The Evolution of Russian Foreign Policy in The 90s
The Evolution of Russian Foreign Policy in The 90s
The Evolution of Russian Foreign Policy in The 90s
To cite this article: Allen C Lynch (2002) The Evolution of Russian Foreign Policy in the 1990s, Journal of
Communist Studies and Transition Politics, 18:1, 161-182
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A L L E N C . LY N C H
absent during the cold war, have assumed much greater prominence in
shaping Russian–Western interactions. These are, first, that each side’s vital
and primary interests are not at heart incompatible with those of the other;
second, and more novel, that there exists a positive compatibility of
interests and values that can underwrite a relationship that goes beyond a
simple détente. To take up the first factor, it is apparent – and Western
leaders have gone out of their way to demonstrate by word and deed, by
acts of commission and omission – that the NATO (and EU) states do not
see their own vital or even primary interests threatened by those of the
Russian Federation. Russia’s vital interests are understood to include:
(i) preservation of the territorial integrity of the Russian Federation
itself;
(ii) assuring the geopolitical primacy of Russia in the region described
by the borders of the former USSR;
(iii) assuring the security and stability of Russian nuclear weapons and
other weapons of mass destruction;
(iv) promoting Russian economic development;
(v) maintaining Russia’s status as a great international power; and
(vi) asserting the maximum feasible peerage with the G-7 group of
advanced industrial democracies.
This is not to say that there have not been serious conflicts of interest
in Russian–G-7 relations throughout the 1990s but rather that such
conflicts that have arisen have tended to occur and to be addressed within
a framework of relations in which, negatively, neither side’s vital interests
are seen as conflicting with those of the other and, positively, that each
side has been engaged in a common pursuit of values as well as interests
that induces each to see specific conflicts within a broader developmental
framework for Russian–Western relations. In the case of the bilateral
Russian–US relationship, this shared broader conviction very quickly led
to the establishment of a formal institutional body, the Gore–
Chernomyrdin commission led by the US vice-president and the then
Russian prime minister, that has served to address and where necessary to
insulate emerging specific conflicts in Russian–American relations from
poisoning the more general ties between Washington and Moscow.
Indeed, this commission was just one of several institutionalized
arrangements for the transaction of Russian–Western relations in the
1990s. To it should be added the Contact Group of major powers with
respect to the various Balkan wars since 1994; the ‘G-7 plus 1’ group of
economic powers that has sought to mollify Russian concerns about its
great power status; the highly structured and professionalized
collaboration between Russian and American militaries in the field of
nuclear weapons dismantlement; and the fateful NATO–Russian Charter
of May 1997. At heart, and running through each of these separate forums,
has been the following question: to what extent has Russia’s institutional
participation in Western – and in particular in US-dominated –
international agencies been substantive rather than symbolic in character?
More crudely put, have Russia and the G-7 states been able to find a way
to transact their business with each other in ways that do not simply reflect
the gross imbalance in international power, across virtually every
dimension, in favour of the latter?
181jcs10.qxd 02/05/2002 14:41 Page 164
aspirations. From this (liberal) ideological perspective, ‘the past ten years
[i.e., 1982–92] have not been a period of eclipse but a struggle against the
inhuman communist regime. Russians … exerted all their strength to defeat
the [communist] party and rejoin other nations on the path to civilization.
The logical conclusion of this struggle would be Russia’s unification with
the West.’2 On these premises, Russia required the maximum feasible
economic and political co-operation, if not integration, with the international
political economy (and security community) of the industrial democracies.
Russian liberals concluded from these postulates that Russia must itself
observe international norms of behaviour or face the likelihood of exclusion
from that international community. In this eventuality, Russia’s own
prospects for democratic development would be seriously compromised.
Russia could not therefore afford to alienate the West; likewise, Russia
could expect major gains from integration into liberal international
institutions and regimes. Russia’s initially liberal–internationalist approach
to foreign policy afforded the West enormous potential influence over the
international conduct of the Russian Federation, should it have chosen to
exercise it. Russia wanted to be in, and believed that both its domestic and
international interests would be grievously affected were it to be left out.
