mistaken about how character develops? No, what I
think is that we do not understand Aristotle’s claim about character development well enough to
decide whether he is mistaken. The claim looks empirical. But an empirical claim for which
Aristotle remains the main authority must be very odd. By now we should have better evidence
than Aristotle had, especially given the many people who seem to accept the claim as a basic truth
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of moral education. That is one reason to think we do not understand Aristotle’s claim. Here is
another: if we treat it as empirical, we can easily identify evidence against it. Consider, for
example, those many soldiers who, having courageously endured days or weeks of bombardment,
"break". Thereafter, they cannot endure even the noises the rest of us hardly notice. They are
continually in a panic. It is as if practice had used up their courage instead of increasing it (much
as firing a weapon wears it out instead of increasing its strength). For such reasons as these, I
think we need to refine Aristotle’s claim about how character develops before we can say whether
it is false—or true.
The truth of Aristotle's claim is, however, beside the point. All we need conclude here is
something I think Aristotle (and Dewey) would accept: simple character education has an overly
simple conception of what practicing character is. We do not develop character by merely
repeating certain behaviors even if we can develop muscle that way. The analogy with calisthenics
is misleading. 19
So, I am pretty sure Aristotle would not have advised a teacher, upon noticing my silence,
to force me to salute the flag. I could not have been taught patriotism by being made to repeat the
outward acts that people generally consider patriotic. The just act is not the act that looks like
what a just person would do but the act arising from the principles a just person would consider.
Self-control is not inaction in response to desire but acting on a reasonable evaluation that the
desire in question should not be satisfied at all or at least should not be satisfied at the time in the
way open. Courage is not responding to danger without showing fear; it is acting against fear for
the right reasons. And so on. Character is not a set of "traits" or independent habits but, if it is
anything, a generalized tendency to deliberate in a certain way (at length when there is time,
Love of country should not lead us to serve our country when it asks us to do wrong. A person
of good character does not commit murder, even for love of country. Love of country
unrestrained by moral judgment is a sort of fanaticism (the proper name of which is "nationalism",
"jingoism", or "chauvinism"), a vice, not a virtue. Rather than Stephen Decatur's ambiguous toast
of 1816: “Our country! In her intercourse with foreign nations, may she always be right; but our
country, right or wrong”, I prefer Carl Schurz's less-often quoted speech in the United States
Senate (1872): “Our country, right or wrong! When right, to be kept right; when wrong, to be
put right.” While I doubt that Captain Decatur would have disagreed with General Schurz,
If traits of character have this common moral core, then—even in the primary grades—
teaching character should include something more than "instilling habits". We cannot count on the
behavior we teach (or, at least, think we are teaching) being the behavior learned. We certainly
cannot count on what we teach being generalized in the way we would wish or applied as we
would expect in novel situations unless we help students understand how to think through novel
situations.20 If Bennett meant what he said when he described character education as, in effect,
show-and-tell about one trait after another, he misunderstood the enterprise. Simple character
education rests on a simple conceptual error. Dividing the teaching of character into the teaching
of individual traits ("behaviors") divides the traits from character, reducing them, in effect, to
morally neutral qualities of personality. In this respect, simple character education is not character
That brings me to the third criticism of simple character education, that it is morally
flawed because it does not do the right thing for the right reason (and so, may sometimes do the
wrong thing). I regard this as the most serious criticism of all. Let me begin with "modeling". By
that term, I do not mean just any use of example, say, pointing out cunning or courage in the
Iliad. I do not even mean pointing out one’s own conduct to illustrate some point about good (or
bad) conduct. These are not examples of modeling (as I want to use that term here) but of
exhibiting already existing examples. By “modeling” I mean teaching by deliberate example, that
Simple character education says that teachers should teach various character traits in part
at least by modeling them both in their individual practice and in the operation of the school.
