IV. Documents Received Into Evidence at The Hearing
IV. Documents Received Into Evidence at The Hearing
IV. Documents Received Into Evidence at The Hearing
JEAN M. SAVANYU
CLERK
Pursuant to Article VI, Section 22, of the Constitution of the State of New
York, Article 2-A of the Judiciary Law, and Part 530 of the Rules of Practice of the Court
of Appeals, enclosed please find three copies of a Determination and related documents
of the State Commission on Judicial Conduct in the matter involving the Honorable
Robert M. Restaino, a Judge of the Niagara Falls City Court, Niagara County. Judge
Restaino's home address is .
Jean M. Savanyu
Enclosures
BY HAND
November 15,2007
CONFIDENTlj\~
Chief Judge Kaye has requested today, November 15, 2007, that I initiate
notification and ~ervice on Judge Robert M. Restaino by certified mail, return receipt
requested, in accordance with judiciary Law, section 44, subdivision 7. That has been
done and I enclose a copy of Chief Judge Kaye's notification letter to Judge Robert M.
Restaino.
~fi1.~
Stuart M. Cohen
JAC:ai
Enclosure
CONFIDENTI]\~L
* * * * * '*
If the commission has determined
that 0 judge be removed or retired,
and if the judge accepts such de
termination or fails to request a
review thereof by the court of ap
pealE, th~ court of appeals shall
thereupon order hiB removal or re
tirement in accordance with the
findinge of the commission. 11
Certified MaiJ.
November 21,2007
COl\TFIDENTIAL
Chief Judge Kaye has requested today, November 21, 2007, that I initiate
notification and service on Judge Robert M. Restaino by certified mail, return receipt
. requested, in accordance with Judiciary Law, section 44, subdivision 7. That has been
done and I enclose a copy of Chief Judge Kaye's notification letter to Judge Robert M.
Restaino.
JAC:ai
Enclosure
CONFIDENTIAL
* * * * * *
If the commission has determined
that a judge be ~emoved or retired,
and if the judge accepts such de
termination or fails to ~equest a
review thereof by the court of ap
peals, the court of appeals shall
thereupon order his removal or re
tirement in accordance with the
findings of the commission. II
very~~our. I
Judith S. Kaye
Certified Mail
~~~W.od
~~~~
~1t1.~
Stuart M. Cohen
SSD:ai
enc.
i:-.- ------------------1.
!
to:
1. Article Addressed
. D. rs_erv address different from item 11 0 Yes
If YES,. enter delivery address below: 0 No
;"68.
Stu'art M'.:Jx'",
Clerk of tb. C'
NYS Court of A'
20 Eagle Str~, '"
Albany, NY 122
NOU-27-2007 11:40 P.01/03
CONFIDENTIALITY NOTICE
FROM: ~Q<b- ~_
SENDER'S VOiCE TELEPHONE NUMBER: (518) 455- ~......._g.. .~3~
.. .....
~ftf.~
Stuart M. Cohen
SSD:ai
enc.
co: Chief Judge Judith S. Kaye
Hon. Raoul Lionel Felder·
Han, Ann Pfau
P.03/03
NOV-27-2007 11:40
a'z,
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S[NUlJ'.: CO/UI'I.( TF l"f'US '~F(: TJ()N
·:~~"~t~~~~=·=~~.~~~~~~~~~
C ~.~..~ 0 ExIftU MaD
t. . .:. C~ [J Atrtum Aeceipt for Merd1andlse
C. Jna&nd Mal [] C.O.D.
. . . . . . . .- . . . . . . . . . - _• • • •_ _ _ , \ . · _ - _ · _ . _ - • •1••
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TOTAL P.03
~ft1.~
Stuart M. Cohen
JAC:ai
61 BROADWAY
212-809-0566 212-809-3664
TELEPHONE FACSIMILE ROBERT H. TEMBECKJIAN
JEAN M. SAVANYU
CLERK OF THE COMMISSION ADMINISTRATOR & COUNSEL
www.scjc.state.ny.us
December 3,2007
20 Eagle Street
The Commission has asked me to reply to your letter dated Noverrlber 29,
2007, concerning the Court's motion relative to the suspension of the Honorable Robert
M. Restaino and your invitation therein for the Conlmission to file its views, if any, with
respect thereto0
Robert H. Tembeckjian
Stuart M. Cohen
JAC:ai
Enclosure
Robert M. Restaino from the office of the Niagara Falls City Court,
-is
Stuart M. Cohen
Clerk of the Court
STATE OF NEW YORK
COURT OF APPEALS
================
=========
o R D E R
=========
CONFIDENTIALITY NOTICE
DATE: 11/1108
I I
TO:
FROM:
EXPLANATION:
J8N-17-2008 10:47 P.02/02
CONNORS & VILARDO., LLP
LAw OFFICES
COURT OF APPEALS
20 Eagle Street
Albany, New York 12207-1095
Dear Mr . Cohen:
Sincerely,
Please allow this letter to confirm that on behalf of petitioner, Hon. Robert
M. Restaino, we have requested and received an extension of time to file the
necessary papers for review of the Determination of the State Commission on
Judicial Conduct dated November 13, 2007. Our papers must now be filed on or
before January 29, 2008. We appreciate the Court's courtesy in this regard.
Sincerely,
<trnurt nf Appeals
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
Page
-11-
TABLE OF CONTENTS - Continued
Page
-111-
TABLE OF CONTENTS - Continued
Page
CONCLUSION ................................................... 59
-IV-
TABLE OF AUTHORITIES
Page
Cases:
Matter of Duckman, 92 N.Y.2d 141, 677 N.Y.S.2d 248 (1998) ........... 45, 46
Matter of Kelso, 61 N.Y.2d 82, 471 N.Y.S.2d 839 (1984) ............... 33, 46
Matter of Watson, 100 N.Y.2d 290, 763 N.Y.S.2d 219 (2003) ........... 45, 46
-v-
TABLE OF AUTHORITIES - Continued
Page
Other Authorities:
-VI-
TABLE OF AUTHORITIES - Continued
Page
-Vll-
TABLE OF AUTHORITIES - Continued
Page
-Vlll-
PRELIMINARY STATEMENT
Matter of Spector, 47 N.Y.2d 462, 475, 418 N.Y.S.2d 565, 558 (1979)
(J. Fuchsberg, dissenting).
When a cell phone or other electronic device went off and the owner of the device
advised "collective punishment" and sanctioned all the defendants in his Domestic
recognized that his actions were wrong, and he ordered all the defendants released.
-1-
The question before this Court is not whether Judge Restaino is guilty
the ultimate punishment for his actions. Because this Court has said repeatedly
inappropriate here.
never before engaged in any conduct even remotely similar to what occurred.
Indeed, the undisputed evidence at the hearing was that Judge Restaino's character
psychiatrist who treated him after the event, on March 11, 2005, Judge Restaino
did something that he would not have done in his "wildest dreams."
caseload in his own court, while also volunteering to help alleviate the crushing
caseloads of other local courts. At home, his marriage deteriorated under the
weight of a past traumatic loss, and mounting marital strain. Judge Restaino's
response to all of his problems was to "bury" himself in more work. According to
-2-
the psychiatrist and psychologist who testified at the hearing, these stressors were
exacerbated and became "unbearable" because of Judge Restaino 's regular service
in the Domestic Violence Court. The stress of serving in that court, and dealing
over and over with issues similar to his own marital strife, caused him to react in
Restaino have opined that his overreaction will not be repeated. Now that Judge
Restaino is aware of the stressors and how they affected him, he will be on guard
not to let this recur. More importantly, Judge Restaino has taken a step that the
stigma of anxiety and depression prevent many professionals from taking: he has
sought professional help for his problem. Judge Restaino's new insight, combined
with his professional counseling, have caused his treating psychiatrist to opine that
behavior; they have not excused it, nor can they. But they have done one thing
more: they have made it clear that it will not be repeated. Because removal is
-3-
QUESTION PRESENTED
-4-
STATEMENT OF FACTS
Robert Restaino was born in 1959 and raised in the City of Niagara
Falls in Western New York. Record on Review ("R.") at 670, 1271. His father,
Antonio, was an employee of the City of Niagara Falls and is now retired.
Judge Restaino has an older brother, Anthony, who is currently the Commissioner
younger brother and sister. R. at 671. When he was growing up, Judge
Restaino's family was of modest means and lived in one of the City's public
knit and loving. R. at 979-80. To this day, the Restaino siblings enjoy a close
the strong, solid marriage of his parents, who have been together for over 50 years.
R. at 712. His parents were his role models, and one of his life goals was to
Judge Restaino was raised in the Roman Catholic faith, and he still
attends Mass every day, usually with his mother. R. at 712. He attended a
-5-
Catholic grammar school and high school. R. at 672. He was elected student
undecided about his future plans. His older brother Anthony had attended law
school but left after only one year. R. at 673. His brother's experience and the
fact that there had never been a lawyer in the family left Judge Restaino with
doubts about whether he could "make it" in law school. R. at 673. He set his
mind to it, however, and in 1982 he entered the University at Buffalo Law School.
R. at 673-74. He graduated in 1985, and he was admitted to the New York Bar in
1986. R. at 674.
After admission to the bar, Judge Restaino began the private practice
of law. R. at 675. He had a general practice, handling criminal, family court and
in Niagara Falls City Court, Niagara County Court and Supreme Court.
-6-
R. at 676. Witnesses at the hearing who knew Judge Restaino as a practicing
attorney -- including police officers, court clerks, other attorneys, and judges --
respectful and represented his clients professionally and zealously. R. at 144, 213,
225, 237, 538, 663. He was known as a "champion" of his clients' rights.
R. at 478.
in Niagara Falls, both in the legal community and in the wider community.
Board of Trustees of Niagara Catholic High School, his alma mater. R. at 545,
Public Library, and he has served on the Library Board. R. at 554-55, 563-64,
702-03.
families and children, especially those facing the type of economic disadvantages
-7-
for the Community Mission in Niagara Falls, a not-for-profit agency that provides
also served on the Board of Directors of the Boys & Girls Club of Niagara Falls,
which provides recreational activities for children who, for reasons including
the Boards of Directors for the Music School of Niagara and the Defranco Public
Niagara Falls Housing Authority's Wall of Fame, which identifies individuals who
grew up in the City's public housing projects but nonetheless have obtained a
provides real-life examples for the current residents of the public housing projects,
showing them that with hard work they too can rise above their present
-8-
Career on the Bench:
Restaino to a part-time position on the Niagara Falls City Court. Later that same
year, Judge Restaino was elected to a six-year term as a City Court Judge.
Family Court matters to avoid any conflict with his City Court duties. R. at 678.
In 2001, Judge Restaino was elected to a ten-year term as a full-time City Court
Judge. R. at 678-79.
Indeed, due to the ever-increasing caseload, the Chief Judge of the court
full-time judges. R. at 509, 523. Each of those judges has between 400 and 475
120 cases on a normal day. R. at 679-80. From the time Judge Restaino assumed
the bench through October 2006, the Niagara Falls City Court disposed of over a
-9-
Judge Restaino proved himself to be a valuable asset to the Niagara
Falls City Court. He was known for being prompt and efficient in handling his
busy calendar. R. at 162, 193, 517, 679, 715. He always made himself available
to assist the other judges with their responsibilities. R. at 524. According to the
Court's Chief Judge, Hon. Mark Anthony Violante, Judge Restaino never turned
down any request for assistance. R. at 524. He also helped institute new practices
and procedures, particularly in restructuring the civil calendar based upon his
addition to his regular calendar as a Niagara Falls City Court Judge. He accepted
appointments as Acting Niagara County Court Judge and Acting Niagara County
Family Court Judge. R. at 602, 697. These assignments helped to handle the
of the Eighth Judicial District appointed Judge Restaino to assist with these
As an Acting County Court Judge, Judge Restaino handled D and E level felonies.
-10-
Supervision matters, and other Family Court matters. R. at 694-95. Judge
Restaino also was appointed Acting Judge of the Buffalo City Court to help with
While carrying out his duties as a Niagara Falls City Court City Court
Judge and the additional duties as an Acting Judge in three neighboring courts,
Judge Restaino has always met the "standards and goals" for his cases established
by the New York State Office of Court Administration. R. at 524, 596, 695.
Judge Restaino has been a member of the New York State City Court
Restaino has contributed to the effectiveness of the Association and has served
Restaino's impeccable reputation among the Niagara County bench, bar and
caseloads. R. at 527, 540-41, 547, 558, 566, 581, 587-88, 603-04, 666, 759.
-11-
Participation in the Creation of the Niagara Falls Domestic Violence Court:
Niagara Falls City Court designed to address the root causes of recurrent violence
undertaken by the Niagara Falls City Court in response to the request of Hon.
solving" court. R. at 151, 515. The program is intended to address the underlying
problems that lead to violent crimes against family members and other loved ones.
to improve their lives so that they can, in tum, improve their interpersonal
screened following arrest and their first appearance on domestic violence charges.
R. at 96, 152, 683-84. Many of these individuals have had bail set at the time of
typically include drug and alcohol abuse counseling and anger management.
At first, participants are required to report every week. Once a participant has
demonstrated commitment to and compliance with the program, the court may
permit him or her to appear less frequently. The standard period of participation
-13-
If a participant in the Domestic Violence Court fails to comply with
R. at 154-55. Among the sanctions the court can impose is a brief period of
imprisonment, which the court imposes by setting or raising bail on the underlying
more defendants to be sanctioned in this manner and taken into custody for non-
help set up the Domestic Violence Court of the Niagara Falls City Court and to
preside over it when it began taking cases. R. at 510, 513, 680-81. Chief Judge
Violante selected Judge Restaino because of his high opinion of Judge Restaino.
R. at 514-15. The Chief Judge lmew that Judge Restaino was experienced in both
2
Close judicial monitoring of the defendant's conduct, and the swift
and immediate imposition of sanctions by the judge for improper
behavior, are considered necessary features of problem-solving
courts, including domestic violence courts. See Center for Court
Innovation, Planning a Domestic Violence Court: The New York
Experience at 6 (2004), available at http://www.courtinnovation.org/
index.cfm; New York State Commission on Drugs and the Courts,
Confronting the Cycle of Addiction and Recidivism, at 3 8 (June
2000), available at http://www.courts.state.ny.us/reports/
addictionrecidivism.shtml.
-14-
domestic violence matters and problem-solving models. R. at 514-15. Chief
Judge Violante also believed that Judge Restaino had a special interest in assisting
families and was uniquely qualified to set up and run the part. R. at 514-15. For
eight years, Judge Restaino presided over the Domestic Violence Part, earning the
praise of Chief Judge Violante and others for his dedicated, confident and
During the time Judge Restaino presided over the Domestic Violence
Court, there were typically between 60 and 70 participants who attended the
weekly court sessions. R. at 155, 715. Judge Restaino conducted those sessions
692. The ATONE Program was a specialized part within the Domestic Violence
Court. Id. As part of this innovative program, young adult defendants were
removed from the adult calendar, and their matters were handled separately. The
-15-
young defendant, were required to appear for the calendar with their parents or
Through the input of these participants, Judge Restaino could familiarize himself
with all aspects of each defendant's life and tailor an approach to each defendant's
Judge Restaino regularly traveled to the local high school to visit the young
The ATONE Program was a great success story. R. at 521, 693. The
intended to expand the program throughout the Eighth Judicial District. R. at 520.
respected judge known for his good temperament, the undisputed testimony at the
criminal cases and handled 100 to 120 cases on a daily basis. R. at 679-80. He
heard between 300 to 500 cases each and every week. R. at 714. During a 10-year
-16-
period, he disposed of approximately 90,000 cases. R. at 511-12. He accepted
assignments as an acting judge in other courts in Niagara County and Erie County
to help with the "crushing" caseloads in those courts. R. at 602, 697. Indeed, he
never turned down any request for assistance. R. at 524. He also spent time trying
to improve the courts, and he initiated innovative new programs that would benefit
his home life. Judge Restaino had always yearned for the type of marriage his
parents enjoyed -- a close, supportive and loving relationship. But in recent years,
he found himself and his wife growing quite detached from one another.
R. at 705, 990-91. In Judge Restaino's words, things had become "quite distant"
between them. R. at 705. Mrs. Restaino seemed to withdraw, and their ability to
share and communicate became less and less. R. at 706. The two had virtually no
several occasions, Judge Restaino asked his wife to go to marriage counseling, but
she refused. R. at 708. Divorce was not an option for Judge Restaino because of
-17-
Unfortunately, Judge Restaino did not seek out any help or assistance
in dealing with his slowly deteriorating marriage. R. at 706, 709, 991-92. Instead,
he tried to deal with the problems by losing himself at work: "It has always been
my, when confronted with sorts of problems, just to work. I would bury myself
into work. I would try to work harder to occupy my mind, occupy my time, and
give me, an avenue other than thinking about those things that are troubling me."
R. at 709. With stress at work and stress at home, he had nowhere to go for
respite.
frustrating for him in light of his work in the Niagara County Family Court and the
Domestic Violence Part of the Niagara Falls City Court. In those courts, the Judge
considered it part of his job to help the parties solve their domestic problems.
R. at 707. But he was unable to solve his own problems, and that added to his
courts and helping the litigants to resolve their own issues, he would go to a home
that suddenly struck him as "an empty place for me." R. at 709-09.
Judge Restaino after the events in March 2005, the stress on Judge Restaino was
exacerbated by the fact that his children were approaching adulthood and soon
-18-
would be leaving for college and graduate school. R. at 467-69. Dr.
testified that the imminent future of an empty nest caused the grief from the
stillbirth of Judge and Mrs. Restaino's third child many years before to resurface.
with her grief over the loss of this child and had never been able to bring herself
to visit the graveyard. R. at 467. Dr. opined that these family situations
combined to "raise[] the stress level again beyond the bearable point."
R. at 468-69.
The facts regarding the events of March 11, 2005 have never been in
dispute. Virtually all the events occurred on the record in court, and the transcript
all the factual allegations in the formal written complaint. R. at 43. Likewise,
Judge Restaino did not dispute the findings of the Referee (see R. at 1511-13 ), and
he does not dispute the 27 individually numbered findings of fact made by the
-19-
approximately one hour of the session, at approximately 10:00 a.m., a cell phone
or other electronic device rang in the seated gallery of the courtroom. R. at 99,
All visitors to Niagara Falls City Court are advised in several ways
that cell phones and electronic devices are to be turned off before entering court.
Court security officers at the entrances to the court building warn everyone
entering the building to tum off their cell phones. R. at 195, 223, 642, 725-26.
Officers standing at the entrance to the courtroom itself similarly warn people
entering the courtroom to tum off their electronic devices. R. at 195. A printed
sign outside each of the courtrooms, including the courtroom in question, advises
those entering the courtroom to make sure that their cell phones are turned off.
R. at 223.
his request, but no one in the courtroom accepted responsibility for the device.
courtroom that he would reinstate the bail of each defendant and would remand
-20-
When none of the defendants took responsibility for the disturbance,
Judge Restaino left the bench and took a recess for a few minutes. R. at 101, 106,
166, 730, 843. In his absence, the defendants in the courtroom spoke amongst
Restaino returned, he asked the court officers whether the device had been located,
calling the case of each defendant -- including 11 defendants whose cases had
been called prior to the interruption of the electronic device. See generally
knowledge of the device. Id. After each defendant denied having the device or
knowing who had it, Judge Restaino "sanctioned" each defendant by reinstating or
raising bail, and he remanded them into custody. R. at 728. In total, Judge
had bail on account with the court or were able to post new bail and were therefore
defendants could not post bail and were committed to the custody of the Niagara
County Sheriff. Id. These defendants were transported -- in handcuffs and leg
-21-
shackles, as per the policy of the Sheriffs Office -- from the Niagara Falls City
a juvenile detention facility in Erie County. R. at 790. During the tour, Judge
Restaino reflected on his conduct and realized that he had made a gross error in
could be made to release any of the defendants still in custody. 3 Because he does
not own a cell phone, Judge Restaino asked the person giving the tour ifhe could
use a phone in a conference room. He called the Chief Clerk of the Niagara Falls
City Court and instructed that all necessary resources be assembled to accomplish
the release of the defendants. R. at 790-91. Judge Restaino returned from the tour
and, as soon as the court staff assembled the necessary files and personnel, he
3
In its Determination, the Commission comments that Judge Restaino
did not take any steps to arrange for the defendants' release until
learning from a court clerk that the press had inquired into his actions.
R. at 12. In a concurring opinion, one of the Commissioners goes
further, alleging that Judge Restaino realized his error only "when" he
learned the press was interested. R. at 22. Judge Restaino testified,
however, that he realized the error of his action and decided to effect
the release of all the defendants before he spoke to the court clerk.
No evidence contradicting this assertion was introduced, nor did the
Commission exercise its right to call the court clerk as a rebuttal
witness.
-22-
ordered the release of the 14 individuals still in custody. Release orders were
faxed to the jail at approximately 4:50 p.m. By approximately 6:00 p.m., all the
defendants who had been transported to the jail were released from custody.
On Monday, March 14, 2005 -- the very next business day after the
substance abuse. Judge Restaino testified that he decided to call the program after
reflecting on his conduct of March 11, 2005, and recognizing that "there is
obviously something that I wasn't dealing with correctly and I know what was
that he had received regarding the Lawyers Assistance Program, consulted the
mailing, and saw that services were available to lawyers and judges suffering from
"stress." R. at 792-93. He called the number on the mailing, and was put in touch
with Mr. Ray Lopez, the Program Director. Mr. Lopez asked Judge Restaino
about the nature of his problem, and Judge Restaino explained what had happened
-23-
the previous Friday. R. at 793. Mr. Lopez referred Judge Restaino to psychologist
University of New York at Buffalo. R. at 461-62. Over the years, Dr. has
seen many patients referred by the Lawyers Assistance Program. Due to that
relationship, Dr. has treated numerous attorneys and judges facing various
Judge Restaino met with Dr. for the first time on March 18,
2005, one week after the March 11 incident. R. at 463, 475, 794, 1274-75. Dr.
stress. R. at 1274.
therapy sessions with him. R. at 465, 467, 794-95, 1274-75. Dr. explored
Judge Restaino's professional and personal life, focusing particularly upon the
-24-
R. at 467, 1274-75. He identified a past trauma to the Restainos as a factor
blessed with a son and a daughter, a third child -- a daughter whom they had
of grief -- Mrs. Restaino had never been able to visit their daughter's grave
R. at 1274-75.
-25-
credentialed physician who has extensive experience in medical-legal issues.
R. at 387-93.
ultimately seeing Dr. approximately 13 times between May 2005 and the
agreed with Dr. that the Judge's marital situation was a severe
stressor that played a role in bringing about the Judge's aberrant behavior on
-26-
R. at 402-03. Dr. characterized the cell phone interruption in the
R. at 409-10.
Judge Restaino 's marital stress found expression in the Domestic Violence Part
because "marital strife is the sum and substance of that part." R. at 407.
has been very helpful to him individually and to his relationship with his
wife. He and Mrs. Restaino have gained greater insight into the problems
affecting their relationship. Further, the Judge has greater insight into how
stresses in his personal life can affect him on the job. As the Judge explained:
I suspect there are a lot of people who feel this way, you
lmow you deal with, everyone deals with tension and
stress and those types of things and often it isn't the first
course to go see a therapist or a psychologist, or a
psychiatrist or a physician to talk about your problems
and as I said to you earlier, my method of addressing it
was simply to work harder, to take my problems and
bury them under a workload that would divert my
attention from the problem and clearly I wasn't making
the problem go away. In my discussions with Dr.
-27-
that's one of the things that I was talking about
earlier when I said to you I made some, it's helped me
personally as well as helped me in my marriage and that
he has, first of all talking to Dr. helped me
recognize that it's not a bad thing to talk with
professionals about these issues. It is as appropriate as
any other problem that you go to a physician about, and
Dr. as well has given me --- that sense and that
advice.
R. at 797.
specifically testified that given the counseling treatment, Judge Restaino is not at
all the factual allegations. R. at 45-46. The Commission designated Hon. Edgar
conclusions of law. R. at 45. The hearing was held over three days in November
2006. Though Judge Restaino had admitted the factual allegations of the written
complaint, and though there was an actual transcript of the proceedings at issue,
-28-
the Commission's attorney called 10 witnesses to testify about the events of March
11, 2005.
Numerous character witnesses also testified, including the Chief Judge of the
Niagara Falls City Court; the Supervising Judge of the Criminal Courts for the
Eighth Judicial District; the Supervising Judge of Domestic Violence Courts in the
Even one of the defendants whom Judge Restaino remanded into custody on
misconduct, expressed remorse, and explained the steps he had taken through
He found that the allegations of the formal written complaint had been proven. Id.
mitigation:
-29-
The judge testified at length during the proceeding and
expressed remorse for his conduct, which appeared to be
sincere. Following this incident, [Judge Restaino]
sought treatment from psychologist ,
and psychiatrist , both of whom testified
as to their treatment of [Judge Restaino] and their
opinion that something of this nature would not likely
reoccur. Both have impressive credentials and gave
persuasive testimony. The testimony also indicated that
[Judge Restaino] had been an efficient and competent
judge outside of this incident and is well-regarded in the
community.
R. at 1512.
R. at 1641-1715.
sustaining the charges and concluding that Judge Restaino violated§§ 101.1,
sufficient sanction. R. at 24-31. The Chair found that Judge Restaino's conduct
"was a total aberration from his character and demeanor as a judge for 11 years
(and previously as public defender for 10 years) .... " R. at 24-25. The Chair felt,
-30-
after careful consideration of the matter, that censure was the more appropriate
remedy:
R. at 30-31.
determination. R. at 3.
-31-
ARGUMENT
matters. The scope of this Court's review in judicial conduct matters "is broader
386, 391, 446 N.Y.S.2d 3, 6 (1981) (citation omitted). Under the provisions of the
New York Constitution and Judiciary Law that govern such reviews:
Matter of Quinn, 54 N.Y.2d at 391, 446 N.Y.S.2d at 6-7 (1981) (citation omitted).
Indeed, this Court is specifically "vested not only with the authority to review the
Commission's findings of fact and conclusions of law, but also to determine the
-32-
appropriate sanctions for the misconduct found and to impose a less or more
severe sanction." Matter of Sims, 61 N.Y.2d 349, 353, 474 N.Y.S.2d 270, 272
(1984). "In passing on the sanction to be imposed against a judge found to have
engaged in misconduct, this Court is presented with one of the rare occasions
when it may review findings of fact and determine of its own accord what penalty
shall be imposed against a party." Matter of Kelso, 61 N.Y.2d 82, 86-87, 471
-33-
II. IN DETERMINING THE APPROPRIATE SANCTION, THIS
COURT SHOULD CONSIDER THE EVIDENCE THAT THE
MISCONDUCT WAS THE RESULT OF PSYCHOLOGICAL
STRESSORS, WHICH HAVE BEEN ADDRESSED BY PETITIONER.
has already been conceded. But this Court should indeed be interested in why this
aberrational conduct occurred because the answer to that question can help guide
did, nor does it exonerate him from blame. But it does provide insight into how a
well-respected jurist with such a remarkable and exemplary past could make such
an uncharacteristic mistake. And that insight should enable this Court to better
evaluate the misconduct in light of Judge Restaino's prior service and to determine
testimony, observing that judges are "obliged" to set aside all personal problems
before entering the courtroom. But that approach is tantamount to holding judges
-34-
beginning of this brief. And it judges jurists less fairly than others, exactly what
consideration.
criminal law, family law and personal injury, the legal system takes psychological
field of forensic psychiatry -- deals with how law and psychiatry fit together.
Ironically, the legal profession has only recently come to accept the
undeniable fact that its own members are affected by psychological issues.
Despite evidence that the legal profession experiences one of the highest rates of
depression and stress (see William W. Eaton, Occupations and the Prevalence of
p. 1079 (1990)), the fear of a negative stigma has prevented lawyers from seeking
professional help. See Dan Lukasik, Depression in the Legal Profession: Let's
-35-
Help, Lawyers Assistance Trust News, Vol. 6, No. 3, at 8 (Summer 2007),
available at http://www.nylat.org/publications/newsletters/documents/
Opening Up About Depression, Wall Street Journal, Dec. 13, 2007, at Dl,
html. But that seems to be changing in recent years. Thanks to the leadership of
the court system and bar associations, there is increased awareness of the
psychological problems that lawyers may face. See Robert A. Stein, Help is
Available: The ABA Has Made Great Strides in Reaching Out to Lawyers in
Need, ABA Journal, June 2005, at 64. In the past few years, the State's Lawyer
Assistance Programs have seen the number of calls relating to depression, stress,
anxiety and burnout "increase dramatically." New York State Lawyer Assistance
http://www.nylat.org/publications/annualreports/documents/LATAnnual
Report2006. pdf.
system has played an important role in bringing about a change in attitude towards
-36-
facing discipline has resulted in a fairer system which actually encourages
experienced by judges are the same as, if not greater than, those suffered by
Judges J. 20 (Fall, 2006). The New York State Bar Association recently created a
its Lawyer's Assistance Program. The program offers help to judges suffering
from depression and stress. See New York State Bar Association, Judge's
psychological stressors are particularly severe for those judges who work in high
volume courts and who deal with stressful cases, such as domestic violence
matters. See Peter G. Jaffe, et al., Vicarious Trauma in Judges: The Personal
Challenge of Dispensing Justice, 54 Juv. & Family Ct. Journal 1 (2003); see also
-37-
Research also has shown that judges and attorneys who work in
domestic violence courts can experience a range of reactions to their high stress,
high workload settings. See Jaffe, supra; Levin, supra. Mental health
Caring Too Little, Caring Too Much: Competence and the Family Law Attorney,
75 UMKC L. Rev. 965 (2000). Those who work in the domestic violence field,
including judges, are also at high risk for the psychological syndrome known as
"burnout." Levin, supra at 248. Experts believe that these various conditions
and the unique emotional impulses associated with these types of case. See, Jaffe,
supra; Ian M. Gomme and Mary P. Hall, Prosecutors at Work: Role Overload and
-38-
defendants and to take personally the defendants' successes and failures. See
Family Courts, 65 Md. L. Rev. 82, 87 (2006). This connection and emotional
investment also takes its toll on judges. See, Levin, supra. The results can include
publication of the New York State Bar Association, the Hon. John Leventhal,
Presiding Judge of the Brooklyn Domestic Violence Court, commented that there
Journal, June 2000, at 14. According to Justice Leventhal, "I live with my cases
all the time, which can interfere with my time outside of the court." Id. A
the New York State Unified Court System, warns that psychological burnout is
indeed a risk in domestic violence parts. See Center for Court Innovation,
Planning a Domestic Violence Court: The New York State Experience, (2004)
("Bench burnout is another issue confronting the court."). The same publication
-39-
quotes Judge Leventhal as saying that even after eight years of working in the
For Judge Restaino, his depression, marital stress, and work in the
Domestic Violence Court created the perfect storm. The ringing cell phone simply
put into motion the factors that already were there. Again, that does not excuse his
behavior, but it does explain it. And that explanation, coupled with the expert
testimony (and the Referee's conclusion) that the conduct will not be repeated,
Commission's reaction -- commenting that everyone has stress, that judges are
above that, and that judges must never let stress get the better of them -- is exactly
the type of attitude that perpetuates the negative stigma feared by any judge who
judicial disciplinary matters, this Court can acknowledge the deleterious effect of
untreated and unmanaged stress and at the same time help dispel the unfortunate
-40-
B. The Psychological Evidence Submitted by Petitioner Supports a
Sanction Less Severe Than Removal.
March 11, 2005 was indeed the result of psychological issues exacerbated by
stress in the work place and at home. Judge Restaino worked tirelessly in a court
that was a "zoo," while also serving as an acting judge in different courts with
the same time, Judge Restaino believed that his marriage was deteriorating.