However, it quickly became apparent to Russian policy-makers that,
whatever Russia’s real chances for integration into the Western political
economy and security community, there were far more pressing issues – all
unexpected, all unplanned for – throughout Russia’s immediate post-Soviet
periphery. These included the presence of former Soviet strategic nuclear
weapons now based on the soil of independent Ukraine, Belarus and
Kazakhstan; the disruption of economic ties in what had been an
extraordinarily interdependent economic space (perhaps a third or more of
the post-Soviet economic depression is thought to be a direct result of the
disintegration of the USSR);3 the outbreak of wars, secession movements
and streams of refugees along Russia’s borderlands, especially in the
Caucasus; and finally the realization that, literally overnight, tens of
millions of Soviet Russians found themselves living as foreigners or
national minorities in the newly independent non-Russian states.
181jcs10.qxd 02/05/2002 14:41 Page 165
States. In brief, the West was viewed as being unwilling, if not unable, to
provide either sufficient ‘carrots’ to reinforce the position of Russian
liberals or sufficient ‘sticks’ to weaken the position of Russian nationalists.
In fact, as a detailed analysis of the course of Russian foreign policy
since then demonstrates, Russian diplomacy has proved to be far from the
picture of a unilateralist, anti-Western and generally ineffective statecraft
suggested by some of the scholarly literature, much of the journalistic
analysis, and the Russian government’s domestic opponents. A close
reading of Russian foreign policy since 1991 indicates instead a diplomacy
that has proved relatively successful in maintaining two important policy
objectives that are in potential contradiction with each other: namely,
establishing Russian diplomatic and security hegemony throughout the
territory of the former Soviet Union in addition to Russia’s ‘great power’
status in international councils, while at the same time avoiding a rupture
with the G-7 states, in the first place the United States, whose co-operation
remains essential to Russia’s internal as well as external prospects.
Students of the history of Soviet foreign policy, as of international
relations in general, should not find such a development surprising.
Ideologically driven states have frequently, if not usually, been
constrained to adapt their global visions to the realities of inter-state
power politics and the tension between a general ideological mission and
a particular state interest. Indeed, the parallels between the evolution of
Russian foreign policy in the 1990s and that of Soviet foreign policy in the
1920s are quite striking. Each case is characterized by:
(i) an apparently clean break with the past (that is, Soviet repudiation of
capitalism and Russian repudiation of communism, respectively);
(ii) a strong tendency to define interests ideologically, thereby
transcending the historical tension between Russia and the West and
providing for Russian security and economic development (by a
socialist integration with Europe in the first case and a liberal
integration with the North Atlantic world in the second);
(iii) early realizations that the West was not ripe for the kind of
ideologically based alliance with Russia advocated by both the early
181jcs10.qxd 02/05/2002 14:41 Page 167
through the twin expansions of the European Union and of NATO, is that
there has not been much of a Russian policy towards Eastern Europe as
such:13 as was also true of Soviet policy in the late Gorbachev period, Russian
policy towards Eastern Europe has been subordinated to its broader
Westpolitik. Moreover, a weak Russian state has disposed of very limited
instruments with which to shape a policy consistent with the expressed pre-
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ferences of the Russian foreign policy elite, namely a neutral Eastern Europe.
Soviet and then Russian preoccupations in 1991 and immediately after
the Soviet Union’s disintegration were not conducive to a reformulated set
of policy assumptions and practices towards Eastern Europe. As Margot
Light has observed,
The new government in Russia was preoccupied with domestic
affairs, the urgent need for Western assistance and relations within the
CIS. As for the opponents of the new regime, both the Communist old
guard and the Russian nationalists were more concerned with the
possibility of reinstating the inner empire (the Soviet Union) than with
attempts to reconstitute the Soviet zone of influence in Eastern
Europe. Later, when it became likely that a number of former Soviet
allies would join NATO, Russians of all political persuasions grew
alarmed that Russian security would be undermined.14
Russian policy towards Eastern Europe has been overwhelmingly
influenced by broader considerations relating to Russia’s relations with
Western Europe and North America – what I shall call for our purposes
the G-7 world. It has been, initially, Russia’s hopes for economic, political
and strategic integration with that G-7 world, and more recently
apprehension about the consequences of NATO expansion into Eastern
Europe, that have defined the place of Eastern Europe on Moscow’s
foreign policy horizons.