Teachers should, for example, treat students (and each other) with respect because so treating
them is modeling the appropriate character trait. Treating students with respect is a means to an
end; one acts in that way in order to teach respect. This means-end reasoning implies that, if the
modeling were shown to have no effect on the development of the students' character, teachers
would no longer have enough reason to treat students with respect. This implication follows from
the way the means-end reasoning is used. That students deserve to be treated with respect just
because they are what they are could not be reason enough to treat them with respect—or,
presumably, teachers (being morally decent people) would not need teaching character as a reason
to do the act; they would have been doing it all along (with good and sufficient reason). The call
"modeling" to merely calling attention (before, during, or after the act) to the fact that one will be,
24
is, or has just been behaving properly, the kind of framing or highlighting that constitutes much of
teaching. Such framing of good conduct is exhibiting (or "celebrating") rather than "modeling". If
“modeling” means anything, it must mean acting better (or at least differently) than one would
otherwise because being seen so to act is part of improving the character of students. Simple
character education is a movement for change in education, not an explanation of what teachers
The moral mistake in this should now be obvious. Teachers should not teach students to
treat others with respect because treating others with respect is useful (a means to some external
end); they should teach students to treat others with respect because the respect is deserved. But,
if teachers treat students as if they do not in fact deserve the respect the teachers are showing
them, the teachers are not exhibiting what they want to exhibit (treating others with the respect);
they are exhibiting something else, something morally bad—how to dissemble respect when
dissembling it is useful. Treating with respect cannot be modeled because—unlike, say, “good
intention or motive that cannot be staged. Hence, for this trait at least, teaching good character by
modeling is impossible.
Much the same is true of most of the traits simple character education undertakes to teach.
Because "modeling" stresses appearance (“behavior” rather than reasoning), it does not easily lend
itself to teaching the judgment necessary for good character. Indeed, insofar as learning to appear
what one is not is (off stage) learning to be a hypocrite, attempting to teach character by modeling
the appropriate behavior would seem to be teaching hypocrisy, just the opposite of what
advocates of simple character education intend.22 Of course, teachers, especially in the primary
grades, do a good deal of exaggeration and pretending; the classroom is cousin to the stage. But
25
pointing out that kinship to defend against the charge of teaching hypocrisy amounts to pleading
that one was, in effect, only teaching play-acting. Only the appearance of the trait remains.
Teachers generally “frame” their exaggeration and pretence, that is, alert students by facial
expression, tone of voice, or even express warning that what is about to happen, is happening, or
just has happened is staged for their benefit. A teacher doing simple character education might
frame her conduct in that way, but such a frame would still drain the conduct of the trait it was to
illustrate. She would not be teaching hypocrisy, since she would not be dissembling, but she would
still fail to exhibit the trait in action. She cannot exhibit the trait unless she is being herself. “On
stage”, she can only imitate it—or, rather, its effects. Whether imitating its effects can instill the
trait is an empirical question about which I remain agnostic. My point now is conceptual: In
general, imitating the effects of a certain trait is not, and cannot be, exhibiting them (or
exemplifying the trait). Since modeling is (supposed to be) teaching by deliberately created
example, imitation is not modeling. Teachers who alert their students that they are merely
character education’s own input-output theory) is a severe criticism, but it is not the moral
criticism that concerns me. If, to continue our example, teachers treat students with respect only
(or primarily) in order to show students what the character trait is (as simple character education
seems to say they should), they are not treating students with respect for the right reason—and
so, not treating them with respect at all. The teachers are merely "going through the motions". In
the morally appropriate sense, they are treating students with a profound disrespect. That, it
Character education has been offered as a reason for doing many things that should be
26
done anyway, everything from writing clear disciplinary rules to stopping children from running in
the halls. I am not against any of the good things as such. What I am against is confusion about
the reasons for doing them. Part of teaching character, insofar as it can be taught by example,
must be acting as a person of good character would act. Part of acting as a person of good
character would act is acting for the right reasons. Teaching character is never (as such) the right
reason to do what morality requires already; that it is morally required is. Insofar as simple
Advocates of simple character education might respond that they are not advocating
Of course, one should show students respect for the right reasons, but one can show that respect
both because the students deserve it and because showing respect will teach them good character.
We can have more than enough reason to do an act. We can model respect.