Despite his hope that he would enjoy a loving and supportive relationship like his
parents had, his relationship with his wife came to resemble something "less than
devout Catholic, he did not have the option to divorce. Despite repeated requests,
his wife refused to attend counseling with him. Sadly, he also did not feel that he
could seek out psychological counseling himself. Despite the fact that as a judge
recognize the extent of his own problem and accept his own need for counseling.
-41-
The experts who testified at the hearing explained the effect of all
frustrations and stress were exacerbated by his presiding over the Domestic
Violence Court. Dr. observed that Judge Restaino's inner turmoil, caused
strife he saw regularly in the Domestic Violence Part. R. at 407. In short, his
personal problems were figuratively played out over and over every time he
himself' at work -- not only did not resolve these issues, it made them worse.
March 11, 2005 was, figuratively, the "straw that broke the camel's back."
R. at 468. All Judge Restaino's frustration and anger at his marital situation came
frustration from some other source. R. at 402-03. And the fact that Judge
Restaino was presiding over Domestic Violence Court contributed to his eruption
because his own internal stress was likewise caused by domestic strife.
R. at 406-07.
-42-
The manner in which Judge Restaino's eruption manifested itself also
the defendants to ensure proper conduct. See New York State Commission on
Drugs and the Courts, Confronting the Cycle of Addiction and Recidivism at 17
(2004 ). It is vital to the success of a problem solving court that a single authority
Cycle of Addiction and Recidivism, supra at 99; Susan A. Knipps & Greg Berman,
courts are encouraged to impose discipline swiftly and with certainty. See
Confronting the Cycle of Addiction and Recidivism, supra at 38; New York State
-43-
innovation.org/index.cfm. Furthermore, specialty courts often attempt to foster a
Domestic Violence Courts, supra; New York State Unified Court System,
punishment upon the Domestic Violence Court defendants on March 11, 2005, he
believed at the time that he was carrying out the concepts of the court. R. at 728,
729-30, 839, 856. He was imposing a swift, uniform, certain and collective
that. But the particular way in which his growing stress and frustration was
expressed on March 11, 2005, reflects the cause of that stress: his service in the
4
The concept of collective punishment, though not expressly discussed
in the literature regarding specialty courts, is well known in other
arenas, including schools, sports teams and the military. See, M.,.
Daryl J. Levinson, Collective Sanctions, 56 Stan. L. Rev. 345 (2003);
Brian Mockenhaupt, The Army We Have, The Atlantic, June 2006
available athttp://www.theatlantic.com/doc/200706/mockenhaupt-
army/3. ("The threat of collective punishment for individual
infractions is one of the most powerful motivators in military
training.").
-44-
III. BECAUSE PETITIONER IS FIT TO SERVE AS A JUDGE, HE
SHOULD NOT BE REMOVED FROM OFFICE.
warranted only to protect the public by taking unfit incumbents off the bench. See
generally Matter of Watson, 100 N.Y.2d 290, 303, 763 N.Y.S.2d 219, 226 (2003);
Matter of Esworthy, 77 N.Y.2d 280, 293, 567 N.Y.S.2d 390, 391 (1991).
Removal is "an extreme sanction" that "should not be ordered for conduct that
Cunningham, 57 N.Y.2d 270, 275, 456 N.Y.S.2d 36, 38 (1982); see also Matter of
Kiley, 74 N.Y.2d 364, 369-70, 547 N.Y.S.2d 623, 625 (1989) (characterizing the
misconduct are, in the end, institutional and collective judgment calls. They rest
against the Code and Rules of Judicial Conduct and the prior precedent of this
Court." Matter ofDuckman, 92 N.Y.2d 141, 152, 677 N.Y.S.2d 248, 254 (1998)
-45-
"objective" is "to attempt to assess petitioner's fitness based on his prior record."
removal and imposed a lesser sanction, it has noted the presence of one or more
factors indicative of the jurist's continued fitness to serve. Among these factors
are: a record of exemplary service on the bench without prior discipline (see
Watson, 100 N.Y.2d 290, 304, 763 N.Y.S.2d 219, 227 (2003)); the judge's
remorse and contrition for the conduct (see Matter of LaBelle, 79 N.Y.2d 350,
363, 582 N.Y.S.2d 970, 976 (1992)); evidence that the misconduct was an
(1986)); evidence that the judge's conduct was caused by of depression or other
psychological factors (see Matter of Kelso, 61 N.Y.2d 82, 88, 471 N.Y.S.2d 839,
842 (1984)); and, evidence upon which it can be safely concluded that the
-46-
Because the evidence here demonstrates each of these mitigating
factors, this Court should conclude that Judge Restaino is fit to serve and should
not be removed.
respectful to the court, court personnel and witnesses. R. at 144, 190-91, 212, 225,
538, 663. He was praised by one Judge before whom he appeared as a "champion
Judge Restaino's character and reputation. Witnesses from the legal community
came from both sides of the bar, from the bench, and from the courts' support
staff. They included a former prosecutor and a former public defender; the Deputy
Chief Clerk of the Family Court; the Supervising Judge of the Criminal Courts of
the Eighth Judicial District; the former and current Supervising Judges of the
-47-
Family Courts of the Eighth Judicial District; and the two other judges, including
the Chief Judge, of the Niagara Falls City Court. Witnesses from the greater
community included the president of the largest local public university, the
director of the local library system, the deputy superintendent of the city school
both sides. R. at 147, 190-91, 212-14, 225-26, 237-38, 516-17, 538-41. Defense
consistently respectful and courteous to all who appeared before him -- including
defendants involved with the Domestic Violence Court. R. at 147, 156, 168, 190,
as a caring and compassionate jurist who pursued and achieved the most ambitious
goals in that setting. He treated the defendants fairly and respectfully. R. at 227.
-48-
When necessary, he took the time to share his wisdom with defendants, especially
the younger ones. R. at 214. He demonstrated good judgment and restraint in his
present in court on March 11, 2005, demonstrates that restraint. At a prior court
appearance, Mr. Lafreniere tested positive for a controlled substance, violating the
terms of the Domestic Violence Part. Though Judge Restaino certainly could have
counseling session without penalty, though that too was a condition of continued
responsibilities; indeed, the Chief Judge of Niagara Falls City Court said that
Judge in the Niagara County Court, the Niagara County Family Court and the
-49-
Buffalo City Court, without any additional staff being made available to him.
created the innovative ATONE program for youngsters charged with domestic
far more than his office required. In retrospect, that immersion in a court that
contributed to his stress may well have contributed to his problem. But there is no
doubt that his work in that court went above and beyond what was expected of
familiar as he could with each individual before him so that he would better
understand how to best deal with him or her. R. at 690-91. Judge Restaino and
those who appeared before him routinely discussed issues that transcended
program compliance and toxicology tests. For example, Judge Restaino often
inquired into personal matters that might have a bearing on the individual's ability
explained, "I would make note of them and then talk with the participant about
that as we went forward. If it were a particular issue, just ask them how it was
going or to try and become something other than just the judge who they see every
Friday." R. at 691.
-50-
Judge Restaino 's success in becoming more than ')ust the judge who
they see every Friday," is perhaps best exemplified by the hearing testimony of
Falls City Court Domestic Violence Court, was one of the defendants improperly
jailed by Judge Restaino on March 11, 2005. Mr. Martinez explained in detail the
extent to which Judge Restaillo helped him and served as a positive influence. He
said that Judge Restaino "would give me the feeling that there's always something
better out there and this is just a time in life that, you know, I need to listen and get
through the program and learn something from it." R. at 612. Mr. Martinez
testified that Judge Restaino encouraged him and helped him make progress in
dealing with the issues that brought him to the Domestic Violence Court.
his life and credited Judge Restaino for getting him to pursue his general
copy of his diploma and a photograph of himself in his cap and gown.
Martinez. R. at 61 7. At the time of the hearing, Mr. Martinez was still employed
and had plans to go college. R. at 618. His success story demonstrates why the
-51-
Domestic Violence Court was designed in the first place. Judge Restaino 's
occurred and took measures to correct the consequences of his misconduct. Since
that time, he has repeatedly accepted responsibility and acknowledged that what
he did was inappropriate. When he began seeing a psychiatrist after the event,
Judge Restaino admitted to him that his actions were wrong. R. at 407. He
misconduct at the hearing before the referee. R. at 729-30, 733, 856, 944-95. He
R. at 1703, 1709-1710. And before this Court, Judge Restaino admits the factual
misconduct.
In short, since hours after the conduct at issue, Judge Restaino has
-52-
3. Petitioner Has Expressed Remorse and Contrition for His
Conduct.
his psychologist, his psychiatrist and the Referee have found to be sincere and
of personal anguish" for Judge Restaino, and the Judge "appreciates what all
occurred." Id. "This is an intelligent, sensitive individual, this is not lost on him."
R. at 1274. The Referee, who observed Judge Restaino at the hearing, agreed:
"The Judge testified at length during the proceedings and expressed remorse for
5
The Commission appears to have been influenced by the claim that
Judge Restaino never personally apologized to the individual
defendants who were in court on March 11, 2005. R. at 18,
1697-1709. But that was an unfair criticism given that Judge
Restaino had been instn1cted by both his Chief Judge and his attorney
not to have any contact with the defendants. R. at 1705.
-53-
4. Petitioner's Misconduct Was an Aberration.
the conduct for which he was known. Before March 11, 2005, Judge Restaino was
known for being calm and "even-handed" in court. R. at 149-50, 191. Numerous
witnesses described him as a decent, polite and courteous jurist. R. at 156, 214,
581, 585. Prior to March 11, 2005, he always treated defendants, including those
in the domestic violence specialty court, respectfully and fairly. R. at 156-58, 194,
227, 515-16, 585. There is absolutely no question that what occurred on March
11, 2005 was unprecedented for Judge Restaino. Indeed, nothing even remotely
Even the defendants who were in court on March 11, 2005 testified
that before that date, Judge Restaino had been reasonable, courteous and fair in his
treatment of them. R. at 289, 292, 351-53, 378, 612-14. Perhaps Judge Restaino
said it best to his psychiatrist at his first appointment: "I did something that I
-54-
5. Petitioner's Conduct Was Caused by Psychological Factors.
on March 11, 2005 was the result of psychological issues exacerbated by stress in
the Domestic Violence Court and at home. Unfortunately, Judge Restaino had not
recognized these issues at the time and had not taken any steps to address them.
counseling for these issues and, in the opinion of his mental healthcare providers,
has adequately addressed them. The evidence of these psychological issues and
the efforts Judge Restaino has taken to address them demonstrates his fitness,
The record provides compelling evidence that the events that took
place on March 11, 2005, will never recur. Dr. gave the following
-55-
R. at 413 (emphasis added). According to Dr. Judge Restaino "now
understands the nature of his own actions, and his good insight, and I trust that this
will not be any kind of future problem. I feel this was a one and only time[,] lapse
opinion that there is little risk of recurrence. As he stated in his report, "I will be
R. at 1274-75.
would respond in the future if confronted with a similar situation in the courtroom:
-56-
Referee In other words, you can't solve it,
sometimes you have to eat it, right?
R. at 994-95.
-57-
The Referee explicitly noted that he found the evidence that this
Both experts and the Referee thus agreed that there was little chance
that this conduct would ever recur. If fitness to serve is truly the touchstone for
removal, then this jurist with an exemplary record whose only mistake was an
-58-
CONCLUSION
For nearly a decade before March 11, 2005, Robert Restaino had been
a rising star in the Western New York judiciary and a paragon of judicial virtue.
He tirelessly handled an oppressive workload in his own court, yet also willingly
also found time to work to improve the court system, and he began innovative
programs designed to improve the lives of families and children coming into
contact with the courts. Universally praised for his ability, compassion and work
habits, Judge Restaino was probably best known for his unerringly courteous and
triggered a reaction that no one -- including Judge Restaino himself -- could have
expected from the Judge. His fellow judges, court personnel, lawyers who
appeared before him and litigants he helped over the years all were mystified by
what happened. But the evidence developed at the hearing demonstrated that what
happened was simply the displaced eruption of severe psychological stressors that
had long been suppressed. Despite Judge Restaino's efforts to bury his problems
in more and more work, they spilled over on March 11, 2005, proving that he was,
-59-
None of this excuses Judge Restaino's conduct. But understanding
Restaino is a man who did his best to live up to the lofty standards set for judges.
Not recognizing the stress he was under, he added to that stress by taking on more
and more work to help those around him. He has accepted responsibility for his
aberrant conduct and repeatedly expressed sincere remorse. The experts agree that
recur.
Judge Restaino is unfit to serve on the bench, especially because it was triggered
by psychological stressors that are obvious only in retrospect. This Court should
censure Judge Restaino but allow him to continue a judicial career that -- except
for a few hours on a single day -- has been a shining example of how a judge can
-60-
STATE OF NEW YORK
<!tnurt nf App.eats
STATE OF NEW YORK
COMMISSION ON JUDICIAL CONDUCT
ROBERT M. RESTAINO,
Aversa, Esq., and the accompanying proposed brief, and upon all prior
proceedings herein, the undersigned will move this Court at a motion term
thereof to be held at the Court of Appeals Hall, Albany, New York on the 11th
day of February 2008 for an order granting the Bar Association of Niagara
County, the Lockport Bar Association, the Niagara County Legal Aid Society,
the Niagara Falls Bar Association, the Community Missions of the Niagara
Frontier, Inc. and the Bar Association of the Tonawandas, jointly, leave to
appear and file the accompanying proposed brief, as amici curiae in support
of Petitioner's position on this appeal, and for such other and further relief as
/lll
J?HN.· )~1. AfERSA, ESQ.
( / I i
\/HI L
7
y;for proposed Amici Curiae
Robert H. Tembeckjian
61 Broadway
New York, NY 10006
(212) 809-0566
STATE OF NEW YORK
COURT OF APPEALS
Robert M. Restaino.
2
Chairman of the New York State Commission on Judicial
Conduct.)
3
Statement of Interests of Amici
County's attorneys.
4
Frontier, Inc. and the Bar Association of the Tonawandas,
13. This case raises the important issue of the criteria required
CONCLUSION
5
County, the Lockport Bar Association, the Niagara County
16. This case has implications for all City Court Judges. Based
6
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Notary Public
7
STATE OF NEW YORK
<!tnurt nf Appeuln
STATE OF NEW YORK
COMMISSION ON JUDICIAL CONDUCT
ROBERT M. RESTAINO,
Page
Preliminary Statement 1
Factual Background 2
ARGUMENT
Point One 6
- I -
Point Two 11
Point Three 13
Conclusion 16
- ll -
TABLE OF AUTHORITIES
CASES Page
-a-
DETERMINATIONS OF JUDICIAL CONDUCT COMMISSION
Page
-b-
PRELIMINARY STATEMENT
Judicial Conduct made pursuant to Section 44, subdivision 4 of the Judiciary Law
and dated November 13, 2007. The Commission determined that the appropriate
disposition was the removal of the petitioner for certain actions he undertook while
Felder, Esq., dissented and voted for the lesser sanction of censure.
The Bar Association of Niagara County, the Lockport Bar Association, the
Niagara County Legal Aid Society, the Niagara Falls Bar Association, the
Community Missions of the Niagara Frontier, Inc. and the Bar Association of the
Tonawandas submit this brief as amici curiae in support of the appeal of Petitioner
include ensuring that judges conduct themselves in a proper and ethical manner,
that judges' decisions are not rendered based upon selfish, venal or other outside
influences.
1
It is respectfully submitted that the Commission's decision recommending
removal of Judge Restaino from the bench was made without due regard for his
exemplary career as a jurist and without proper consideration of the absence of any
personal motive in this case. At worst, Judge Restaino's actions constituted a lapse
anything other than an attempt on his part, misguided as it may have been, to
In short, Judge Restaino simply made a mistake in judgment, which does not
warrant removal from office. Moreover, other pertinent factors such as Judge
Restaino's undisputed reputation for honesty, competence and integrity were not
respectfully submitted that considering all relevant factors in this case, the penalty
FACTUAL BACKGROUND
judge for eleven (11) years. During that time, and before, he has never been the
2
The record is clear that Judge Restaino regretted his actions and realized he
made a mistake in judgment. After Judge Restaino was charged with misconduct he
cooperated fully with the investigation. During Judge Restaino's testimony before
the Commission, he expressed remorse for his actions and admitted his lapse in
judgment.
After a full hearing, the Commission, with one (1) dissenting vote, voted to
remove Judge Restaino from office for what amounts to a single incident of
Commission's actions in removing a sitting City Court Judge from office for a single
stand:
"The record establishes that petitioner, after a long period of personal stress,
while presiding in a domestic violence part simply "snapped" when he heard a cell
phone go off in his courtroom and engaged in what can only be described as two
3
hours of inexplicable madness. The record also establishes that his conduct over
those two hours was a total aberration from his character and demeanor as a judge
for eleven years and that he has received the support and praise of his judicial
independence of the judiciary. Through its Judicial Rating Committee the Bar
to their qualifications to the Bar and the general public. The Bar Association has an
interest in ensuring that judges conduct themselves in a proper and ethical manner
and seeks to render its opinion on judicial independence and the conduct of judges
in the Courtroom. The members of the Niagara County Bar Association and the
clients they represent have a vital interest in the administration of justice. One of
1
The Bar Association of Niagara County was founded in 1922.
4
Also joining in this brief is the Niagara Falls Bar Association, which
Also joining in this brief is the Bar Association of the Tonawandas, which
Also joining in this brief is the Niagara County Legal Aid Society, which
provides legal services to indigent persons. The Niagara County Legal Aid Society
recognizes and supports the need to have an independent judiciary, and the need to
insure that each judge's decisions are based upon the law and facts of each case,
Also joining in this brief is the Community Missions of the Niagara Frontier,
Inc., which is a non-profit organization, which has as one of its purposes the
the Niagara Frontier, Inc. has an interest in ensuring the independence of judges
and in ensuring that the decisions rendered by courts are not influenced by any
5
POINT ONE
Niagara County has been well-served by Judge Restaino since he began his
judicial career in 1996, and his removal would deprive the county of a competent
shown fairness, independence and courage on the bench, and has treated litigants
and attorneys who appear before him with dignity and respect.
Further, the character witnesses for Judge Restino are not only a testament to
his competence and credentials, but to the unusual breadth of experience he has
Niagara Falls City Court Chief Judge Mark A. Violante testified that
petitioner's "dedication ... for this assignment was second to none" (Tr. 457). Judge
6
member of the bench" (Tr. 462). He went on to say regarding petitioner that "on his
social, his personal and his professional character, it's been nothing but impeccable"
(Tr. 466). Associate Judge Angelo J. Morinello testified that petitioner's reputation
was "excellent" - "one that exceeds that of most judges." In addition to his
responsibilities as a Niagara Falls City Court judge, the testimony indicated that
petitioner has served as an acting County Court judge, Family Court judge and
Buffalo City Court judge as needed and that he has an impeccable reputation as a
an Assistant Niagara County Public Defender for eight (8) years. He is currently
Vice-President of the New York State City Court Judges Association and sits on the
the Niagara Frontier, Inc. His distinctive background has provided Niagara County
service.
single episode of aberrant behavior on March 11, 2005, which was neither venal nor
7
abusive would be to the detriment of Niagara County.
Judicial candidates who run in contested elections in this State will often emphasize
the highest courts of our State but also throughout the entire court system to the
court of the lowest jurisdiction. Members of the bar and public need to rely on an
independent judiciary for the rulings which effect and touch every corner of our
society. They need to know that decisions are neither tainted by outside influences
One chilling effect which the Bar Association of Niagara County fears would
result from the removal of Judge Restaino is the effect it will have on the
independence of the judges sitting in our court system. Judges must be independent
and the removal of Judge Restaino who has a previous unblemished record, for a
mistake in judgment which was not motivated by any selfish motive or venality, will
8
Judge Restaino made a serious mistake in his judgment but that should be
For the reasons sated the determined sanction of removal should be rejected
The reality here is that even a public censure would undoubtedly have a
deleterious effect on the Judge's career. In any event, we believe this is a case where
The Hon. Mark A. Violante gave testimony at the proceedings below, which
related to the nature of the Niagara Falls Domestic Violence Court. In the Domestic
Violence Court, the judge is almost an advocate for the success of the defendant,
together with the prosecutor. The object is to have the defendant rid himself of his
9
rather than incarceration. The Part requires a Judge who could be strong when
believed that the petitioner fit that role. The Niagara Falls Domestic Violence Court
allows an abusive defendant to plead to a charge and then have his sentence
adjourned pending his treatment for his abusiveness. The focus in the Niagara Falls
Domestic Violence Court is treatment of the individuals and that the judges give a
great deal of attention to the defendants with the goal of keeping the defendants in
treatment and having them graduate from the program and lead a productive life.
Further, there is a great deal of interaction between the judge and a defendant. The
judges see the defendants frequently and get to know the defendants quite well. The
Niagara Falls Domestic Violence Court is based upon the concept that the
defendants should be helped to get through the process and it requires trust,
petitioner's conduct should be considered together with the nature of the Niagara
Falls Domestic Violence Court in which petitioner was presiding and the
relationship petitioner believed was formed by the special nature of that Part.
10
POINT TWO
Judge Restaino did what he believed at the time was appropriate. His actions
were not based upon any personal vindictiveness. Rather, Judge Restaino made an
error in judgment, a human error which may warrant censure but not removal.
"For Judges are but men and women who are nonetheless worthy though, like all
human beings, they are sometimes less than perfect." (Lonschein v State
Justice Fuchsberg.)
determination of the commission is vested not only with the authority to review the
commission's findings of facts and conclusions of law but also to determine the
appropriate sanctions for the misconduct found and to impose a less or more severe
sanction. See Matter of Sims, 61 NY2d 349, 353 (1984). Thus, the decision to
remove or not to remove Judge Restaino from the bench is for this Court to make.
11
In this case, all that was alleged against Judge Restaino was that he exercised
poor judgment. Nevertheless, the law is settled that "poor judgment, even
removal, Id.; see also Matter of Schilling, 51 NY2d 397 (1980). Nothing in the
findings of the commission indicate that Judge Restaino's actions demonstrate that
he is unfit to serve as a City Court Judge. The commission essentially held that this
single act of misconduct is so severe that Judge Restaino cannot continue as a sitting
corruption against Judge Restaino. Absent the presence of any of these aggravating
wayward judges, but rather to "safeguard the bench from unfit incumbents."
Matter of Watson, 100 NY2d 290 (2003). In imposing a sanction in this case, the
12
Nothing in this case meets that standard. Judge Restaino's singular and
that allowing him to remain on the bench will cause litigants and attorneys to doubt
The record is clear that Judge Restaino recognized his mistake on the very
same day that it occurred and, to his credit, has expressed regret for his actions and
does not defend his actions. Moreover, Judge Restaino has an impeccable record as
a jurist and as an attorney. Lastly, the hearing testimony with respect to Judge
Restaino's moral character was uncontradicted and clearly demonstrates that Judge
POINT THREE
unfair. In past cases where there has been serious judicial misconduct, the
Commission had voted to censure rather than remove. For example, in the Matter
13
of Mills, 2005 Annual Report 185 the jurist unlawfully jailed an acquitted prose
commitment order to reflect a conviction under a different statute. The same judge
a parking lot near the courthouse. Matter of Mills, supra resulted in an order for
censure and not removal. Further, in the only other public case involving a
disturbance created by an electronic device, the Commission was far less draconican
in their remedy. In Matter of Feinman, 200 Annual Report 105, the Commission
admonished a judge who held a defendant in custody for 90 minutes after the
Before the instant case, neither the Commission nor the Court of Appeals ever
can be removed for a single incident of notoriously poor judgment, the conduct in
that case arose from a calculated determination to undermine the criminal justice
14
process by thwarting a lawful arrest. In contrast, the petitioner here was
attempting to have an individual (as well as the individual's peers who may have
Blackburne, the judge acted purely out of personal pique, based on incomplete
information and further, she persisted in the face of contrary advice from
The remedy of removal is one that should only be imposed in the most
judgment or even extremely poor judgment. See Matter of Dusen, 2005 Annual
NY2d 270, 275 (1982). The purpose of the disciplinary proceedings is not
punishment but imposition of sanctions necessary to safeguard the Bench from unfit
incumbents. See Matter of Esworthy, 77 NY2d 280 (1991). It is submitted that the
motive. See Matter of Lonschein, supra and Matter of Cohen, 74 NY2d 272 (1989).
In the instant case the petitioner was concerned with the integrity of the Court. The
petitioner, however, expressed his realization that his judgment was wrong and not
something that the Court should have done at the time. The petitioner
15
acknowledged that he had made a mistake in judgment and expressed contrition.
Bauer, 3 NY3d 158, 159, 162 (2004), noting that the Court of Appeals had indicated
Bauer case the Commission sustained 39 charges against the jurist. See In Re
Bauer, supra. The Restaino case involves one error in judgment and not a number
CONCLUSION
Balancing all the relevant factors in this case, removal is simply not the
16
March 11, 2005. He acknowledged that mistake and does not defend his actions.
Significantly, it was not a mistake that called into question his personal integrity or
For the reasons stated herein, we respectfully request that this Court impose a
penalty of censure upon Judge Restaino for his conduct of March 11, 2005.
R~m submitted
i/j I . IJI
\ i I
I i I I
\ i i
1< I /f'--
\\'.
1 I
I
(716) 285-8825
17
-ef,'~;~
~· ~ w~ /f#f#tJ?-/tJ.95
February 6, 2008
Your motion for amicus relief in the above matter has been received. The motion
is noticed for a return date outside the limits set by CPLR 5516 (see also Court of
Appeals Rules of Practice 500.21 [a]). To comply with the applicable statutory and rules
requirements, the return date will be February 19, 2008.
Any opposing papers from respondents must be served and received by this office
no later than February 19, 2008.
If you have any questions about the Rules of the Court of Appeals for motions, you
may contact this office at (518) 455-7705.
Heather Davis
Chief Motion Clerk
HD:mg
cc: Hon.~Robert
-;+,y,*
~
M. Restaino
'~
Dear Counselors:
Please disregard this office's letters dated February 5 and February 6 regarding
your respective motions for amicus relief in the above matter.
If you have any questions about the Rules of the Court of Appeals for motions, you
may contact this office at (518) 455-7705.
Heather Davis
Chief Motion Clerk
HD:mg
cc: Hon. Robert M. Restaino
Robert H. Tembeckjian, Esq.
Terrence M. Connors, Esq.
LAW OFFICES
ANTHONY D. PARONE
730 MAIN STREET
MELINDA S. GUSTO
PARALEGAL
February 4, 2008
Pursuant to the Rules of the Court of Appeals, I am now enclosing an original and
copy of a Motion requesting the filing of an Amicus Curiae Brief in the above proceeding.
Please be advised that the two attorneys who have prepared this Brief and Motion have
been practicing for many years in the City of Niagara Falls, New York and are very familiar
with Hon. Robert M. Restaino.
For example, Morton H. Abramowitz was admitted to practice in the State of New
York in 1953. Mr. Abramowitz has had many public positions. He has been Assistant
Corporation Counsel for the City of Niagara Falls, New York; he has been Deputy
Corporation Counsel for the City; he has been City Manager of Niagara Falls; he has been
an Assistant Niagara County Attorney; he has been the County Attorney for the County of
Niagara; and he is presently legal advisor to the Niagara Falls City Council.
Anthony D. Parone was admitted to practice in the State of New York in 1960 and
has appeared in Judge Restaino's Court on numerous occasions.
Please accept this original and copy of the Motion and attached Amicus Curiae Brief
for presentation to the Court.
/VeiyJruly yours,
/ ~_ ~~
~(_A/I( <:0~ ---------
,,, ..
<!tnurt nf Apptula
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
In the Matter of
Robert M. RESTAINO,
a Judge of the Niagara Falls
City Court, Niagara County,
Petitioner,
- against -
Respondent.
undersigned will move this Court, upon these papers and without
§§530. 7 (c) and 500.11 (f): (1) granting the not-for-profit and
L:\SaN1WP51\PLEAD\restaino.wpd
permission to appear as amici curiae in this appeal, and (2)
TO: Clerk
Court of Appeals
20 Eagle Street
Albany, New York 12208
L:\SalltlWP51\PLEAD\restaino.wpd
COURT OF APPEALS
STATE OF NEW YORK
In the Matter of
Robert M. RESTAINO,
a Judge of the Niagara Falls
City Court, Niagara County,
Petitioner, AFFIRMATION
- against -
Respondent.
practice in the State of New York, and are familiar with the
mentioned matter.
familiar with the facts and legal issues involved in this case.
given as well, that in the almost three (3) years since that time,
his conduct has, as well, been exemplary. The Amici have long-
to the Court, and that the Amici would invite the Court's attenti
authorities and opinions and positions of the Amici that are not
L:\Sallt1WP51\PLEAD\restaino.wpd
WHEREFORE, it is respectfully requested that this Court
curiae in this appeal, and accepting the brief as has been filed
and served along with this Motion and granting such other and
.._.
_,,...__~ ~ \('\_
:'-.,
t\~, ~"
~<)'\~.::.......
: \.
'-.."-:: '\.
Qrnurt nf Apptttls
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
In the Matter of
Petitioner,
- against -
Respondent.
~ '°C'2:7
, thony D. Pa~e, Esq.
--.,,..
\'\~~
L:\Sally\WP51\PLEAD\restaino.wpd
TABLE OF CONTENTS
Page
Preliminary Statement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
POINT ONE
POINT TWO
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
L:\Sally\WP51 \PLEAD\restaino.wpd
COURT OF APPEALS
STATE OF NEW YORK
In the Matter of
Robert M. RESTAINO,
a Judge of the Niagara Falls
City Court, Niagara County,
Petitioner,
- against -
Respondent.
PRELIMINARY STATEMENT
dissented and voted for the lesser sanction of censure; and one
basis that removal was not appropriate here but felt bound by the
L:\Sally\WP51 \PLEAD\restaino.wpd 1
INTERESTS OF PARTICIPANT .AMICI CURIAE
is the judge. The Amici who have requested to file this Brief are
the following:
(10) years;
of years;
L:\Sally\WP51\PLEAD\restaino.wpd 2
d) The PLWW Crime Watch Block Club Coalition, which is
having its own Board and budget, and for which Judge
in the past.
L:\Sally\WP51\PLEAD\restaino.wpd 3
POINT ONE
Finding Unjust", NYLJ 1/6/06 p.2 col. 305), which may warrant
censure but not removal. "For Judges are but men and women who are
Justice Fuchsberg.
A-UNPRECEDENTED DECISION
agents to arrest and deport him. Both the Matter of Mills, supra,
not removal. The times that the Commission or the Court of Appeals
record on the bench both before and since this incident. See also
Matter of Friess, 1982 Annual Report 109, where censure was imposed
custody, took her to his home and provided her with counsel for her
instant case, the Petitioner was concerned with the integrity and
process of the Court. There was no venal motive and his act was
L:\Sally\WP51 \PLEAD\restaino.wpd 6
B-NATURE OF NIAGARA FALLS CITY COURT
Falls City Court, over the years has turned into a high volume
Court requiring now four (4) fulltime judges (formerly two (2)
fulltime and one part-time). While the Court was once an informal
courts; also accepting transfer cases from New York State Supreme
Court.
parts of the building not meant for courts including, for example,
courtrooms are packed beyond capacity and the halls are likewise.