There is a certain irony here, since it was precisely such considerations
of Westpolitik that stayed Soviet hands from constraining the East
European states’ move towards full independence in the first place:
In a situation where Gorbachev and his colleagues were pleading for
Western aid … and trying to entice direct Western investment and
applying for membership of [G-7] international economic institutions
… the implicit rule about respecting spheres of influence became
untenable. … In essence, the relationship with the West was considered
so important to Soviet transformation that it could not be risked, even
if this meant losing the USSR’s European sphere of influence.15
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Moreover, the West European market is relatively open for Russian goods:
the average customs duty on Russian imports into the EU is one per cent,
while 80 per cent of goods are imported duty-free. (Tariffs tend to be
higher on Russian industrial compared with raw materials exports.) An
additional ten per cent of exports are covered by a system of preferences
that cuts customs duties by half on average.23
Having said this, it is nevertheless true that the trade consequences
of the Soviet Union’s disintegration, which are magnified by the
reorientation of East European trade westwards, are quite dramatic and
underline Russia’s progressive isolation from the European mainstream.
‘Partnership with the EU has not shielded Russia from the unfavorable
consequences of the more privileged trade relations already established
between the EU’ and the Eastern European states.24 Already by 1993, the
dollar value of Soviet and then Russian trade with the CMEA states
declined from more than $126 million in 1989 to less than $11 million in
1993; as a proportion of total Soviet or Russian trade, CMEA trade had
dropped from 57 per cent to 14 per cent between 1989 and 1993. Most of
that slack was made up by the reorientation of both East European and
Russian trade with the states of the EU, where Russia’s dependence on
trade is quite marked.25 Whereas EU trade accounts for 40 per cent of
Russian foreign trade (or as we have noted about 10 per cent of the
Russian GDP), Russian trade accounts for just five per cent of EU external
trade, a discrepancy ratio of 8 : 1. In the Baltic region, the foreign trade of
the three Baltic states with the EU far outstrips trade with Russia,
accounting for about half or more of the foreign trade of Estonia, Latvia
and Lithuania. Estonian exports to the EU in 1998 exceeded exports to
Russia by a factor of 3.5 : 1, while for imports the corresponding ratio was
5.5 : 1; for Latvia, these ratios were 3.7 : 1 and 4.5 : 1, and for Lithuania
they were 1.5 : 1 and 2.2 : 1, respectively.26 Let us note, too, that the total
dollar value of Russian foreign trade is equivalent to that of Denmark,
while the commercial value of the Russian economy as a whole is
comparable to that of Holland. In short, Russia is increasingly absent from
the international economy of Eastern Europe and increasingly dependent
on that of Western Europe.
181jcs10.qxd 02/05/2002 14:41 Page 173
remained part of the Contact Group, continued contacts with the G-7, and
stressed its continuing bilateral interest in good relations with NATO
states, including the United States. Russian histrionics notwithstanding,
and despite symbolic gestures such as sending an intelligence ship into the
Adriatic Sea, the Russian government made it clear that it would not be
drawn militarily into the NATO war against Serbia.
After weeks of attempted mediation between Miloševic and NATO,
Russia, faced with the choice of Miloševic or NATO (or simple
withdrawal from the fray), accepted the role of postman for the North
Atlantic alliance, with the Russian special envoy Viktor Chernomyrdin in
effect helping to deliver NATO’s terms to Miloševic in early June 1999.35
Russian domestic observers were not deceived: most, and most
importantly the Russian military leadership, saw Chernomyrdin’s role for
what it was – an attempt to disguise Russia’s isolation and impotence (and
abandonment of Miloševic) by being present at the armistice.36 Once
again, when pressed to make a choice, the Russian government chose to
tend its bridges to the West rather than make its Western policy hostage to
the particulars of disagreements over the Balkans. At the same time,
something changed with NATO’s war against Serbia. The fact of the war
and the way in which it was presented in Russia has had the effect of
crystallizing a progressively stronger scepticism towards the West that had
been building up in Russian society.