While I admit that a teacher can treat students with respect because they deserve it while
supposing that what she is doing is also teaching good character, I deny that this admission can
save modeling from the criticism just made. One's reasons for treating a student with respect
cannot be over-determined in the way one's reasons for throwing a stone can be. The "two birds"
of simple character education are not independent in the way two ordinary birds are. The
modeling (or rather exhibiting) of (true) respect presupposes that the respect is shown for the
right reason. Behavior is not enough. Unless the second "bird" is irrelevant to throwing the stone
at the first, one cannot hit the first (and so, cannot hit the second either). Simple character
education must either give up modeling (deliberating trying to display the trait) as a method or
give up the claim for a simple correspondence between what is displayed and what is learned.
Modeling seems too central to simple character education, or at least to its rhetoric, for its
27
advocates to give it up. But, if they do not give up modeling, they will have to give up the claim,
equally central, that a student will (generally) only learn a specific trait from seeing it in conduct
(whether in actual conduct, fictional conduct, or historical reports). Advocates of simple character
education will have to develop a much more complicated view, one allowing good character to be
I have pointed out several ways in which simple character education seems to come into
conflict with respect for persons. This conflict is not a mere point of theory. It has serious
the everything-in sense). The school itself, and everyone in it, is supposed to model the canonical
character traits. Such "holism" easily drifts into "totalitarianism" as every aspect of school life is
subordinated to the grand vision and both administrators and teachers come to think of
themselves as (in the words of Josef Stalin) "engineers of the human soul". Simple character
education certainly seems to tempt decent people to do what they would otherwise regard as
wrong. For example, a number of the handbooks on best practice advise schools to develop ways
to "catch students doing something right". (Murphy 1998, p. 142) This "catching" may be
anything from annual ceremonies formally awarding students who have shown extraordinary
kindness or good citizenship during the year to a mere "teachable moment", for example, pointing
to little Susie when she is spotted helping Trevor open the cloakroom door. What empirical
evidence we have suggests that giving formal awards for good deeds tends to focus children on
the (extrinsic) award, not the (intrinsic) reason for the good deed, over time reducing the
likelihood of similar good deeds. Simple character education's moral confusion (its emphasis on
name of character education. If she is a shy child, she may respond to the sudden attention with
embarrassment, her face reddening as she realizes that she has been "caught". Advocates of
simple character education may try to excuse the school with the old saw, "we must be cruel to be
kind". But, given what we know about children, we do not have even that excuse.
Embarrassment is, if anything, an incentive—for both Susie and at least some of her classmates—
to discontinue the conduct in question. Catching Susie in a good deed is unredeemed cruelty.
Or consider my son again. After three and a half years of postponing the “required
volunteering”, he did what he had to do to graduate, serving as one of the school’s math tutors.
He did the work without pay and well, thereby satisfying the requirement, but he did no volunteer
work. While he “displayed” the appropriate conduct, what he experienced was a deprivation of
liberty. The tutoring was no more voluntary than a detention. Since we have no research showing
that those forty hours of forced labor should improve his character, we have yet another example
of the unredeemed cruelty to which simple character education seems to lead. Or, rather, we
would have that had my son not learned something important from the experience, perhaps
enough to redeem it: adults in general, and large organizations in particular, are capable of great
stupidity. If the school wanted him to volunteer for something, it should have politely explained
why it needed him. That is how one should recruit volunteers. And that was how the school got
VII. Conclusion
I would therefore make three recommendations for schools doing character education
29
(and, indeed, any sort of moral education):
1. Do the right thing for the right reason. For example, school rules should be clear not
because clarity is necessary to "teach school values" (although it may be necessary for that) but
because students, teachers, and parents are entitled to have the rules in a form easy to follow.
Because other considerations often have moral priority, we must recognize, as neither the just
community nor simple character education does, that character education cannot be the umbrella
under which all, or even most, school activities are to come. Much that goes on in school is
2. Be modest. Claim no more for character education than the evidence justifies. If there
is one character trait that schools should exhibit, it is respect for truth. That is so whether or not
3. Be careful. Because doing good tends to blind us to doing wrong, schools should not
institute any specific "character-building" practice unless there is both a) considerable reliable
scientific evidence that it works and b) a sustained evaluation of the harm it might do. Care does
not rule out experimentation. But care does mean that experiments in schools (“pilot programs”)
should be undertaken with at least as much precaution, monitoring, and follow-up as internal
review boards in universities (IRBs) routinely impose on any research involving human subjects.