L:\Sally\WP51\PLEAD\restaino.wpd 7
C-DOMESTIC VIOLENCE COURT
Further, defendants are often spoken to by the court and the court
this Part may often tell a defendant why it might be important for
cases are often faced with a defendant who wants to "speak out" or
lawyer first before saying anything in open Court or that what they
L:\Sally\WP51\PLEAD\restaino.wpd 8
Consistent herewith, one of those affected Defendants
POINT TWO
his removal for what has been shown as "one bad day", is neither
L:\Sally\WP51 \PLEAD\restaino.wpd 9
CONCLUSION
L:\Sally\WP51\PLEAD\restaino.wpd 10
STATE OF NEW YORK
Qtnurt nf Appeuls
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
EMMA CHAPMAN
President
Landlords' Association of Greater Niagara
1514 Main Street
Niagara Falls, New York 14301
ROBERT M. RESTAINO
Petitioner,
NOTICE OF MOTION
-vs- FOR LEAVE TO SUBMIT
A BRIEF AS AMICI CURIAE
STATE COMMISSION ON
JUDICIAL CONDUCT
Respondent.
PLEASE TAKE NOTICE that upon the annexed affirmation of Mary Ann
Oliver, Esq., the undersigned will move this Court, at Court of Appeals Hall, 20
Eagle Street, Albany, New York 12207-1095 on February 11, 2008, for an order
granting leave to Mary Ann Oliver, Esq., et al., representing 3 individual practicing
attorneys in Niagara Falls, New York and the Landlords' Association of Greater
Niagara to file a brief as amici curiae in the above-captioned appeal, and for such
ROBERT M. RESTAINO
courts of the State of New York, affirms under the penalties of perjury:
State of New York and admitted to practice before this Court. I am the Managing
offices are in Niagara Falls. I have appeared before Judge Restaino in eviction
cases as the tenant's attorney. Maxwell Coykendall, Esq. and Matthew T. Weber,
Esq. have appeared before Judge Restaino on various legal matters including
petitioners in eviction cases. The proposed amici are from both sides of
landlord/tenant cases and are concerned about the severity of the punishment of
removal imposed on Judge Restaino for his actions on March 11, 2005. The
proposed amici are interested in the fair and proper administration of justice not
only in the Niagara Falls City Court but in the court system as a whole.
York State Judicial Commission to remove him from the bench for his actions on
protect the integrity of the courts and the public's confidence in the fairness of the
court system. The proposed amici, as those who have appeared in Niagara Falls
2
City Court, have a great interest in the balance being maintained and are concerned
that removal will severely damage public confidence in all of the legal system.
be of special assistance to the Court because of our unique perspective. See Rule
500.11 (e) (3). Specifically, the proposed amici curiae brief is from those who
have the same view of the Petitioner even though we are on opposite sides of legal
cases. Our view pertains to his fairness, integrity, knowledge of the law and
amici curiae in the above-captioned appeal, and for such other relief as the Court
3
STATE OF NEW YORK
<!tnurt nf Appeals
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
EMMA CHAPMAN
President
Landlords' Association of Greater Niagara
1514 Main Street
Niagara Falls, New York 14301
Preliminary Statement I
Factual Background 2
Argument 3
Removal of Judge Restaino is an excessive punishment
for actions that did not shake the community's confidence
in the fair and proper administration of justice.
Conclusion . 8
I
TABLE OF AUTHORITIES
Cases
11
PRELIMINARY STATEMENT
determination to remove him from his position as Niagara Falls City Court Judge.
The removal recommendation was based on his actions on March 11, 2005.
Mary Ann Oliver, Esq., is the Managing Attorney of Niagara County Legal
Aid Society, a division of Neighborhood Legal Services, Inc. She submits this
brief in her individual capacity as an attorney. Her office is not involved in the
writing of this brief, however, it has requested permission from this Court to
appear and file an amicus curiae brief with the Bar Association of Niagara County.
Ms. Oliver has represented indigent tenants in courts throughout Niagara County,
including Niagara Falls City Court, for more than eighteen (18) years. Slightly
more than sixty (60) percent of her clients are low-income tenants. As a member
of the bar, she has a vital interest in the fair and proper administration of justice,
Coykendall. He has been practicing for thirteen (13) years. As part of his general
1
member of the private bar, he has a vital interest in the fair and proper
administration of justice.
law for nine years. He has appeared before Judge Restaino on numerous
private bar, he has a vital interest in the fair and proper administration of justice.
establish high standards of business conduct for landlords. The Association has
approximately one hundred (100) members, the majority of whom own property in
the city of Niagara Falls. Many members have appeared as petitioners in Niagara
Falls City Court before Judge Restaino. Their interest is the public's confidence in
FACTUAL BACKGROUND
Judge Restaino was first elected in 1996 as a part time judge in Niagara Falls
He has served in the civil, criminal and domestic violence parts of Niagara
Falls City Court and earned an excellent reputation. As Niagara Falls City Court
Judge Angelo Morinello testified before the Referee in November 2006, Judge
2
Restaino's reputation is one that exceeds most judges. (Record on Review at 540-
41).
According to the testimony of Niagara Falls City Court Chief Judge Mark A.
Violante, Judge Restaino' s dedication to his position was second to none and his
517, 527).
to jail or establish bail for all defendants present in the court unless the owner of a
ringing cell phone admitted its possession. When no one admitted having the
phone that rang, Judge Restaino proceeded with his threatened action.
Fifteen months later, Judge Restaino was charged with judicial misconduct
and after a hearing before a referee was found to be in violation. The Commission
ARGUMENT
excessive and does not promote public confidence in the fair and proper
3
administration of justice. Public confidence in the courts has not been irreparably
damaged by Judge Restaino's actions on a single day of his eleven (11) year career
within the judicial system. We believe that censure is the appropriate response
both as a punishment for Judge Restaino's actions and as a measure to ensure the
The record is clear that Judge Restaino's actions were an aberration. Amici
have appeared before Judge Restaino in cases too numerous to count. During each
of these appearances, Judge Restaino was consistently guided by the law and
respect for the parties before him. Judge Restaino was always patient and he never
rushed through a case. He painstakingly took the time needed for each case
regardless of how crowded his calendar and courtroom were. An example was
when, with a standing room only courtroom for both litigants and attorneys and
with the landlord's attorney trying the patience of Job, Judge Restaino conducted a
fifty minute hearing. He allowed the parties great latitude in relating their stories
know such action to be an aberration from his usual conduct. Judge Restaino has
always applied the law to the facts of the case. Amici have appeared before him on
4
occasions when a question of law would arise. He would stop the proceedings,
produce the statutes and casebooks, review them openly in court, render a decision
and explain his decision in light of the law. He also consulted treatises on
landlord/tenant law such as New York Real Property Practice, Rasch's Landlord
and Tenant. Whether or not amici liked his decision, amici agreed that it was
The record is clear that Judge Restaino has an extremely high reputation.
Amici' s experiences were that he was always fair to both sides of a case. Judges
can become known as a landlord's judge or a tenant's judge but Judge Restaino
was not known as either. Amici knew him to give both sides of a case a fair
chance.
this is in the number and range of briefs filed in his support. Those opposite each
other in the courtroom and those representing different interests inside and outside
the courtroom are united in support of Judge Restaino. The briefs from law
personnel, New York State Association of City Court Judges, community groups
and this brief show views of Judge Restaino's fairness and integrity from a variety
5
The record is clear that Judge Restaino is remorseful and has expressed his
regret at the action he took on March 11, 2005. More important, however, is the
fact that he has addressed his problem. He sought professional help to understand
what prompted such an aberration from his consistently proper judicial demeanor.
He also sought help to prevent any recurrence. This stands in stark contrast to the
situation that existed in Matter of Bauer, 3 NY3d 158 (2004). Judge Bauer
remorse and believed his actions were not wrong. Judge Restaino' s case is also
distinguished from Matter of Sims, 61NY2d349 (1984), where Judge Sims never
A premise of Domestic Violence Court is that people can change their lives
to prevent future problems and can live constructive and healthy lives. Judge
Restaino, who presided in Domestic Violence Court, should also be given that
chance. As the defendants in Domestic Violence Court on March 11, 2005, should
not have been reassessed bail or jailed because their punishment was an excessive
response to the situation, Judge Restaino should not be removed from the bench
highly by so many for so long would erode public confidence in the fairness of our
judicial system.
6
Amici do not argue that Judge Restaino's actions on March 11, 2005, were
right; quite the contrary. His actions on that one day were very wrong. They did
judge or in the fair and proper administration of justice in his court. Unlike Matter
of Gibbons, 98 NY 2d 448, 450 (2002), his actions did not 'jeopardize the very
7
CONCLUSION
Amici respectfully request, based upon the reasons stated above, that this
Respectfully submitted,
~10.c=--d Qf,;,,-foi
MafY ~Oliver, Esq.
Niagara County Legal Aid Society
Attorney for Amici
775 Third Street
Niagara Falls, New York 14302
(716) 284-8831
8
Lipsitz Green Sc:irne CambriaLLP
Attorneys at Law 42 Delaware Avenue, Suite 120, Buffalo, New York 14202-3924 P 716 849 1333 F 716 855 1580 (Not for Service) www.lglaw.com
SPECIAL COUNSEL
James W. Kirkpatrick
I thank you for your courtesy in this regard and my office will await your further reply.
Roger W. Wilcox, Jr.
Denis A. Scinta
David G. Henry
Richard D. Furlong
Very truly yours,
Scott M. Schwartz
John P. Hains 2
Diane M. Roberts
Lipsitz Green Scime Cambria, LLP
LICENSED WORKERS'
COMPENSATION
REPRESENTATIVE
Keith T. Williams
Patricia N. Lyman
Seymour L. Schuller
j-?~?A-k-m~'
1911-1988 By: Herbert L. Greenman
Evan E. James HLG/emj
1955-1989
Enclosures
1
Also admitted District of Columbia
'Also admitted Florida
3 Also admitted California
" Also admitted Ohio
s Also admitted !llinois
BUFFALO AMHERST CHEEKTOWAGA FREDONIA NEW YORK CITY BEVERLY HILLS ~~~\!
Lipsitz Green Scime CambiiaLLP
cc: Terrence M. Connors, Esq. (Via Regular Mail)
Connors and Vilardo, LLP
Attorney for Petitioner Robert M. Restaino
1020 Liberty Building
420 Main Street
Buffalo, New York 14202
716-852-5533
PLEASE TAKE NOTICE, that upon the annexed affidavit of Herbert L. Greenman,
Esq., dated February 5, 2008, the undersigned will move this Court upon the instant papers
and without oral argument at a regular Motion Term of this Court to be held on February
11, 2008, for an order pursuant to 22 N.Y.C.R.R. §530.7(c) and 500.1 l(f): granting Jamie
Marcolini, Family and Children's Service of Niagara, Inc., Elizabeth Brady (Niagara
County Department of Social Service) Jeffrey Smith, Office of Court Administration and
appear as amici curiae in the above-captioned matter and on matter (2) accepting the brief
that has been filed and served together with the instant motion.
1
TO:
Hon. Stuart Cohen, Clerk
Court of Appeals
Court of Appeals Hall
20 Eagle Street
Albany, New York 12207 (Attention: Suzanne Aiardo, Esq.)
Robert H. Tembeckjian
New York State Commission on Judicial Conduct
801 2nd Ave.
New York, New York 10017
2
STATE OF NEW YORK
COURT OF APPEALS
VS.
Respondent.
Courts of the State of New York, affirms under the penalties of perjury:
New York and admitted to practice before this Court. I am a senior partner
1
3. Petitioner, Robert M. Restaino, a Judge of the Niagara Falls City Court,
Niagara County, has petitioned this Court to review the determination of the
to appear in the above captioned appeal and to file the proposed brief which
Restaino's fitness to serve as a Niagara Falls City Court Judge and therefore
health care providers when he presided over Niagara Falls City Court
Domestic Violence Specialty Court. Below, amici are identified and their
2
Amici Curiae
Jeffrey Smith
7. Jeffrey Smith is the Project Director for the New York State Eighth Judicial
Courts.
8. Prior to the time that Judge Restaino was suspended, Mr. Smith had worked
As well, Mr. Smith has stated that Judge Restaino showed "complete honesty
the Domestic Violence Court as well as in the Criminal Courts in the Niagara
9. Mr. Smith has concluded that since he has left the bench, Judge Restaino's
direction and ability to supervise has been extremely missed. Mr. Smith has
noted that Judge Restaino never showed any personal bias against anyone
appearing in his Court. He has stated that Judge Restaino' s absence from the
Court.
10. Based on his experience as Project Director for the New York State Eighth
courts in the Eighth Judicial District, it is Mr. Smith's opinion that Judge
3
Restaino is an asset to the bench and continues to be fit to serve; accordingly,
Mr. Smith respectfully requests that this Court permit him to appear as
11. Family and Children's Service of Niagara, Inc. is a charitable, tax exempt
12. According to Kenneth Sass, President and CEO of Family and Children's
Service of Niagara, Inc. and Bernard Huber, Director, Judge Restaino was
singularly responsible for developing the Adult and Teen Opportunities for
Court treated both adults and adolescents; the ATONE program was
appropriate setting.
13. Both Mr. Sass and Mr. Huber have stated that Judge Restaino worked well
toward working with youths in the community and was committed to all of
14. Both Mr. Sass and Mr. Huber observed that Judge Restaino was "fair and
kind in his approach" to the programs. Particularly, both indicated that Judge
4
Restaino had a commitment to patience and to the programs which, they
15. Both Mr. Sass and Mr. Huber recalled that the program was "tremendously
indicated that the City of Niagara Falls community has experienced many
issues with violent youth and, as a result, they came to see the ATONE
adolescents charged with crimes, who also had anger management problems.
16. Based on Judge Restaino's exemplary service through the ATONE program
Inc. that Judge Restaino is an asset to the bench and continues to be fit to
respectfully requests that this Court allow for them to appear as amici curiae
Jamie Marcolini
17. Jamie Marcolini oversees specialty courts, including those for domestic
violence, mental health, and drugs, for the Office of Court Administration.
Niagara Falls, New York, and in that capacity he helped administer the
5
reviewing virtually every domestic violence file with him. Mr. Marcolini was
present while Domestic Violence Court was in session, and Judge Restaino
19. Mr. Marcolini has recalled that while on the bench, Judge Restaino "would
always do what was right" to ensure that all defendants were well aware of
20. Mr. Marcolini has also noted that Judge Restaino was extremely patient and
"worked endless hours to make sure things went the right way." Judge
Restaino treated all participants in the program with "respect and dignity."
21. Mr. Marcolini, who continues to work with the Domestic Violence Court,
concluded that Judge Restaino's current absence from the City Court was a
"major loss to the Court," indicating that Judge Restaino "simply knew how
22. As well, Mr. Marcolini believed that Judge Restaino's ability to serve as a
Domestic Violence Court Judge was benefitted by his close work with
numerous community organizations including block clubs and the local Boy's
Club.
23. Mr. Marcolini has suggested that Judge Restaino was known throughout the
Niagara Falls community as a civic "role model" who was well liked and
respected. He has described Judge Restaino's demeanor both on and off the
6
24. Based on Mr. Marcolini's experience managing Domestic Violence Court
opinion that Judge Restaino is an asset to the bench and continues to be fit to
serve; accordingly, Mr. Marcolini respectfully requests that this Court permit
him to appear as amicus curiae and file the brief accompanying this motion.
Elizabeth Brady
supervisor for 20 years and has been employed with the department for 30
years.
26. Elizabeth Brady has been familiar and worked with Judge Restaino since at
least January, 2005. In or about that time, Judge Restaino was appointed as
an acting judge for the Niagara County Family Court. As such, Judge
Restaino presided over neglect and abuse cases, and was assigned to hear a
(PINS) petitions and juvenile delinquency cases. At that time, there was a
extremely large calendar. Mrs. Brady worked closely with Judge Restaino on
27. Mrs. Brady has stated that within a short period of time Judge Restaino was
caseload and handle each matter appropriately. She has described that Judge
7
Restaino's demeanor was "very professional," stating that he was a person
with whom all parties could communicate. Additionally, Mrs. Brady has
indicated that Judge Restaino had a strong "rapport" with all litigants and
28. Mrs. Brady has stated that she was saddened to see Judge Restaino return to
the Niagara Falls City Court bench after he had created a more manageable
29. In addition to the above, shortly after Judge Restaino was appointed as acting
Family Court Judge, the New York State Legislature passed a significant
Social Services, Children's Services for 20 years and 30 years within the
Department, it is her opinion that Judge Restaino is an asset to the bench and
this Court permit her to appear as amici curiae and file the brief
8
Special Assistance to the Court
31. Amici' s unique perspective of having worked closely with Judge Restaino in
his capacity as judge for the Domestic Violence Court, the Court in which the
conduct of March 11, 2005 took place, provides this Court with special
32. Amici do not condone Judge Restaino's conduct of March 11, 2005, which
33. Nevertheless, unanimously, Amici believe that if Judge Restaino were not
34. Amici respectfully submit that Judge Restaino should be allowed to continue
as a Niagara Falls City Court Judge and that the appropriate remedy in the
granting Amici permission to appear as Amici Curiae in this appeal (2) accepting the
9
brief that has been filed and served along with this motion and (3) granting such other
By: --H~x~~
Herbert L. Greenman, Esq.
42 Delaware Ave.
Buffalo, New York 14202
(716)-849-1333
Attorney for Amici
10
STATE OF NEW YORK
COURT OF APPEALS
vs.
Respondent.
CERTIFICATE OF SERVICE
The undersigned hereby certifies that on the 6th day of February, 2008, I caused a
true and accurate copy of the attached Notice of Motion and Affirmation in Support of
Motion to Appear as Amici Curiae with proposed brief to be served via overnight delivery
on each of the following:
ROBERT M. RESTAINO
Petitioner,
-vs-
Respondent.
Herbert L. Greenman
LIPSITZ GREEN SCIME CAMBRIA LLP
Attorneys for Amici Curiae
Office and P.O. Address
42 Delaware Avenue, Suite 300
Buffalo, New York 14202
(716) 849-1333
TABLE OF CONTENTS
Page
Conclusion ........................................................................... 11
TABLE OF AUTHORITIES
Page
ii
PRELIMINARY STATEMENT
This is an appeal from a determination of the New York State Commission on Judicial
Conduct made pursuant to Section 44, subdivision 4 of the New York State Judiciary Law on
November 13, 2007. Counsel has filed a Notice of Motion and Affidavit in support of a motion to
submit a brief as amici curiae on behalf of Petitioner, Robert M. Restaino, relative to the above
captioned matter.
As indicated in counsel's notice of motion, the proposed amici include a broad range of
court administrators and domestic violence court providers who have had many years of experience
working with and observing Judge Restaino, specifically when he presided over Domestic Violence
• Jeffrey Smith, the Project Director for all "specialty courts" for the Office of Court
Administration, 3th Judicial District;
• Family and Children's Service of Niagara, ]nc., Kenneth Sass, President and CEO,
and Bernard Huber, Director of Family Counseling;
• Jamie Marcolini, prior care provider with Horizon Human Health Services in
Niagara Falls, New York and manager of Domestic Violence Court when Judge
Restaino presided; currently Manager of the Niagara Falls City Court Mental Health
Court for the Office of Court Administration;
• Elizabeth Brady, a supervisor for over 20 years with the Niagara County Department
of Social Services, Children's Services; and
• Jennifer Hall, a senior caseworker with the Niagara County Department of Social
Services (Department of Permanency and Planning).
All amici have particularized and specialized knowledge relative to Judge Robert M. Restaino's
fitness to continue to serve as a Niagara Falls City Court Judge and each have a unique perspective
as to the issues raised in his appeal. Accordingly, amici respectfully submit that they can provide
1
Amici are aware that a hearing was held in November, 2006 and a report was filed by the
referee on March 30, 2007. Subsequently, the parties submitted briefs with respect to the referee's
report. In their briefs, counsel to the Commission recommended the sanction of removal and
counsel for petitioner recommended censure. After oral argument on September 19, 2007, the
Commission determined that the appropriate sanction was removal from the bench.
All of the amici have personal knowledge relative to Judge Restaino's background and
perfonnance while a Niagara Falls City Court Judge. Indeed, all amici have specific information
relative to Judge Restaino's performance not only while he presided in the Niagara Falls Criminal
Court but, as well, his performance in presiding in the Niagara Falls City Court, Domestic Violence
Court. Some of the amici have personal knowledge of Judge Restaino' s performance while sitting
2
INTERESTS OF THE AMICI
As noted above, amici include a broad range of court administrators and domestic violence
court providers who have had many years of experience working with and observing Judge
Restaino. They unanimously agree that Judge Restaino's aberrant act should not lead to his removal
from the bench. Amici have long-term experience with Judge Restaino, having worked closely with
him throughout his years as a Niagara Falls City Court Judge and acting Niagara County Family
Court Judge. They are also familiar with his reputation throughout the entire Niagara Falls
community. All agree that Judge Restaino's removal from the bench would be a tremendous loss to
For example, amici include Jeffrey Smith, Project Director for the New York State gth
Judicial District, Office of Court Administration. Mr. Smith administers all "Specialty Courts"
including all Domestic Violence Courts in the gth Judicial District. Prior to Judge Restaino's
suspension, Mr. Smith worked closely with Judge Restaino for 6 years.
Additionally, amici include Family and Children's Service of Niagara, Inc. The
organization is a tax exempt charity, which provides services for domestic violence victims, as well
as services for runaway and homeless youth. In concert with the Family and Children's Service of
Niagara, Inc., Judge Restaino was a founding partner of the Adult and Teen Opportunities for Non-
Violent Education Program (ATONE). This program developed from Judge Restaino's idea that it
would be more appropriate to treat adolescents who had observable mental health and anger
management issues, for which they were charged in criminal court, in a separate court. Through
Judge Restaino's leadership, the program was tremendously effective in treating adolescents with
3
In addition, amici include Jamie Marcolini, an employee with Horizon Health Services who
helped to manage the Domestic Violence Court during the last year that Judge Restaino presided
over the Court. He met with Judge Restaino on a regular weekly basis and reviewed virtually all of
the domestic violence files with him, as well as observed him in Court.
Finally, amici include individuals from the Niagara County Department of Social Services
who worked with Judge Restaino for years in the Niagara Falls City Court, including its Domestic
Violence Court. Elizabeth Brady, for example, has been employed with the Niagara County
Department of Social Services, Children's Services section for approximately 30 years and has been
a supervisor for the past 20 years. Mrs. Brady worked closely with Judge Restaino on a regular,
Amici unanimously agree as specialty court professionals that Judge Restaino was an
exemplary judge and that his removal from the bench would be a great loss to the Niagara Falls City
4
ARGUMENT
As noted above, on November 13, 2007, the New York State Commission on Judicial
Conduct issued a determination that the appropriate remedy was Judge Restaino's removal from the
bench. After reviewing what was, in large measure, the uncontradicted background of the case, the
Commission, without adequately considering other factors including mitigation, reasoned that Judge
Restaino "violated the trust of the defendants and of the public at large, who place their confidence
in the administration of justice by the court." (Determination, Record on Review ("R.") at 15).
Noting that the Domestic Violence Court places "trust and personal accountability" of paramount
importance, the Commission found that "Judge Restaino's own irresponsible behavior provided a
(Determination, R. at 19).
Sadly, while the Commission recognized that "presiding in a busy court presents every
judge with significant challenges on a daily basis, and every judge is obliged to set aside his or her
personal problems upon entering the Courtroom and to be an exemplar of dignity, courtesy and
patience" (determination, R. 19), the Commission failed to recognize that Judge Restaino's conduct
on the day in question was an aberrational act in an otherwise exemplary judicial and professional
career.
5
Ultimately, the Commission concluded that Judge Restaino's act warranted the sanction of
removal "notwithstanding his previously unblemished record on the bench and the testimony as to
apparent from the record that Judge Restaino's conduct was "unlikely to be repeated." (Concurring
opinion, R. at 22). However, Mr. Emery concluded that because of the Court of Appeals' previous
decision In Matter ofBlackbume, 7 NY3d 213 (2006) he felt "bound by the Blackbume decision,
with which I do not agree .... " (Concurring opinion, R. at 23). Finally, in a dissenting opinion filed
by Chairman Raoul Felder, Chairman Felder noted Judge Restaino's "long period of personal stress,
while presiding in a domestic violence part.... " (Dissenting opinion, R. at24). After reviewing some
of the character testimony presented during the hearing, Chairman Felder found that Judge
Restaino' s conduct in the instant case "was a single res gestae - two hours of viral lunacy out of a
person's entire professional life." (Dissenting opinion, R. at 26). Contrasting Judge Restaino's case
:from Matter ofBlackbume, supra, Chairman Felder noted that in Blackbume, the judge acted
"purely out of personal pique, based on incomplete information, and further, she persisted in the
face of contrary advice :from experienced court personnel." Contrasting Blackbume with the instant
case, Chairman Felder found that "a distinguished former judge who heard the testimony, concluded
that the respondent, who testified at great length, appeared to be sincerely remorseful. The Referee
also commented on the impressive testimony of a psychologist and psychiatrist who gave
Recognizing that a public censure would have a "deleterious effect" on Judge Restaino's
6
professional life over this regrettable episode. The record shows
without contradiction that he is a decent, humble, dedicated
individual who is well-liked and respected."
(Dissenting opinion, R. at 30). Indeed, Chairman Felder recognized that even one of
the incarcerated individuals had testified that Judge Restaino had been a "positive
The dissent thus found that the record was uncontroverted that Judge Restaino 's conduct
was a "profound aberration in an otherwise unblemished career." All amici agree with his
conclusions.
It is clear that the New York State Court of Appeals has "broad plenary power to determine
the facts and appropriate sanction in the exercise of its own sound discretion and judgment." Matter
of Quinn, 54 NY2d 386,391 (1981). As such, amici respectfully urge this Court to consider the full
record before it which the Commission's majority in its determination failed to do. Significantly,
amici believe that at most, Judge Restaino's misconduct amounts to an aberration from an otherwise
exemplary career both while he served on the bench and while he was a practicing attorney.
Ironically, the Commission's determination ignores the goal of Judge Restaino's own
Domestic Violence Court. There, individuals coming before the Criminal Court have the
opportunity to involve themselves in significant counseling in an effort to allow them to regain their
positive roles in society. Judge Restaino should be given the same chance.
7
Here, Judge Restaino underwent significant counseling after the incident took place. As
well, as Commissioner Felder found in his dissent and Mr. Emery noted in his concurring opinion,
the medical evidence indicates that there is little or no chance that Judge Restaino's prior conduct
In this case, the opinions provided by the amici clearly indicate that Judge Restaino's loss to
the Court would be detrimental. The Judge worked tirelessly to ensure that the programs
succeeded. Sadly, his efforts worked to his own detriment which, no doubt, led to his skewed
judgment. However, Judge Restaino has come to understand the need for balance in his life and
without doubt his participation in personal counseling has now served him well.
There is little doubt but that Judge Restaino' s Domestic Violence Court was a model for the
entire State of New York. The Court's successes in that regard were legendary throughout the
Niagara Falls community. He was known as "firm yet fair," qualities always necessary for a judge
in a Specialty Court. Moreover, Judge Restaino spent endless hours preparing for the cases coming
before him, reviewing files and speaking at length to the administrators and providers. To a person,
all of the individuals knowledgeable of the Niagara Falls Domestic Violence Court and Judge
Restaino's unique ability to run the Court conclude that he was more than qualified for the job.
Without a doubt, if Judge Restaino is allowed to return to the bench he will be a shining example
that one's fall from grace followed by diligent efforts to redeem oneself can lead to a better life.
The administrators and providers who join in this brief have unanimously concluded that
notwithstanding Judge Restaino's inappropriate conduct at issue, he remains well qualified and
should be returned to the bench as quickly as possible. They have no doubt that he is fit to return as
8
In requesting that this Court choose the remedy of censure, amici are not unmindful of what
occurred in the past. However, given the totality of all of the circumstances they believe that
removal is unwarranted. All amici have worked closely with Judge Restaino and firmly believe in
the success of the Criminal and Domestic Violence Courts. They have concluded not only that
Judge Restaino is fit to serve but that he has the specific qualifications to do the job in a qualified
manner.
The individuals and organization who have joined in this amici brief unanimously concur
that for many years Judge Restaino's demeanor served the Domestic Violence and criminal courts
well. Indeed, his dedication to the Domestic Violence Court and ATONE program was
unparalleled. Hundreds of individuals with little hope for their future were led in the right direction
and now have reassumed their status as law-abiding, hardworking individuals. To a person, all of
the amici agree that Judge Restaino's loss to the Niagara Falls Courts would be irreparable.
It is unlikely that anyone is in a better position than arnici to know Judge Restaino's value to
the Specialty Courts which are so important in today's criminal justice system. With the proper
direction, parties are taken from a life of despair, are counseled and ultimately are allowed to
redirect their lives. Judge Restaino's incredible dedication to those individuals should not be
forgotten. Likewise, Judge Restaino's unique abilities in helping those individuals reach those goals
It is respectfully submitted that the unique perspective and experience provided by amici is
considered by this Court in rendering its decision. The providers and administrators who join in this
brief and its ultimate conclusion are, perhaps, in the best position to understand Judge Restaino's
9
There can be no doubt but that Judge Restaino is sincerely contrite for what he has done. In
admitting his malfeasance Judge Restaino has clearly shown his ability to continue his tenure. As
In Judge Restaino' s case, the converse is true. This Court has had the benefit of Judge
Restaino 's testimony and has seen how remorseful he is. As well, experts have testified that it is
extremely unlikely that such misconduct on Judge Restaino's part would ever occur again.
Amici were regularly in the courtroom as Judge Restaino ran the Domestic Violence and
adjunct courts. He was considered patient, diligent, fair and dedicated to the goals of the Court.
Judge Restaino's continued performance in judicial office does not "threaten the proper
administrations of justice" nor do amici believe that Judge Restaino's singular act, although serious,
has "irredeemably damaged public confidence in his own impartiality or that of the State judiciary
Judge Restaino has shown himself fit for continued service to the bench in the Niagara Falls
City Court. In the end, Judge Restaino has served the Court well, has candidly accepted
responsibility for his acts and is now well equipped to resume his place on the bench. The fact that
Judge Restaino was suffering from personal psychological pressure has been addressed, and doctors
who testified at his hearing concluded that his previous conduct is unlikely to reoccur.
Under the circumstances, therefore, amici respectfully submit that Judge Restaino should
not be removed from the bench and that the sanction of censure should be imposed.
10
CONCLUSION
By requesting a sanction of censure as opposed to removal, amici are not asking this Court
to forgive Judge Restaino for his acts. On the contrary, amici respectfully ask this Court to consider
those indiscrete acts in light of Judge Restaino' s exemplary history on the bench, in particular his
time as a judge in the Domestic Violence Court, and in light of what he again can do in the future
The individuals and organizations represented in this amici curiae brief all hope for the day
when Judge Restaino will be returned to the bench where he has served his community with such
distinction. Consequently, it is respectfully urged that this Court impose the sanction of censure.
H-~ ~.,;J~Pn~
Herbert L. Greenman
Lipsitz Green Scime Cambria, LLP
Attorney for Amici
42 Delaware Ave.
Buffalo, New York 14202
(716)849-1333
11
Lipsitz Green Scime CambriaLLP
Attorneys at Law 42 Delaware Avenue, Suite 120, Buffalo, New York 14202-3924 P 716 849 1333 F 716 855 1580 !Not for Service) www.lglaw.com
Teresa A. Bailey
John M. Uchtenthal
Racheal C. Irizarry 2 Enclosed herewith, please find an original and 24 copies of brief with respect to the
Andrew D. Kehrer
Joseph M. Tripi above referenced matter per order dated February 14, 2008 from Your Honor.
Daniel M. Killelea
Patrick J. Mackey
OF COUNSEL I have also served 2 copies to Mr. Terrence M. Connors, Esq., Connors and Vilardo, LLP,
Richard Lipsitz
Carl A Green Attorney for Petitioner Robert M. Restaino and also Robert H. Tembeckjian, Esq.,
Eugene W. Salisbury 1
Counsel to the State Commission on Judicial Conduct, John J. Postel, Esq., of Counsel.
SPECIAL COUNSEL
James W. Kirkpatrick
Roger W. Wilcox, Jr.