Through its efforts to shape the specific contours of the Russian political
economy, the United States had already, before the war, helped to make it
‘virtually impossible to conceive of a pro-reform Russian nationalist’.37 The
domestic backlash in Russia against what are seen as US-inspired ‘reform’
programmes, which has made untenable an explicitly pro-American
platform in Russian politics (in contrast with the early 1990s), has been
compounded by Russia’s increasing international isolation. The Russian
decision to send 200 troops hurriedly to Priština airport in Kosovo in June
1999 – made by the General Staff leadership without the involvement of
either the defence or the foreign minister38 – reflects a general Russian
sentiment that Russia still counts for something in world affairs.39
Russia is very different from the rest of Eastern Europe in this respect.
As the Romanian political scientist Silviu Brucan has observed, ‘while the
181jcs10.qxd 02/05/2002 14:41 Page 176
compel Western attention. The general shift in Russian politics away from
pro-Western positions that is part of Russia’s experience with Western-
aided economic ‘reform’ has rendered such interventions uncontroversial
among the Russian elite. The burden of proof in Russian politics is now
squarely on those arguing that the West, including the United States, should
be given the benefit of the doubt. The Russian–Western, and especially the
Russian–American, relationship has thus lost almost all of the sentimental
glue that bound the two countries together in a common anti-communist,
pro-reform consensus in the early 1990s.
This is not to say that Russia, in the aftermath of NATO’s war in
Serbia, is committed to a confrontation with the West. Far from it: this is
neither within Russia’s power nor within the imagination of the pragmatic
nationalist consensus that prevails in Moscow. As Paul Kubicek has noted,
‘The mainstream Russian foreign policy of the pragmatic nationalists
envisions a realistic partnership with the West and is not overtly anti-
Western’.41 Thus, after the melodramatic dash of the Russian paratroopers
to Priština – many more Russian troops were blocked by aggressive US
diplomacy to close East European airspace to Russian transport aircraft42
– Russian peacekeepers assumed the roles that NATO had assigned to
them, without their own sector, and reporting to a NATO commander.
Rather, the cost of NATO’s war will be calculated in terms of the greater
difficulty of obtaining Russian co-operation in areas – such as the
collaborative managing of Russia’s nuclear archipelago, civilian as well as
military – that are as much in the Western as in the Russian interest but
which have been and may continue to be held political hostage in the
Russian Duma (as in the case of the START II treaty).
Conclusions
This is not to say that a collapse in Russian–Western relations is
inevitable. For the first prolonged period since the late nineteenth century,
there is no ideological animus driving the Russian–American relationship.
Moreover, key groups in the Russian economic elite, especially in the
energy and metals sectors – which together account for 56 per cent of
181jcs10.qxd 02/05/2002 14:41 Page 177
Any hope for continued debt rescheduling, not to mention writing off
Soviet era debt, which is about 70 per cent of the total, also requires good
relations with the United States and the leading creditor states, which are
all close US allies. Finally, Russia’s government under President Yeltsin,
proceeding from these facts and the more general assumption that few if
any of Russia’s national interests or even those of its key elites could be
served in the face of the active hostility of the United States and its allies,
sought to preserve lines of communication with the West even while
tacking to the increasingly nationalist wind of Russian domestic politics.
For all the public airing of differences between Russia and the United
States over NATO expansion and the Balkans, Russia remains committed
to the joint Russia–NATO Council established in the wake of NATO
expansion and has been an active member of the six-nation Contact Group
devoted to diplomatic coordination on Balkan issues. In the absence of
territorial disputes, ideological conflict, intense economic friction, or
irreconcilable geopolitical interests, there is no reason to expect that
intelligent diplomacy – that is, the management of international relations
by negotiation – should not be able to maintain a normal Russian–Western
relationship.
To be sure, even in the event of a serious collapse in the relationship,
there is little prospect of a return to anything like the cold war. Russian
power has already disintegrated too far for such a scenario to materialize.
Russia can no longer project its power to regions of vital interest to the
G-7 world; where Russian power still matters, as throughout the former
USSR, G-7 interests are of comparatively little importance.
The danger of a fraying of Russian–Western relations lies not in the
re-creation of the global cold-war antagonism or a resurgence of Russian
imperialism but rather in the greater difficulty and higher costs of
obtaining Russian co-operation in areas where such co-operation is
essential to maintaining international security. For example, for eight
years since mid-1992, the Russian parliament had refused to ratify the
START II nuclear disarmament treaty signed by Presidents Yeltsin and
Bush, thereby barring the way to further collaborative disarmament. It did
so not because of convincing substantive objections to the treaty (Russia
181jcs10.qxd 02/05/2002 14:41 Page 178
each country’s ability to shoot down the other’s missiles, and the NATO
war against Serbia.