Whenever schools lack sufficient evidence to know the effect an educational program will have on
students, the program is an experiment; the students are, in effect, research subjects. Any such
experiment should have a set duration, a limited application, and a design likely to produce
reliable, informative data important enough to compensate for what the experiment replaces.
There should be no risk of harm (that is, no risk beyond what is unavoidable in an ordinary
school). Standards for permissible research should be especially strict if the subjects cannot
30
consent, either because they are too young or because their participation is not voluntary.
education. That is in part because simple character education, however mixed with other types,
remains defined by its grand claim to mold character, using methods for which it does not have,
and is unlikely ever to have, empirical justification. Simple character education also stands
condemned because its emphasis on appearance seems to doom it not only to doing the right
things for the wrong reason but also to doing many things that are just morally wrong. But, most
important, simple character education stands condemned because the same lack of empirical
justification that makes its grand claims immodest make any program of simple character
education an experiment on human subjects too young to consent and (in most public schools) in
a poor position to refuse. As an experiment, no program of simple character education can pass
believe that any program of simple character education will ever be able to produce reliable,
At this point, advocates of simple character education may respond that students in high
school differ developmentally from pupils in elementary school and that, even in elementary
school, the upper grades differ developmentally from the lower. From this they might conclude
that, while my critique may have some force for relatively mature students (such as my son), it
totally misunderstands the lower grades. Young children cannot be reached by reason (the primary
mode of instruction in simple moral education). They need a strong hand, a clear direction,
repetition, role models, and so on. They need to be told what is right and what is wrong. However
inappropriate simple character education may be for high school, it is the only workable type of
almost everyone in moral education today. But developmental differences give simple character
character education has no more evidence that it improves the character of young children than it
has that it improves the character of older children. Young children subject to those methods are
therefore as much research subjects as the older ones are (as long as the methods are defended as
experiment in which school children are involuntary subjects, we are, I think, likely to say that the
youngest children, being the most vulnerable, are the least appropriate subjects of simple character
not do the same for either simple moral education or just-community education. Neither simple
moral education nor the just community recommends doing the right thing for the wrong reason.
Each can be defended without immodest claims. Each can be undertaken in ways no longer
experimental. The two are not even necessarily rivals. Because simple moral education operates
(primarily) through academic discussion and the just-community approach (in its modest form)
through practical discussions, the two approaches can co-exist. Yet, the just-community approach
(even so modified) does face one obstacle that simple moral education does not. While academic
discussion is generally free of unusual risk, the practical discussions of the just community may
not be. The just-community approach can be justified only when its practical discussions either a)
can be shown to be more or less risk free or b) can offer something to character that neither
simple moral education nor a risk-free version of its practical discussions can.
Those who now advocate, administer, or teach in simple character education programs
32
may respond that these recommendations are appropriate when a program is under consideration
for adoption but not once it is in place. Existing programs should not be subject to the searching
examination proper for new programs. Existence has its privileges. To this last defense of simple
First, I acknowledge that existing programs long in place deserve the benefit of the doubt.
They should not be discontinued without good reason (great age providing a weak epistemic
warrant). But the programs we are talking about have not been in place for a long time, that is,
for centuries or even decades. Few are even a decade old. They do not deserve the benefit of the
Second, the programs in question are not that firmly in place even now. There must be
constant effort to keep teachers from sliding into simple moral education, value clarification, the
just-community approach, or doing nothing about moral education. The mixture of type that has
defeated attempts by Wynne and others to study even the short-term effects of simple character
education may in part be the byproduct of teachers trying simple character education and not
Third, the history of education is in part the history of fads. One characteristic of a fad is
that practice gets well ahead of research. When the research arrives with bad news about
effectiveness, the fad ends. That happened to moral education early in the twentieth century.