Denis A Scinta I thank you for your courtesy in this regard.
David G. Henry
Richard D. Furlong
Scott M. Schwartz
John P. Hains 2 Very truly yours,
Diane M. Roberts
LICENSED WORKERS'
COMPENSATION
REPRESENTATIVE
Lipsitz Green Scime Cambria, LLP
;/a;J/7At-e-4;
Keith T. Williams
Patricia N. Lyman
Seymour L Schuller
1951-1988
BUFFALO AMHERST CHEEKTOWAGA FREDONIA NEW YORK CITY BEVERLY HILLS ""C,'"'Ji
Lipsitz Green Scime Can1briaLLP
cc: Terrence M. Connors, Esq. (Via Regular Mail) (two copies of brief attached)
Connors and Vilardo, LLP
Attorney for Petitioner Robert M. Restaino
1020 Liberty Building
420 Main Street
Buffalo, New York 14202
716-852-5533
, /Robert H. Tembeckjian, Esq. (Via Overnight, UPS) (two copies of brief attached
V Counsel to the State Commission on Judicial Conduct
John J. Postel, Esq., of Counsel
Deputy Administrator in Charge
61 Broadway
New York, New York 10006
212-809-0566
ROBERTM. RESTAINO
Petitioner,
-vs-
Respondent.
Herbert L. Greenman
LIPSITZ GREEN SCIME CAMBRIA LLP
Attorneys for Amici Curiae
Office and P.O. Address
42 Delaware Avenue, Suite 300
Buffalo, New York 14202
(716) 849-1333
TABLE OF CONTENTS
Page
Conclusion ........................................................................... 11
TABLE OF AUTHORITIES
Page
11
PRELIMINARY STATEMENT
This is an appeal from a determination of the New York State Commission on Judicial
Conduct made pursuant to Section 44, subdivision 4 of the New York State Judiciary Law on
November 13, 2007. Counsel has filed a Notice of Motion and Affidavit in support of a motion to
submit a brief as amici curiae on behalf of Petitioner, Robert M. Restaino, relative to the above
captioned matter.
As indicated in counsel's notice of motion, the proposed amici include a broad range of
domestic violence court providers who have had many years of experience working with and
observing Judge Restaino, specifically when he presided over Domestic Violence Court. The amici
include:
• Family and Children's Service of Niagara, Inc., Kenneth Sass, President and CEO,
and Bernard Huber, Director of Family Counseling;
• Elizabeth Brady, a supervisor for over 20 years with the Niagara County Department
of Social Services, Children's Services; and
• Jennifer Hall, a senior caseworker with the Niagara County Department of Social
Services (Department of Permanency and Planning).
All amici have particularized and specialized knowledge relative to Judge Robert M. Restaino's
fitness to continue to serve as a Niagara Falls City Court Judge and each have a unique perspective
as to the issues raised in his appeal. Accordingly, amici respectfully submit that they can provide
Amici are aware that a hearing was held in November, 2006 and a report was filed by the
referee on March 30, 2007. Subsequently, the parties submitted briefs with respect to the referee's
report. In their briefs, counsel to the Commission recommended the sanction of removal and
1
counsel for petitioner recommended censure. After oral argument on September 19, 2007, the
Commission determined that the appropriate sanction was removal from the bench.
All of the amici have personal knowledge relative to Judge Restaino's background and
performance while a Niagara Falls City Court Judge. Indeed, all arnici have specific information
relative to Judge Restaino's perfonnance not only while he presided in the Niagara Falls Criminal
Court but, as well, his performance in presiding in the Niagara Falls City Court, Domestic Violence
Court. Some of the arnici have personal knowledge of Judge Restaino's performance while sitting
2
INTERESTS OF THE AMICI
As noted above, amici include a broad range of domestic violence court providers who have
had many years of experience working with and observing Judge Restaino. They unanimously
agree that Judge Restaino's aberrant act should not lead to his removal from the bench. Amici have
long-term experience with Judge Restaino, having worked closely with him throughout his years as
a Niagara Falls City Court Judge and acting Niagara County Family Court Judge. They are also
familiar with his reputation throughout the entire Niagara Falls community. All agree that Judge
Restaino' s removal from the bench would be a tremendous loss to the community as well as to the
Additionally, amici include Family and Children's Service of Niagara, Inc. The
organization is a tax exempt charity, which provides services for domestic violence victims, as well
as services for runaway and homeless youth. In concert with the Family and Children's Service of
Niagara, Inc., Judge Restaino was a founding partner of the Adult and Teen Opportunities for Non-
Violent Education Program (ATONE). This program developed from Judge Restaino's idea that it
would be more appropriate to treat adolescents who had observable mental health and anger
management issues, for which they were charged in criminal court, in a separate court. Through
Judge Restaino's leadership, the program was tremendously effective in treating adolescents with
Finally, amici include individuals from the Niagara County Department of Social Services
who worked with Judge Restaino for years in the Niagara Falls City Court, including its Domestic
Violence Court. Elizabeth Brady, for example, has been employed with the Niagara County
Department of Social Services, Children's Services section for approximately 30 years and has been
3
a supervisor for the past 20 years. Mrs. Brady worked closely with Judge Restaino on a regular,
Amici unanimously agree as specialty court professionals that Judge Restaino was an
exemplary judge and that his removal from the bench would be a great loss to the Niagara Falls City
4
ARGUMENT
As noted above, on November 13, 2007, the New York State Commission on Judicial
Conduct issued a determination that the appropriate remedy was Judge Restaino's removal from the
bench. After reviewing what was, in large measure, the uncontradicted background of the case, the
Commission, without adequately considering other factors including mitigation, reasoned that Judge
Restaino "violated the trust of the defendants and of the public at large, who place their confidence
in the administration of justice by the court." (Determination, Record on Review ("R.") at 15).
Noting that the Domestic Violence Court places "trust and personal accountability" of paramount
importance, the Commission found that "Judge Restaino' s own irresponsible behavior provided a
(Determination, R. at 19).
Sadly, while the Commission recognized that "presiding in a busy court presents every
judge with significant challenges on a daily basis, and every judge is obliged to set aside his or her
personal problems upon entering the Courtroom and to be an exemplar of dignity, courtesy and
patience" (determination, R. 19), the Commission failed to recognize that Judge Restaino's conduct
on the day in question was an aberrational act in an otherwise exemplary judicial and professional
career.
5
Ultimately, the Conm1ission concluded that Judge Restaino's act warranted the sanction of
removal "notwithstanding his previously unblemished record on the bench and the testimony as to
apparent from the record that Judge Restaino's conduct was "unlikely to be repeated." (Concurring
opinion, R. at 22). However, Mr. Emery concluded that because of the Court of Appeals' previous
decision In Matter ofBlackburne, 7 NY3d 213 (2006) he felt "bound by the Blackbume decision,
with which I do not agree .... " (Concurring opinion, R. at 23). Finally, in a dissenting opinion filed
by Chairman Raoul Felder, Chairman Felder noted Judge Restaino's "long period of personal stress,
while presiding in a domestic violence part .... " (Dissenting opinion, R. at24). After reviewing some
of the character testimony presented during the hearing, Chairman Felder found that Judge
Restaino' s conduct in the instant case "was a single res gestae - two hours of viral lunacy out of a
person's entire professional life." (Dissenting opinion, R. at 26). Contrasting Judge Restaino's case
from Matter of Blackbume, supra, Chairman Felder noted that in Blackbume, the judge acted
"purely out of personal pique, based on incomplete information, and further, she persisted in the
face of contrary advice from experienced court persmmel." Contrasting Blackbume with the instant
case, Chairman Felder found that "a distinguished former judge who heard the testimony, concluded
that the respondent, who testified at great length, appeared to be sincerely remorseful. The Referee
also commented on the impressive testimony of a psychologist and psychiatrist who gave
Recognizing that a public censure would have a "deleterious effect" on Judge Restaino' s
6
professional life over th.is regrettable episode. The record shows
without contradiction that he is a decent, humble, dedicated
individual who is well-liked and respected."
(Dissenting opinion, R. at 30). Indeed, Chainnan Felder recognized that even one of
the incarcerated individuals had testified that Judge Restaino had been a "positive
The dissent thus found that the record was uncontroverted that Judge Restaino's conduct
was a "profound aberration in an otherwise unblemished career." All arnici agree with his
conclusions.
It is clear that the New York State Court of Appeals has "broad plenary power to determine
the facts and appropriate sanction in the exercise of its own sound discretion and judgment." Matter
of Quinn, 54 NY2d 386, 391 (1981). As such, amici respectfully urge this Court to consider the full
record before it which the Commission's majority in its determination failed to do. Significantly,
amici believe that at most, Judge Restaino's misconduct amounts to an aberration from an otherwise
exemplary career both while he served on the bench and while he was a practicing attorney.
Ironically, the Commission's detennination ignores the goal of Judge Restaino' s own
Domestic Violence Court. There, individuals coming before the Criminal Court have the
opportunity to involve themselves in significant counseling in an effort to allow them to regain their
positive roles in society. Judge Restaino should be given the same chance.
7
Here, Judge Restaino underwent significant counseling after the incident took place. As
well, as Commissioner Felder found in his dissent and Mr. Emery noted in his concurring opinion,
the medical evidence indicates that there is little or no chance that Judge Restaino's prior conduct
In this case, the opinions provided by the amici clearly indicate that Judge Restaino's loss to
the Court would be detrimental. The Judge worked tirelessly to ensure that the programs
succeeded. Sadly, his efforts worked to his own detriment which, no doubt, led to his skewed
judgment. However, Judge Restaino has come to understand the need for balance in his life and
without doubt his participation in personal counseling has now served him well.
There is little doubt but that Judge Restaino' s Domestic Violence Court was a model for the
entire State of New York. The Court's successes in that regard were legendary throughout the
Niagara Falls community. He was known as "firm yet fair," qualities always necessary for a judge
in a Specialty Court. Moreover, Judge Restaino spent endless hours preparing for the cases coming
before him, reviewing files and speaking at length to the administrators and providers. To a person,
all of the individuals knowledgeable of the Niagara Falls Domestic Violence Court and Judge
Restaino's unique ability to run the Court conclude that he was more than qualified for the job.
Without a doubt, if Judge Restaino is allowed to return to the bench he will be a shining example
that one's fall from grace followed by diligent efforts to redeem oneself can lead to a better life.
The providers who join in this brief have unanimously concluded that notwithstanding
Judge Restaino 's inappropriate conduct at issue, he remains well qualified and should be returned to
the bench as quickly as possible. They have no doubt that he is fit to return as a City Court Judge.
In requesting that this Court choose the remedy of censure, amici are not unmindful of what
occurred in the past. However, given the totality of all of the circumstances they believe that
8
removal is unwarranted. All amici have worked closely with Judge Restaino and firmly believe in
the success of the Criminal and Domestic Violence Courts. They have concluded not only that
Judge Restaino is fit to serve but that he has the specific qualifications to do the job in a qualified
mam1er.
The individuals and organization who have joined in this amici brief unanimously concur
that for many years Judge Restaino' s demeanor served the Domestic Violence and criminal courts
well. Indeed, his dedication to the Domestic Violence Court and ATONE program was
unparalleled. Hundreds of individuals with little hope for their future were led in the right direction
and now have reassumed their status as law-abiding, hardworking individuals. To a person, all of
the amici agree that Judge Restaino's loss to the Niagara Falls Courts would be irreparable.
It is unlikely that anyone is in a better position than amici to know Judge Restaino' s value to
the Specialty Courts which are so important in today's criminal justice system. With the proper
direction, parties are taken from a life of despair, are counseled and ultimately are allowed to
redirect their lives. Judge Restaino's incredible dedication to those individuals should not be
forgotten. Likewise, Judge Restaino's unique abilities in helping those individuals reach those goals
It is respectfully submitted that the unique perspective and experience provided by amici is
considered by this Court in rende1ing its decision. The providers who join in this brief and its
ultimate conclusion are, perhaps, in the best position to understand Judge Restaino's ability and
There can be no doubt but that Judge Restaino is sincerely contrite for what he has done. In
admitting his malfeasance Judge Restaino has clearly shown his ability to continue his tenure. As
9
Petitioner's apparent lack of contrition is telling. In some instances,
contrition may be insincere, and in others no amount of it will
override inexcusable conduct. Here, while petitioner's conduct was
far from uniformly fowl, his utter failure to recognize and admit
wrongdoing strongly suggests that, ifhe is allowed to continue on the
bench, we may expect more of the same.
In Judge Restaino's case, the converse is true. This Court has had the benefit of Judge
Restaino' s testimony and has seen how remorseful he is. As well, experts have testified that it is
extremely unlikely that such misconduct on Judge Restaino's part would ever occur again.
Amici were regularly in the courtroom as Judge Restaino ran the Domestic Violence and
adjunct courts. He was considered patient, diligent, fair and dedicated to the goals of the Court.
Judge Restaino's continued performance in judicial office does not "threaten the proper
administrations of justice" nor do amici believe that Judge Restaino's singular act, although serious,
has "irredeemably damaged public confidence in his own impartiality or that of the State judiciary
Judge Restaino has shown himself fit for continued service to the bench in the Niagara Falls
City Comi. In the end, Judge Restaino has served the Court well, has candidly accepted
responsibility for his acts and is now well equipped to resume his place on the bench. The fact that
Judge Restaino was suffering from personal psychological pressure has been addressed, and doctors
who testified at his hearing concluded that his previous conduct is unlikely to reoccur.
Under the circumstances, therefore, arnici respectfully submit that Judge Restaino should
not be removed from the bench and that the sanction of censure should be imposed.
10
CONCLUSION
By requesting a sanction of censure as opposed to removal, amici are not asking this Court
to forgive Judge Restaino for his acts. On the contrary, arnici respectfully ask this Court to consider
those indiscrete acts in light of Judge Restaino's exemplary history on the bench, in particular his
time as a judge in the Domestic Violence Court, and in light of what he again can do in the future
The individuals and organizations represented in this amici curiae brief all hope for the day
when Judge Restaino will be returned to the bench where he has served his community with such
distinction. Consequently, it is respectfully urged that this Court impose the sanction of censure.
\~o~;f~
Herbert L. Greenman
Lipsitz Green Scime Cambria, LLP
Attorney for Amici
42 Delaware Ave.
Buffalo, New York 14202
(716)849-1333
11
STATE OF NEW YORK
COURT OF APPEALS
vs.
Respondent.
CERTIFICATE OF SERVICE
The undersigned hereby certifies that on the 21st day of February, 2008, I caused a true and
accurate copy of the attached Notice of Motion and Affirmation in Support of Motion to Appear as
Amici Curiae with proposed brief to be served via overnight delivery on each of the following:
12
£~&~
~· Jt::w_ ?!/~ /P.!tJ?-/tJ.9§
February 5, 2008
Your motion for amicus relief in the above matter has been received. The motion
is noticed for a return date outside the limits set by CPLR 5516 (see also Court of
Appeals Rules of Practice 500.21[a]). To comply with the applicable statutory and rules
requirements, the return date will be February 19, 2008.
Any opposing papers from respondents must be served and received by this office
no later than February 19, 2008.
If you have any questions about the Rules of the Court of Appeals for motions, you
may contact this office at (518) 455-7705.
Heather Davis
Chief Motion Clerk
HD:mg
cc: Hon. Robert M. Restaino
Robert H. Tembeckjian, Esq.
Terrence M. Connors, Esq.
STATE OF NEW YORK
COURT OF APPEALS
vs.
Respondent.
CERTIFICATE OF SERVICE
The undersigned hereby certifies that on the 61h day of February, 2008, I caused a true and
accurate copy of the attached Notice of Motion and Affirmation in Support of Motion to Appear as
Amici Curiae with proposed brief to be served via overnight delivery on each of the following:
Qtnurt nf Apptaln
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
In the Matter of
ROBERT M. RES1_'AINO,
a Judge of the Niagara Falls City Court
of Niagara County,
Petitioner,
-against-
Respondent.
PLEASE TAKE NOTICE, that upon the annexed affirmation of JOHN J. DELMONTE,
ESQ., dated February 5, 2008, the undersigned will move this Court, upon these papers and
without oral argument, at a regular Motion Term of this Court, to be held on February 11, 2008,
for an order pursuant to 22 N.Y.C.R.R. §§530.7(c) and 500.l l(f): (1) granting Daniel T.
Lukasik, Esq., as founder and administrator of Lawyers With Depression and counselor to
judges and attorneys regarding depression, permission to appear as amicus curiae in the above-
captioned matter, and (2) accepting the brief that has been filed and served along with this
motion.
Niagara Falls, NY
(716) 282-4511
-I -
TO: Hon. Stuart Cohen, Clerk
Court of Appeals
Court of Appeals Hall
20 Eagle Street
Albany, NY 12207
Attn: Suzanne Aiardo, Esq.
-2-
COURT OF APPEALS
STATE OF NEW YORK
In the Matter of
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court
of Niagara County,
Petitioner,
-against-
Respondent.
I. That I am an attorney duly licensed to practice law in the State of New York and
Lawyers WithDepression.com and counselor to judges and attorneys who suffer from
§§530.7(c) and 500.1 l(f), f~~ an order granting permission to appear as amicus curiae in the
above-captioned appeal.
2. Petitioner brings this appeal pursuant to Judiciary Law§ 44(7) seeking review of
a determination of the New York State Commission on Judicial Conduct (the "Commission").
The Commission found that Petitioner violated provisions of the Rules Governing Judicial
Conduct, 22 N.Y.C.R.R. Part 100 (the "Canons") and determined the sanction for such
violation to be removal of Petitioner from his public office as a judge of the Niagara Falls City
Court.
- 1-
3. I have read the Commission's determination and am familiar with the facts and
legal issues involved in this case. I have also spoken with Daniel T. Lukasik, founder and
administrator of Lawyers With Depression and counselor to judges and attorneys who suffer
with depression, about the issues sought to be raised for the Court's consideration in reviewing
this matter.
4. Mr. Lukasik is an attorney in Buffalo, New York who has been at the forefront
of bringing attention to the issue of depression in the legal profession and assisting lawyers and
judges who suffer from depression. Mr. Lukasik founded and administers Lawyers With
information regarding the issue of depression in the legal profession. Mr. Lukasik also
personally counsels judges and attorneys in individual and group settings to assist them in
fulfilling their professional responsibilities and leading full lives despite suffering from
5. Mr. Lukasik is also the founder and chair of the Committee to Assist Lawyers
with Depression of the Bar Association of Erie County, which provides intervention, treatment
and assistance to the Bar's members, including the judiciary, who experience personal and/or
depression, which is the primary focus of the Committee's mission. Mr. Lukasik was recently
recognized for his work by the New York State Bar Association (State Conference of Bar
Leaders) with its Certificate of Merit at this year's annual meeting of the New York State Bar
Association.
6. Upon information and belief, Petitioner herein has sought and utilized the
services of the analogous state-wide program which was in existence at the time of the incident
-2-
in question, the Lawyers Assistance Program of the New York State Bar Association, in
7. Amicus verily believe it is critical for the Court to review and consider
Petitioner's depression in evaluating his conduct on March 11, 2005 and his self-driven
behavior on the date of his acknowledged misconduct represents a tragic case oflong-
simmering and untreated depression which "boiled-over" and manifested itself in one horrific
display of emotional aggression that does not reflect the true and full character or capability of
the Petitioner as a judge and, more importantly from the standpoint of Amicus 's core mission
and purpose, a classic case of affording an emotional sufferer with the chance to make good,
find redemption, and go forward in his profession with positive improvement and full
functionality.
9. It is Amicus 's desire to present to the Court the complete picture of Petitioner's
conduct and the underlying facts and circumstances that reasonably explain the same. In that
regard, Amicus feel that it is important to elucidate on the psychological concepts that may help
the Court to understand and evaluate Petitioner's behavior, including but not limited to the
including judges, who are routinely exposed to domestic violence types of cases on a daily
basis.
the professional challenges which members of the legal community face leading up to episodes
-3-
of depression and verily believe that the case of Petitioner presents a classic instance of a (and
depression which is now being managed, and according to the doctors who have treated
11. It is respectfully submitted that the Court needs to hear Amicus 's points of
concern which are raised in the accompanying brief to fairly evaluate this matter and the
Petitioner's future especially in light of the Commission's nugatory and dismissive treatment of
the Petitioner's medically established depression as mitigation of his behavior on March 11,
2005, its failure to fully consider the emotional underpinnings for said behavior, and most
importantly, the Commission's apparent disregard for the medical opinions rendered which
WHEREFORE, it is respectfully requested that this Court enter an order (1) granting
permission to appear as amicus curiae in this appeal, (2) accepting the brief that has been filed
and served along with this motion, and (3) granting such other relief as to this Court deems just
and proper.
-4-
STATE OF NEW YORK
<trnurt nf Appeals
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
ARGUMENT .......................................................................................... 4
CONCLUSION ....................................................................................... 9
- 1-
TABLE OF AUTHORITIES
CASES
OTHER AUTHORITIES
Juvenile and Family Court Journal, Fall 2003 (Peter G. Jaffe, Claire V. Crooks, Billie Lee
Dunford-Jackson and Judge Michael Town, Vicarious Trauma in Judges:
The Personal Challenge of Dispensing Justice .................................................................... 5
Vicarious Trauma in Attorneys, Andrew P. Levin, M.D. and Scott Greisberg, M.A.,
24 Pace L. Rev. 245 (Fall 2003) .......................................................................................... 6
11
PRELIMINARY STATEMENT
without giving substantive regard to the evidence presented during the course of his
hearing that Judge Restaino was suffering from a longstanding bout of depression
prevent a recurrence of such conduct in the future. The Commission's Determination not
light of the serious matters presented by those witnesses by fleetingly referring to the
entire subject matter of their testimony as "certain stresses in his [Judge Restaino's]
personal life" and disregarding those matters as inconsequential and not rising to the level
of providing any "mitigating circumstances in the record before us." See Commission
This brief is offered to the Court by Amicus specifically for the purpose of
addressing the caustic and dismissive treatment the Commission gave to the serious
issues of Petitioner's mental health, his vigilant and successful treatment of the
underlying condition which gave rise to the "displaced" misconduct of March 11, 2005,
and most importantly, the uncontradicted evidence of the lack of any likelihood of a
- 1-
repeat occurrence by Judge Restaino ifhe is permitted to retain his seat on the Niagara
FACTUAL BACKGROUND
Judge Restaino became a part-time Associate Judge of the Niagara Falls City
Court in 1996. The position thereafter became full-time and he was elected to a full ten-
year term which commenced on January 1, 2002. R. at 67 6-79. Prior to the events of
March 11, 2005, he had an exemplary and unblemished record as a jurist. Previously he
had served approximately 9 years as a public defender during which time he also
maintained a private practice and altogether handled many hundreds, if not thousands, of
Niagara Falls City Court bench (and to the extent permitted under the Canons after
becoming a judge), Judge Restaino committed himself to a wide array of civic, public and
educational endeavors, including but not limited to, the Board of Directors of Niagara
Falls Community Missions, the Boys and Girls Club of Niagara Falls, Niagara Catholic
High School, the Niagara Falls Public Library Board and the Niagara Falls Housing
all of his public and private service throughout the course of his adulthood is impeccable.
Against the backdrop of the above are the events of March 11, 2005, while Judge
Restaino was presiding over the Domestic Violence Part of Niagara Falls City Court.
Domestic Violence Court is a specialized treatment court established for the purpose of
adjudicating cases involving offenses committed against family members, the goal and
-2-
purpose of which is to serve as a diversionary protocol for the disposition of such cases
through counseling, awareness and victim impact programming, and imposing a 26 week
regimen of court appearances on all of the participants. R. at 684-85, 689. The Domestic
week in and week out. R. at 681. On March 11, 2005, there were approximately 70
Judge Restaino had assumed responsibility for the Domestic Violence Part in
1999. R. at 680-81. In perspective, over six plus years up until the date of this incident,
and excepting routine breaks in the calendar, Judge Restaino would have presided over
roughly 350 weeks of cases involving thousands of defendants who had committed
violent and/or abusive offenses against spouses and/or children. During the course of
resulting in innumerable occasions where Judge Restaino was required to hear and
consider explanations for such violations, offer reprieves from the same, or in some
cases, almost all of which were of the most unsettling and disturbing kind within the
criminal justice system, combined with the unfortunate circumstance of Judge Restaino's
long-simmering, but highly repressed and internalized, depression that his conduct of
The facts of what he did that day from the bench in remanding 46 defendants to
custody, including 14 who were eventually incarcerated until the late afternoon until they
-3-
were released by him, are not in dispute. Judge Restaino forthrightly admitted to the
Referee and the Commission the wrongfulness of his conduct that day and his
acknowledged and admitted to himself that something else was going very wrong in his
life which gave rise to his behavior that day and he met the challenges of that self-
ARGUMENT
circumstances giving rise to the depressive state were longstanding and had been building
up over a period of years, most acutely over the prior two years or so as marital stresses
worsened. R. at 400-01. Dr. wrote in his report dated June 3, 2005 that,
R. 1272.
-4-
Dr. pointedly summarized the emotional eruption that occurred on March
11, 2005, as a "displaced" retaliation by Judge Restaino against the defendants standing
before him in court that day in a misguided effort to purge his own frustrations and
failures in dealing with the stresses and breakdowns he was experiencing in his personal
life. On top of this was the cumulative effect of the environment he was operating in
which involved tragic cases of abuse and violence by family members against one
another, adding a layer of "vicarious trauma." Over time, that "vicarious trauma" eroded
Judge Restaino's emotional tolerance for disorder in his cour,t:room while he was laboring
The condition referred to as "vicarious trauma" has been studied and reported on
in connection with judges who preside over cases responding to victims of trauma, such
as domestic violence offenses, over a long period of time. The concept as it relates to
judges was journalized in a study published in the Juvenile and Family Court Journal,
Fall 2003 (Peter G. Jaffe, Claire V. Crooks, Billie Lee Dunford-Jackson and Judge
Justice). The authors studied 105 judges who worked in domestic violence courts with a
high volume of cases over a long period of time (six years according to the study). The
authors found that a majority of judges reported one or more symptoms that were
identified as work related "vicarious trauma" experiences, including both short-term and
intolerance of others. The authors further related vicarious trauma as being similar to the
-5-
(PTSS) and "burnout" .1 In fact, studies show that judges, attorneys, and other
professionals who work with domestic violence and other trauma-related issues
Levin, M.D. and Scott Greisberg, M.A, Vicarious Trauma in Attorneys, 24 Pace L. Rev.
recurrence of the type of conduct witnessed on March 11, 2005, was unlikely and remote
due to the identification of the underlying stressor, the Judge's affirmative action to
confront and deal with the stress trigger, and his recognition of the importance of seeking
again. R. at 413, 1271-7 5. Notwithstanding this testimony and the other underlying
factors which were elucidated upon at the hearing by the expert witnesses, the
explanation and mitigation which should have been more fully and properly considered.
1
Burnout is the clinical term for the emotional state developed by helping professionals, "gradually due to the
accumulation of stress and the erosion of idealism resulting from intensive contact with clients signified by physical
symptoms such as fatigue, poor sleep and headaches, emotional changes including anxiety, irritability, depression
and hopelessness, and behavior manifestations including aggression, cynicism, and substance abuse, leading to poor
job performance, deterioration in interpersonal relationships and significant attrition among professionals working
with traumatized populations". Andrew P. Levin, M.D. and Scott Greisberg, M.A, Vicarious Trauma in Attorneys,
24 Pace L. Rev. 245 (Fall 2003).
-6-
The reason for such consideration is simple and found squarely within the precepts
and precedents of the Court in its review of judicial disciplinary matters. It has been
well-established by this Court that the purpose of judicial disciplinary proceedings is not
to punish wayward judges, but rather to "safeguard the bench from unfit incumbents."
Matter of Watson, 100 N.Y.2d 290 (2003). The test, therefore, is one calculated to
determine the likelihood of a repeat offense by the judge, as evidenced either by a pattern
evidence that would indicate a proclivity to repeat the subject misconduct. In this regard,
reveals past similar behavior or any proof that Judge Restaino would ever allow a repeat
occurrence of the events that transpired on March 11, 2005. In fact, the Record reveals
213 (2006) we would argue that the single instance of misconduct in that case is
distinguishable from the circumstances involving Judge Restaino here, to wit, Judge
amounting to obstruction of justice or some other miscarriage of her core judicial duties
without any evidence of emotional stress or some other psychological disorder being the
basis for at least explaining or mitigating what she did. By contrast, in the present case
justifiable explanation for Judge Restaino's aberr~nt behavior based upon a medically
diagnosable condition which triggered his behavior on March 11, 2005, and which has
-7-
been therapeutically addressed to such a degree as to eliminate the likelihood of it
occurring again.
disregard for the psychological factors which were presented during the course of the
hearing, and entirely ignored in its Determination, and in light of this Court's clear
authority to "review the commission's findings of facts and conclusions oflaw but also to
determine the appropriate sanctions for the misconduct found and to impose a less or
more severe sanction" Matter of Sims, 61N.Y.2d349, 353 (1984), it is clear that this
Court now has the opportunity and obligation to examine the entire Record for the
purpose of doing complete justice and impose a more appropriate punishment than the
removal sanction recommended by the Commission. In doing so, the Court can balance
the ledger of Judge Restaino's judicial career by giving him the same consideration of his
overall personal and professional life experiences, including the recognition of his human
faults which do not impair his ability to be deemed fit for continued service as a member
of the Niagara Falls City Court, just as he has so many times in the course of his judicial
service given the same kind of consideration to hundreds of others in the valiant attempt
-8-
CONCLUSION
For the reasons stated herein, we respectfully request that this Court impose a
penalty of censure upon Judge Restaino for his conduct on March 11, 2005.
Dated:February 5, 2008
Niagara Falls, New York
-9-
STATE OF NEW YORK COURT OF APPEALS
In the Matter of
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court Notice of Motion and
of Niagara County, Affirmation in Support of
Motion to Appear as
Petitioner, Amicus Curiae
-against-
Respondent.
M. Mazur, Esq. dated February 6, 2008, the undersigned will move this Court, upon
these papers and without oral argument, at a regular motion term of this Court, to be
held on February 11, 2008, for an Order pursuant to 22 N.Y.C.R.R. §§530.7(c) and
500.1 l(t): (1) Granting the City ofNiagara Falls, New York permission to appear as
amicus curiae in the above captioned matter and; (2) accepting the brief that has been
ROBERT H. TEMBECKJIAN
NEW YORK STATE COMMISSION
ON WDICIAL CONDUCT
61 Broadway
New York, NY 10006
STATE OF NEW YORK COURT OF APPEALS
In the Matter of
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court
of Niagara County, Affirmation in Support of
Motion to Appear as
Petitioner, Amicus Curiae
-against-
Respondent.
perjury:
York and am Deputy Corporation Counsel for the City of Niagara Falls, New York
such, I am fully familiar with the facts and circumstances surrounding this matter.
§§530.7(c) and 500.1 l(f), for an Order permitting the City ofNiagaraFalls, New York
violated provisions of the rules governing judicial conduct, 22 N.Y.C.R.R. Part 100
and determined the sanction for such violation to be removal of the Petitioner from his
Laws of New York State. The Niagara Falls City Council (hereinafter "City Council")
is the legislative branch of city government. The City Council, by resolution, duly
directed the office of the Corporation Counsel to prepare this motion and the
proper enforcement of the laws, rules and ordinances of both itself and the State. The
City is therefore duty bound to ensure that its local court system fulfills those
requirements.
has proven to be a knowledgeable, intuitive and above all fair trier of fact in our local
City Court. His fitness and abilities as a judge is well known throughout the City and,
should the decision of the Commission be upheld, the City would be deprived of the
highly competent jurist. Further, the people of the City have spoken in record
numbers in support of the Judge and his appeal before the Court of Appeals.