There are several critical areas where Russian–G-7 co-operation is
a necessary prerequisite to satisfying vital US national interests.
Transforming Russia into a democracy is not one of them. They include:
(i) managing the nuclear legacy of the cold war, both military and
civilian stockpiles, in a world where one nuclear power – Russia
itself – may no longer be assumed to be a stable state;
(ii) containing the proliferation of nuclear weapons and other weapons
of mass destruction in a context where Russian commercial interests
conflict with Russia’s obligations under the Nuclear Non-
Proliferation Treaty and other international agreements;
(iii) ensuring that the vast stretches of south central Eurasia that were
formerly part of the USSR do not become a haven or conduit for
global terrorism;
(iv) working to ensure that the vast untapped energy resources of the
Caspian Sea basin become available to international consumers
through transport and distribution networks that correspond to
producer and consumer interests; and finally
(v) establishing sufficient stability along Russia’s transcontinental
southern borderlands to minimize the international fallout from the
inevitable regionalization of the Russian Federation: the
consequences of Russia’s disintegration for global stability – as with
Chinese or Indian – are too awful to contemplate.
peerage (within limits) with NATO in the Balkans, rejection (in the end
unsuccessfully) of NATO expansion, and defiance of US policy in Iran
and Iraq, without in the process undermining its multiple ties with the
immensely more powerful G-7 world, on which Russian finances were in
fact critically dependent.
Russia has been able to maintain this balancing act in spite of a
precarious decline in the traditional resources of power in part because,
although Russia’s material resources have indeed declined, the nature of
the Western stake in international order has also been transformed in the
wake of the end of the cold war. Thus, the scope of real Western influence
is much more restricted than might be deduced from a projection of the
indices of the superiority of Western power, just as the scope of Russian
influence is often greater than one might deduce from a simple projection
of the indices of the inferiority of Russian power. Consequently, Russian
influence has proved greatest where the Western stake is least intense and
weakest where it is at its most intense.
Where most successful, Russia has nevertheless not been able to
exclude the West from projecting its power (for example, Western
assertion of energy interests in the Caucasus and Central Asia); where
least successful, Russia has nevertheless managed to elicit from the
West commitments to institutionalized consultation. These commitments,
in turn, have provided significant external incentives for Russian policy
to remain broadly within a framework of diplomatic engagement with
states whose specific interests did not always coincide with those of
the Russian government. It would thus appear to be a primary challenge
of both Russian and Western diplomacy to maintain a structure of
relations between Russia and the West that will preserve and if possible
enhance incentives for collaboration rather than defection from attempts
to manage international relations by negotiation rather than by unilateral
initiative.
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NOTES
1. Andrei Kozyrev, ‘Russia and Human Rights’, Slavic Review, Vol.51, No.2 (Summer 1992),
pp.287–93.
2. Sergei Markov, ‘NATO: The Two Faces of Moscow’, Moscow Times, 28 June 1995, as
reprinted in The World Press Review, Vol.42, No.10 (Oct. 1995), p.17.
3. James R. Millar, ‘The De-development of Russia’, Current History, Oct. 1999, p.323.
4. Kozyrev, ‘Russia and Human Rights’; see also his liberal–internationalist speech before the
Downloaded by [Lahore University of Management Sciences] at 20:22 14 December 2014
20. B. Pichugin, ‘Russia and the European Union’s Eastward Expansion’, International Affairs
(Moscow), 1996, No.1, at <http://home.mosinfo.ru/news/int-aff/demo/data/1-10.htm>, p.3;
for the Russian original, see Mezhdunarodnaya zhizn’, 1996, No.2, pp.31–6.
21. Ibid., p.49.
22. Ibid., p.50.
23. Ibid.
24. John Berryman, ‘EU/NATO Enlargement: Russian Perspectives and Responses’, paper
delivered to the Annual Conference of the International Security Studies Section of the ISA,
Norfolk, VA, 24–5 Oct. 1997, p.5.