Everything seems in place for it to happen again early in the twenty-first—with this difference:
Early in the twentieth century, we had nothing that we knew worked. This time around, we do
have something that we know works, the probing academic discussions of simple moral education
(and the just community's practical equivalent). But, if we fail to distinguish between what we
know and what we do not, there is a good chance that what we know works will be thrown out
33
with what the public learns does not. We will enter another period when schools are officially
silent about morality. That, I think, is a disaster we can avoid if, but only if, we apply the three
recommendations I have made to existing programs as well as to new ones. There is never a bad
Work on this paper began during my tenure as Visiting Fellow at the Center for Applied
Philosophy and Public Ethics, Charles Sturt University, Canberra, Australia, July 1-August 10,
2001. The first version was presented as the Lincoln Visiting Scholar Lecture, Lincoln Center for
Applied Ethics, Arizona State University, Tempe, October 6, 2001; a second version was
presented to the Humanities Colloquium, Illinois Institute of Technology, November 30, 2001; a
third, at an Ethics Lecture of the Program in Ethics in Education and Community, University of
South Florida, St. Petersburg, February 6, 2002; and a fourth, at the Annual Meeting of the
Association for Practical and Profession Ethics, Cincinnati, Ohio, March 1, 2002. I should like to
thank all those present, as well as Elliot Cohen, Randall Curren, Michael Pritchard, Don Scheid,
and three of this journal’s anonymous reviewers, for suggesting many of the improvements made
Berkowitz (1998b); Dalton and Watson (1997); DeRoche and Williams (1998); Gough (1998); Koehler
and Royer (2001); Nash (1997); Ryan and Bohlin (1999); and Wiley (1998).
2
. This definition emphasizes conduct rather than emotion or feeling not only because that is what
“character education” advocates emphasize but because conduct seems to have an epistemic priority
over emotion or feeling: we are unlikely to think someone to have a good character if her conduct is not
good. We are likely to become suspicious of the authenticity of the feelings of someone who, having all
the right feelings, acts badly. Equally, we are likely to count as having a good character someone who
always acts well even if she admits to all the wrong feelings (though here too we are likely to be
suspicious of the feelings). The right emotions and feelings, insofar as necessary for good character,
seem to be necessary as part of the mechanism (the disposition) by which humans move to action. A
3
. While I expected that most discussions of character education would begin with a definition of
"character", I found few that did--except among critics. What I have found instead, and even this not
often, is either a) a brief etymology of "character" (from the Greek word for "mark") or b) a definition
of "character education" that seems to equate it with its methods or to conflate it with "values
education" and "moral education". Character education does not seem to be a subject that invites
clarity. Nor am I the first critic to notice the rarity of definition. See, for example, Berkowitz (1998a).
4
. That character is not modular would explain both why the list of good character traits varies so
much from one school district to the next and why no list seems complete. Because character does not
consist of traits, it cannot be defined by any list of traits. What the unity of character does not explain is
why people sometimes move so quickly from a single bad act (destroying the World Trade Center) to a
character judgment ("cowards"). After all, we sometimes refuse to make such an inference, dismissing
the bad act as "out of character". The bad act does not reflect the person's character at all; it is a sort of
moral accident. The expression "out of character" seems to have a theatrical origin. To act "out of
character" is to ignore the script (the words, gestures, and so on assigned to a particular "character"). Is
character like a script (a certain set of "marks" constituting a character, a role)? If the bad act is part of
the script, the act is "in character"; if not in the script, "out of character"? The character-script analogy
is suggestive. But among its suggestions are some hard questions: If we have no access to the script
itself, how do we tell the difference between an act revealing bad character and one merely out of
character? Is character more like a theory (an inference from what the actor does to what the script must
be)? How then do we tell the difference between acts hanging together without an underlying disposition
(a play without a script) and one hanging together because of an underlying disposition?