8. Quite simply, the citizens of the City of Niagara Falls have a strong
interest in the resolution of the issues involved in this matter; namely, the criteria
required for removal of a City Court Judge. While both the undersigned and his client
are well aware of the seriousness of Judge Restaino's actions, for the reasons stated in
the accompanying brief, the City of Niagara Falls respectfully asserts that, based on
the facts of this case, removal is not the appropriate sanction and the penalty of
9. As this case has implications for all City residents, the City of Niagara
In the Matter of
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court of Niagara County,
Petitioner,
- against-
Respondent.
THOMAS M. 0 'DONNELL
ACTING CORPORATION COUNSEL OF
THE CITY OF NIAGARA FALLS
Attorney for Amicus Curiae
745 Main Street
P.O. Box69
Niagara Falls, New York 14302
Tel.: (716) 286-4409
CHRISTOPHER M. MAZUR Fax: (716) 286-4424
Of Counsel
TABLE OF AUTHORITIES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . n
PRELIMINARY STATEMENT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT OF FACTS....................................... 3
ARGUMENT
CONCLUSION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
TABLE OF AUTHORITIES
PAGE
Cases
Matter of Sims. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
61 N.Y.2d 349, 353 (1984)
ii
PRELIMINARY STATEMENT
The instant matter is an appeal from a decision of the New York State
Section 44(4) of the New York State Judiciary Law and dated November 13, 2007.
The Commission determined that the appropriate disposition was removal of the
Petitioner for actions undertaken on March 11, 2005 while presiding over the
organized and existing under the laws of New York State. The City submits this
brief, as amicus curiae, in support of the appeal of the Petitioner Judge Robert M.
Restaino.
decision recommending the removal of Judge Restaino from the bench was made
reputation as a jurist and without proper consideration of his good standing in the
community and his value thereto. Further, the City contends that the incident that
the defendants in his domestic violence court by reinstating or raising their bail
after a cell phone or other electronic device went off and the owner of said device
failed to come forward and accept responsibility, was simply an unfortunate lapse
1
in judgment. That lapse in judgment, when balanced against his nearly 25 years of
distinguished public service, does not render him unfit not to serve as a judge.
2
STATEMENT OF FACTS
Robert Restaino was born in 1959 and has been a lifetime resident of the
City of Niagara Falls. Record "R" at 670. Judge Restaino has attended local
schools and graduated from Niagara Catholic High School in 1977, Niagara
University in 1981 and received his law degree from the State University of New
York at Buffalo Law School in 1985. He was admitted to the New York State Bar
After his admission to the bar, Judge Restaino began his own private
practice serving many members of the local community. Rat 675. Further, he
675.
In 1996, James C. Galie, then Mayor of the City, appointed Judge Restaino
to a part-time position on the Niagara Falls City Court. Later that year, Judge
Restaino was elected to a six-year term as Niagara Falls City Court Judge. In
2001, Judge Restaino was elected to a ten-year term as a full-time City Court
Judge. R at 678-679.
Niagara Falls City Court, despite the City's population of only slightly over
50,000, is the third busiest city court in New York State. Between 1996 and 2006,
Niagara Falls City Court disposed of over a quarter of a million cases. R at 511-
3
512. Judge Restaino himself was responsible for nearly 90,000 dispositions, even
though he was only a part-time judge for the first five years of that period. R at
City Court bench, he also accepted appointments as Acting Niagara County Court
Judge and Acting Niagara County Family Court Judge in order to assist those
courts in reducing their otherwise excessive case loads. Rat 602. At all times and
impeccable reputation among the bench and bar and the community at large. He
However, on March 11, 2005 Judge Restaino, like any human being, made a
mistake. On that day, while presiding over a regularly scheduled term of the
Domestic Violence Court in Niagara Falls City Court, a cell phone or other
electronic device rang in the courtroom. When the owner of the device failed to
sanction each defendant by reinstating or raising their bail. Rat 728. In the end,
Due to the serious nature of the incident, the Commission issued a notice of
formal written complaint on June 20, 2006. After a hearing and later, after oral
argument, the Commission issued its determination on November 13, 2007. The
4
Commission sustained the charges and concluded that Judge Restaino violated
governing judicial conduct. The vote by the Commission members was nine to
one, with Chairman Raoul Felder issuing the dissenting vote. R at 17. Judge
Restaino appealed the determination of the Commission to the New York State
Court of Appeals.
date, there has been a letter-writing campaign, a highly successful petition drive
and several opinion articles in the local newspaper on the Judge's behalf. In light
of this and in light of the Judge's elevated standing before both the bench and the
community at large, the Niagara Falls City Council passed a resolution in support
of the Judge and directing the Corporation Counsel of the City to file an amicus
curiae brief with the Court of Appeals. To that end, this brief is submitted to the
5
THE INTEREST OF AMICUS CURIAE
The City of Niagara Falls is the local government entity representing each
and every citizen and resident located within its geographical boundaries. The City
develops and maintains services, regulates development activities and promotes the
health and quality of life of all its citizens. In short, as a subdivision of our
American democracy, the City works for the will of its citizens, its people. As it
relates to Judge Robert M. Restaino, the people of the City of Niagara Falls have
spoken to its local government in force in support of the Judge's position before
this Court. The City is therefore compelled to inform this Court of the
Further, the City has an interest in enforcing the rule of law. This is done by
providing adequate public safety for its citizens as well as assisting in the
administration of the local court system. The local court must not only administer
the laws but protect the rights of the accused. To do so, the courts must be manned
the laws and oaths of both the City and State carefully. Throughout his career,
Judge Restaino has exemplified all of those things and more. If the determination
of the Commission is upheld and Judge Restaino is removed from the bench, the
their detriment.
6
ARGUMENT!
The City of Niagara Falls has an obligation to its citizens to provide for the
proper operation and administration of state and local rules of law. It does this in
two ways: The first being through the City Police Department with enforcement
With regard to our local court, the Niagara Falls City Court, it is the third
busiest local city court in the State, having disposed of over a quarter of a million
cases in the last decade. When faced with such a daunting case load, it is
important to have judges of great ability, intellect and above all common sense.
One such judge that has demonstrated all of these qualities and more is the
Since Judge Restaino has became a Niagara Falls City Court Judge in 1996,
he has proven himself to be an accomplished, competent and above all fit jurist.
He has consistently shown eminent fairness and independence while on the bench.
He has traditionally treated both litigants and attorneys who appear before him
with the utmost dignity, respect and decorum. Above all, he has a reputation for
being prompt, efficient, and fair in the handling of his busy calendar.
7
The evidence of Judge Restaino 's breathe of knowledge and ability is well
known and has been documented through the many character witnesses which
appeared on his behalf during the hearing before the Commission as well as the
number of amicus curiae submitting briefs to this Court on his behalf. This is not
only a testament to his competency and credentials as a jurist, but also to his
qualities as an individual.
the memories of the incident that occurred on March 11, 2005. For on that day,
integrity of his Court, committed a very serious error in judgment which has
threatened his very career. Judge Restaino himself would be the first to admit that
he made a mistake and, based upon all accounts, has been contrite, remorseful and
forthright regarding this incident. Judge Restaino has cooperated with all aspects
of the investigation of this incident and has taken the necessary steps, both
professionally and personally, to ensure that something of this nature would never
happen again.
demonstrate that he is unfit to serve as a City Court Judge. However, this Court,
when reviewing the determination of the Commission is vested not only with the
authority to review the Commission's findings of fact and conclusions of law, but
8
also to determine the appropriate sanction for the misconduct found and to impose
a less or more sanction. See Matter of Sims, 61 N.Y.2d 349, 353 (1984).
Therefore, the decision on whether to remove Judge Restaino from the bench is for
When this Court deliberates on the ultimate fate of Judge Restaino, the City
prays that this Court consider the impact on the citizens of the City of Niagara
Falls, New York. For a determination to remove Judge Restaino will not only
punish the Judge himself, but also punish the citizens of our City, depriving them
of a truly gifted, dedicated and competent jurist. That being said, the City of
Niagara Falls respectfully contends that this Court invoke the lesser remedy of
9
ARGUMENT II
outstanding ability as a jurist on the Niagara Falls City Court bench have endeared
him in the hearts of the citizens of Niagara Falls. Following the publication of the
Commission's November 13, 2007 determination, Judge Restaino has been the
community. Hundreds of individuals have submitted cards and letters to the Judge
limited to, the Niagara Falls Boys and Girls Club, Family and Children Services,
the Community Mission, the Niagara Falls and Niagara County Bar Associations,
the Niagara Falls Block Club Council, the Niagara Falls Landlord Association, the
Legal Aide Society, the Niagara Ministerial Council, Niagara Catholic High
School, the Pine Avenue Business Association and the Cristoforo Colombo Society
have gone on record indicating their support for the Judge and his appear before
this Court.
behalf of the Judge. Local businesses and individuals have passed petitions
10
celebrating the Judge's abilities as a jurist and community leader and indicating a
strong disagreement with the findings of the Commission. To date, over 5,100
signatures have been collected, far exceeding any amount of signatures collected
What this clearly shows is that the citizens of Niagara Falls, the people who
elected and re-elected him with nearly 80% of the popular vote in a contested
election, are willing to look beyond the March 11, 2005 incident and instead focus
on the Judge's nearly 25 years of dedicated public service. For the people of the
City understand the serious nature of this proceeding and the serious implications
that this Court's decision may have upon them: For if he is removed, Judge
Restaino loses only his job as a judge; Niagara Falls loses much, much more.
11
CONCLUSION
"For judges are but men and women who are nonetheless worthy though,
like all human beings, they are sometimes less than perfect". Lonschein vs. State
of Judge Fuchsberg.) A judge therefore, like any other man, can make a mistake.
On March 11, 2005, Judge Robert M. Restaino made a mistake, a very serious
mistake of judgment which now threatens his very career as a judge. But that
should not be cut short by this one isolated incident. Therefore, the City of
Niagara Falls respectfully prays that this Court balance all with the relevant factors
in this case and impose the penalty of censure upon Judge Restaino for his conduct
11 .
on March 11, 2005.
OMAS M. O'DONNEL
Acting Corporation Counsel
City of Niagara Falls, New York
By: CHRISTOPHER M. MAZUR
Deputy Corporation Counsel
City Hall, 745 Main Street
POBox69
Niagara Falls, NY 14302-0069
Telephone: (716) 286-4423
12
STATE OF NEW YORK COURT OF APPEALS
In the Matter of
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court Corporate Disclosure
of Niagara County, Statement Pursuant to
Rule 500.l(c)
Petitioner,
-against-
Respondent.
advises the Court that it has no corporate parents, subsidiaries or affiliates, with the
exception ofN.F.C. Development Corp., Niagara Falls Urban Renewal Agency and
Qtnurt nf Apptals
STATE OF NEW YORK
COMMISSION ON JUDICIAL CONDUCT
ROBERT M. RESTAINO,
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court,
Niagara County,
Petitioner, NOTICE OF MOTION
FOR LEAVE TO FILE
A BRIEF AMICUS CURIAE
-vs-
Heneghan, Esq., and the accompanying proposed brief, and upon all prior
proceedings herein, the undersigned will move this Court at a motion term thereof
to be held at the Court of Appeals Hall, Albany, New York on the 11th day of
February 2008 for an Order granting the City of Niagara Falls Police Department,
the Niagara Falls Police Club, the Niagara Falls Captains and Lieutenants
Association, and Sheriff Thomas A. Beilein, leave to appear and file the
on this appeal, and for such other and further relief as the Court deems just and
Sugarman Law Firm, LLP • 1600 Rand Building • 14 Lafayette Square • Buffalo, NY 14203
Dated: Buffalo, New York
February 6, 2008
, '1,LLP
Sugarman Law Firm, UP • 1600 Rand Building • 14 Lafayette Square • Buffalo, NY 14203
STATE OF NEW YORK
COURT OF APPEALS
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
ATTORNEY'S
AFFIDAVIT
-vs-
and am a member of the Sugarman Law Firm, LLP, attorneys for the proposed
Amicus Curiae, City of Niagara Falls Police Department, the Niagara Falls Police
Club, the Niagara Falls Police Captains and Lieutenants Association, and Thomas
Falls Police Department, the Niagara Falls Police Club, the Niagara Falls Police
County Sheriffs Department, for an Order permitting the City of Niagara Falls
Sugarman Law Firm, LLP • 1600 Rand Building • 14 Lafayette Square • Buffalo, NY 14203
Police Department, the Niagara Falls Police Club, the Niagara Falls Police
transcript of the hearing, the referee's report dated March 30, 2007, and as such
am fully familiar with the facts and issues involved in the instant case.
Niagara Falls Police Club, Superintendent of the City of Niagara Falls Police
Department, John R. Chella, and Bill Thomson, President of the Niagara Falls
aforementioned entities and individual request that this Court issue an Order
permitting them to appear as Amicus Curiae in the instant matter. This proceeding
presents issues with important ramifications that will have a direct impact on the
Amici, all of whom are extremely active in the Niagara Falls law enforcement
community.
6. On March 11, 2005, the Petitioner, Niagara Falls City Court Judge,
Sugarman Law Firm, LLP • 1600 Rand Building • 14 Lafayette Square • Buffalo, NY 14203
Robert M. Restaino (hereinafter "Petitioner") was presiding over the Niagara Falls
Domestic Violence Court in Niagara Falls, New York. After taking the bench an
incident occurred after a cell phone went off in the courtroom. The facts of this
Petitioner's behavior warranted his removal from the bench of Niagara Falls City
Court.
8. The proposed Amicus Curiae are not asking for Judge Restaino 's
behavior to be overlooked, but do submit that the punishment should take all
factors into consideration regarding this elected judge. In the instant case, Judge
Following the incident, Judge Restaino realized his error and took steps as soon as
this Court given their collective work with Judge Restaino in a professional
Judge.
11. It is the position of the proposed Amicus Curiae that their relationship
Sugarman Law Firm, LLP • 1600 Rand Building • 14 Lafayette Square • Buffalo, NY 14203
~ II
with the judiciary in the legal community provides special assistance to this Court,
and they would invite the Court's attention to further arguments which would
12. The Niagara Falls Police Club, the City of Niagara Falls Police
Department, the Niagara Falls Captains and Lieutenants Association, and Thomas
A. Beilein, Sheriff, Niagara County Sheriffs Department, believe that the parties
in the instant case are not capable of offering the Court a full and adequate
13. Based on the aforementioned and the implications that may arise from
this case, the proposed Amici respectfully request that this Court grant them
_AN, ESQ.
CYNTHIA A. HUNT
Notary Public, State of New York
Qualified in Erie County /D
My Commission Expires Feb 2, 20L:::
Sugarman Law Firm, LLP • 1600 Rand Building • 14 Lafayette Square • Buffalo, NY 14203
STATE OF NEW YORK
Qtnurt nf Appeals
ROBERTM. RESTAINO,
TABLE OF AUTHORITIES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
PRELIMINARY STATEMENT....... . . . . . . . . . . . . . . . . . . . . 3
FACTUAL BACKGROUND....... . . . . . . . . . . . . . . . . . . . . .. . 5
POINT I.
THE REMOVAL OF JUDGE RESTAINO FROM THE BENCH IS
A PUNISHMENT DISPROPORTIONATE TO HIS MISTAKE .... 8
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . 11
I
TABLE OF AUTHORITIES.
PAGE
11
COURT OF APPEALS
STATE OF NEW YORK
ROBERT M. RESTAINO,
Petitioner,
-vs-
Respondent.
-1-
Niagara Falls Police Club Thomas A. Beilein, Sheriff
520 Hyde Park Blvd. Niagara County Sheriffs Department
Niagara Falls, New York 14302 5526 Niagara Street Ext.
P.O. Box 496
Lockport, New York 14095-0496
-2-
STATE OF NEW YORK
COURT OF APPEALS
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
-vs-
PRELIMINARY STATEMENT
This appeal stems from a determination of the New York State Commission
on Judicial Conduct which was made pursuant to New York State Judiciary Law
appropriate disposition for Niagara Falls City Court Judge, Robert M. Restaino
(hereinafter the "Petitioner") was his removal from the bench for certain conduct
which occurred on March 11, 2005. These Amici submit that the Commission's
decision recommending removal of Judge Restaino from the bench was made
without proper regard for his exemplary career as a jurist and without proper
Amici request that this Court consider their perspective as law enforcement
-3-
with whom Judge Restaino has worked both in and out of the courtroom.
Amici respectfully submit that Judge Restaino's one (1) mistake compared
to his years of dedication to the legal community and his otherwise impeccable
-4-
FACTUAL BACKGROUND
The Petitioner, Judge Robert M. Restaino has been a Niagara Falls City
Court Judge since 1996 where he served in a part-time capacity until he was
elected in a full-time judgeship in January of 2002. The Niagara Falls City Court
has a domestic violence part where Judge Restaino presided on a weekly basis
from 1999 until March 11, 2005. On March 11, 2005, Judge Restaino made a
mistake in judgment and within hours he regretted his conduct and has since
expressed remorse.
The City of Niagara Falls Police Department currently has over one hundred
and forty (140) sworn officers, as well as thirty (30) civilians in its employment
and handles approximately sixty-five thousand (65,000) calls for service annually.
The Niagara Falls Police Department has a solid partnership within the legal
strengthening the cn1cial bonds of cooperation and support within the legal
programs. The Niagara Falls Police Club is a labor union which represents
twenty-nine (29) members, including nine (9) captains and twenty (20) lieutenants.
The members of the association work hard on a daily basis to protect and improve
-5-
the lives of the citizens of Niagara Falls.
Department.
-6-
INTEREST OF AMICI CURIAE
The City of Niagara Falls Police Department, the Niagara Falls Police Club,
the Niagara Falls Police Captains and Lieutenants Association, and Sheriff
Thomas A. Beilein are all members of the legal community in the City of Niagara
Falls, as well as Niagara County. Amici have had many years of experience
working with and observing Judge Restaino. None of the aforementioned entities
believe that Judge Restaino's professional life should be destroyed over one (1)
These individuals engaged in law enforcement risk their health and lives
throughout the course of criminal investigations and need to be able to rely on the
integrity of a judge when called upon. Every one of these individuals has come to
Further, Judge Restaino has shown a true commitment to law and order
objectives through novel means, such as his efforts in specialty courts. His tireless
contributions as a judge truly help to make our community safer and assist law
-7-
POINT I.
This Court has broad plenary power to review a decision of the Commission
in order to determine whether the underlying facts warrant the sanction imposed.
See, Matter of Quinn, 54 NY2d 386 (1981). In the instant case, the Amicus Curiae
respectfully submit that removing Judge Restaino from public office to which he
was elected is unwarranted given that his misconduct on the bench on March 11,
circumstances which were clearly demonstrated and are documented in the record
before this Court. In fact, the record includes undisputed proof as to Judge
good character and reputation. In the instant case, the misconduct of Judge
Restaino was not based on any personal agenda and lasted only for a brief time.
See, Matter of Sims, 61NY2d349 (1984) [petitioner used the authority of her
7NY2d 213 (2006) [based on a perceived insult to herself, petitioner used her
office to stand in the way of law enforcement]. In the instant matter, there is no
from elected office. In his opinion dissenting as to the sanction against Judge
Mr. Felder further found that "although the ultimate cause of respondent's
bizarre behavior that day may never be known with certainty, it is unconteverted
circumstances and should not be imposed for poor judgment or even extremely
poor judgment. See, Matter of Dusen, 2005 Annual Report 155 and Matter of
-9-
Cunningham v. Commission on Judicial Conduct, 57 NY2d 270 (1982). The
purpose behind judiciary disciplinary proceedings is not for punishment but for the
firmly believe that his judicial integrity, his courtroom efficiency and demeanor
are well established in the legal community in the City of Niagara Falls, as well as
keeping communities safer through novel means, such as his work with the
specialty courts and youths in the community. Amici submit to this Court that
when all circumstances are considered, the brief and aberrant misconduct should
-10-
CONCLUSION
should direct that the sanction of censure should be imposed. The request of a
sanction for censure as opposed to removal is not to ask for a free pass for Judge
attorney and a judge, his contributions to safety and law enforcement efforts in the
-11-
BATAVIA LEGAL PRINTING, INC.
P.O. Box57
Stafford, New York 14143-0057
Phone: (585) 768-2100 Toll Free: (866) 768-2100
Fax: (585) 768-9487 E-Mail: blpi@frontiemet.net
Per my conversation today with Susan from your office, enclosed please find 24 labels to be applied
to the covers of the Amici Curiae Briefs previously filed with the Court at the request of Sugarman
Law Firm, LLP (Shannon M. Heneghan, Esq.). Our office had mistakenly filed the Briefs with an
incorrect cover.
We apologize for any inconvenience this may have caused. Please call our office with any questions
or concerns.
Sincerely,
t ~
,C
,
11l/
-/Jl~ /_,d~
, /' .1
.
Kelly R. Maher
KRM/drd
Enc.
February 6, 2008
Enclosed please find the following in connection with the above-captioned matter:
2. Certificate of Service;
If you have any questions or need any further information , please do not hesitate to
contact me.
DJF/lz
In the matter of
ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court
Niagara County,
Petitioner
- against -
Respondent
Farrugia, Niagara County Public Defender, and Robert M. Pusateri, Niagara County
Conflicts Defender, the undersigned will move this Court upon these papers and
February 11, 2008, for an Order pursuant to 22 N.Y.C.R.R. §§530.7(c) and 500.23:
(1) granting leave to David J. Farrugia, Niagara County Public Defender, and Robert
the above-captioned appeal and accepting in the above-captioned case the brief
that has been filed and served along with this motion.
DAVID J. FARRUGIA
Niagara County Public Defender
Niagara County Courthouse
175 Hawley Street
Lockport, NY 14094
(716) 439-7071
ROBERT M. PUSATERI
Niagara County Conflicts Defender
Niagara County Courthouse
175 Hawley Street
Lockport, NY 14094
716-439-7310
Robert H. Tembeckjian
New York State Commission on Judicial Conduct
801 Second Avenue
New York, NY 10017
In the matter of
ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court
Niagara County,
Petitioner
- against -
Respondent
perjury:
1. That we are the Niagara County Public Defender and Niagara County
review of the determination of the New York State Commission on Judicial Conduct
the Rules Governing Judicial Conduct, 22 N.Y.C.R.R. Part 100 (the "Canons") and
determined that removal was the appropriate sanction for the violations.
3. We have read the Commission's determinations and are familiar with
5. The proposed amici, David J. Farrugia and Robert M. Pusateri, are the
the indigent defendants and, thus, the total of defendants who appear in Niagara
Falls City Court. Both amici are interested in the outcome of this appeal, namely
because we believe it is in the best interests of our clients, past, present and future,
6. The proposed amici, David Gerald Jay, is a civil rights practitioner who
represented five of the persons jailed by Judge Restaino on March 11, 2005. Mr.
Jay, who conducted an extensive investigation into this matter, found that Judge
Restaino's actions of March 11, 2005, were a complete aberration from his usual
invite the Court's attention to matters that might otherwise escape its consideration
and the briefs of the parties. See Rule 500.23(a)(4)(ii), (iii). In essence, our brief
urges the Court to take into consideration the Petitioner's experience and
outstanding career as a Public Defender, then as a City Court Judge, in deciding his
request that an Order be entered granting them leave to submit a brief as amicus
curiae in the above-captioned appeal, and for such other and further relief as the
gbBERT M. PUSATlffiv__,..,·
f(iagara County Conflicts Defender
Niagara County Courthouse
175 Hawley Street
Lockport, NY 14094
716-439-7310
Robert H. Tembeckjian
New York State Commission on Judicial Conduct
61 Broadway
New York, NY 10006
Pursuant to the Court of Appeals decision of February 14, 2008, enclosed please find
two copies of the Brief of Amicus Curiae in the above-captioned matter.
£)[UH[) f} ~~
David J. Farrugia ~
Niagara County Public Defender
DJF/lz
Enclosures
COURT OF APPEALS
ROBERT M. RESTAINO,
DAVID J. FARRUGIA
Niagara County Public Defender
Niagara County Courthouse
175 Hawley Street
Lockport, NY 14094
(716) 439-7071
ROBERT M. PUSATERI
Niagara County Conflicts Defender
Niagara County Courthouse
175 Hawley Street
Lockport, NY 14094
716-439-7310
PRELIMINARY STATEMENT 1
ARGUMENT
IN THE CONTEXT OF JUDGE ROBERT M. RESTAINO'S
ENTIRE LEGAL CAREER, HIS SINGLE ERROR OF
JUDGMENT DOES NOT WARRANT REMOVAL FROM
THE BENCH . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
PRELIMINARY STATEMENT
The Niagara County Public Defender's Office and Niagara County Conflict
Defender's Office submit this brief as amicus curiae in support of the appeal of
removal of Judge Restaino was made without due regard for Judge Retaino's
particular experience and insight, first as an Assistant Public Defender and then as
Judge Restaino's actions of March 11, 2005, were totally out of character for
an individual who spent his early career as an Assistant Public Defender fighting for
the rights of, and protecting the interests of, persons in circumstances similar to
those faced by the defendants in his courtroom on March 11, 2005. However, in all
other instances, it was abundantly clear that, as a jurist, Judge Restaino had not
forgotten his days as a defense attorney "in the trenches" and understood the
everyday trials and tribulations of the litigants and their counsel who appeared
before him in Niagara Falls City Court Criminal Division. His removal from the
bench will be a detriment to that Court and the people who appear in front of it.
INTEREST OF AMICUS CURIAE
Members of the staffs of the Niagara County Public Defender's Office and
Niagara. County Conflicts Office represent most of the indigent defendants who
defendants who appear in Niagara Falls City Court are indigent, our offices handle
the vast majority of criminal cases in that Court. Over the years, our offices have
defense attorneys. It is our hope that he continue to serve his community on the
bench.
Attorney David Gerald Jay represented several of the defendants who were
in Court on March 11, 2005, in a civil suit brought against Judge Restaino. It is his
opinion, knowing all the facts and circumstances of this case, that the penalty of
2
ARGUMENT
incumbents." Matter of Watson, 100 NY2d 290; Matter of Esworthy, 77 NY2d 283.
March 11, 2005, has irreparably damaged public confidence in his ability to serve as
particularly that portion of the community thereof that happened to find its way into
the criminal division of Niagara Falls City Court. Judge Restaino was an Assistant
Public Defender for 10 years prior to his being elevated to the bench. He enjoyed a
reputation as being a determined and ardent advocate for the rights of the indigent
accused. He gained an understanding of the type of problems his clients faced not
only in the court but in their lives, and these experiences were carried forward by
Although the Judge's conduct on March 11, 2005, belies this, he understands
the difficulties and challenges which commonly face defendants, especially indigent
defendants in his Court. Likewise, as inappropriate as his conduct was on that day
the effects of Judge Restaino's actions altered the lives of the individuals who were
in his courtroom that day in any permanent respect. Likewise, although certainly
3
punishment needs to be meted out, the punishment recommended by the
Commission of removal will not only end Judge Restaino's professional life, but
would deeply impact the community he served. He was a good Judge, fair to both
Attorney Jay, who represented several of the individuals who were affected
by Judge Restaino's actions of March 11, 2005, came to learn during the course of
his investigation of this case that Judge Restaino enjoyed an excellent reputation in
the community and Mr. Jay came to the opinion that his actions, which resulted in
these proceedings, was an aberration. Mr. Jay is of the opinion that removal is too
harsh a penalty.
4
CONCLUSION
For the reasons stated herein, we respectfully request that this Court impose
a penalty of censure upon Judge Restaino for his conduct of March 11, 2005.
(716114 - Lj?;-~
R~.ZO:sA;ER;"'~
Niagara County Conflicts Defender
Niagara County Courthouse
175 Hawley Street
Lockport, NY 14094
716-439-7310
5
STATE OF NEW YORK
Qtnurt nf Apptuln
vs.
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court, Niagara County,
Petitioner
NOTICE OF MOTION
-vs- FOR LEAVE TO FILE A
BRIEF AMICUS CURIAE
NEW YORK STATE
COMMISSION ON JUDICIAL CONDUCT,
Respondent
PLEASE TAKE NOTICE that upon the annexed Affidavit of Robert Viola, a
member of Phi Alpha Delta Law Fraternity, International and the accompanying
proposed brief, and upon all prior pleadings and proceedings herein, the undersigned will
move this Court at a Motion term thereof to be held at the Court of Appeals Hall, Albany,
New York, on the 11th day of February, 2008, for an Order granting the Phi Alpha Delta
Law Fraternity, International leave to appear and file the accompanying proposed brief,
as Amicus Curiae in support of Petitioner's position on this appeal, and for such other and
further relief as the Court may deem just and proper in the circumstances.
1
STATE OF NEW YORK
COURT OF APPEALS
ROBERT M. RESTAINO,
a Judge of the Niagara Falls City Court, Niagara County,
Petitioner
AFFIDAVIT IN SUPPORT OF
-vs- MOTION TO FILE
BRIEF AMICUS CURIAE
NEW YORK STATE
COMMISSION ON JUDICIAL CONDUCT,
Respondent
New York; I am also a member of the Phi Alpha Delta Law Fraternity, International
(hereafter Law Fraternity) and bring this Affidavit in support of this application for leave
2. The matter before this Court involves the conduct of Robert M. Restaino,
City Court Judge of the City of Niagara Falls, New York and the proceedings pending
before this Court are conducted pursuant to Judiciary Law Section 44(7).
March 11, 2005 in a Domestic Violence Part of Niagara Falls City Court are known to
2
4. That indeed he did not controvert the twenty-seven (27) factual allegations
before the New York State Commission on Judicial Conduct. Therefore, there appears to
be no need to set forth the factual allegations again in detail. They have been recognized
as undisputed.
5. Although, recognizing the facts of March 11, 2005, it is the position of the
Law Fraternity that Judge Restaino has upheld his oath and has maintained and
demonstrated the principals of this organization and deserves to remain a member of the
6. Judge Restaino has been a member of this Law Fraternity since he was a
student at the State University of New York at Buffalo School of Law and indeed has
risen to a position of leadership within this organization. He has been a District Justice
with the responsibility of overseeing the activities of the Law Fraternity in seven (7) law
purposes of the Law Fraternity and has led a dedicated professional and civic life despite
3
8. The Law Fraternity has as its declaration of purpose:
9. It is the position of the Law Fraternity that Judge Restaino has upheld these
purposes and has demonstrated these ideals throughout his life and in the way in which
he conducted himself immediately after the March 11, 2005 events and sought
10. That accordingly, the Law Fraternity respectfully seeks leave to appear as
Amicus Curiae since it respectfully believes that the brief submitted on behalf of the Law
Fraternity demonstrates why Judge Restaino exemplifies the principles and ideals of our
organization.
11. The Law Fraternity respectfully believes that the brief submitted will be of
special assistance to this Court in making a fully informed and appropriate determination
4
12. The Law Fraternity has made no previous application for this relief.
f~
Kobert Viola
~ ~;7h~
(_~~Pub!ie
Anthon}?{ Leone
State of New York Notary Public
Regisfration Number 01LE6088273
Qualified in Niagara County
Commission Expires March 3, 2011
5
STATE OF NEW YORK
Qtnurt nf Appeals
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
INTRODUCTION .............................................................................. 2
ARGUMENT ..................................................................................... 3
1. Judge Restaino exemplifies the principles and ideals to which all PAD
members swear to uphold, and to which all members of the bar should conform.