25. Birgerson and Kanet, ‘East–Central Europe and the Russian Federation’, p.31.
26. Michael Wyzan, ‘Economic Liaisons: The Baltics Look Toward the European Union’,
Transitions (Prague), Vol.5, No.12 (Dec. 1998), p.55.
27. Pichugin, ‘Russia and the European Union’s Eastward Expansion’, p.4.
28. Sherman W. Garnett, ‘Russia and the West in the New Borderlands’, in Mandelbaum (ed.),
The New Russian Foreign Policy, pp.98–9.
29. ITAR-TASS, 27 Feb. 1997, cited in Garnett, ‘Russia and the West’, p.98.
30. Yuri P. Davydov, ‘Rossiya i NATO. “Posle Bala”’, SShA, 1998, No.1, pp.3–18, and Jeremy
Bransten, ‘Russia: Ivanov Says Ties with NATO Have Improved Significantly’, RFE/RL
(Prague), 9 Dec. 1998, at <www.rferl.org/nca/features/1998/12/F.RU.981209182649.html>.
31. Diplomaticheskii vestnik, 1999, Nos.4 (April), 5 (May) and 6 (June), passim.
32. Ibid., 1999, No.4, p.10.
33. For a detailed sampling of Russian official and popular views on the war, see the translated
items in Gordon Livermoore (ed.), Russian Foreign Policy: 1994–1998 (Columbus, OH:
Current Digest of the Post-Soviet Press, 1999), pp.116–42. This is a special supplement
covering the period March–July 1999.
34. ‘Balkanskii krizis i rossiisko-amerikanskie otnosheniya’, SShA, 1999, No.10, pp.41, 50–51;
Ted Hopf, ‘How NATO’s War in Yugoslavia is Making Foreign Policy in Moscow’, Policy
Memo Series, #81 (Cambridge, MA: Program on New Approaches to Russian Security, Oct.
1999); B. Kazantsev, ‘Serious Concern Over New NATO Strategy’, International Affairs
(Moscow), Vol.45, No.2 (1999), pp.23–8. Kazantsev is deputy director of the Department of
European Co-operation in the Russian ministry of foreign affairs; see also Stanislav
Chernyavskii, ‘Zakavkaz’e v planakh Vashingtona’, Svobodnaya mysl’, 1999, No.7,
pp.56–61.
35. Andre Fontaine, ‘1979–1999: De Kaboul au Kosovo’, Politique Etrangère, 1999, No.3,
p.502. For the Russian texts of the peace agreement and the enabling UN Security Council
Resolution (#1244), see Diplomaticheskii vestnik, 1999, No.7 (July), pp.6–12.
36. Livermoore, Russian Foreign Policy, pp.136–7.
37. Janine Wedel, Collision and Collusion (New York: St. Martin’s, 1998), p.138.
38. According to an interview by the reputable Giulietto Chiesa with a ‘high-ranking officer in
the Russian Armed Forces’, as published in La Stampa (Turin), 13 June 1999, as translated
in Johnson’s List (No.3342, Item 7, 15 June 1999).
39. For one Russian general’s view on this, see ‘Balkanskii krizis i rossiisko-amerikanskie
otnosheniya’, p.47.
40. Silviu Brucan, Social Change in Russia and Eastern Europe: From Party Hacks to Nouveaux
Riches (Westport, CT: Praeger, 1998), p.102.
41. Paul Kubicek, ‘Russian Foreign Policy and the West’, Political Science Quarterly, Vol.114,
No.1 (Winter 1999–2000), pp.550–54 and 568; also Neil Malcolm, Alex Pravda, Roy Allison
181jcs10.qxd 02/05/2002 14:41 Page 182
and Margot Light (eds.), International Factors in Russian Foreign Policy (Oxford: Oxford
University Press, 1996), pp.87–88.
42. Robert G. Kaiser and David Hoffman, ‘Russia Had Bigger Plan in Kosovo’, The Washington
Post, 25 June 1999, p.A1.
43. Martin Wolf, ‘Price of Forgiveness’, The Financial Times, 11 Aug. 1999, p.10. For 2000, all
Russian foreign debt was expected to equal approximately 100 per cent of dollarized GDP
($180 billion): see Economist Intelligence Unit, Country Forecast: Russia (July 2000); also
available at <http://www.eiu.com>.
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