5
See, for example, Bennett and Delattre (1979). The various approaches are so mixed and muted
there that no one interested in moral education is likely to find much, if anything, to disagree with. We
6
. There are at least three differences between what I am calling "simple moral education" and what
used to be called "values clarification": a) values clarification fails to distinguish clearly between simply
being clear about what one believes and critically examining one's beliefs; b) values clarification made
the rhetorical mistake of using the language of moral relativism to defend its method; and c), in
consequence, its practitioners tended to discourage the clash of opinion in class (encouraging mere
awareness of differences in opinion instead). What made values clarification attractive to educators in
the liberal 1970s doomed it in the conservative 1980s. That its method was unlikely to aid moral
education may improve character generally without instilling any particular trait (depending on what gets
counted as a trait). Second, simple character education may improve a particular trait (such as moral
judgment) but not instill it, since it was there already, in its unimproved form. Third (and most likely),
the endurance of the trait may depend to a large extend on the life awaiting the student after graduation.
The wrong social conditions may cause the trait to become inactive, to atrophy, and eventually to
disappear, assuring that (whatever the trait was) it did not become a trait of his character. Insofar as I
do character education at the college level, I do a modest form of simple moral education (and hope the
future does not undo what I have done). See, for example, Davis (1999).
8
. Perhaps the main exception to this claim is the recent return in popularity of the honor system
(or honor code). Honor systems are, however, still largely restricted to colleges and not all that common
even there; they also do not seem to be part of any larger just-community movement in education.
9
. Consider a just-community school that let the students decide whether their outing would be
subject to a "no drugs or guns" rule. This example comes from Wynne (1991), p. 142. While crediting
the New York Times for it, Wynne gives no date or page reference.
10
. See, for example, Wasserman (1980); or Lickona and Paradise (1980). Recent work on “care”
seems to divide into a) an analogue or modification of the just community (“the caring community”) or
b) an aspect of simple character education (where “caring” is treated as one character trait among
others). See, for example, Noddings (2002), which seems to me to belong to the “caring community”
approach. Indeed, the book downplays “character” enough to count as part of general moral education
(rather than character education of any sort). The connection of her work to Dewey’s is, of course,
explicit—and, though he had little to say about caring, it is hard to find much he should object to.
11
. Wynne’s views have not changed. See, for example, Wynne (1997). Compare Lickona et al
(1997), p. 29: “Schools committed to character education look at themselves through a moral lens and
see how virtually everything that goes on in a school effects the values and character of students. An
intentional and proactive approach plans deliberate ways to develop character, rather than simply
waiting for opportunities to occur. A comprehensive approach uses all aspects of schooling—the
teacher's example, the discipline policy, the academic curriculum (including the drug, alcohol, and sex
education curriculum), the instructional process, the assessment of learning, the management of the
school environment, relationships with parents, and so on—as opportunities for character development.
‘Stand alone’ character education programs can be useful first steps or helpful elements of an ongoing
effort but must not be considered a substitute for a holistic approach that integrates character
12
. This claim is a bit misleading. Different advocates of simple character education seem to
emphasize quite different methods. Some, such as William Bennett, seem to have nothing more
interesting in mind than getting up in front of a class and telling students about, say, what was wrong
with Achilles sulking in his tent. Bennett expects to shape character by improving "moral literacy"
(understood more or less as knowledge of morally-relevant literature). But most advocates seem more
interested in the general organization of the school. Compare Bennett (1991) with Wynne (1991).
Much of what Bennett and Wynne recommend might also be done as part of (what I have called) simple
moral education. But, for our purposes, what is important is not the overlap between the methods but
13
Some defenders of character education are quite explicit about downgrading the role of reason.
See, for example, Duncan (1997), p. 120: “my contention is that the best aspects of the movement can
be found in the move away from rationality and in particular, in the emphasis of narrative, community,
and activity.”
14
. There is, of course, a problem of degree: how long is long enough? Since we are inclined to be
charitable, we will doubtless agree that someone who dies after seeming to exhibit a certain character
trait over a few months or weeks had the trait. But if that person does not die, but ceases to exhibit the
trait after a few weeks, months, or even years (without some disaster unhinging him), we would, I think,
deny that he ever had it. Whether we should persevere in denying that he ever had it depends on
whether we think we have another (independent) way to establish the underlying disposition. My
15
. See, for example, Lickona (1991), pp. 28-30, a section entitled "What the Research Shows". It
has only two footnotes. One refers to a 1980 paper on using the Holocaust in moral education. The
other, a 1989 paper, describes "The Child Development Project". Neither paper was published in a peer-
reviewed journal (meaning there is reason to doubt its research). Neither is cited in later works on
character education (meaning that even simple character education advocates were not impressed). In
any case, the papers seem to support simple moral or just-community education, not simple character
education. That seems to be the pattern (where any research is cited at all). Much of the evidence
offered for simple character education is simply evidence that the simple moral education component of
character education works. For a recent example of this misuse of evidence, see Murphy (1998), pp.