Removal would deprive the legal profession of an experienced jurist whose record
on the bench is unblemished .................................................................... 3
Integrity ................................................................................... 4
Compassion ............................................................................... 5
Courage ................................................................................... 6
2. The duties and responsibilities of the position of District Justice may have
unwittingly added to the psychological stressors which resulted in the singular act
of aberrant behavior by Judge Restaino ....................................................... 6
CONCLUSION ................................................................................... 7
INTEREST OF THE AMICUS CURIAE
m 1902, is the world's largest law fraternity. It has chapters at virtually every ABA
accredited law school in this country, plus law school chapters in Canada, Mexico and
Puerto Rico. It has chartered alumni chapters in 90 locations throughout North America
and, since 1980, has established over 270 chapters at undergraduate institutions, primarily
in the United States. The fundamental mission of the Fraternity is outlined in the
In its 105 year history, the Fraternity has chosen to avoid taking a stand as an
advocate for any particular cause, ironic when one considers that the organization has its
roots in a legal controversy. In 1897, a ruling of the Illinois Supreme Court adversely
affected candidates for admission to the bar. A group of law students challenged the
ruling, succeeding in having legislation passed which exempted them from the ruling.
Recognizing that such an organization could have universal appeal, the group and its
1
followers met in Chicago and officially adopted rules to govern their activities, and Phi
The Fraternity recognized that the case of Judge Robert M. Restaino 1 presented a unique
demonstrate the need to have jurists of Judge Restaino's character and dedication remain
members of an unbiased and competent judiciary. For these reasons, the Fraternity
believes that it can provide a unique perspective and special assistance to this Court, and
INTRODUCTION
The Commission imposed what the Fraternity believes was an unnecessarily harsh
sanction for a single act of misjudgment in an otherwise stellar and unblemished judicial
career. In a decade of service to the people of Niagara Falls, New York, Judge Restaino
has no prior record of complaints or sanctions. His reputation for fairness and strict
adherence to the rule of law is above reproach. He is widely recognized among litigants,
attorneys, court staff and observers for well-reasoned decisions, and for appropriate and
just sanctions for violators of the law. Judge Restaino, throughout his decade long
service on the Niagara Falls City Court bench, has exemplified the motto of the
Fraternity: "Service to the Student, the School, the Profession, and the Community". In
1
Judge Restaino was initiated into the Alden Chapter on March 6, 1984.
2
light of his momentary lapse in judgment, the stressors which gave rise to this aberration,
his immediate and sincere remorse for his conduct, his prompt admission of wrongdoing
to and cooperation with the Commission, and his immense body of community and
public service in a relatively short period of time, removal from the bench appears
unwarranted.
ARGUMENT
1. Judge Restaino exemplifies the principles and ideals to which all PAD members
swear to uphold, and to which all members of the bar should conform. Removal
would deprive the legal profession of an experienced jurist whose record on the
bench is unblemished.
When Judge Restaino took the solemn oath of membership in Phi Alpha Delta
Law Fraternity, International while a law student at University at Buffalo Law School, he
swore to uphold the laws and legal precepts of this country, respect the courts and obey
their legal mandates, and to be "just and honorable in all [his] professional activities."
Ritual, pages 14-15. Elsewhere in the Ritual, these words appear: "The attributes of
fundamental principles of Phi Alpha Delta, and the indespensable ingredients of the
character of a true lawyer." Ritual, at page 11. The standards of the judiciary of the State
of New York, and indeed all state and federal courts throughout the land, ensure that
members serve as the benchmark by which all others in the legal community are
measured. The Fraternity has seen its members elevated to the highest courts in the land
and to the justice courts in towns and villages across the country. At every step along the
3
way, judges are viewed as the pillars which support our legal system. So, too, is Judge
Integrity
impossible for a true lawyer to mislead a court, distort the rule of law announced in a
decided case, or deceive a client as to the strength or weakness of his cause." Ritual, at
page 12. Judge Restaino serves as a model of integrity to the students with whom he
comes in contact during his visits to law schools and PAD events in his role within the
Fratemity2 • Attorneys within the Niagara Falls legal community can rely upon his loyalty
to truth in deciding the merits of a case. In the approximately 2,000 days that Judge
Restaino has taken the bench since 1996, his friends and critics alike can point to only
one such day - March 11, 2005 - that his behavior was out of the ordinary. One
admittedly bad morning should not be the legacy for which Judge Restaino is
remembered. The integrity of the bench will not be adversely affected to the point of
requiring his removal, for he committed no penal or other criminal offense that might
justify such harsh treatment. Instead, he overzealously exercised his authority to impose
sanctions upon those who appeared in his court that day, conduct for which he has
2
Judge Restaino was appointed District Justice of District XIX of the Fraternity in 2004 by
Colonel J. Derek Hill, then International Justice (Chairman of the Board) of PAD. Judge
Restaino resigned this position in June, 2005.
4
Compassion
underprivileged, and those who are the object of scorn and public disfavor." Ritual, at
page 12. Judge Restaino's resume is replete with instances where he took an active role
in such causes, including serving on the boards of various community service groups
whose mission it is to assist those who are less fortunate, and serving as a Public
Defender in Niagara County prior to his elevation to the bench. In his role as an acting
Family Court Judge, he provided a beacon of hope for those who came before him. As a
judge in the criminal courts, he believed in the notion that some deserve a second chance,
as exemplified by his work in Domestic Violence cases and his creation of the ATONE 3
At first blush, one may argue that he was not compassionate to those who stood
before him on March 11, 2005, but his remorse for his conduct began to take hold very
soon thereafter as he began the process - even while away from the court house where
this madness occurred - to have his actions undone. We don't know if he recalled his
PAD oath from the recesses of his mind at that juncture, or a return to his roots as a
compassionate advocate on behalf of the less fortunate did the trick, but the turning point
came when he no doubt understood the gravity of his error, and he took action to reverse
this injustice.
3
ATONE - Adult and Teenage Opportunities for Non-Violence Education, a program
conceived, implemented and coordinated by Judge Restaino, beginning in 2002.
5
Courage
"Courage brings the lawyer . . . to defend the rights of these persons with full
abilities and a stout heart." Ritual, at page 12. When he recognized his error, Judge
Restaino immediately reached out to the court staff and, utilizing the full resources of the
court system, pressed the police department and jail to bring the cases back before him to
redress the grievous misjudgment of that morning. While many would be paralyzed by
fear or might be intoxicated by pride, Judge Restaino was forthright in his remorse and
courageous enough to soldier on with his duties in the face of criticism heaped upon him
for his brief lapse in judicial temperament. Again, we can only hope, not know, what
brought Judge Restaino to that awakening, but we see in this instance that the oath taken
by a law student 20 years before became at that moment of reckoning more than just
For the reasons stated herein, the punishment of censure should be substituted by this
2. The duties and responsibilities of the position of District Justice may have
unwittingly added to the psychological stressors which resulted in the singular act of
In its quest to be "of special assistance to the Court" [Rule 530.7(c) (3)], the
Fraternity recognizes that it may have played a role in adding to the "stressors" that were
at play in the spring of 2005 when this episode occurred. As previously mentioned,
Judge Restaino took on added responsibility outside the confines of the bench when he
agreed to accept a position with the Fraternity in August, 2004. In his role as District
6
Justice, Judge Restaino was expected to maintain contact with seven (7) law school
chapters of PAD spread from Pittsburgh through Buffalo and east to Springfield,
Massachusetts. The demands of the position were explained to the Judge and, perhaps in
his effort to "bury" himself in work in a misguided effort to distance himself from other
In March of 2005, the push to add new members at the law school chapters
through spring initiations was in full swing. With the added stress to address that burden
from work and home, it is no wonder that an eruption took place. We may never know if
this was the proverbial "straw that broke the camel's back", but it helps to explain -
though not excuse - Judge Restaino's conduct in court that fateful morning.
7
CONCLUSION
The integrity of the bench will not be impaired by Judge Restaino remaining one
of its members. To the contrary, the bench is benefited from his membership. Judge
Restaino espouses the principles and ideals that PAD holds so dear and to which judges
in New York should aspire. The Fraternity therefore urges this Court to reject the
determination of the Commission that removal is appropriate and order censure as the
By:<~r~L
Robert Viola, Esq.
Attorney for proposed Amicus Curiae
770 Main Street-M.P.O. Box 948
Niagara Falls, New York 14302-0948
(716) 285-9555
8
STATE OF NEW YORK
<trnurt nf App.euls
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
Respondent
PLEASE TAKE NOTICE, that upon the annexed Affirmation of MARK P. DELLA
POSTA, ESQ., the undersigned will move this Court, at Court of Appeals Hall, 20 Eagle
Street, Albany, New York, 12207, on the 11th day of February, 2008, for an Order granting
leave to WALSH, ROBERTS & GRACE, representing members of the New York State
Association of City Court Judges to file a Brief as Amicus Curiae in the above-captioned
appeal, and for such further relief as this Court may deem just and proper.
Yours, etc.,
Defendant-
Appellant
MARK P DELLA POSTA, ESQ., an attorney admitted to practice law in the Courts
State of New York and I am a partner with the law firm of WALSH, ROBERTS & GRACE.
is based on information and belief, the source of which is my review of the Record and
3. The proposed Amicus is the New York State Association of City Court
Judges, a Judicial Organization established pursuant to §217 of the N.Y.S. Judiciary Law.
The organization consists of all of the City Court Judges in upstate New York outside the
4. Petitioner brings this Appeal pursuant to Judiciary Law Section 44(7) seeking
review of determinations of the New York State Commission on Judicial Conduct, which
determined that the appropriate disposition is removal of the Petitioner from the bench.
5. I have read the Commission's determinations and am familiar with the facts
submitted herewith) the members of the New York State Association of City Court Judges
include many Judges that have presided, and continue to preside, over specialty courts
involving issues of domestic and family violence, drinking and driving, crimes by veterans,
housing code violations, etc. The experience of the members of this association in
presiding over specialty courts gives them a unique perspective as to the protocol and
pressures attendant to presiding in such Courts. Based upon this experience, the
and to invite the Court's attention to facts, circumstances and arguments which might
otherwise escape the Court's consideration. Amicus' proposed Brief draws on legal
authorities from jurisdictions, articles and other sources of information that are not
requests an Order be entered granting the New York State Association of City Court
Judges leave to submit a Brief as Amicus Curiae in the above-captioned Appeal, and for
such other relief as this Court may deem just and proper.
DATED: Buffalo, New York
February 6, 2008
Qtnurt nf Appeals
In the Matter of ROBERT M. RESTAINO,
A Judge of the Niagara Falls City Court,
Niagara County,
Petitioner,
vs.
Page
Cases:
Matter of Blackburne, 7 N.Y.3d 213, 818 N.Y.S. 824 (2006) ................ 11, 13
Matter of LaBelle, 79 N.Y.2d 350, 582 N.Y.S. 2d 970 (1992) ................ 12, 13
Other Authorities:
Peter Jaffe, Ph.D., Domestic and Family Violence: Vicarious Trauma and
Judges, Municipal Court Recorder, July 2003, available at
http://ww,w.tmcec.com/newsletter/recorderpages/0703domestic.htm . . . . . . . 10
ii
INTEREST OF THE AM/CUS CURIAE
The New York State Association of City Court Judges ("NYSACCJ") is a Judicial
Association of the Unified Court System established pursuant to Judiciary Law §217. The
Association consists of city court judges of the State of New York located in cities outside
the City of New York. The purposes and mission of the Association are to improve the
standards, practices and effectiveness of the city courts and to maintain a liason with other
judicial associations and organizations, including the various prosecuting and defense
agencies, law enforcement agencies, Office of Court Administration, as well as the various
executive and administrative agencies and departments of the State of New York. The
the law and facilitating the administration of justice and the elevation of standards of
The particular interest in this matter results from the fact that the Petitioner has been
an exemplary member of the Association for many years and has been an outstanding
jurist with an unblemished record. More importantly, the decision of the Commission on
condition with such apparent levity is a matter of grave concern to the NYSACCJ.
Regardless of how this Court rules on the issue of sanction in this case, it is our fervent
hope that the Court will formally acknowledge that untreated emotional issues can have
disastrous consequences for judges at every level and that the Record in this case clearly
establishes that this fine Judge did not get help when he sorely needed it. We consider
1
issues to be troubling. We would most respectfully ask that this Court not ratify this
decision.
PRELIMINARY STATEMENT
Judge Robert M. Restaino has, for many years, served various offices in the
NYSACCJ and he presently holds the office of 1st Vice President of the Association. The
sanction for this single, isolated act of misjudgment. In this admitted lapse and error in
judgment, Judge Restaino wrongly decided to "draw a line in the sand" with the defendants
who were in attendance at his weekly Domestic Violence Court. Once the line was drawn,
the Judge erroneously felt that the integrity of this "specialty court" was at stake. He had
painted himself into a corner. While the "collective punishment" suffered by those
defendants in attendance in the Court can not be justified - nor should it, the error in
For a short period of time on March 11, 2005, Judge Restaino, admittedly one of the
most dependable and competent judges sitting as a city court judge in the State of New
York, suffered a lapse of judgment caused by psychological factors - factors which were
ignored by the Commission. The Commission wrongly and unnecessarily concluded that
the conduct warranted the ultimate sanction of removal. To the contrary, the removal of
this Judge would prove disastrously detrimental to the successful administration of justice
in the City of Niagara Falls, New York - particularly in the problem-solving courts of that
jurisdiction.
2
The Record on Review in this case is replete with undisputed evidence of Judge
Restaino's commitment to his charge as a City Court Judge and as a caring and effective
representative of the judiciary. Judge Restaino was handling an average of 100 to 120
cases on a normal day (R. 679-80). * Through October, 2006, Judge Restaino was
responsible for approximately 90,000 dispositions in spite of the fact that during five years,
From the perspective of the Niagara County District Attorney's Office, Judge
Restaino was described as "very hard working, very efficient, respectful and polite to the
litigants and the attorneys." He was further described as "very conscious of what was
witnesses (and) whether they were being inconvenienced." He was always sure that
Indeed, Judge Restaino is widely known for his prompt and efficient handling of a
busy calendar (R. 162, 193, 517, 679, 715). Despite working under an oppressive
caseload, he is known as intelligent, even-tempered and, above all, fair (R. 527, 540-41,
Despite the inordinately high caseload which Judge Restaino was required to handle
in Niagara Falls City Court, he nonetheless was approved for Acting County Court status
and Acting Family Court status. Judge Restaino took on what was described as a
"crushing case load" in Niagara County Family Court and showed a particular "aptitude" for
3
working in that court. Judge Restaino was always seen as a highly efficient judge who did
a very effective and efficient job with all tasks that were assigned to him (R. 601-03). The
Unfortunately, if one were to "Google" the name of Judge Restaino today, one would
not learn anything about the many outstanding accomplishments and contributions that
were made by him during his stellar judicial career. Rather, the more than 10,000 "hits" will
chronicle this "cell phone" incident. Interest in this case has become national and, yes,
even global. On behalf of the members of the NYSACCJ, we would urge the Court to
dispassionately recognize that the sanction of removal is indeed excessive despite the
unbelievable and incomprehensible notoriety of this case. This Court must continue to
ensure that sanctions imposed by the Commission fit the offense involved - regardless of
how widespread the media coverage may be. Removing Judge Restaino for a single
misjudgment (which unfortunately for him plays to the current electronic device overload
to which all of us are exposed on a daily basis) would not fit this offense when measured
Most importantly, however, we believe that this Court needs to thoroughly examine
the Record in this case with respect to the evidence offered on behalf of Judge Restaino
regarding the undisclosed psychological pressure and stressors which were affecting him
at the time of this incident. The fact that the Commission found "no mitigating
circumstances in the Record" flies in the face of reason and common sense. The mental
health and well being of the Judiciary is of the utmost concern to the NYSACCJ (as it
should be to all legal professionals) and an acceptance of the extreme sanction of removal
4
given the realities of Judge Restaino's condition will send a very troubling and chilling
message to all of those jurists who struggle daily with emotional problems.
ARGUMENT
In its decision, the Commission concluded that the Record contained "no mitigating
circumstances." The Commission, in one brief, dismissive paragraph elected to ignore the
unrefuted evidence which clearly explains but does not excuse Judge Restaino's aberrant
and indeed bizarre conduct in the Domestic Violence Court on March 11, 2005 (R. 18-19).
The fact that the Commission chose to simply dismiss the obvious psychological pressures
which were on Judge Restaino at the time of this incident is of great concern to the
NYSACCJ. As a Judicial Association, the NYSACCJ is concerned with the problems which
affect all of the judiciary, and in particular, City Court Judges across the State. Today, the
stressors which operate on a typical city court judge are ever increasing. In addition to
handling the normal busy and overworked criminal and civil dockets, judges today must
administer and conduct "specialty courts" such as the Domestic Violence Court where this
incident occurred.
It would appear that despite the undisputed medical evidence which is contained in
5
entering the courtroom and to be an exemplar of dignity,
courtesy, and patience (Rules, §100.3[8][3])." (R. 19).
It is indeed unfortunate that the psyche of Judge Restaino was not up to the rather
staunch requirements of the Rules Governing Judicial Conduct for a brief period of time
on the date of this incident when his human frailty exhibited itself.
Commission causes us to reflect upon just where we are headed if this sanction is
The Commission correctly concluded that Judge Restaino's conduct was both
"bizarre" (R. 15), and aberrational (R. 18). However, even five of the Commission's own
members noted Judge Restaino's actions were completely out of character with his
excellent reputation as a normal, level judicial temperament (R. 144-50, 193, 213-14, 226,
237-38). Interestingly, in the oral argument of this matter before the Commission, Mr.
Mr. Pastel's conclusion as to what "(t)his is about" ignores the facts in this Record.
In fact, just four (4) pages earlier in the Record, Mr. Postel describes for the Commission
the even tempered manner in which Judge Restaino had been conducting the Domestic
Violence Court prior to the ringing of the cell phone. He offers the Commission the
6
We would respectfully suggest that Mr. Postel was correct in his second assessment
of the situation that "(t)his is not about a cell phone going off." What this is about is the
undisputed pressurized state of Judge Restaino's psyche at that particular point in time.
At page 1653 of the Record, there is a very telling and we believe dispositive
"MR. COFFEY: But, well, the action is so bizarre, I mean, it's just so bizarre that it
leads one to a question why did he do it. And it is so bizarre, in an
odd sort of way, should he be removed on something he had no prior
history of anything?
MR. POSTEL: It's so profoundly wrong that it suggests to us - and that's a great
point, why did he do it? If we don't - we still don't have an answer
from respondent. He's given some defenses - frustration, marital
strain, neither of which is a legitimate defense, I would argue before
this body as to the conduct of this nature - you can't be sure under
that scenario that it won't happen again ... "
For counsel to argue and for the Commission to conclude that the "frustration and
marital strain" from which Judge Restaino was suffering is nothing more than an illegitimate
"defense" is to ignore the fundamental nature of the problem and to totally ignore the
Record.
We believe that it is crucial for this Court to recognize the medical element of this
case for what it is. The psychological stressors which were affecting Judge Restaino on
that day are not frivolous "defenses" - they are real life, human problems which are being
faced by more jurists across the State than any of us would care to admit. To cavalierly
that "such an explanation cannot excuse his behavior" (R. 18) is to ignore a critical problem
and to regress fifty years from a mental health treatment perspective. The psychological
pressure cooker in which Judge Restaino found himself on March 11, 2005, resulted in the
7
behavior which has been repeatedly described as "bizarre". According to Judge Peters for
the Commission - "so bizarre, so unusual, it strains anyone's ability to understand." (R.
1654).
Acceptance of the sanction of removal by this Court will have a chilling effect on any
judge (city court·orotherwise) who may be suffering from psychological strain and who may
Restaino testified before the Commission that the counseling that he has received has
helped him "recognize that its not a bad thing to talk with professionals about these issues."
(R.797) By removing Judge Restaino from the bench, the Commission is choosing to
reinforce the social stigma of yesteryear - that seeking treatment for a mental illness is
different than seeking treatment for a physical injury. Rather than punishing the
messenger, we believe that it is time to recognize the daily stress and strain that is on our
jurists and move forward so that they can all become the true problem-solvers that Chief
viewed in context. Where did the conduct occur? What was the role of the Judge in that
context? Most importantly, did the context place the Judge in a different, less structured
8
The incident of March 11, 2005 occurred during Judge Restaino's weekly, Friday,
Domestic Violence Court (R. 6). The defendants in the courtroom at the time of the "cell
phone incident" were all voluntary participants in this specialty court (R. 5-6).
For a short time, on March 11, 2005, Judge Restaino, admittedly one of the most
dependable and competent specialty court judges (R. 514-15), failed to appreciate the
context in which he found himself. Like it or not, the demands on this judge in the setting
of a specialty court finally resulted in a short circuit which, in turn, resulted in some very
bizarre behavior.
Judges who were trained in the rules of evidence, criminal and civil procedure, are
now expected to become experts in the science of addiction and the mindset of wife
beaters. From all accounts, it appears from the Record that Judge Restaino was up to the
task prior to March 11, 2005. Judges in the "problem-solving courts" are expected to solve
the problems of the defendants. They are expected to solve those problems by being
9
For some time prior to March 11, 2005, the Record discloses that Judge Restaino
was confronted with a problem he could not solve. His frustration (R. 743, 748, 751, 909)
at being unable to "solve the problem" of the cell phone was only a manifestation of his
courtroom of defendants with bail revocation if the guilty party was not identified (R. 6-7).
most all of them for weeks, if not years, before March 11, 2005. Once he issued his threat
to the defendants, the integrity of the system, in his mind, and his ability to effectively
manage this specialty court, in his mind, were put in jeopardy. His decision to revoke bail
on forty-six defendants in his courtroom that day was clearly and admittedly flawed.
The oral argument of this matter before the Commission is filled with the "why"
question. The medical portions of this Records clearly and undisputedly answer the "why"
question. This is not a judge who needs to be removed. This is a judge who needed to
get psychological and psychiatric counseling, but erroneously felt he could deal with the
problems on his own. This is a judge who received counseling, and who thereafter served
on the bench for more than two years until his removal by the Commission. And, this is a
judge who now, having received that assistance, will serve well in the future because of it.
It has been recognized that judges, working in Domestic Violence Courts and Family
Violence Courts have displayed signs of what has come to be termed "vicarious trauma."
In his article, "Domestic and Family Violence: Vicarious Trauma and Judges", Dr. Peter
10
nature of what they see and hear in the courtroom can shake
their very faith in humanity. Along the way they describe
depression, anxiety, sleep disturbances, hypervigilance,
nightmares, and withdrawal from family and friends. The
impact may be mild and short term or last for years and require
mental health intervention. The clinical literature in this field
stresses that these reactions are normal in the context of the
violence which is being considered on a daily basis."
Judge Restaino's failure to avail himself of much needed help before he "snapped"
on March 11, 2005 should not result in his removal from the bench. Under these
Though it has occurred, removal of a judge for a single act of misjudgment, even
extreme misconduct, is rare. This Court has repeatedly held that where the single act of
purpose," but rather involves "poor judgment or even extremely poor judgment," the proper
sanction is censure rather than removal. Matter of Kiley, 74 N.Y.2d 364, 369-70 (1989).
While this Court has specifically rejected the notion that cases involving single acts
of misconduct, or single acts of misjudgment can never result in the sanction of removal
(see Matter of Blackburne, 7 N.Y.3d 213, 219 [2006]), the Court's decisions have
consistently reserved the "extreme sanction of removal" for those cases which go beyond
"poor judgement, even extremely poor judgment" and involve conduct motivated by
11
"personal profit, vindictiveness or ill will" (see, Matter of Lonschein, 50 N.Y.2d 569, 573
In Blackburne, supra. at 219-220, this Court stated that "Judicial misconduct cases
are, by their very nature, sui generis." Each case must therefore be judged according to
its own facts. While it is true that this Court has "never implied that removal is limited to
those categories of cases that have formally come before us [the Court]," neither does the
discloses a case involving misconduct much akin to Matter of LaBelle, 79 N.Y.2d 350
(1992). Judge LaBelle, a Judge of the Saratoga Springs City Court was recommended to
be removed by: the Commission upon a finding that in over fifty (50) non-felony cases
involving forty-four (44) defendants, the Judge "committed the defendants ... to jail without
setting bail as required by §530.20(1) of the Criminal Procedure Law." Matter of LaBelle,
supra. at 356. Interestingly, although this Court ultimately found the Commission's
numbers to be somewhat inflated, the Court nonetheless did conclude that Judge LaBelle
had "in several cases during the four-year period investigated, ... improperly committed
defendants to jail without bail, knowing that the law required that bail be set." (at 358).
Judge LaBelle's conduct, occurring repeatedly as it did over a four (4) year period is clearly
more egregious than the conduct of the petitioner herein. Of Judge La Belle's conduct, this
Court observed:
12
(Matter of LaBelle, supra. at 363).
Like Judge Restaino, Judge LaBelle was found by the Commission to have been
forthright, cooperative and contrite. This Court concluded, on those facts, that removal was
"too harsh" despite the fact that Judge LaBelle had wrongfully and repeatedly incarcerated
non-felony defendants over a period of four (4) years. Most interesting is the fact that the
record in LaBelle offers no indication whatsoever that the Judge was suffering from any
psychological or emotional problems which would explain his repeated and long standing
conduct. Nonetheless, this Court held that removal was an excessive sanction and
censure was ordered. No different result should obtain in the instant case.
incarcerated individuals before any determination of their guilt, even for periods longer than
that he ignored the bail requirements because he felt that the defendants would "be more
comfortable, safer and better cared for in jail" (majority opinion Matter of LaBelle at 362).
The other "motivation" for his conduct was expressed as "impatience with those who
abused their right to bail." (LaBelle majority opinion at 363). Despite these obvious
misplaced "motivations", the majority of this court found that the conduct, though clearly
13
Can it be said that Judge Restaino's bizarre outburst and inappropriate conduct
following the ringing of a cell phone is more egregious than that of Judge LaBelle? We
think not. It should also be noted that Judge Restaino's conduct occurred during a session
of a "specialty court" on one Friday morning in March, 2005 (as opposed to over a four year
admittedly aided and abetted a violent felon to evade a lawful arrest by a duly constituted
law enforcement officer. Judge Restaino's conduct, though bizarre, does not come close
The Record in this case presents a clear choice for this Court. At page 1680 of the
Record, the following exchange occurred during the oral argument before the Commission:
14
and says, 'What are they doing?'. How do we answer
that?"
"MR. EMERY: - I just don't see how with a straight face you can argue
that this judge had marital problems which caused this
and that we should take that into account. I don't get it."
On behalf of the New York State Association of City Court Judges, we hope that this
Court "gets it". We implore this Court to take this opportunity to send a message - a
message which will answer Mr. Coffey's question. When "they" ask "What are they
doing?", we will be able to say that we are keeping a talented, competent, caring and fit
Judge on the bench and they are not going to remove him because of the fact that he
affecting him for a long time but for which he did not get proper treatment. Hopefully, a
message will be sent to the judiciary of this State and others that in New York, the
members of our judiciary should not sweep emotional and psychological problems under
the rug only to have them explode and destroy an otherwise unblemished career.
15
Respectfully submitted,
~~.
Gerald Grace, Jr., Esq.
Attorneys for Amicus Curiae
New York State Association of City Court Judges
400 Rand Building
14 Lafayette Square
Buffalo, New York 14203
(716) 856-1636
16
NEW YORK STATE
COMMISSION ON JUDICIAL CONDUCT
CORNING TOWER, SUITE 2301
EMPIRE STATE PLAZA
ALBANY, NEW YORK 12223
ROBERT H. TEMBECKJIAN 518-474-5617 518-486-1850 EDWARD LINDNER
ADMINISTRATOR & COUNSEL DEPUTY ADMINISTRATOR
TELEPHONE FACSIMILE
LITIGATION
www.scjc.state.ny.us
February 7, 2008
R£~itted,
Edward Lindner
Deputy Administrator for Litigation
NEW YORK STATE COMMISSION ON JUDICIAL CONDUCT
Petitioner,
-vs-
Respondent.
STIPULATION REGARDING
MOTIONS FOR AMICUS CURIAE RELIEF
The parties in the above matter, the Hon. Robert M. Restaino and the
New York State Commission on Judicial Conduct, hereby stipulate that any
motions to file a brief as amicus curiae returnable on February 11, 2008 shall be
served by any means so that the Commission on Judicial Conduct receives the
1/IAdt~
Vincent E. Doyle III, Esq. Edward Lindner, Esq.
Connors & Vilardo, LLP Deputy Administrator for Litigation
Attorneys for Petitioner Commission on Judicial Conduct
I 000 Liberty Building Attorneys for Respondent
Buffalo, New York 14202 Coming Tower, Suite 2301
(716) 852-5533 Empire State Plaza
Albany, New York 12223
(518) 474-5617
~tate of Rem ~ork,
(iourt of 2lpptals
At a session ofthe Court, heldat Court of
Appeals Hall in the City of Albany
on t"e ~~::.~.~.~.~.::~~ day
of .f.~p.~~~~y................ 2008
Niagara County,
Petitioner,
Conduct,
Respondent.
Stuart M. Cohen
COURT OF APPEALS
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II \1,1'
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Slale COrTliTlis3iJn on
JUdicial Conduct
~~~~~d
~~Sd:~
NOTICE TO COUNSEL
Court ofAJJpeals
State ofNe w York 1
2:00 P.M.
Edward Lindner 15
Thomas J. Troetti 15
4:25
* * *
* * *
Dear Counselors:
The Court has scheduled this matter for argument on Tuesday, April 22, 2008 at
2:00 p.m.
The briefing schedule previously set is now final, and the due dates are the dates
by which the briefs must be received by the COlIrt and by opposing counsel.
After a matter is calendared, only the Court may grant an adjournment of the
argument date. Requests for adjournment of a calendared appeal are not favored and will
be granted only in limited circlImstances. A party seeking an adjournment shall contact
the Clerk's office immediately by telephone and follow up with a letter addressed to the
Clerk of the Court, with proof of service of one copy on each other party. The letter shall
state why the adjournment is necessary, "why submission on the brief filed and having
substitute counsel argue are not viable alternatives, and opposing counsel's position on the
request.
Stuart M. Cohen
SMC//ai
cc: Hon. Robert M. Restaino
NEW YORK STATE
COMMISSION ON JUDICIAL CONDUCT
CORNING TOWER, SUITE 2301
EMPIRE STATE PLAZA
ALBANY, NEW YORK 12223
ROBERT H. TEMBECKJIAN 518-474-5617 518-486-1850 EDWARD LINDNER
ADMINISTRATOR& COUNSEL DEPUTY ADMINISTRATOR
TELEPHONE FACSIMILE
LITIGATION
www.scjc.state.ny.us
This letter confirms our conversation earlier today in which the Court granted
my request for a two-day extension to file the Commission's brief in the above-
referenced case. As I indicated in our telephone conversation, Vincent Doyle, III,
counsel for Judge Restaino, does not object to this brief extension of time.
The Commission will file its respondent's brief on Friday, February 29th. I
have agreed to e-mail a copy of the brief to Mr. Doyle on that day, and to serve
three copies by mail for delivery on Monday, March 3rd. Judge Restaino's reply
brief will be due on March 10, 2008.
Respectfully submitted,
£ww---
Edward Lindner
Deputy Administrator for Litigation
L~~
Edward J. Lindner
Deputy Administrator
Enclosures
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Petitioner,
Respondent.
ROBERT H. TEMBECKJIAN
Counsel for Respondent State
Commission on Judicial Conduct
61 Broadway
New York, New York 10006
212-809-0566
Of Counsel:
Edward Lindner
John J. Postel
PRELIMINARY STATEMENT I
PROCEDURAL HISTORY
A. The Pleadings 3
B. The Hearing 4
C. Referee's Report 5
F. Amici Curiae 8
FACTS
E. Testimony of Petitioner 21
ARGUMENT
Point I
- 1-
A. Petitioner Sent 46 Defendants to Jail Knowing He 28
Lacked Legal Authority To Do So
Point II
POINT III
CONCLUSION 48
- 11 -
TABLE OF AUTHORITIES
STATUTES
§100.1 4,5
§100.2(A) 4,5,27
§100.3(B)(l) 4,5,27
§100.3(B)(3) 4,5,27
§100.3(B)(6) 4,5
CASES
Aldrich, Matter of, 58 NY2d 279, 281-82, 283, 284 (1983) 38,39
Blackburne, Matter of, 7 NY2d 213 (2006), 7 NY3d 213, 219, 8,45,46
220, n3 (2006)
111
Mardikian, Matter of, 40 Cal3d 473, 485, 709 P2d 852, 859 42
(1985)
Sardina, Matter of, 58 NY2d 286, 289-90, 292 (1983) 28-29, 35, 44
OTHER AUTHORITIES
IV
New York State Unified Court System, Domestic Violence 31
Courts, Key Principles, available at www.nycourts.gov/
courts/problem_solving/dv/key_principles.shtml
L.H. Strassberger, M.D., et. al, On Wearing Two Hats: Role 42,43
Conflict in Serving as Both Psychiatrist and Expert
Witness, American Journal of Psychiatry, April 1997,
p.448,451,453
v
PRELIMINARY STATEMENT
Determination dated November 13, 2007, that the Honorable Robert M. Restaino
lasting over one and one-half hours, he systematically revoked or denied the
release on recognizance status of 46 men and women, one by one, because some
unknown person allowed a cell phone to ring in the courtroom. At the time
petitioner committed these men and women to the custody of the Niagara Falls
release for a number of weeks, and - at the time the cell phone rang - petitioner
no legal basis on which to commit these 46 defendants to police custody and that
1
Numbers without prefix refer to the three-volume Record on Review filed by petitioner's
counsel. The letter "P" followed by a number refers to pages of petitioner's brief to this
Court.
he set bail without considering any of the factors required by Section 510.30 of
cell phone might have belonged to a court officer, or to one of the lawyers or
nor his court officers could locate the source of the ringing sound, petitioner held
these 46 men and women collectively responsible for their inability to provide
determinations to commit these individuals into custody based upon only one
factor - whether the defendant could tell petitioner the source of the ringing
sound. Petitioner ignored the unique hardship that even brief incarceration
-2-
factors and an assessment of each defendant's own culpable conduct. In
especially where his own psychiatrist could not explain why he acted as he did,
and his spouse was unaware of the alleged marital difficulties. As is set forth
the courts and should result in his removal from judicial office.
PROCEDURAL HISTORY
A. The Pleadings
Formal Written Complaint, dated June 20, 2006, and a revised Formal Written
Complaint, dated June 29, 2006 (35-42). The single charge alleged that on
March 11, 2005, while presiding over proceedings in Domestic Violence Part,
petitioner threatened to commit to jail and did revoke the recognizance release
-3-
assumed, without knowledge or proof, belonged to one of those defendants (37-
41).
100.3(B)(l), 100.3(B)(3) and 100.3(B)(6) of the Rules which, inter alia, require
defendants with patience, dignity and courtesy; and accord to defendants the
allegations in Charge I, but denied that his actions constituted misconduct (43-
44).
B. The Hearing
report findings of fact and conclusions of law (45). Hearings were held on
November 1, 2006, November 2, 2006, and November 15, 2006, in Buffalo, New
-4-
C. The Referee's Report
The Referee filed his two-page report to the Commission on March 30,
2007. The Referee sustained the factual allegations in the Formal Written
1513). The Referee made no discrete and separately numbered findings of fact
The hearing evidence established that on March 11, 2005, while presiding
in the Domestic Violence Part of the Niagara Falls City Court, petitioner heard
an electronic noise from a device like a cell phone. Petitioner told the defendants
present that their bails would be revoked unless the source of the noise was
identified ( 1511 ). The referee found that when the source of the noise was not
identified, petitioner revoked bail for all the defendants 2 without considering any
Petitioner then sent the 46 people into the custody of the Niagara Falls
2
The Referee is mistaken in several particulars. Of the 46 people petitioner sent into custody
on March 11, 2005, only two had bail revoked. The remaining 44 defendants were previously
on recognizance release, which petitioner revoked when they individually failed to identify the
source of the sound. Fourteen of those defendants were unable to post additional bail and
were transported to the Niagara County Jail. Additionally, petitioner permitted two
defendants to continue on recognizance release, despite their inability to identify the source of
the sound.
-5-
from custody after posting bail (1512). The remaining 14 defendants could not
post the bail set by petitioner and were handcuffed, leg shackled and committed
to the county jail (1512). They were released at 5:30 p.m. and left outside the
county jail without transportation, a half-hour's drive from the court (1512).
The Referee noted in his Report that petitioner had expressed remorse for
his conduct and that in the opinions of petitioner's psychiatrist and psychologist
it was "not likely" that he would commit the same misconduct (1512).
holding that
lawful basis" and that his conduct "violated the trust of the defendants and of the
public at large" and "did a grave injustice to the Domestic Violence Part, its
-6-
[i]t is sad and ironic that even as [petitioner] was scolding the
defendants for their behavior, in a court where trust and personal
accountability were of paramount importance,[petitioner's] own
irresponsible behavior provided a poor example of such
attributes (17).
"undisputed" fact that petitioner "took no steps to arrange for the defendants'
release until he learned the press was inquiring," the Commission declined to
(18). The Commission also found that the stress in petitioner's personal life
petitioner's conduct was "a single res gestae - two hours of viral lunacy" out of
his entire professional life (26). He contended that a public censure "would
that "it should be up to the public, who elected [petitioner] to serve in his
3
Several of the defendants sued petitioner for deprivation of their constitutional rights. The
United States Court of Appeals for the Second Circuit dismissed the suit on the ground of
judicial immunity. See Glavin v. Restaino, 210 Fed. Appx. 122, 2006 WL 3826655 (2d Cir.
2006).
-7-
Commission Member Richard Emery filed a concurring opinion
responding to the dissent (21-23), arguing that the facts of this case are
6, 2007 (3). Petitioner filed a brief and the Record on Review on or about
F. Amici Curiae
On or about February 1, 2008, a joint amicus curiae brief was filed with
this Court on behalf of the Niagara Falls Boys' & Girls' Club, Inc., Niagara Falls
On or about February 1, 2008, a joint amicus curiae brief was filed with
this Court on behalf of the Bar Association of Niagara County, Niagara Falls Bar
4
References to pages of this amicus curiae brief will be in the form "BGC" followed by a
page number.
-8-
Frontier, Inc., Niagara County Legal Aid Society, and the Bar Association of the
Tonawanda. 5
On or about February 6, 2008, an amicus curiae brief was filed with this
On or about February 5, 2008, a joint amicus curiae brief was filed with
this Court on behalf of Mary Ann Oliver, Esq., Matthew T. Weber, Esq., W.
On or about February 5, 2008, an amicus curiae brief was filed with this
Depression. 8
On or about February 6, 2008, a joint amicus curiae brief was filed with
this Court on behalf of the City of Niagara Falls Police Department, Niagara
Falls Police Club, and Niagara Falls Captains and Lieutenants Association. 9
5
References to pages of this amicus curiae brief will be in the form "BANC" followed by a
page number.
6
References to pages of this amicus curiae brief will be in the form "CCJ" followed by a page
number.
7
References to pages of this amicus curiae brief will be in the form "Oliver" followed by a
page number.
8
References to pages of this amicus curiae brief will be in the form "LWD" followed by a
page number.
9
References to pages of this amicus curiae brief will be in the form "NFPD" followed by a
page number.
-9-
On or about February 6, 2008, an amicus curiae brief was filed with this
On or about February 21, 2008, a joint amicus curiae brief was filed with
this Court on behalf of the Family and Children's Service of Niagara, Inc.,
On or about February 6, 2008, a joint amicus curiae brief was filed with
this Court on behalf of the Niagara County Public Defender's Office, the Niagara
On or about February 6, 2008, an amicus curiae brief was filed with this
FACTS
10
References to pages of this amicus curiae brief will be in the form "PAD" followed by a
page number.
11
References to pages of this amicus curiae brief will be in the form "FCS" followed by a
page number.
12
References to pages of this amicus curiae brief will be in the form "PDO" followed by a
page number.
13
References to pages of this amicus curiae brief will be in the form "NF" followed by a page
number.
- 10 -
and education (682-85). 14 Defendants are initially arraigned in criminal court
and then screened to determine if they are eligible to participate in the program
counseling, to refrain from using drugs or alcohol, to appear on time for every
scheduled class and to be in court each time they are directed to be there (684-
85).
Cases in the Niagara Falls City Court Domestic Violence Part were
counseling (97). On each return date, the defendant was called to the bench and
the Assistant District Attorney reported whether the defendant had attended
counseling (98-99). Petitioner then talked to the defendant about his or her
progress and, if satisfied that the defendant had complied with program
14
A more detailed description of the Domestic Violence Court system is available online at:
http://www.courts.state.nv.us/courts/prob !em solving/dv /home.shtml
- 11 -
respect, however, petitioner could sanction that defendant by revoking his or her
Niagara Falls City Court on March 11, 2005 between 9:00 and 9:15 a.m. (715,
998-1066).
The courtroom was crowded -- all eight rows of benches on each side of
the center aisle were filled ( 101, 179-181, 218-19, 715). Among those present
were defendants, court clerks, counselors from the drug and alcohol
rehabilitation programs and attorneys (95, 102, 104, 179-181, 218-19, 241, 998-
1066).
Petitioner presided routinely over the first 31 cases of the day (715-725,
Petitioner released both Alsaid and Lewis on their own recognizance and
directed them to wait in the courtroom until the rest of the calendar was
defendants - Will Clark, Randy Carr, Bryan Calhoun, Darren Christian, Robert
15
For purposes of brevity and clarity, this brief will only address those instances of
petitioner's conduct that are relevant to deciding whether petitioner committed misconduct, or
- 12 -
Hinman, Terry Hamilton, Mark Glavin, Angelo Fiori, and Penny Boyea - made
status. Petitioner gave each of those defendants a new return date, continued
their recognizance release and told them to remain in court until the completion
of the calendar (821-827, 829, 832, 1009, 1012-13, 1014, 1015, 1016, 1017,
the bench, a noise emanated from an electronic device in the back of the
courtroom, sounding like a ringing cell phone (177, 179, 219, 269, 725, 1021,
officers would confiscate a ringing phone and bring it to the bench, where
petitioner would hold it until court was adjourned (178, 726-27). In this case,
when the ringing sound was heard, petitioner announced to the courtroom:
Petitioner made the reference to "a week in jail" because that was a typical
to the severity of the penalty. It will not recount petitioner's disposition with respect to every
defendant who appeared on the calendar on March 11, 2005.
- 13 -
although he was aware that possession of a ringing cell phone is not a violation
phone ring, but was unable to locate its owner (178-80). He testified that at the
Petitioner took a five-minute recess so that the court officers could secure
the phone (182, 730). As he left the bench, he instructed court officers to
prevent anyone from leaving the courtroom (182). The "nervous" and "upset"
defendants then engaged in a "loud conversation,'' urging the person who owned
the phone to come forward (183, 221, 302, 332, 366). No one admitted that they
During the recess, petitioner "paced a little bit" and inquired whether court
officers had located the instrument (844). He did not reconsider his threat to
send all of the defendants to jail if the phone was not recovered (844).
- 14 -
that instrument now. If anybody believes I'm kidding,
ask some of the folks that have been here for a while.
You are all going ... Mr. Jones, do you know whose
equipment was making that noise?
At the time he revoked Jones' recognizance release and set bail, petitioner
knew that Jones did not own the ringing phone and that he had no legal basis for
committing Mr. Jones into police custody (734, 848-49, 855). Jones was
escorted by the police to the booking center where his property was taken from
him, his photograph was taken and he was placed in a cell which eventually was
which defendants appeared before him to report on their status; none of those
and set bail, notwithstanding that each of those 32 defendants had regularly
appeared in court and had been granted recognizance releases on prior occasions
(1023-51, 1082-1121, 1124-1213). Petitioner also increased bail for two other
defendants - Philip Payne and Nathaniel Morris - who were previously released
- 15 -
on bail (1033-34, 1053, 1058, 1122-23, 1250-52). Petitioner then sent all 34 16
In course of calling each defendant to the bench, inquiring about the phone
understood it was unfair for all defendants to face jail for the actions of one
16
Eddie Knighton, Kevin Lafreniere, Jesus Loya, Richard Malaney, Guillermo Martinez,
Joseph McCarthy, Orlando McClain, Damien Miles, Derico Mitchell, Darrell Moyer,
Marcellus Overton, Philip Payne, Jared Porter, Edward Primerano, Jeffrey Rivers, Adrian
Rivers, Bruce Roberts, John Rubino, Maurice Sanders, Shane Sayer, Michael Scalzo, Adam
Schroeder, Ronald Sconiers, Martha Seaberry, Morris Shavers, Benjamin Smith, Lavon Smith,
Henry Smith, Willie Stalling, Kevin Thomas, Dedrick Williams, Cynthia Williams, Brian
Winkler and Nathaniel Morris.
- 16 -
When Martha Seaberry told petitioner she couldn't afford to go to jail, he
replied, "That's really a shame and it isn't fair at all" (1044). Petitioner also
expressed frustration that none of the defendants could identify the owner of the
asked for leniency because the arbitrary nature of petitioner's actions left them
unprepared:
• Benjamin Smith, John Rubino and Shane Sayer each explained that
their job would be at risk if they were incarcerated (1036-37, 1045);
• Henry Smith was scheduled to have visitation with his "little girl" at
3:00 that day and asked to be sanctioned the next week (1045-47);
• Jesus Loya explained that his transportation from the court was with
an elderly couple (1025-26);
- 17 -
• Guillermo Martinez explained that he was scheduled to be in school
(1027-28).
After committing Mr. Jones and the 34 subsequent defendants into the
defendants 17 who appeared before him prior to the ringing sound and whom he
them if they could identify the source of the ringing sound; when none did so,
petitioner revoked their recognizance release and set bail (1051-58, 1210-1249).
Petitioner then sent all 11 of these defendants into custody (1051-58, 1210-
1249).
When petitioner set bail for these 46 defendants, he did not consider any
of the factors required by Section 510.30 of the Criminal Procedure Law (848-
49, 855). Petitioner assumed that none of the defendants had the money to post
bail (743).
(789). The entire process - from the moment petitioner heard a ringing
17
Will Clark, Randy Carr, Bryan Calhoun, Darren Christian, Robert Hinman, Terry Hamilton,
Mark Glavin, Angelo Fiori, Penny Boyea, Kimberly Lewis and Colleen Alsaid.
- 18 -
electronic device until he set bail for the last defendant - took nearly two hours
(789, 835).
was taken by armed Niagara Falls Police Officers into the Niagara Falls City Jail
(183, 185, 187, 208-210, 234-235, 306-08). The defendants were brought into
the booking area, where they were searched and their property was confiscated
"holding" cell designed to hold only 6 people (231-32, 306-308, 638-39). Other
defendants were held in jail cells designed to hold only one or two defendants
After being held in jail for up to three and a half hours, 15 defendants 18
were able to post the new bail imposed by petitioner and were released (111-13,
18
Eddie Knighton, Richard Malaney, Joseph McCarthy, Orlando McLain, Derico Mitchell,
Edward Primerano, Maurice Sanders, Michael Scalzo, Martha Seaberry, Morris Shavers,
Benjamin Smith, Kimberly Lewis, Darren Christian, Mark Glavin and Lavon Smith.
- 19 -
1210-13, 1225-28, 1235-37). Seventeen defendants 19 were released after court
personnel determined that the court still held previously posted, but unreturned,
bail (122-26, 131, 137-38, 1107-10, 1114-17, 1124-25, 1132-44, 1189-93, 1205-
Fourteen defendants could not post bail and were committed to the
Jones, Kevin Lafreniere, Jesus Loya, Guillermo Martinez, Jeffery Rivers, Shane
Bryan Calhoun, Robert Hinman, Terry Hamilton, and Angelo Fiori were placed
in leg shackles, had their wrists cuffed to a lock box attached to a waist chain and
jail (235, 242, 275, 310, 339-40, 370, 382-83). After a 30-minute ride with
armed guards, those 14 defendants were unloaded at the jail in a secure sally port
sometime between 3:00 and 3:30 p.m. (261-62, 265-66, 311, 339-41, 1253-56).
Each defendant was searched and placed in a windowless holding cell with a
19
Damien Miles, Darrell Moyer, Marcellus Overton, Phillip Payne, Adrian Rivers, Bruce
Roberts, John Rubino, Henry Smith, Willie Stalling, Cynthia Williams, Brian Winkler, Will
Clark, Randy Carr, Colleen Alsaid, Penny Boyea, Nathaniel Morris and Jared Porter.
- 20 -
D. Release of the Defendants Who Could Not Make Bail
At the conclusion of the Domestic Violence Part, petitioner left the bench
and made a scheduled visit with a co-judge to a juvenile detention facility in Erie
County (790). While on tour, petitioner was paged by his Chief Court Clerk and
informed that the press was inquiring about his actions (791, 969-70). Petitioner
told the clerk that he would return to court and that she should have the
paperwork and a court reporter ready to order the release of the defendants (791,
970). 20 When petitioner returned to court around 3:00, he did not immediately
seek to ascertain the status of the defendants (970, 972-73). At 4:15 PM,
defendants who had been sent to the county jail (791, 972, 1062-66).
without transportation to make the one-half hour car ride from the county jail in
E. Testimony of Petitioner
Petitioner was admitted to the New York State Bar in 1986 and worked as
20
Petitioner testified that he "began to believe" he should release the defendants while still
touring the youth facility (790-91). The Commission found no independent evidence for this
assertion (18). Noting that it is undisputed that petitioner took no action until after he spoke
with the court clerk and learned of the press inquiry, the Commission declined to credit
petitioner for a timely response (18).
- 21 -
City Court Judge in 1996 (676). In January 2002, petitioner became a full-time
City Court Judge (678-79). In 1999, petitioner was assigned to the Domestic
Violence Part (680-81). He sat in that part until March 2005 (681).
alcohol and drug usage (684-86). He acknowledged that it was not a violation of
program guidelines to permit one's cell phone to ring in the courtroom (840).
Petitioner conceded that he had no way to know who owned the cell phone
that rang in his courtroom, and that it could have belonged to one of the court
that throughout the proceedings, his tone, volume, and manner were normal
(865-66).
told him that his actions were not right or who raised hardships (760-61, 764-66,
comment that " ... this is better than watching a mob movie" was disrespectful
- 22 -
Petitioner said he was aware of the unpleasant conditions in the police
legal cause - to problems in his marriage (977). In early 2003, petitioner became
"unhappy" in his marriage and dissatisfied that his marriage did not emulate his
parents' marriage (985-86). Petitioner talked with his wife about his
dissatisfaction, but she did not "get on the same page" (991 ). Petitioner's wife
told him that she was not experiencing problems and that she believed they had a
Petitioner could not identify any specific event that led to his marital
relationship on March 11, 2005 - petitioner had no major disagreement with his
wife on that day, and there was no specific event between them on that or the
Petitioner testified that he did not experience any violence in his marriage,
or in his home life growing up, and that he continued to be close with his parents
problems and petitioner had a good relationship with his two children (710-11 ).
- 23 -
Petitioner believed that he had created a loving and stable family environment
(985).
petitioner's counsel about the events on March 11, 2005, before they met with
Dr. met with petitioner three times and once with petitioner's wife
(393, 399). 21 He testified that petitioner was experiencing stress on March 11,
could not identify any objective or quantifiable event within the marriage that led
to petitioner's feelings of strain (432, 446-47, 455). Mrs. Restaino told Dr.
relationship (400), and said she was pleased that she and petitioner were able to
tension with his wife onto the Domestic Violence defendants in his courtroom on
March 11, 2005 (402-03). Dr. acknowledged that the Diagnostic and
- 24 -
Statistical Manual of Medical Disorders, Volume IV ("DSMIV"), the handbook
for his profession, does not identify "displacement disorder" (447, 449-51). Dr.
conceded in his direct testimony that he did not know why petitioner
acted as he did on that specific day (408), testifying that "if [he] had been a fly
on the wall in the courtroom, [he] might be able to answer that, but there's not
enough information to be able to say why [petitioner] did what he did on that
day" (409). Dr. concluded that petitioner does not suffer from any major
In his written assessment, Dr. found that petitioner "did not have a
(1272).
Dr. met with petitioner five times (465). He did not meet with
Mrs. Restaino and did not speak with anyone who was present in the courtroom
on March 11th (485, 494-95). He did not read the March 11th transcript until
"much later," after he prepared his written evaluation (490-91). Although Dr.
testified that March 11th was an "aberrant day" for petitioner (491-92),
he acknowledged that he had never observed petitioner in court and he did not
know what other behavior petitioner engaged in prior to March 11th (492).
21
At various places in his testimony, Dr. mistakenly refers to Diane Restaino as "Donna." See, e.g. 410.
- 25 -
He conceded that "all the information [he] obtained and the complete
depression" (477-78).
ARGUMENT
POINT I
the administration of justice and renders him unfit to be a judge. There is simply
no place on the bench for anyone who would methodically and mercilessly abuse
his judicial power to deprive one innocent person after another of their liberty, in
a feckless yet unrelenting attempt to discover whose cell phone rang in the
courtroom. That he did so without compunction still shocks the conscience more
than two years later. His argument in mitigation - a marital problem so vague
that his own wife was unaware of it and his own psychiatrist could not say why
he acted as he did - suggests he cannot or will not accept responsibility for his
conduct.
- 26 -
Petitioner was obliged by the Rules Governing Judicial Conduct to
"respect and comply with the law," to "be faithful to the law and maintain
defendants and others with whom the judge deals in an official capacity.
and had not complied with Section 510.30 of the Criminal Procedure Law.
of their liberty, despite the fact that only one of them could be guilty of the
had medical appointments or family obligations. And despite ample time during
petitioner did not correct his error and release the incarcerated defendants until
hours later, after he learned the press was inquiring about his behavior.
- 27 -
A. Petitioner Sent 46 Defendants to Jail Knowing He Lacked
Legal Authority To Do So
Petitioner conceded that at the time of the March 11, 2005 proceeding, he
knew that he lacked a legal basis to revoke or deny recognizance release and to
commit each of the 46 defendants into police custody (734, 848-49, 855).
Petitioner also acknowledged that he was an experienced jurist who knew at the
time that he was required to comply with Section 510.30 of the Criminal
Procedure Law before setting bail, and that he did not do so in any of these cases
(849, 855). Finally, petitioner conceded that he assumed that none of the
defendants had the money to post bail (743-44). The only logical conclusion
their fundamental statutory and constitutional rights, (2) knew while he was
doing it that it was wrong to revoke recognizance release and impose bail, and
(3) assumed that as a result of his actions, many, if not most, of these individuals
would not only be taken into custody, but would be incarcerated until their next
court date because they were unable to post bail. By any measure, petitioner's
- 28 -
most of the cases under consideration he arbitrarily required
defendants to post bail without inquiry or reference to the
statutory standards (CPL 510.30). His conduct and
statements at the time show that he was acting punitively with
little or no interest in the only matter of legitimate concern,
namely, whether any bail or the amount fixed was necessary
to insure the defendant's future appearances in court (CPL
510.30, subd 2, par [a]).
See also, Matter ofBauer, 3 NY3d 158, 160-161 (2004) (judge removed for,
inter alia, jailing defendants in lieu of bail without considering CPL 510.30
factors) .
As in Sardina and Bauer, the petitioner here set bail without any
already appeared and re-appeared before him for a number of weeks while on
had appeared as scheduled 25 times and was one week short of completing the
program when petitioner revoked his recognizance release and imposed bail
- 29 -
(915-917, 1170). Astonishingly, petitioner himself initially determined 11 22
calendar, only to arbitrarily reverse this hours-old determination and impose bail
on those same defendants after the cell phone incident occurred (779-82).
where petitioner concedes he knew at the time he was acting outside the law -
the ringing cell phone and despite the certain knowledge that nearly all of them
neither possessed the phone nor knew who did. In doing so, petitioner held these
individual.
punishment upon the Domestic Violence Court defendants ... was carrying out
22
Colleen Alsaid, Kimberly Lewis, Will Clark, Randy Carr, Bryan Calhoun, Darren
Christian, Robert Hinman, Terry Hamilton, Mark Glavin, Angelo Fiori, and Penny Boyea.
See, supra, pp. 12-13.
- 30 -
the concepts of the court" (P44) is deeply troubling. As petitioner must surely
"offender accountability." See New York State Domestic Violence Courts, Key
Mazur and Aldrich, What Makes a Domestic Violence Court Work?: Lessons
court designed to teach offenders that they are each accountable for their own
participants accountable for the actions of some unknown other who may not
23
Available online at:
http://www.nycourts.gov/courts/problem solving/dv/key principles.shtml
24
Available online at:
http://www.courti n novati on .org/ uploads/doc uments/whatmak esdvcourtwork. pdf
- 31 -
Petitioner's attempt to normalize the concept of "collective punishment"
Indeed, the notion of collective punishment is so far outside the legal mainstream
25
The principle of collective punishment - as opposed to respondeat superior or other
common civil grounds for vicarious liability - is similarly unwelcome as a basis for
1
constitutional tort liability. See Hessel v. O'Hearn, 977 F 2d 299, 305 (7 h Cir. 1992) (noting
"happily" that the "principle of collective punishment" is not generally part of our law and that
"[p ]roximity to a wrongdoer does not authorize punishment").
26
See Article 5(3) of the American Convention on Human Rights, (1978), 1144 U.N.T.S.
123, available online at: http://wwwI.umn.edu/humanrts/oasinstr/zoas3con.htm; Article 7 of
the African Charter on Human and Peoples' Rights, (1986), O.A.U. Doc. CAB/LEG/67/3 Rev.
5, available online at: http://ww\vl.umn.edu/humanrts/instree/zlafchar.htm; Article 50 of the
Regulations annexed to Convention IV Respecting the Laws and Customs of War on Land,
signed at The Hague, Oct. 18, 1907 (the 1907 Hague Conventions), available online at:
http://www.vale.edu/law\veb/avalon/lawofwar/hague04.htm#art50; Article 4(b) of the Statute
of the International Criminal Tribunal for the Prosecution of Persons Responsible for
Genocide and Other Serious Violations oflntemational Humanitarian Law Committed in the
Territory of Rwanda, (1994) U.N. Doc. S/Res/955, available online at:
http://wvvw2.ohchr.org/english/lavditr.htm.
- 32 -
Here, there is no dispute that petitioner revoked or denied recognizance
release and set bail for defendants he actually knew did not have the cell phone.
knew Mr. Jones did not have the phone because Jones was standing in front of
him when the device sounded (836-837). Petitioner also acknowledged that he
knew that Mr. Overton was sitting in a different area of the courtroom than the
area where the cell phone rang (838), that he "did not disbelieve" Mr. Lafreniere
when Lafreniere told him he didn't have the phone (854-55), and that he didn't
even ask Mr. Martinez if he had the cell phone (803). Nonetheless, petitioner
revoked recognizance release and imposed bail for each of these defendants
Petitioner's conduct is made worse by his concession that he did not know
that the phone could have been owned by one of the many attorneys, court
personnel, security officers and counselors present in court that day, and that the
owner might well have left the courtroom before petitioner started holding one
defendant after another responsible (966-67). The very real possibility that none
of the defendants had the ringing phone, "[compounds] the appearance that
- 33 -
C. Petitioner Inappropriately Used a Program Sanction to
Punish Conduct That Did Not Violate Domestic Violence
Program Requirements
generally revoked recognizance release status and imposed bail as a sanction for
court did not violate a condition of the Domestic Violence Program and was not
motivate defendants to attend counseling and deal with the issues underlying
In doing so, he showed disrespect not only for the defendants before him,
but for the Domestic Violence Court in which he served. As the Commission
found:
[i]t is sad and ironic that even as [petitioner] was scolding the
defendants for their behavior, in a court where trust and
personal accountability were of paramount importance,
[petitioner's] own irresponsible behavior provided a poor
example of such attributes. His conduct was injurious not only
to the defendants themselves, but to the public as a whole, who
expect every judge to act in a manner that reflects respect for
the law the judge is duty-bound to administer (17).
- 34 -
D. Petitioner Aggravated His Misconduct By Making
Demeaning Remarks to Defendants and Failing to Correct
His Error Until the Court Received Press Inguiries
compared the defendants to characters in a "mob movie" (104 7), and suggested,
learned that the press had inquired about his behavior. Ironically, although
petitioner went to tour a juvenile detention facility in Erie County after leaving
court, the penal setting did not give him pause to reconsider what he had done.
He took no steps to rectify his misconduct until he returned a call from his Chief
- 35 -
Court Clerk and learned that the press was inquiring about what had happened in
Not until hours later that afternoon did [petitioner] arrange for
the release of the incarcerated defendants. Although he has
testified that he reached an independent realization that he had
acted improperly, it is undisputed that he took no steps to
arrange for the defendants' release until he learned that the
press was inquiring into his actions. By the time the 14
defendants were eventually released from the County Jail, they
had been in custody for six or seven hours. Under these
circumstances, we cannot give [petitioner] credit for timely
remorse or sensitivity to his ethical responsibilities (18).
POINT II
Petitioner does not contest that his actions on March 11, 2005 constitute
misconduct (P2, 34). His sole argument is that he should not be removed from
the bench because his conduct resulted from a one-time episode of emotional
CCJ5-8), the Commission did not "ignore" petitioner's claim that his misconduct
- 36 -
considered that claim and determined, on the merits, that"[ s]uch an explanation
cannot excuse his behavior" (18). As is set forth below, upon consideration of
the remarkably thin evidence in this record that petitioner suffered a serious
mental condition that explains his conduct, this Court should reach the same
conclusion.
the 30 years since the creation of the Commission on Judicial Conduct, however,
this Court has had few opportunities to consider how proof that a judge suffers
from a mental disease or defect should be evaluated where the judge's conduct
intoxicated or impaired. The record amply supported the judge's claim that he
suffered from alcoholism, and the Court found that all or most of his misconduct
was a "manifestation of that illness" Quinn at 394. The Court held, however,
that "[a]s far as the petitioner's fitness for judicial office is concerned, his
- 37 -
alcoholism ... can provide no dispensation." Id. While the Court found it
imperative that the judge leave the bench, it did consider his disease in
determining "the method for terminating his services" - the Court censured the
Two years later, in Matter ofAldrich, 58 NY2d 279 (1983), this Court
dispelled any notion that proof of alcoholism is sufficient to excuse conduct that
court under the influence of alcohol and used profane and racially-insensitive
language and (2) threatened a security guard with a hunting knife and arrived at a
dissenter noted, petitioner offered proof that he suffered from alcoholism and
for two years prior to the Court's determination. Aldrich at 284. The majority
nonetheless held that removal was the appropriate sanction. Aldrich at 283.
Thus, while the Court considered alcoholism in both Quinn and Aldrich, it did so
only for the purpose of determining the method by which those petitioners would
leave their judicial post. Proof of alcoholism - a serious affliction - and even
evidence that the judge had taken steps to control his illness, did not excuse the
- 38 -
misconduct nor provide sufficient mitigation to permit the judge to remain on the
bench. 27
public criticism and rebuke." Aldrich at 283. Thus, in fashioning the appropriate
sanction, the Court must consider the seriousness of the misconduct and the
effect that permitting petitioner to remain on the bench will have on public
27
A third case, Matter of Kelso, 61 NY2d 82 (1982) offers little additional guidance.
In Kelso, the Court considered a part-time Town Justice who made serious
misrepresentations to a client in his private law practice. The Court was skeptical of
petitioner's claim that he suffered from "severe depression," noting that his alleged
psychological problem did not manifest itself in any other case. Kelso at 86. The
Court found that although petitioner's misconduct was serious, it did not warrant
removal where the client suffered no prejudice, the petitioner had already been
punished when his law license was suspended and there was no evidence of any
impropriety on the bench. Kelso at 87. In fashioning a sanction, the Court observed
that petitioner's depression should also be "taken into account," but did not discuss
whether the mental defense would be grounds for a reduction in sanction if the conduct
had otherwise warranted a removal.