181-201. Compare Bebeau et al (1999), p. 20: "the character education agenda appears to have little
research capability in place to find out what works with whom under what circumstances...the research
16
. Does the character-script analogy explain the emphasis of simple character education on
repeated display of certain behaviors? Perhaps. "Practice makes perfect" sounds like good advice for
actors. How else would one learn one's lines for a play? But the character-script analogy also suggests a
criticism of simple character education corresponding to my third response to its advocates' appeal to
authority: we are not characters in someone else's play. We must live (more or less) ex tempore. Any
conception of education that seeks to teach a script for life (to hardwire certain conduct) seems radically
17
See, for example, Martinson (1979). Especially edifying is the long list of reforms that seemed to
18
Since I wrote this, a three-judge panel of the Ninth Circuit of the United States Court of Appeals
surprised almost everyone by declaring “under God” in the pledge a violation of the First Amendment.
See Newdow v. U.S. Congress (June 26, 2002). But (I am sorry to report) they did not take into account
19
We may, of course, be able to save the calisthenics analogy from this counter-example by refining
it. After all, there is in calisthenics the concept of “over-training” that corresponds roughly to the
soldier’s “breaking” under prolonged bombardment. Such refinements in the analogy will, however, save
the analogy only by moving it away from what Aristotle actually said, forcing a re-examination of the
methods simple character education actually uses. Advocates of simple character would, for example,
have to consider how they would know when they had reached the point of “over-training”. When is
20
. For a good example of how simple moral education might be done with relatively young
children, see Pritchard (2000). I have talked to several elementary school teachers, including one
teacher of kindergarten, who do much the same thing.
21
. I am far from the first to make either the empirical or the conceptual criticism. For a good early
example of both, see Pritchard (1988). Yet these criticisms remain unanswered (and generally not cited).
Why? One possibility is that the advocates of simple character education think the criticism misses an
obvious (Aristotelian) point, that is, that good character is part of what constitutes a good life. By
showing how individual character traits contribute to a good life, not as means only but as part of its
substance, they should make the traits more attractive, inclining students to try to do the right thing.
While this abstract argument is valid as far as it goes, it does not address either objection. The empirical
argument is that, as a matter of fact, the method produces no (significant) result—even though, in
theory, it should. The conceptual argument is that the traits cannot be described as part of a good life
without including moral judgment in the description. Without good moral judgment, one cannot live the
22
. For people who claim to draw on the wisdom of the ages, the advocates of modeling seem
surprisingly indifferent to some well-known advice on this point from one of the obvious models: See
Matthew 6: 5-6, "And when thou prayest, thou shalt not be as the hypocrites are: for they love to pray
standing in the synagogues and the corners of the streets, that they may be seen of men.... But when
thou prayest, enter into thy closet..." The risk of emphasizing (external) behavior over conduct-guided-
by-the-right-reasons is an old theme in most religions. It is also a theme in many classrooms: remember
.
23
I am not claiming that students cannot benefit from required unpaid work in volunteer
organizations. For a student without experience of such organizations, a few hours of work in one may
impart important information about what the organizations do and how to participate, breaking down
the wall of ignorance that kept the student from volunteering years ago. But such an effect is on intellect
(knowledge), not character as such. It is rather like what one learns from experiments in a chemistry,
physics, or biology lab. An argument based on the importance of familiarizing students with certain
institutions would not be open to the criticism I have made here, even if students with previous
experience of such organizations were required to do what would benefit only those who lacked the
experience. Refusing to grant exceptions for those with previous experience might be defended by, say,
24
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