- 39 -
nature of his misconduct and the damage he has inflicted on the public's
Judged by any standard, the record evidence for petitioner's argument that
he should not be removed from the bench because his conduct resulted from
mitigate the sanction. Indeed, implicitly conceding the weakness of the proof,
below. Neither petitioner nor his experts ever testified he suffered from
petitioner argue below - as petitioner (P39) and amici do here (BGC7-8, CCJ8-
Court "took its toll." 28 Petitioner's reliance on theories never advanced before
28
Ironically, one of the sources petitioner cites for the proposition that the special nature of
problem-solving courts creates psychological stress for judges (P39) goes on to say that
"Judges ... argue that the drug court has positive therapeutic outcomes for the judge. As two
judges write, 'judging in this non-traditional form becomes an invigorating, self-actualizing
and rewarding exercise." Richard Boldt and Jana Singer, Juristocracy in the Trenches:
Problem-Solving Judges and Therapeutic Jurisprudence in Drug Treatment Courts and Unified
Family Courts,65 Md. L. Rev. 82, 90 (2006).
- 40 -
the Commission, and for which there is no evidentiary foundation, serves to
Neither petitioner nor his doctors were able to identify any specific events
from his wife on March 11th (401, 432, 446-47, 455, 803-04). Petitioner
acknowledged that there was no change in his martial relationship on March 11,
2005 - petitioner had no major disagreement with his wife on that day - and that
there was no specific event between them on that or the prior day that was
troubling him (802-03, 833-34). Petitioner and the doctors agreed that petitioner
marriage. Petitioner's wife did not testify. No other member of his family
testified. In fact, no one other than petitioner testified as to the nature of his
relationship with his wife on or before March 11, 2005. The absence of Mrs.
that Mrs. Restaino believed she and petitioner had a happy marriage, that she had
nothing to complain about and that she was pleased she could spend more time
with petitioner (399-400, 434), and (2) petitioner's concession that Mrs. Restaino
thought they had a "happy relationship" (992). And despite petitioner's claim of
- 41 -
ongoing marital stress, it is undisputed that petitioner took no steps to get
prior to March 11, 2005. Both doctors were contacted first by petitioner's
counsel and given information about his misconduct on March 11, 2005, and
both knew he was in serious professional trouble for what he had done.
expert, a dual role that can "adversely affect both the therapeutic relationship and
Forensic Expert for the Same Patient, Psychiatric News, August 20, 2004,
29
At least one court has rejected a judge's defense of physical and emotional difficulties
based on his failure to seek help. See Matter ofMardikian, 40 Cal3d 473, 485, 709 P2d 852,
859 (1985)(holding that "judge who is disabled ... has an obligation to seek relief').
30
The compelling need to separate the roles of forensic witness and therapist arises from the
distinctions between them. A therapist suspends disbelief, accepts a patient's narratives as
true, and is deliberately credulous in order to see the world through the patient's eyes. An
independent forensic evaluator looks at a patient objectively in a search for the historical truth
(See, On Wearing Two Hats: Role Conflict in Serving as Both Psychiatrist and Expert
Witness, L. H. Strassberger, M.D., et.al, American Journal of Psychiatry, April 1997, p. 448,
451). Moreover,
[t ]herapeutic assessments tend to rely much less on collateral sources of information
than do forensic evaluations. While spouses and other family members may be
interviewed (with the patient's permission) as part of a clinical assessment -
- 42 -
Finally, even if petitioner's experts were credited, their testimony falls far
liberty, one by one, while knowing he had no legal or factual basis to do so.
not enough information to be able to say why [petitioner] did what he did on that
day" (409). He concluded that petitioner does not suffer from any major mental
illness and he did not prescribe petitioner any medication (Tr. 351-52). Indeed,
in his formal written report, Dr. found that petitioner "did not have a
psychiatric difficulty, per se" and- in strikingly muted language - opined that
petitioner suffered from "a certain amount of marital dysfunction" (1272). The
- 43 -
Commission properly found such evidence wholly inadequate to mitigate the
POINT III
authority to commit 46 people to jail without basis in law has committed such
egregious misconduct that removal from judicial office is the only appropriate
grounds for removal. See Matter of Sardina, 58 NY2d 286 (1983); Matter of
Bauer, 3 NY3d 158 (2004). Significantly, petitioner here abused his authority in
46 cases - nearly double the 26 cases of misuse of bail found sufficient to require
removal in Bauer.
Contrary to the argument of the amici (BGC9, CCJ 11-13, FCS6-7), the
fact that all 46 cases occurred on a single calendar does not mitigate the
handcuffs and leg shackles and held for hours at a county jail a half-hour's drive
- 44 -
from home - it cannot matter whether petitioner's mistreatment of other
defendants occurred on the same day or on some other day. Such defendant has
conduct only in the aggregate compounds the very error petitioner made here -
justice one case at a time, on the merits. The record amply demonstrates that
petitioner's conduct was far more than a single bad act- it was "a prolonged
series of acts over several hours that transcended poor judgment" ( 19).
acted in a fit of "pique" (Blackburne at 220) (19). Both petitioner and Justice
Blackbume sat in specialty courts, (Blackburne at 219) (5-6) and both "acted in
the thoroughly misguided belief that the integrity of their respective courts
220), beginning with the five-minute recess he took immediately after the cell
- 45 -
phone rang, and continuing for more than an hour and a half as 46 defendants
appeared and tried to convince petitioner to grant them recognizance release. All
in all, petitioner was given far more than the "two chances to reconsider"
afforded Justice Blackbume, and his failure to take advantage of those many
The additional cases cited by petitioner or amici do not suggest, let alone
compel, a different result. In Matter of LaBelle, 79 NY2d 350 (1992), this Court
rejected removal of a City Court judge and imposed a censure after finding that
in more than half the cases at issue, the judge's failure to set bail could be
Significantly, this Court found that Judge LaBelle was motivated "by
compassion for those whose problems do not belong in the criminal courts."
Matter of Mills, 2005 Annual Report 185 (Cornn. on Jud. Conduct, Dec. 6,
2004), was never appealed and this Court has never ruled whether it was rightly
decided. See, Matter ofBlackburne, 7 NY3d at 220, n3. In any event, while it
was undoubtedly wrong for Judge Mills to deprive two individuals of their
liberty, it is clear that he believed those defendants were actually guilty of the
conduct he found objectionable. Judge Mills did not, as petitioner did here,
- 46 -
Petitioner concedes that he sent 46 individuals to jail, despite his actual
knowledge that he had no legal basis to deprive them of their liberty and that
most, if not all, of the defendants did not have the ringing phone. The only
- 47 -
CONCLUSION
Of Counsel:
Edward Lindner
John J. Postel
- 48 -
AFFIDAVIT OF SERVICE BY MAIL
LISA SAVARIA, being duly sworn, deposes and says: deponent is not a party to
the action, is over 18 years of age and resides at 650 Boght Road, Cohoes,
Brief to the Court upon Terrence M. Connors, Esq., and Vincent E. Doyle III, Esq.,
attorneys for the petitioner, Hon. Robert M. Restaino, at 1000 Liberty Building, 424 Main
Street, Buffalo, New York 14202, by: (1) sending one copy electronically to an e-mail
address provided for that purpose by Mr. Doyle and (2) depositing three true copies of
under the exclusive care and custody of FedEx for overnight delivery.
Lisa Savaria
CATHLEEM S. c:::.i:1?I
,. ~"'·''" , .. ·,,:cN York
1u 0 tary Pu b ilC.. ·..:' ·,·.-.··
• .. ·.. ··
'" . . '"·.:·,;:··.ty
Qualified m ;~ ~'::, . ,
No. 't'.:•'.'"""" ·.· ., .., 20 lo
Commission Expires i'~ovuli;\Jv• ~"'· -
NEW YORK STATE
COMMISSION ON JUDICIAL CONDUCT
CORNING TOWER, SUITE 2301
EMPIRE STATE PLAZA
ALBANY, NEW YORK 12223
ROBERT H. TEMBECKJIAN 518-474-5617 518-486-1850 EDWARD LINDNER
ADMINISTRATOR& COUNSEL DEPUTY ADMINISTRATOR
TELEPHONE FACSIMILE
LITIGATION
www.scjc.state.ny.us
Edward Lindner
Deputy Administrator
Enclosures
Counselors:
Edward Lindner
Deputy Administrator
Enclosure
CONNORS & VII.ARDO, LLP
LAwOFFicES
1000 LmERTY BmwING
424 MAIN STREET
BUFFALO, NEW YORK 14202
TELEPHONE (716) 852-5533 FAX (716) 852-5649
TERRENCE M. CONNORS SUSAN B. FISCHER, R.N.
LAWRENCE J. VILARDO Cmrns J. AHRENS, JR.
RANDALL D. Wmrn* DAWN M. BOUDREAU
JoHNT. Loss FATIH M. Anmss, R.N.
VINCENTE. DoYLE m LYNN M. BOCHENEK
MICHAEL J. RoACH DoNNA J. Rrrz, R.N., B.S.N.
LAWLOR F. QUINLAN ill PARALEGALS
JAMES w. GRABLE, JR.
AMY C. MARrocHE
ELIZABEIH B. HARNED
GIUSEPPE A. IPPOLITO
JOSEPH D. MORATH, JR.
March 5, 2008
JENNIFER R. ScHARFt
Please allow this letter to confirm that on behalf of petitioner, Hon. Robert
M. Restaino, we have requested and received an extension of time to file our Reply
Brief, which must now be filed on or before Tuesday, March 11, 2008. We
appreciate the Court's courtesy in this regard.
Sincerely,
(30 Minutes)
<!tnurt of Appeal11
o
In the Matter of ROBERT M. RESTAINO,
Niagara County,
Petitioner,
vs.
ROBERT M. RESTAINO
Page
INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
ARGUMENT 2
CONCLUSION 29
-11
TABLE OF AUTHORITIES
Page
Cases:
-111
INTRODUCTION
The Commission's brief would have this COllrt view the events of
March 11,2005 in isolation. The Commission's view seems to be t11at only what
happened -- and not the cause behind it -- should be important for this COllrt.
Indeed, the Commission's brief spends almost 40 of its 48 pages addressing facts
that no aIle displltes to the exclusion of the reasons behind those facts.
When the Commission's brief does address the reasons behind the
event, it gives thenl short shrift. It sllggests that Jlldge Restaino blames some
transient marital discord for his actions, as ifhe got mad at his wife and tool( it alIt
on those who appeared before him. It chastizes him for trying to "excllse" or
it ignores grave issues of stress and vicarious trauma -- issues that the court system
has explicitly recognized; issues that llntil only recently, judges and lawyers were
afraid to admit.
This case is not simply about what happened. This case is not sin1ply
about why it happened. This case is about the what and the why -- and whether
that entire pictllre makes Robert M. Restaino unfit to continue his service as a
-1
ARGUMENT
Commission llses various techniques to purSlle this strategy. It largely ignores that
("BR") at 3,36, 39, 40. 1 The Commission suggests that Judge Restaino COllld not
have been experiencing any difficllities in his marriage because his wife was not
aware of his feelings (BR at 3); because he and his wife did not fight specifically
on the day in question (BR at 41); and because he and his wife continlled to have
seXllal intimacy (BR at 41). The Commission also suggests that proof of
psychologist and psychiatrist had spol(en with his attorney (BR at 42); becallse
(BR at 25, n.21); and because both treated Judge Restaino and therefore were not
(BR at 42).2
Review "R." at 1512) -- the Commission failed to offer any testimony or other
evidence to the contrary. Though the Commission certainly had the right to do so,
it never called any forensic psychiatric or psychological expert to rebut any of the
Restaino and his fellow judges, including his Chief Jlldge, testified about the
2
The Commission erroneously claims that psychiatrist ,
M.D., saw Judge Restaino only three times. See BR at 24. Dr.
testified that he saw Judge Restaino a total of 16 times -- three
times in May 2005 (R. at 393) and 13 times thereafter. R. at 412.
-3
worl<ed. 3 He worked tirelessly, not only in his own court but also assisting other
jlldges and other courts in the Eighth Judicial District. He also spent extra time
COllrt and creating a specialty part within that COllrt for youths involved in
domestic violence.
repeated reqllests, his wife refused to attend counseling with him or even
was to bllry himself in more and more work. With pressure at worl( and pressure
are generollsly credentialed and fully qualified to render the opinions they did.
3
The brief of amicus curiae City of Niagara Falls notes that the
Niagara Falls City Court is the third busiest city court in New Yorl<
State. See Amicus Curiae Brief of the City of Niagara Falls, New
Yorl<, at 3.
-4
And contrary to the Commission's position, both gave detailed testimony about
the psychological reasons behind Judge Restaino's aberrant behavior on March 11,
2005.
over the death of their unborn daughter set off "mounting stress" for Jlldge
Restaino and his wife, callsing their relationship to become "llnglued." R. at 1274.
As Jlldge Restaino continlled to bury himself at work, his stress level rose "beyond
the bearable point." R. at 468. Dr. explained how that personal stress was
Restaino now had tal<en steps to address his mental health issues, a relapse was
the Record.
-5
that there illllst be some explanation for conduct as aberrational as Jlldge
what reason wOllld the Commission offer to explain why a jurist with a sterling
record of service and temperament would act in such an llnprecedented way? Why
WOllld Judge Restaino erupt on March 11,2005, when his condllct before that day
had impressed everyone familiar with him as fair, even-handed and honorable?4
WIlY wOllld a man lalown for promoting calm discourse and contributing to
presented any expert testimony, theories, or even conjeculre that wOllld explain
this condllct. Rather, the Commission merely repeats, in variolls ways, its
contention that Jlldge Restaino "abused his authority" by doing what he did.
A man with a 20-year record of compassion and respect for the law
does not act in a bizarrely different manner without some explanation. Here, the
4
The Brief of Amici Curiae Family and Children's Service of Niagara,
Inc., et a1., further attests to Judge Restaino's goodjlldicial
temperament. These amici, representing a broad range of experience
in domestic violence court, "were regularly in the courtroom as Judge
Restaino ran the Domestic Violence and adjunct courts." In their
view, he was "patient, diligent, fair and dedicated to the goals of the
Court." Brief of Amici Curiae Family and Children's Service, Inc., et
al., at 10.
-6
unCol1troverted evidence points to severe psychological issues as the reason. The
Commission qllibbles with that explanation, but it offers nothing to contradict it.
-7
II. CONTRARY TO RESPONDENT'S REPEATED SUGGESTION,
PETITIONER HAS NEVER TRIED TO EXCUSE HIS CONDUCT OR
AVOID RESPONSIBILITY FOR IT.
March 11, 2005 were wrong. He recognized his misconduct shortly after it
occllrred and tool( measures the same day to release all defendants still being held.
Since that time, he has repeatedly accepted responsibility and expressed remorse
al1d contrition.
He told his psychologist and psychiatrist that what he did was his
own failit and that he deeply regretted his actions. R. at 407, 413, 464. When the
Referee. R. at 729-30, 733, 856, 944-45. Indeed, l1e repeatedly, and without any
eqllivocation, told the Referee that his conduct was improper, contrary to law, "not
fair" and "not rig11t," see generally R. at 845-967, and the Referee fOllnd that
1709-1710. And now, before this Court, he has admitted the factual findings of
the Commission and has acl(llowledged that those facts constitute miscondllct.
-8
Jlldge Restaino did submit uncontroverted evidence that what
happened on March 11, 2005 was the result of psychological issues exacerbated
by stress at worl( and at home. But he has always been careful to point Ollt that
this evidence was offered to explain his misconduct, not to excuse it. See,~,
this COllrt repeated several times that psychological evidence was not offered as
repeatedly suggest in its brief that Jlldge Restaino offered the psychological
evidence in an effort to "excuse" ("BR" at 3,26, 37, 40), "minimize" (BR at 45),
"attribllte" (BR at 23) or "attempt to normalize" (BR at 32) his condllct. Eqllally
-9
eXCllse his condllct is evidence that he does not accept responsibility for his
shirl( responsibility for his behavior permeates the Commission's brief. Bllt that
characterization are inapposite. For example, the Commission claims that Jlldge
Restaino "attribllted his decision" on March 11, 2005 "to problems in his
marriage," and cites page 977 of the Record. BR at 23. Btlt an examination of
Jtldge Restaino's testimony on that page of the Record shows that no such claim
was made:
A: October 1, 1983.
A: Yes sir.
-10
Q: And I gather as you thinl< back to March 11, you
find those early difficulties to have some relevance
to your actions towards these defendants on March
II?
Q: And the way yOll dealt with what you were dealing
with?
A: Yes sir.
R. at 976-77. Jlldge Restaino never "attribllted" his condllct to his marriage. Nor
did he seel< to excuse his conduct because of any aspect of his marriage. Indeed,
at oral argllment before the Commission, he said unequivocally: "I don't blame
my wife, I'm the one who's responsible, I did it." R. at 1708-1709. Any
Commission in its Determination: that Judge Restaino did not tal<e any steps to
arrange for the defendants' release until after he learned from the court clerl( that
the press had inqllired into his action. See R. at 12,22; BR at 27, 35-36. Bllt that
that he realized the error of his conduct while on a tour of a youth detention
-11
facility in the afternoon of the day in question and decided then to release the
R. at 790-91.
-12
Q: Correct.
Q: And what did she say to you on that, oh, she jllst
wanted you to call her?
A: Yes sir-
-13
Q: The court about all those defendants being locked
. h?
up, rIg t.
Q: Up llntil the time that you heard that the press was
making inquiries abollt your actions at that time,
you had tal<en no steps to release these defendants,
is that correct?
Q: Did you?
A: No sir.
-14
R. at 969-71.
the defendants only because he received word about media inquiries is not
sllpported by the record. Judge Restaino realized that his actions were wrong,
decided to release the defendants, and called the court staff to make arrangements
to do jllSt that before he was told that there had been a media inquiry. Though the
actllal release occllrred after this inqlliry, there is no evidence that the inqlliry
played any role in Judge Restaino's decision to correct his error. And the
logical fallacy "post hoc ergo propter hoc" -- "after this, therefore becallse of this."
"excllse" certainly attempts to diminish that evidence. But worse than that, it
psychological conditions. Lil<e other professions, the legal profession has suffered
too lOllg from the fear of admitting mental health difficulties and seel<ing treatment
for them. For too long, lawyers and judges have avoided getting help for SllCh
problems becallse they were afraid that others would see them as lacl<ing the
personal strength to deal with difficulties and avoiding responsibility for the
-15
iSS1les facing the legal profession. See BP at 35-40. And recently, there have been
and help when necessary. See NY Lawyer Assistance Trust Announces Advisory
reach judges who may themselves be experiencing a problem and feel they have
cond1lct, that W01lld send the very message that mental health professionals, the
legal profession and the court system have been trying for years to change.
Jlldge Restaino has repeatedly admitted his mistal<e and expressed gen1line
remorse and contrition for his conduct. Raising legitimate psychological isslles
-16
III. PETITIONER IS FIT TO SERVE AS A JUDGE AND THEREFORE
SHOULD NOT BE REMOVED.
N.Y.2d 105, 111,480 N.Y.S2d 463,466 (1984) (emphasis added) qlloting Matter
of WaItemade, 37 N.Y.2d raJ, [111], 409 N.Y.S.2d 929 (Ct. Jud. 1975). Thus
removal -- the liltimate sanction -- ShOllld be reserved for cases where there is
compelling proof that the judge is unfit. See Matter of Watson, 100 N.Y.2d 290,
N.Y.S.2d 248,254 (1998); see also Matter of Esworthy, 77 N.Y.2d 280, 293, 567
The Commission does not argue that Judge Restaino is unfit for
office. Indeed, nowhere in its brief does the Commission even assert that Jlldge
serve. As detailed in the principal brief filed on Judge Restaino's behalf, the
-17
llndispllted evidel1ce shows that Judge Restaino: had an llnblemished record of
exemplary service; was fair and even-tempered to all who appeared before him;
and repeatedly acknowledged and expressed remorse for his single act of
shows that the events of March 11 were callsed by psychological isslles of stress
and depression and that Judge Restaino had taken positive efforts to address those
isslles so that there was little risk that tIle misconduct would recur. As this Court
has noted, SllCh factors are evidence of a judge's fitness to serve. See Matter of
Watson, 100 N.Y.2d 290,763 N.Y.S.2d 219 (2003); Matter ofSl<inner, 91 N.Y.2d
142,667 N.Y.S.2d 675 (1997); Matter of LaBelle, 79 N.Y.2d 350, 582 N.Y.S.2d
thrOllghout the many amicus curiae briefs filed with this Court on behalf of
jlldicial, edllcational, civic, charitable and social grOllpS. Amici come from the
bench and bar, from former prosecutors and defense attorneys, from criminal and
civil litigants, from those who serve the courts and those who appear in COllrt.
Despite their diverse interests and perspectives, those groups have reached the
-18
same conclusion: that Judge Restaino should be permitted to continue to serve in
-19
Restaino's professional life, but would deeply impact the
community he served. He was a good Jlldge, fair to both
sides, extremely hardworl<ing and dedicated to seeking
justice." (p. 3-4)
-20
individllals has come to rely upon the judicial integrity of
Judge Restaino." (p. 7)
-21
matter of grave concern to the NYSACCJ. Regardless of
how this Court rules on the issue of sanction in this case,
it is our fervent hope that the Court will formally
aclmowledge the untreated emotional issues can have
disastrous consequences for judges at every level and
that the Record in this case clearly establishes that this
fine Judge did not get help when he sorely needed it."
(p.1)
-22
and disturbing kind within the criminal justice system,
combined with the unfortunate circumstance of Judge
Restaino's long-simmering, but highly repressed and
internalized, depression that his conduct of March 11,
2005 must be viewed and evaluated." (p. 3)
-23
nor abllsive would be to the detriment of Niagara
County." (p. 8)
David Gerald Jay, Esq.5 As the Commission's brief notes, some of the
defendants remanded by Judge Restaino on March 11,2005, sued him for alleged
Restaino, 210 Fed.Appx. 122,2006 WL 3826655 (2d Cir. 2006). Mr. Jay was the
attorne"y who represented those individuals in their suit. Bllt after investigating
this matter, even Mr. Jay concluded that Jlldge Restaino's actions on March 11,
2005 were "an aberration." Brief of Amicus Curiae Niagara County Pllblic
Defender's Office, et al. at 4. As a result, even Mr. Jay is of the opinion that
Restail10 is indeed fit to serve as a judge of the Niagara Falls City Court. That
demonstrated by the amici filings, should lead this Court to impose a sanction
5
Mr. Jay's amicus curiae brief was filed jointly with the Niagara
County Public Defender's Office and the Niagara County Conflict
Defender's Office on February 6,2008.
-24
IV. PETITIONER'S CASE IS DISTINGUISHABLE FROM THE
BLACKBURNE DECISION.
removal here, going so far as to claim that the facts of Blackbllrne are
unique facts and circumstances. "Judicial misconduct cases are, by their very
Blacl<bllrne was under any type of psychological stress, depression or any other
that Jllstice Blacl<burne sought any type of mental health counseling or treatment
following the incident in question. Thus, there was no basis upon which this
-25
COllrt could conclllde that Justice BlackbuTIle's misconduct was triggered by
mental health isslles or that Justice Blackburne posed no risk of similar futlIre
misconduct because she had been treated for her mental health problems. As
wl1ich he has addressed through mental health treatment. Those facts mal<e the
Second, this Court made special note that Justice Blacl<burne SOllght
at 827. Indeed, the Referee and the majority of the Commission explicitly noted
here: JlIdge Restaino has been cooperative and truthful thrOUghOllt this
investigation, has expressed genuine remorse, and has not SOllght in any way to
Third, both this COllrt and the Commission found that Justice
Blacl<b1lrne's actions were motivated by antipathy toward the detective and the
police in general. The Commission agreed with the conclusion of the Referee that
-26
Jllstice Blacl(bllrne's "actions arose out of anger and annoyance toward the
that made her something other than a "neutral arbiter." Id. Judge Restaino's
actions demonstrated no similar bias against any party or group. Indeed, as the
hearing testimony and the amicus briefs mal(e clear, except for March 11,2005,
Judge Restaino consistently demonstrated courtesy and respect to all who came
before him. Two of the briefs from amicus curiae -- representing specialty court
providers and attorneys for indigent defendants appearing before Judge Restaino
Violence Court. Althollgh Judge Restaino's actions on March 11, 2005 were
certainly llnacceptable, they were not motivated by any bias or animosity toward
anyone.
-27
courtroom security officer to secretly escort a defendant out a bacl<: dOOf, thrOllgh a
secure hallway and stairway, to an exit from the courthollse -- while a detective
was waiting outside the courtroom door to arrest that defendant on charges of
robbery and assalllt. Justice Blackburne's actions placed at risl<:: the defendant;
her COllrtroom secllrity officer; other judges, jurors and court personnel using the
seCllre hallway and staircase; and, the general public. As noted by this Court,
Jllstice Blacl<buTIle's "rash and recl<less decision to release onto the street a
sllspected violent felon potentially posed a danger to the public." 7 N.Y.3d at 221,
818 N.Y.S.2d at 829. Judge Restaino's actions posed no similar risl< to the Pllblic.
present here, and the present case has mitigating circumstances not present in
Blacl<bllrne. The fact that Judge Blacl<burne was llnfit to serve does not mean that
-28
CONCLUSION
miscondllct on March 11, 2005. His conduct that day was like nothing he had ever
done before or has ever done since. Indeed, it was the exact opposite of
everything he stood for and was l{11own for. In a word, it was an aberration.
Conunon sense tells lIS that there 111l1st have been a reason for such a
provided that reason: his eruption in court was the result of severe psychological
and high-stress courts. Since that time, he has tal(en corrective measures to
address these stressors, and the experts agree that he poses no risl( of future
misconduct. A man of humble beginnings who has accomplished much in his life,
-29
~tatr of .Rr\\1 ~ork
Q:ourt of 9pprel5
SCJC No. 82
In the Matter of the Honorable
Robert M. Restaino, Judge of OPINION
the Niagara Falls City Court,
Niagara County, This opinion is uncorrected and subject to revision
Petitioner, before publication in the New York Reports.
For Review of a Determination of
State Commission on Judicial
Conduct,
Respondent.
Per Curiam.
At petitioner's request, we review a determination of
- 1 -
- 2 - No. 82
Commission's recommendation.
Petitioner has been a Niagara Falls City Court Judge since 1996
from 1999 until March 11, 2005, the date of the conduct in
- 2
- 3
for their weekly hearings. The record shows that the courtroom
interested persons.
- 3
- 4 - N·o. .s 2
believes I'm kidding, ask some of the folks
that have been here for a while. You are all
·going. "
$1,500.
- 4
- 5 - .No. 82
whom he had previously released before the device rang and, after
.. . .
, ~\ ...
- 5
- 6 - No.. 8.2
anybody.
pleaded with, him for mercy. One ,defendant, for example, exhorted
think the more people you send to jail, [the] less likely [the]
would lose their new jobs, that they did not have the resources
- 6
-. 7 - No. 82
device, stating:
at approximately 3:15.
Following the proceedings, petitioner left the bench
from his clerk who informed him that the press had inquired about
- 7
- 8 - N,o. 82
Niagara Falls.
- 8
~ 9 - No. 82
- 9
- 10 - No. 82
6
its factual allegations. In sum and substance, petitioner
"bury" himself into his work and sup'press the marital strains hoe
- 10
- It - No. 82
supp,ress-in-g the kin-ds o-f things that oc·cur in one's life isn't
cell phone was "the straw that broke the camel's bac.k;" that
- 11
- 12 - No. 82
circumstances.
- 12
- 13 - No. 82
Discussion
recommendation.
- 13
- 14 - N-o. 82
Bau.er, 3 NY3d 15'8, 163 [2004]; see also Matter of Sardina v State
291) .
Petitioner insists that he remains fit to serve on the
remorse and contrition, and the evidence that his conduct was the
- 14
- 15 - No. 82
152) .
lOO.2[A] [must "respect and comply with the law and shall act at
100.3 [B] [lJ, [3J, [6J; Matter of Lonschein, 50 NY2d 569, 572
- 15
- 16 - No. 82
Sims, 61 NY2d 3'49, 356 [1984 J ). It is also true 'o'- however, "that
- 16
- 17 - No. 82
conduct (see 22 NYCRR 10'0.3[8] [IJ, [3], [6]; see also Sardino, 58
- 17
- 18 - No. 82
office.
* * * * * * * * * * * * * * * * *
- 18
~terr of Jlr\\1 ~ork
[ourt of gpprels
HON. JUDITH S. KAYE. Chief Judge, presiding.
SCJC No. 82
In the Matter of the Honorable
Robert M. Restaino, Judge of
the Niagara Falls City Court,
Niagara County,
Petitioner,
For Review of a Determination of
State Commission on Judicial
Conduct,
Respondent.
The petitioner in the above entitled matter appeared by Connors & Vilardo, LLP; the
respondent appeared by Robert H. Tembeckjian, Esq.; and the amici curiae appeared by
Robert Viola, Esq.; Anthony D. Parone, Esq.; John J. Delmonte, Esq.; John M. Aversa, Esq.;
Mary Ann Oliver, Esq.; Sugarman Law Firm, LLP; Walsh Roberts & Grace; David J.
Farrugia, Esq.; Thomas M. O'Donnell, Esq.; and Lipsitz Green Scime Cambria, LLP.
The Court, after due deliberation, orders and adjudges that the determined sanction is
accepted, without costs, and Robert M. Restaino is removed from the office of Judge of the
Niagara Falls City Court. Opinion Per Curiam. Chief Judge Kaye and Judges Ciparick,
Graffeo, Read, Smith and Jones concur. Judge Pigott took no part.
I certify that the preceding contains a correct record of the proceedings in this matter in
the Court of Appeals and that the papers required to be filed are attached.
I
Stuart M. Cohen, Clerk of the Court
ROBERT M. RESTAINO,
The State Commission on Judicial Conduct determined on November 13, 2007, that Hon. Robert M. Restaino
should be removed from judicial office;
That determination of the Commission, its findings of fact, its conclusions oflaw, and the record of the
proceedings upon which the determination is based were transmitted on November 14, 2007 to the Chief Judge of
the Court of Appeals in accordance with subdivision (a) of section 22 of Article 6 of the New York State
Constitution and with Judiciary Law, section 44, subdivision 7;
The service and notice requirements ofNew York State Constitution, Article 6, section 22, subdivision (a)
and of Judiciary Law, section 44 subdivision 7, were complied with on November 21, 2007 by certified mail, return
receipt requested;
Proof of service was obtained at the Court of Appeals that Hon. Robert M. Restaino received on November
23, 2007 the determination of the Commission, fmdings of fact, conclusions of law and record of the proceedings
upon which the determination is based; a request for review was made on December 6, 2007; this proceeding was
heard by the Court on April 22, 2008 and the determined sanction was accepted by the Court of Appeals on June 5,
2008; NOW THEREFORE, in accordance with New York State Constitution, Article 6, section 22, subdivision (d)
and Judiciary Law, section 44, subdivision 9, it is
ORDERED that the determined sanction is accepted, without costs, and Robert M.Restaino is removed from
the office of Judge of the Niagara Falls City Court, Niagara County. Opinion Per Curiam. Chief Judge Kaye and
Judges Ciparick, Graffeo, Read, Smith and Jones concur. Judge Pigott took no part.
7
Stuart M. Cohen
Clerk of the Court
MATTER OF ROBERT M. RESTAINO
COURT OF APPEALS REVIEW
Record for Review: Joint Record for Review of a Determination of the State
Commission on Judicial Conduct
* For inquiries regarding Court of Appeals Records, please contact the Records Access Officer:
inforequest@cjc.ny.gov